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Capacity Monitoring Guide

Contents
8.4.5 Capacity Monitoring Guide
8.4.5.1 GBSS Capacity Monitoring Guidelines
8.4.5.2 RAN Capacity Monitoring Guidelines
8.4.5.3 eRAN Capacity Monitoring Guide
8.4.5.3.1 Changes in eRAN Capacity Monitoring Guide
8.4.5.3.2 Overview
8.4.5.3.2.1 Introduction to Resources
8.4.5.3.2.2 Capacity Monitoring Methods
8.4.5.3.3 Network Resource Monitoring
8.4.5.3.3.1 Overview
8.4.5.3.3.2 Radio Resource Congestion Rate
8.4.5.3.3.3 User Capacity Usage
8.4.5.3.3.4 PDCCH Resource Usage
8.4.5.3.3.5 Throughput License Usage
8.4.5.3.3.6 Paging Resource Usage
8.4.5.3.3.7 Main-Control-Board CPU Usage
8.4.5.3.3.8 Baseband-Processing-Unit CPU Usage
8.4.5.3.3.9 NB-IoT Paging Resource Usage
8.4.5.3.3.10 NB-IoT User Capacity Usage
8.4.5.3.3.11 NB-IoT Subcarrier Usage
8.4.5.3.4 Resource Congestion Problem Identification
8.4.5.3.4.1 Resource Congestion Indicators
8.4.5.3.4.1.1 RRC Resource Congestion Rate
8.4.5.3.4.1.2 E-RAB Resource Congestion Rate
8.4.5.3.4.2 NB-IoT Resource Congestion Indicators
8.4.5.3.4.2.1 NB-IoT RRC Connection Congestion Indicators
8.4.5.3.4.3 Resource Allocation Problem Identification Process

8.4.5 Capacity Monitoring Guide


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8.4.5.1 GBSS Capacity Monitoring


Guidelines
Related Document Description Download

GBSS Capacity Monitoring Guidelines This document provides guidelines on You can obtain the
(BSC6900-Based) GSM capacity monitoring including BSC6900 GSM
details on how to identify resource product
allocation problem and on how to documentation of
monitor network resource usage. corresponding
version from
HUAWEI
Technical Support
(support.huawei.com)
in the following
path: Support >
Product Support >
Wireless Network
> GSM-BSS >
GBSC > BSC6900
GSM. To go to
GBSS Capacity
Monitoring
Guidelines
(BSC6900-Based),
choose Operation
and Maintenance >
Performance
Management >
GBSS Capacity
Monitoring
Guidelines
(BSC6900-Based).

GBSS Capacity Monitoring Guidelines This document provides guidelines on You can obtain the
(BSC6910-Based) GSM capacity monitoring including BSC6910 GSM
details on how to identify resource product
allocation problem and on how to documentation of
monitor network resource usage. corresponding
version from
HUAWEI
Technical Support
(support.huawei.com),
Related Document Description Download

Support > Product


Support > Wireless
Network > GSM-
BSS > GBSC >
BSC6910 GSM. To
go to GBSS
Capacity
Monitoring
Guidelines
(BSC6910-Based),
choose Operation
and Maintenance >
Performance
Management >
GBSS Capacity
Monitoring
Guidelines
(BSC6910-Based).
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8.4.5.2 RAN Capacity Monitoring Guidelines


Related Document Description Download

RAN Capacity Monitoring This document provides guidelines on You can obtain the
Guidelines(BSC6900-Based) UMTS capacity monitoring including BSC6900 UMTS
details on how to identify resource product
allocation problem and on how to documentation of
monitor network resource usage. corresponding version
from HUAWEI
Technical Support
(support.huawei.com) in
the following path:
Support > Product
Support > Wireless
Network >
WCDMA-RAN >
RNC > BSC6900
WCDMA. To go to
RAN Capacity
Monitoring
Guidelines(BSC6900-
Based), choose
Related Document Description Download

Operation and
Maintenance >
Performance
Management > RAN
Capacity Monitoring
Guidelines(BSC6900-
Based).

RAN Capacity Monitoring This document provides guidelines on You can obtain the
Guidelines(BSC6910-Based) UMTS capacity monitoring including BSC6910 UMTS
details on how to identify resource product
allocation problem and on how to documentation of
monitor network resource usage. corresponding version
from HUAWEI
Technical Support
(support.huawei.com),
Support > Product
Support > Wireless
Network >
WCDMA-RAN >
RNC > BSC6910
WCDMA. To go to
RAN Capacity
Monitoring
Guidelines(BSC6910-
Based), choose
Operation and
Maintenance >
Performance
Management > RAN
Capacity Monitoring
Guidelines(BSC6910-
Based).
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8.4.5.3 eRAN Capacity Monitoring Guide


Purpose
Growing traffic in mobile networks requires more and more resources. Lack of resources will
affect user experience. This document provides guidelines on LTE capacity monitoring including
details on how to identify resource allocation problem and on how to monitor network resource
usage. Capacity monitoring provides data reference for network reconfiguration and capacity
expansion and enables maintenance personnel to take measures before resources insufficiency
affects network QoS and user experience.

NOTE:
The main control, transmission, and baseband processing units are deployed on the same board and share the CPU
for BTS3202E, BTS3203E, BTS3911E and BTS3912E. The main control board and baseband board in this
document are boards in BTS3202E, BTS3203E, BTS3911E and BTS3912E. The CPU usage of the main control
board is the CPU usage of boards in BTS3202E, BTS3203E, BTS3911E and BTS3912E.
This document does not apply to scenarios where a large amount of traffic volume is involved. For guidance in these
scenarios, contact Huawei technical support.

The following table lists the eNodeB types and the corresponding eNodeB models.

eNodeB Types eNodeB Models

Macro 3900 series base stations, that is, BTS3900,


BTS3900A, BTS3900L, BTS3900AL, and
DBS3900

Micro BTS3202E, BTS3203E, BTS3911E and


BTS3912E

LampSite DBS3900 LampSite

Product Version
The following table lists the product version related to this document.

Product Name Solution Version Product Version

BTS3900AL  SRAN12.1 V100R012C10


 eRAN12.1
BTS3900

BTS3900A

BTS3900L

DBS3900

DBS3900
LampSite

BTS3202E

BTS3203E
Product Name Solution Version Product Version

BTS3912E

BTS3911E

Intended Audience
This document is intended for:
 Field engineers
 Network planning engineers

Organization
Changes in eRAN Capacity Monitoring Guide

This section describes changes in each issue of this document.


