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11
Relativity
1. Relativity I
1-1 The Experimental Basis of Relativity
1-2 Einstein's Postulates
1-3 Lorentz Transformation
1-4 Time Dilation and Length Contraction
1-5 Doppler Effect
2. Relativity II
2-1 Relativistic Momentum
2-2 Relativistic Energy
2-3 Mass/ Energy Conversion and Binding Energy
2-4 Invariant Mass
Quantum Theory
3. Quantization of Charge, Light, and Energy
3-1 Quantization of Electric Charge
3-2 Blackbody Radiation
3-3 The Photoelectric Effect
3-4 X rays and The Compton Effect
Appendix Math background (Legendre Transformation)
4. The Nuclear Atom
4-1 Atomic Spectra
4-2 Rutherford's Nuclear Model
4-3 The Bohr Model of The Hydrogen Atom
4-4 X-ray Spectra
4-5 The Franck-Hertz Experiment
5. The Wavelike Properties of Particles
5-1 The de Broglie Hypothesis
5-2 Measurements of Particle Wavelengths
5-3 Wave Packets
5-4 The Probabilistic Interpretation of the Wave Function
5-5 The Uncertainty Principle
5-6 Some Consequences of The Uncertainty Principle
Schrodinger Equation
6. The Schrodinger Equation
6-1 The Schrdinger Equation in One Dimension
6-2 The Infinite Square Well
12
6-2 The Infinite Square Well
6-3 Superposition Principle
6-4 The Simple Harmonic Oscillator
6-5 The Finite Square Well
6-6 Reflection and Transmission of Waves
7. Atomic Physics
7-1 The Schrdinger Equation in Two or Three Dimension
7-2 The Hydrogen Atom Wave Functions
7-3 Quantization of Angular Momentum and Energy in the Hydrogen Atom
7-4 Electron Spin
7-5 Total Angular Momentum and the Spin-Orbit Effect
7-6 The Schrdinger Equation for Two (or More) Particles
7-7 Ground States of Atoms: The Periodic Table
7-8 Excited States and Spectra
Statistical Physics
8. Statistics Physics
8-1 Classical Statistics: A Review
8-2 Quantum Statistics
8-3 The Bose-Einstein Condensation
8-4 An Application of Bose-Einstein Statistics
8-5 Properties of a Fermion Gas
Appendix Math background (Lagrange Multipliers)
14
Preface & Bibliography
1. Paul A. Tipler & Ralph A. Llewellyn, Modern Physics (W. H. Freeman and
Company).
15
1-1 The Experimental Basis of Relativity
Tuesday, December 20, 2011
8:30 PM
A. CLASSICAL RELATIVITY
(2) Newton's first law: Everybody persists in its state of being at rest or of moving uniformly straight
forward, except insofar as it is compelled to change its state by force impressed.
1. If an object does not interact with other objects, it is possible to identify a reference frame in
which the object has zero acceleration.
2. The first law of motion postulates the existence of at least one frame of reference called an
inertial reference frame, relative to which the motion of a particle not subject to forces is a
straight line at a constant speed.
3. Newton's laws are valid only in an inertial reference frame. Any reference frame that is in uniform
motion with respect to an inertial frame is also an inertial frame, i.e. Galilean invariance or the
principle of Newtonian relativity.
OS:
Newton's first law define the inertial frame in the situation where there is no force. The principle
of the relativity is the transformation between two inertial frames.
The law of physics (equation of motion) is the same in all inertial reference of frames under Galilean
transformation.
B. SPEED OF LIGHT
16
charge free space
Gauss's theorem
2. differential form
vector formula
wave equation
Light is an electromagnetic wave. The medium for propagation of the light was called ether in
19th century.
in frame
17
in frame
in frame
along (rotate )
18
Path difference
Phase difference
EXAMPLES:
19
1-2 Einstein's Postulates
Tuesday, December 20, 2011
8:30 PM
A. EINSTEIN'S POSTULATES
Relative to the measurement, the observer A' is in a rest frame ( ) and the observer A is in a moving
frame ( )
rom
rom
where is called proper time, which is measured by , i.e., during the measurement, is at rest
with respect to the event.
OS:
An event is described by the spacetime coordinate.
B. RELATIVITY OF SIMULTANEITY
Two spatially separated events in one reference frame are not, in general, simultaneous in another
inertial frame moving relative to the first train.
All clocks are synchronized by light in any inertial frame. Clocks synchronized in one reference of frame
are not, in general, synchronized in another inertial frame moving relative to the first train.
OS:
In the rest frame, two events can be measured at the same time. In the moving frame, two events
are not measured at the same time because of the time dilation.
The breakdown of the simultaneity is related to the events, not the equation of motion.
Therefore, the first postulate is valid.
1 10
1-3 Lorentz Transformation
Tuesday, December 20, 2011
8:30 PM
A. LORENTZ TRANSFORMATION
Substituting equations
Compare term
Compare term
(3) Therefore
In one-dimension
1 11
Similarly
Therefore
(5) 4-vector
Galilean transformation: in four dimensional coordinates
OS:
The matrix of Galilean transformation is not symmetry.
1 12
EXAMPLES:
1 13
1 14
1-4 Time Dilation and Length Contraction
Tuesday, December 20, 2011
8:30 PM
A. TIME DILATION
Since
The observer in (relative to the events are at rest) measured a longer time interval between two
events than the observer in .
B. LENGTH CONTRACTION
Since
C. MUON DECAY
1 15
1. Lightlike interval
2. Timelike interval
3. Realistic particles
Spacelike interval
(2) Causality:
B is A's future in frame
B is A's future in frame
C is A's future in frame
C is A's past in frame
Timelike interval remain the causality. Spacelike interval violates the causality.
2. Length contraction:
1 16
1 17
1-5 Doppler Effect
Tuesday, December 20, 2011
8:30 PM
: observer
: source
If
1 18
(3) Transverse Doppler effect
EXAMPLES:
EM Radiation Source
PROOF:
1 19
2-1 Relativistic Momentum
Tuesday, December 20, 2011
8:30 PM
EXAMPLES:
Collision between two particles
Conservation of momentum
OS:
Mach's principle essentially states that the inertial effects of mass are not an innate
property of the body. The conservation of momentum is more essential of the system.
B. RELATIVISTIC MASS
where
2 20
where
As , i.e., and ,
where is the mass measured at the rest frame.
(4) Observer in measures the mass of ball B, moving relative to him/her at speed is
OS:
Instead of introducing , it is better to mention the expression for the momentum and energy of
a body in motion.
2 21
2-2 Relativistic Energy
Tuesday, December 20, 2011
8:30 PM
A. RELATIVISTIC ENERGY
Work-energy theorem: Kinetic energy as the work done by a net force in accelerating a particle from
rest to velocity
B. CONSERVATION OF ENERGY
2 22
(2) In the frame
In frame:
Before collision
After collision
Conservation of energy
(3) In frame:
Before collision
After collision
In frame:
In frame:
Using
2 23
Energy-momentum 4-vector
Summary
2 24
2-3 Mass/ Energy Conversion and Binding Energy
Tuesday, December 20, 2011
8:30 PM
Conservation of momentum
2 25
(3) The kinetic energy converts to the rest mass
OS:
The mass measured in a moving frame is larger than the one in a rest frame.
B. BINDING ENERGY
EXAMPLES:
EXAMPLES:
2 26
2-4 Invariant Mass
Tuesday, December 20, 2011
8:30 PM
A. CONSERVATION
(1) Symmetry
Invariance: something does not change under a set of transformations.
EXAMPLES:
1. Euclidean space (3D)
Metric is invariant under Galilean transformation.
2. Minkowski space (4D)
From space-time 4-vector
Metric is invariant under Lorentz transformation.
From energy-momentum 4-vector
Metric is invariant under Lorentz transformation.
EXAMPLES:
1. Reflection symmetry:
The Coulomb potential
(2) Conservation
Emmy Noether's theorem (1918): For every continuous symmetry, there are corresponding quantities
whose values are conserved.
EXAMPLES:
1. Translation symmetry
Conservation
EXAMPLES:
Considering an atom composites two identical moving particles
1. In frame (center-of-mass)
2 27
1. In frame (center-of-mass)
Total momentum:
Total energy:
The rest mass of the atom is
2. In frame (Lab frame)
Total momentum:
Total energy:
The rest mass of the atom is
OS:
The rest energy is invariant under Lorentz transformation.
B. MASSLESS PARTICLE
(1) Annihilation:
conservation of energy:
Experiments:
2 28
Experiments:
The pair must have
(2) Creation:
(direct pair production)
conservation of energy:
conservation of momentum:
The directly produces the pair production is impossible. The pair production needs other particles
nearby and
the three electrons are at rest, i.e. the total rest energy is , which is invariant in frame.
2 29
For threshold condition:
If , then
EXAMPLES:
For an electron,
If , then
2 30
Exercise
Tuesday, December 20, 2011
8:30 PM
(1) A continuously emitted electromagnetic wave reflected back from a mirror with speed .
What is the reflected frequency?
ANSWER:
(2) An unstable particle having a mass of is initially at rest. The particle decays into two
fragments that fly off with velocity of and . Find the rest masses of the fragments?
ANSWER:
Conservation of energy in CM frame
2 31
3-1 Quantization of Electric Charge
Tuesday, December 20, 2011
8:30 PM
3 32
(1)
(2)
However, it is very difficult to work out. In practice, turn up to rise the oil drop to reach a new
terminal velocity
Let
3 33
3-2 Blackbody Radiation
Tuesday, December 20, 2011
8:30 PM
A. HISTORY
(1) Kirchhoff (1860) considered the radiation inside a closed cavity possessing some particular temperature
and proposed that the radiation spectrum of heated bodies depends only on their temperature.
The total number of such EM waves striking an area of the wall in time is
OS:
3 34
(5) Stefan's empirical law (1879)
Then
(6) W. Wien's displacement law (1893): Adiabatic expansion (very slow) of a box of light
(7) W. Wien (1895) proposed the cavity radiation to investigate the spectrum of radiation
3 35
Then
et
Density of states : The number of modes per unit volume between and
where results from the polarization and is due to that must be positive.
