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Original Investigation
RESULTS Of the 26 341 free-text notes, 17 421 (66.1%) contained inappropriate content,
7522 (28.6%) contained appropriate content, and 1398 (5.3%) contained information
considered to be unnecessary. Further characterization of inappropriate content resulted in
20 192 classification codes, of which 3841 codes (19.0%) were assigned because of patient
directions that conflicted with directions included in the designated standard field intended
for this purpose. Characterization of appropriate content resulted in 7785 classification
codes, of which 3685 (47.3%) contained information that could be communicated using
structured fields already approved in a yet-to-be implemented version of the e-prescribing
standard. An additional 745 (9.6%) were prescription cancellation requests for which a
Author Affiliations: Surescripts LLC,
separate e-prescribing message currently exists but is not widely supported by software
Arlington, Virginia (Dhavle, Yang,
vendors or used by prescribers. Ward-Charlerie, Ruiz); Department of
Pharmacy Practice, Midwestern
CONCLUSIONS AND RELEVANCE The free-text Notes field in e-prescriptions is frequently used University, Glendale, Arizona (Rupp);
Houston Veterans Affairs Center for
inappropriately, suggesting the need for better prerelease usability testing, consistent end Innovations in Quality, Effectiveness
user training and feedback, and rigorous postmarketing evaluation and surveillance of EHR and Safety, Michael E. DeBakey
or e-prescribing software applications. Accelerated implementation of new e-prescribing Veterans Affairs Medical Center,
standards and rapid adoption of existing ones could also reduce prescribers reliance on Houston, Texas (Singh); Section of
Health Services Research,
free-text use in ambulatory e-prescriptions. Department of Medicine, Baylor
College of Medicine, Houston, Texas
(Singh).
Corresponding Author: Ajit A.
Dhavle, PharmD, MBA, Surescripts
JAMA Intern Med. 2016;176(4):463-470. doi:10.1001/jamainternmed.2015.7786 LLC, 2800 Crystal Dr, Arlington, VA
Published online March 7, 2016. 22202 (ajit.dhavle@surescripts.com).
(Reprinted) 463
A
s a key component in the health information technology United States are transmitted over the Surescripts network, a se-
infrastructure, electronic prescribing (e-prescribing) cure network used by pharmacies, prescribers, benefit manag-
has the potential to improve the safety, quality, and ers, and health information exchanges.24
cost-effectiveness of patient care.1-6 However, e-prescrip- An initial random sample of e-prescriptions that contained
tions sometimes contain information that is internally incon- free-text content in the Notes field was drawn from all new
sistent, ambiguous, or incomplete and that can impede accu- e-prescriptions transmitted through the network during the sam-
rate and efficient processing and dispensing at receiving pling period. The sample size was determined using the Raosoft
pharmacies.7-11 sample size calculator to yield a margin of error of 0.98% with
Although the widely implemented National Council for Pre- a confidence level of 99.9%.25 The number of messages selected
scription Drug Programs (NCPDP) SCRIPT e-prescribing stan- for the study was weighted to reflect networkwide e-prescription
dard organizes most new e-prescription content into struc- volume during each day of the 7-day sampling period. For ex-
tured fields, prescribers may add free-text data into certain fields ample, 22.7% of e-prescriptions transmitted through the Sure-
for selected reasons.12-16 The optional, 210-character, free-text scripts network during the sampling period occurred on Mon-
Notes field available in the e-prescription message is a well- day; hence, a similar percentage of e-prescriptions in the study
documented source of potential miscommunication between sample was drawn from that Mondays network volume.
prescribers and pharmacists.9,17-19 This field is intended to al- Data elements extracted for the analysis included (1) pre-
low prescribers the option of including additional patient- scribers identification number, (2) drug description, (3) pa-
specific information that is relevant to the prescription but for tient directions, (4) free-text notes, (5) prescribed quantity,
which a dedicated field does not exist in the currently imple- (6) quantity qualifier or potency unit code, and (7) days supply.
