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Ahtruct -A general theory that allows the accurate linear and nonlinear based on [ l l ] will be presented. This approach allows the
analysis of any crystal oscillator circuit is presented. It is based on the high
accurate calculation of all linear and nonlinear effects in
Q of the resonator and on a very few nonlimiting assumptions. The special
case of the three-point oscillator, that includes Pierce and one-pin circuits, any crystal oscillator, by taking advantage of the high
is analyzed in more detail. A clear insight into the linear behavior, value of Q. Section I11 concentrates on the particular
including the effect of losses, is obtained by means of the circular locus of structure based on a single active device, which is used in
the circuit impedance. A basic condition for oscillation and simple analytic most of the practical realizations. As an example, Section
expressions are derived in the lossless case for frequency pulling, critical
IV describes a high-performance CMOS oscillator devel-
transconductance, and start-up time constant. The effects of nonlinearities
on amplitude and on frequency stability are analyzed. As an application, a oped for advanced watch applications.
2 - M H z CMOS oscillator is described, which uses amplitude stabilization
to minimize power consumption and to eliminate the effects of nonlineari-
11. GENERAL
METHODOF ANALYSIS
OF QUARTZ
ties on frequency. The chip, implemented in a 3-pm p-well low-voltage
process, includes a three-Ftage frequency divider and consumes 0.9 pA at
CRYSTAL
OSCILLATORS
1.5 V. The measured frequency stability is 0.05 ppm/V in the range 1.1-
5 V of supply voltage. Temperature effect on the circuit itself is less than A . Crystal Resonator
0.1 ppm from - 10 to +60C.
A quartz crystal resonator may be represented by its
electrical equivalent circuit shown in Fig. 1 [IS]. Each
I. INTRODUCTION possible mode ( i ) of mechanical oscillation corresponds to
a series resonant circuit L ( i ) , C ( i ) , R ( i ) having a mo-
S TARTING in the late sixties, large efforts have been
devoted to the development of hgh-performance in-
tegrated quartz crystal oscillators for electronic watches.
tional impedance Z,(i). The current i ( i ) through Z,( i ) is
proportional to the velocity, thus its amplitude is propor-
This application requires high stability (1 second per day tional to the amplitude of oscillation at mode ( i ) . The
corresponds to 12 ppm) and very low power consumption, motional capacitance C( i ) is proportional to the electro-
typically 0.1 to 1 pW. Because of the very special domain, mechanical coupling of mode ( i ) . Since this coupling is
few results have been published, most of them in very always very small, the total capacitance across the main
limited circles [1]-[13]. A more general interest for the electrodes 1 and 2
problem arose later, for the realization of time bases in
microprocessors and switched-capacitor filters. Special
problems that appeared in these applications were dis-
cussed in a few publications [14]-[17], but these failed to is always much larger than C ( i ) . Part of this capacitance is
address the important issues of frequency stability and shelded by a third electrode 0, usually connected to the
power minimization. Besides the watch, which is still being case. Each mode of oscillation may be characterized by its
improved, high-performance crystal oscillators are re- mechanical resonant (angular) frequency (1 and 2 short-
quired in an increasing number of portable instruments circuited)
where power is limited and precision is of some concern.
The very high quality factor Q and the need for preci- w,(i) = [ ~ ( i ) ~ ( p1'2
i)]
sion prevent direct numerical computer simulation of a
crystal oscillator. In particular, direct time-domain simula- and by its quality factor
tion to evaluate nonlinear effects would necessitate the
calculation of close to one million periods of oscillation. In
(3)
Section I1 of this paper, a very powerful analytic approach In most practical resonators, the frequencies of the
various modes are not exact multiples of each other, or the
Manuscript received September 7, 1987; revised November 30, 1987. undesired modes are very weakly coupled. Thus, when
The authors are with Centre Suisse d'Electronique et de Microtech- oscillation occurs at a given single mode characterized by
nique, Maladiere 71, CH 2000 Neuchitel 7, Switzerland.