Alternative method:
Calculate the number of modes with a given frequency
OS:
In adiabatic expansion, the energy of light changes in exactly the same way as the frequency, i.e.
where is a constant
Wien assumed that each mode has the energy
3 36
Wien displacement law:
OS:
It was later found that the experimental data don't follow Wien's empirical relation at larger
wavelength.
B. RAYLEIGH-JEANS EQUATION
Thermodynamic value of the total energy, i.e. the expected value of ensemble average of the energy
3 37
C. PLANCK LAW
Ensemble average
Planck assumed
where
Let
3 38
(3) Wien's displacement law
Let
Transcendental equation
3 39
3-3 The Photoelectric Effect
Tuesday, December 20, 2011
8:30 PM
A. PHOTOELECTRIC EFFECT
OS:
The photon theory raises a question that light behaves as a wave and a particle.
(3) The phenomenon was experimentally proved by Robert Andrews Millikan (1914)
3 40
3-4 X rays and The Compton Effect
Tuesday, December 20, 2011
8:22 PM
Constructive interference:
OS:
Bragg planes
Arthur Compton consider a scattering between X ray and electrons in the material
3 41
(1) In classical picture
1. Conservation of momentum
2. Conservation of energy
Target
Peak in scattered radiation shifts to longer wavelength than source. The amount of shift depends on
(but not on the target material).
3 42
Right peak: incident X-ray is scattered by the electron.
Left peak: incident X-ray is scattered by the whole atom whose mass is quite large, so that the
wavelength is not varied.
EXAMPLES:
The photon energy with Compton wavelength of the electron is
3 43
Appendix Math Background
Tuesday, December 20, 2011
8:22 PM
A. LEGENDRE TRANSFORMATION
Defining
(2) Proceeding, use the product rule (or equivalently, integration by parts) to compute the differential
gets
Let
Since we are taking differentials of and , we can take those two quantities as the independent
variables of the new function, .
(3) To summarize, we have done a Legendre transformation from an original function to a new
function by switching from variable to its conjugate variable . We see therefore that for
two variables, there are 4 possible variants on the function.
When the real part of is greater than 1, the Dirichlet series converges and its sum is the Riemann zeta
function .
EXAMPLES:
The identity continues to hold when both functions are extended by analytic
continuation to include values of for which the above series diverge.
Substituting
Riemann zeta function can be defined for other values of by analytic continuation.
3 44
(3) Riemann zeta function
EXAMPLES:
1.
This is useful in certain contexts such as string theory
2.
This is useful in certain contexts such as string theory
3.
This is employed in calculating of kinetic boundary layer problems of linear kinetic equations.
4.
5.
This is employed in calculating the critical temperature for a Bose-Einstein condensate in a box
with periodic boundary conditions, and for spin wave physics in magnetic systems.
6.
The demonstration of this equality is known as the Basel problem. The reciprocal of this sum
answers the question: What is the probability that two numbers selected at random
are relatively prime?
7.
8. This number is called Apry's constant.
9.
This appears when integrating Planck's law to derive the Stefan-Boltzmann law in physics.
3 45
4-1 Atomic Spectra
Tuesday, December 20, 2011
8:30 PM
A. SPECTRA
OS:
B. RYDBERG-RITZ FORMULA
4 46
4-2 Rutherford's Nuclear Model
Tuesday, December 20, 2011
8:30 PM
(1) Electrons uniformly distributed in the positive charge background within an atom with
OS:
Very small angle scattering
OS:
Still small angle scattering
B. PARTICLE SCATTERING
4 47
(1) Geiger and Marsden's experiment
(1) The incident particles passing through the circle area actually end up entirely outside the solid angle
.
4 48
The factor that relates the area to the solid angle is called the differential cross-section:
OS:
In principle the scattering angle can of course also depend on the azimuthal angle . However,
most scattering potentials are symmetric, so that we can usually integrate over , as shown in
the figure below.
A particle arrives with an impact parameter between and , it will be scattered with an angle
between
OS:
The number of particles found in between the deflection angles and can be expressed
by the area of the grey cross section, and the number is called the cross section.
is related to the probability that incident particles inside the circle area will be scattered at
angle larger than
is the probability that incident particles inside the area will be scattered at angle
between and .
4 49
The radial force equation
Alternative method:
Particle moves in a central-force field and use Lagrange equation
4 50
Therefore the radial force equation becomes
OS:
A central force given the shape of the orbital motion in terms of and
As
et
1. Before scattering
2. After scattering an
4 51
(5) The number of scattered alpha particles
The solid angle for small detectors openings is defined as
4 52
D. NUCLEAR ATOM
Rutherford proposed that an atom has a positively charged core (nucleus) surrounded by the negative
electrons.
The positive charge is concentrated in a nucleus with a radius much smaller than .
he si e o the nu leus
4 53
4-3 The Bohr Model of The Hydrogen Atom
Tuesday, December 20, 2011
8:30 PM
A. BOHR MODEL
4 54
(3) The problem of Rutherford's model of an atom
In the planetary model of an atom, the electron should continuously emit energy and spirally fail on the
nucleus.
4 55
where is called quantum number
OS:
According to Bohr's model only certain orbits were allowed which means only certain energies are
possible.
Balmer series
4 56
Balmer series
OS:
In classical theory, the electron will radiate while it is accelerated.
In Rutherford's model, the spectrum is continuous.
In Bohr's model, the spectrum is discrete.
OS:
Experiments:
When two bodies are moving in translational, rotational or vibrational motion only under their mutual
interaction, then for simplified analysis, we can consider one body at rest and analyze the motion of
other body w.r.t. first body and change the inertial mass of moving body to a new value called reduced
mass given as.
Reduced mass
OS:
A Hamiltonian description of the two-body problem gives
Let the centre of mass coincide with the origin in this reference frame
4 57
C. CORRESPONDENCE PRINCIPLE
(1) In the limits where classical and quantum theories should agree, the quantum theory must reduce to
the classical result.
EXAMPLES:
The frequency of the radiation emitted is equal to the orbital frequency of the
electron around the nucleus.
1. Classical:
2. Bohr's theory:
For large
D. FINE STRUCTURE
4 58
(1)
Viewed with high resolution, the spectral line consists of very closely spaced lines.
et
4 59
OS:
Planck proposed the quantization of the energy.
Bohr proposed the quantization of the angular momentum which deduces the quantization of the
energy. In a circular motion, . The quantization of the action is equal to
the quantization of the angular momentum.
1.
2.
e enerate states
OS:
Degenerate states: two or more different quantum states are at the same energy level.
As , there are two degenerate states
(5) Fine structure splitting: the elliptical orbit and special relativity
For
4 60
4-3 Supplement - Our Changing View of Atom
Tuesday, December 20, 2011
8:30 PM
A. CLASSICAL ERA
Plum pudding model: negative electrons are embedded in a sea of positive charge
B. QUANTUM ERA
Atomic orbital model: electrons are in circular orbits with quantized energy levels
Quantum mechanics model: electrons occupy regions of space whose shape is described by complex
mathematical equations
4 61
4-4 X-ray Spectra
Tuesday, December 20, 2011
8:30 PM
A. BOHR-RUTHERFORD PICTURE
characteristic spectrum
(discontinuous spectrum)
continuous spectrum
(bremsstrahlung = stop)
OS:
The Bremmstrahlung has a short wavelength cut-off determined by the energy of the electrons,
independent of the target material.
The peaks are caused by the removal of an electron from an inner shell and higher energy
electrons making a transition to the inner shell by emitting an X-ray photon.
4 62
(2) For the series, whose electrons are close to nucleus
Consider an -electron about to make a transition to the -shell which now only has one
electron left
electron "sees" a net charge of
Therefore,
EXAMPLES:
2) o Mo (Molybden Z )
EXP.:
THE.:
OS:
Provided a reasonably complete experimental set of data that supported the conception of
atomic orbital model.
Bohr's theory works well for -lines, and does not work well for -lines and higher values of
An incident electron creates a core hole in the level. An electron from the level fills in the hole
and the transition energy is imparted to a electron which is emitted. The final atomic state thus has
two holes, one in the orbital and the other in the orbital.
4 63
4 64
4-5 The Franck-Hertz Experiment
Tuesday, December 20, 2011
8:30 PM
A. FRANCK-HERTZ EXPERIMENTS
OS:
The electrons lost discrete amounts of energy.
(3) Theory
1. Elastic collision: The electrons will not lose energy on colliding with mercury. As the accelerating
potential increases, the current also increases.
4 65
2. Inelastic collision: As the accelerating potential reaches (each electron posses ),
the energy level of electron bound to the atom is raised.
The electron almost loses its energy, and measured current drops.
Drops in the collected current occur at multiples of 4.9 volts since an accelerated electron which has 4.9
eV of energy removed in a collision can be re-accelerated to produce other such collisions at multiples
of 4.9 volts.
OS:
The experimental results confirm the existence of discrete energy levels, i.e., the existence of
stationary states.
4 66
5-1 The de Broglie Hypothesis
Tuesday, December 20, 2011
8:30 PM
OS:
The wave corresponds to the physical motion of a localized particle
hypothesis: all matter has a wave-like nature.
EXAMPLES:
The wave length of a neutron at
5 67
5-2 Measurements of Particle Wavelengths
Tuesday, December 20, 2011
8:30 PM
OS:
Being used to study the surface structure of the crystal
Let
OS:
is determined by the crystal structure.
5 68
is determined by the crystal structure.
3. de Broglie wavelength
OS:
Exhibit the existence of the matter wave of the electron
The dependence of diffraction on the inner atomic layer
After 6th order, the scattered intensity is too small to be detected, LEED can only probe the few layers
of the crystal.
5 69
(3) Compare the Compton wavelength and de Broglie wavelength of the electron
OS:
The de Broglie wavelength of a particle at rest is infinite. Highly nonrelativistical particles can
show wave properties over scales much larger than their Compton wavelength. As the de Broglie
wavelength becomes shorter than the Compton wavelength, relativistic effects become very
important.
