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Decision Support Systems in Water Resources

Management
Faridah Othman 1 and Mahdi Naseri 2
1
Department of Civil Engineering, Faculty of Engineering, University of Malaya
2
PhD Student of University of Malaya, Academic Staff of University of Birjand
University of Malaya, 50603 Lembah Pantai, Kuala Lumpur, Malaysia
Email: faridahothman@um.edu.my 1
m_naseri20@perdana.um.edu.my 2

Abstract: The methods and technologies for planning and management of water resource systems have matured
over the past decades. However, relatively few of them have been actually and regularly applied in real world
decisional processes. Developing decision support systems for water resource applications is a complicated and
challenging task. The objective of this paper is to study of the application of decision support systems in water
resources management. The paper is divided in three parts. In the first part, the general definition of reservoir and
Decision Support System (DSS) is presented. The second discussion is devoted to a literature review of DSS related
to water resources management. And finally, two case studies of DSS are presented.

Keywords: Decision Support System, water resource, reservoir.

1. INTRODUCTION water supply, low flow augmentation, hydroelectric power


generation, navigation, and recreation. There is a multitude of
In the early days of system analysis the focus was on decision problems ranging from determining optimum
providing tools for optimization, modeling and simulation for reservoir storage capacity to selecting optimal reservoir
use by experts (Bruen, 2008). In fact water resources system operating policies (Simonovic, 1992). Complex mathematical
faced with different problems (environmental, social, descriptions need for different problems and conflicting
political, and economical) and different people deals water reservoir purposes.
resources systems operating. Hence, an appropriate methods The decisions variables, objective functions , and
and tools are needed to facilitate decision making processes in constraints vary for different types of reservoir problems
water resources planning and management and to provide (Simonovic, 1992). A proper formulation for these problems
support in negotiations with water users. need a trade-offs between conservation purpose (municipal
and industrial water supply hydro electric power generation ,
2. RESERVOIR irrigation, etc) and recreation ,flood control and environment
effects reservoir problems are due to uncertainty in
The most important elements of complex water resource hydrologic parameters.
systems are reservoirs. They are used for enhancing waters Reservoir problems contain inherent uncertainty.
ability to generate hydropower and for spatial and temporal Another important characteristic of reservoir inflow and other
redistribution of water quantity and quality. hydrologic variables deal reservoir operation. Regarding
above mentioned making decision is one of the most
2.1 Reservoir Characteristics important Parts of optimal reservoir operations.

By building a dam, storage created may be used water


conservation such as municipal, industrial, and agricultural
________________________________________
:Corresponding Author
Tel. +60172357091 (Mahdi Naseri)
E-mail address: m_naseri20@perdana.um.edu.my