Overview

This section describes the types of network resources to be monitored and the method of
performing capacity monitoring.
Network Resource Monitoring
Resource Congestion Problem Identification

This section describes how to identify resource congestion problems. Network exceptions
can be found through KPI monitoring. If a KPI deteriorates, you can analyze access-
related counters to decide whether the deterioration is caused by limited capacity.
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8.4.5.3.1 Changes in eRAN Capacity


Monitoring Guide
This section describes changes in each issue of this document.

01 (2016-03-07)
This is the first official release.
Compared with issue Draft B (2017-02-10), this issue does not include any change.

Draft B (2017-02-10)
This is a draft.
Compared with Draft A (2016-12-31), this issue does not include any new information or modify
any issues.

Compared with Draft A (2016-12-31), this issue deleted the following information:
 Performance Counters

Draft A (2016-12-31)
This is a draft.

Compared with Issue 02 (2016-08-01) of V100R011C10, this draft includes the following
information new topics:
 Radio Resource Congestion Rate

 NB-IoT Paging Resource Usage

 NB-IoT User Capacity Usage

 NB-IoT Subcarrier Usage

 NB-IoT Resource Congestion Indicators and its sub topics.

Compared with Issue 02 (2016-08-01) of V100R011C10, this draft includes the following
changes.

Topic Change Description

Overview Added the content of NB-IoT.


Performance Counters

PDCCH Resource Usage Added descriptions of the number of ports and uplink-downlink
subframe configurations.

Compared with Issue 02 (2016-08-01) of V100R011C10, this issue excludes the following
information:
 Downlink User Perception

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8.4.5.3.2 Overview
This section describes the types of network resources to be monitored and the method of
performing capacity monitoring.
Introduction to Resources
Capacity Monitoring Methods
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8.4.5.3.2.1 Introduction to Resources


The following figure illustrates the resources to be monitored.
Figure 1 Resources to be monitored

The following table describes the meaning and impact of the resources.

Table 1 Meaning and impact of the resources

Resource Type Resource Meaning Impact of Resource Resource Monitoring


Shortage Indicator

Cell PRBs Bandwidth of Affects the admission of Radio Resource Congestion


physical channels on new users and the Rate
the air interface experience of users who
have been admitted

Synchronized Number of Leads to deterioration of User Capacity Usage


user capacity synchronized users KPIs and user experience

PDCCH Physical downlink Prolongs uplink or PDCCH Resource Usage


resources control channel downlink scheduling delay
(PDCCH) resources and affects user experience

eNodeB Throughput Maximum Affects user experience Throughput License Usage


license permissible and customer income
throughput of an
eNodeB
Table 1 Meaning and impact of the resources

Resource Type Resource Meaning Impact of Resource Resource Monitoring


Shortage Indicator

Paging Paging capability of Leads to paging message Paging Resource Usage


resources an eNodeB losses and affects user
experience

MPT CPU Processing Leads to KPI deterioration Main-Control-Board CPU


capability of the Usage
main control board
of an eNodeB

BBP CPU Processing Leads to KPI deterioration Baseband-Processing-Unit


capability of a BBP CPU Usage
of an eNodeB

NB-IoT NB-IoT paging Leads to paging message NB-IoT Paging Resource


paging capability of an losses and affects user Usage
resources eNodeB experience

NB-IoT RRC Number of users in Leads to deterioration of NB-IoT User Capacity Usage
cell connected RRC connected KPIs and user experience
user capacity mode

Subcarriers Subcarriers Affects user experience NB-IoT Subcarrier Usage

Parent Topic: Overview


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8.4.5.3.2.2 Capacity Monitoring Methods


 Daily monitoring for prediction
The eNodeB defines diverse counters for measuring the usages of resources in the E-UTRAN;
it also defines thresholds for resource usages. During basic capacity monitoring, preventive
measures such as reconfiguration and capacity expansion can be taken to prevent network
congestion when the consumption of a type of resource continually exceeds the threshold. For
details about this capacity monitoring method, see Network Resource Monitoring.
 Problem-driven analysis
This method helps identify whether a problem indicated by counters is caused by network
congestion through in-depth analysis. With this method, problems can be precisely located so
that users can work out a proper network optimization and expansion solution. For details
about this capacity monitoring method, see Resource Congestion Problem Identification.

NOTE:
1. Thresholds defined for resource monitoring are generally lower than those triggering alarms so that risks of
resource insufficiency can be detected as early as possible.
2. Thresholds given in this document apply to networks experiencing a steady growth. Thresholds are determined
based on product specifications and experiences in working with existing networks. For example, the CPU
usage threshold 60% is specified based on the CPU flow control threshold 80%. The eNodeB's RRC connected
user license usage threshold 60% is specified based on the peak-to-average ratio (about 1.5:1). When the
average usage reaches 60%, the peak usage approaches 100%. Threshold determining considers both average
and peak values. Network operators can define the expansion criteria based on the actual situation.
3. If the network load increases abruptly or even exceeds product specifications, whether to perform capacity
expansion and how to perform can be determined based on methods applying to networks experiencing a
steady growth; alternatively, network operators are allowed to perform capacity expansion based on
requirements on network quality, for example, perform capacity expansion once network congestion occurs.
4. Network operators are encouraged to formulate an optimization solution for resource capacity based on
prediction and analysis for networks that are experiencing fast development, scheduled to deploy new services,
or about to employ new charging plans. If you require services related to resource capacity optimization, such
as prediction, evaluation, optimization, reconfiguration, and capacity expansion, contact Huawei technical
support.

Parent Topic: Overview


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8.4.5.3.3 Network Resource Monitoring


Overview

This section describes monitoring principles, monitoring methods, and related counters of
all types of resources. It also describes how to locate and handle resource bottlenecks.
Resource insufficiency may be indicated by more than one monitoring item. For example,
a resource bottleneck can be claimed only when both RRC connected user license usage
and main-control-board CPU usage exceed thresholds.
Radio Resource Congestion Rate
User Capacity Usage
PDCCH Resource Usage
Throughput License Usage
Paging Resource Usage
Main-Control-Board CPU Usage
Baseband-Processing-Unit CPU Usage
NB-IoT Paging Resource Usage
NB-IoT User Capacity Usage
NB-IoT Subcarrier Usage
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8.4.5.3.3.1 Overview
This section describes monitoring principles, monitoring methods, and related counters of all
types of resources. It also describes how to locate and handle resource bottlenecks. Resource
insufficiency may be indicated by more than one monitoring item. For example, a resource
bottleneck can be claimed only when both RRC connected user license usage and main-control-
board CPU usage exceed thresholds.

