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Hermes
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HERMES Hermes Band 140 Heft 4 2012
Zeitschrift fr klassische Philologie Franz Steiner Verlag, Stuttg
In AD 2 1 6-2 1 7, not yet aged thirty, the emperor Caracalla undertook two consecu-
tive military campaigns against the Parthians.1 In the first of these he penetrated
deep within Parthian-held Mesopotamia; the second ended, almost at the outset,
with Caracalla's inglorious assassination.2 Patently seeking to emulate Alexander
the Great, Caracalla had excellent reasons for engaging in such an adventure. The
murder of his brother Geta late in 21 1 and the subsequent suppression of those at-
tached to Geta's memory engendered hatred amongst the elite whose collaboration
was essential to government of the Empire. Paradoxically, by employing violence
to secure his hold upon power, Caracalla had rendered his position less secure.3
Redress was to be had through domestic appeasement and foreign adventure. Is-
suing the Constitutio Antoniniana in early 212, Caracalla extended the Roman
citizenship to all free-born inhabitants of the Roman empire, thereby augmenting
considerably the tax base with which to finance the army.4 Next, in imitation of
1 The author would like to thank Prof. Frederick Brenk for the invitation to collaborate in writ-
ing a chapter on political autobiography under the Antonines and Severans, in the course of which
the discovery discussed here was made. An especial note of gratitude is also due to Prof. Susan
Tieggiari, Prof. Scott Richardson, and Prof. Eran Almagor for their taking the time to read and
comment upon this piece. Last, but not least, the author would like to thank Prof. Karl-Joachim
Hlkeskamp and the anonymous readers of Hermes: Zeitschrift fr klassische Philologie for their
invaluable comments and observations.
For Caracalla's age, see Dio, 79.6.5. A later tradition claimed that he was forty-three years old
at the time: SHA, Car. 9.1. In regard to this subject, readers are also referred to the brilliant article
of G. Alfldy, "Nox Dea Fit Lux' Caracallas Geburtstag," pp. 9-36, in: G. Bonamente and M.
Mayer, edd., Historiae Augustae Colloquium Barcinonense 1993 (Bari 1996).
2 Caracalla was killed while relieving himself: Dio, 79.5.4-5; Herodian. 4.13.4; SHA, Car.
7.1-2. The very fact that he had found it expedient to surround himself with a bodyguard super-
numerary to the Praetorian Guard and of foreign extraction (Dio, 78.5.5-6.1; Herodian. 4.13.6;
SHA, Car. 6.7 ; A. von Domaszewski, "Untersuchungen zur rmischen Kaisergeschichte", RAM 57
(1902) 506-516, here 508) is itself eloquent testimony of the ill-will that was felt in certain circles.
3 Indeed, if not based in fact, then it is most likely in this period that there arose claims that
Caracalla had not only twice attempted to kill his elderly father, but also indulged in an adulterous
union with his mother Julia Domna. During Caracalla's visit to Alexandria in AD 215, the urban
masses taunted the emperor with being a latter-day Oedipus: Herodian. 4.9.3; E. Hohl, Ein poli-
tischer Witz auf Caracalla. Ein Beitrag zur Historia- Augusta- Kritik (Berlin 1950) 15-16 n. 11.
Cf. Dio, 78.22-23.
4 For the date of the Constitutio Antoniniana , see F. Millar, "The date of the Constitutio
Antoninian' Journal of Egyptian Archaeology 48 (1962) 124-131; cf. H. Halfmann, "Zwei
syrische Verwandte des severischen Kaiserhauses", Chiron 12 (1982) 217-235, here 229-230.
As to its fiscal motivation, see Dio, 78.9.5. It may be significant that Septimius Severus' deathbed
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458 Richard Westall
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Caracalla, Commentarius de Bello Partitico 459
Arbela (and hence allegedly within the region of Media) were conducted
Roman invading force with impunity, for the Parthians refused to descend f
mountains to the east of the Tigris and engage the Romans in combat. Th
to engage has parallels both in earlier Parthian history and in subsequent
responses to Roman aggression. Consciously misinterpreting this tactic, h
Caracalla magnified the importance of his "success" and validated it thr
addition of the miraculous.
. . . but true. Indeed, I have run across the book that he wrote about this. (Dio, 79.2, at the point
where Cod. Vat. 1288 commences)
Although going on to remark Caracalla's hostility towards the Senate, two sentences
later he resumes his narrative of the Parthian war (Dio, 79.3.1), as is indicated by
use of the particle ouv in conjunction with a genitive absolute in which the Parthi-
ans and Medes are explicitly named. Hence, context assures that whatever readers
would have found incredible must have related to the Parthian war, but nothing
more may be ventured. What is most significant is the clear evidence, reiterated,
for a literary narrative of that war.
The presence of the lion fighting alongside the emperor upon the battlefield is
unexpected and calls for comment. Employment of the singular Xcov xi and the
qualifying remark that it came down from the mountain together reassure that refer-
ence is being made to an animal and not to the German mercenaries who constituted
an especial bodyguard for the emperor. Although their golden hair encouraged the
metaphorical deployment of ovxe to indicate the mercenaries10, that is clearly
not the case here. Nor can it be said that Caracalla was referring explicitly to one
of the domesticated lions that he maintained in his living quarters and about his
own person.11 The animal in question may very well have been that "table- and
bed-companion" or poxp7ieov |iok,ivv te which Dio specifies as being named
"Rapier" or Akivqkt1, but the surviving text clearly states that the lion that fought
10 Dio, 79.6.1: x xe yp Kka Kai icaxovxapxai a<1> xpa Aovx xe KXei. For the
juridical status of the members of this bodyguard, see K.-W. Welwei, "Die 'Lwen* Caracallas,"
Bonner Jahrbcher 192 (1992) 231-239. The lion-metaphor may have had its basis in the blonde
hair of these Germans. If later report may be trusted, Caracalla himself wore a blonde, German-style
wig (Herodian. 4.7.3). In this context, it should also be remarked that the metaphor of "beast" 0qp
was allegedly applied to Caracalla during his passage through Asia Minor and his subsequent stay
at Alexandria in AD 215: Dio, 78.16.8, 23.4; cf. LSfi 799 s.v. 0ip 1. "beast of prey, esp. a lion".
