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to thex-y plane.Richardsequationgoverns
unsteady,
variably
saturated,Darcian flow of groundwaterin responseto rainfall
on the slope.Referencedto the coordinatesystemof Figure 1,
Richardsequationmay be written as [Bear, 1972;Hurleyand
Pantelis,1985]
Ob
Ot dO
d
_ Ox
0 K.(b0
)Jx sina +yy
K.()
i sion from the area A to the point (x, y, H). The other
i
i timescale
is H2/Do, whichapproximates
the minimumtime
necessaryfor strongslope-normalpore pressuretransmission
from the ground surfaceto depth H [cf. Iversonand Major,
1987; Haneberg,1991; Reid, 1994]. Here the distinctionbe-
tween pore pressuretransmissionand water flux is relevant.
Rainwater can infiltrate the soil as a gravity-drivenslugwith
uniform water contentand zero pore water pressurebehind
the wetting front [Bear, 1972, chapter9], but pore pressure
changein a porousmediumis largelya diffusiveprocessthat
canoccurwith or withoutmuchwater flux [cf.Biot, 1941,1956;
Chandlerand Johnson,1981].
The ratioof the pressure
diffusion
timescales
H2/Do and
A/Do yields a length scale ratio e that plays a key role in
analyzingpressurehead responses to rainfall on slopes,
./H2Do_
H
= ,4z>0- (5)
If e << 1, long-termand short-termpressurehead responses at
locations(x, y, H) maybe describedadequatelyby simplified
Figure 2. Definition of the planimetriccontributingareaA forms of Richards equation. In many landscapeswith high
at two locations(x, y) in a hypotheticallandscape.Dashed potential for landslides,values e -< 0.1 apply at typical slip
linesrepresenttopographiccontours. surfacedepthsand locations(Table 1). Simplifiedforms of
Richardsequation therefore provide a rational basisfor as-
sessing landslideresponses to rainfall.
unambiguous lengthscale,it is thereforenecessaryto approx-
imateA by somereadilymeasurableproperty.
2.1. Long-Term Behavior
To establishconnectionswith previouswork [e.g.,Montgom-
eryandDietrich,1994;Dietrichet al., 1995],I approximateA by Long-termpressureheadresponses canbe assessed by iden-
the area enclosedby the upslopetopographicdivide and hy- tifyingthe appropriatedimensionless time ast* - tDo/A and
potheticalflow linesthat run normal to topographiccontours substituting this expression togetherwith (2), (3), and (4) into
and bound the region that can contributesurfacerunoff to (1). Then multiplicationof all termsbyH/Ksat and somealge-
point (x, y) (Figure 2). Unless groundwaterflow paths are braic simplificationyieldsa form of Richardsequationappro-
unusuallyaberrant, this definition of A establishesa length priatelyscaledto assess q(x,y, H, t) in responseto rainfall of
scale of thecorrect magnitude forlateraltransmission
of long duration (t > A/D o)
pore water pressureto (x, y, H).
Pore pressuretransmissionin responseto rainfall is a tran-
sientprocess,whichimpliesthat two timescales existin con-
e2C(q)0q
*= e2 0--
Co Ot* 0 [K} (0q*
Ox* 1
sin a
)]
junction
withthetwolength
scales
H andX/. Employing
the 0
referencediffusivityD0 to establisha referencetime, one time-
scalemaybe identifiedasA/Do, whichapproximates the min-
+ Oy*/] + 0 0-- cosa .
imum time necessary for stronglateralpore pressuretransmis- (6)
Case 1 Case 2
Significance (CoosBay) (Minor Creek)
Timescale
A/Do quasi-steadygroundwaterresponsetime 1 day 300 years
H2/Do transientgroundwaterresponsetime 20 min 1 year
landslide acceleration time 0.3 s 0.8 s
T rainfallduration(example) 1 hour 4 months
Timescale ratios
0.1 0.06
T* -T/(H2/4Do) 10 1
S -(H2/4Do)/ 800 i x 107
where c is a constantof integrationthat dependson water Equation (13) is the steadygroundwaterflow model usedby
table depth andf is a functionthat dependson the rate and Montgomeryand Dietrich [1994] and Dietrichet al. [1995] to
spatialdistributionof long-termrain infiltration.Both c andf evaluatelandslidesusceptibility.
