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Research

Frans Derksen, Jozien Bensing and Antoine Lagro-Janssen

Effectiveness of empathy in
general practice:
a systematic review

INTRODUCTION These results draw the soft concept of


Patients consider empathy as a basic empathy into hard science, which opens
Abstract component of all therapeutic relationships a challenging new field of research with
Background and a key factor in their definitions of potentially important clinical implications.12
Empathy as a characteristic of patient quality of care.1,2 One hundred years ago, However, these neurobiological studies do
physician communication in both general Tichener introduced the word empathy not give information about the impact of
practice and clinical care is considered to
be the backbone of the patientphysician
into the English literature, based on the empathy in clinical care. Within the current
relationship. Although the value of empathy philosophical aesthetics concept of opinion of evidence-based health care, it
is seldom debated, its effectiveness is little Einfhlung of Theodor Lipps.3 Another is important also to get evidence about
discussed in general practice. This literature important historical moment is the way the effectiveness of empathy in the daily
review explores the effectiveness of empathy in
Rogers speaks about empathy in 1961 practice of GPs.
general practice. Effects that are discussed are:
patient satisfaction and adherence, feelings in his book: On Becoming a Person: a To assess the effectiveness of empathy,
of anxiety and stress, patient enablement, Therapists View of Psychotherapy.4 Since it is necessary to define what authors mean
diagnostics related to information exchange, then, various authors have written about when using the term empathy. Although
and clinical outcomes.
empathy in the setting of psychotherapy and many authors experience difficulties in
Aim about its functionality in patientphysician giving a clear definition,1,2,1320 a number
To review the existing literature concerning all communication. Neuroscientific research of core elements can be identified. In
studies published in the last 15years on the general, authors consider empathy as the
of recent decades has achieved significant
effectiveness of physician empathy in general
practice. progress in establishing the neurobiological competence of a physician to understand
basis for empathy, after discovering the the patients situation, perspective,
Design and setting mirror neuron system (MNS)5,6 as probably and feelings; to communicate that
Systematic literature search.
being related to peoples capacity to be understanding and check its accuracy; and
Method empathic.7 Scientists have now added new to act on that understanding in a helpful
Searches of PubMed, EMBASE, and PsychINFO insights, based on functional magnetic therapeutic way. It has an affective, a
databases were undertaken, with citation
searches of key studies and papers. Original resonance imaging (fMRI) experiments. cognitive, and a behavioural dimension.1,2124
studies published in English between July 1995 They have discovered that the MNS consists Empathy can therefore be defined at
and July 2011, containing empirical data about of mirror neurons in the ventral premotor three levels: as an attitude (affective),25,26
patient experience of GPs empathy, were cortex and the parietal area of the brain and as a competency (cognitive),2,15 and as a
included. Qualitative assessment was applied
using Giacomini and Cooks criteria. neurons in the somatosensory areas and in behaviour.2,16
limbic and paralimbic structures.8 The insula Attitude is based on moral standards
Results plays a fundamental role in connecting in the mind of the physician; such as
After screening the literature using specified
selection criteria, 964 original studies were
these regions.9 fMRI experiments have respectfulness for the authenticity of
selected; of these, seven were included in shown that individuals who score higher in the other person, interest in the other
this review after applying quality assessment. a questionnaire measuring their tendency to person, impartiality, and receptivity. These
There is a good correlation between physician place themselves in the other persons shoes standards are formed by a physicians own
empathy and patient satisfaction and a direct
positive relationship with strengthening patient
activate their MNS more strongly while human development, their socialisation
enablement. Empathy lowers patients anxiety listening to other peoples problems.10,11 process, their medical training, their
and distress and delivers significantly better
clinical outcomes.
FAWM Derksen, retired GP, Radboud University Doetinchem, 7003 bw, The Netherlands
Conclusion Nijmegen Medical Center, The Netherlands. E-mail: fderksen@knmg.nl
Although only a small number of studies could JM Bensing, PhD, Netherlands Institute for
be used in this search, the general outcome Submitted: 26 February 2012; Editors response:
HealthServices Research and Utrecht University,
seems to be that empathy in the patient The Netherlands. ALM Lagro-Janssen, MD, PhD, 12 April 2012; final acceptance: 28 June 2012.
physician communication in general practice is of GP, Department Primary and Community Care, British Journal of General Practice
unquestionable importance. Womens Studies Medicine, Radboud University This is the full-length article (published online
Nijmegen Medical Centre, The Netherlands. 31 Dec 2012) of an abridged version published
Keywords
empathy; general practice; general practitioner. Address for correspondence in print.Cite this article as: Br J Gen Pract 2013;
Frans Derksen, Schimmelpennincklaan 55, DOI: 10.3399/bjgp13X660814

