Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
1
J O UR NA L JANUARY 1, 1959
of the
Ame rican Ceramic Soc iety
Since the invention of the auger-type extrusion that the coefficient of friction of the material in contact with
machine, there has developed a large business the materials of construction of the barre! and the auger
devoted to the production of extrusion machines appear to govern and that the interna! friction of the material
of various types and sizes for the ceramic indus- is such that it tends to move along the channel of the auger
try. During this time, a vast body of empirical as a plug. 1 This implies that for augers to operate most
knowledge concerning the design of augers, dies, efficiently, the flights should have a high degree of polish
and machines to do particular jobs has grown. that is comparable to the finish resulting from prolonged
As of today, no method has been proposed by usage in production. 2 In conjunction with the observations
which values may be assigned to the design pa- of the importance of the surface condition of the flights, it
rameters of an auger so that there may be reason- has been reported that the leading surfaces of the flights do
able assurance that it will extrude a material, the much more of the work in urging the material forward in the
plastic properties of which may be known. This screw channel than do the trailing surfaces. 3 Seanor has
paper proposes a model for the operation of an discussed in sorne detail the various factors, such as com-
auger on a material and adapts the theory of the position of the material being extruded, the degree of star-
screw conveying of solids in organic thermoplastic vation of the auger in operation, and the number and shape
extrusion machines to the study of this model. of the wings on the auger tips, that influence clay extrusion. 1
The concept of the characteristic function, which Of the engineering approaches to the design of augers that
describes the action of a particular extruder on a are reported in the literature, two are briefly mentioned here.
plastic material, is discussed. Grunwell reported in 1928 on an extensive series of ex-
periments on a high-power, high-tonnage auger extruder of
a design commonly used to extrude columns of clay for
l. lntroduction brick production. 5 These experiments were performed at
ETTERS patent were granted to Chambers in 18G3 for the
L invention of the first auger-type extrusion machine.
This was the birth of the rather large industry that is
today devoted to the production of many different types
and sizes of extrusion machines to do particular jobs for the Received December 16, 1957; revised copy rcceivcd May 21,
ceramic industry. The designs of these machines have come 1958.
The writers are, respectively, research physicist, Inorgauic
about through the intelligent cooperation of the machinery Research Laboratory, Research Department, Inorganic Chemi-
producers and users. In this way, a vast body of empirical cals Division, Monsanto Chemical Company, St. Louis, Mo.,
knowledge concerning machines, augers, and dies has been and production engineer, Production Department, Inorganic
Chemicals Division, W. G. Krummrich Plant, Monsanto, Ill.
developed over the past 94 years. Much of this knowledge 1 E. A. Hawk, Sr., "Handling the Difficult Extrusion Prob-
may be of such special nature as may be rightly considered lem," Am. Ceram. Soc. Bull., 33 [ll] 326-27 (1954).
to be the property of the company or individuals who de- 2 D. D. Starkey, "Basic Design of Augers ami Dies," A m.
veloped it; and it may also be true that the experimental Ceram. Soc. Bull., 35 [3 ] 116 (1956).
3 Edward Meeka, "The Extrusion Problem," Am. Ceram. Soc.
and historical data that were used to support the various Bull., 34 [2] 51-54 (1955).
developments are no longer in existence. A consequence of 4 J. G. Seanor, "Extraneous Factors That Affect the Operation
this state of the art is that as of today there does not exist a of Clay Extrusion Dies," Am. Ceram. Soc. Bull., 35 [9] 361-62
systematic theory of the design of augers or extrusion ma- (1956).
6 P. C. Grunwell, "Studies of Machines for Extruding Clay
chines as general classes. Columns: Augers, Spacers, and Dies for Brick Machines," Bur.
The general observations in the literature promote the Standards J. Research, 1 [6] 1023-57 (1928) ; RP 36; Ceram.
ideas that the movement of the material in an auger is such Abstr., 8 [2] 113 (1929).
1
2 Journal of The American Ceramic Society--Park s and Hill Vol. 42, No. l
augers for visual examination of the properties of the material
// in the channels and the condition of the flight surfaces.
