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Banerjee et al.
A VO-seeded approach for the growth of star-shaped VO2 and
V2O5 nanocrystals: facile synthesis, structural characterization, and
elucidation of electronic structure
CrystEngComm Dynamic Article Links < C

Cite this: CrystEngComm, 2011, 13, 5328


www.rsc.org/crystengcomm PAPER
A VO-seeded approach for the growth of star-shaped VO2 and V2O5
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nanocrystals: facile synthesis, structural characterization, and elucidation


of electronic structure
Luisa Whittaker, Jesus M. Velazquez and Sarbajit Banerjee*
Received 9th November 2010, Accepted 31st January 2011
DOI: 10.1039/c0ce00832j

Obtaining shape and size control of strongly correlated materials is imperative to obtain a fundamental
understanding of the influence of finite size and surface restructuring on electronic instabilities in the
proximity of the Fermi level. We present here a novel synthetic approach that takes advantage of the
intrinsic octahedral symmetry of rock-salt-structured VO to facilitate the growth of six-armed
nanocrystallites of related, technologically important binary vanadium oxides VO2 and V2O5. The
prepared nanostructures exhibit clear six-fold symmetry and most notably show remarkable retention
of electronic structure. The latter has been evidenced through extensive X-ray absorption spectroscopy
measurements.

Introduction lattices for the intercalation of species ranging from Li-ions for
electrochromics and rechargeable Li-ion batteries to solvent
Vanadium oxides exhibiting various connectivities of distorted molecules and polymers for sensing and actuator applica-
VO6 polyhedra with the potential for the intercalation of extra- tions.1,4,912 The profusion of geometric and electronic structures
neous species (metal ions and organic molecules) are character- available for vanadium oxides has inspired numerous techno-
ized by tremendous structural diversity, which makes this class of logical applications such as for flat-panel displays, thermo-
compounds a veritable playground for solid-state chemists.14 chromic windows, Mott field-effect transistors,13 infrared
The incredible wealth of available crystal structures in this modulators, and optical switching constructs.1416
system is underscored by the scores of distinctive structure types Over the last decade, the ability to scale materials to finite
that exist even for simple binary vanadium oxides. The dimensions has emerged as an incredibly powerful tool to further
complexity of the binary vanadiumoxygen phase diagram has expand the repertoire of available functionality in these mate-
its origins in the relatively unhindered access that vanadium has rials.4,9,10 Amongst a few notable examples, Cui and colleagues
to oxidation states ranging from 1 to +5, the unparalleled have demonstrated the complete conversion of 740 nm wide
richness of local coordination environments (tetrahedral, octa- V2O5 nanorods to u-LixV2O5 within 10 s upon chemical
hedral, square pyramidal, dodecahedral), and the adroitness with lithiation, suggesting a Li-ion diffusion constant that is three
which these systems are able to accommodate point defects via orders of magnitude faster than in the bulk.17 These authors
shearing and slips of lattice planes.1,3 The incredible bounty of suggest that the accommodation of Li-ions requires puckering
available crystal structures translates to some remarkable new and transformation of the V2O5 lattice in all three dimensions,
physics, especially since the spatial extent of vanadium d orbitals which generates substantial strain and gives rise to a significant
implies that several readily accessible structures hover at the cusp activation energy barrier. In contrast, the nanowires are better
of facile carrier delocalization.5,6 Binary vanadium oxides and able to relax strains generated upon lattice distortion, enabling
metal vanadates have already proven to be happy hunting a much quicker transformation to the lithiated u-LixV2O5
grounds for the discovery of phenomena such as superconduc- phase.17 Analogously, Whittinghams group has systematically
tivity at high pressures, low-dimensional quantum spin transi- compared the capacity and cycling stabilities of a series of
tions, and perhaps most famously, strikingly large metal nanocrystalline and microcrystalline V2O5 samples;1 nanowires
insulator phase transitions.7,8 Other layered systems based on the prepared by annealing HxV4O10$nH2O fibers grown by a solgel
characteristic V2O5 motif have been of great interest as host process show by far the best performance.18,19 Martin and co-
workers have also demonstrated a two-fold improvement in the
high-rate capabilities of polycrystalline 115 nm diameter V2O5
Department of Chemistry, University at Buffalo, The State University of nanorods grown by templated growth methods as compared to
New York, Buffalo, NY, 14260-3000, USA. E-mail: sb244@buffalo.edu
a 250 nm thin film.9
Electronic supplementary information (ESI) available. See DOI:
10.1039/c0ce00832j Pronounced finite size effects have also been noted on the
These authors contributed equally to this work. metalinsulator transition behaviour of VO2 and metal