EXAMPLES:
Cosmic ray proton:
Rest energy:
5 70
5-3 Wave Packets
Tuesday, December 20, 2011
8:30 PM
A. WAVE PACKET
2. Matter wave
5 71
Group velocity: average velocity of a wave packet
Let
Let
where and
(1) EXAMPLES:
1. Nonrelativistic free particle
5 72
2. relativistic free particle
5 73
5-4 The Probabilistic Interpretation of the Wave Function
Tuesday, December 20, 2011
8:30 PM
In general
OS:
The Schrdinger equation details the behavior of but says nothing of its nature. Schrdinger
tried to interpret it as a charge density in his paper, but he was unsuccessful.
Normalization condition
5 74
Normalization condition
The measurement displays a statistical distribution of locations that appears wavelike. The distribution
is related to the particle's wavelength and diffraction pattern. Since A particle's trajectory and
destination cannot be precisely predicted for each particle individually, there is a certain probability of
finding the particle at a given location, and the overall pattern is called a probability distribution.
OS:
The manifestations of wave-like behavior are statistical in nature and always emerge from the
collective outcome of many electron events. In the present experiment nothing wave-like is
discernible in the arrival of single electrons at the observation plane. It is only after the arrival of
perhaps tens of thousands of electrons that a pattern interpretable as wave-like interference
emerges.
5 75
5-5 The Uncertainty Principle
Tuesday, December 20, 2011
8:30 PM
(2) Heisenberg: For an atom, the measurable line spectrum is important rather than the unobservable orbit
of the electron. The transition radiation between two stationary states and .
where
and is the measurable quantity (observable)
(3) Determine
EXAMPLES:
The partial energy levels of a hydrogen atom
OS:
Assumption: are the probability amplitudes for the transition between state and .
Similarly,
Similarly,
5 76
, two matrices do not commute.
In matrix form:
5 77
According to Compton scattering, the momentum change of the electron in direction
It is impossible to measure accurately both the position and the momentum of a particle at the same
time.
OS:
If we increase the precision in measuring one quantity, we are forced to lose precision in
measuring the other.
5 78
It is impossible to arbitrarily concentrate both a function and its Fourier transform (without observer
effect).
OS:
The uncertainty principle is inherent in the properties of all wave-like systems, and that it arises in
quantum mechanics simply due to the matter wave nature of all quantum objects. Thus, the
uncertainty principle actually states a fundamental property of quantum systems, and is not a
statement about the observational success of current technology. It must be emphasized
that measurement does not mean only a process in which a physicist-observer takes part, but
rather any interaction between classical and quantum objects regardless of any observer.
(3) In quantum mechanics, particles cannot have arbitrarily precise position and momentum, regardless of
whether they are measured or not.
OS:
Obviously it makes no sense to say something like 'the particle is there' as we are not able to see
it, but particles have well defined states which can be detected, that's why we can say that a
particle is in a state. Even if we cannot imagine a behavior like that it fortunately doesn't mean
that we are unable to calculate it.
C. CONJUGATE OBSERVABLES
This supplement material would try to explain why in the uncertainty principle, the observables come in
pairs (conjugate) and not arbitrary chosen.
When we take variations (least action), and are considered as independent variables., i.e., we have
independent variables in -dimension space.
The motion of the system is a curve in the configuration space.
5 79
We have 2 1st-order differential equations in 2 -dimensional phase space.
The implementation of phase space is only effective if there are pairs of conjugated variables.
In QM (canonical quantization) the variables on phase space are replaced by operators acting on Hilbert
space.
The commutators are defined as
D. TRUE LOVE
The Heisenberg uncertainty principle maybe can explain the difficulty in finding the true love.
5 80
5-6 Some Consequences of The Uncertainty Principle
Tuesday, December 20, 2011
8:30 PM
(1) Estimate the minimum energy of a particle confined in a one-dimensional box with length
ANSWER:
(a) If
(b) If
(c) If
From quantum mechanics (solving the Schrodinger equation), one can get as the ground state
energy. Ground state energy is the lowest energy of the system. Although , must be an
energy of different system. Since , is the excited state.
(2) Estimate the minimum energy of a particle confined in a parabolic potential (an oscillator with simple
harmonic motion)
ANSWER:
5 81
B. SIZE OF THE HYDROGEN ATOM
5 82
(3) Natural Width
Energy level above the ground state with energy and lifetime has uncertainty in energy
OS:
Short-lived states have large uncertainties in the energy.
Energy levels have a width due to the uncertainty principle:
The measurement gives a distribution of energies called a Lorentzian distribution and the width of this
distribution at half-maximum is labeled .
The uncertainty in energy can be expressed as
EXAMPLES:
A typical lifetime for an atomic energy state is about
OS:
This source of broadening is important in nuclear spectra, such as Mossbauer spectra, but is
rarely significant in atomic spectroscopy.
5 83
6-1 The Schrdinger Equation in One Dimension
Tuesday, December 20, 2011
8:30 PM
(1)
gives the probability of finding the particle at point , at time
Probability density
(2) Normalization
(1) The expectation value is the average of repeated measurements on an ensemble of identically prepared
systems, not the average of repeated measurements on one and the same system.
6 84
The time derivative of the expectation value of position is equal to the expectation value of the velocity.
6 85
Since
D. SEPARATION OF VARIABLES
Divided by
Separation constant C
6 86
The expectation value of the total energy
EXAMPLES:
1.
and re the energies associated with and .
2.
6 87
6-2 The Infinite Square Well
Tuesday, December 20, 2011
8:30 PM
(2) Normalization
6 88
where is the quantum number
HOMEWORK:
6 89
6-3 Superposition Principle
Tuesday, December 20, 2011
8:30 PM
A. SUPERPOSITION PRINCIPLE
In a statistical mixture, also called mixed state, there are no contributions to the ensemble average
coming from interferences between different states.
EXAMPLES:
1. Considering a quantum system with two states
6 90
robabilit o in in a arti le at is
OS:
With the double slit experiment, you need a superposition of the states of passing through
each slit to get the standard interference pattern. If you measure which slit the electron
goes through, but ignore the result, then you still have a 50/50 chance of going through
either slit. However, this will be a classical probability not a quantum superposition, so it is a
mixed state and you won't see the interference pattern.
4. Free expansion
Assume there is a particle in the ground state
where and
Suddenly the well expands to twice its original size, i.e.,
The new wave functions of the particle in a new infinite well is
6 91
HOMEWORK:
6 92
6-4 The Simple Harmonic Oscillator
Tuesday, December 20, 2011
8:30 PM
et an
Let
Recursion relation
Orthogonality
6 93
Orthogonality
B. GAUSS INTEGRAL
6 94
(2) Variational method (find the ground state wavefunction and energy)
Assuming the trial wave function
Calculate
6 95
Find the extreme value
Normalization condition
6 96
6-5 The Finite Square Well
Tuesday, December 20, 2011
8:30 PM
(1)
The electron is not confined in the potential well and becomes a free particle. The wavefunction is the
plane wave and the energy is
(2)
The electron is confined in the potential well and form a bound state.
B. BOUND STATES
2. Region II
3. Region III
6 97
(3) Eigenfunctions
(4) Normalization
(5) Eigenenergy
6 98
HOMEWORK:
6 99
6-6 Reflection and Transmission of Waves
Tuesday, December 20, 2011
8:22 PM
(1) Region I
(2) Region II
(4) Flux
Coefficient of reflection
6 100
Coefficient of transmitting
B. PENETRATION
(1) Region I
(2) Region II
6 101
(3) Boundary condition
C. TUNNELLING EFFECT
If the barrier has finite extent, quantum mechanically the particle can penetrate the barrier and appear
on the other side.
STM can be used to observe the atomic structure on the surface and measure the density of states
6 102
STM can be used to observe the atomic structure on the surface and measure the density of states
Region II
Region III
6 103
Let
6 104
OS:
Tunneling condition is very sensitive to the separation of tip and sample. To increase the
tunneling probability, one need to have high energy electrons and very thin barrier.
The emission process where electrons are to be extracted is quantum-mechanical tunneling through
vacuum, and is directional.
According to Schottky effect: the workfunction changes to a smaller value as the field strength
increases, and the potential barrier to the outside world will always be reduced.
OS:
In STM, the width of the barrier is tuned by hand.
In FEM, the width of the barrier is tuned by the field strength.
6 105
For a potential barrier of arbitrary shape
where
6 106
7-1 The Schrodinger Equation in Two or Three Dimension
Tuesday, December 20, 2011
8:30 PM
SOLUTION:
1. Plane wave
2. Energy Levels
SOLUTION:
1. Hermite polynomial
2. Energy Levels
7 107
SOLUTION:
SOLUTION:
Wavefunction:
Radial wave function: Central force (Laguerre polynomial)
SOLUTION:
Trail wave function: (This function can not do the variable separation.)
We can integrate out because of the circular symmetry to remove the azimuthal dependence.
SOLUTION:
Azimuthal wave function:
7 108
SOLUTION:
SOLUTION:
Radial wave function: Plane wave (Bessel function)
SOLUTION:
1. Wave function:
Radial wave function: Central force (Laguerre polynomial)
2. Energy Levels
7 109
EXAMPLES:
1. Two dimensional infinity potential well
(a) Since
(b) Normalization
If
where
(c) Ground state
7 110
Degenerate states
When but ( and correspond to the same eigenenergy), and
are called degenerate states.
Degeneracies
2. 2D harmonic oscillator
Let
Degeneracies
3. 3D harmonic oscillator
Degeneracies
HOMEWORK:
Find the degeneracies of the ground state, the first excited state, and the second excited state of
a three-dimensional box?
ANSWER:
(a) Ground state:
If , No degeneracy
(b) First excited state:
If
Degeneracies
(c) Second excited state:
If
Degeneracies
7 111
7-2 The Hydrogen Atom Wave Functions
Tuesday, December 20, 2011
8:30 PM
A. REDUCED MASS
Reduced mass -
OS:
Both and are eigenfunctions because is a constant
7 112
Both and are eigenfunctions because is a constant
Separation of variables:
1. Azimuth solution
Let
Associated Legendre differential equation
Normalization
Example:
7 113
Let
Normalization
EXAMPLES:
Normalization condition
7 114
C. RADIAL DISTRIBUTION FUNCTION
OS:
If the radial probability density is defined as , it means that the electron can exist inside
the nucleus, which would violate the uncertainty principle. [ - ]
The maximum of , (the most likely distance of )
7 115
The maximum of , (the most likely distance of )
7 116
7-3 Quantization of Angular Momentum and Energy in the Hydrogen
Atom
Tuesday, December 20, 2011
8:30 PM
7 117
(3) The measurement of the angular momentum and
The wavefunction of the hydrogen atom
is the eigenfunction of
EXAMPLES:
OS:
In classical mechanics, three projections and of have the definite value. In quantum
mechanics, only one projection of has the definite value.