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2.2 Reservoir Purposes that are poorly or insufficiently structured (Guariso and
Werthner, 1989).
Generally, in large multi-purpose reservoir, the total Sprague and Carlson (1982) presented definition of DSS:
reservoir storage is divided into three major portions: (1) the interactive computer based system that help decision makers
dead storage; (2) the active storage; and (3) the flood control utilize data and models to solve unstructured problems.
storage. The active storage capacity is the major source of According to bruen (2008), definition of DSS: all
different water demands (municipal, industrial, and irrigation decision on policy and measures requires the system
water supply). The flood control storage capacity is used to approach to decision making and a computer-based decision
conservation of downstream against flood damage by support system with multi-criteria analyses capability. It must
reduction of flood peaks. have access to the best information on available measures and
it must be able to interact with stakeholders and to incorporate
2.3 Reservoir Management and Operations them in the decision analyses.
kok and wind (2003) present a define to DSS as: DSS is
During the last 30 years one of the most important effort a computerbased system which helps decision makers to
on water resource studies is the development o optimization confront ill-structured problems through direct information
techniques and models for planning and management of with data and analyses models.
complex water resources systems. These models may involve According to Simonovic and Bender (1996), specific
hundreds of decision variables and constraints. A set of requirements of a DSS for sustainable management of water
feasible solution is determined using those techniques to meet resources are: problem identification, problem formulation,
the objective functions in the mathematical, optimization adaptability, facilitation, and interaction.
model. Jamieson and Fedra (1996), declared the aim has been to
develop a comprehensive DSS for river basin planning,
3. Decision Support Systems Definitions capable of addressing a wide spectrum of issues such as the
following: determining the limits of sustainable development;
The concept of Decision Support Systems (DSS) evaluating the impact of new environmental legislation;
emerged in the 1970s when it was proposed for computerized deciding what, where and when new resources should be
systems providing assistance in dealing with semi-structured developed; and assessing the environmental impact of water
and unstructured problems (Mysiak et al., 2005). related developments.
Development of DSS is closely related to computers. The area Despite the numerous DSS developed for waters
of DSS has expanded by rapid development of computers resources management, the need to further develop decision
technology and related research. support tools in this field is widely recognized.
Definitions of DSS in the field of water resources have
provided in different texts and papers and even defined in 4. Application of Decision Support System in
different ways depending on the authors point of view (Barsa Water Resources Management
and Grusseb, 2008).
The DSS has four primary characteristics: (Mittra, 1986) The decision variables, objective functions, and
1) It helps decision-makers at the upper levels. constraints vary for different types of reservoir problems.
2) It is flexible and responds quickly to managers questions. Reservoir problems contain inherent uncertainty. The random
3) It provides what if scenarios nature of reservoir inflow and other related hydrologic
4) It takes into account the special requirement of decision variables is another important characteristic of reservoir
makers. analysis. The concept of reservoir reliability is probably one
A general definition of DSS was provided as: of the most important aspect involved in making meaningful
Computer-based tools having interactive ,and modeling decisions regarding reservoir conservation storage and release
characteristics to address specific problems and assite policies (Simonovic, 1992). He discussed a decision support
individuals in their study problems and search for solution of system model namely REZES. REZES, is an intelligent
their management problems (Loucks and Docosta, 1991). decision support system for reservoir analysis. In this model
Another definition focus on the main purpose of such the reservoir analysis process is divided into four major
system: the support to decision makers in solving problems phase: (1) problem identification and formulation, (2) model