5328 | CrystEngComm, 2011, 13, 53285336 This journal is The Royal Society of Chemistry 2011
vanadates. In particular, scaling to nanoscale dimensions offers water and acetone, and then dried at 80  C for 10 h. To investigate
the possibility of tantalizing new physics and chemistry since the the effect of reaction conditions upon the morphology and prop-
characteristic behaviour of single electronic domains can be erties of the final products, the reaction temperature, duration of
examined without modification by grain boundaries and the reaction, and concentration of the VO seed used were varied.
nucleation of interphase domain walls.2022 Some unique and
intriguing aspects of the influence of finite size on the metal V2O5 nanostars
insulator transitions of VO2 include a pronounced depression of Vanadium oxide films were fabricated on a Si/SiO2 (300 nm)
the phase transition temperature, massively enhanced hystereses,
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substrate coated with a 100 nm Fe layer. The Fe metal catalyst


supercooling of the metallic phase, observation of the axial film was evaporated onto the Si/SiO2 wafer using an electron-
motion of a single metal/insulator domain wall, and evidence for beam evaporator at a pressure of 5  106 Torr. The Fe-coated
a unique coexistence regime wherein metallic and insulating substrate was then placed inside a chemical vapor deposition
domains are present within a single nanobeam with proportions (CVD) reactor at temperatures ranging from 600700  C and
dependent on the subtle interplay between temperature and pressures <1  103 Torr. A ceramic boat containing bulk VO
strain.2026 powder (Cerac, >99%) was placed at the center of a 100 quartz
In recent years, attention has focused on further refining tube and was transported under a mixture of Ar/air at flow rates
control over finite size effects via establishing morphology ranging from 47200 sccm. A flow control system (Matheson
control over the growth of nanostructures.2729 Several different TriGas) was used to precisely control the mixing of the two gases.
synthetic strategies have been attempted with various degrees of The temperature inside the furnace was subsequently increased
success including solvothermal methods,21,23,24 templated elec- to 900  C to evaporate the VO powder that was placed in the
trodeposition,4,30 vapor transport,31,32 ion beam sputtering,16,25,27 ceramic boat. The Fe-coated chips recovered after 35 h
solgel processes,33 and template-based synthesis.34 However, reactions showed the formation of a granular faceted V2O5
even the most generous evaluation of this arsenal of available structure that was then treated hydrothermally in the presence of
techniques leads to the conclusion that current synthetic methods small-molecule aliphatic alcohols. Specifically, the Fe-coated
remain far from being optimal in terms of establishing rational chip was placed in a Teflon-lined stainless steel autoclave with
and predictive control. In this submission, we report a novel a capacity of 23 mL along with 5 mL of deionized water and
seeded growth strategy that takes advantage of the intrinsic 300 mL of methanol as the structure-directing agent. The auto-
octahedral symmetry of vanadium(II) oxide, VO, to obtain clave was then sealed and maintained at 210  C under hydro-
nanostars of VO2 and V2O5. The synthetic strategy offers thermal conditions for 72 h.
a reproducible alternative to previous approaches for growing
octahedral microcrystallites and nanostars with star, snowflake,
Characterization
and asterisk geometries that seem for the most part to be plagued
by poor monodispersity and extreme sensitivity to reaction pH, Phase identification and evaluation of the crystallinity of the as-
and that even under the best conditions yields stars only as one prepared samples were performed by X-ray diffraction using
component of a mixture of different morphologies.3537 The a Siemens D-500 X-ray diffractometer at a scanning rate of 0.04
results also suggest a generalizable approach for using the degree per second in the 2q range between 10 and 90 using
intrinsic crystal symmetry of one phase to control the crystal graphite-monochromated CuKa radiation (l 1.5418 A). 
growth of a second related phase under solvothermal conditions. The morphologies of the nanostructures were analyzed by
To the best of our knowledge, there have been no reports thus far scanning electron microscopy (SEM, JEOL JSM-5610LV and
of V2O5 nanostars with well-defined morphologies. Hitachi SU-70 operated at 20 keV and equipped with an energy
dispersive X-ray analysis detector), high-resolution transmission
electron microscopy (HRTEM, JEOL 2010 operated at an
Experimental section accelerating voltage of 200 keV), and selected-area electron
diffraction (SAED). Copper grids (300 mesh) coated with an
VO2 nanostars
amorphous carbon film were used for the TEM measurements.
Hydrothermal synthesis. Nanostructured VO2 nanostars were Samples were prepared by placing 2-propanol dispersions of the
synthesized by a solution-based approach using bulk VO2 and nanostars on the grids and allowing them to dry under ambient
bulk VO as the precursors. Small molecule alcohols and ketones conditions.
were used as structure-directing agents and were purchased from The metalinsulator phase transitions for the as-prepared VO2
Fisher Scientific. Deionized water from a Barnstead Interna- nanostars was analyzed using differential scanning calorimetry
tional NANOpure Diamond ultrapure water system (r 18.2 (DSC Q200, TA Instruments) under a flowing high-purity N2
MU cm1) was used to prepare all aqueous solutions. Bulk VO2 atmosphere in the temperature range between 10 and 150  C.
(260 mg) was placed within a Teflon-lined stainless steel auto- The electrical properties of the VO2 nanostars were examined
clave with a capacity of 23 mL and dispersed with 15 mL of using a homebuilt transport measurement setup based on
deionized water and 1 mL of methanol. Subsequently, an a Keithley 6517A electrometer/high-resistance meter and
appropriate amount of bulk VO (ranging from 80260 mg) was a Keithley 220 current supply unit. Four-point probe resistivity
added to the mixture to seed the growth of star-shaped nano- measurements were acquired for pressed pellets of the samples
structures. The autoclave was then sealed and maintained at using patterned silver contacts.
210  C under hydrothermal conditions for 72 h. The resulting The electronic structure of the VO2 and V2O5 nanostars was
dark blue precipitates were collected and washed with distilled analyzed by X-ray absorption spectroscopy performed at the V