Classical:
Quantum:
EXAMPLES:
7 118
The expectation value of , , and
Since
The wave function is initially some linear combination of eigenstates. When the measurement of
is the same as its eigenvalue, i.e.
7 119
The energies of electrons in -like atoms are quantized as
C. SELECTION RULES
Not all transitions are allowed. Transitions are governed by selection rules.
7 120
Not all transitions are allowed. Transitions are governed by selection rules.
where is the Poynting vector. In most cases of interest, the wavelength of the photon emitted or
absorbed by an atom is on the order of several 1000 . An atom has dimensions on the order of . We
can therefore use the approximation that is constant in space (known as electric dipole
approximation).
(simple harmonic motion)
OS:
The radiation is generated from the dipole oscillation.
Consider the transition between two states of an atom in an electromagnetic eld.
7 121
(3) Determine
1. Radial integral
The radial integral equals some constant. Hence it gives no selection rule.
2. Angular integral
Consider only
(a) -axis
If , then
If , then
(b) -axis
Thus
(c) -axis
(4) Determine
1. Conservation of parity
Noether's theorem: symmetry under some transformation leads to a conservation law -
In quantum mechanics, the physical observables are related to the probability density .
When the potential is symmetric under the reflection transformation, i.e.
,
the probability density must follow .
The wavefunction could be either or to satisfy the condition.
2. The wavefunction, therefore, has definite ''parity'':
Even parity: (even/symmetric function)
Odd parity: (odd/antisymmetric function)
EXAMPLES:
The Coulomb potential is symmetric about the origin point. The wavefunctions have definite
7 122
The Coulomb potential is symmetric about the origin point. The wavefunctions have definite
parity.
In spherical coordinate,
The integrand in must be even for . Since has odd parity, therefore we require the
product to be odd and therefore the initial and final state have to be of opposite parity.
OS:
The normalization condition prevent the transition from
(5) Summary:
7 123
7-4 Electron Spin
Tuesday, December 20, 2011
8:30 PM
A. MAGNETIC MOMENT
(1) If a system of charged particles is rotating, the magnetic moment is proportional to its angular
momentum, i.e. Larmor theorem.
In general
Torque:
Potential energy:
EXAMPLES:
For the hydrogen atom
7 124
Since
Larmor frequency
OS:
What does that mean of the equation above? is related to the orbital magnetic moment
How to make affect ? Make the neutral atom in the excited state
Ground state: 1 atomic beam
Excited state: 3 atomic beams
7 125
In principle, odd number of atomic beams should be observed due to the orbital magnetic moment.
OS:
The Stern-Gerlach experiment therefore points to another source of magnetic momentum, quite
dierent from what arises from the orbital angular momentum.
Uhlenbeck and Goudsmit (1925) proposed that each elementary particle has intrinsic angular
momentum.
Pauli (1925) called spin and typically is denoted .
Dirac (1928) developed relativistic quantum theory & derived electron spin angular momentum.
To date, we know the origin of the spin (relativistic effect), the mathematics to describe the spin,
and the properties of the spin. However, we don't know what the spin is.
B. ELECTRON SPIN
OS:
Cyclic permutation
7 126
(3) The measurement of the spin and
OS:
This number won't be changed, no matter the electron is in the ground state or in the excited
state.
EXAMPLES:
OS:
A spin- particle needs two rotations ( ) until it is again in the same state.
A spin-1 particle needs a full rotation ( ) until it is again in the same state.
A spin-2 particle needs half a rotation ( ) until it is again in the same state.
7 127
C. THE COMPLETE HYDROGEN ATOM WAVE FUNCTIONS
4 quantum number:
EXAMPLES:
OS:
In Dirac notation
7 128
7-5 Total Angular Momentum and the Spin-Orbit Effect
Tuesday, December 20, 2011
8:22 PM
Schrodinger equation
The electric field produced by the charged nucleus gives rise a magnetic field in the reference frame
moving with an orbiting electron.
The angular momentum
The potential energy (spin-orbit interaction) arises from the interaction between an electron spin
magnetic moment and the magnetic field due to the apparent motion of the nuclear charge
an
7 129
an
OS:
The electric field produced by the charged nucleus leads to a momentum-dependent effective
Zeeman energy.
Spin-orbit coupling: a coupling between an electron spin and its orbital angular momentum about the
nucleus.
is not the eigenfunction of and . and are, therefore, no longer a good quantum number.
, , ,
Therefore, , , ,
7 130
(2) Spectroscopic Notation:
EXAMPLES:
C. SELECTION RULE
The electron spin does not involve in the transition. Therefore, the spin quantum number cannot
change ( ).
(but is not allowed)
D. FINE STRUCTURE -
(1) Estimate
We obtain
7 131
The magnitude of the ground state energy of the hydrogen is
Therefore
OS:
The energy shift due to the spin-orbit coupling is of order
EXAMPLES:
OS:
In general
For an electron
7 132
7 133
7-5 Supplement - Atomic Energy Levels
Tuesday, December 20, 2011
8:22 PM
A. INTRINSIC EFFECTS
Note:
According to the spin-orbit interaction, for hydrogen, the and states remain degenerate.
OS:
and states have the same value of
7 134
The state is slightly lower than the state.
Interaction between electron's spin and nuclear's spin . The total angular momentum is .
B. EXTRINSIC EFFECTS
(1) Energy levels splitting due to the presence of an external magnetic field
is of order 0.1 Tesla
The interaction is
7 135
where and
ext
7 136
Since
EXAMPLES:
The energy splitting of
Selection rule:
7 137
(but is not allowed)
ext
Selection rule:
7 138
3. Paschen-Beck effect:
ext
Note: and decouple and both precess independently about the direction.
The interaction is
Selection rule:
7 139
Selection rule:
(conservation of total spin)
0 (conservation of total spin)
(2) Energy levels splitting due to the presence of an external electric field
Stark effect (Nobel Prize 1919)
OS:
mixes states and . The new eigenstates become
But, the eld itself polarizes the electron distribution, inducing a separation of charge and a
dipole moment that is proportional to , i.e.
Conclusion:
(only -state) Quadratic Stark eect (small splitting).
Linear Stark eect (large splitting).
7 140
7-6 The Schrdinger Equation for Two (or More) Particles
Tuesday, December 20, 2011
8:30 PM
A. EXCHANGE PARTICLES
separation of variables
Product state: the total wavefunction is the product of two one-particle eigenfunctions.
1 2 2 1
Exchange particles: Interchanging two indistinguishable particles should not produce any observable
difference. The probability distribution corresponding to any two-particle state must remain the same
when we exchange the particles.
Considering a product state:
The product state above is only a solution of Schrodinger equation but does not obey the exchanging
particles.
OS:
For , the product state does not obey
the exchanging particles.
(3) This confliction is correctly reflected if we replace the wavefunctions by the linear combinations of
product states, i.e.,
Either or
7 141
Either or
The sign reflects that there are two distinct ways to accomplish this.
2. According to the indistinguishability, the probability density should be the same under exchanging
1 and 2.
BUT
Triplet:
OS:
7 142
OS:
Operators:
Spin-1 Spin-2 Notation 4-vector
(2) Alternative:
The total wave function of electrons is antisymmetric.
7 143
EXAMPLES:
when both sets of quantum numbers are the same, the total wave function is obviously zero.
C. HELIUM
OS:
It is impossible to know the exact eigenfunctions of a Helium. We can guess that the low energy
eigenfunction can be approximated as the product state of the single electron.
1. Kinetic energy
7 144
OS:
The Coulomb integral represents the repulsive potential energy for two interacting charge
distributions and
7 145
2. Exchange integral
OS:
The exchange integral, which has no classical analog, arises because of the exchange
symmetry (or antisymmetry) requirement of the wavefunction.
The Coulomb interaction between electrons lifts the degeneracy of the states with different total spin.
1. Triplet (orthohelium):
Exchange correlations cause electrons to avoid each other which would slightly lower the
Coulomb energy.
2. Singlet (parahelium):
Exchange correlations favor electrons being closer to each other which would slightly rises up the
Coulomb energy.
7 146
(3) Exchange energy
Add two spins
7 147
7-7 Ground States of Atoms: The Periodic Table
Tuesday, December 20, 2011
8:22 PM
A. HUND'S RULES
According to the atomic radius, the ionization should monotonically increase from . However,
experiments show
7 148
2. The state with largest values are filled first. (orbital motion )
for less than half-filled shells, but for more than half-filled shells. (spin-orbit
coupling )
OS:
Electrons fill like people do on a bus. You would never sit right next to someone you did not know
if there are free seats available, unless of course all the seats are taken then you must pair up.
(1) H and He
(2) Li and Be
(3) B
(4) C
7 149
(5) N, O, F and Ne
D. PERIODIC TABEL
7 150
E. TRANSITION ELEMENTS
(1) -orbitals
7 151
The essential insight is that the geometry of the negatively charged point charges influences the energy
levels of the central metal ion.
1. Spherical
OS:
A spherical distribution of negative charge surrounding the metal ion affects each of the
five 3d orbitals in the same way and consequently all five 3d orbitals have the same energy.
2. Octahedral
OS:
Since and orbitals are pointed directly toward the negative point charges, they
have higher energy than , , and orbitals.
3. Tetrahedral
OS:
None of the 5 -orbitals points directly at or between the negative point charges.
The results from the Crystal Field Theory are summarized in the chart show below.
7 152
7 153
7-8 Excited States and Spectra
Tuesday, December 20, 2011
8:22 PM
A. COUPLING MODEL
2. Multiplicity
Name and letter conversions
7 154
OS:
S, ,D, oes not re resent the orbital o ele trons, but just re resents the summation o
the orbital angular momentum of eleectrons.
OS:
: Since a term requires that , which means that and must be the same; then
the Pauli principle permits only a singlet spin state, or a .