mented version of the SCRIPT standard (version 10.6).20 Prior to analysis, e-prescription data were deidentified by an
In practice, the Notes field may be populated with irrel- independent expert and certified to meet the requirements for
evant information or data that should have been included in deidentification as defined by the Health Insurance Portability
a designated structured field.19 This misallocation may be partly and Accountability Act Privacy Rule (45 CFR 164.514). No pre-
owing to electronic health record (EHR) systems that are overly scriber information, clinical data, or patient demographics were
restrictive or difficult to use, inadequate user training, and/or made available to the investigation team for analysis. The analy-
space limitations, such as the 140-character limit on the Pa- sis of e-prescription notes content was conducted in 4 phases.
tient Direction (Sig) field in the presently most widely imple-
mented SCRIPT standard (version 10.6).9,11,21,22 Regardless of Phase 1: Identification of Inappropriate Notes
the reasons, the inclusion of unnecessary or conflicting pre- In phase 1, 3 certified pharmacy technicians independently re-
scription information in the Notes field can cause confusion viewed the Notes field content of each e-prescription in the
at receiving pharmacies and workflow disruptions at prescrib- sample to distinguish appropriate notes from inappropriate or
ing clinics when pharmacists must contact the prescribers to unnecessary notes. Each reviewer had more than 3 years of ex-
clarify the intent. Unnecessary or inappropriate free-text in- perience interpreting and processing prescriptions in commu-
formation can also lead to dispensing delays, medication er- nity practice settings and extensive familiarity with the SCRIPT
rors, and adverse patient outcomes.11,12,14,15,23 standard. Reviewers were trained during multiple sessions with
The SCRIPT standard continues to be revised regularly with the principal investigator followed by individual assessment
addition of new structured data segments and fields and refine- to ensure proficiency.
ments to existing ones. At the time of the study analysis, SCRIPT, Reviewers first evaluated the notes content of each
version 2015071 had been approved by the NCPDP membership. e-prescription in the sample and identified those containing in-
In addition, an important feature that allows prescription changes formation that was unclear or indecipherable as a result of hav-
and discontinuations (ie, change and cancel request/response ing lost essential context information during the deidentifica-
message types) is available for industry-wide adoption in the tion process. These e-prescriptions were eliminated from further
widely implemented 10.6 version of the SCRIPT standard, al- analysis.
though few EHR and pharmacy vendors currently support its use. Reviewers next identified all inappropriate notes in the
The objectives of this study were to evaluate the appropriateness sample. For the purpose of the study, a note was considered in-
of free-text notes entered by prescribers in new ambulatory care appropriate if it contained any content for which a designated
e-prescriptions and to use the findings to inform recommenda- standard field exists within the new e-prescription message in
tions to improve current e-prescribing practices. the widely implemented SCRIPT, version 10.6.12,26 If consen-
sus on a particular note was not reached after initial indepen-
dent review, the 3 reviewers discussed the note as a group to
reconcile differences. A licensed pharmacist with prior experi-
Methods ence in community and mail service pharmacy practice served
We conducted a retrospective, qualitative analysis of free-text as the final adjudicator when consensus could not be reached.
content in the Notes field of new e-prescription messages trans- Agreement among the 3 reviewers prior to group recon-
mitted through the Surescripts Health Information Network dur- ciliation was measured using the coefficient with Light modi-
ing a 7-day period from November 10 to November 16, 2013. Data fication to account for multiple raters.27 The coefficient was
analysis was conducted from February 23, 2014, to November calculated based on reviewers assignment of either inappro-
4, 2015. Approximately 67% of all new e-prescriptions in the priate or other to each e-prescription note in the sample.
464 JAMA Internal Medicine April 2016 Volume 176, Number 4 (Reprinted) jamainternalmedicine.com
Phase 2: Classification of Inappropriate Notes appropriate, were judged to contain information that was not
In phase 2, the reviewers classified the content of each inap- relevant or useful to the pharmacist in the prescription fulfill-
propriate e-prescription note using a content classification ment process. These notes were classified as unnecessary and
scheme created by the research team (A.A.D., Y.Y., S.W.-C., and were not subjected to further analysis.