11 Dio, 79.7.2-3: a<>' ou r| koi i 0pa xiv efA.0e, pn8v pq xo Xovxo, v Kai
Akivkt1v cvpae Kai poxpneov |iokavv xe noielxo, <|>povxaa, xi Kai Kpxnoev
axv ivxa Kai xfv ea0fxa axou rcpooKaxppTiev expe<>e pv yp Kai ou Aovxa
koXXjov, Kai e xiva icepi axv eixev, keIvov 5 Kai Sqpoaiai 7coAAKi Kaxe<1>Aet.
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460 Richard Westall
12 Ancient Greek as well as modern English tends to confuse "unexpectedly" with "suddenly",
hence R.J. Cunliffe, A Lexicon of the Homeric Dialect (Norman 1963) 135 s.v. earcvri; cf. F.
Montanari, Vocabolario della lingua greca (Torino 1995) 701 s.v. a<J>vr|, ("all'improvviso,
subitaneamente"). Reflection shows that "to die suddenly" is manifestly not the equivalent of "to
die unexpectedly".
13 Cf. Dio, 79.7.2, this time for the omen of Caracalla's imminent death that was furnished
by Akinake. This latter passage should be compared with Plut. Artax. 5.3; E. Almagor, "Charac-
terization Through Animals: The Case of Plutarch's Artaxerxes ," Ploutarchos n.s. 7 (2009/2010)
3-22, here 9-11.
14 App. BC 2.79.330.
15 Dio, 78.13.6.
16 Dio, 78.23.2.
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Caracalla, Commentarius de Bello Partitico 46 1
reading in the Senate. Although the letter had been sent to Rome, Dio's testimony
suggests that he knew its contents from its subsequent or simultaneous circulation
as a book. Thoroughly disgusted by Caracalla's behaviour at Nicomedia in the
winter of 214- 215, Dio did not accompany the emperor further east in his travels.17
Rather, the historian returned to Rome, where he laboured upon his history of the
Roman people. Dio's use of the first-person plural demonstrates incontrovertibly
that the historian was present when the letter announcing Macrinus' accession to
the imperial throne was read out to the assembled Senate18, whereas its absence
from his description of Caracalla's book on the Parthian war implies the historian's
absence from the Senate at the reading of that letter.19 In view of the fact that Dio
uses the word itaov or "book" to describe Caracalla's letter, it seems necessary
to conclude that the work was being disseminated throughout Italy and the Em-
pire by Caracalla's agents. As demonstrably occurred when M. Aquilius Regulus
mourned the untimely death of his only son in AD 104 and seems to have been
the case with Julius Caesar in the 50s BC, it would appear that a vast quantity of
copies of Caracalla's Commentarius de Bello Partitico circulated so as to inform
the Roman people of their ruler's splendid achievements in emulation of Alexander
the Great in the East.20 Writing under the principte of Severus Alexander, Dio
was able to exercise his critical faculties openly and to express his disapprobation.
Consequently, he gave the Parthian campaign relatively short shrift and cited the
most incredible portion of the Commentarius de Bello Partitico in order to cast
discredit upon Caracalla.
17 Dio, 78.17.3-4, is particularly relevant to the senatorial delegation of which Dio was a
member.
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462 Richard Westall
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Caracalla, Commentarius de Bello Parthico 463
24 Lucian, De conscr. hist. 16 and 48; F. Bmer, "Der Commentarius ", Hermes 81 (1953)
210-250; J. Rpke, "Wer las Caesars bella als commentariiT Gymnasium 99 (1992) 201-226.
25 CIL 8.2728 + 18122 = ILS 5795.
26 Cf. Cicero in his letters from Cilicia; M. Rambaud, L'art de la dformation historique dans
les Commentaires de Csar (Paris 1953) 24; G. Hutchinson, Cicero's Correspondence: A Literary
Study (Oxford 1998) 88-89.
27 Priscian. 6.13, p. 205 = HRR 2.117 Fl; R. Westall and F. Brenk, "The Second and Third
Century", in G. Marasco, ed., The Brill Companion to Graeco-Roman Political Autobiography
(forthcoming).
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464 Richard Westall
32 Nor the last, if belief may be extended to the testimony of SHA, Hel. 21.25ff.
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Caracalla, Commentarius de Bello Parthico 465
On the first of the walls, the king is represented as besieging a fortress surrounded by
advancing with a lion against those offering resistance. The animal fights alongside him f
Some of those who explain this representation have said that this truly was a tame li
been raised by the king to share danger with him in battle and to put the enemy to fli
his might. Yet others have written that the king, who was extremely brave and wish
himself in vulgar fashion, indicated through the image of the lion the disposition of h
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466 Richard Westall
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Caracalla, Commentarius de Bello Partitico 467
the past couple of centuries. The result, as visible from the hostile testimony
contemporary Cassius Dio, was the novel union of Graeco-Roman literary f
with ancient Near Eastern content.
Richard Westall
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