IEEE Log Number 8719478. L , C, R , Z,, Q, a,, and i , all other series branches may
Zcy
I-fW- I
R
1
-- U zm
0 Resonator Circuit
(a) (b)
Fig. 2. Most general form of a crystal oscillator. Deep insight and
Fig. 1. Equivalent circuit of a crystal resonator. precise analysis are possible by splitting the circuit-resonator combina-
tion (a) into the motional impedance Z , and an equivalent impedance
of the circuit at fundamental frequency Z,(,, as shown in (b).
be neglected, even if the voltage U across the device
contains large harmonic components. Furthermore, Q is
always very large; the current i through the motional tal frequency, and the nonlinear circuit can be completely
impedance Z, is therefore sinusoidal for any shape of characterized (Fig. 2(b)) by its equivalent impedance at
voltage U. The motional impedance may be expressed as this frequency
(4) (9)
In an oscillator, w is always very close to U,, thus where ql)is the complex value of the fundamental compo-
nent of U , which depends on the amplitude of I . Further-
w - w, more, since Zc(l)usually has no high-Q pole in the vicinity
P=- << 1
Urn of w,, its frequency dependence is orders of magnitude
smaller than that of Z,. Thefrequency w may therefore be
which yields considered constant (and equal to w,) with regard to Zc(l),
whereas the frequency dependence of Z, is expressed by
2P
Z,=R+ j - means of pulling p , according to (6). These assumptions
OC do not introduce any significant loss of accuracy. They
where p is the relative amount of frequency pulling above greatly simplify the linear and nonlinear analysis of any
the mechanical resonant frequency U, of the resonator. crystal oscillator.
The mechanical energy of oscillation is given by
C. Linear Analysis
E,=---LVI2- 111,
(7) As long as the amplitude of oscillation is small, the
2 2W2C
whole circuit stays linear, and the impedance Zc(l)reduces
and the mechanical power dissipation is to the small-signal impedance Z,. The critical condition
for oscillation can then be simply expressed as
z,+z,=o. (10)
Using expression ( 6 ) of Z,, it can be split into two
where 111 is the amplitude of sinusoidal current i.
conditions for the real and imaginary components:
A crystal oscillator is obtained by connecting the three shows that the negative resistance of Z, must exactly
poles of the resonator to an oscillator circuit, as shown in compensate the positive resistance R of the resonator; and
Fig. 2(a). The traditional analysis includes the whole reso- 2P
nator as a component of the circuit [18]-[20]. However, -Im(z,) =-
WC
much more insight can be obtained by splitting the oscilla-
tor into the linear motional impedance Z , and the rest of shows that the amount of frequency pulling p is propor-
the circuit, which includes capacitances Clo, Cl2, and C,, tional to the imaginary part of Z,. As soon as -Re(Z,)
of the resonator and all the nonlinearities. becomes larger than R , oscillation builds up exponentially
As was pointed out above, the current through Z, can from noise, with a time constant
be assumed to be always sinusoidal, even if voltage U
across it is strongly distorted. As a consequence, exchange L 1
7 = - =-
Re(Z,)+ R 02C(Re(Z,)+ R ) . (13)
of energy with the circuit can only occur at the fundamen-
116 IEEE JOURNAL OF SOLID-STATE CIRCUITS, VOL. 23, NO. 3, JUNE 1988
t'" t -Re'Zci
Z&)(lZl), and a new stable point P', with a new value p'
of frequency pulling. The frequency stability can therefore
be strongly degraded. Furthermore, such a limitation has a
poor power efficiency, since a large part of the supply
Fig. 3. Locus of Zc~l~(lIl) in the complex plane. It starts at linear power is wasted in producing harmonics. It also com-
impedance Z , for small amplitude 111. Stable oscillation is reached at plicates the selection of the desired mode ( i ) of oscillation
intersection P with locus of - Z,,,(p).
of the resonator [ll].
In high-performance oscillators, these problems must be
The time required for growing of oscillation, whch de- eliminated by limiting the amount of distortion. Fixing the
pends on the noise level, is usually comprised between 5 bias point just above the critical condition for oscillation
and 157. It can be reduced by providing more initial would not leave enough margin for variations in the pro-
energy through an adequate switching procedure [17]. cess, neither in the resonator nor in the environment. The
Above a certain level, the circuit becomes nonlinear, whch solution consists in using a feedback loop, with a time
provides amplitude limitation. constant much larger than the period of oscillation. As
illustrated in Fig. 4 in an ideal case with no distortion,
D. Nonlinear Behavior and Analysis such a regulator reduces -Re(Z,) (usually by reducing
the bias current) when the amplitude 111 increases, until
When voltage U is distorted by nonlinearities in the equilibrium is reached at point P . In practice, the stable
circuit, relations (10)-(13) are still applicable, provided the amplitude at point P is chosen low enough to avoid any
small signal impedance Z, (which has no more meaning) is significant distortion, so that the circuit operates very close
replaced by the impedance for the fundamental compo- to the critical condition for oscillation.