These experiences plus infarmation gleaned from the litera-
(a) ture and discussions with extrusion machine experts have led
the writers to propose a model of an extruder fed with a
loase plastic mass The model is discussed in the light of
the theory of conveying solids that has proved to be success-
A 8 ful in studying the conveying section of the augers in or-
( b)
Pressure Zones - ( 2) ( 3) ganic thermoplastic extruders. Following this is a brief
Die discussion of the plastic properties of the plastic body ex-
Conveying ( 1 )
perimented with and its die equation. This paper is con-
"'
e: cluded with a proposed characteristic function that seeks
to descrihe the action of an extruder on a particular material.
11. The Model
Atmos- l_ i...e::..._...L , w Figure l is a schematic drawing depicting thc proposed
pheric model. The sketch of the barre! auger and die of an extruder
Fig. 1. General model of an extruder operating on a claylike plastic. in Fig. 1 (a) shows five zones in which the action of ma-
terial is different in response to the driving forces of the auger.
These zones are described as fallows:
Zone 1: The feed end of the auger to poinl A. This is
the conveying zone in which the loose material is moved
the National Bureau of Slandards for lhe purpose of in- from the feed end to point A along the barre! without sig-
vestigating, for the ceramic industry as a whole, the de- nificant densification. There is no buildup of pressure nor
liverv rate of a 131/rin. auger in pounds of extrudate per increase in the bulk density of the material in this region.
l10u/ and in pounds per horsepower minute, and the quality Zone 2: Point A to point B. This zone is the densifying
of the day column as functions of the number of wings on region of the auger. In this region, the loose material is
the auger tip, the dimensions of the die, the length of spacer compacted and partly deaired. The position of points A
between the auger tip and rear face of the die, the type of and B are not to be considered fixed, as they may depend on
clay, and the type of lubrication introduced into the die the pressure required to drive the compacted material through
during extrusion. In brief, Grunwell came to the con- the die.
clusion that the effectiveness ratings in pounds per horse- Zone 3: Point B to the end of the auger, point C. This
power minute of extrudate of the single-, double-, and triple- zone is the metering zone of the auger in which the material
winged auger tips were in general in the ratio 100:60. 51: 60. 53, is as compact as it will get under the action of the auger.
and that the efiectiveness ratings in pounds per hour of the It feeds the densified material to the pressure-distributing
double- and triple-winged tips were in general higher than zone at a rate that depends on the pressure in the pressure-
that of the single-winged tip. The auger used in these tests distributing chamber, tending to drive the material hack
had a helix angle of 1035 1; Grunwell, however, made no along the channel of the auger.
statement as to why this helix angle was used, nor did he Zone 4: Point C to point JJ. This zone serves the pur-
report the condition of the flight surfaces. In general, .the pose of distributing the pressure generated by the metering
design parameters concerning which he reached conclus10ns zone more evenly over the die, thus tending to yield a more
were the die dimensions and the length of the spacer between even flow through the die. If the die is a multihole die,
the auger tip and the die. the outermost holes tend to flow faster than the innermost
Hawk has proposed a firsl approximation method far the hales when the pressure-distributing zone is short and vice
calculation of the pitch-to-diameter ratio of an auger based versa when the pressure-distributing zone is long. There
on the consideration that the friction of the material in con- appears to be a die to tip of the auger distance that will
tact with the barre! and the screw governs the flow. 1 Accept- yield a more even flow from all holes.6
ing this as a basic assumption, he concludes that the screw Zone 5: The die plate, points D to E. The die plate
should present the same area to the material as does the constitutes a resistance to flow that causes a pressure drop
barrel. As an illustration of his method, he has computed from the pressure at its rear face to atmospheric pressure
the pitch of a screw far a barre!6 in. in diai_neter, the root at its front face. The pressure drop depends on the number
diameter of the screw being assumed to be 2 m. The result and type of die openings, the thickness of the die plate, the
is a pitch of the auger of 4 in. when a 1/s-in. radial clearance volume rate of flow of material through the die, and the
in the barre! is allowed far, thus giving a pitch-to-diameter plastic or rheological properties of the material.
