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I. INTRODUCTION
Obtaining a viable estimate of the amount of compound absorbed into the skin
is important for reasons related to medicinal therapy or to protect human health
during exposure to environmental pollutants and toxic compounds. Experimen-
tally determined permeability coefficients are useful for quantifying the dermal
absorption of compounds through the skin, and they have been determined for
many compounds in many different exposure scenarios. However, measurements
do not exist for many compounds with the potential for dermal absorption. Hence
the motivation for developing equations to estimate permeability coefficient val-
ues based on readily available input parameters.
Several equations for estimating the permeability of skin to aqueous organic
compounds in terms of the penetrating chemical’s molecular weight (MW) and
octanol–water partition coefficient (K ow) were reviewed in Chapter 2 along with
the databases upon which these equations were developed. We identified numer-
ous measurements in the most commonly utilized databases that are inconsistent
with the database in various ways. For example, some measurements were made
at an unsteady state; others were measured from vehicles other than water alone,
and still other measurements were from animal and not human skin. Also the
different penetration rates of ionized and nonionized penetrants were not usually
* Current affiliation: Blakely Sokoloff Taylor & Zafman LLP, Denver, Colorado, U.S.A.
All permeability coefficient data examined in this chapter were measured in vitro
through human skin from aqueous vehicles. Prior to developing regressed equa-
tions, each data point was critically reviewed with respect to several criteria
deemed important to permeability coefficient values. Three collectively exhaus-
tive (taken together they contain all permeability measurements we have consid-
ered) and mutually exclusive (measurements appearing in one database do not
appear in others) databases are presented: (a) a fully validated (FV) database that
meets all of the quality criteria (containing the measurements used to develop
predictive equations), (b) a provisional database reserved for subsequent analysis
(containing measurements that are missing pertinent information with respect to
the quality criteria), and (c) an excluded database (containing measurements that
do not meet one or more of the validation criteria). These three databases are
listed in Appendix A. Details about how the permeability coefficients were ex-
tracted from the original references and their validation are contained in Appen-
dix B.
Data in the FV database were required to meet five criteria: (a) the tempera-
ture must be known and be between 20 and 40°C, (b) more than 10% of the
penetrating compound must be in a nonionized form, (c) a valid log K ow [either
a recommended star (★) value from Hansch et al. (1) or a value calculated using
P cw,obs
P cw ⫽ (1)
f ni
Assuming the penetration rate of the nonionized species is two orders of magni-
tude faster than for the ionized form of the same compound, then penetration
rate of the ionized species will contribute negligibly (i.e., ⬍10% of the penetra-
tion rate) as long as ⬍90% of the compound is ionized (i.e., f ni ⬎ 0.1). In Fig.
1b, P cw (0.029 cm/h for fentanyl and 0.024 cm/h for sufentanil) was calculated
by averaging P cw,obs /f ni for all pH values at which at least 10% of the compound
is nonionized. (See discussion in Appendix B for more details.) As shown in Fig.
1b, the estimated value of P cw is less than P cw,obs at high pH (i.e., P cw,obs /P cw ⬎ 1
at high pH), probably because the pKa values are not correct. Roy and Flynn
(4,5) reported pKa values (8.9 for fentanyl and 8.5 for sufentanil at 37°C) without
reference, which are quite different from the calculated pK a values we used (using
SPARC, which will be discussed later). However, the pK a values calculated using
SPARC appear to be more consistent with the data than the pK a values reported
by Roy and Flynn (4,5). Although theoretically and experimentally supported,
the accuracy of estimates for nonionized permeability coefficients, made using
permeability coefficients measured on partially ionized compounds, will depend
strongly on accurate values for pK a .
