12/28/2017 Merrill Edge - Order Status

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From November 29, 2017 to December 28, 2017 Last updated Thu 12/28/2017 11:28 P

Trade
Order Date Order # Account Security Quantity Order Type Bid/Ask Last Price Duration Status
Action

12/21/2017 VVJ-1139 CMA-Edge 29X- Sell EBAY 1 Market €31.74 / €31.75 Day Executed
10:01 PM ET 64J14 €31.74 1 @ €31.56

Order Account Description Tax lot method

VVJ-1139 CMA-Edge 29X-64J14 EBAY INC FIFO

Date Time Activity Action Quantity Price Settlement Remarks

12/22/2017 9:30 AM ET This order has been Sell 1.00 €31.56 12/27/17 #1139 12/22
executed.

12/21/2017 VVO-1118 CMA-Edge 29X- Sell BABA 1 Market €144.29 / €144.28 Day Executed
9:59 PM ET 64J14 €144.30 1 @ €147.33

Order Account Description Tax lot method

VVO-1118 CMA-Edge 29X-64J14 ALIBABA GROUP FIFO
HOLDING LTD

Date Time Activity Action Quantity Price Settlement Remarks

12/22/2017 9:30 AM ET This order has been Sell 1.00 €147.33 12/27/17 #1118 12/22
executed.

12/21/2017 VVO-1105 CMA-Edge 29X- Sell MSFT 1 Market €71.76 / €71.78 Day Executed
9:53 PM ET 64J14 €71.77 1 @ €71.51

Order Account Description Tax lot method

VVO-1105 CMA-Edge 29X-64J14 MICROSOFT CORP FIFO

Date Time Activity Action Quantity Price Settlement Remarks

12/22/2017 9:30 AM ET This order has been Sell 1.00 €71.51 12/27/17 #1105 12/22
executed.

12/19/2017 VVJ-334 CMA-Edge 29X- Buy ATGE 1 Market €35.67 / €35.71 Day Executed
5:07 PM ET 64J14 €35.71 1 @ €38.10

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12/28/2017 Merrill Edge - Order Status

Trade
Order Date Order # Account Security Quantity Order Type Bid/Ask Last Price Duration Status
Action

Order Account Description

VVJ-334 CMA-Edge 29X-64J14 ADTALEM GLOBAL
EDUCATION INC

Date Time Activity Action Quantity Price Settlement Remarks

12/20/2017 9:30 AM ET This order has been Buy 1.00 €38.10 12/22/17 #0334 12/20
executed.

12/19/2017 VVE-322 CMA-Edge 29X- Buy FNMA 1 Market -- / -- €2.23 Day Executed
5:04 PM ET 64J14 1 @ €2.33

Order Account Description

VVE-322 CMA-Edge 29X-64J14 FANNIE MAE

Date Time Activity Action Quantity Price Settlement Remarks

12/20/2017 9:30 AM ET This order has been Buy 1.00 €2.33 12/22/17 #0322 12/20
executed.

12/19/2017 VVO-41 CMA-Edge 29X- Buy SKM 1 Market €0.00 / €23.34 Day Canceled
4:07 PM ET 64J14 €0.00

Order Account Description

VVO-41 CMA-Edge 29X-64J14 SK TELECOM CO LTD

Date Time Activity Action Quantity Price Settlement Remarks

12/19/2017 4:38 PM ET The cancel order is Buy 1.00 -- -- #0223 12/19

pending.

12/20/2017 4:32 AM ET This order has been Buy 1.00 -- -- #0223 12/20
canceled.

12/19/2017 VVQ-3270 CMA-Edge 29X- Buy EBAY 1 Market €31.74 / €31.75 Day Executed
3:53 PM ET 64J14 €31.74 1 @ €31.68

Order Account Description

VVQ-3270 CMA-Edge 29X-64J14 EBAY INC

Date Time Activity Action Quantity Price Settlement Remarks

12/19/2017 3:53 PM ET This order has been Buy 1.00 €31.68 12/21/17 #3270 12/19
executed.

12/19/2017 VVG-2762 CMA-Edge 29X- Buy MSFT 1 Market €71.76 / €71.78 Day Executed
3:48 PM ET 64J14 €71.77 1 @ €71.86

Order Account Description

VVG-2762 CMA-Edge 29X-64J14 MICROSOFT CORP

Date Time Activity Action Quantity Price Settlement Remarks

12/19/2017 3:48 PM ET This order has been Buy 1.00 €71.86 12/21/17 #2762 12/19
executed.