NOTE:
For accurate monitoring, all resources must be monitored during busy hours. It is recommended that busy hours be
defined as a period when the system or a cell is undergoing the maximum resource consumption of a day.

 Differences in Monitoring Between eNodeB Types

 Thresholds and Handling Suggestions

Differences in Monitoring Between eNodeB Types


Table 1 lists the differences in monitoring between eNodeB types.

Table 1 Differences in monitoring between eNodeB types

Monitoring Item Difference

Main-control-board If the main-control-board CPU usage of a micro or LampSite eNodeB reaches


CPU usage or exceeds a threshold, the problem cannot be solved by replacing the main
control board.

Thresholds and Handling Suggestions


Table 2 describes the thresholds and handling suggestions for eRAN capacity monitoring.

Table 2 Monitoring thresholds and handling suggestions

Type Resource Monitoring Threshold Handling Suggestion


Monitoring
Indicator

Cell Radio Resource Radio resource congestion rate > Optimize RF performance, expand cell
Congestion Rate 10% bandwidth, add carriers, or add eNodeBs.
Table 2 Monitoring thresholds and handling suggestions

Type Resource Monitoring Threshold Handling Suggestion


Monitoring
Indicator

User Capacity  Synchronized user capacity Optimize parameter settings, optimize


Usage usage of a cell ≥ 60% RF performance, expand cell bandwidth,
 RRC connected user capacity add carriers, or split cells.
usage of a board ≥ 60%
 RRC connected user capacity
usage of an eNodeB ≥ 60%

PDCCH CCE PDCCH Symbol Add carriers, split cells, or optimize RF


Resource Usage usage ≥ Number Adjust performance.
50% Switch is set to
ON(On).

NB-IoT NB-IoT User RRC connected user capacity  Reduce the NB-IoT UE inactivity
cell Capacity Usage usage of an NB-IoT cell ≥ 60% timer length to switch users from
RRC connected mode to RRC idle
mode as early as possible when there
is no data transmission.
 Transfer users from a local cell to its
neighboring cells.
 Add NB-IoT eNodeBs or cells.

NB-IoT Uplink NB-IoT subcarrier usage Add NB-IoT eNodeBs or cells.


Subcarrier ≥ 50% or downlink NB-IoT
Usage Optimize RF performance to improve
subcarrier usage ≥ 70% signal quality.

eNodeB Throughput Throughput license usage ≥ 80% Increase the licensed throughput.
License Usage

Paging Resource Percentage of paging messages Take one of the following measures:
Usage received on the S1 interface ≥  Reduce the size of the TAL that
60% contains the congested cell.
 Adjust the paging policy of the core
network to reduce signaling overhead.
 If the core network is deployed by
Huawei, enable the precise paging
function.

NB-IoT Paging Percentage of NB-IoT paging Take either of the following measures:
Resource Usage messages received on the S1  Reduce the size of the tracking area
interface ≥ 60% list (TAL) that contains the congested
cell.
Table 2 Monitoring thresholds and handling suggestions

Type Resource Monitoring Threshold Handling Suggestion


Monitoring
Indicator

 Adjust the paging policies of the core


network.

Main-Control- Average main-control-board Balance loads, replace old boards with


Board CPU CPU usage ≥ 60% or percentage those of higher specifications, or add
Usage
of time the CPU usage reaches eNodeBs.
or exceeds 85% ≥ 5%

Baseband- Average BBP CPU usage ≥ 60% Add boards, replace old boards with
Processing-Unit or percentage of time the CPU those of higher specifications, or balance
CPU Usage
usage reaches or exceeds 85% ≥ inter-BBP loads.
5%

Parent Topic: Network Resource Monitoring


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8.4.5.3.3.2 Radio Resource Congestion Rate


 Monitoring Principles

 Monitoring Methods

 Suggested Measures

Monitoring Principles
The radio resource congestion rate increases with the number of users. If the resource
requirements of users are not fulfilled, user rates will decrease and user satisfaction will also
decrease. Therefore, user satisfaction with perceived service quality is considered during
experience-based load evaluation. For example, when the data rates of 90% of users reach 5
Mbit/s, the services are regarded as satisfactory and the corresponding key resource congestion
threshold is taken as the cell capacity expansion threshold.

Monitoring Methods
The radio resource congestion rate is calculated as follows:
Radio resource congestion rate = MAX(L.ChMeas.PRB.PDSCH.Util.Samp.Index9 /
∑(L.ChMeas.PRB.PDSCH.Util.Samp.Indexk), L.ChMeas.PRB.PUSCH.Util.Samp.Index9 /
∑(L.ChMeas.PRB.PUSCH.Util.Samp.Indexk)), where k ranges from 0 to 9.

The counters involved are described as follows:


 L.ChMeas.PRB.PDSCH.Util.Samp.Index0: number of samples with the PDSCH PRB usage in the
range of [0,10%) in a cell
 L.ChMeas.PRB.PDSCH.Util.Samp.Index1: number of samples with the PDSCH PRB usage in the
range of [10%, 20%) in a cell
 L.ChMeas.PRB.PDSCH.Util.Samp.Index2: number of samples with the PDSCH PRB usage in the
range of [20%, 30%) in a cell
 L.ChMeas.PRB.PDSCH.Util.Samp.Index3: number of samples with the PDSCH PRB usage in the
range of [30%, 40%) in a cell
 L.ChMeas.PRB.PDSCH.Util.Samp.Index4: number of samples with the PDSCH PRB usage in the
range of [40%, 50%) in a cell
 L.ChMeas.PRB.PDSCH.Util.Samp.Index5: number of samples with the PDSCH PRB usage in the
range of [50%, 60%) in a cell
 L.ChMeas.PRB.PDSCH.Util.Samp.Index6: number of samples with the PDSCH PRB usage in the
range of [60%, 70%) in a cell
 L.ChMeas.PRB.PDSCH.Util.Samp.Index7: number of samples with the PDSCH PRB usage in the
range of [70%, 80%) in a cell
 L.ChMeas.PRB.PDSCH.Util.Samp.Index8: number of samples with the PDSCH PRB usage in the
range of [80%, 90%) in a cell
 L.ChMeas.PRB.PDSCH.Util.Samp.Index9: number of samples with the PDSCH PRB usage in the
range of [90%, 100%) in a cell
 L.ChMeas.PRB.PUSCH.Util.Samp.Index0: number of samples with the PUSCH PRB usage in the
range of [0, 10%) in a cell
 L.ChMeas.PRB.PUSCH.Util.Samp.Index1: number of samples with the PUSCH PRB usage in the
range of [10%, 20%) in a cell
 L.ChMeas.PRB.PUSCH.Util.Samp.Index2: number of samples with the PUSCH PRB usage in the
range of [20%, 30%) in a cell
 L.ChMeas.PRB.PUSCH.Util.Samp.Index3: number of samples with the PUSCH PRB usage in the
range of [30%, 40%) in a cell
 L.ChMeas.PRB.PUSCH.Util.Samp.Index4: number of samples with the PUSCH PRB usage in the
range of [40%, 50%) in a cell
 L.ChMeas.PRB.PUSCH.Util.Samp.Index5: number of samples with the PUSCH PRB usage in the
range of [50%, 60%) in a cell
 L.ChMeas.PRB.PUSCH.Util.Samp.Index6: number of samples with the PUSCH PRB usage in the
range of [60%, 70%) in a cell
 L.ChMeas.PRB.PUSCH.Util.Samp.Index7: number of samples with the PUSCH PRB usage in the
range of [70%, 80%) in a cell
 L.ChMeas.PRB.PUSCH.Util.Samp.Index8: number of samples with the PUSCH PRB usage in the
range of [80%, 90%) in a cell
 L.ChMeas.PRB.PUSCH.Util.Samp.Index9: number of samples with the PUSCH PRB usage in the
range of [90%, 100%) in a cell

Suggested Measures
If the radio resource congestion rate is 10% or higher in several days (configurable, 3 days by
default) in a week, then:
 If the CQI proportion in a cell is greater than or equal to a threshold (configurable, 10% by
default), you are advised to optimize RF performance to increase throughput.
 If the CQI proportion in a cell is less than the threshold, you are advised to:
 Add carriers or expand the bandwidths of existing carriers.
 Add eNodeBs.
The CQI proportion is calculated as follows:
CQI proportion = ∑(L.ChMeas.CQI.DL.x) / ∑(L.ChMeas.CQI.DL.y)
In the formula, x ranges from 0 to 3 and y ranges from 0 to 15. L.ChMeas.CQI.DL.x measures the
number of times wideband CQI x is reported and L.ChMeas.CQI.DL.y measures the number of times
wideband CQI y is reported.

Parent Topic: Network Resource Monitoring


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8.4.5.3.3.3 User Capacity Usage


 Monitoring Principles

 Monitoring Methods
 Suggested Measures

Monitoring Principles
User capacity usage can be evaluated by the following three items:
 Synchronized user capacity usage of a cell
 RRC connected user capacity usage of a board
 RRC connected user license usage of an eNodeB
An RRC connected user in the LTE is one who is in the RRC_Connected state, and a
synchronized user is an RRC connected user in the synchronization state. When the number of
users processed within a cell or by a board exceeds the maximum number defined in the product
specifications, network KPIs deteriorate. When the number of users processed by an eNodeB
exceeds the maximum number defined in the license, user admission fails.

NOTE:
When the number of users reaches or exceeds the preconfigured threshold, the user-perceived rate has already
decreased to an unacceptable level. Therefore, the user-perceived rate should be considered first. The number of
users should be considered first when capacity takes priority over user experience.

Monitoring Methods
 Synchronized user capacity usage of a cell
The calculation formula is as follows:
Synchronized user capacity usage of a cell = L.Traffic.User.Max / Maximum number of RRC
connected users in a cell x 100%

where
 L.Traffic.User.Max indicates the maximum number of RRC connected users in a cell.
 For details about the maximum number of synchronized users that a single cell served by a
BTS3202E supports, see Technical Specifications in BTS3202E Technical Description.
 For details about the maximum number of synchronized users that a single cell served by a
BTS3203E supports, see Technical Specifications in BTS3203E LTE Technical Description.
 For details about the maximum number of synchronized users that a single cell served by a
BTS3911E or BTS3912E supports, see "Technical Specifications" in Micro BTS3900
Series Technical Description.
 RRC connected user capacity usage of a board
The RRC connected user capacity usage of a board involves the baseband processing unit
(BBP) and the main control board. The calculation formula is as follows:
RRC connected user capacity usage of a board = L.Traffic.eNodeB.User.Max / Maximum number
of RRC connected users of a board x 100%

where
 L.Traffic.eNodeB.User.Max indicates the maximum number of RRC connected users of an
eNodeB.
 For details about the maximum number of RRC connected users of a BBP or main control
board, see Technical Specifications of the eNodeB FDD and Technical Specifications of the eNodeB TDD
in 3900 Series Base Station Technical Description, respectively.
 RRC connected user license usage of an eNodeB
The calculation formula is as follows:
RRC connected user license usage of an eNodeB = L.Traffic.eNodeB.User.Max / Number of
licensed RRC connected users of an eNodeB x 100%

where
 L.Traffic.eNodeB.User.Max indicates the maximum number of RRC connected users of an
eNodeB.
 The method of querying the licensed number of RRC connected users of an eNodeB is as
follows:
For an LTE FDD eNodeB, run the command DSP LICINFO: FUNCTIONTYPE=eNodeB;.
In the displayed command output, view the line in which Model is LT1S0ACTUS00. The
value in the Allocated column is the licensed RRC connected users of the eNodeB.
For an LTE TDD eNodeB, run the command DSP LICINFO: FUNCTIONTYPE=eNodeB;.
In the displayed command output, view the line in which Model is LT1STACTUS00. The
value in the Allocated column is the licensed RRC connected users of the eNodeB.