ratio of 0.695. A pitch-to-diameter ratio of 0.75 has been Figure 1 ( b) is a hypothetical picture of the pressre
recommended to the present writers. * These pitch-to-di- distribution along the axis of an extruder. In the conveymg
ameter ratios correspond to helix angles of 1225' and 1323', zone, the pressure remains essentially at atmospheric pres-
respectively. In both these cases, the factor of frction of sure. In the densi.fying zone, the pressure builds up as the
the material in contact with the barre!and screw 1s recog- bulk density of the material is increased as high as it will
nized; however, no statement is made as to how each of these get, at which point the material enters the meering zon. The
screws may differ in their action on two materials that may metering zone generates the pressure reqmred to dnve the
have widely different coefficients of friction against .the material through the die. The pressure in the pressure-dis-
materials of construction of the barre! and auger and agamst tributing zone stays constant or drops along its length, de-
themselves (such as a plastic clay and a graphite-based pending on the resistance of the die. In he die zone, te
plastic material). pressure drops along the thickness of the die to atmosphenc
The general ideas discussed here have been. corroboraed
by the writers, who have stopped extruders m production
pressure. The pressure is shown to drop linearly : propo:-
tionally with the distance along the lenisth of the die. Th1s
operating on a claylike plastic and have carefully drawn the
ments. The implication is that point B in Fig. 1, the en- Fig. 2. Forces acting on a plug of material in an auger channel.
trance to the metering zone, is not readily fixed. In the
case of the inorganic plastics extruder, the length of the
metering zone may be estimated by examining worn augers.
In the metering zone, there is extensive and high polish on
the leading surfaces of the flights and point B is approxi-
A more realistic case, as is seen from the following discussion,
mately where this condition markedly decreases.
is one in which the coefficient of friction of the plug in con-
111. Engineering Treatment of the Proposed Model tact with the auger is very small compared with the coefficient
of friction of the plug in contact with the barrel. The angle
The development of the theory of the auger action in an
of advance will approach a maximum that is less than 90.
inorganic plastics extruder is based on the work of Darnell
By studying the forces and torques acting on a differential
and Mol as modified by the assumption that the plug touches
length of the plug in the auger channel as shown in Fig. 2,
all sides of the auger channel, including the barrel, except Darnell and Mol showed that the angle of advance, e, is a
the trailing surface of the flights 7Ca) (see Fig. 2). function of the helix angle, r/>, and of the coefficients of
In the development of the theory, the assumption that friction of the plug against the barrel and auger. 1
Ca) In
the coefficients of friction of the plug of material against the light of the exception to their assumptions, mentioned
the auger and barrel are the same is made only to simplify previously, their equations reduce to equations (2) and (3).
the mathematics. It can be seen intuitively and in the
mathematical treatment that a higher coefficient of friction
at the barrel than at the auger should lead to better per-
cos () = K sin () + cos </>, (K tan et, + C)2 + X ( 2)
formance.
Equation (1) gives the delivery rate in terms of the pa-
r (K tan </> + E 2) + h 1::</>a (K tan </> + E 2) ln
2
o
o:: Table 11. Fixed Parameters of the 4-ln. Extruder
;".' 4 Auger speed, N = 1560 r.p.h.
Q)
.:': Outside diameter of screw, D = 4 in.
o
Q)
Channel depth of auger, h = 1.08 in.
Q)
Q)
i.t
mum delivery rate is the optimum helix angle. Darnell and This equation is the same as equation (6) except that the
Mol also showed that as the coefficient of friction of the term in M (equation (5)) representing the retardation due
plug against the auger, ., is increased, the optimum helix to the pressure against the leading surfaces of the flights is
angle decreases and the maximum delivery rate corre- significant enough to retain. The results of these com-
sponding to the optimum helix angle also decreases. These putations are shown in Fig. 3.
ideas are illustrated by Darnell and Mol in their Fig. 6. The curves in Fig. 3 suggest sorne very interesting ideas.
