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COMMENT AND REPLY
COMMENTON BONILLA-SILVA,ASR, JUNE 1997 three critical pitfalls: (1) confounding cat-
egories with groups, (2) reifying "race,"and
IS "RACE" ESSENTIAL? (3) maintaining the unwarranted analytical
distinction between "race" and "ethnicity."
Mara Loveman These three flaws undermine the usefulness
Universityof California, Los Angeles
of his "racialized social system" framework
for improving our understanding of histori-
In his recent article in the American Socio- cal and contemporary meanings of "race"
logical Review, Eduardo Bonilla-Silva and consequences of "racism."
(1997, henceforward EBS) argued that "the To avoid these pitfalls and to understand
central problem of the various approaches to more fully how "race"shapes social relations
the study of racial phenomena is their lack and becomes embedded in institutions,
of a structuraltheory of racism" (p. 465). He "race"should be abandoned as a category of
identified several limitations of existing ap- analysis. This would increase analytical le-
proaches, including the tendency to treat rac- verage for the study of "race" as a category
ism too narrowly: as psychological and irra- of practice.2 To improve our understanding
tional (as opposed to systemic and rational); of "racial" phenomena we do not need a
as a "free-floating" ideology (as opposed to "structuraltheory of racism" but rather an
structurallygrounded); as a historical legacy analytical framework that focuses attention
(as opposed to a contemporary structure);as on processes of boundary construction,
static and epiphenomenal (as opposed to maintenance, and decline-a comparative
changing and autonomous); as evident only sociology of group-making-built on the
in overt behavior (as opposed to both overt Weberianconcept of social closure.
and covert behavior). EBS believes that a
structuraltheory of racism based on the con-
CATEGORIES
cept of "racialized social systems" can over- CONFOUNDING
come these shortcomings (p. 469). WITH GROUPS
Although I agree completely with EBS The first major pitfall of the framework EBS
about the importance of improving our un- proposes is that it treats as natural and auto-
derstanding of the causes, mechanisms, and matic the move from the imposition of racial
consequences of "racial phenomena,"l I ar- categories to the existence of concrete
gue that his "structuraltheory of racism" is groups that embody those categories.
decisively not the best analytical framework "Racialized societies" are defined as "soci-
for accomplishing this goal. The utility of his eties in which economic, political, social,
theoretical framework is undermined by and ideological levels are partially structured
by the placement of actors in racial catego-
*
Direct correspondence to Mara Loveman, ries or races" (p. 469). "Race" thus seems to
UCLA Department of Sociology, 2201 Hershey be used as a synonym for "racialcategories."
Hall, Box 951551, Los Angeles, CA 90095-1551 EBS, however, does not maintain this ana-
(mloveman@ucla.edu). For their insightful com- lytical usage of "race."In his next paragraph,
ments and helpful suggestions, I thank Rogers he argues: "In all racialized social systems
Brubaker, Rachel Cohen, Jon Fox, Peter the placement of some people in racial cat-
Stamatov, Lofc Wacquant, Roger Waldinger, and egories involves some form of hierarchy that
ASR's anonymous reviewers. I gratefully ac- produces definite social relations between
knowledge support received from the Mellon
Foundation's Program in Latin American Sociol-
2
ogy. Refering to "race" as a category of practice
1It should be clear from this that I oppose the does not imply in any way that "race" is merely
claim made by some theorists that "race" is no epiphenomenal, just as recognizing that "race"is
longer relevant and should not be a focus of so- a social construction does not imply in any way
ciological analysis. that it is not real in its consequences.
892 AMERICAN SOCIOLOGICAL REVIEW
the races" (p. 469). Clearly, "racial catego- Although EBS is correct in arguing that the
ries" and "races"have ceased to be synony- socially constructednatureof "race"does not
mous-"racial categories" have produced make it less than "real,"his framework does
"races"in an entirely different sense. not recognize the variability and contingency
EBS thus uses the term "race"analytically of the "real" consequences of "race" as, in
to mean both "racial category" (p. 469) and Bourdieu's (1990) terminology, a principle of
"racialized social group" (p. 471). The prob- vision and division of the social world. On
lem is not simply that the conceptual frame- the one hand, EBS writes of "the classifica-
work employs this dual analytical under- tion of a people in racial terms" (p. 471) as if
standing of "race,"but that it hinges upon the a bounded, clearly demarcatedgroup existed
analytical conflation of "race" as category objectively, "out there,"before the process of
with "race" as social group. This conflation categorization. Categories sometimes may be
appearswarranted,given the assumption that superimposed on already recognized and op-
racial categories both create and reflect the erative social boundaries, and perhaps may
experienced reality. According to EBS, cat- change their meaning without altering their
egorization into "races"--or "racializa- content. But they also may create new divi-
tion"-engenders "new forms of human as- sions, making possible the emergence of
sociation with definite status differences." "peoples"who had not previously recognized
After racial labels are "attached" to a themselves, nor had been recognized by oth-
"people," "race becomes a real category of ers, as such (Hacking 1986; Horowitz 1985;
group association and identity" (pp. 471-72). Petersen 1987).