Suggested Measures
 If the synchronized user capacity usage of a cell reaches or exceeds 60% for X days (three
days by default) in a week, you are advised to take one of the following measures:
 Release UEs in idle mode as early as possible: Reduce the UE inactivity timer length by
running the MOD RRCCONNSTATETIMER command with the UeInactiveTimer parameter
specified. This measure increases signaling overhead and CPU usage.
 Transfer UEs out of the local cell: If a neighboring cell is lightly loaded, adjust the antenna
downtilt angle or decrease the transmit power of the local cell to shrink the coverage area
and reduce the number of users in the local cell. In addition, expand the coverage area of
the neighboring cell for load balancing.
 Add cells or expand the local cell bandwidth.
 If the RRC connected user capacity usage of a main control board reaches or exceeds 60% for
X days (three days by default) in a week, you are advised to take measures given in
"Suggested Measures" in Main-Control-Board CPU Usage.
 If the RRC connected user capacity usage of a BBP reaches or exceeds 60% for X days (three
days by default) in a week, you are advised to take measures given in "Suggested Measures"
in Baseband-Processing-Unit CPU Usage.
 If the RRC connected user license usage of an eNodeB reaches or exceeds 60% for X days
(three days by default) in a week, you are advised to determine the main-control-board CPU
usage first by referring to Main-Control-Board CPU Usage:
 If the main-control-board CPU usage is less than 60%, you are advised to expand the
capacity defined in the license.
 If the main-control-board CPU usage reaches or exceeds 60%, you are advised to add
eNodeBs.

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8.4.5.3.3.4 PDCCH Resource Usage


 Monitoring Principles

 Monitoring Methods

 Suggested Measures

Monitoring Principles
This capacity indicator measures the number of control channel elements (CCEs) that can be
used by the PDCCH. If the CCE usage is excessively high, CCEs may fail to be allocated to the
new UEs to be scheduled, which will result in a long service delay and unsatisfactory user
experience.

Monitoring Methods
The following item is used in monitoring this case:
CCE usage in LTE FDD = (L.ChMeas.CCE.CommUsed + L.ChMeas.CCE.ULUsed +
L.ChMeas.CCE.DLUsed) / measurement period (in the unit of second) / 1000 / Maximum number of
PDCCH CCEs x 100%
CCE usage in LTE TDD = (L.ChMeas.CCE.CommUsed + L.ChMeas.CCE.ULUsed +
L.ChMeas.CCE.DLUsed) / measurement period (in the unit of second) / 100 / Maximum number of
PDCCH CCEs x 100%

where
 L.ChMeas.CCE.CommUsed indicates the number of PDCCH CCEs used for common signaling.
 L.ChMeas.CCE.ULUsed indicates the number of PDCCH CCEs used for uplink scheduling.
 L.ChMeas.CCE.DLUsed indicates the number of PDCCH CCEs used for downlink scheduling.

Table 1 and Table 2 list the maximum number of PDCCH CCEs in different configurations.

Table 1 Maximum number of PDCCH CCEs in LTE FDD

System Ng Maximum Number of PDCCH CCEs


Bandwidth
(Configurable) Number of Number of Number of PDCCH
PDCCH Symbols PDCCH Symbols Symbols = 3
=1 =2

3 MHz 1/6 2 7 12

1/2 2 7 12

1 2 7 12

2 1 6 11

5 MHz 1/6 4 13 21

1/2 4 12 21

1 3 12 20

2 2 11 19

10 MHz 1/6 10 26 43

1/2 9 26 42

1 8 25 41

2 6 23 39

15 MHz 1/6 15 40 65

1/2 14 39 64
Table 1 Maximum number of PDCCH CCEs in LTE FDD

System Ng Maximum Number of PDCCH CCEs


Bandwidth
(Configurable) Number of Number of Number of PDCCH
PDCCH Symbols PDCCH Symbols Symbols = 3
=1 =2

1 12 37 62

2 9 34 59

20 MHz 1/6 20 54 87

1/2 19 52 86

1 17 50 84

2 13 46 80

In preceding tables:
 The number of PDCCH symbols depends on the PDCCH Symbol Number Adjust Switch
parameter value, which can be queried by running the LST CELLPDCCHALGO command.
 If the parameter value is On, the number of PDCCH symbols is 3.
 If the parameter value is ECFIADAPTIONON, the number of PDCCH symbols is 3.
 If the parameter value is Off, the number of PDCCH symbols is equal to the PDCCH
Initial Symbol Number parameter value.
 The value of Ng is equal to the PHICH resource parameter value, which can be queried by
running the LST PHICHCFG command.

Table 2 Maximum number of PDCCH CCEs within 10 ms in LTE TDD

System Port Uplink-Downlink Subframe Configuration


Bandwidth
(Configurable) SA0 SA1 SA2 SA3 SA4 SA5 SA6

5 MHz 2 62 106 150 136 179 180 84

4 50 90 130 118 158 160 69

10 MHz 2 128 220 312 282 373 376 173

4 104 186 266 243 321 323 146


Table 2 Maximum number of PDCCH CCEs within 10 ms in LTE TDD

System Port Uplink-Downlink Subframe Configuration


Bandwidth
(Configurable) SA0 SA1 SA2 SA3 SA4 SA5 SA6

15 MHz 2 192 330 470 425 561 565 260

4 160 280 400 365 482 485 220

20 MHz 2 258 444 630 571 751 755 352

4 214 378 542 494 652 656 297

The number of ports listed in the preceding table is specified by the CRS Port Number
parameter. To query the CRS Port Number and Subframe assignment values, run the LST CELL
command.

Suggested Measures
If the CCE usage during busy hours reaches or exceeds 50% for X days (three days by default) in
a week, perform the following operations:
 If the PDCCH Symbol Number Adjust Switch parameter value is On, you are advised to:
 Add cells or split existing cells.
 Optimize RF performance to reduce the interference to PDCCH from neighboring cells.

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8.4.5.3.3.5 Throughput License Usage


 Monitoring Principles

 Monitoring Methods

 Suggested Measures

Monitoring Principles
When the traffic volume in an eNodeB exceeds the license capacity, the eNodeB will control the
traffic volume, which affects the data rate perceived by UEs and customers' gains.