Unless specified otherwise, permeability coefficients in the FV database
are for the nonionized species calculated using Eq. (1) from the observed perme-
ability coefficient (calculated using the total concentration) for the partially but
not significantly ionized species (i.e., f ni ⬎ 0.1). When more than 90% of the
compound is ionized, the rate of penetration of the ionized species cannot be
neglected, and the simple calculation described by Eq. (1) is no longer applic-
able. Consequently, permeability coefficient measurements for compounds with
f ni ⬍ 0.1 are listed in the excluded database.
ln
(K a) 2 ⫺∆H 1
(K a) 1
⫽
R
⫺
1
T2 T1冢 冣 (3)
Enthalpies of ionization ∆H (given for the acid dissociation reaction with the
equilibrium constant Ka ⫽ 10⫺pKa), used in adjusting pK a values for temperature,
were estimated from enthalpies of protonation presented elsewhere (10): 0.0 for
carboxylic acids, 5.0 for phenolic compounds, 10 for amines (primary, secondary,
or tertiary), 7.5 for aniline (or amines attached directly to an aromatic ring sys-
tem), and 5 for aromatic nitrogen (pyridine derivatives and isoquinoline). We
assume that the enthalpy of ionization is constant over a small temperature range
(25–37°C) and disregard the temperature dependence of heat capacities. Multiple
pK a values for the same molecule were adjusted independently for effects of
temperature.
When buffer solutions were not used and the pH was not reported, we
calculated the expected natural pH using the solution concentration and all pK a
values, assuming neutral water prior to chemical addition. A general treatment
B. Selection of K ow
There are three different approaches for relating permeability coefficients for
ionogenic compounds with log K ow . If only nonionized species penetrate, the best
approach is to use both P cw and K ow for the nonionized species. The next best
approach is to disregard ionization effects and use the observed (for all ionized
and nonionized species) permeability coefficient P cw,obs and the observed (for all
ionized and nonionized species) K ow,obs measured at the same conditions (i.e., the
same pH, concentration, f ni , and temperature). This approach assumes that the
ability of nonionized, ionized, and zwitterionic species to partition into octanol
from water is representative of their ability to partition into and permeate through
SC from water. The least appropriate method and a flaw of several existing equa-
tions relating P cw and K ow (e.g., those based on the Flynn database as discussed
in Chapter 2) is to use P cw,obs (based on the total concentration of ionized and
nonionized species) and K ow for the nonionized chemical. The three approaches
are equivalent for compounds that are nonionized or that exist in only one state
of ionization (e.g., paraquat, tetraethylammonium ion, and 5-fluorouracil at low
pH).
In the data analyses that follow, we assume that only nonionized species
significantly penetrate the SC. Therefore we calculate the permeability of the
nonionized species and relate it to the preferred log K ow star (★) values reported
by Hansch and colleagues (1), which these authors state were “measured as or
converted to the neutral form.” When these recommended values were not avail-
able, Daylight software (2) was used to calculate surrogate values for the nonion-
ized species. These calculated surrogates are generated using algorithms trained
to the database of preferred values. Values of K ow for the neutral species are
larger than would be measured for a partly ionized chemical because the ionized
species is more water soluble.
The steady-state permeability across the SC from an aqueous vehicle (P cw) into
an infinite sink depends on the effective diffusivity of the chemical in the SC
(D c), the SC thickness (L c), and the equilibrium partition coefficient between the
SC and the water vehicle (K cw) as given below (12):
1
⫽
1
P w P cw
K DL
冤
1 ⫹ ce c e ⫽
De Lc
1
P cw 冥
(1 ⫹ B) (8)
B. Effect of Temperature
The effect of temperature on P cw has been explored experimentally by Blank and
colleagues (16), who showed that P cw , measured for the normal alcohols, in-
creased approximately 2.9-fold for a temperature increase of 10°C. Likewise, in
Chapter 2 we observed that residuals (measurement–model prediction for a
model developed from the data in Chapter 2) were positive (on average) for
measurements made at temperatures greater than 30°C and negative (on average)
for measurements made at temperatures less than 30°C. We now analyze the data
with an equation that explicitly incorporates the temperature effect in the hope
of reducing unexplained variance.