: The term requires that and that the spins be parallel, which violates the
Pauli principle.
Energy levels
7 155
7 156
8-1 Classical Statistics: A Review
Tuesday, December 20, 2011
8:30 PM
A. BASIC CONCEPTS
(1) Configurations and microstates: 4 particles (identical and distinguishable) distribute into two containers
8 157
C: N and E fixed
E
N E
2. closed
E
C: N and fixed
3. open
E
N
C: and fixed
(3) Ensemble a large number of virtual copies of a system, have the same macrostate, but different
microstates.
Different macrostate lead to different type of ensemble.
OS:
A microstate species a system in terms of the properties of each of the constituent particles; for
example, the position and momentum of each of the molecules in a sample of gas.
A key concept of statistical mechanics is that many dierent microstates can correspond to a
single macrostate. However, specifying the macrostate imposes constraints on the possible
microstates. Statistical mechanics explores the relationship between microstates and
macrostates.
Three main ensembles
1. Microcanonical ensemble (isolated system)
8 158
Particle Bath Heat Bath
OS:
At most, the chemical potential is needed if you have an open system, that is able to
exchange matter with another system. For instance, when water condensates, the liquid
phase can exchange matter with the gaseous phase.
B. BOLTZMANN DISTRIBUTION
(1) Microcanonical ensemble: An isolated system with the fixed volume , the fixed number of particles
(identical and distinguishable particles), and the fixed energy .
1. Total microstates
EXAMPLES:
(a) (total energy) and in 4 equidistant energy levels
8 159
The total microstates are
Each microstate that has the same total energy appears with equal probability
8 160
The total microstates is
The total entropy is
Assume that , then
(2) Canonical ensemble: A closed system with the fixed volume and the fixed number of particles
thermally contacts to a heat reservoir to approach the thermal equilibrium.
OS:
When two systems exchange energy, the two systems will reach an equilibrium state and have
the same energy .
Heat Bath
Thu .
8 161
Thu .
Since , in large limit, .
In the thermodynamical limit, the system of Fig. 1. and the system of Fig. 2. have the same
entropy and the maximum entropy.
(3) In thermal equilibrium, the system has the maximum entropy. When the energies of the systems in
the canonical ensemble fluctuate little about some mean value , the canonical and microcanonical
ensembles will be identical. Therefore, and the system has maximum microstates
i.e. . We use the microcanonical
ensemble to derive the distribution of the equilibrium configuration .
OS:
When there is particles exchange between the system and its surroundings but the fluctuations
from some average value are vanishingly small, then there is little difference between the
constant and variable cases. In this case the canonical ensemble and grand canonical
ensembles would give the same result. Noticing this it is sometimes convenient, for calculation
purposes, to use the grand canonical ensemble when is constant and later impose the
restriction that fluctuations from are insignificant.
Use Lagrange multipliers with constraints that the total number of particles and total
energy are fixed.
Therefore
an where is the hemi al otential
8 162
(5) Canonical partition function
In physics, a partition function describes the statistical properties of a system in thermodynamic
equilibrium.
where
OS:
The distribution of particles is mainly determined by the Boltzmann factor . This is a
weighting factor that determines the probability that an particle will be in the n th energy state
when the system is in thermodynamic equilibrium. The partition function represents the
distribution of the weighting factor at each state of the system. Once we know all for each
state, i.e. summation of all (partition function), we know the system.
The partition function of the microcanonical ensemble is .
8 163
The energy is a continuous variable and only depends upon the radius . The discrete probability can be
treated with a continuous variable.
where
=constant
The molecules per unit volume with speeds between and are
All molecules in the spherical shell are
Let is the number of molecules per unit volume with speeds between and
Densit o states
8 164
(5) Maxwell energy distribution
OS:
Alternative method:
8 165
HOMEWORK:
8 166
8-2 Quantum Statistics
Tuesday, December 20, 2011
8:30 PM
A. BOSE-EINSTEIN DISTRIBUTION
(1) The combinations of particles (identical and indistinguishable) distribute into the energy level with
degeneracies
EXAMPLES:
3 particles at energy level and
he ombinations are
In general, imagine arranging particles and lines
OS:
The classical limit
8 167
Stationary point
B. FERMI-DIRAC DISTRIBUTION
(1) The combinations of particles (identical and indistinguishable) distribute into the energy level with
degeneracies and satisfied Pauli exclusion principle
EXAMPLES:
2 particles and
he ombinations are
OS:
The classical limit
8 168
Stationary point
or
Anti-symmetric total wavefunction
OS:
Grand canonical partition function
8 169
D. THERMODYNAMIC QUANTITIES
OS:
There are two approaches to calculated the thermodynamic quantities. One is to find the
partition function of the system and the other just use the distribution function. If we can know
all Boltzmann factors of an equilibrium system, it is better to find the partition function.
2. Specific heat
3. Entropy
E. USEFUL INTEGRAL
8 170
8 171
8-3 The Bose-Einstein Condensation
Tuesday, December 20, 2011
8:30 PM
A. HELIUM
3. boson ( )
gas
liquid, called helium
superfluid (no viscosity), called helium II
8 172
2. Bose distribution function
OS:
Degeneracy term in Boltzmann distribution
4. Fraction of superflluid
8 173
B. QUANTUM DEGENERATE FERMION GAS
(1) Helium
1.
(Fermion)
superfluid (R.C. Richardson 1970, Nobel Prize 1996)
A pair of becomes a boson with
2.
(2) Superconductor
Cooper pair: 2 electron becomes a boson with
8 174
8-4 An Application of Bose-Einstein Statistics
Tuesday, December 20, 2011
8:30 PM
A. PLANCK'S LAW
The number of modes per unit volume in the infinitesimal [in-fin-i-tes-uh-muh l] range between and
.
where results from the polarization and is due to that must be positive
8 175
(3) Distribution function
(4) Determine
In thermal equilibrium, photons are absorbed and re-emitted by matter.
The total number of photon is not conserved.
From the Helmholtz free energy and is not a constant
8 176
2. At low temperature, the vibration can be considered as an harmonic oscillator.
The eigenenergy of atom is
phonons are particle-like properties of the lattice vibration. The energy of one phonon is .
The particle at energy level is equivalent to particles at ground state.
3. Internal energy
In thermal equilibrium
Therefore
4. Limit
(high temperature)
8 177
(4) Debye model: (acoustic phonon)
1. Atoms oscillate collectively in a wave-like fashion.
3. Internal energy
et
8 178
4. Limit
( )
(high temperature)
8 179
8-5 Properties of a Fermion Gas
Tuesday, December 20, 2011
8:30 PM
A. DENSITY OF STATES
(1) : the number of energy states per unit volume in the infinitesimal [in-fin-i-tes-uh-muh l] range
between and .
Let
8 180
Periodic boundary conditions:
Sin e
OS:
1. 1D
2. 2D circle
8 181
(2) Probability that a state with energy is occupied at is
ermi un tion
1. In the limit,
2. In the limit,
falls off exponentially with increasing .
3. At
where is the density of occupied states per unit volume and energy.
At zero temperature
(4) The majority of the electrons in a metal fill states with energy far below the Fermi energy. Such
electrons have very little effect on the macroscopic properties. A small change in does not affect the
mean energies of the majority of the electrons, with , since these electrons lie in states which are
compeltely filled, and remained. These electrons contribute nothing whatsoever to the macroscopic
properties.
8 182
A relatively small number of electrons in the energy range of order , centered on , in which
is significantly different from and , do contribute to the macroscopic properties.
The fraction of active electrons lie in the tail region is
where is
8 183
Appendix Math Background
Tuesday, December 20, 2011
8:22 PM
A. LAGRANGE MULTIPLIERS
2. Define
This method avoids differentiating square root, etc. This is especially important if we cannot solve the
constraint equation analytically.
8 184
9-1 The Ionic Bond
Tuesday, December 20, 2011
8:30 PM
(1)
1. Ionization energy
2. Electron affinity
4. Dissociation energy
9 185
9-2 The Covalent Bond
Tuesday, December 20, 2011
8:30 PM
A. MOLECULE
(1) Two separated hydrogen atoms are brought together. The overlapped spatial wavefunction could be
either symmetric or antisymmetric .
OS:
wo se arate h ro en atoms are like two ierent boxes ea h with one ele tron in the lowest
eigenstate. When the two boxes are pushed together, one obtains a larger box thereby lowering
the energy of the lowest eigenstate which is known as the bonding orbital. The two electrons
an take o osite s in states an an thereb both t in the bon in orbital. he rst ex ite
state is known as the antibonding orbital.
The symmetric wavefunction (bonding) gives a high electron density between the nuclei, and leads to a
net attractive force between the atoms. The exchange interaction leads to a strong bond for the
hydrogen molecule with dissociation energy at a separation of .
B. BOND
9 186
C. BOND
9 187
9-3 van der Waals Force
Tuesday, December 20, 2011
8:30 PM
A. DIPOLE-DIPOLE BONDING
where
9 188
9-4 Energy Levels and Spectral of Diatomic Molecules
Tuesday, December 20, 2011
8:30 PM
Empirical results of molecular spectroscopy show that the energy of a molecular is made up of three
principle parts electronic, rotational, and vibrational.
OS:
The solution of the Schrodinger equation for any but the simplest molecules is very difficult.
e u e mass
Moment o inertia
n ular momentum
ineti ener
9 189
(3) Selection rule
EXAMPLES:
The ratio of populations in the energy level relative to if is ?
One can view a molecule as a collection of atoms connected by springs similar to the model of a
harmonic oscillator.
(2) For diatomics, the bond force constant can be determined using the energy of the absorbed infrared
photon.
9 190
C. SPECTRA
The energy of a typical spectroscopic transition, between vibrational energy levels is about 100 times
greater than that of a typical transition between rotational energy levels.
D. INTENSITY
The molecules are distributed among several rotational energy states, the relative number in each state
being determined by the Boltzmann factor.
9 191
(2) Absorption line
where is an integer
2. Low temperature
9 192
3. High temperature
9 193
9 194
9-5 Scattering, Absorption, and Stimulated Emission
Tuesday, December 20, 2011
8:22 PM
A. SCATTERING
The light interacts with optical phonons (i.e. intra-molecular vibrations and
rotations), with frequencies in the order of THz
9 195
corresponds to the characteristic transition of the scattering molecule.