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selection, (3) data preparation and computation, and (4) was under design: several water offer prices were investigated
presentation and evaluation of result. as well as some water demand prices. The main water sources
A decision support system to determine reservoir investigated were: bulk surface water, groundwater
releases in an uncertain environment during the dry season (crystalline or sediment bedrock) and reuse water. The first
was developed by Huang (1996). This model consists: (1) a phase of the DSS design is the base studies phase, when unit
hydrologic model: that forecasts long-term inflows to the costs for several water offer possibilities are calculated for the
reservoir. (2) An optimization model: dynamic programming eleven hydrographic regions. The second phase, called
(DP) is applicable to this case to identify feasible solutions. algorithm design, consists on the analysis of the constraints in
For a given inflow hydrograph predicted by the the pilot areas, as well as the formal design of the decision
aforementioned hydrologic model, a sequence of releases in support system itself. The third and last step is the
the dry season from reservoir is solved by (DP) where the application.
releases are decision variable. (3) a fuzzy decision model: Novak and Ragsdale (2002) introduced a decision
because a solution that is the best in the final choice is of support methodology for solving stochastic multi-criteria LP
concern, the fuzzy decision model was linked to the problems and provides an example of how Microsoft Excel
optimization model through the choice among noninferior can be used to implement this methodology. The flexibility
solution. provided by Visual Basic for Applications (VBA), allows
Simonovic and Bender (1996) declared, evaluation developers and practitioners to write code directly in Excel
criteria in decision support systems are usually expressed in a modules and worksheets using the Visual Basic editor
very abstract form, for example, maximization of net benefits, included with Excel. VBA statements can be written to
minimization of negative environmental effects, perform both complex and simple mathematical functions and
maximization of social well-being of people, etc. Also formatting within an Excel workbook.
Sustainable water-resource management was divided to a The Environmental Impact Assessment procedure can be
number of semi-structured and non-structured problems by formalized in a five-stage toward decision support system as
Simonovic and Bender (1996). A management problem which follow, (1)Indicator specification: the strategic goals are
can be well formulated in an algorithmic way (a computer translated into operational criteria and the latter into physical
program) is called well structured. Decisions in this case are and economical indicators, which can be then quantitatively
straightforward because alternative solutions are known. If computed. The operational criteria reflect concerns and
the management problem involves lack of data or knowledge, priorities of the stakeholders, they should be defined by
non-quantifiable variables, and a very complex description, interacting with them. (2) Model identification: the
then it is called semi- or non-structured. components (catchments, reservoirs, channels, water users,
Reitsma (1996) discussed a decision support systems etc.) associated with a given structural configuration of the
(DSS) model on Colorado River. In the case of the Colorado water system are described by mathematical models. (3)
River, the overall approach has been decomposed into six Alternative identification: all the feasible structural and/or
aspects or layers. The layers, although sometimes normative actions are first quantified and then combined in all
interacting in very complex ways, separate the management possible way. (4) Alternative evaluation: for each alternative,
of the Colorado River into different spheres of influence, each the values of the indicators are assessed by simulating the
governed and represented by its own set of authorities. behavior of the system. (5) Alternative comparison and
Perhaps the most powerful set of constraints with which the negotiation: the preference systems of the stakeholders are
Annual Operating Plan (AOP) has to comply is represented identified. Then, the alternative proposals are compared
by the legal layer, comprising relevant laws, court decrees according to multi-attribute and negotiation aid techniques.
and treaties. These are backed by federal and inter-state All these actions help the decision maker to select a
authorities and cannot be changed by AOP participants compromise decision (Soncini-Sessa et al., 2003).
themselves. Quinn and Hanna (2003) described the development of a
Araujo, de Abreu et al. (2000) prasnted An important comprehensive flow and salinity monitoring system and
decision procedure model that is expected when long-term application of a decision support system (DSS) to improve
water stress is found in a certain region: what should be done, management of seasonal wetlands in the San Joaquin Valley
increase water offer (how much, where...), decrease the of California. The rationale for developing a DSS was to
demand (how much, where...) or a combination of both? To provide a set of analytical tools that assist in computation of
help answer that question a Decision Support System (DSS) The Grassland Water District wetland water requirements,