This journal is The Royal Society of Chemistry 2011 CrystEngComm, 2011, 13, 53285336 | 5329
L-edge, V K-edge, and the O K-edge at National Institute of
Standards and Technology (NIST) beamlines U7A and X23A2
of the National Synchrotron Light Source of Brookhaven
National Laboratory. For near-edge X-ray absorption fine
structure (NEXAFS) spectroscopy experiments at the V L-edge
and O K-edge, a toroidal mirror spherical grating mono-
chromator was used with a 1200 lines per mm grating with
a nominal energy resolution of 0.1 eV. The spectra were acquired
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in partial electron yield mode using a channeltron electron


multiplier located near the sample with the detector at an
entrance grid bias of 200 V to enhance surface sensitivity. A
charge compensation gun was used to avoid sample charging. A
vanadium mesh was used as a reference standard for calibration
of the energy scale for all spectra. To eliminate the effects of
incident beam intensity fluctuations and monochromator
absorption features, the partial electron yield signals were Fig. 1 Schematic depiction of the crystal structures of single-valence
binary vanadium oxides. (A) Cubic rocksalt structure of VO (JCPDS 77-
normalized using the drain current of a freshly evaporated gold
2173) formed by octahedrally coordinated VO6 units. (B) The high-
mesh with 90% transmittance located along the path of the
temperature metallic rutile phase of VO2 (JCPDS 43-1051), VO2(R). (C)
incident X-rays. The soft X-ray data presented here have been Low-temperature insulating antiferromagnetic M1 monoclinic phase of
acquired at magic angle (q 54.7  C) incidence of the X-ray VO2 (M). (D) Orthorhombic V2O5 (JCPDS 41-1426) showing the layered
beam to preclude observation of effects due to preferential structure of V2O5 based on zigzag double chains separated by
alignment within the samples. Pre- and post edge normalization a pronounced gap.
of the data were performed using the Athena suite of programs.
For transmission XANES experiments at the V K-edge, a Si
(311) channel-cut monochromator was used to select the X-ray featured in this submission. The low-temperature insulating
energy. Higher harmonic oscillations were eliminated by a pair of phase of VO2 is characterized by dimerized VV clusters that are
grazing-incidence mirrors. All XANES spectra at the V K-edge almost molecular in nature, with short and long VV distances of
were collected at room temperature in transmission mode for  respectively; there is considerable twisting of the
2.65 and 3.12 A,
powder samples mixed with non-absorbing BN powder and VV pairs away from the crystallographic c axis to define
mounted between two layers of kapton tape. To achieve a zigzag chain of VO6 octahedra.5 Heating this polymorph across
approximately 15% absorption, the transmission chamber was the characteristic insulatormetal phase transition results in
filled with 100% N2, whereas the ionization chamber was filled stabilization of the high-temperature rutile polymorph (Fig. 1B)
with a 60 : 40 mixture of N2 and He. Data were recorded at an with collinear chains of VO6 polyhedra along the a axis. The
energy resolution of 0.03k in the near-edge region. The obtained structural phase transition is also accompanied by halving of the
spectra were processed using the Athena and Artemis suite of unit cell size with a unique VV distance of 2.85 A  replacing
software tools. The XANES and NEXAFS data for the nano- the alternating short and long VV dimers.