e76 British Journal of General Practice, January 2013


build up a trusting and long-standing
patientphysician relationship encourages
How this fits in
physicians to resonate with the patient
Empathy is seen, as well as by patients as emotionally. These long-term relationships
by physicians, as the base of good patient- are important for telling and listening to the
physician communication. Despite these
stories of illness.32,33
opinions one can see a decrease of interest
in good patient-physician communication.
Behaviour has a cognitive and an affective
There is an increase of technological part. The cognitive part includes verbal and/
aspects of care and of a prevalence on or non-verbal skills.14,15,22,25,26 The affective
productivity in general practice. This part includes recognition of the emotional
systematic review shows that also a soft state or situation of the patient, being moved,
skill like empathy has its effectiveness on and recognising a feeling of identification
patient satisfaction, adherence, decrease with someone who suffers with anger, grief,
of anxiety and stress, better diagnostics
and disappointment. After this recognition,
and outcomes and patient enablement.
Physicians should be more aware of this. the physician, in their behaviour, reflects on
In the near future it is a challenge to draw and communicates their understanding to
the attention of policy makers and health the patient (Figure 1).20,23
insures on these aspects of empathy. Both patients and physicians mention
empathy as the basis for a humane patient-
centred method in general practice,
personal experience with patients; by and as an important component of
professionalism.1,17,34 A large number of
reading professional literature; and by
patients, nearly 80%, would recommend an
watching movies and reading books.13,15,22,2729
empathic physician to other individuals.35
Competency can be subdivided into
Despite these opinions, one can see
empathic skill, a communication skill, and
a decrease of interest in good patient
the skill to build up a relationship with a
physician communication. Reynolds
patient based on mutual trust. Empathic
et al report a low level of empathy in
skill is the approach by which the physician
professional relationships.34 In their view,
can elicit the inner world of the patient
this is widespread in modern medicine and
and get as much information as possible
many recipients of professional help may
from the patient, while at the same time
not feel that their situation is understood
recognising the patients problem.2,30,31
by professionals.34 A study by Kenny et
Communication skill is used to check, al suggests that physicians and patients
clarify, support, understand, reconstruct, have a different perspective on physicians
and reflect on the perception of a patients communication skills: the perceptions
thoughts and feelings.15,23 The skill to of the medical encounter have been
Figure 1. Subdivisions of empathy.
characterised as being so different that
they appear to be from different worlds.36
Moreover, different authors report a
rising prevalence in the last decade of
Attitude Empathic skills technological and biomedical aspects
of care and of more emphasis on
effectiveness and productivity in family
care.17,20,37 Peabody proved to be prophetic
Communication skills
Empathy Competency when, in 1927, in his lecture The Care of the
Patient, he expressed concern that rapidly
growing scientific technology was crowding
Skill to build up out human values in the management of
Behaviour
a trustful relationship patients.38 Just as Spiro asks attention
for the unseen and unheard patient in
these developments,20 it is important to pay
attention to the effectiveness of empathy in
patientphysician communication.
The purpose of this literature review is to
get a clear view on the proven effectiveness
Box 1. Database search terms used
of empathy in patientphysician
((empathy[MeSH] OR empath*[tiab])) AND (Physicians, Family[MeSH] OR Primary Health Care[MeSH] communication, in particular in general
OR Family Practice[MeSH] OR General Practice[MeSH] OR General Practitioners[MeSH] OR Family
Physician*[tiab] OR Primary Health Care[tiab] OR Primary Healthcare[tiab] OR Primary Care[tiab] OR Family
practice.
Practice*[tiab] OR General Practice*[tiab] OR General Practitioner*[tiab] OR Family Medicine[tiab]) AND
outcome*[tw] METHOD
A search was undertaken of PubMed,