nent of voltage Z c ( l )defined by (9). As is shown qualita-
tively in the complex plane of Fig. 3, the increasing rate of
distortion due to an increase of amplitude 1Z1 progressively 111. THEORY OSCILLATOR
OF THE THREE-POINT
reduces the value of -Re(Zc(l)), which is the negative
resistance provided by the circuit, until stable oscillation is A . General Linear Circuit
reached for
Excellent oscillators can be implemented by using essen-
+ z, = 0.
zc(l) tially a single transconductance device, such as a bipolar or
a MOS transistor [18], [19]. It can be shown that, since no
T h s occurs when the locus of Z c ( l ~ ( ~intercepts
Z~) the locus integrated inductor is available, the only possibility is to
of - Z,( p ) at point P. The exact values of frequency associate the transconductance with two functional capaci-
pulling p and amplitude of oscillation are then given, tors, to form the three-point oscillator shown in Fig. 5. The
respectively, by the imaginary part of Z, (according to most general form of t h s oscillator, after separation of the
(6)) and by the value of 111 at point P. motional impedance Z,, is represented by its ac diagram
An accurate numerical simulation of the nonlinear be- in Fig. 6. Impedances Z,-Z, include all the components
havior of any crystal oscillator can thus be carried out in of the real active device, except its transconductance g,,
the following manner. For a given circuit configuration, and all other possible contributions. As discussed previ-
with given bias conditions, the impedance Zc(l) can be ously, their values can be considered constant (indepen-
calculated by time simulation for a given amplitude 111: dent of frequency pulling p << 1) without any significant
the sinusoidal current i (complex value I) is imposed by a loss of accuracy. The small-signal circuit impedance is
current source, and the resulting periodic voltage U is easily obtained as
computed. Its complex fundamental component yl) is
then extracted by Fourier analysis and divided by I.
according to (9). The locus of Zc(l)(lZl)is obtained by
repeating this procedure for increasing values of 111.
This lund of amplitude limitation by distortion has T h s relation is a bilinear function of g,. Therefore, the
many disadvantages. As shown by the dotted curve in Fig. locus of Z,( g,) in the complex plane is a circle (half-circle
3, any change in the circuit bias (due for instance to a for 0 < g , < C O ) as shown in Fig. 7. This circle is always
variation of supply voltage or temperature) corresponds to located inside the lower half-plane, since the reactive com-
a new value of small signal impedance Z;, a new locus ponents are all capacitive.
VITTOZ et al.: HIGH-PERFORMANCE CRYSTAL OSCILLATOR CIRCUITS Ill
1I m
-1
C1
ZWC3(1+C@) -R Re
I
.z c
O
-. ( C ~ C+, ~ 2 +~ 3>2 ~ 1
g m cnt = . (22) as to generate harmonics in its output current i,. The
QC ClC2
small-signal transconductance must then be replaced by
It can be reduced by reducing capacitor values, at the cost the transconductance for the fundamental defined as
of an increase of p given by (21). This trade-off between
transconductance (related to current) and frequency pull-
ing (related to stability) is best expressed by introducing
(21) into (22); t h s yields
which is still real, since the fundamental component I,(,,
wc (C,+C2) of i , is in phase with V,. Amplitude IV,l stops increasing
grncrit = (23) when g,(,) = gmcrit,whch yields the stable value
QP *
~
4 C L
which is a minimum for C, = C,. v, = -
ID(,)
D ( 1 ) - -. 0
- (27)
The minimum start-up time constant is achieved for the grncrit IO grncrit
obtained when C, is reduced to C,, << C , and C,, which and exponential transfer characteristics
results in
2c12
minmin = -
OC
Because of the small piezoelectric coupling coefficient of where UT stands for k T / q and n is the slope factor.
quartz material, the value of C,,/C is always at least Taking IV,l as the amplitude of the sinusoidal component
several hundred. Therefore, the start-up time constant of total gate voltage uG, the combination of (27) to (29)
always exceeds 100 periods of oscillations, which corre- yields
sponds to a start-up time that always lies above 1000
periods.