J.R.) (Table 1). Again, if consensus on note content classifica- The remaining appropriate notes were judged to contain con-
tion was not reached after independent review, the 3 review- tent that was relevant to and necessary for the dispensing phar-
ers discussed the note as a group to reconcile differences. A macist and for which a designated structured field is not currently
residency-trained pharmacist (Y.Y.) with ambulatory care ex- approved and available within the e-prescription message of
perience served as the final adjudicator when consensus could SCRIPT, version 10.6, although it may be approved for a future
not be reached. The coefficient was used to measure agree- version. Expert panel teams were directed to apply a content clas-
ment among the reviewers on coding inappropriate notes con- sification scheme that had been developed by the research team
tent according to the classification scheme. for the purposes of this study (Table 2).
jamainternalmedicine.com (Reprinted) JAMA Internal Medicine April 2016 Volume 176, Number 4 465
further analysis because their notes content contained un- As reported in Table 1, a total of 20 192 classification codes
clear or indecipherable information resulting from the deiden- were assigned to characterize the content of the 17 421 inappro-
tification process. Thus, the final analysis sample included priate notes since some contained more than one type of inap-
26 341 e-prescriptions that contained free-text notes. propriate content. The most common inappropriate notes con-
tent was information relating to benefits, insurance, or coupons
Identification of Inappropriate Notes (30.9%) followed by quantity and quantity qualifier (23.9%) and
As illustrated in Figure 1, the 3 primary reviewers agreed that the patient directions (19.0%). These top 3 categories accounted for
content of 15 406 notes (58.5%) met the studys definition of an more than 73.8% of all inappropriate notes content.
inappropriate note ( = 0.83; ie, a designated standard field is
available within SCRIPT, version 10.6). The reviewers agreed that Classification of Appropriate Notes
another 7894 notes (30.0%) did not meet this criterion but were The expert panelists reviewed 8920 notes that did not meet
not able to reach consensus on 3041 (11.5%) after team reconcili- the study criteria for an inappropriate note during phase 1 of
ation. On review of the 3041 disputed notes, the pharmacist ad- the analysis. Of these, 1398 (15.7% [5.3% of the total]) were de-
judicator determined that 2015 (7.6%) were inappropriate, result- termined to contain unnecessary information that panelists
ing in a total of 17 421 (66.1%) that were determined to contain concluded would not provide any benefit to the dispensing
inappropriate content according to the study criteria. pharmacist. Examples of unnecessary notes included com-
ments such as reviewed, OK, and thank you.
Classification of Inappropriate Notes For the remaining 7522 (28.6% of the total) notes that were
The three reviewers were able to reach consensus on assign- considered to be appropriate, the reviewers assigned a total
ment of content classification codes for 12 979 ( = 0.62) in- of 7785 classification codes (Table 2). Of these codes, 3559
appropriate notes. The 4442 remaining notes were subse- (45.7%) could be communicated using structured fields that,
quently classified by the adjudicating pharmacist reviewer. although not appearing in version 10.6, have been approved
466 JAMA Internal Medicine April 2016 Volume 176, Number 4 (Reprinted) jamainternalmedicine.com
15 406 Inappropriate notes 3041 No consensus 7894 Notes not meeting criteria
of inappropriate
Pharmacist review
Flowchart illustrating the analysis and classification of electronic prescription notes content.
jamainternalmedicine.com (Reprinted) JAMA Internal Medicine April 2016 Volume 176, Number 4 467
%
Other Total Appropriate
Theme Example No. Notes Notes
Formulary or substitutiona Can change to ointment if cream 219 18.1 2.8
not covered by insurance
Payer requirement for brand name Brand name medically necessary 73 6.0 0.9
medicationsb
Weight-based dosing informationc Sig: calculated with weight: 46.9 kg 67 5.5 0.9
and a target dose of 90 mg/kg/day
Alert for manual entry of the drug This drug was added manually; 61 5.0 0.8
description (vs drug selection from please do not fill if it is a
a database)a controlled substance
Abbreviations: NA, not applicable;
Identification of a 340b 340b 53 4.4 0.7
clinic/pharmacyb NCPDP, National Council for
Prescription Drug Programs;
Medication ordered per a protocola This med has been approved per 46 3.8 0.6
Sig, patient directions.
protocols by [name]
a
Alert for provider awareness of Patient requires this medication; 42 3.5 0.5 Recommend to continue to enter as
patient-specific factorsa provider aware of interaction free text.
b
Dispense quantity guidancea Dispense largest tube available 37 3.1 0.5 Available in a future approved
version of the NCPDP SCRIPT
Dispense a spacer/chamber with Please dispense with aerochamber 25 2.1 0.3
inhalera standard.