(1) Photoelectron
A substance absorbed x-ray to emit an electron
EXAMPLES:
ESR (Electron Spin Resonance)
9 196
(3) Fluorescence
A substance absorbed the light and radiated with longer wavelengths immediately.
C. STIMULATED EMISSION
(1) Process
1. Optical pumping Spontaneous emission
9 197
bsor tion
S ontaneous emission
atoms
Stimulate emission
Absorption: The transition atoms from to is
Spontaneous emission: The transition atoms from to is
Stimulated emission: The transition atoms from to is
where is the energy density of incident radiation with frequency and , , are Einstein
coefficients of absorption, spontaneous emission, and stimulated emission, respectively.
In the thermal equilibrium
We have
an
Therefore
(5) When
9 198
9 199
9-6 Lasers and Masers
Tuesday, December 20, 2011
8:22 PM
A. METASTABLE STATE
The probability of transition from higher energy level to a lower one is inversely proportional to the
lifetime of the higher energy level.
(2) Atoms stay in an excited level only for a short time (about 10-8 [sec]), and then they return to a lower
energy level by spontaneous emission.
When the transition probability is low for a specific transition, the lifetime of this energy level is longer
(about 10-3 [sec]), and this level becomes a "meta-stable" level.
Intensity gain
Note:
9 200
where is the life time of the spontaneous emission.
where and
In general, and are population densities of states
The condition for a laser action
EXAMPLES:
1. Ruby laser
2. laser
9 201
10-1 The Structure of Solids
Tuesday, December 20, 2011
8:30 PM
A. BONDING
10 202
(2) Madelung constant of ionic solids
The net attractive part of the potential energy of an ion in a crystal can be written
From
Madelung constant
2. 2D
10 203
3. 3D
(1) A crystal is made up by repetition of one or more atoms (basis or building block).
(2) These basis are commonly referred to as points within a crystal lattice site.
OS:
These points don't tell you the position of an atom in a crystal. They are simply points 'in space'
oriented in such a way to build a crystal lattice.
10 204
OS:
For an arbitrary lattice point , there is an infinite array of points such that the lattice
appears exactly the same regarless of which point the arrangement is viewed from.
The collection of all vectors constitutes a set of discrete points is called Bravais [bravei] lattice (1850).
C. CONSTRUCT LATTICE
(1) The Bravais lattice can be made up by periodically repeating unit cells.
OS:
A cell is translated by a SUBSET of vectors of the Bravais lattice.
A primitive unit cell is translated by ALL the vectors of the Bravais lattice.
The physical dimension of a unit cell is called lattice constant or lattice parameter referred to as , ,
and .
The volume of a unit cell is .
10 205
(2) The mean energy of one oscillator is
Internal energy
(3) The number of phonons is not conserved: they can be created or annihilated in course of interactions.
Therefore they should be determined from the condition of equilibrium, i.e. from the request of
minimum of free energy. As a result, for phonons . The Bose-Einstein function determines the
equilibrium number of phonons with a given frequency.
10 206
10-2 Free Particle Theory
Tuesday, December 20, 2011
8:30 PM
Drude (1900) proposed a collision mechanism by which electrons make collisions every second.
In each collisions all of the electron's forward velocity is reduced to zero and it must be
accelerated again. The result is a constant average velocity:
10 207
where is the thermal velocity
2. Specific heat
OS:
orent number
This empirical law is named after Gustav Wiedemann and Rudolph Franz, who in 1853 reported
that has approximately the same value for different metals at the same temperature. The
10 208
that has approximately the same value for different metals at the same temperature. The
proportionality of with temperature was discovered by Ludvig Lorenz in 1872.
B. SOMMERFELD THEORY
where
Energy of the electrons inside the material is quantized and hence is discrete.
3. Born-von Karman boundary conditions (periodic boundary condition):
OS:
Advantage: allows the travelling wave
where
10 209
Place electrons from the energy level . Then continue to add electrons, subject to the Pauli
exclusion principle, and successively filling the energy levels of lowest energy that are empty.
2. Fermi energy represents the sharp occupancy cut-off at for particles described by
the Fermi-Dirac statitics, i.e. the energy levels of are occupied subject to the Pauli
exclusion principle, and all those with are empty.
Different boundary conditions give the same Fermi wave vector and the same energy.
3. Fermi surface is the locus of points in reciprocal space where
For 1D metal, the Fermi surface is two points at .
10 210
The radius of the "sphere" is called the Fermi wave vector .
4. Ground state energy
The total number of occupied states equal to the total number of electrons .
1. Box BC:
2. Periodic BC:
EXAMPLES:
10 211
EXAMPLES:
Typical value of metal
Fermi energy:
Fermi temperature:
At room temperature we are not very far from the ground-state configuration.
10 212
10-3 Thermal Properties
Tuesday, December 20, 2011
8:30 PM
2. Identity
where is the eletronic specific heat and is due to lattice vibrations. As the temperature is
reduced, approaches zero far more rapidly than the eletronic specific heat.
EXAMPLES:
10 213
EXAMPLES:
Low temperature specific heat of copper
OS:
James William Rohlf, Modern Physics from to , Wiley, 1994.
Strong experimental deviations from this number are observed for, for instance, , ,
, , and .
(1) Fourier's Law: the ratio of the thermal current to the magnitude of the temperature gradient
10 214
(2)
C. ELECTRON-PHONON SCATTERING
(1) Low temperature: Electrons mainly scatter off defects as there aren't many phonons around, and those
that are presented have long wavelengths and don't see the electrons.
constant
10 215
D. HEAT CARRIED BY PHONONS
(1) Thermal conductivity in non-metals: electrons are not free, so now heat is mainly carried by phonons.
(2) Low temperature: long wavelength phonons do not see impurities, so the mean free path is limited only
by the size of the sample.
Intermediate temperature:
High temperature:
10 216
10-4 Electronic Conduction
Tuesday, December 20, 2011
8:30 PM
A. RELAXATION TIME
(3) The number of scattered particles in all directions by all scattering centers is
The collision probability per unit time for one scattering center is
10 217
The total energy of phonons is
The cross section seen by the electron depends upon the deviations of the lattice ions. The scattering
cross section is
10 218
10-5 Band Theory of Solids
Tuesday, December 20, 2011
8:22 PM
A. BAND
(1) 1927, Walter Heitler and Fritz London discovered bands - very closely spaced orbitals with not much
difference in energy.
(2) When two atoms are brought together, the spatial wavefunctions overlap each other and form either
symmetric or antisymmetric wavefunction.
EXAMPLES:
Merging of two potential wells into one potential well
The bonding orbital has lower energy than the antibonding orbital.
10 219
B. BLOCH THEOREM (1928)
Alternative
10 220
C. KRONIG-PENNEY MODEL (1931)
Region
et
Solutions
10 221
(4) Free electrons
Bound electrons
is finite
Electrons in a solid
10 222
(5) Number of states
10 223
Empty bands carry no current
Full bands carry no current
When electric eld is applied, electrons accelerate, lling some of the states to the right and
emptying -states to the left. Since there are an unequal number of left-moving versus right-moving
electrons, the situation on the right represents net current ow.
A band diagram with two bands shown where each atom has one electron so that the
lowest band is exactly half lled, and is therefore a metal.
OS:
One thing we might conclude at this point is that any system where the unit cell has a
single valence electron (so the rst Brillouin zone is half-full) must be a metal. Monovalent atoms
are atoms that may gain 1 electron or lose 1 electron.
10 224
10-6 Semiconductors
Tuesday, December 20, 2011
8:22 PM
A. EFFECTIVE MASS
e ti e mass
(3) The behavior of electrons near the band edge is of considerable interest.
10 225
B. SEMICONDUCTOR BAND STRUCTURE
Near , typical semiconductor band structure is approximated using the parabolic relations.
For , i.e., or
electron
hole
For
10 226
(3) In an intrinsic semiconductor
EXAMPLES:
doped with . donates an electron.
10 227
EXAMPLES:
doped with . a has 3 valence electrons.
E. DIODES
(1) - junction
Due to diffusion of the holes and the electrons, the junction region is carrier free called depletion
region.
Band diagram
10 228
(2) Diodes
characteristic
10 229
F. TRANSISTORS
We provide a reservoir of water for "C" (the "power supply voltage") but it can't move because there's
a big red plunger thing in the way which is blocking the outlet to "E". The reservoir of water is called
the "supply voltage". If we increase the amount of water sufficiently, it will burst our transistor just the
same as if we increase the voltage to a real transistor. We don't want to do this, so we keep that
"supply voltage" at a safe level.
If we pour water current into "B" this current flows along the "Base" pipe and pushes that black
plunger thing upwards, allowing quite a lot of water to flow from "C" to "E". Some of the water from
"B" also joins it and flows away. If we pour even more water into "B", the black plunger thing moves up
further and a great torrent of water current flows from "C" to "E".
A tiny amount of current flowing into "B" allows a large amount to flow from "C" to "E" so we
have an "amplification effect". We can control a BIG flow of current with a SMALL flow of
current. If we continually change the small amount of water flowing into "B" then we cause
corresponding changes in the LARGE amount of water flowing from "C" to "E". For example, if we
measure the current flow in gallons/minute: Suppose 1 gallon/minute flowing into "B" allows 100
gallons/minute to flow from "C" to "E" then we can say that the transistor has a "gain" or
"amplification" factor of 100 times. In a real transistor we measure current in thousandths of an
Ampere or "milliamps". So 1mA flowing into "B" would allow 100mA to flow from "C" to "E".
The amount of current that can flow from "C" to "E" is limited by the "pipe diameter". So, no
matter how much current we push into "B", there will be a point beyond which we can't get any
more current flow from "C" to "E". The only way to solve this problem is to use a larger
transistor. A "power transistor".
The transistor can be used to switch the current flow on and off. If we put sufficient current into
"B" the transistor will allow the maximum amount of current to flow from "C" to "E". The
transistor is switched fully "on".
If the current into "B" is reduced to the point where it can no longer lift the black plunger thing,
the transistor will be "off". Only the small "leakage" current from "B" will be flowing. To turn it
fully off, we must stop all current flowing into "B".