Although this may be the case in particu- On the other hand, the extent to which
lar contexts in particular historical periods, "race"becomes a basis of group association
it is not axiomatic that membership in a cat- and identity as a consequence of imposed ra-
egory will correspond directly to experi- cial categorization is historically variable.
enced group boundaries or social iden- Again, this point raises the question of the
tities.3 The extent to which categories and relationship between imposed categories, the
groups do correspond,and the conditions un- identity of the categorized, and experienced
der which they do so, should be recognized groupness (Jenkins 1994). EBS's analytical
as important theoretical questions that are framework may permit such contingency
subject to empirical research (Jenkins during the initial process of racialization;
1994).4 By adopting a conceptual framework within a "racialized social system," however,
that fails to maintain the analytical distinc- it provides no leverage for exploring the
tion between category and group, classifica- variable relationship between categories,
tion and identity, such potentially rewarding identities, and the "groupness" experienced
avenues of research and theorization are because the analytical distinction between
foreclosed. categories and groups is not maintained.
3 This observation is not new. As Weber EBS points out that "races" are socially
([1922] 1968) explained, constructed, and therefore that "the meaning
and the position assigned to races in the ra-
It is by no means true that the existence of com-
mon qualities, a common situation, or common
cial structureare always contested" (p. 472).
modes of behaviorimply the existence of a com- In this formulation, however, the groupness
munal social relationship.Thus, for instance, the of the actors in a "racialized social system" is
possession of a commonbiological inheritanceby assumed. By definition, "races"exist as col-
virtue of which persons are classified as belong- lective actors in a racialized social system
ing to the same 'race,' naturallyimplies no sort (even if, at some moments, nonracial-class
of communalrelationshipbetween them. (P. 42)
or gender-interests are the primaryfocus of
Generations of Marxist scholars also have their attention). Contention occurs over the
grappled with this issue in efforts to theorize the meaning (positive/negative stereotypes) and
relationship between "class-in-itself' and "class-
for-itself."
the position (subordinate/superordinate) of
4 In some cases, analysis of processes of cat- different "races," not over the existence or
egorization may reveal more about the categor- operation of racial boundaries themselves
izers than the categorized (Jenkins 1994:207; (Barth 1969; Roediger 1991). "Racial" poli-
Stuchlik 1979). tics entail struggles over boundaries;this fact
COMMENT AND REPLY 893
is not broughtinto focus by an analytical lens The limitations of this reified conceptual-
that treats the existence of bounded, racial- ization of "race" become readily apparent
ized collective actors-races-as the logical when EBS addresses the problem of "race"
(natural?) outcome, as well as the defining in Latin America. He suggests that in coun-
characteristic,of "racialized social systems." tries such as Brazil, Cuba, and Mexico, "race
has declined in significance," but that these
countries "still have a racial problem insofar
REIFYING "RACE"
as the racial groups have different life
After conflating racial categories with racial chances" (p. 471). "Race" is treated as a
groups, it is only another small step to ob- "thing" in this formulation; in addition, it is
jectifying "races" as races. In racialized so- treated as the same "thing" in each of these
cial systems-societies that are partially places as in the United States. It is conceptu-
structuredby the placement of actors in ra- alized as varying in salience or importance,
cial categories-races exist. Indeed, this is so but not in meaning. EBS himself criticizes
by definition in the conceptual language used other approaches for failing to recognize the
(racial categories = racialized social groups change over time in the meaning of "race"in
= races). The analytical frameworkproposed the United States. Yet his own analytical
by EBS thus depends on the reification of frameworkforecloses the possibility of com-
"race";races are real social groups and col- parative analysis of the varied meanings of
lective actors. "race" across time and place, and of the re-
EBS seems to recognize this problematic sulting variability in its consequences for so-
aspect of his conceptual framework, which cial organization and domination.