British Journal of General Practice, January 2013 e77


reviews, guidelines, and theoretical or
opinion articles. In the last selection, the
Box 2. Giacomini and Cooks criteria 39
studies were evaluated by the criteria of
1. The participant selection is well reasoned and the inclusion is relevant to the research question; quality developed by Giacomini and Cook
the population is representative.
(Box 2).39 From the initial 964 papers,
2. The data-collection methods are appropriate for the research objectives and setting; the data
collection is valid and reliable. seven meeting the inclusion and qualitative
3. The data-collection process, which includes field observation, interviews, and document analysis, criteria were identified (Figure 2).
must be comprehensive enough to support rich and robust description of the observed events.
4. The data must be appropriately analysed and the findings adequately corroborated by using RESULTS
multiple sources of information.
Seven studies were found (Table 1).4046
The effectiveness of empathy in patient
physician communication in the studies
EMBASE, and PsychINFO databases, included is described as improvement
between July 1995 and July 2011, with of patient satisfaction and adherence,
the support of a professional librarian, decrease of anxiety and distress, better
to identify studies of general practice, diagnostic and clinical outcomes, and more
empathy, and effectiveness or outcome patient enablement. Patient outcomes
of empathy. The search terms used are were measured by questionnaires and
shown in Box 1. The search was performed laboratory tests, and by analysing audio-
using major medical subject heading and videotapes.
(MeSH) terms in titles and/or abstracts
(Box 1). After removal of duplicate studies, Improvement of patient satisfaction and
titles and abstracts were assessed as to adherence
whether the articles were pertinent to this Hojat et al found a good correlation between
literature review and whether they dealt patients satisfaction and their perceptions
with general practice. Potentially relevant of physicians empathic engagement.40
articles were read in full text. Further Corrected itemtotal score correlations of
papers were sought by checking references the patient satisfaction scale ranged from
and citation searches of included and other 0.85 to 0.96; correlation between patient
leading articles (snowball method). After satisfaction scores and patient perception
this selection, articles were assessed as of physician empathy was 0.93.40
to whether or not they fitted within the
inclusion criteria. Decrease of anxiety and distress
To fulfil the inclusion criteria, articles In the study by van Dulmen et al it was
had to detail original and empirical studies, found that the more anxious patients were,
published in English. Studies had to the more adequately their GPs tended
contain patient experience, and outcome to respond. Patients who perceived their
Figure 2. Selection process for papers on the measures of empathy and measures of GP as empathic reported lower levels of
effectiveness of empathy in general practice. GPs empathy. Exclusion criteria were: anxiety.41

Database searches
Titles n = 1213
Titles and/or abstracts
screened whether
or not the study Duplicates removed
deals with general
practice.
Titles n = 964

Abstracts screened whether or not the Titles n = 137


study fits within the following inclusion
criteria: (1) published in English, (2)
original and empirical, (3) contains data
about patient experiences, outcome
measures, and measures of GPs empathy. Citation and
Titles n = 29
reference search n = 6

Quality of the
studies is assessed
using the qualitative
criteria from Included papers
Giacomini and Cook.39 n=7