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estimation of wetland salinity load in seasonal wetlands and improve dissolved oxygen concentrations. The third part is
in the selection of best management practices. the graphical user interface, which facilitates the computer
Simon et al. (2004) compared two decision support simulations and posting of the forecasted dissolved oxygen
system models which are designed to obtain a clear decision. and remedial measures to a stakeholder group for
Nine scenarios were characterized by four indicators: 1- (Q) implementations. The purpose of the GUI is to assist
reduction of the discharge in a river section, 2- (P) difference stakeholders who make operational decisions, manipulate
of phosphorus from target concentration, 3- (N) concentration icons or menu options that represent application software,
of total nitrogen, and 4- (S) short-term pollution. Participation files containing data, and/or operating system commands.
of the stakeholders is implemented in two ways. First by a Pallottino et al. (2005) applied the scenario analysis
weighting scheme of the indicators, which implements the framework to water resources problems and investigate its
stakeholders defined importance of indicators in the process effectiveness with respect to traditional approaches. Scenario
of decision making. Second, by the selection of a preference analysis can model many real problems where decisions are
function for each indicator. The preference function maps the based on an uncertain future, whose uncertainty is described
range of indicator values to the interval [0, 1]. by means of a set of possible future outcomes, called
Chandramouli and Deka (2005) developed a decision scenarios. Their proposal is to embed an evolution of the
support model (DSM) using the artificial neural networks water resources scenario analysis tool into a DSS that allows
(ANN) for optimal operation of a reservoir in south India. The in depth investigation of the robustness of the solution and, if
DSM developed is a combination of a rule based expert necessary, refinement of decisions. Moreover, the proposed
system and ANN models, which are trained using the results DSS allows weight tuning phases that the water resources
from deterministic single reservoir optimization algorithm. A manager can use to refine the relative importance that he
simulation model uses the rules derived by the different should assign to each single scenario.
DSMs according to users choice for every fortnight. The Bruen (2008) briefly traced the on-going movement of
selected DSM that is linked to the simulation model will give decision support methodology and the associated computation
the decision for the release during that time period. tools from a position in which they were complex and
Decision support system has been developed since the required specialist users and stand-alone computers to a
1970s to help tackle semi-structured and unstructured position in which the complexity is hidden behind easy-to-use
decision problems. Despite their popularity, the success of Graphical User Interfaces. He believe the classical paradigm
DSS development is uncertain and many computerized for such a systematic approach to decision making contains
decision-support tools have failed when dealing with complex the following five steps: 1) Definition of objectives 2)
and unstructured problems (Mysiak et al., 2005) They Establish measures of effectiveness 3) Generation of
described the development methodology and progress of alternatives 4) Evaluation of alternatives 5) Decision or
mDSS, a decision support system model for water resource recommendation.
management, namely MULINO. This DSS model consist of Barsa and Grusseb (2008) presented a method based on a
three part, the first prototype of mDSS (mDSS1) implemented participatory approach involving a decision support system
the user interface, In the second mDSS release (mDSS2), and a simulation game to improve discussions between
decision methods dealing (at a simple level) with preference stakeholders and to facilitate the emergence of acceptable
uncertainty and the aggregation of group preferences, and The compromise solutions. They identified three main actors in
final decision (choice) may be analyzed through numerical the study zone who had different interests: the dam
and visual approaches. administrator, who had to balance his accounts and is
Quinn, Jacobs et al. (2005) designed a decision support interested in water consumption and water pricing; the
system and implemented over the next three years to assist in manager of the sugar factory, who was interested in the
the control and management of episodes of low dissolved quantity of sugar beet produced; and finally, the farmers, who
oxygen (DO) in a Deep Water Ship Channel (DWSC), located were interested in improving their income. In addition,
near Stockton, California. The DSS integrates three extension services provided data collected at the farm level
information technology functions. The first part is the that corresponded to more intensive production. To facilitate
collection and management of data on flow, pollution loads negotiation between the three actors, they established
and water quality. The second part is the simulation model different scenarios with different cropping plans and different
which can forecast critical dissolved oxygen depletion in the levels of intensification.
DWSC and determine management actions necessary to

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5. Case studies

Two case studies as examples have been selected for


presentation: 1) management of the water resources system of
Athens using DSS, and 2) DSS for optimal management of
irrigated area in Tunisia. The case studies are intentionally
short to avoid exceeding of the article.

5.1 Case study 1

5.1.1 Description of the problem

A DSS study was done by koutsoyannis et.al. (2003) for


management of the water resource system of Athens. The
Athenss water resource system is a complex system. The
system covers an area of around 4000 km2 and includes
surface water and ground water resources. In this area there is
four reservoirs, 15 pump station, more than 100 boreholes and
four water treatment plants (WTP).
The main objective of the system is to provide water to
the Greater Athens area through the four WTP. Each WTP
serves one subarea of Athens. The water demand of Greater
Athens increase annual. Due to a long period of drought and
facing to the water deficit the government forced to take sever
measures in order to reduce water consumption. A
considerable increase in the water price, some management
measures reduced water consumption by a third. Fig. 1: The components of the DSS for the management of the
The water resource system also supplies other uses such Athens water resource system. (Koutsoyiannis et al.,
as agricultural and water supply to nearby towns and 2003)
environment demand of river. The normal operation of the
water resource system relies to several decisions, which are
concerned with different allocations to the demands from the The model can give answers to questions such as the
different reservoir or groundwater resources and conveyance fallowing:
of water through the different conduit branches. Hence What is the maximum total withdrawal from the
operation rule curve and optimal water allocation schedule is hydro system, for a given hydrologic regime and a
needed. given reliability level?
What is the minimum failure probability in
5.1.2 DSS components and application achieving a given set of operational goals, for a
given hydrologic regime?
The DSS for the management of the Athens water What is the minimum cost to achieve a given set of
resource system consists of several components. Three of the operational goals, for a given hydrologic regime and
basic components, namely the database, the GIS, and the a given reliability level?
telemetric system compose the information subsystem of the What are the consequences of modifications in the
DSS. Two other components, the stochastic hydrologic hydro system, and the impacts of different
simulator castalia and the hydro system simulator and management policies or hydro climatic scenarios?
optimizer hydronomys, contain the models of the DSS How could the system respond to unusual events
(Fig.1). The DSS procedure steps are as fallow: such as conduits damages or an intense increase of
1) Stochastic simulation and forecasting of hydrologic inputs. water demand for a specific period?
2) Simulation and optimization of the hydro system.