structures were compared to data acquired for bulk binary In contrast, V2O5 crystallizes in a simple orthorhombic
vanadium oxide standards (VO 99.5% pure CERAC, VO2 99.5% structure comprising layers of [VO5] square pyramids sharing
pure CERAC, V2O3 99.99% Sigma Aldrich, and V2O5 99.6% edges and corners (Fig. 1D).39,40 The layers themselves are weakly
Sigma Aldrich). electrostatically bound along the c-axis and the spacing between
the layers provides sites for the facile intercalation of Li-ions
amongst other species.40,41
Results and discussion
As noted above VO is used with the expectation that the
Despite the abundant bounty of crystal structures available for intrinsic octahedral symmetry of this structure will allow the
binary vanadium oxides, relatively few of the structures belong to stabilization of star-shaped nanostructures. Two novel synthetic
high-symmetry space groups. A notable exception is approaches have been developed to prepare VO2 and V2O5
vanadium(II) oxide VO that crystallizes in the cubic rock salt nanostars. The first approach is based on the hydrothermal
structure and exhibits octahedral symmetry (lithiated u-LixV2O5 reaction and recrystallization of bulk VO and V2O4 likely
also adopts a defective rock-salt structure) (Fig. 1A).1,38 The through exfoliation, dissolution, and recrystallization of
intrinsic symmetry of VO is further more closely related to that of hydrated layered intermediates and yields monoclinic VO2
tetragonal VO2 (the high-temperature metallic polymorph) than nanostars.24,42,43 The second approach comprises the catalytic
to the dimerized monoclinic insulating phase of VO2. Conse- vapor transport of bulk VO, followed by the hydrothermal
quently, our hope has been not only to use the intrinsic octahe- treatment of the resulting polycrystalline V2O5 film to form V2O5
dral symmetry of VO to template the growth of star-shaped nanostars.
nanostructures but to also nudge the system to stabilize the The SEM images presented in Fig. 2AF illustrate the
tetragonal rutile phase of VO2 over other metastable VO2 phases morphological features of nanostructures synthesized by the
(VO2(A) and VO2(B)) that are frequently the kinetically trapped hydrothermal treatment of bulk V2O4 and methanol with
products obtained under solvothermal conditions. Fig. 1 depicts different amounts of the VO seed template after reaction for 72 h.
the crystal structures of various binary vanadium oxide phases From Fig. 2 it is observed that the as-synthesized six-armed

5330 | CrystEngComm, 2011, 13, 53285336 This journal is The Royal Society of Chemistry 2011
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Fig. 2 Scanning electron micrographs of VO2 nanostars prepared by the Fig. 3 SEM images of the deposited V2O5 layers and nanostars. (A)
hydrothermal treatment of bulk VO and V2O4: (A and B) low and high Polycrystalline V2O5 film prepared by the catalytic vapor transport of
magnification images of samples prepared using a 23% VO : 77% V2O4 bulk VO. (B) V2O5 nanostars formed by the combined vapor transport/
precursor ratio; (C and D) low and high magnification images of samples hydrothermal dissolution of vapor-deposited V2O5 layers. (C) High-
prepared using a 37% VO : 63% V2O4 precursor ratio; (E) SEM image of magnification of an as-synthesized V2O5 nanostar; inset shows a cross-
samples prepared using a 43% VO : 57% V2O4 precursor ratio; (F) SEM sectional image. (D) Incomplete separation of the six arms indicating and
image of samples prepared using a 50% VO : 50% V2O4 precursor ratio. unfinished reshaping of the surface-tethered V2O5 grains.