12/19/2017 VVL-2754 CMA-Edge 29X- Buy BABA 1 Market €144.29 / €144.28 Day Executed
3:45 PM ET 64J14 €144.30 1 @ €143.60

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12/28/2017 Merrill Edge - Order Status

Trade
Order Date Order # Account Security Quantity Order Type Bid/Ask Last Price Duration Status
Action

Order Account Description

VVL-2754 CMA-Edge 29X-64J14 ALIBABA GROUP
HOLDING LTD

Date Time Activity Action Quantity Price Settlement Remarks

12/19/2017 3:45 PM ET This order has been Buy 1.00 €143.60 12/21/17 #2754 12/19
executed.

12/18/2017 VVT-3887 CMA-Edge 29X- Sell T 1 Market €32.80 / €32.81 Day Executed
3:22 AM ET 64J14 €32.81 1 @ €32.24

Order Account Description Tax lot method

VVT-3887 CMA-Edge 29X-64J14 AT&T INC FIFO

Date Time Activity Action Quantity Price Settlement Remarks

12/18/2017 9:31 AM ET This order has been Sell 1.00 €32.24 12/20/17 #3887 12/18
executed.

12/17/2017 VVO-3011 CMA-Edge 29X- Buy AFLYY 1 Market -- / -- €13.61 Day Canceled
12:56 PM ET 64J14

Order Account Description

VVO-3011 CMA-Edge 29X-64J14 AIR FRANCE KLM

Date Time Activity Action Quantity Price Settlement Remarks

12/18/2017 3:25 AM ET The cancel order is Buy 1.00 -- -- #4407 12/18

pending.

12/18/2017 4:48 AM ET This order has been Buy 1.00 -- -- #4407 12/18
canceled.

12/17/2017 VVJ-2960 CMA-Edge 29X- Buy AICAF 1 Market -- / -- €1.00 Day Canceled
12:51 PM ET 64J14

Order Account Description

VVJ-2960 CMA-Edge 29X-64J14 AIR CHINA

Date Time Activity Action Quantity Price Settlement Remarks

12/17/2017 12:01 AM ET The cancel order is Buy 1.00 -- -- #3132 12/17

pending.

12/18/2017 4:47 AM ET This order has been Buy 1.00 -- -- #3132 12/18
canceled.

12/17/2017 VVE-2989 CMA-Edge 29X- Buy AGM PRC 1 Market €0.00 / €23.17 Day Canceled
12:40 PM ET 64J14 €0.00

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12/28/2017 Merrill Edge - Order Status

Trade
Order Date Order # Account Security Quantity Order Type Bid/Ask Last Price Duration Status
Action

Order Account Description

VVE-2989 CMA-Edge 29X-64J14 FEDERAL AGRICULTURAL
MORTGAGE 6% (C)

Date Time Activity Action Quantity Price Settlement Remarks

12/18/2017 3:24 AM ET The cancel order is Buy 1.00 -- -- #3890 12/18

pending.

12/18/2017 4:48 AM ET This order has been Buy 1.00 -- -- #3890 12/18
canceled.

12/15/2017 VVF-7225 CMA-Edge 29X- Buy T 1 Market €32.80 / €32.81 Day Executed
1:34 PM ET 64J14 €32.81 1 @ €31.98

Order Account Description

VVF-7225 CMA-Edge 29X-64J14 AT&T INC

Date Time Activity Action Quantity Price Settlement Remarks

12/15/2017 1:34 PM ET This order has been Buy 1.00 €31.98 12/19/17 #7225 12/15
executed.

12/12/2017 VVK-631 CMA-Edge 29X- Sell SEAS 1 Market €11.50 / €11.51 Day Executed
11:35 AM ET 64J14 €11.51 1 @ €11.01

Order Account Description Tax lot method

VVK-631 CMA-Edge 29X-64J14 SEAWORLD FIFO
ENTERTAINMENT INC

Date Time Activity Action Quantity Price Settlement Remarks

12/12/2017 11:35 AM ET This order has been Sell 1.00 €11.01 12/14/17 #0631 12/12
executed.

12/12/2017 VVT-9092 CMA-Edge 29X- Sell LOCO 1 Market €8.46 / €8.50 Day Executed
11:34 AM ET 64J14 €8.50 1 @ €8.54

Order Account Description Tax lot method

VVT-9092 CMA-Edge 29X-64J14 EL POLLO LOCO FIFO
HOLDINGS INC

Date Time Activity Action Quantity Price Settlement Remarks

12/12/2017 11:34 AM ET This order has been Sell 1.00 €8.54 12/14/17 #9092 12/12
executed.

