Product
AML Risk Manager for Gaming Corporations
Powerful Risk Monitoring and Compliance
A new generation of money laundering monitoring, reporting
and analytics helps casinos and other gaming corporations
adapt to evolving AML risks and regulations with superior
efficiency and insight. Fiserv delivers the comprehensive
capabilities needed to help successfully manage the complex
process of AML compliance with speed, cost efficiency, and
deeper understanding of patrons and patron behavior.
AML compliance is becoming both more
complex and more demanding for casino
operators and other gaming corporations.
Increased regulation and government fines
are intensifying the focus on AML activities
in casinos and other gaming establishments
around the world. Regulators have increased
both scrutiny and fines levied on casinos that
fail to mitigate money laundering risks and
comply with AML requirements. In response,
casinos and gaming companies need to
take action to manage evolving risks and
regulations and increased examiner scrutiny.
Unparalleled AML Monitoring and
Reporting for Casinos from Fiserv
AML Risk Manager from Fiserv delivers
unparalleled effectiveness and efficiency
with data analytics, flexible risk management
capabilities, link analysis and management
and regulatory reporting. This translates
into comprehensive suspicious activity
detection, simplified workflow for efficient
case management, a high degree of
accuracy to ensure legitimate patrons are
not inconvenienced and easy integration for
automating regulatory reporting.
AML Risk Manager is a comprehensive and
cohesive integrated solution that provides
initial risk scoring, ongoing risk scoring for
patrons and suspicious activity monitoring
(drawing data from disparate systems such
as loyalty systems), analysis and scoringall
combined with integrated alert and case
management, regulatory reporting and
management reporting.
AML Risk Manager provides five key value
drivers that differentiate it from other solutions:
1. Know Your Customer (KYC)-Adjusted
Risk Rating
AML Risk Manager combines automated
risk scoring with human intelligence in
the calculation of risk scores supporting
risk management decisions. Investigators
can review automatically calculated risk
scores and, based on their knowledge and
findings, can determine that the patron is
not as risky (or even riskier) than the score
suggests. They can then adjust the score
when appropriate. Manager approval on
adjustments is required as a secondary
review process.
2. Suspicious Activity Detection
AML Risk Manager offers a powerful set of
analytics tools to uncover unusual activity
that could be indicative of money laundering.
These tools and models rank order risk and
are targeted to provide deeper insight into
patron behavior and compliance risk that
was previously hidden. The analytic model,
developed by Fiserv data scientists, optimizes
alert accuracy, workload and prioritization and
demonstrates a transparent data driven, risk-
based approach to regulators.
3. Scenarios and Scorecards
In addition to risk scoring, the solution
enables organizations to define their own
scenarios and weighted scorecards to drive
additional insight. Scenarios enable clients
to innovate and rapidly address emerging
money laundering threats, handle new data
sources and events, or respond quickly
to a new regulatory requirement. Clients
can easily create their own scorecards by
creating scenarios and assigning weights.
Scorecards are more powerful than rules
because each scenario is given a different
level of importance. Assigning weights lets
the organization use scenarios together and
determine the influence that one scenario
has over another. Combining scenarios
improves suspicious activity detection and
operational efficiency.
4. Simple Yet Effective Alert and
Case Management
AML Risk Manager is highly configurable;
not only in terms of initial and ongoing risk
scoring and detection, but also in terms of
how you manage alerts and cases. After
activity and risk is analyzed and scored,
AML Risk Manager generates alerts so
that high-risk activities and patrons can be
investigated. If an analyst determines there is
a risk of money laundering, a case is created.
All suspected money laundering activities
are investigated through a configurable
and repeatable workflow. The easy-to-use
investigation environment provides advanced
drill down and link analysis to uncover
suspicious networks and associations. Alerts
screens provide a comprehensive view of
the risk and graphical tools make it easy to
zoom in on specific time intervals.
The alert and case management system
includes the following comprehensive features:
Automated data population
and investigation workflow
Configurable alert presentation
Activity and patron search
and filtering
Link analysis and graphical
network discovery
Detailed investigation tracking
and reporting
Digital file cabinet of case information,
including any attachments
Complete audit trail
5. Dashboarding and Reporting
Key Benefits
AML Risk Manager provides self-service
management reporting and visual lmproves money laundering risk mitigation
dashboarding based on a highly structured and monitoring
data mart. Each organizations data mart
is derived from their operational database Enables effective screening against
using the standard Microsoft business sanction lists
intelligence stack. Reduces false positives

AML Risk Manager delivers standard Provides efficient investigative processes

dashboard reports that identify the risk of with configurable alert presentation and
alerts and activities in the system. It offers simplified workflow
the configurable management reports Easily integrates management and
that are critical to understanding money regulatory reporting
laundering and compliance risks. AML
Risk Manager can automatically generate Enables casinos to maintain control over
regulatory reports, such as suspicious the delicate balance of suspicious activity
transaction reports (STRs) and suspicious detection, the patron experience and
activity reports (SARs), from case data. operational costs
For jurisdictions without a prescribed report
format AML Risk Manager can generate
a best practice report based on global
recommendations. Business users review
the reports created based on the case
data and make modifications if required.
AML Risk Manager cases also support
attachments, which can be of any format,
for example image, video or audio.

Fiserv is driving
innovation in Payments,
Processing Services,
Risk & Compliance,
Customer & Channel
Management and
Insights & Optimization,
and leading the
transformation of financial
services technology to
help our clients change
the way financial services
are delivered. Visit
www.fiserv.com for a look
at whats next now. America, Europe, Asia, and Africa. Our goal
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800-872-7882
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getsolutions@fiserv.com
www.fiserv.com
AML and Compliance Risk Management Connect With Us
From an Industry Leader For more information about AML
Risk Manager for Gaming Corporations,
Operating in the gaming industry today, it is
call 800-872-7882 (inside North America),
essential that organizations take advantage
+44 (0)845 013 1000 (outside North America)
of the most advanced and comprehensive
or +65-6533-9288 (Asia Pacific), email
AML compliance solutions to protect
getsolutions@fiserv.com or visit
themselves and their patrons. Evolving
www.financialcrimerisk.fiserv.com.
regulatory demands prompt the need for
casinos and other gaming organizations
to reevaluate their approach to their AML
programs and processes. AML Risk Manager
addresses these demands by providing an
integrated solution that evaluates money
laundering and other illegal financial activities
along every risk dimension.
AML Risk Manager is part of Financial Crime
Risk Management Platform from Fiserv
that is used to address AML risks and AML
compliance at more than 1,000 organizations
in more than 70 countries around the world
with deployments in North and South
is to continue to provide our clients with
innovative capabilities to meet compliance
obligations now and in to the future.
2015 Fiserv, Inc. or its affiliates. All rights reserved. Fiserv is a registered trademark of Fiserv, Inc. Other products referenced in this material may
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