e78 British Journal of General Practice, January 2013


Table 1. Summary of included articles
Quality
assessment Measure/ Research Key
Author Country score empathy level Design Method Sample size question findings
Hojat et al, US 6 JSPE/physician Quantitative/ Laboratory 891 patients/ To test the hypothesis that Patients of physicians with high empathy scores were
201144 rating/cognitive RCT with results 31 GPs physician empathy is significantly more likely to have good control of HbA1c (56%)
and attitude statistical associated with positive than were patients of physicians with low empathy scores
controls clinical outcomes for (40%). Similarly, the proportion of patients with good LDL-C
patients with diabetes. control was significantly higher for physicians with high
empathy scores (59%) than for patients of physicians with low
scores (44%).
Rakel et al, US 5 CARE/patient Quantitative/ Questionnaire 348 patients/ To evaluate the effects of The physician empathy perfect group was associated with
201145 rating/skill and RCT and laboratory 6 GPs patientphysician interaction the shortest cold duration (5.89 days versus 7.00 days). The
attitude results on the severity and duration amount of change of interleukin-8 and neutrophil level
of the common cold. was greater for the physician empathy perfect group.
van Dulmen Netherlands 4 RIAS/observer Quantitative Questionnaire 698 patients/ To examine the physicians 95% of the patients reported that they have perceived their
et al, 200441 rating/skills and analysis 142 GPs responses to patients GP to be empathic. The patients who had perceived a more
of video concerns in relation to the empathic GP reported lower levels of anxiety.
consultations patients empathic
preference and perception
and the level of anxiety
provoked by the medical visit.
Mercer et al, Scotland 5 CARE/patient Qualitative/ Questionnaires 323 patients/ To investigate the There is a direct relationship between physician empathy and
200846 rating/skill and prospective 5 GPs relationships between GPs patient enablement.
attitude empathy, patient enablement
and patient-assessed
outcomes in primary
care consultations in an area
of high socioeconomic
deprivation in Scotland.
Hojat et al, US 6 JSPPPE Qualitative/ Questionnaires 535 patients To develop and examine A large correlation between the perception of physician
201140 physician RCT an instrument to empathy and patient satisfaction.
rating measure patients overall
cognitive and satisfaction with their GP.
attitude
Buszewicz UK 6 TAR/patient Qualitative Patient 20 patients/ To identify which aspects Genuine interest and empathy, within a continuing relationship,
et al, 200643 rating/long interviews 12 GPs of GP consultations patients was highly valued both for psychological and
working presenting with psychological non-psychological problems.
relationships problems experience as helpful
or unhelpful.
Levinson and US 6 RIAS/observer Qualitative Analysis of 412 patients/ To assess the relationship Physicians who had positive attitudes used more statements
Roter, 199542 rating/skills audiotapes 29 GPs between physicians beliefs of emotions, such as empathy, reassurance, and fewer
about the psychosocial aspects closed-ended questions than did their colleagues who had
of patient care and their routine less positive attitudes. The patients of these physicians offer
communication with patients. more information about psychological and social issues.
CARE = the Consultation and Relational Empathy measure. HbA1c = gylcosylated haemoglobin. JSPE = Jefferson scale of Physician Empathy. JSPPPE = Jefferson Scale of Patient Perception of Physician Empathy. LDL-C = low-
density lipoprotein cholesterol. RCT = randomised controlled trial. RIAS = Roter Interaction Analysis System. TAR = Tape Assistance Recall method.

British Journal of General Practice, January 2013 e79


Better diagnostics and clinical outcomes health and their ability to help themselves.46
Levinson and Roter confirm that
communication between physicians and DISCUSSION
patients is associated with underlying Summary
physician attitudes.42 Specifically, physicians This review investigates the relationship
with positive attitudes towards psychosocial between GP empathy and patient outcomes.
issues make more statements expressing A GPs daily practice involves many elements
concern and empathy. The patients of these that are not evidence based. The existence
physicians offer relatively more information and use of empathy in communication
about psychological and social issues. These is one of these soft elements. However,
patterns of communication are associated this review shows that there is empirical
with improved patient satisfaction and evidence for effects of human aspects in
patient outcomes.42 An underlying attitude patientphysician interaction. There is a
of genuine interest and empathy, within a relationship between empathy in patient
continuing relationship, was highly valued. physician communication and patient
Patients described how the GPs attitude satisfaction and adherence, patients anxiety
helped or hindered them in discussing their and distress, better diagnostic and clinical
problems. Patients also described how the outcomes, and strengthening of patients
GP helped them make sense of, or resolve, enablement.
their problems and supported their efforts As mentioned in the introduction, there
to change.43 are different levels of empathy. Authors
Hojat et al found a positive relationship used different types of tests to measure
between physician empathy and patients these different levels, such as the Jefferson
clinical outcomes. Patients with diabetes Scale of Patient Perceptions of Physician
had their glycosylated haemoglobin Empathy (JSPPPE), a self-report measuring
(HbA1c) and low-density lipoprotein (LDL) scale for cognitive and attitude factors;
cholesterol levels checked. Both tests the Consultation and Relational Empathy
showed significantly better results in Measure (CARE), a patient rating system
patients with a more empathic physician. that measures physicians communication
It is suggested that more empathy in the skills and attitudes; the Roter Interaction
physicianpatient relationship enhances Analysis System (RIAS), an observer rating
mutual understanding and trust between system that measures empathy skills; and
the physician and patient, which in turn the Tape Assisted Recall method (TAR),
promotes sharing without concealment, which measures the development of a long
leading to a better alignment between working relationship.47
patients needs and treatment plans, and
thus more accurate diagnosis and greater Strengths and limitations
adherence.44 A previous review by Beck et al mentioned
Even the most common infectious that actual empirical data were relatively
disease on earth, a common cold, is shown scarce.48 With the inclusion criteria used in
to last for significantly less time and to be this review, seven articles were found with a
less severe in cases where there is good bearing on general practice.
physicianpatient empathy. A physician This study has a potential cultural bias
empathy perfect group was associated in interpreting and judging phenomena
with the shortest cold duration (5.89 days by standards inherent to European
versus 7.00 days). The amount of change culture. General practice in Europe is
of interleukin-8 and neutrophil level was most commonly delivered by GPs. In the
greater for the physician empathy perfect US, primary care includes both general
group. Interleukin-8 and neutrophil counts internists and paediatricians, as well as
were obtained from nasal wash at baseline GPs.
and 48 hours later.45 A possible limitation of this review is the
underexposure of the danger of empathy,
More patient enablement such as a physician losing their professional
There is a direct positive relationship between distance, which, in certain situations, might
GP empathy and patient enablement, as make empathy a less desirable aspect of
well as between enablement and changes patientphysician communication.16,49
in main complaint and wellbeing.46 Patient In focusing on empathy, the effects of
enablement was measured by the Patient contextual factors on specific health
Enablement Instrument (PEI), with questions outcomes are possibly underexposed,
on topics such as: ability to cope with life and such as intrinsic and/or extrinsic factors,
illness, and patients confidence about their healthcare setting, access to care, GPs