nanostars are geometrically uniform and range in size from 50 to tethered V2O5 grains. The lateral width of the individual arms is
500 nm in terms of their end-to-end dimensions. The cross- defined by the extent of dissolution. An alternative scenario may
section thickness and lateral width of the individual arms are involve coordination of the added structure-directing agents
<100 nm justifying the nanostar moniker. Clearly, the molar (typically 2-propanol or methanol) to specific facets, which are
ratio of the added VO seed strongly influences the mono- passivated and protected from hydrothermal dissolution.
dispersity and morphology of the obtained products. Nanostars Definitive phase identification of the structures is obtained
with six arms endowed with six-fold rotation axes are observed from XRD measurements. Fig. 4A depicts the corresponding
for VO ratios as low as 23% (expressed as a function of total XRD patterns of the VO2 samples synthesized with different VO
added vanadium content), and represent a vast preponderance of precursor ratios presented in Fig. 2. As corroborated by the SEM
the synthesized nanostructures up to VO loadings of 37%. images, the sample prepared with 37% VO appears to be the most
Further, increasing the ratio of VO precursors results in the phase pure and all the observed reflections can be indexed to
formation of poorly defined amorphous nanostructured monoclinic VO2 (Joint Committee of Powder Diffraction
powders. Standards (JCPDS) 43-1051). The strong intensity of the (011)
The reaction temperature and duration have also been reflection denotes the preferential growth direction of the stars.
screened. Notably, star-shaped structures are far sparser after The diffraction peaks are shifted to higher d-spacings likely as
solvothermal reaction of the same precursor ratios at 180 and a result of tensile strain originating from scaling to finite size.
250  C. At lower temperatures, a metastable VO2(B) phase is Similar size-dependent lattice expansion has also been observed
stabilized.23 Further extending the reaction time as presented in (in fact to a greater extent) for VO2 nanobelts synthesized by an
Fig. S1 (ESI) results in degradation of the intricate six-fold analogous synthetic procedure.24
symmetry of the nanostructures evidenced in Fig. 2 and remnant In contrast, below a concentration of 37% VO, a mixture of
arms of the nanostars are detected within a matrix of poorly a vanadium oxide hydrate V3O7$H2O (JCPDS 85-2401) and pure
defined VOx nanostructures. monoclinic VO2 is obtained, whereas at higher VO precursor
Fig. 3 (and the graphical abstract) shows V2O5 nanostars loadings, unreacted VO is found to be remnant in the reaction
formed by the combined vapor transport/hydrothermal dissolu- products after 72 h. These results suggest that, as is generally true
tion route from an initial granular and faceted V2O5 thin film of solvothermal reactions, reaction temperature, precursor ratio,
(Fig. 3A). Individual granules in the deposited polycrystalline reaction time, and the structure-directing agent must be carefully
V2O5 layer have pseudocubic morphologies perhaps due to the optimized to enable VO to serve as an efficacious template for the
intrinsic crystal symmetry of the VO precursor. Dissolution of formation of phase-pure monoclinic VO2 nanostars.
high-energy surface planes likely promotes the stabilization of Fig. 4B shows the XRD patterns obtained for the V2O5 layers
the octahedral geometries. Indeed, consistent with this broad prepared by vapor transport and subsequent hydrothermal
idea of selective hydrothermal dissolution along specific crystal treatment to form V2O5 nanostars. Upon the vapor transport of
growth directions, Fig. 3D shows the incomplete separation of a VO layer onto a 100 nm Fe thin film, VO is oxidized to
the six arms indicating unfinished reshaping of the surface- a granular densely packed V2O5 film with pseudocubic grains

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Fig. 5 (A) HRTEM image of VO2 nanostars. (B) Lattice-resolved


Fig. 4 XRD patterns for VO2 and V2O5 stars. (A) Diffraction patterns HRTEM image of one arm of the star showing the separation between
obtained for samples prepared using varying VO precursor ratios. (B) (011) planes. (C) SAED pattern acquired for the same star. (D) Low
XRD patterns of the precursor V2O5 film and the V2O5 nanostars magnification TEM image of two superimposed VO2 stars.
obtained by hydrothermal treatment of the V2O5 films.