c
No common theme (20 examples) NA 590 48.6 7.6 Accommodated in the structured
and codified Sig format available in
Total 1213 100 15.6
the NCPDP SCRIPT, version 10.6.
tory standards adoption process requirements, long software The remaining categories of notes content in Tables 2 and
development and deployment cycles, and competing soft- 3 represented somewhat more diverse and infrequent pre-
ware development or maintenance priorities.28 Our findings sug- scriber needs that do not appear to justify the creation of new
gest that the e-prescribing industry should address these fac- fields or standardized text strings. Rather, these themes rep-
tors and establish a clear, expeditious adoption roadmap to resent a compelling argument for maintaining prescribers abil-
facilitate more rapid implementation of newer versions. ity to enter pertinent free-text information to ensure their in-
Free-text notes were also used by prescribers to make ad- tent is fully communicated to the pharmacist.11,30-32
justments to or discontinue existing medications (2.8% of all Our findings call for changes in premarketing and post-
notes). Prescribers inability to communicate this informa- marketing testing and surveillance of e-prescribing software
tion to the pharmacy in a standardized fashion can have seri- applications. First, better user-interface design that facili-
ous patient safety implications.29 Although the cancel pre- tates the use of appropriate designated data fields would help
scription request/response messages are available today in to discourage the inappropriate use of free text in notes. To ac-
SCRIPT, version 10.6, they have not been widely imple- complish this, vendors should consistently apply user-
mented by e-prescribing software vendors or used by prescrib- centered design procedures that solicit feedback from di-
ers and pharmacies. Our findings suggest the need for accel- verse cohorts of prescribers.33,34 Second, EHR certification
erated industry-wide adoption of this functionality. testing is conducted in a controlled environment using a pre-
Multiple categories of appropriate e-prescription notes con- defined number of test cases and is not intended to replicate
tent could not be accommodated in either the current or fu- a busy prescribers practice. The vendors should solicit and
ture approved versions of the SCRIPT standard, suggesting that consider user feedback following product release and use this
new structured data fields may be recommended for inclu- feedback to guide system refinements and improvements. Al-
sion in future versions of the standard. A description of pos- though prescribers might recognize that pharmacy call-
sible future recommendations is presented in Figure 2. Alter- backs to their practice are burdensome and disruptive, they
natively, the communication needs represented by these might be not be aware of the corrective measures available for
concepts could be met without modifying the SCRIPT stan- mitigating these disruptions. Third, vendors, health care sys-
dard if EHRs made them available as standardized text strings tems, and professional societies should raise this awareness
in drop-down menus within the user interface. Both options through ongoing data content monitoring along with en-
require intuitive product design, robust end user training, rig- hanced end user training, support, and feedback.35,36
orous usability testing, and iterative product refinement. This study has several limitations. First, the sample con-
Further analysis of appropriate note content classified as sisted of e-prescription messages that were transmitted dur-
other revealed several themes. The most frequently encoun- ing a 7-day period. The content of prescriber notes in these e-
tered theme reflected prescribers need to communicate pre- prescriptions may therefore not be entirely representative of
scription formulary status or drug substitution information. those in all e-prescriptions in the ambulatory care setting. Sec-
If prescribers are presented with current, complete formu- ond, the deidentification process resulted in several hundred
lary information that is integrated into the prescription- notes becoming indecipherable and subsequently being ex-
writing workflow, it can alleviate their perceived need to en- cluded from further analysis, which could have affected the
ter the information as free text. results. Third, the notes classification criteria were based on
468 JAMA Internal Medicine April 2016 Volume 176, Number 4 (Reprinted) jamainternalmedicine.com
Complete adoption of Implement approved Consider for future version Continue to enter
current SCRIPT standard future version of SCRIPT standard or as free-text notes
version, 10.6 of SCRIPT standard structured data strings
Cancel Patient needs Deliver this Change in therapy Counsel patient on 1 for home Prescription
existing/previous appointment/office prescription or increase/ therapy, indication, and 1 for is a renewal
therapy message visit/laboratory decrease in use, and other school/other
tests dose related information location
Patient is bringing
in a drug coupon/
discount card
Recommended future solutions for accommodating the communication of appropriate e-prescription clinical notes content.