According to free-volume theory, the transport of small molecules in rub-
bery polymers is viewed as an activated process in which the diffusion coefficient
obeys an Arrhenius type relationship (15):
D c ⫽ D 0 exp
冢 冣
⫺E a
RT
⫽ D 0 exp ⫺γ #2 ⋅
冢
MV
T 冣 (13)
MW
log P cw ⫽ a ⫹ b log K ow ⫹ d 2 (14)
T
冤 冢TT
ρ(at T ) ⫽ ρ ref exp K T T c ref
c
⫺
T
冣冥
Tc
(18)
log P cw ⫽ a ⫹ b log K ow ⫹ d 1
MW
ρ ref 冤 冢 T
exp ⫺K T T c ref ⫺
Tc
T
Tc 冣冥 (19)
log P cw ⫽ a ⫹ b log K ow ⫹ d 2
MW
Tρ ref 冤 冢 T
exp ⫺K T T c ref ⫺
Tc
T
Tc 冣冥 (20)
In summary, Eqs. (16) and (19) adjust MW using LD alone (i.e., temperature in
these equations only adjusts the LD value), while Eqs. (17) and (20) also adjust
for temperature of the permeability coefficient measurement.
Eqs. (16) through (20) require values for K T , which are not always known.
If K T (T ref ⫺ T ) is small, then the following simple linear equation accurately
represents the exponential expression in these equations:
ture, average residuals (log P cw ⫺ log P cw,calc) have been calculated. The average
residuals are ⫺0.256 and ⫹0.366 when T ⱕ 30°C and T ⬎ 30°C, respectively.
When T ⱕ 30°C (the average is 26.7°C), permeability coefficients are overesti-
mated by an average factor of 1.8. When T ⬎ 30°C (the average is 36.1°C),
permeability coefficients are underestimated by an average factor of 2.3. The
average temperature for all permeability coefficient measurements shown in Fig.
4 is 30.6°C. The increase of SC permeability coefficients by a factor of two
resulting from approximately a 5°C temperature change is in agreement with
experimental evidence of the effect of temperature (34). These results provide
encouraging evidence that a large database of SC permeability coefficients can
predict physically realistic trends that are difficult to determine from individual
measurements.
assuming that MW and log K ow effects are dominant, that permeability coeffi-
cients measured in all studies would be randomly scattered about the line of
perfect estimation (i.e., log P cw /P cw,calc ⫽ 0.0). Permeability coefficient values for
the steroids measured by Scheuplein and others (40) are always overestimated
by Eq. T1. Likewise, for a similar group of chemicals, Siddiqui et al. (41) report
(⫺0.15) for 89 EPID measurements and slightly positive (0.19) for 36 SPLIT/
FULL measurements. Based on these observations, it seems likely that the pres-
ence of dermis had almost no effect compared to the VE itself. Also, given the
variability in the database as a whole, the difference between isolated SC and
other skin samples is relatively small.
Figure 9 shows the ratio of measured to calculated permeability coefficient
values for skin surgically removed from live humans (labeled patient) and skin
removed postmortem (cadaver) as a function of MW of the penetrating com-
pound. Most commonly, patient skin was from the abdomen or breast (female),
although this variable has not been noted. Usually, patient skin was used fresh,
or stored frozen for varying periods of time. Cadaver skin may be subject to harsh
E. Effect of Temperature
In Chapter 2 we found that permeability coefficients from the Flynn database
(21) increased on average with increasing temperature. Model equations that in-
corporated temperature were able to explain more of the variability in permeabil-
ity coefficients (see Chapter 2). In this section, we investigate the FV database
for the effects of temperature to explain the apparent trend in Fig. 5.
The absolute temperature at which P cw was measured was used to reduce
the variability of SC permeability coefficients from the FV database according
to Eq. (14). The resulting equation, Eq. T3 in Table 1, can explain 56.4% of the
variability in log P cw by variation in log K ow and MW/T compared to 55.1% when
T was not included (i.e., Eq. T1). Consequently, adding T to the equation for
estimating P cw provides only a minor improvement. This may arise because tem-
perature weakly influences individual permeability coefficient values, altering
them by a factor somewhere between 2 and 5. However, many measurements
are influenced by temperature, so incorporation of temperature does improves
the model.
Data Model
No. set a n/m b Eq. log P cw [cm h ⫺1] c,d r2 r 2adj RMSE F-ratio
icals listed in Table A6 are compared with predictions using the conventional
model (i.e., Eq. T1) as a function of specific gravity (SG) based on density of
liquid water at 4°C (i.e., 1.000 g cm ⫺3). This figure shows that permeability coef-
ficient values for low-density compounds (SG ⬍ 0.8, designated with triangles)
are overestimated on average and permeability coefficient values for high density
compounds (SG ⬎ 1.2, designated with ✖) are underestimated on average.