the nanostars, indicating that the obtained structures are single-


that perhaps result from the intrinsic symmetry of the precursor, crystalline objects.
as well as the influence of the metallic substrate. During the The origin of the strong observed preference for octahedral
oxidation/deposition process, the underlying metal layer is symmetry is not yet clear, although several scenarios can be
oxidized and reflections that can be attributed to iron oxides of envisioned including templated growth on VO seeds that have
varying stoichiometry (FeO JCPDS 86-2316; Fe2O3 JCPDS 87- octahedral symmetry arising from their rocksalt structure38 or
1166; and Fe3O4 JCPDS 19-0629) are clearly observed. the oriented attachment of crystalline arms grown along the [011]
Furthermore, the diffraction pattern for the faceted granular film direction with the elimination of water at the interfaces.45 Cao
can be readily indexed to orthorhombic V2O5 (JCPDS# 41- et al. have reported the growth of rutile WxV1xO2 snowflake
1426). Remarkably, after hydrothermal dissolution, the charac- architectures reflecting the intrinsic symmetry of the rutile
teristic (00l) reflections of orthorhombic V2O5 strongly dominate polymorph with a growth axis along the [110] direction.37 These
the diffraction pattern suggesting dramatic restructuring and authors described these structures as growing from nuclei bound
reshaping of the grains and a strong preferred growth direction by the six low-index (20 1) facets.37 Regardless of whether a VO
for the nanostars. The almost exclusive observation of (00l) seed grows along six specific crystalline facets or whether
reflections further lends credence to the idea of dissolution of distinctive nanostructures are fused together through aggregative
higher energy surface planes with greater reticular density. The growth mechanisms, preferential crystal growth must be
orthorhombic structure of the nanostars has further been invoked. It is likely that upon hydration, exfoliation, dissolution
confirmed by Raman microprobe measurements (Fig. S2, ESI) and recrystallization of tetragonal VO2 (the high temperature
under 514.5 nm laser excitation. The Raman band at 145 cm1 phase that yields monoclinic VO2 upon cooling), the z-potential
corresponds to external [VO5][VO5] modes and indicates the of the reaction solution, the intrinsic surface energies of different
retention of long-range crystalline order in the nanostars. The exposed crystalline facets, and interactions with the structure-
phonon modes of the antiphase bridging VO are observed at directing agent (methanol) all have an influence on the relative
528 cm1. The higher frequency modes originating from chaining growth rates of different crystalline facets.35,36 Consequently,
VO stretching modes are observed at 703 cm1, whereas strong despite seeding with VO, phase-pure VO2 nanostars are obtained
V]O vanadyl stretching modes are observed at 999 cm1.44 only within a relatively narrow window of reaction conditions.
Further structural studies of the VO2 nanostars have been Further characterization of the geometric and electronic
undertaken using HRTEM and SAED. Fig. 5 shows overview structure of VO2 and V2O5 nanostars comes from X-ray
TEM and lattice-resolved HRTEM images and the SAED absorption near-edge structure measurements acquired at the V
pattern for an individual VO2 star, which reveals the perfect six- K-edge, V L-edge, and O K-edge. XANES lineshapes, peak
fold symmetry of the stars and indicates that these remarkable positions, and intensities at metal K and LIII,II edges yield
nanostructures are grown along the [011] direction. The SAED valuable information about local electronic structure, the tran-
pattern is uniform along the entire core and spicular regions of sition metal oxidation state, ligand type, and site symmetry (in

5332 | CrystEngComm, 2011, 13, 53285336 This journal is The Royal Society of Chemistry 2011
conjunction with measurements of standards).46 Fig. 6A shows
the XANES absorption spectra for the VO2 and V2O5 nanostars
alongside data acquired for the bulk standard samples. Several
distinctive absorption features are labeled in the spectra and have
been assigned based on dipole selection rules (Dl 1) and
ground-state electronic structure calculations previously repor-
ted in the literature.47,48
The first absorption feature, within 5.0 eV of the absorption
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edge of vanadium metal at 5465.0 eV, is assigned to dipole-dis-