12/12/2017 VVF-509 CMA-Edge 29X- Sell MSFT 1 Market €71.76 / €71.78 Day Executed
11:34 AM ET 64J14 €71.77 1 @ €71.77

Order Account Description Tax lot method

VVF-509 CMA-Edge 29X-64J14 MICROSOFT CORP FIFO

Date Time Activity Action Quantity Price Settlement Remarks

12/12/2017 11:34 AM ET This order has been Sell 1.00 €71.77 12/14/17 #0509 12/12
executed.

12/9/2017 VVO-1796 CMA-Edge 29X- Sell LOCO 1 Limit €8.46 / €8.50 Day Expired
3:52 PM ET 64J14 €35.17 €8.50

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12/28/2017 Merrill Edge - Order Status

Trade
Order Date Order # Account Security Quantity Order Type Bid/Ask Last Price Duration Status
Action

Order Account Description Tax lot method

VVO-1796 CMA-Edge 29X-64J14 EL POLLO LOCO FIFO
HOLDINGS INC

Date Time Activity Action Quantity Price Settlement Remarks

12/9/2017 4:20 PM ET This change order has been Sell 1.00 €669.89 -- #1796 12/09
submitted.

12/11/2017 4:20 PM ET This order has expired. Sell 1.00 -- -- #1796 12/11

12/6/2017 VVJ-348 CMA-Edge 29X- Buy PSO 1 Limit €8.19 / €8.20 Day Expired
5:30 PM ET 64J14 €8.02 €8.20

Order Account Description

VVJ-348 CMA-Edge 29X-64J14 PEARSON PLC

Date Time Activity Action Quantity Price Settlement Remarks

12/7/2017 4:18 PM ET This order has expired. Buy 1.00 -- -- #0348 12/07

12/6/2017 VVE-14 CMA-Edge 29X- Buy SEAS 1 Limit €11.50 / €11.51 Day Executed
4:06 PM ET 64J14 €10.95 €11.51 1 @ €10.91

Order Account Description

VVE-14 CMA-Edge 29X-64J14 SEAWORLD
ENTERTAINMENT INC

Date Time Activity Action Quantity Price Settlement Remarks

12/7/2017 9:30 AM ET This order has been Buy 1.00 €10.91 12/11/17 #0014 12/07
executed.

12/6/2017 VVP-9747 CMA-Edge 29X- Buy MSFT 1 Limit €71.76 / €71.78 Day Executed
3:26 PM ET 64J14 €69.33 €71.77 1 @ €69.32

Order Account Description

VVP-9747 CMA-Edge 29X-64J14 MICROSOFT CORP

Date Time Activity Action Quantity Price Settlement Remarks

12/6/2017 3:26 PM ET This order has been Buy 1.00 €69.32 12/08/17 #9747 12/06
executed.

12/6/2017 VVU-6422 CMA-Edge 29X- Sell SRUNW 1 Market €1.18 / €1.21 Day Executed
3:02 PM ET 64J14 €1.21 1 @ €1.42

Order Account Description Tax lot method

VVU-6422 CMA-Edge 29X-64J14 SILVER RUN ACQ FIFO
CORPORATION II

Date Time Activity Action Quantity Price Settlement Remarks

12/9/2017 4:21 PM ET This change order has been Sell 1.00 €3.35 -- #6422 12/09
submitted.

12/11/2017 9:30 AM ET This order has been Sell 1.00 €1.42 12/13/17 #6422 12/11
executed.

12/4/2017 VVE-57 CMA-Edge 29X- Buy LOCO 1 Limit €8.46 / €8.50 Day Executed
4:09 PM ET 64J14 €8.96 €8.50 1 @ €8.96

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12/28/2017 Merrill Edge - Order Status

Trade
Order Date Order # Account Security Quantity Order Type Bid/Ask Last Price Duration Status
Action

Order Account Description

VVE-57 CMA-Edge 29X-64J14 EL POLLO LOCO
HOLDINGS INC

Date Time Activity Action Quantity Price Settlement Remarks

12/5/2017 9:38 AM ET This order has been Buy 1.00 €8.96 12/07/17 #0057 12/05
executed.

12/2/2017 VVT-884 CMA-Edge 29X- Buy SRUNW 1 Limit €1.18 / €1.21 Day Executed
2:32 AM ET 64J14 €1.30 €1.21 1 @ €1.30

Order Account Description

VVT-884 CMA-Edge 29X-64J14 SILVER RUN ACQ
CORPORATION II

Date Time Activity Action Quantity Price Settlement Remarks

12/4/2017 9:55 AM ET This order has been Buy 1.00 €1.30 12/06/17 #0884 12/04
executed.

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current quote is not available, the estimated order amount will be calculated based on the last price.

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