Clearly, MW does not sufficiently represent the MV for compounds with signifi-
cantly different liquid densities.
Figure 12 illustrates the effect of modifying MW by liquid density using
Eq. T5 (i.e., assuming K T is constant and accounting for temperature effects on
the permeability coefficient) for the same experimental permeability coefficient
values as are shown in Fig. 11. It is easy to see the improvement in prediction
V. CONCLUSIONS
Overall, then, we have presented a sizable (170 measurements for 127 com-
pounds) and diverse (MW ranging from 18 to 584, and log K ow ranging from
⫺3.1 to 4.6) database of pharmacological and toxic compounds that have been
examined for certain quality criteria. Ionization can dramatically impact the mag-
nitude of the permeability coefficient values, so permeability coefficients mea-
sured when the conditions at which chemical was partially ionized were adjusted
for ionization. Analysis of these data have shown that temperature variation in
the data (between 25 and 37°C) may introduce 2–5-fold differences in the perme-
ability measurements. Despite the application of a set of quality criteria, repeated
measurements from different labs can differ by more than one order of magnitude.
Identifying the cause of differences between replicate measurements from differ-
ent laboratories is required for development of more reliable equations for esti-
mating permeability coefficient values.
The model based on only K ow and MW is the simplest equation to provide
reasonable estimates for the SC permeability coefficient. Other factors can be
considered with some improvement in predictability. For example, Eq. T5 in-
cludes temperature and liquid density, which better represents compounds with
relatively low or high densities. The results of Eq. T5 indicate that estimates of
permeability coefficients for low or high MW compounds can be improved if
the MW is adjusted by liquid density or by using a method that includes MV
instead of MW. Based on the subset of the FV database, LSER models do not
appear to be more useful than conventional models, especially since the parame-
ters are less available. More permeability coefficient data for hydrophilic com-
pounds is required to decide conclusively whether hydrophilic chemicals pene-
trate skin by a different mechanism than lipophilic chemicals.
ACKNOWLEDGMENTS
This work was supported in part by the United States Environmental Protection
Agency under Assistance Agreement Nos. CR817451 and CR822757, by the U.S.
Air Force Office of Scientific Research under agreement F49620-95-1-0021, and
by the National Institute of Environmental Health Sciences under grant No. R01-
ES06825. We thank Dr. Richard Guy for his helpful comments and sugges-
tions.
Table A1 Fully Validated Database of Human Skin Permeability Coefficients from Water
P cw,obs c P cw Ref.
Compound a
log K ow b
MW T(°C) cm h ⫺1 cm h ⫺1 ↑↓ d f ni e pH f Skin g No.
P cw,obs c P cw Ref.
Compound a
log K ow b
MW T(°C) cm h ⫺1 cm h ⫺1 ↑↓ d f ni e pH f Skin g No.
[Estriol] 2.45 288.4 26 4.00E-05 4.00E-05 ↓ 1 ND EPID 40
[Estrone] 3.13 270.4 26 3.60E-03 3.60E-03 1 ND EPID 40
* Ethanol ⫺0.31 46.0 22 3.00E-04 3.00E-04 1 ND FULL 58
* [Ethanol] ⫺0.31 46.0 25 8.00E-04 8.00E-04 1 ND EPID 53
* Ethanol ⫺0.31 46.0 30 3.17E-04 3.17E-04 1 ND FULL 59