allowed transitions from 1s core states to V 3d levels. This pre-
edge absorption feature is prominently absent from the XANES
spectrum of rock-salt structured VO with perfectly symmetric
VO6 octahedra, further corroborating the high intrinsic
symmetry of this phase.38,47 However, with the progressive
reduction of symmetry in going from VO to VO2 and V2O5,
a finite transition probability exists for the 1s / 3d transition
and a prominent pre-edge absorption feature is discernible in the
transmission spectrum due to greater mixing (hybridization) of
the 3d and 4p states as well as contributions from quadrupolar
transitions.40,47 The pre-edge absorption feature is especially
pronounced for V2O5, as shown in Fig. 6A, and the strong
polarization dependence of this absorption has been used as
a measure of the intrinsic asymmetry and 2D layered nature of
this structure.40,47
For binary vanadium oxides and metal vanadates, the peak
positions, lineshapes, and intensities of the pre-edge absorption
feature strongly depend on the formal vanadium oxidation state,
local coordination geometry (extent to which the structure is
distorted from the perfectly octahedral symmetry of VO), and the
cage size defined by the bond lengths between vanadium and
the nearest-neighbor ligand atoms.4749 Several researchers have
developed semi-empirical methodologies to relate the integrated
peak intensity and the peak position, as determined from deriv-
ative spectra or the centroid of the spectral feature, to the local
coordination environment and formal vanadium oxidation
state.47,48,50
In Fig. 6B, the peak position of the V K-edge pre-edge
absorption feature is plotted as a function of the formal vana-
dium oxidation state based on data acquired for different binary
vanadium oxide standards. A clear linear correlation is observed,
consistent with Kunzls law, since more energy is required to
excite a tightly bound core electron with an increase in the
oxidation state.47 The VO2 nanostar samples have been located
within this plot and corroborate the approx. +4 formal oxidation
state of vanadium even in the samples prepared with high VO
precursor loadings. A more detailed picture of the vanadium Fig. 6 V K-edge XAFS spectra obtained at room temperature for the as-
geometric and electronic structure emerges from the 2D plot of prepared VO2 and V2O5 nanostars. (A) V K-edge spectra clearly showing
the area and the peak position of pre-edge absorption feature the pre-edge feature; note the absence of the pre-edge peak in the VO data
presented in Fig. 6C based on a method developed by Chaurand due to its high symmetry and cubic structure. (B) Plots of the different
et al. for identification of vanadium phases in steel slag.48,51 The spectral features observed in the XANES spectra for different single-
2D plot has distinctive regions that have been correlated to valence vanadium oxide standards plotted as a function of the formal
oxidation state; the peak positions derived from spectra of the
specific vanadium oxidation states and local coordination
as-prepared VO2 nanostars have been located within these plots to
geometries based on the ideas developed above that the peak
determine the average vanadium oxidation state. (C) 2D plot of the
position strongly depends upon the formal vanadium oxidation normalized area and the peak position of pre-edge absorption feature
state and that the intensity of this dipole-disallowed transition is based on a method developed by Chaurand et al. for identification of
a convolved function of the distortion from perfectly octahedral specific vanadium oxidation states and local coordination geometries. (i)
symmetry and the nearest-neighbor bond lengths. The peak V2O5 nanostars, (iiv) VO2 nanostars prepared using the following
positions (derived from the centroids of the spectral features) and precursor ratios: (ii) VO 23% : VO2 77%, (iii) VO 37% : VO2 63%, (iv) VO
the integrated intensities extracted from the XANES spectra of 43% : VO2 57%, (v) VO 50% : VO2 50%.

This journal is The Royal Society of Chemistry 2011 CrystEngComm, 2011, 13, 53285336 | 5333
the VO2 and V2O5 nanostars have been located on this 2D plot. transitions from O 1s core levels to 2p states, are split into p* and
The data points corresponding to the VO2 nanostars are clus- s* components due to strong hybridization of the O 2p states
tered around the V4+ distorted octahedral region. Interestingly, with V 3d states. The strength of these features further under-
somewhat greater octahedral distortion is evidenced for the scores the importance of covalent bonding in binary vanadium
nanostars as compared to bulk monoclinic VO2, which may be oxides.24,55,56 According to Goodenoughs description of the
related to the tensile strain evidenced in the XRD measurements electronic structure of VO2,5,5557 the V 3d orbitals with t2g
and the effects of surface reconstruction. The datum for the V2O5 symmetry, dz2 and dx2y2, are pointed towards the ligand giving
nanostars is clearly in the V5+ pyramidal regime again with slight rise to s and s* molecular states. Transitions from O 1s to the
Published on 23 February 2011. Downloaded by UNESP-ARAIQ on 17/07/2015 19:41:27.