Corresponding pressurehead
can be evaluatedexplicitlyif appropriateboundaryconditions andtotal headdistributionsarefoundby solving(13) for d and
are specified.Patternsof groundwaterflow may be inferred combiningthe resultwith (11a) and (lib). The resultingequa-
from (8) by combiningit with the definitionof total head h, tions
which yields
/zA
h = - Z = -x sin a + zf(x, y)(Ksat/gz)q-c, (9) = (z- 8)cos
a +xx
- cota, (14a)
where the elevation head Z = x sin a + z cos a is measured
/zA
vertically downwardfrom a horizontal reference plane that
passesthroughthe originon the groundsurface(Figure 3). h=-xsina-Scosa+xx-COta (14b)
Somespecialcasesof (8) and (9) warrantparticularatten-
reveal a paradox.If Iz/Kx --> 0, (14a) predictsnegativepres-
tion owingto their frequentusein applications.For example,
sureheadsat depthsz < 8, whichcontradictthe positivewater
if the long-termaverageinfiltrationrate in the z directionat
table heightsgivenby (13), yet the assumption Iz/K z --> e is
the groundsurfaceIz is specifiedby a constantflux boundary
necessaryto derive both (13) and (14a). To eliminatethis
conditionIz = -Kz(Oh/Oz), and if the soil is homogenous,
paradox,one must assumestronglyanisotropicconductivity,
then the pressurehead and total head below the water table
Kz >> Kx (whichyieldsIz/Kx >> Iz/Kz), a conditionnot
(where = 0) obey[cf. Iverson,1990]
typicalof many slopes.
= (z- a)[cos .- (UKz)], (lea) In summary,equationsfor steady,slope-parallelgroundwa-
ter flowabovean impermeable bed(e.g.,equations(13), (14a),
h = -x sin a - d cosa - (z - d)(Iz/Kz), (10b) and (14b)) can predict groundwaterpressuresproducedby
where d is the water table depth measurednormal to the rainfall only if four conditionsare satisfied:(1) The rainfall
groundsurface.If infiltrationis sufficientlyslowthat Iz/Kz << durationisverylong(t >> A/Do) , (2) the depthH isrelatively
cos, (lea) and (10b) reducefurther to formsthat describe small(e << 1), (3) the rainfallintensityis verylow (Iz/Kz <<
slope-parallelgroundwaterflow cosa), and (4) the slope-normal componentof hydrauliccon-
ductivitygreatlyexceedsthe slope-parallelcomponent(Kz >>
= (z- d) cosa, (11a) Kx). Typicallytheseconditionsdo not exist.ThereforeI use
IVERSON: LANDSLIDE TRIGGERING BY RAIN INFILTRATION 1901
more generalequations(suchas (10a) and (10b)) and alter- kinematicwaveequation,obtainedby employingthe chainrule
nativeapproximations (valid for short-term,transientrainfall) OK*z/OZ*= (dK*z/d*)(O*/OZ*)andrearranging
termsto
to assesshydrologicconditionsthat trigger landslides. yield
0*
2.2. Short-Term Behavior
at* + r o-;= 0, (20)
Short-termpiezometricresponsesto rainfall canbe assessed
by identifyingthe appropriatedimensionlesstime as t* - where
tDo/H2 andsubstituting
thisexpression
together
with(2), (3),
and(4) into (1). Then multiplication
of all termsbyH/gsat and Iz Co dK*
somealgebraicsimplificationyieldsa form of Richardsequa- P= cos
2aKzC($)d$* (21)
tion appropriatelyscaledto assess (x, y, H, t) in responseto
rainfall of shortduration(t << A/Do) is the normalized kinematic wave speed.The simplestnon-
trivial solutionof (20)
CoOt*= e2O--;-KL
* Ox* e sina * = Ft* - Z* (22)
C()0* [K*;
CoOt*= cs2a 02* IzOZ*
KzOKz*
1' (18) quenceswith varyingintensitiesand irregular durations,it is
necessaryonly to obtain a fundamentalsolutionof (24) that
describesthe response(Z, t) to rainfallof fixedintensityand
Equation (18) indicatesthat if soilsare sufficientlywet that
duration and to sum a seriesof responses.