e80 British Journal of General Practice, January 2013


workload or pressure, and sociocultural Health Organization (WHO) reaffirmed the
factors.50 importance of primary health care with its
General limitations of this review are that report Primary Health Care Now More Than
only articles written in English are included. Ever.58 The key challenge was to put people
Furthermore, the existing measures of first, since good care is about people.58
empathy have been taken as presented in Rakel said that good medical care will
the literature; no critical reflection of the continue to depend on care by concerned
validity of these measures has taken place. and compassionate family physicians who
can communicate with patients, understand
Comparison with existing literature them, know their families, and see them as
The results of the studies seem to be more than a case.59
supported by other authors. For patient Qualitative studies show that physicians
satisfaction and adherence, Neumann et link empathy to fidelity, prosocial behaviour,
al,21 Kim et al,51 and Lelorain et al52 confirm moral thinking, good communication,
the data; they found links between physician patient and professional satisfaction, good
empathy and patient satisfaction, in various therapeutic relationships, fewer damage
clinical settings. Mercer et al have shown claims, good clinical outcomes, and
that patients view quality of consultation in building up a trusting relationship with
general practice as related to both the GPs the patient.15,24,25,60,61 In her study, Shapiro
competence and the GPs empathic care.53 explored how primary care clinician-
Further, Neumann et al argue that affective- teachers actually attempt to convey
oriented effects of empathy are related to empathy to medical students; they argued
more satisfaction, adherence, and trust.16 that the moral development of the GP, their
Indirectly, patients who are more satisfied basic willingness to help, their genuine
with the care received exercise greater interest in the other, and an emphasis on
adherence to agreed and recommended the others feelings are basic principles for
treatment regimens and courses of action.3 acceptance of the empathic approach to the
In relation to decrease of anxiety and patient.25
distress, in experimental research in which In GPs views, limiting factors during
a GP was trained in special communication consultation are: time pressure, heavy
styles, Verheul et al found that combining a workload, a cynical view on the effectiveness
warm and empathic communication style of empathy, and a lack of skill.13,51,62
with raising positive expectations leads to Neumann et al have shown that patients
positive effects on the patients anxiety.12 also see time pressure and busyness on the
In relation to better diagnostics and physicians part as a limiting factor.21
clinical outcomes, authors have shown Thus empathy can be seen as a part of
that empathic communication achieves patientGP communication, characterised
the effect that patients talk more about by feelings such as interest and recognition
their symptoms and concerns, enabling the and the physician remaining objective.
physician to collect more detailed medical However, barriers exist for implementation
and psychosocial information. This leads to in general practice.13,14,24,30,31,47,63,64
more accurate medical and psychosocial Another finding of this review is that some
perception and ultimately to more accurate studies suggest that the degree of empathy
diagnosis and treatment regimens.13,22 shown by medical students declines over
Neumann et al based their effect model the course of their training.20,65,66 Empathy
Funding of empathic communication in the clinical appears to increase during the first year
The study was not funded. encounter on this evidence.16 It has also been of medical school, but decreases after the
Provenance mentioned that patients overall satisfaction third year and remains low through the
Freely submitted; externally peer reviewed. with healthcare services, adherence to final year of medical school, measured
medical regimens, comprehension, and using the Jefferson Scale of Physician
Competing interests perception of a good personal relationship EmpathyStudent Version (JSPE-S).17,66,67 In
The authors have declared no competing are positively related with interpersonal the study by Hojat et al,66 there are no sex
interests. communication between the patient and differences. On the other hand, Quince et
Acknowledgements care provider and are particularly related to al discovered that among males during
the physicians empathic behaviour.24,48,51,5457 medical education, in both the bachelor and
I am most grateful to E Peters, specialist
However, physician-perceived stress has clinical phases, affective empathy slightly but
librarian of the medical library, for her help
also been shown to correlate negatively with significantly declined and cognitive empathy
with the database searches.
enablement.57 was unchanged. Among females, neither
Discuss this article affective nor cognitive empathy changed.68 It
Contribute and read comments about Implications for practice and research is ironic that there are indications that when
this article on the Discussion Forum: Empathy is a familiar term in the helping students can finally begin doing the work
http://www.rcgp.org.uk/bjgp-discuss and caring literature. In 2008, the World they came to medical school to do (that is,