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Simulation Tunisia is located on the southern shore of the Mediterranean


Sea and the Tunisia government is especially concerned about
The system simulation model represents the operation of water management because it is reaching the limits of its
the hydro system in an accurate manner, handling all physical resources. In the past, the Tunisian government invested
constraints and trying to satisfy the operational targets that are heavily in irrigation and today its main efforts are focused on
imposed from the manager of the system. Applying model, a improving management of its irrigated area. It should be
number of operational targets can be defined by the user from noted that, in an irrigated area, with the disappearance of
one of the following categories: subsidies and a slight increase in the price of water, farmers
Water consumption targets (water supply, irrigation incomes decrease. In the study area, the cultivation of sugar
etc,). beet was formerly encouraged. This crop is a big water
Minimum flow preservation and maximum flow in consumer with no competitive production costs. The total area
selected aqueducts and time periods. under sugar beet was 4900 ha and comprised 1500 farmers. In
Minimum and maximum reservoir storage. such a system, the interests of the different actors
In this stage decision maker can impose different decision and (administration, sugar factory, dam manager and farmers)
run the model, if the result do not satisfy operational targets, diverge over time. Administration wants to increase sugar
the manager can change and manipulate the parameters. production and improve water availability. Dam
administrators must manage the water resources and restrict
Optimization use to avoid shortages and to obtain satisfactory revenues.
The sugar factory must ensure its supply of sugar beet.
Knowing the desired release values may not be sufficient Farmers want a better income. The Tunisian government
for the specification of all systems flux variables because the prefers to valorize water resources in a more general way. To
flows in the network can be conveyed via multiple paths, each build a negotiation framework for production choices in
one having a different cost. Therefore, a flow allocation accordance with water availability, different potential
problem arises, demanding to strictly satisfy all the physical solutions have to be evaluated before searching for negotiable
constraints of the system, handling all the operational targets solutions. To facilitate the dialogue between the different
according to a predefined priority series and minimize the stakeholders, Olympe model was used to design an area
total water conveyance cost. Fig. 2 shows the flow chart of model to simulate different scenarios.
the optimization process.
5.2.2 DSS components and application

Olympe software (Attonaty et al., 2005) can integrate


both economic and technical aspects (e.g. crop management)
of farm operations and externalities (e.g. nitrate leaching).
Modeling with Olympe (Le Bars and Snoeck, 2007) enables
the consequences of different scenarios envisaged by the
farmer or by the authorities to be forecast (Fig. 3). Using a
model that simulates the consequences of certain aspects of its
management enables the model to learn and modify or
confirm its decision parameters. Consequently, it can evaluate
Fig. 2: Flow chart of the optimization process. (Koutsoyiannis the relevance of its parameters with regard to its projects and
et al., 2003) to the future development of the farm concerned. This tool
allows us:
To obtain a database on operating systems;
5.2 Case study 2 To evaluate the consequences of investing in,
getting rid of, or adding an input/output per crop, a
change in a crop schedule, a change in crop
5.2.1 Description of the problem management, etc;
To enter unknown factors in the simulation and to
A DSS model for optimal management of irrigated area
assess the consequences of unforeseen events for the
in Tunisia was developed by (Bars and Grusseb, 2008).

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results of the project (price fluctuations, climatic levels of intensification were simulated. The summary results
factors, changing market trends). reveal the advantage of intensification for the sugar factory
and for the water supplier, who both increase their revenues.
However, the water supplier faces the risk of not being able to
provide the amount of water needed every year. In contrast,
farmers who are obliged to intensify their crops do not benefit
from their efforts as their income increases very little.

Scenario 2: sugar beet is no longer grown.