This is a possible explanation of why the ceramic extruder The pitches for an optimum auger in the extruder operating
manufacturers design their augers with helix angles on the on a claylike plastic containing about 32% water and having
low side, as , for clay materials may be rather on the high the properties shown in Table I are about 31/s in. in the
side. metering zone and 37/8 in. in the conveying zone corre-
January 1959 Extrusion Augers and the Characteristic Equation of Extrusion Machines 5
sponding to the maxima in the metering zone and conveying
zone curves, respectively. This is a tapered pitch auger Die Hole Diom. - 0.25 "
defined by maximum delivery rate and not by compression 60 Die Thickness - 1 "
of the eed material. The implication is that an auger .:
made th1s way would be such that the conveying zone would .e
starve the metering zone, as the pounds per hour rate of the '
..ci
conveying zone is considerably lower than that of the meter- 40
ing zone. Thus it appears that the advice of Seanor to a
Q)
starve augers may be followed by the construction of the o
auger and not necessarily by reducing the feed rate relative a::
to the auger speed.4 Drawing a line parallel to the cf> axis >. 20
Q)
it is obvious that the reduced delivery rate of th optimu 3/16 6.85 X 106 6 .8 X 106
auger would be greater than that of any other auger that '/, 1.18 X 106 8. 5 X 106
could be used with the 4-in. extruder.
The effect of the die is due to the generation of pressure
by the metering zone required to drive the material through
the die. This resistance of the die to flow is primarily a
function of the rheological or plastic properties of the ma- data when plotted as flow rate versus pressure served to give
the die function of the single-hale die.
terial being extruded as well as the size and shape of the
Figure 4 shows the function obtained in this way. It is
opening in the die.
interesting to note that this function is a straight line so
that the die equation is easily expressed as equation (8).
V. The Die Eq uation Q = 0.123 (P - 98.5) (8)
The die equation is important in conjunction with the
It should be noted that the function shown in Fig. 4 is
characteristic function of an extruder. The characteristic
typical of plug flow, which adds sorne support to the theory
function describes how the delivery rate of an extruder varies
of auger design as developed in this paper. Equation (8)
with the pressure developed by the metering zone of the
may be treated by the method of Clark and Deutsch to
auger and the die equation shows how the flow rate of the die
yield the plastic viscosity, rivi , and the yield point, Y, of the
varies with the pressure drop across it.
claylike plastic used in these experiments.s
Te die equation is best approached experimentally. It
In general, the plastic viscosity and yield point should be
requires the measurement of various flow rates of the mate-
rial through the die and the pressures required to achieve properties of the material and independent of the dimen-
these flow rates. The best curve that can be put through sions of the die. However, experiments run with a 3/rn-in.-
these data when they are plotted on a graph of flow rate ver- diameter single-hole die gave a plastic viscosity and a yield
1
sus pressure is the die function and the equation representing point significantly different from the values for the /4 -in.-
this function is the die equation. Such experiments on sorne diameter single-hole die, as shown in Table III. An effect
dies are difficult to perform; there are, however, types of of this type was observed by Scott Blair in his work on the
dies that do not present too great a problem. These are rheology of soil pastes. 9 The explanation of the effect is
multiopening and multihole dies. not known. However, it indicates the pitfall one faces if
Sorne experimental work has been done with multihole one studies the flow of claylike materials in one type of die
dies containing holes that are 1/4 in. in diameter. In this and expects it to behave similarly in a die of a different type
case, the die equations were approached through experi- or area of opening.
ments on a small die 1 in. thick and containing one I/4-in.- If the multihole die with n boles is considered to be like
diameter hole. n electrical resistors in parallel, then the die equation becomes
The apparatus consisted of a cylinder into which the equation (9).
sample .of claylike material with 32% water was placed; Q = 0.123 n (P - 98.5) (9)
the cylmder was then closed with a screw cap containing
and for a 50-hole die the equation is
the single-hole die. Ol was pumped into the cylinder at
variou flow rates with a metering gear type pump, thus Q = 6.15 (P - 98.5) (10)
extrudmg the sample through the die. The sample and the
ol were separated by a close-fitting steel piston. A O to
2000 lb. per sq. in. gauge on a manifold in the oil line was 8 O. H. Clark and M. L. Deutsch, "Scheme for Analyzing Cap-
used to measure the pressure at the various flow rates. tllary Measurements on Non-Newtonian Liquids," J. Appl.