distortions from the bulk that could perhaps result from latter states of s* symmetry are evidenced in the O K-edge
substrate induced strain-effects. NEXAFS spectrum as the higher-energy component. In
The other spectral features observed in the V K-edge XANES contrast, the dxz and dyz are oriented to undergo (weaker) side-
spectra further corroborate the arguments presented above based ways p interactions with the oxide ligands. Transitions to p*
on the pre-edge absorption feature. The most prominent spectral bands lying just above the Fermi level constitute the low-energy
feature visible in Fig. 6A corresponds to the transition of a core component of the NEXAFS spectrum at the O K-edge. Finally,
photoelectron into the continuum. Due to pronounced oscilla- the nonbonding orbital dxy orbital gives rise to a dk band for
tions in the spectra, it can be ambiguous and difficult to precisely tetragonal VO2, which splits into bonding and non-bonding
locate the exact position of the absorption edge, and conse- levels upon the molecular dimerization of adjacent pairs of
quently we have used derivative spectra to make this determi- vanadium atoms upon undergoing the phase transition to the
nation. An additional spectral feature appears 26 eV above the low-symmetry monoclinic insulating phase.55,56 The transition to
pre-edge peak, and can be attributed to the dipole-allowed the dk component is evidenced as a high-energy shoulder to the
excitation of a V core 1s electron to a localized 4p state.47 Fig. 6B p* band. At higher energies, a broader feature is observed that
indicates that the threshold absorption, absorption-edge, and 1s can be ascribed to transitions from O 1s core levels to O 2p states
/ 4p transitions exhibit a monotonic dependence of their peak hybridized with V 4sp levels. Previous studies on the V L-edge
positions with respect to the oxidation state according to Kunzls NEXAFS spectroscopy suggest a 0.8 eV shift in the V 2p3/2 / V
law.47 Locating the peak positions of the VO2 nanostars on these 3d and V 2p1/2 / V 3d transitions per oxidation state. Based on
plots further corroborates the V4+ assignment of the oxidation the peak positions and retention of crystal field splitting between
state of vanadium in these nanostructures. the p* and s* states as well as the constancy of the V LIII and V
In contrast to V K-edge measurements that provide insight LII splitting, it is clear that the essential electronic structure of
into energy band dispersion arising from solid-state effects by monoclinic VO2 and V2O5 has been retained for the nanostars.
probing the more delocalized levels that are derived from metal p Notably, as with most strongly correlated electronic systems, the
orbitals, V L-edge (and indirectly O K-edge) measurements orbital, lattice, and spin degrees of freedom in VO2 are closely
primarily probe V 3d states that are more atomic (localized) in related, which gives rise to the incredible sensitivity of the metal
character.40,52 NEXAFS data acquired at the V L- and O K-edges insulator phase transition to external stimuli. On the flip side, the
serve as a sensitive probe of the unoccupied density of states electronic structure thus exhibits strong sensitivity to the precise
above the Fermi level. Fig. 7 shows NEXAFS data acquired at stoichiometry, strain, and incorporation of point defects.
the V L- and O K-edges for the as-synthesized VO2 and V2O5 The retention of the electronic structure of VO2 has been
nanostars. The two broad resonances centered at 517 and 524 further examined by measuring the metalinsulator phase tran-
eV correspond to V 2p3/2 / V 3d and V 2p1/2 / V 3d, respec- sitions of these nanostructures using differential scanning calo-
tively.53,54 The O K-edge resonances, corresponding to rimetry and electrical transport measurements. The monoclinic
/ rutile structural phase transformation accompanying the
insulator / metal electronic transition is first order in nature
and thus has a pronounced measurable latent heat.24,58 The DSC
plots shown in Fig. 8 indicate pronounced endothermic and
exothermic features that are retained over scores of cycles
attributed to monoclinic / rutile phase transformations upon
heating and the reverse rutile / monoclinic restoration of
structure upon cooling, respectively. The insulator / metal
phase transformations are observed between 66 and 70  C, fairly
consistent with the temperatures reported for polycrystalline or
single-crystalline VO2.5,59 The restoration of the phase transition
is observed at temperatures between 54 and 58  C. The observed
hysteresis is characteristic of a first-order phase transition and is
known to be especially pronounced upon scaling to finite size
dimensions. Consistent with our previous results for sol-
vothermally grown VO2 nanobelts, the metal / insulator tran-
sition is more affected by scaling to finite size than the insulator
/ metal transitions, perhaps as a result of the ease with which
Fig. 7 NEXAFS data acquired at the V L edge (2p3/2, 2p1/2) and O K a percolative threshold can be reached when metallic puddles
edge (p*, s*) for the as-synthesized VO2 and V2O5 nanostars. coalesce within an insulating matrix. Notably, since the

5334 | CrystEngComm, 2011, 13, 53285336 This journal is The Royal Society of Chemistry 2011
American Chemical Society Petroleum Research Fund for
partial support of this research through 50201DNI10. JMV
acknowledges support through a NASA Harriet G. Jenkins pre-
doctoral Fellowship.

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