Following the first simulations, the farmers and the dam
administrator questioned the interest of continuing to grow
sugar beet. To this end, with local agronomists lists of
different crop rotations including pulses and field vegetables
were drew up. The results, showed a considerable decrease in
water consumption. The dam administrator is interested in
this solution because his income is slightly lower and he can
consider selling water to other irrigated zones. Farmers are
Fig. 3: Modeling under Olympe and co-construction of the also interested as they discover that not growing sugar beet
model. (Bars and Grusseb, 2008) does not decrease their income very much. The results of
these simulations demonstrated the interest of intensification.

The Olympe software allows groups of farms to be Scenario 3: consequences of different levels of intensification
constructed by a matrix made of the number of farmers Two levels of intensification with different cropping
classified as one type. The simulator acts by highlighting the plans were simulated. The results showed the interest of
impact of changes on the crops or management methods but intensifying or no longer growing sugar beet for the dam
does not allow the strategies and courses of action of the manager and for farmers. To survive, the sugar factory has to
various stakeholders to be represented. In order to model the increase sugar beet prices, but cannot do so without
complete operation of the system, it is important to decreasing its production costs or receiving a big grant-in-aid.
understand and formalize the stakeholders rules for decision- The increase in sugar price would entail a loss of its outlets.
making as well as the laws that govern these rules. the
different types of years were qualified, not only by rainfall Scenario 4: sensitivity of price variations.
amount but also by the water resources available in the dam. The above-mentioned results were directly produced by
In order to allocate frequencies to these years, rainfall records the model. But they were based on price hypotheses and are
for 33 years were analyzed. Three main actors in the study therefore questionable. Another simulator function to perform
zone who had different interests were identified: the dam a sensitivity analysis was used: the gross product from other
administrator, who has to balance his accounts and is crops was progressively decreased until the results achieved
interested in water consumption and water pricing; the with sugar beet were reached. This analysis showed that for
manager of the sugar factory, who is interested in the quantity the different intensive variants the sensitivity is weak: the
of sugar beet produced; and finally, the farmers, who are gross product has to be reduced by 3145% with
interested in improving their income. In addition, extension intensification to obtain the same income as with sugar beet.
services provided data collected at the farm level that For an outside observer, the results seem clear; sugar beet
corresponded to more intensive production. To facilitate should no longer be grown. In practice, the decision is
negotiation between the three actors, different scenarios with incumbent upon the local actors: the model only offers
different cropping plans and different levels of intensification elements for negotiation. It is based on a farm typology and a
were established. detailed analysis. The design of a global model of the zone
and its validation by comparison to existing global data
Scenario 1: intensification in sugar beet cultivation. showed the limits of individual interviews and
The sugar factory plays an important role in this region complementary interviews concerning the actual cropping
and is trying to increase sugar beet yield. Different more areas and irrigation practices were in fact required. Once this
intensive techniques are known but require more water, and model was satisfactorily validated, it was interrogated, and
this presents problems. Different scenarios with increasing

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informed the different actors of the progressive consequences KOUTSOYIANNIS, D., KARAVOKIROS, G.,
of changes in crop rotation and in levels of intensification. EFSTRATIADIS, A., MAMASSIS, N., KOUKOUVINOS,
A. & CHRISTOFIDES, A. (2003) A decision support system
for the management of the water resource system of Athens.
hysics and Chemistry of the Earth, 28, 599-609.
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AUTHOR BIOGRAPHIES

Faridah Othman is a senior Lecturer in Department of Civil


and Environmental Engineering, Faculty of Engineering at
University of Malaya. She received a Doctoral Degree from
the University of Newcastle Upon Tyne, UK in 2001. Her
field of specialization is computational and environmental
hydraulics, flood and urban drainage, water supply and
distribution network, and river modeling. Her email address is
faridahothman@um.edu.my

Mahdi Naseri is a PhD student in Department of Civil and


Environmental Engineering, Faculty of Engineering at
University of Malaya and academic staff of University of
Birjand His email address is
m_naseri20@perdana.um.edu.my

Nusa Dua, Bali INDONESIA December 3rd 5th, 2008


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