g z --->Ksat and C() --> Co, the gravityflux term involving
An appropriatefundamentalsolutionof (24) obeysthe ini-
Iz/K z can be neglected,yielding a pressurehead diffusion
tial and boundaryconditions
equation
q,(z, o)= (z- dz)t, (25a)
0* CoKe*cos 2a 02*
at = C() aZ'2' (19)
inwhichthenormalized
diffusivity
is(CoK*z
cos
2a)/C (). On OZ(' t)=/3, (25b)
the otherhand,if soilsare sufficiently
dry thatKz << Ksat (i.e.,
K*z-->0), thediffusion
termin (18) canbeneglected,
andonly t<T
Initial (
Pressure
Distribution
-I- Rainfall
Input X
Response
Function ) =
Transient
Pressure
Distribution
whereT is the rainfalldurationandthe initial condition(25a) Significantsimplificationof (26a) and (26b) resultsfrom
assumesa steadystate pressurehead distributionlike that normalizationwith respectto Z. Divisionof all termsin (26a)
givenin (10a). This distributionis convenientlyexpressed in and (26b) by Z yields
terms of a steadywater table depth dz (measuredin the Z
Iz
direction),
andaconstant/,
where/= cos
2a - (Iz/Kz)steady.
Here(Iz/Kz)steady
= (Iz/Kz)cosa istheZ component
ofthe
Z(Zt<T)=/3(1
- a/z)
-- +zz
[R(t*)],
(27a)
t peak
2, andresponse
magnitudes
varyin almostexactpro- 1000 I I I
0.008
whereasFigure7b demonstrates that responses to the 12week .... t = 10min I X.. 'x 2..
rainfallinputare considerable at thisdepth.Predictedpressure 0.6
Table 2. Slope,Soil, and Rainfall PropertiesUsed to Generate Figures7, 8, 10, 11, 12, and 13
Property,Symbol,and Unit Minor Creek Landslide LandslideExperiment,June 23, 1998
Slopeproperties
Slopeangle(a), deg 15 31
Landslidedepth,vertical(Z), m 6 0.4
Steadystatewater table depth,vertical(dz), m 2 0.7 (concretebed depth)
Steadystateverticalwaterinflux(Iz/gz)steady 0.1 0
Soil properties
Soil composition in situ gravelyclay reconstitutedloamysand
Frictionangle(q0),deg 18 (residual) 38 (peak)
Cohesion(c), Pa 4000 500
Soilunitweight,wet (%), N/m3 22,000 19,000
Porewaterunitweight(7w), N/m3 9800 9800
Hydraulicconductivity
(Ksat), m/s 5 X 10-8 1 X 10-4
Hydraulic
diffusivity
(Do), m2/s 1 x 10-6 1 X 10-3
Rainfall properties
Rainfall intensity,vertical(Iz), m/s I X 10-7 (6 cm/week) 5 x 10-5 (18cm/hour),
1 x 10-4 (40cm/h)
Rainfall duration(T), s 864,000(10 days),7,257,600(12 weeks) 600 (10 min)
Normalizedproperties
Normalizedinfiltrationrate, vertical(Iz/Kz) 1 0.5, 1
Normalizedrainfall duration(T*) 0.09, 0.8 11
S (equation(33b)) 1.2 x 107 270
More detaileddescriptions of the two landslidescenariossummarizedhere are providedby Iverson[1984, 1986],Iversonand Major [1987],
Iversonet al. [1997],andReid et al. [1997].
= (28d)
Fc %Zsinacos
a
water
and q0is the soil friction angle,c is the soil cohesion,?s is the
flow
depth-averagedsoil unit weight, and 7w is the unit weight of
groundwater.Equations(28a)-(28d) avoidthe assumption of
slope-parallelgroundwaterflow, which is unnecessary and in-
appropriateif significantrainfall infiltration occurs[Iverson,
Figure 9. Schematicillustratingthe infinite-slopemodel of 1990,1991].Instead,the pressureheaddistribution(Z, t) in
slopestability,which assumesno variationof any quantityin (28c) determinesgroundwatereffectson slopestability.The
the x directionor the directionnormal to the page. positionof the water table is irrelevantmechanically(except
1906 IVERSON: LANDSLIDE TRIGGERING BY RAIN INFILTRATION
with transientgroundwaterpressureheadspredictsfactorsof
safetyat all depthsZ. The depthZ that first yieldsFS = 1
determinesthe depth of landsliding,which may vary in re-
sponseto different rainfall inputs.
Figures10 and 11 depictfactorsof safetyFS(Z, t) calcu-
latedfrom (29a)-(29c)usingthe pressure headconditions de-
picted in Figures 7b and 8b (amendedto restrict pressure
headsto valuesno higherthanthe/3 line).Table2 summarizes
4 {......-
/
" \t=4weeks-
!/ //., t= 8 wks
the soil mechanicsparametersusedfor eachcalculation(de-
rivedfrom independentmeasurements reportedbyIversonand
Major [1987] and Iversonet al. [1997]).The resultsshownin
Figures10 and 11 illustratethe greatrangeof conditionsthat
can lead to rainfall-triggeredlandsliding.Not only does the
timing of landslidingillustratedin the two figuresdiffer by
0.9 1.0 1.1 1.2 1.3 1.4 manyordersof magnitude,but the styleof the rainfalltrigger
differs as well.