a
Excludes notes content classified as other.
the collective judgment of a team of informatics pharma- ter prerelease usability and conformance testing, consistent
cists, 3 reviewers, and our panel of industry experts and have end user training and feedback related to e-prescription con-
not yet been validated in a broader industry setting. tent and practices, and rigorous postmarketing evaluation and
surveillance of e-prescribing software applications. One spe-
cific area of patient safety concern was the use of free text to
discontinue medication therapy that could be reduced by in-
Conclusions dustry-wide implementation of cancel prescription request/
Our analysis of free-text notes content in ambulatory e- response messages available in SCRIPT, version 10.6. Adop-
prescriptions provides a better understanding of how prescrib- tion and implementation of the most recently approved version
ers use and misuse this important field. We found that most of the standard could also reduce the prescribers reliance on
of the notes content should have been communicated in des- free-text notes. Nevertheless, our analysis suggests that pre-
ignated structured fields available in the standard, widely scribers still require free-text notes to communicate content
implemented SCRIPT, version 10.6, suggesting the need for bet- to the pharmacy in some situations.
ARTICLE INFORMATION Critical revision of the manuscript for important Funding/Support: Dr Singh is partially supported
Accepted for Publication: November 27, 2015. intellectual content: All authors. by grant CIN 13-413 from the Veterans Affairs (VA)
Statistical analysis: Dhavle, Yang, Ward-Charlerie. Health Services Research & Development Service to
Published Online: March 7, 2016. Administrative, technical, or material support: the Houston VA Center for Innovations in Quality,
doi:10.1001/jamainternmed.2015.7786. Dhavle, Rupp, Ruiz. Effectiveness, and Safety.
Author Contributions: Drs Dhavle and Yang had Study supervision: Dhavle, Yang. Role of the Funder/Sponsor: The funding source
full access to all of the data in the study and take Conflict of Interest Disclosures: Drs Dhavle, Yang, had no role in the design and conduct of the study;
responsibility for the integrity of the data and the and Ward-Charlerie and Mr Ruiz are employees of collection, management, analysis, and
accuracy of the data analysis. Surescripts LLC. Dr Rupp reported receiving interpretation of the data; preparation, review, or
Study concept and design: Dhavle, Yang. consulting fees from Surescripts LLC during the approval of the manuscript; and decision to submit
Acquisition, analysis, or interpretation of data: All conduct of the study. No other disclosures were the manuscript for publication.
authors. reported.
Drafting of the manuscript: Dhavle, Yang, Rupp. Disclaimer: The content in this article is solely the
responsibility of the authors and does not
jamainternalmedicine.com (Reprinted) JAMA Internal Medicine April 2016 Volume 176, Number 4 469
necessarily represent the official view of Surescripts 11. Rupp MT, Warholak TL. Evaluation of 24. Surescripts LLC. 2014 National progress report:
LLC, the Department of Veterans Affairs, Baylor e-prescribing in chain community pharmacy: more connected than ever before. http:
College of Medicine, or Midwestern University. best-practice recommendations. J Am Pharm Assoc //surescripts.com/docs/default-source/national
Previous Presentation: Selected preliminary (2003). 2008;48(3):364-370. -progress-reports/surescripts-2014-national
findings from the analysis reported here were 12. Bates DW, Boyle DL, Teich JM. Impact of -progress-report.pdf. Published May 2014.
presented in a web-based seminar to the Best computerized physician order entry on physician Accessed July 19, 2015.
Practices Task Group of the National Council for time. Proc Annu Symp Comput Appl Med Care. 1994: 25. Raosoft.com. Sample size calculator by
Prescription Drug Programs Work Group 11 996. Raosoft, Inc. http://www.raosoft.com/samplesize
(e-Prescribing); September 26, 2014. 13. Tierney WM, Miller ME, Overhage JM, .html. Posted 2004. Accessed June 13, 2015.
Additional Contributions: We thank the members McDonald CJ. Physician inpatient order writing on 26. National Council for Prescription Drug
of our expert industry review panel for their microcomputer workstations: effects on resource Programs. SCRIPT Standard Implementation Guide,
gracious contribution to this study. They did not utilization. JAMA. 1993;269(3):379-383. Version 10.6. Scottsdale, AZ: National Council for
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