accounts for his comment in a footnote that As one example, reification of "race" ob-
''races (as classes) are not an 'empirical scures the problematic nature of the claim
thing'; they denote racialized social relations that in Brazil the "racial groups have differ-
or racial practices at all levels" (p. 472, from ent life chances" and hence different objec-
Poulantzas 1982:67). This disclaimer, how- tive "racial interests." This assumption
ever, is in profound tension with the clashes with the experience of political ac-
conceptualization of races as social groups tivists of the movimento negro, whose first
with particular"life chances" and as collec- and most challenging task in mobilizing
tive actors with "objective racial interests" people around "race" in Brazil has been to
(p. 470). As EBS explains, "Insofar as the make people think in "racial" terms so that
races receive different social rewards at all they might "see" why and how "race" mat-
levels, they develop dissimilar objective in- ters in their lives. Central to this goal have
terests, which can be detected in their been efforts to encourage Brazilians to cat-
struggles to either transform or maintain a egorize themselves according to a dichoto-
particularracial order"(p. 470). mous understandingof "race"-based on the
Preempting the criticism that "races" U.S. "model"-that does not automatically
themselves may be stratified by class and or obviously resonate with their own experi-
gender, EBS argues, "The fact that not all ence and understanding of "race" as much
members of the superordinate race receive more flexible and subject to context
the same level of rewards and (conversely) (Hanchard 1994; Harris 1970; Nobles 1995;
that not all members of the subordinaterace Wagley 1965).
or races are at the bottom of the social order The assumption that "races" exist as
does not negate the fact that races, as social bounded, socially determined groups is also
groups, are in either a superordinateor a sub- problematic in the United States, however
ordinateposition in a social system" (p. 470). warrantedit may seem for those accustomed
Yet this attempt to defend his framework ac- to viewing "race" through the prism of
tually reveals a more profound analytical United States experience. The disjuncture
shortcoming: Although his framework per- between discrete, mutually exclusive racial
mits variability in individual life chances categories and the potential ambiguity and
within a "race," the boundaries-and the blurriness of "racial"boundaries in people's
boundedness-of the "races"themselves are experience in the United States has come to
assumed to be unproblematic. the fore in recent political struggles over the
894 AMERICAN SOCIOLOGICAL REVIEW
inclusion of a "mixed race" category in the has a primarily sociocultural foundation, and
next census. ethnic groups have exhibited tremendous
Once it is recognized that the boundaries malleability in terms of who belongs," while
between "races," and hence the existence of "racial ascriptions (initially) were imposed
"races," cannot be deduced from the exist- externally to justify the collective exploita-
ence or imposition of "racial" categories, tion of a people and are maintained to pre-
whether in Brazil or in the United States, the serve status differences" (p. 469).
attribution of objective "racial interests" to This rationalization suffers from the same
the putative "races" becomes all but mean- defect as other attempts to distinguish ana-
ingless. Even if "racial"interests are defined lytically between "race" and "ethnicity" by
in a nontautological manner, the notion that reference to the empirical differences be-
such interests are objective and can be iden- tween them: Differences that are peculiar to
tified from the struggles of "races"over their the United States at particulartimes in its his-
position in the racial hierarchy falls apart tory are taken as the bases for conceptual gen-
once the existence of "races"per se is made eralization. The position that "race"and "eth-
problematic. nicity" are analytically distinct thus reflects
The assumption that "races" exist as col- the ingrained North American bias in the so-
lective actors cannot be the starting point if ciology of "race."Commonsense understand-
the goal is to understandwhat "race"means, ings of these categories as they exist in the
and how, and with what consequences, it op- United States are elevated to the status of so-
erates as a principle of vision and division of cial scientific concepts. The particular (and
the social world across time and place. The particularly arbitrary) operation of "race"
analyst should focus on the groupness itself, versus "ethnicity"in the United States is thus
and hence on the processes of boundary- treated as the norm, from which other mo-
making and unmaking in relation to systems dalities of categorization are considered to be
of categorization and processes of social in- deviations (Bourdieu and Wacquant 1999).6
clusion and closure. This requires an analyti- EBS's theory relies on commonsense un-
cal framework that is not built on a reified derstandings of "race" and on circular defi-
conceptualization of "race." nitions to justify its exclusive application to
"racialized"social systems. The key concept
of his analytical framework, "racialized so-
DISTINGUISHING ANALYTICALLY cial systems," is defined only in reference to
BETWEEN "RACE" AND "ETHNICITY" the concept of "race"itself. Thus, "racialized
The third analytical pitfall is the unfounded social systems are societies that allocate dif-
insistence on distinguishing analytically be- ferential economic, political, social, and
tween "race"and "ethnicity,"and the attempt even psychological rewards to groups along
to theorize the formerin intellectual isolation racial lines; lines that are socially con-
from the latter.5 Although EBS insists that structed" (p. 474). But what are "racial
his conceptual framework is applicable only lines"? How do they differ analytically from
to "racialized social systems," he does not ethnic lines? The definitions offered are cir-
make clear the analytical bases for distin- cular: Racial lines are present in racialized
guishing "racialized" systems from "ethni- societies buttressed by racial ideology, in
cized" systems.