C. Amplitude of Oscillation
where
When the critical transconductance gmcritis exceeded by = ~vl~/nuT (31)
applying a dc bias current Zo to the active device above a
critical value ZOcrit, oscillation builds up. Nonlinear effects and IB0 and I,, are zero- and first-order modified Bessel
start appearing when the amplitude IV,l of the sinusoidal functions. Ths relation is plotted in Fig. 9. It is also valid
driving voltage of the device (see Fig. 6) becomes so large for a bipolar transistor ( n =l).If the MOS transistor is
VITTOZ er al. : HIGH-PERFORMANCE CRYSTAL OSCILLATOR CIRCUITS 119
Fig. 10. CMOS inverter oscillator with controlled current. (a) Circuit
and C,. The current flowing through Z, may then be ~ 2 MHz, C, = C,
diagram. (b) &le of locus of Z , ( g , ) for o / 2 =
= 2 pF, and C, =1 pF.
neglected, which gives
1< G
1
1 I~ll. (33) values of C, and C,, and a small value of C,. The
The combination of (8), (22), (32), and (33) results in remaining instabilities will be due to variations of the
capacitances, according to (21). They can be minimized by
reducing the nominal frequency pulling p (which costs
(34) current, according to (23)) and by minimizing the voltage
and temperature sensitivities of the capacitors.
The exact value of P,,, can be obtained by computing 111
with the method described in Section 11-D.
E. Possible Practical Implementations
shown in the example of Fig. 10(b). The slope of the reference [lo] which delivers a start-up current to the
tangent to the locus of Z,(g,,) is increased in the vicinity oscillator
of the imaginary axis, whch significantly degrades the
stability even with values of C, much larger than C, and UT
. VN
TABLE I
RESULTS OF CALCULATIONS FOR NOMINAL VALUES (BUT FOR
EXTREMES OF R AND Q)AT 300 K
-2 -1 0
Fig. 13. Loading characteristics of the dc voltage regulator
ACKNOWLEDGMENT
REFERENCES
C. Fonjallaz and E. Vittoz, Circuits Clectroniques pour montres-
bracelet B quartz, in Proc. Int. Congress Chrononietrv (Paris,
France), 1969, pp. B244-1 to 11.
J. P. Moreau et al., Perfectionnement aux oscillateurs i quartz,
Fig. 15. Photomicrograph of the c h p that combines the complete oscil- French Patent Appl. 2 126 956, 1971.
lator with a three-stage dynamic frequency divider. J. Luescher, Circuit oscillateur B quartz B resonance parallde.
pour appareils de mesure du temps, Swiss Patent 504 039, 1971.
S. S. Eaton. Micropower crystal-controlled oscillator design using
result (accuracy should be better than 0.1 percent). In fact, RCA COS[MOS inverter, RCA, Appl. Note ICAN-6539 1971.
E. Vittoz, Circuit dentretien dun oscillateur, Swiss Patent 532
Zc(l)(lZl)is superimposed on Z c ( g n l ) ,as shown on the 336, 1972.
same plot for Qmin,and the nonlinear equilibrium point P M. P. Forrer, Survey of circuitry for wrist-watches. Proc. I E E E .
vol. 60, pp. 1047-1054, Sept. 1972.
falls almost exactly on linear point A . Nonlinear effects on R. Tourki, Loscillateur B quartz en technologie CMOS. P1i.D.
frequency are thus completely negligible. This would not dissertation, Faculte des Sciences dorsay, Orsay, France, 1973.
S. S. Cbuang and E. E. Bumett, Analysis of CMOS quartz
be the case if gnZOwere much larger (no amplitude regu- oscillators, in Proc. 9th Int. Congress Chronometrv (Stuttgart, W.
lation) with a smaller diameter of the circle (large value of Germany), Sept. 1974, paper C2.2.
E. Vittoz, LSI in watches, in Proc. ESSCIRC (Toulouse. France),
parallel capacitance C 3 ) . 1976; full paper in Solid State Circuits 1976. Paris: Journal de
The circuit has been realized in the 3-pm p-well low- Physique, pp. 7-27; also in Pulse, pp. 14-20, June 1978.
E. Vittoz and J. Fellrath, CMOS analog integrated circuits based
voltage SACMOS process [27]. The experimental c h p on weak inversion operation. I E E E J . Solid-Stute Circuits. vol.
shown in Fig. 15 includes three stages of dynamic frequency SC-12, pp. 224-231, June 1977.
E. Vittoz, Quartz oscillators for watches, in Proc. Int. Corrgresb
dividers. Its measured characteristics are reported in Table Chronometry (Geneva, Switzerland), 1979, pp. 131-140.
11. The measured frequency variation with temperature is E. Vittoz, Micropower ICs, in Dig. ESSCIRC (Paris, France).
1980, pp. 174-189.
virtually the same as that of the resonator alone. The J. Luescher and A. Rusznyak, A 4.2 MHz quartz oscillator for
current consumption falls within the calculated range. watch application, Bull. S E V / A S E , vol. 73, pp. 108-112. 19x2.