* [2-Ethoxy ethanol] ⫺0.32 90.1 30 2.50E-04 2.50E-04 1 ND EPID 16
* [Ethyl ether] 0.89 74.1 30 1.60E-02 1.60E-02 1 ND EPID 16
* [ p-Ethylphenol] 2.58 122.2 25 3.49E-02 3.49E-02 1 [5.7] EPID 52
[Fentanyl] 4.05 336.5 30 1.00E-02 1.14E-02 0.88 8 N/A 24
Fentanyl 4.05 336.5 37 1.13E-02 1.55E-02 0.73 7.4 EPID 4
Flurbiprofen 4.16 244.3 37 [4.62E-01] 1.43E⫹00 ↑ 0.32 4.7 FULL 25
* [Heptanoic acid] [2.41] 130.2 N/A 2.00E-02 2.00E-02 k 1k N/A N/A 44
* Heptanol 2.72 116.0 30 3.76E-02 3.76E-02 1 ND EPID 16
* [Heptanol] 2.72 116.0 25 3.20E-02 3.20E-02 1 ND EPID 53
* [Hexanoic acid] 1.92 116.2 N/A 1.40E-02 1.40E-02 k 1k N/A N/A 44
* Hexanol 2.03 102.2 31 2.77E-02 2.77E-02 1 ND SPLIT 60
* [Hexanol] 2.03 102.2 25 1.30E-02 1.30E-02 1 ND EPID 53
[Hydrocortisone (HC)] 1.61 362.5 26 3.00E-06 3.00E-06 ↓ 1 ND EPID 40
Hydrocortisone (HC) 1.61 362.5 25 h 2.82E-06 2.82E-06 ↓ 1 ND SC h 41
[HC-yl-succinamate] [0.17] 461.6 37 2.60E-05 2.60E-05 1 4 SC 20
[HC-yl-N,N-dimethyl succinamate] [0.88] 489.6 37 6.70E-05 6.70E-05 1 4 SC 20
[HC-yl-hemipimelate] [1.82] 504.6 37 1.80E-03 2.31E-03 ↑ 0.78 4 SC 20
[HC-yl-hemisuccinate] [0.91] 462.5 37 6.30E-04 8.10E-04 ↑ 0.78 4 SC 20
[HC-yl-hexanoate] [3.28] 460.6 37 1.80E-02 1.80E-02 ↑ 1 4 SC 20
[HC-yl-6-hydroxy hexanoate] [1.29] 476.6 37 9.10E-04 9.10E-04 ↑ 1 4 SC 20
P cw,obs c P cw Ref.
Compound a log K ow b MW T(°C) cm h ⫺1 cm h ⫺1 ↑↓ d f ni e pH f Skin g No.
∆H Cw Ref.
Compound a pK a (25°C) a T(°C) (kcal mol ⫺1) b pK a (T) c (mol L ⫺1) d pH e f ni f No.
∆H Cw Ref.
Compound a pK a (25°C) a T(°C) (kcal mol ⫺1) b pK a (T) c (mol L ⫺1) d pH e f ni f No.
Compound π α β V ⫻ 10⫺2 [cm 3 mol ⫺1] b T(°C) P cw (cm h ⫺1)c Ref. No.
Compound π α β V ⫻ 10⫺2 [cm 3 mol ⫺1] b T(°C) P cw (cm h ⫺1)c Ref. No.
Ref.
Compound a log K ow b MW ρ ref (g cm ⫺3) c T ref (°C) d T m (°C) e T c (°C)f P cw (cm hr ⫺1) T (°C) g No.
Fentanyl Sufentanil
a b a
pH f ni P cw,obs P cw f ni P cw,obs P cw b
tanil and reported in Table IV are incorporated in Fig. 1 in this chapter. Table
B1 documents how permeability coefficient values for the nonionized species
(Pcw) used in Fig. 1 were determined.
In Fig. 1a the permeability coefficient values of the nonionized species
were calculated as the average of all permeability coefficients measurements
when more than 99% of the compound was nonionized. For fentanyl the nonion-
ized permeability coefficient is 0.0339 cm h ⫺1, which is the average of measure-
ments at pH ⫽ 9.04 and 9.37, and for sufentanil the nonionized permeability
coefficient is 0.0327 cm/h, which is the average of permeability coefficient mea-
surements at pH ⫽ 8.52, 9.04, and 9.37. Figure 1b compares the observed perme-
ability coefficients with nonionized permeability coefficients that were calculated
as the average of adjusted measurements (i.e., P cw ⫽ P cw,obs /f ni) for which at least
10% of the compound was nonionized. For fentanyl and sufentanil the calculated
nonionized permeability coefficients of 0.029 cm h ⫺1 and 0.024 cm h ⫺1, respec-
tively, were determined by averaging all of the tabulated P cw that are reported
when the pH was between 6.02 and 9.37.
GLOSSARY
Greek
Superscripts
H ⫽ Hydrophilic chemicals
L ⫽ Lipophilic chemicals
* ⫽ Regression constants not statistically different from zero at 95% confidence
REFERENCES