Monitoring Methods
The following item is used in monitoring this case:
Throughput license usage of an eNodeB = ∑(L.Thrp.bits.UL + L.Thrp.bits.DL) / (Licensed eNodeB
throughput x measurement period (in the unit of second)) x 100%
where
 and L.Thrp.bits.DL indicate the uplink and downlink cell traffic volume,
L.Thrp.bits.UL
respectively. ∑(L.Thrp.bits.UL + L.Thrp.bits.DL) indicates the sum of uplink and downlink traffic
volume of all cells under an eNodeB.
 The method of querying the licensed eNodeB throughput is as follows:
For an LTE FDD eNodeB, run the command DSP LICINFO: FUNCTIONTYPE=eNodeB;. In
the displayed command output, view the line in which Model is LT1S0THROU00. The
value in the Allocated column is the licensed throughput of the eNodeB.
For an LTE TDD eNodeB, run the command DSP LICINFO: FUNCTIONTYPE=eNodeB;. In
the displayed command output, view the line in which Model is LT1STTHROU00. The
value in the Allocated column is the licensed throughput of the eNodeB.

Suggested Measures
If the eNodeB throughput license usage reaches or exceeds 80% for X days (three days by
default) in a week, you are advised to increase the licensed throughput.

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8.4.5.3.3.6 Paging Resource Usage


Monitoring Principles
Paging messages are sent over the S1 interface. Therefore, paging resource usage can be
evaluated by the percentage of paging messages received on the S1 interface. If the number of
paging times exceeds the maximum, the paging messages sent from the eNodeB to UEs may be
discarded, resulting in a decreased call success rate.
On the eNodeB side, paging messages received by the main control board over the S1 interface
will be finally sent over the air interface through the baseband processing unit (BBP). If all the
cells served by an BBU belong to the same tracking area identified by the tracking area code
(TAC), all the paging messages received by the main control board need to be sent out through
each BBP. Whether the paging messages can be sent out through the BBP depends on the overall
paging capability of the BBP.

The overall paging capability of the BBU is determined by the smaller specification between the
main control board and BBP. The specifications of the main control board and BBP are as
follows:
 UMPT/LBBPd3/UBBPd: 2400 messages/second.
 LMPT/LBBPc/LBBPd1/LBBPd2: 1800 messages/second.
The eNodeBs BTS3205E can send a maximum of 400 paging messages per second. The
eNodeBs BTS3202E and BTS3203E LTE can send a maximum of 500 paging messages per
second. The eNodeBs BTS3911E and BTS3912E can send a maximum of 900 paging messages
per second.

Monitoring Methods
The paging resource usage is evaluated by the percentage of paging messages received on the S1
interface. The calculation formula is as follows:
Percentage of paging messages received on the S1 interface = L.Paging.S1.Rx / measurement
period (in the unit of second) / Maximum number of paging messages that can be processed per
second x 100%
In the preceding formula, L.Paging.S1.Rx indicates the number of paging messages received over
the S1 interface.

Suggested Measures
If the percentage of paging messages received on the S1 interface reaches or exceeds 60% for
X days (three days by default) in a week, you are advised to take either of the following
measures:
 Decrease the number of cells in the tracking area list (TAL) that the congested cell belongs to.
 Adjust the paging policy of the core network. That is, reduce the number of paging messages
sent after the first or second paging failures to reduce signaling overhead.
 Enable the precise paging function if the core network is deployed by Huawei.

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8.4.5.3.3.7 Main-Control-Board CPU Usage
 Monitoring Principles

 Monitoring Methods

 Suggested Measures

Monitoring Principles
The CPU usage of the main control board becomes high occasionally due to some reasons.
However, the occasional high CPU usage is not necessarily the basis for capacity expansion.
Therefore, the main-control-board CPU usage is jointly evaluated by the average main-control-
board CPU usage and the percentage of times that the main-control-board CPU usage reaches or
exceeds a preconfigured threshold (85%).
The main-control-board CPU usage reflects the busy level of the eNodeB. If the main-control-
board CPUs are busy processing control plane or user plane data, signaling-related KPIs may
deteriorate, and UEs may experience a low access success rate, low E-RAB setup success rate, or
high service drop rate.

Monitoring Methods
The main-control-board CPU usage is evaluated by the average CPU usage and the percent of
times that the main-control-board CPU usage reaches or exceeds a preconfigured threshold
(85%).
 Average CPU usage: VS.BBUBoard.CPULoad.Mean
 Percentage of times that the main-control-board CPU usage reaches or exceeds a
preconfigured threshold (85%) = VS.BBUBoard.CPULoad.CumulativeHighloadCount / Measurement
period (in the unit of second) x 100%
where, VS.BBUBoard.CPULoad.CumulativeHighloadCount indicates the number of times that the CPU
usage of the board exceeds a preconfigured threshold.

Suggested Measures
The main-control-board CPU of a local eNodeB becomes overloaded if either of the following
conditions is met for X days (three days by default) in a week:
 VS.BBUBoard.CPULoad.Mean reaches or exceeds 60%.
 The percentage of times that the main-control-board CPU usage reaches or exceeds 85%
is greater than or equal to 5%.
Take one of the following measures:
Figure 1 Suggested Measures

1. Transfer UEs from the local eNodeB: If a neighboring eNodeB is lightly loaded, adjust the
antenna downtilt angles or decrease the transmit power of the local eNodeB to shrink the
coverage area and reduce the CPU load of the local eNodeB. In addition, expand the
coverage area of the neighboring eNodeB for load balancing.
2. Replace the main control board with a UMPT: If the main control board is an LMPT, replace
it with a UMPT. This measure can not be used in BTS3202E, BTS3203E, BTS3911E and
BTS3912E.
3. Add eNodeBs.

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8.4.5.3.3.8 Baseband-Processing-Unit CPU


Usage
 Monitoring Principles
 Monitoring Methods

 Suggested Measures

Monitoring Principles
The CPU usage of the baseband processing unit (BBP) becomes high occasionally due to some
reasons. However, the occasional high CPU usage is not necessarily the basis for capacity
expansion. Therefore, the BBP CPU usage is jointly evaluated by the average BBP CPU usage
and the percentage of times that the BBP CPU usage reaches or exceeds a preconfigured
threshold (85%).
This capacity indicator measures the BBP CPU usage. If the eNodeB receives too much traffic,
the BBP CPU responsible for user plane processing will be heavily loaded. As a result, the
eNodeB will experience a low RRC setup success rate, low E-RAB setup success rate, low
handover success rate, and high service drop rate.