The justification offered for distinguishing 6 As Wacquant (1997) suggests,
analytically between race and ethnicity is
based on an empirical understandingof their [T]he sociology of "race"all over the world is
dominated by U.S. scholarship. And since U.S.
differences. According to EBS, "ethnicity scholarshipitself is suffused with U.S. folk con-
ceptions of "race,"the peculiar schema of racial
division developedby one countryduringa small
5 Theorists have offered several reasons for
segmentof its shorthistory, a schemaunusualfor
distinguishing analytically between "race" and its degree of arbitrariness,rigidity and social con-
"ethnicity";some are more compelling than oth- sequentiality,has been virtuallyuniversalizedas
ers. Space constraints prevent a full consideration the templatethroughwhich analyses of "race"in
of this issue here. My comments explicitly ad- all countriesand epochs are to be conducted.(P.
dress only the type of rationale EBS offers. 223)
COMMENT AND REPLY 895
which racial contestation "reveals the differ- of "race" as an essentializing practical cat-
ent objective interests of the races in a racial- egory, as opposed to other categorization
ized system" (p. 474). schemes that naturalize social differences
EBS is not alone among scholars of "race" between human beings.
in resorting to tautology to defend the unique
analytical status of "race." In their "racial
RECONSIDERING "RACE"
formation" perspective, Omi and Winant
(1994) also rely on circular definitions and According to Wacquant(1997), "from its in-
essentialist reasoning to defend the indepen- ception, the collective fiction labeled 'race'
dent ontological status of "race."They define ... has always mixed science with common
"racial formation" as the "sociohistorical sense and traded on the complicity between
process by which racial categories are cre- them" (p. 223). This complicity is intrinsic
ated, inhabited, transformed,and destroyed" to the category "race"; it undermines at-
(p. 55), but they never define "racial catego- tempts to study "race"as a practical category
ries" without referencing "race." Their ef- by using "race" as an analytical category.7
forts to argue for a distinction between This is quite clear in the frameworkproposed
"race"and "ethnicity"is based on a particu- by EBS, and in the framework of Omi and
lar reading of U.S. history ratherthan on any Winant (1994) as well. Neither "racialized
analytical foundation. social system" nor "racial formation" is de-
Omi and Winant (1994) argue that the fined without reference to "race"; therefore
"ethnicityparadigm,"developed in reference a commonsense understanding of "race" is
to the experience of "European [white] im- requiredto do the work of determining when
migrants," cannot comprehend the experi- a social system is racialized.
ence of "racial groups." They rule out the Without a clear analytical definition, the
possibility that European immigrants could realm of "cases" of racialization is presented
be "racialized"because they were phenotypi- and understood as the set of contexts in
cally white. This position is not only histori- which the language of "race" is operative
cally inaccurate, as demonstratedin work on and has social consequences for particular
the racialization of Irish and Italian immi- groups of people. The presence of "race
grants (Ignatiev 1995; Roediger 1991), but it talk," or racial terminology, and beliefs and
also contradicts their own contention that institutionalized practices informed by that
"race has no fixed meaning, but is con- terminology, indicates that "racialized social
structed and transformed sociohistorically" system" or "racial formation" is the appro-
(Omi and Winant 1994:7 1). priate conceptual framework. Relevant cases
Thus the great difficulty of providing ana- are identified by the existence of "racial
lytic justification for isolating theories of groups" (EBS, pp. 476-77; Omi and Winant
"race" from theories of "ethnicity" is re- 1994); conversely, identification of "racial
vealed in "race"theorists' recent, prominent groups" can be based only on commonsense
attempts to prove otherwise. Historically understandings of "race" because they are
specific differences between the meaning never defined analytically without referenc-
and operation of "race" and "ethnicity" as ing "race." Case selection thus is governed
systems of categorization in practice in one by folk understandingsof "race"rather than
society cannot be the foundation for a gen- by analytical criteria such as distinctive
eral and generalizable analytical distinction bases and processes of social closure.
between "race"and "ethnicity."Asserting the This analytical pitfall can be avoided most
unique ontological status of "race" may ac- successfully by abandoning "race" as a cat-
tually undermine attempts to improve under- egory of analysis in order to gain analytical
standing of the operation and consequences
of "race,""racism,"and "racial domination" 7 Because of the extent of "continual barter
in different times and places. The arbitrary between folk and analytical notions. .. of 'race,"'
theoretical isolation of "race" from "ethnic- we need an analytical language that helps us
ity" discourages the comparative research avoid the "uncontrolled conflation of social and
needed to discover what, if anything, is sociological understandingsof 'race"' (Wacquant
unique about the operation or consequences 1997:222).