Phys., 21, 713-15 (1950).
Befare placing the sample into the cylinder, it was densified 9 G. W. Scott Blair, An Introductory to Industrial Rheology,
to the proper bulk density by passing it through the meat- pp. 33-35. P. Blakiston's Son & Co., Inc., Philadelphia, 1938.
grinder attachment of a Hobart Kitchen Aid mixer. These 143 pp.
6 Journal oj The American Ceramic Society-Kingery Vol. 42, No. 1
VI. The Characteristic Function
The characteristic function of an extruder operating on a
particular type of material is the plot of the delivery rate of (\j 6
1 p
the extruder versus the pressure at the die. As of now, the
writers of this paper do not know of any instrument that can
be used to measure the pressure in the pressure-distributing
><
..:: Choracterst
---- lC
.e
zone of a ceramic extruder. The nearest approach to this Functo;
is to measure the output of the extruder with the die in place
'
.ci 4
and then compute the pressure from the die equation. This o
method was used in obtaining the characteristic function of Q)
540 lb. per hour, and the delivery rate was measured with
the 50-hole die in place and was found to be 480 lb. per hour. o
By means of the die equation (10) the pressure correspond- o 2 3
ing to the delivery rate of 480 lb. per hour was calculated
Pressure al Die { lb. / sq. in. ) x 10-2
to be 177 lb. per sq. in. The two points were used to estab-
lish a tentative characteristic function for the 4-in. extruder Fig. 5. Characteristic functian of a 4-in. extruder operating
on n claylike plastic containing 32% water. Point R is the
as shown in Fig. 5. Point P is the free delivery rate and predicted performance of the 4-h extruder with a 70-hole die.
point Q is the delivery rate with a 50-hole die.
Other points on this characteristic function may be obtained
by drilling more holes or plugging up sorne of the boles in
the existing die, measuring the flow rates, and computing
the corresponding pressures using the die equation (9). can also be useful in scale-up studies, as it is reasonable that
The characteristic function is very useful in predicting the the characteristic function of a scaled-up extruder would be
performance of an extruder when the die equation of a related by a simple factor to the characteristic function of
particular die is known. If the die equation is plotted on the model being scaled up.
the same graph with a well-established characteristic function,
the performance of the extruder is given by the intersection Acknowledgments
of the die function and the characteristic function, and the The writers wish to acknowledge the help and ideas given them
by J. G. Seanor and W. P. Schweizer of the Bonnot Company,
expected delivery rate and pressure at the die may be read and R. H. Colwell, J. R. Donovan, R. H. Recard, and A. D. Davis
from the graph. The concept of the characteristic function of the Monsanto Chemical Company.
Surface-tension data are reported for liquid point. 1 These liquids have temperature coefficients of surface
Al20s, B20a, Ge02, P206, and Si02, Abnormal tension in the range -0.05 to -0.13 dyne cm. -1 0c-1.
positive temperature coeffi.cients for B20 3,
Ge02, and Si02 are shown to be due mainly to f ( r
Similarly, organic and inorganic liquids near room temperature
have a negative temperature coefficient given to a good ap-
k ( T. - T)
(1)
changes in the with
liquid structure (dissociation)
temperature. proximation by the Ei.itvi.is equation
=
Received March 28, 1958; revised copy received June 12, 1958.
This research was supported by the U. S. Atomic Energy Com- 1 F. M. Jaeger, Optical Activity and High-Temperature.
mission under Contract No. AT(30-1)-1852. Measurements. McGraw-Hill Book Co., lnc., New York, 1930.
The writer is associate professor of ceramics, Ceramics Divi- 450 pp.; Ceram. Abstr., 10 [7] 527 (1931).
sion, Department of Metallurgy, Massachusetts Institute of 2 N. K. Adam, Physics and Chemistry of Surfaces, 3d ed.