Monitoring Methods
Based on the type of data processed by the BBP, the BBP CPU usage is classified into control-
plane CPU usage and user-plane CPU usage. The BBP CPU usage is jointly evaluated by the
average BBP CPU usage and the percentage of times that the BBP CPU usage reaches or
exceeds a preconfigured threshold (85%). The involved indicators are described as follows:

Control-plane CPU usage


 Average control-plane CPU usage: VS.BBUBoard.CPULoad.Mean
 Percentage of times that the control-plane CPU usage reaches or exceeds a preconfigured
threshold (85%) = VS.BBUBoard.CPULoad.CumulativeHighloadCount / Measurement period (in the
unit of second) x 100%
where, VS.BBUBoard.CPULoad.CumulativeHighloadCount indicates the number of times that the control-
plane CPU usage of the board exceeds a preconfigured threshold.

User-plane CPU usage


 Average user-plane CPU usage: L.Traffic.Board.UPlane.CPULoad.AVG
 Percentage of times that the user-plane CPU usage reaches or exceeds a preconfigured
threshold (85%) = L.Traffic.Board.UPlane.CPULoad.CumulativeHighloadCount / Measurement period
(in the unit of second) x 100%
where, L.Traffic.Board.UPlane.CPULoad.CumulativeHighloadCount indicates the number of times that the
user-plane CPU usage of the board exceeds a preconfigured threshold.

Suggested Measures
The BBP CPU of a local eNodeB becomes overloaded if either of the following conditions is met
for X days (three days by default) in a week:
 VS.BBUBoard.CPULoad.Mean or L.Traffic.Board.UPlane.CPULoad.AVG reaches or exceeds 60%.
 The percentage of times that the control-plane CPU usage reaches or exceeds 85% or
percentage of times that the user-plane CPU usage reaches or exceeds 85% is greater
than or equal to 5%.

When the BBP CPU usage is high, you are advised to perform capacity expansion as follows:
Figure 1 Capacity Expansion

1. Migrate cells in the eNodeB. If the eNodeB has multiple BBPs and one of them is
overloaded, move cells from the overloaded BBP to a BBP with a lighter load.
The BBP load can be indicated by the average CPU usage, the percentage of times that the
CPU usage reaches or exceeds a preconfigured threshold, or the number of cells established
on a BBP.
2. Replace a BBP with low specifications with one with high specifications. For example, if the
BBP is an LBBPc, replace the LBBPc with an LBBPd or a UBBP. If the BBP is an LBBPd,
replace the LBBPd with a UBBP.
3. Add a BBP. If the eNodeB has vacant slots, add a BBP and migrate existing cells to the new
BBP for load sharing.
4. Add eNodeBs. Add an eNodeB for capacity expansion if the number of BBP boards has
reached the maximum value that can be added.To expand the capacity of a BTS3202E,
BTS3203E, BTS3911E and BTS3912E, you can only add another BTS3202E, BTS3203E,
BTS3911E or BTS3912E.

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8.4.5.3.3.9 NB-IoT Paging Resource Usage


Monitoring Principles
NB-IoT paging messages are transmitted over the S1 interface. The NB-IoT paging resource
usage can be estimated using the proportion of NB-IoT paging messages received over the S1
interface. If the paging resource usage exceeds a threshold, paging messages may be lost and
user experience may be affected.
Paging messages that arrive at the main control board through the S1 interface will sent out from
BBPs through the air interface. If all cells of a BBU belong to the same tracking area, all paging
messages that arrive at the main control board need to be sent out from each BBP. The paging
capability of the BBU determines whether paging messages can be sent out.

The overall paging capability of the BBU is determined by the smaller specification between the
main control board and BBP. The specifications of the main control board and BBP are as
follows:
 UMPT, LBBPd3, and UBBPd: 2400 paging messages per second
 LMPT, LBBPc, LBBPd1, and LBBPd2: 1800 paging messages per second

Monitoring Methods
The NB-IoT paging resource usage can be estimated using the proportion of NB-IoT paging
messages received over the S1 interface.
Proportion of NB-IoT paging messages received over the S1 interface = L.NB.Paging.S1.Rx /
Measurement period (unit: s) / Maximum number of paging messages sent per second x 100%
L.NB.Paging.S1.Rx indicates the number of paging messages received over the S1 interface in an
NB-IoT cell.

Suggested Measures
If the proportion of NB-IoT paging messages received over the S1 interface each day reaches
or exceeds 60% in x days (configurable, three days by default) a week, you are advised to take
one of the following measures:
 Reduce the size of the TAL that contains the congested cell.
 Adjust the paging policies of the core network.

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8.4.5.3.3.10 NB-IoT User Capacity Usage


Monitoring Principles
The NB-IoT user capacity usage is estimated using the NB-IoT RRC connected user capacity
usage. If the number of RRC connected users reaches or exceeds a threshold, network KPIs will
deteriorate.

Monitoring Methods
The NB-IoT RRC connected user capacity usage is calculated as follows:
NB-IoT RRC connected user capacity usage = L.NB.Traffic.User.Max / NB-IoT RRC connected user
capacity x 100%
L.NB.Traffic.User.Max indicates the maximum number of users in an NB-IoT cell.

Suggested Measures
If the NB-IoT RRC connected user capacity usage each day reaches or exceeds 60% in x days
(configurable, three days by default) a week, you are advised to take one of the following
measures:
 Reduce the NB-IoT UE inactivity timer length to switch users from RRC connected mode to
RRC idle mode as early as possible when there is no data transmission. Specifically, run the
MOD RRCCONNSTATETIMER command to set the NbUeInactiveTimer parameter to a
smaller value. However, this measure will increase signaling overhead and CPU usage.
 Transfer users from a local cell to its neighboring cells. If the neighboring cells are lightly
loaded, adjust the downtilt angles of antennas or reduce transmit power to shrink the coverage
area of the local cell while using the similar methods to enlarge the coverage areas of the
neighboring cells for load balancing.
 Add NB-IoT eNodeBs or cells.

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8.4.5.3.3.11 NB-IoT Subcarrier Usage


Monitoring Principles
The following types of NB-IoT subcarrier usage need to be monitored:
 3.75 kHz uplink NB-IoT subcarrier usage and 15 kHz uplink NB-IoT subcarrier usage
 Downlink NB-IoT subcarrier usage
If the subcarrier usage exceeds a threshold, user experience will deteriorate.