R. G . Meyer and D. C.-F. Soo. MOS crystal oscillator design,
About half of it is due to the output amplifier and to the r E E E J . Solid-Stute Circuits, vol. SC-15, pp. 222-228, Apr. 1980.
frequency divider. M. A. Unkrich and R. G. Meycr. Conditions for start-up in
crystal oscillators, I E E E J . Solid-Stute Circuirs. vol. SC-17, pp.
This circuit has been implemented as module of a pro- 87-90. Feb. 1982.
gram for automatic synthesis of analog functional blocks, J. T. Santos and R. G. Meyer, A one-pin crystal oscillator for
VLSI circuits, I E E E J . Solid-Stare Circuits. vol. SC-19, pp.
which allows it to be adapted to any set of specification in 228-236, Apr. A984.
any technology [ 2 8 ] . A. Rusznyak, Start-up time of CMOS oscillators, I E E E Truns.
Circuits Svst., vol. CAS-34, pp. 259-268, Mar. 1987.
B. Parzen. Desien of Crvstul und Other Humionic Oscillurors. New
V. CONCLUSION York: wiiey, i9y83. -
~
[22] J. W. Hermann, A novel miniature ZT-cut resonator, in Proc. integrated circuit design at EPFL, where he became Titular Professor in
39th Annual Symp. Frequency Control, May 1985, pp. 375-380. 1982.
[23] E. Vittoz et al., Logical circuit for the wrist watch, in Proc.
Eurocon 71 (Lausanne, SwitzeAland), paper F 2-6.
[24] M. Dutoit and F. Sollberger, Lateral polysilicon p-n diodes, J .
Electrochem. Soc. vol. 125, pp. 1648-1651, Oct. 1978. Marc G. R. Degrauwe (S78-M84) was born in
[25] E. Vittoz, Micropower SC oscillator, IEEE J . Solid-Stare Cir- Brussels, Belgium, on August 16, 1957. He re-
cuits, vol. SC-14, pp. 622-624, June 1979. ceived the engineering degree in electronics and
[26] M. G. Degrauwe et al., Adaptive biasing CMOS amplifiers,
IEEE J . Solid-State Circuits, vol. SC-17, pp. 522-528, June 1982. the Ph.D. degree in applied sciences from the
[27] R. Luscher and J. S. De Saldivar, A high density CMOS process, Katholieke Umversiteit Leuven (KUL), Leuven,
in ISSCC Dig. Tech. Papers (New York, NY), 1985, pp. 260-261. Belgium, in 1980 and 1983, respectively
[28] M. Degrauwe er al., An analog expert design system, in ISSCC During the summer of 1980, he was on leave
Dig. Tech. Papers (New York, NY), 1987, pp. 212-213. at Centre Electronique Horloger S.A. (CEH),
Neuchatel, Switzerland. From autumn 1980 to
1983, he was associated with KUL where he
worked on the design of micropower amplifiers
Eric A. Vittoz (A63-M72-SM87) was born in and sampled data filters. In July 1983 he returned to CEH In 1984, when
Lausanne, Switzerland, on May 9, 1938. He re- CEH was reorgmzed into the Swiss Centre of Electronics and Micro-
ceived the M.S. and Ph.D. degrees in electrical technics (CSEM), he became Head of the Circuits Department His actual
engineering from the Federal Institute of Tech- field of interest is design automation of analog circuits. He is also
nology in Lausanne, Switzerland (EPFL) in 1961 lecturing on analog circuit design at the University of Neuchltel.
and 1969, respectively.
After spending one year as a Research Assis-
tant, he joined the Centre Electronique Horloger
S.A. (CEH), Neuchltel, Switzerland, in 1962, Serge Bitz was born in Sion, Switzerland, on
where he became involved in micropower in- November 30, 1959. He received the M.S. degree
tegrated circuit developments for watches, whde in electrical engineering from the Swiss Federal
preparing a thesis in the same field. I n 1971 he became Vice-Director of Institute of Technology (ETHZ), Zurich, in 1985.
CEH, supervising advanced developments in electronic watches and other He joined the Centre Suisse dElectronique et
micropower systems. Since 1984 he has been Director of Centre Suisse de Microtechmque S.A. (CSEM), Neuchltel,
dElectronique et de Microtechnique S.A. (CSEM), in charge of the Switzerland, in 1985. Since then he has been
Division of Circuits and System Design. His field of personal research engaged in the research and development of
interest is the design of low-power analog circuits in CMOS technologies. CMOS analog integrated circuits.
Since 1975 he has also been lecturing and supervising student work in