British Journal of General Practice, January 2013 e81


taking care of patients) they seem to begin light of the recent focus of policy makers
losing empathy.69 Possible explanations of and health insurers on the efficiency of
the decline are: a lack of good role models health care.16 It is a challenge to draw the
and changes in general cultural and ethical attention of policy makers to empathy as
views on illness, health, and portrayals of an effective and efficient way of delivering
mankind. Interviews with physicians show health care. A vast majority of patients want
that they think that, in current western empathic physicians, particularly, but not
society, it has become less a part of exclusively, in general practice.72 Indirectly,
human nature to be interested in another authors suppose empathic behaviour
person and to be affected by someone improves the physicianpatient relationship
elses misery.17 In their study of American and causes satisfaction for the patient but
college students, comparing the temporal also for the physician,1,13,22 resulting in fewer
changes between 1979 and 2009, Konrath cases of compassion fatigue or burn out.
et al showed that this development has Further research is needed on the
social roots.65 Considering these possible practical use of empathy in general practice,
tendencies in education and the above- with a focus on the effects and side effects
mentioned technological changes within of empathy and the expectations of patients
the healthcare system, which probably and GPs. In this context, it is important
influence the patientphysician alliance to take account of how researchers have
negatively and could undermine empathy measured empathy. Measuring empathy
in these relationships, it makes sense to is often based solely on self-reports and is
emphasise the results of the present review. therefore often remote from patients and
The evidence of a correlation between physicians concrete feelings, experiences,
empathy and clinical outcomes should and interpretations in practice. Only patient-
be made widely known, especially among perceived empathy is significantly related
medical students and physicians. Some to patient outcomes. Therefore, it appears
authors already believe empathy can be best to use a patient-perceived empathy
improved by targeted educational activities scale to measure physician empathy in
and they indicate opportunities to enhance practice.47,48,63,65,73
empathy during education.16,17,26,38,6971 It is remarkable that empirical studies
It should be mentioned that, until now, the on physician empathy are still relatively
widely acclaimed benefits of empathy only scarce. According to the results of the
have a small empirical base. Although a studies included in this systematic review,
few studies of sufficiently high quality show empathy is an important factor in patient
promising results, much more research satisfaction and adherence, in decreasing
is needed to claim the effectiveness of patients anxiety and distress, in better
empathy in clinical practice on evidence- diagnostic and clinical outcomes, and in
based grounds. Neumann et al have already strengthening patient enablement. Thus,
highlighted the need for an examination of physician empathy seems to improve
the cost-effectiveness of empathy in the physical and psychosocial health outcomes.

e82 British Journal of General Practice, January 2013


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