Monitoring Methods
The NB-IoT subcarrier usage is calculated as follows:
Uplink NB-IoT subcarrier usage = (L.NB.ChMeas.Subcarrier.3750Hz.UL.Used.Avg / 4 +
L.NB.ChMeas.Subcarrier.15000Hz.UL.Used.Avg) / Maximum number of uplink subcarriers x 100%

Downlink NB-IoT subcarrier usage = L.NB.ChMeas.Subcarrier.DL.Used.Avg / Maximum number of


downlink subcarriers x 100%

where
 L.NB.ChMeas.Subcarrier.3750Hz.UL.Used.Avg indicates the average number of 3.75 kHz uplink
subcarriers used in an NB-IoT cell.
 L.NB.ChMeas.Subcarrier.15000Hz.UL.Used.Avg indicates the average number of 15 kHz uplink
subcarriers used in an NB-IoT cell.
 indicates the average number of 15 kHz downlink
L.NB.ChMeas.Subcarrier.DL.Used.Avg
subcarriers used in an NB-IoT cell.
 The maximum number of uplink subcarriers and that of downlink subcarriers are both 12.

Suggested Measures
If the uplink NB-IoT subcarrier usage during busy hours each day reaches or exceeds 50% or
the downlink NB-IoT subcarrier usage during busy hours each day reaches or exceeds 70% in
x days (configurable, three days by default) a week, you are advised to take one of the following
measures:
 Add NB-IoT eNodeBs or cells.
 Optimize RF performance to improve signal quality.

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8.4.5.3.4 Resource Congestion Problem


Identification
This section describes how to identify resource congestion problems. Network exceptions can be
found through KPI monitoring. If a KPI deteriorates, you can analyze access-related counters to
decide whether the deterioration is caused by limited capacity.
Resource Congestion Indicators
NB-IoT Resource Congestion Indicators
Resource Allocation Problem Identification Process
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8.4.5.3.4.1 Resource Congestion Indicators


You can use counters to decide whether there is resource congestion (RRC connection
congestion or E-RAB congestion). Table 1 describes the related counters.

Table 1 Related counters

Counter ID Counter Description

L.RRC.ConnReq.Att Number of RRC Connection Request messages (excluding retransmitted


messages) received from UEs in a cell

L.RRC.ConnReq.Succ Number of RRC Connection Setup Complete messages received from


UEs in a cell

L.E-RAB.AttEst Number of times UEs attempt to initiate E-RAB setup procedures

L.E-RAB.SuccEst Number of successful E-RAB setup procedures initiated by UEs


Table 1 Related counters

Counter ID Counter Description

L.E-RAB.AbnormRel Number of E-RABs that have data to transmit but are abnormally released
by the eNodeB

L.E-RAB.NormRel Number of E-RABs that are normally released by the eNodeB


RRC Resource Congestion Rate
E-RAB Resource Congestion Rate

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8.4.5.3.4.1.1 RRC Resource Congestion Rate


The RRC resource congestion rate is a cell-level indicator. It is calculated using the following
formula:
RRC resource congestion rate = L.RRC.SetupFail.ResFail / L.RRC.ConnReq.Att x 100%
where
L.RRC.SetupFail.ResFail indicates the number of RRC connection setup failures due to resource
allocation failures.
L.RRC.ConnReq.Att indicates the number of RRC connection setup requests.
If the RRC resource congestion rate is higher than 0.2%, KPI deterioration is caused by resource
congestion.
Parent Topic: Resource Congestion Indicators
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8.4.5.3.4.1.2 E-RAB Resource Congestion


Rate
The E-RAB resource congestion rate is a cell-level indicator. It is calculated using the following
formula:
E-RAB resource congestion rate = L.E-RAB.FailEst.NoRadioRes / L.E-RAB.AttEst x 100%
where
L.E-RAB.FailEst.NoRadioRes indicates the number of E-RAB setup failures due to radio resource
insufficiency.
L.E-RAB.AttEst indicates the number of E-RAB setup attempts.
If the E-RAB resource congestion rate is higher than 0.2%, KPI deterioration is caused by
resource congestion.
Parent Topic: Resource Congestion Indicators
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8.4.5.3.4.2 NB-IoT Resource Congestion


Indicators
NB-IoT resource congestion is indicated by RRC connection congestion. You can use the
following counters to decide whether there is congestion.

Table 1 NB-IoT counters

Counter ID Counter Description

L.NB.RRC.ConnReq.Att Number of RRC connection setup requests (excluding retransmitted


requests) in an NB-IoT cell

L.NB.RRC.SetupFail.ResFail Number of RRC connection setup failures due to resource allocation


failures in an NB-IoT cell
NB-IoT RRC Connection Congestion Indicators

Parent Topic: Resource Congestion Problem Identification


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8.4.5.3.4.2.1 NB-IoT RRC Connection


Congestion Indicators
The NB-IoT RRC connection congestion rate is calculated as follows:
NB-IoT RRC connection congestion rate = L.NB.RRC.SetupFail.ResFail / L.NB.RRC.ConnReq.Att x
100%
where
L.NB.RRC.SetupFail.ResFailindicates the number of RRC connection setup failures due to resource
allocation failures in an NB-IoT cell.
L.NB.RRC.ConnReq.Attindicates the number of RRC connection setup requests (excluding
retransmitted requests) in an NB-IoT cell.
If an NB-IoT KPI deteriorates, analyze the NB-IoT RRC connection congestion rate. If the
congestion rate exceeds 0.2%, the NB-IoT KPI deterioration is caused by limited capacity.
Parent Topic: NB-IoT Resource Congestion Indicators
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8.4.5.3.4.3 Resource Allocation Problem


Identification Process
Figure 1 shows the process of identifying resource allocation problems.
Figure 1 Process of identifying resource allocation problems
The fault location process begins with the identification of abnormal KPIs, followed up by
selecting and performing a KPI analysis on the top N cells.
Cell congestion mainly results from insufficient system resources. Bottlenecks can be detected
by analyzing the access counters (RRC resource congestion rate and E-RAB resource congestion
rate).
Parent Topic: Resource Congestion Problem Identification
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