Factorof Safety, FS Figure 10 predictsthat seasonalmotion of Minor Creek
Figure 10. Factorsof safetypredictedby equations(29a)- landslideresultsfrom slowpressureheadincreasesand grad-
(29c) usingthe pressurehead distributions
for Minor Creek ual water table accretion,as describedby Iversonand Major
landslidedepictedin Figure7b (T = 12 weeks,Iz/Kz = 1) [1987].The conditionFS = 1 is satisfiedfirstat the landslide
in combinationwith soilmechanicsparameterssummarizedin base (-6 m depth) and slowlyspreadsupward.Factorsof
Table 2.
safetydo not drop muchbelow 1, however:a conditionthat
favorsslowlandslidemotionif soilresistanceincreasesslightly
with increasingdeformation.
insofaras it might subtlyinfluence%) if the pressurehead In contrast,Figure11 predictsthat duringintenserainfallon
distribution is known. prewettedsandysoils,slopefailure can resultfrom positive
When rainfalloccurs,the factorof safetydefinedby (28a)- pressureheadsthat developfirstnearthe groundsurfaceand
(28d)variesas a functionof depthandtime, andit is conve- spreadrapidlydownward.Scenarios like that shownin Figure
nientto splitthe factorof safetyinto a time-varyingcomponent 11 favorabrupttriggeringof shallowlandslides asdescribedby
FS' and steadybackgroundcomponentFSo, as envisagedby Reidet al. [1997],ratherthan deeper-seated landslidingdueto
Terzaghi[1950], water table accretion.
[R(t*)]
R(t*- T*)] t*
[R(t*)- t*-<
> T*
T*. (30) 0.6-
.{JR(t*)]
JR(t*) - R(t* - T*)] t* > T*, (32)
Table 2.
03 0.00
1.0
4. Discussion
Figure 14 summarizesrelationships betweenthe hydrologic
I I I I and landslideprocessesdescribedabovefor two archetypical
13. -0.01 0.5
cases.The figure juxtaposescurvesthat show how pressure
2.5 headresponses R (t*) and factorsof safetyFS coevolvewhen
I:Z: 0.05 I I I
currentmodelsthat predictlandslidingas a functionof steady Iverson,R. M., and J. J. Major, Rainfall, groundwaterflow, and sea-
sonal motion at Minor Creek landslide, northwestern California:
statehydrology,and it doessowith a minimum of added data
Physicalinterpretationof empiricalrelations,Geol. Soc.Am. Bull.,
requirements.The model alsoprovidesinformationfor assess- 99, 579 -594, 1987.
ing ratesof postfailurelandslidemotion,therebyrefininghaz- Iverson, R. M., M. E. Reid, and R. G. LaHusen, Debris flow mobili-
ard forecasts. zation from landslides,Annu. Rev. Earth Planet. Sci., 25, 85-138,
1997.
Larsen, M. C., M. T. Vfisquez Conde, and R. A. Clark, Landslide
Acknowledgments.Discussions with Mark Reid helped motivate hazardsassociated with flash-floods,with examplesfrom the De-
thiswork. Commentsby Mark Reid, Alan Howard, Gerald Wieczorek, cember, 1999 disasterin Venezuela,in Copingwith Flash Floods,
and StephenLancasterhelped improve the manuscript.Landslide editedby E. Gruntfestand J. Handmer,NATO ASI Ser.,in press,
experiments at the USGS debrisflow flumebenefittedfrom the par- 2000.
ticipationof manypeople,especiallyRichardLaHusen,MatthewLo- Leroueil, S., and M. E. S. Marques,Importanceof strain rate and
gan, Mark Reid, Dianne Brien, Neal Iverson,and Janet Mann. temperatureeffectsin geotechnicalengineering,in Measuringand
ModelingTimeDependentSoilBehavior,editedby T. C. Sheahanand
V. N. Kaliakin, pp. 1-60, Am. Soc.of Civ. Eng., New York, 1996.
Montgomery,D. R., andW. E. Dietrich,A physicallybasedmodelfor
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1910 IVERSON: LANDSLIDE TRIGGERING BY RAIN INFILTRATION