PNP and NPN transistor
10 230
10 231
10-7 Quantum Hall Effect
Tuesday, December 20, 2011
8:30 PM
(1) In the presence of a magnetic field (weak field) and an electric field
Under the magnetic field, the electron moves circularly. Supposing the centrifugal force is equal to the
Lorentz force, the cyclotron frequency is
(3) The external magnetic field induce an effective electric field . The induced field is coupled to .
The Newton's equations become
10 232
(5) Hall resistivity
10 233
The difference in the QHE is that the Hall resistance can not change from the quantised value for the
whole time the Fermi energy is in a gap, i.e, between the fields (a) and (b) in the diagram, and so a
plateau results. Only when case (c) is reached, with the Fermi energy in the Landau level, can the Hall
voltage change and a finite value of resistance appear.
In very high mobility samples extra plateaux appear between the regular quantum Hall plateaux, at
resistances given by divided by a rational fraction instead of an integer.
In the integer effect, gaps are due to magnetic quantisation of the single particle motion, in the
fractional effect the gaps arise from collective motion of all the electrons in the system.
Hamiltonian
For the state at filling factor 1/3 Laughlin found a many body wavefunction with a lower energy than
the single particle energy. This can also be adopted at any fraction , but the energy
difference is smaller at higher m and hence the fractions become weaker along the series 1/3, 1/5,
1/7....
10 234
10-8 Superconductivity
Tuesday, December 20, 2011
8:30 PM
A. HISTORICAL PERSPECTIVE
Experiments Theory
1911 H. Kammerlingh Onnes discovered that the 1934 H. and F. London explained the Meissner effect
electric resistance goes to zero when mercury is using Maxwell equation and constitutive equations
cooled at about 4.2 K. of the electromagnetic theory.
1933 Meissner and Ochsenfeld discovered that 1934 Gorter and Casimir explained the
the superconducting state is a diamagnetic thermodynamic behavior of the superconducting
state. state using two fluids model.
1941 Discovery of high transition temperature in
(15 K).
1950 Reynolds, Maxwell, Serin, Wright and 1950 Ginzburg and Landau explained
Kesbitt discovered the isotopic effect. superconductivity in terms of an order parameter
1955 Wilkinson et al. showed that the using a phenomenological theoretical model.
superconducting transition is occurring in the 1950 Frhlich proposes the importance of the
momentum space with the neutron electron-phonon interaction in superconductivity to
experiments. explain the isotopic effect.
1961 Giaever experiments using tunnel junctions 1956 L. Cooper proposed the instability of the Fermi
that show the existence of the energy gap in a sea by pairing two electrons with opposing
superconductor. momentum and spin up , and down .
1957 Bardeen Cooper and Schriffer theory (BCS
theory) that explain from the microscopic point of
view the electronic pairing mechanism that lead to
the superconducting behavior of materials, based in
the electron-phonon interaction.
1959 Gor'kov shows the equivalence between the
Ginzburg-Landau theory and the BCS theory in the
limit close to the critical temperature.
1964 Josephson demonstrated the existence of a
superconducting current (in absence of voltage)
through a tunneling device made with two
superconductors separated by a weak constriction.
1965 Eliashberg theory.
1970 Theoretical models based on BCS theory
explained why the maximum transition temperature
of superconductors must be about 30 K.
1986 Bednorz and Mller reported on the
discovery of a new Copper based ceramic which
has a maximum transition temperature of about
30 K.
1987 Discovery of the
superconducting compound by the group of P.
Chu.
1994 The pairing mechanism in the high
cuprates have an order parameter in which the
symmetry is primarily of type .
1996 Last experiments by IBM's group shows
that the symmetry of the order parameter is of
-wave character. The implications of this fact is
that antiferromagnetic fluctuations can generate
this type of symmetry in the order parameter.
Accordingly then, electron-phonon coupling as
10 235
Accordingly then, electron-phonon coupling as
the main mechanism for the electron pairing is
almost discarded.
B. SUPERCONDUCTIVITY
(1) Metal
Perfect conductor
(2) Superconductor
Zero resistance by H. Kammerlingh Onnes (1911)
C. MEISSNER EFFECT
superconductor: diamagnetism
10 236
where the London penetration depth
10 237
(3) The penetration and inverse magnetization
(1) In a normal conductor, electrons collide with each other and ions. (Ion vibration increases resistivity)
(3) In the superconducting state, when two electrons are near the Fermi energy level, they could couple to
form a new particle via phonon (weak attractive force).
10 238
OS:
When an electron passing through the ions, its negative charge will attract the nearby ions
shifting toward itself. The ions' moving, therefore, cause an electron-induced phonon (not a
thermal excited phonon). As the electron goes far away, the phonon will continue to propagate
forward and attract the other electron.
The most energetically favorable situation for this to occur is when two electrons have a total spin of
zero and a total momentum of zero.
OS:
Cooper pair:
The wavefunction of a Cooper pair is . All the pairs have the same phase (phase coherent).
OS:
At low temperatures thermal agitation is minimal, and that all of the Cooper pairs can occupy the
lowest possible energy state. Thus, no energy exchanges can take place, and the energy loss due
to resistance is not possible. The Cooper pairs move through the superconducting material
without being impeded; therefore, it has zero electrical resistance and exhibits superconductivity.
That is possible at a certain temperature because all the particles in a bosonic system would drop
into the ground state and lose their individual characteristics, and their wave-functions would be
unified.
Superconducting energy gap : the energy cost to create two un-paired electrons, or
the energy cost to break a Cooper pair.
10 239
E. SINGLE-ELECTRON TUNNELING
Density of states
F. FLUX QUANTIZATION
10 240
The wavefunction of a Cooper pair is
The electric current density
where
In the interior and , i.e.
G. SPECIFIC HEAT
10 241
At the normal and superconducting phase are in equilibrium.
For ,
Specific heat
H. JOSEPHSON JUNCTION
OS:
If two superconducting regions are kept totally isolated from each other the phases of the
electron-pairs in the two regions will be unrelated. If the two regions are brought together then
as they come close electron-pairs will be able to tunnel across the gap and the two electron-pair
waves will become coupled. As the separation decreases, the strength of the coupling increases.
The tunneling of the electron-pairs across the gap carries with it a superconducting current as
predicted by B.D. Josephson and is called "Josephson tunneling" with the junction between the
two superconductors called a "Josephson junction"
Dc Josephson current: current-phase relation
10 242
10-9 Magnetism
Tuesday, December 20, 2011
8:30 PM
Since the partition function does not depend on the applied field
Paramagnetism:
Diamagnetism:
B. ITINERANT ELECTRONS
where is the number of atoms per unit volume and is the radius of the electron loops.
10 243
2. Apply an external field , energy levels shift
At equilibrium, electrons in the shaded region (up spin) go into lower energy states (down spin)
and flip spins.
The number of down spins is larger than the number of up spins. Overall, this imbalance causes an
overall magnetization.
At as
10 244
The total susceptibility of a metal is
OS:
In the presence of a magnetic field and
At
Let
10 245
(4) Magnetism in metal
Only is satisfied the Pauli principle which is not enough to describe the ferromagnetism and
antiferromagnetism.
Assume one site has two energy states.
10 246
Slater determinant
In Slater determinant, you don't need to know all configurations. You just follow the rules
and then, thereafter, correctly write down all possible wavefunctions.
and are eigenstates of . The are the components of the triplet state
Four degenerate states are splitted into 3 triplet states and 1 singlet state.
Eigenstates are
10 247
We want to rewrite the operator in terms of the spin operators and of the individual electron
spins. Add two spins
Within the 4-element subspace, the electron-electron interaction can be described as an ''exchange
Hamiltonian'' that contains only the spin operators.
The electron-electron interaction can be expressed by spin operators. is called the exchange coupling
constant.
1. FERROMAGNETISM
OS:
Considering the exchange interaction only, the electron-electron interaction can be described as
an ''exchange Hamiltonian'' that contains only the spin operators. Thus we have an e ective spin-
spin interaction entirely due to exchange integral.
This appealing possibility was first noticed by Dirac.
10 248
11-1 The Composition of the Nucleus
Tuesday, December 20, 2011
8:30 PM
11 249
11-2 Radioactivity
Tuesday, December 20, 2011
8:30 PM
2. Method 2:
The fraction with life time in is
11 250
11-3 Alpha, Beta, and Gamma Decay
Tuesday, December 20, 2011
8:30 PM
A. ALPHA DECAY
value: the kinetic energy released in the decay of the particle at rest (the decay energy)
B. BEAT DECAY
(1) Decay
where is the electron antineutrino and the rest mass of antineutrino , no charge,
11 251
EXAMPLES:
decay:
decay:
decay:
Electron Capture:
C. GAMMA DECAY
11 252
11-4 The Nuclear Force
Tuesday, December 20, 2011
8:30 PM
11 253
Assume for protons or neutrons
(3) The nuclear force is stronger than the electromagnetic force. Therefore, the nuclear force is also called
strong force.
1. Attractive
2. Independent on charge
3. Short range
11 254
11-5 The Shell Model
Tuesday, December 20, 2011
8:22 PM
Greater the binding energy, more difficult it is to break a nucleus into its separate constituents.
(1) Estimate the binding energy of a given nucleus with a "semi-epmirical" model.
Nucleus: Collection of interacting particles in a liquid drop of nuclear matter
Bethe-Weizscker mass formula (1935)
1. Volume energy
2. Surface energy
3. Coulomb energy
4. Asymmetry energy
11 255
(2) Nuclear Stability
C. SHELL MODEL
(1) In nuclei, protons and neutrons are separately distributed over certain energy states subject to the
Pauli exclusion principle.
11 256
A central force potential is ONLY able to account for the first three magic number 2, 8, 20, but not the
remaining four 28, 50, 82, 126.
where is an attractive central potential, is the nuclear spin angular momentum, is the nuclear
orbital angular momentum, and .