896 AMERICAN SOCIOLOGICAL REVIEW
leverage to study "race" as a category of scribe here keeps open the possibility that
practice.8 By adopting an analytical frame- social relations constituted by the concept of
work that focuses on essentializing schemas "race" may entail distinct patterns, logic, or
of categorization and processes of group- consequences. Yet it avoids treating this his-
making generally, one can explore empiri- torically contingent possibility as a timeless
cally whether and to what extent a particular characteristicof "race"by (tautological) defi-
essentializing vocabulary is related to par- nition. Rejection of "race" as an analytical
ticular forms of social closure and with what concept facilitates analysis of the historical
consequences. Thus it becomes an empirical construction of "race"as a practical category
question whether, and to what extent, sys- without reification, and thus provides a de-
tems of classification, systemic stratification, gree of analytical leverage that tends to be
and social injustices buttressed by ideas foreclosed when "race"is used analytically.9
about "race" are historically distinct from
those informed by a discourse of "ethnicity"
or "nationality."Empiricalresearch on a spe- TOWARD A COMPARATIVE
cific historical period in a particularnation- SOCIOLOGY OF GROUP-MAKING
state could uncover important differences in A comparative sociology of group-making
the meaning and consequences of "race"and focuses analytical attention on the histori-
"ethnicity"; consideration of such findings cally contingent relationship between pro-
within a comparative historical perspective cesses of categorization, forms of social clo-
could clarify the extent of historical contin- sure, and the construction of collective iden-
gency involved. tity. By deghettoizing the study of "race"and
Such an approach is likely to discredit approaching it as part of a larger field of is-
claims that "race"is unique in its operation sues related to processes and consequences
as an essentializing signifier (Guillaumin of symbolic boundary construction, mainte-
1995:30; Omi and Winant 1994), while fa- nance, and decline, one could avoid the ana-
cilitating empirical research into the differ- lytical pitfalls discussed above. In turn, this
ent meanings and consequences of "race"in perspective would furtherthe importantgoal
diverse places and times. It also permits a rec- of EBS's "racialized social system" ap-
ognition of "race,""ethnicity,"and "nation" proach: to improve upon previous frame-
as social constructions with real conse- works for the study of "race"in order to un-
quences without falling into the realm of derstandmore clearly how "race"shapes so-
reification. cial relations (p. 476).
Miles (1984) argues that because "race"is The conceptual foundation for a compara-
socially constructed, "there is nothing dis- tive sociology of boundary construction and
tinctive about the resulting relations between group-making already exists, set forth by
the groups party to such a social construc- Weber in his classic formulation of the con-
tion" (p. 220). In contrast, the approachI de- cept of social closure. Social closure focuses
analytical attention on how groups come to-
8The distinction between categories of analy- gether and dissolve through social interac-
sis and categories of practice is borrowed from tion in diverse spheres of life. The concept
Brubaker(1996), following Bourdieu (1991). Ac-
cording to Brubakerand Cooper (forthcoming):
of social closure is inherently relational; it
draws analytical attention to the ideal and
Reification is a social process, not only an intel-
lectual practice.As such, it is centralto many so- 9 For example, in her exemplary analysis of the
cial and political practices oriented to "nation,"
"ethnicity," "race," and other putative "identi- racialization of slavery and slaves in the United
ties." As analysts of these practices, we should States, Fields (1990) rejects the use of "race" as
certainly try to account for this process of an analytical concept in order to explain its emer-
reification, throughwhich the "political fiction" gence, utilization, and ideological function as a
of the "nation"-or of the "ethnicgroup,""race," category of practice in a specific historical mo-
or other"identity"-can become powerfullyreal- ment characterized by a particular, contradictory
ized in practice.But we should avoid unintention- ideological configuration. Fields argues that at-
ally reproducing or reinforcing such reification tempts to explain "racial phenomena" in terms of
by uncriticallyadoptingcategories of practice as "race" are no more than definitional statements
categoriesof analysis. (Emphasisin original) (Fields 1990:100).
COMMENT AND REPLY 897