Quantum numbers
11 257
11-6 Applications
Tuesday, December 20, 2011
8:22 PM
A. NEUTRON SCATTERING
Salient features:
Electrons are charges and experience strong, long-range Coulomb interactions in a solid. They
therefore typically only penetrated a few atomic layers into the solid. Electron scattering is
therefore a surface-sensitive probe. Electrons with wavelengths comparable to interatomic
distance ( ) have energies of several tens of electron volts, comparable to energies of
plasmons and interband transitions in solids. Electrons scattering is therefore well suited as a
probe of these high-energy excitations.
Neutrons are uncharged and do not experience Coulomb interaction. The strong-force
interaction is naturally strong but very short-range, and the magnetic interaction is long-range
but weak. Neutrons therefore penetrate deeply into most materials, so that neutron scattering is
a bulk probe. Neutrons with have energies of several tens of , comparable to the
thermal energies at room temperature. These so-called "thermal neutrons" are excellent
probes of low-energy excitations such as lattice vibrations and spin waves with energies in the
range.
11 258
absorption cross-sections of slow and thermal neutrons.
1946 Ernest Wollan and Clifford Shull, using the Graphite reactor at Oak Ridge Naitonal Laboratory, USA,
establish the basic principles of the neutron diffraction technique. They prove the existence of
antiferromagnetism as predicted by Louis Nel who won the Nobel Prize in Physics in 1970.
1955 The first measurements of phonons from a prototype triple-axis spectrometer built by Bertran N
Brockhouse confirm the quantum theory of solids.
1956 The Dido research reactor comes online at the Harwell Laboratory. This helped the UK to develop
neutron scattering techniques for materials research.
1972 The Institut Laue-Langevin (ILL) in Grenoble, one of the most intense thermal neutron sources in
the world, comes into operation. It exploits the use of neutron optics (guides) to substantially
increase the experimental capacity of a neutron source.
ZING-P and ZING-P pulsed spallation neutron source concepts are demonstrated by Jack
Carpenter at Argonne National Laboratory.
1974 Small angle neutron scattering shows that polymer chains in the liquid state have a random coil
conformation as predicted by Paul J Flory. He wins the Nobel Prize in Chemistry for his
fundamental achievements in understanding macromolecules.
1984 The ISIS pulsed spallation neutron source opens at the Rutherford Appleton Laboratory. It is the
first major neutron user facility based on a high-energy proton accelerator.
1987 J. Georg Bednorz and K. Alexander Mller receive the Nobel Prize in Physics for the discovery of
high temperature superconductors. Later, neutron spectroscopy shows that magnetic interactions
are crucial to this phenomenon.
1991 Pierre-Gilles de Gennes receives the Nobel Prize in Physics for his work on liquid crystals and
polymers. Neutron spin-echo spectroscopy was used to validate his models of the snake-like
polymer repetition dynamics of polymers.
1994 Clifford Shull and Bertram Brockhouse receive the Nobel Prize in Physics for pioneering the
development of neutron scattering techniques that can show where atoms are and what
atoms do.
2001 ILL millennium upgrade begins with over a 20 fold increase in detection rate within a decade.
2009 Next-generation accelerator based pulsed neutron sources come online in the UK (ISIS Target
Station 2), Japan (J-PARC) and USA (SNS) opening up new areas of science
2010 Lund, Sweden, is chosen as the site for the European Spallation Source. Construction is planned to
be complete by the end of the decade.
11 259
1. Classical scattering theory:
where is the radius of the nucleus as seen by the neutron (impact parameter).
2. Quantum scattering theory:
alternative:
The outgoing neutron flux is the transition rate (Fermi's Golden Rule)
11 260
For short range strong force, use Born approximate interaction potential for single nucleus.
where is the scattering length of the nucleus and measures the strength of the neutron -nucleus
interaction.
For low energies of the incident particle the details of the scattering potential are unimportant,
only how the potential looks from far away. This is because at low energies the particle is not
going to actually touch the object producing the scattering potential. The scattering length is a
measure of how far from the potential the details become important.
Born approximation for the lattice of nuclei:
where is the scattering length of the nucleus at lattice site (the position of nucleus).
where is the total number of unit cells and is the volume of the unit cell. For most , matrix
elements are very small because phase factors contributed by different nuclei cancel out. Matrix
element is large only for (reciprocal lattice vector, defined as ). If this condition
is satisfied, the constructive interference leads to a huge enhancement (Bragg peak) of the
scattering rate.
11 261
If all nuclei are identical:
where denotes the average over isotopes and nuclear spin states
where the first term is the coherent scattering and the second term is the incoherent scattering.
In a small-angle scattering experiment, coherent scattering contributes to the resonant signal. On
the other hand, incoherent scattering contributes to the background signal and degrades signal
to noise.
OS:
Coherent scattering: the scattered waves from all the nuclei have definite relative phases
and thus interfere with each other.
Incoherent scattering: the scattered waves from different nuclei have random, or
indeterminate relative phases and thus cannot interfere with each other.
For a given isotope, one has to average over the scattering lengths for and for
for nuclear spin . The number of states for these two situations is:
for
for
Since there are no correlations between -value for different nuclei, we have
where denotes the different naturally occurring isotopes and is their relative abundance.
11 262
(2) The parallel state has lower energy and at thermal equilibrium, there is a surplus of nucleus spins in the
parallel state according to the Boltzmann distribution. Therefore, there should be a net magnetization
parallel to the -axis.
The magnetic field will rotate the magnetization about the + -axis ( Is parallel to the x-axis) as long
as the microwaves are applied.
Rabi frequency:
11 263
Transition between the energy levels can be induced using RF pulse.
(4) Relaxation
When we tipped the magnetization into the - plane, it remained there with the same magnitude.
Because the nucleus spins interact with their surroundings, the magnetization in the - plane will
decay away and eventually the magnetization will once more return to alignment with the -axis. This
process is called relaxation and is characterized by two constants, and .
1. Spin-lattice relaxation time (longitudinal magnetization): describes how quickly the
magnetization returns to alignment with the -axis.
2. Spin-spin relaxation time (transverse magnetization): describes how quickly the magnetization
in the - plane disappears.
11 264
12-1 Basic Concepts
Tuesday, December 20, 2011
8:30 PM
A. INTERACTIONS
Yukawa suggested in 1935, the nuclear force results from a exchange particle called meson.
The force between two objects can be described as the exchange of a particle. The exchange particle
transfer momentum and energy between the two objects, and is said to mediate the interaction.
The potential energy associated with each force acting between two particles is characterized by both
the strength of the interaction and the range over which the interaction takes place. In each case the
strength is determined by a coupling constant, the range is characterized by the mass of the exchange
particle.
B. FEYNMAN DIAGRAMS
(1) Rule:
1. Two kind of lines: a straight line with an arrow or a wiggly line
2. Vertex:
You must have exactly one arrow going into the vertex and exactly one arrow coming out.
3. Every line must connect to at least one vertex:
12 265
4. Topology:
(2) Physics: We read the diagrams from left to right (or bottom to top).
EXAMPLES:
The interaction with a photon
EXAMPLES:
The external lines correspond to incoming or outgoing particles and the internal lines represent virtual
particles that are never directly observed.
The electron and positron annihilate into a photon which then produces another electron -positron pair.
An electron tosses a photon to a nearby positron (without ever touching the positron).
EXAMPLES:
Compton scattering
12 266
12-2 Fundamental Interactions and the Force Carriers
Tuesday, December 20, 2011
8:30 PM
A. FUNDAMENTAL INTERACTION
12 267
B. FEYNMAN DISGRAMS
12 268
12 269
12-3 Conservation Laws and Symmetries
Tuesday, December 20, 2011
8:30 PM
A. TOTALITARIAN PRINCIPLE
Any localized particle of finite mass should be unstable, since the decay into several smaller particles
provides many more ways to distribute the energy, and thus would have higher entropy.
Every process that is not forbidden must occur
Any decay process which is expected but not observed must be prevented from occuring by some
conservation law.
B. LEPTON NUMBER
EXAMPLES:
EXAMPLES:
EXAMPLES:
C. BARYON NUMBER
Baryons are massive particles which are made up of three quarks in the standard model. This class of
particles includes the proton and neutron. Other baryons are the , , , and particles. Baryons are
distinct from mesons in that mesons are composed of only two quarks.
12 270
Baryon number is conserved in all interactions. All baryons have baryon number , all
antibaryons have , and all other particles are assigned .
EXAMPLES:
EXAMPLES:
D. STRANGENESS
Gell-Mann and Nishijima in 1952 explained the seemingly strange behavior of the heavy baryons and
mesons.
Strangeness is conserved by the strong and electromagnetic interactions. The strangeness of the
ordinary hadrons (nucleons and pions) are chosen to be zero.
EXAMPLES:
12 271
E. ISOSPIN
Isospin is a dimensionless quantity associated with the fact that the strong interaction is independent of
electric charge. Isospin is a term introduced to describe groups of particles which have nearly the same
mass.
EXAMPLES:
and n
This doublet of particles to have isospin , with projection for the proton and for the
neutron.
EXAMPLES:
Three pions compse a triplet, i.e., isospin . The projections are for , and for the and .
EXAMPLES:
F. HYPERCHARGE
Gell-Mann-Nishijima formula: Isospin is related to other quantum numbers for the particles by
G. TCP INVARIANCE
Time reversal, Charge conjugation, and Parity is considered to be a fundamental symmetry operation -
all physical particles and interactions appear to be invariant under this combination.
(1) Violation
12 272
12 273
12-3 Supplement - Conservation Laws and Symmetries
Tuesday, December 20, 2011
8:30 PM
Noether's theorem: For every continuous symmetry, there are corresponding quantities whose values
are conserved. - - - -
The root of all symmetry principles lies in the assumption that it is impossible to observe certain basic
quantities; these will be called "non-observable".
EXAMPLES:
Consider the interaction energy between two particles at position and . The assumption that the
absolute position is a non-observable means that we can arbitrarily choose the origin from which
these position vectors are drawn; the interaction energy should be independent of . In other words,
is invariant under an arbitrary space translation, changing to ;
We deduce that the total momentum of this system of two particles must be conserved.
12 274
12-4 Beyond the Standard Model
Tuesday, December 20, 2011
8:22 PM
A. MASSIVE NEUTRINOS
Quantum mechanics requires that if neutrinos oscillate from one type to another, then they must have
mass.
After time , the neutrino has traveled a distance , and the wavefunctions become
12 275