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ABSTRACT
Recent years have witnessed a concern among theological bioethicists that
secular debate has grown increasingly thin, and that thick religious
traditions and their spokespersons have been correspondingly excluded.
This essay disputes that analysis. First, religious and theological voices
compete for public attention and effectiveness with the equally thick cul-
tural traditions of modern science and market capitalism. The distinctive
contribution of religion should be to emphasize social justice in access to
the benefits of health care, challenging the for-profit global marketing of
research and biotechnology to wealthy consumers. Second, religion and
theology have been and are still socially effective in sponsoring activism
for practical change, both locally and globally. This claim will be supported
with specific examples; with familiar concepts like subsidiarity and mid-
dle axioms; and with recent analyses of participatory democracy and of
emerging, decentralized forms of global governance.
KEY WORDS: Genomics, genetics and ethics, bioethics, biotechnology, par-
ticipatory democracy, AIDS drugs, Catholic social teaching, subsidiarity,
middle axioms, theological bioethics
1 These are infamous research projects, in which African-American men were left un-
treated for syphilis even after treatments had been shown effective (Tuskeegee Syphillis
Study); and in which mentally retarded children were exposed to hepatitis (Willowbrook
State School). See Kahn, Mastroianni, and Sugarman 1998, 3; and Reich 1996, 8384. The
Nuremburg Code may be found in Beauchamp and Walters 1978, 40405.
JRE 31.3:363398.
C 2003 Journal of Religious Ethics, Inc.
364 Journal of Religious Ethics
can exert pressure on research science, health care policy, and biotech
investment.2
For this reason, theological bioethics can draw on work already done
on local and global social movements favoring peace-making and rec-
onciliation, womens rights, and economic participation. Activism and
analysis surrounding AIDS drugs and genetically modified foods provide
particularly close parallels to the availability of genetic developments in
health care. Indeed, literature describing forms of participatory democ-
racy and of transnational global advocacy and global governance can
be tied to categories more traditionally employed by theologians and
religious communities (solidarity, contributive justice, subsidiarity,
casuistry, and middle axioms, for example). It can support the hope-
ful claims of theologians and religious activists that change toward more
just societies is actually possible.
Theological bioethics as it addresses genetics research is a good lens
through which to examine this possibility. The new genomics (fifty years
after the discovery of DNA) is just emerging, is appearing under the
morally attractive aegis of health benefits for humanity, but is also
growing to maturity in an era in which globalization exacerbates in-
equities in access to resources. The fact that both economic globalization
and genomics are rapidly changing domains, however, offers a window
of opportunity for theologians and religious activists to have an impact
on the ethical global governance of biotechnology and on the future allo-
cation of health care resources.
At the present time, the health benefits of genetics research are
more prospective than real. The directions in which they are develop-
ing are largely determined by perceived need, i.e., market demand.
People who have access to basic nutrition, hygiene, and health care,
and who do not run a high risk of early death from communicable
diseases such as malaria and tuberculosis, are interested in genetic
diagnosis and treatment for cancer, cardiovascular disease, dementia,
and diseases with a clear link to specific genes (such as Huntingtons
Disease and cystic fibrosis). The World Health Organization (WHO)
estimates that pneumonia, diarrhea, tuberculosis and malaria, which
account for over 20% of the worlds disease burden, received less than
1% of the total public and private health research funds. Of the 1233
new drugs marketed between 1975 and 1999, only 13 were approved
specifically for tropical diseases, and six of these were developed under
special grants from the WHO and United Nations Development Program
2 For support in developing this argument, thanks go to Boston College doctoral can-
didates Kristin Heyer, Sarah Moses, and Jerry Beyer, who provided energetic, ingenious,
and internet-adept research assistance. Sarah Moses also read and commented upon a first
draft.
366 Journal of Religious Ethics
were among the highly visible figures who founded and worked in
bioethics institutes such as The Institute of Religion at the Texas Medical
Center in Houston (1954); the Institute of Society, Ethics, and the Life
Sciences, later to become the Hastings Center (1961); and the Kennedy
Institute of Ethics at Georgetown University (1971). Theologians of the
time not only were addressing problems in applied ethics with more fo-
cus and frequency than philosophers; they also came from long-standing
communities of reflection on basic human enigmas like the meanings of
life, death, and suffering.3
These early theological participants in bioethics debates were not hes-
itant to use religious imagery, arguments, and principles. For example,
Gustafson defined the contributions of theology to medical ethics by lift-
ing out three themes: God intends the well-being of the creation; God pre-
serves and orders the creation, as well as creates new possibilities; and
humans are finite and sinful agents who have great power to determine
whether the well-being of the creation is sustained or not (Gustafson
1975, 1922). Yet Gustafson saw theologians as adopting different modes
of discourse at different times, for different purposes. These could include
narrative, prophetic, and ethical forms that were explicitly rooted in theo-
logical premises; they also included types of ethical and policy discourse
that were not. Policy discourse in particular requires persons with in-
stitutional roles to formulate options and recommendations within the
available limits and possibilities, both in terms of the practical adjust-
ments that are feasible and the argumentation that will be persuasive
(Gustafson 1996, 3555).
Paul Ramsey, an ardent champion of a biblical, covenantal ethic, used
creation imagery from the Prologue to Johns Gospel to argue against
reproductive technologies (Ramsey 1970, 88). However, in addressing
the British government with testimony against in vitro fertilization, his
language was not overtly theological. Instead, he appealed to a humane
sense of the dignity and goods of parenthood, and predicted further
assaults upon the natural foundations of the integrity of the marriage
relation, and new ways toward the manufactury of children . . . (Ramsey
1984, 26). Similarly, the Catholic theologian Richard McCormick was at-
tentive to the Christian conviction that the sexual love that generates
ought to become in principle the parental love that nurtures (McCormick
1981, 321). However, he argued against donor insemination on the basis
of what he regarded as a human appreciation of marriage and parent-
hood: it separates procreation from marriage, or the procreative sphere
from the sphere of marital love, in a way that is either violative of the
3 For a more extensive discussion of the roles of Gustafson, Ramsey, and McCormick,
as well as other theologians, in the development of bioethics, see Cahill 2001, 4769. See
also Shannon 1999.
368 Journal of Religious Ethics
4 These four principles were first given a philosophical explanation and defense in
Beauchamps and Childresss Principles of Biomedical Ethics (1979), which has subse-
quently seen five editions. However, they had been earlier articulated as principles for
public policy at a conference convened in 1974 by the National Commission for the Pro-
tection of Human Subjects of Behavioral and Biomedical Research (created by Congress
in 1973). This conference or retreat issued recommendations in the form of the 1978
Belmont Report, named after the conference center, Belmont House. The report was
submitted to the Department of Health, Education, and Welfare, which adopted it as
public law governing federally funded research. (See Evans 2002, 8389; and Callahan
1990, S3.)
Bioethics, Theology, and Social Change 369
6 To mention just one recent and generally very worthwhile book, Hanson 2001 is an
edited collection of papers resulting from a Hastings Center project on the engagement of
religious groups and leaders and of theologians with the ethics of patenting human and an-
imal DNA, and of cloning. Hanson concludes in his Introduction that, although religious
leaders and theologians entered policy discussions, policy discourse was impoverished by
an inability to accommodate religious insights in productive ways (x). Campbell rightly
urges religious thinkers and communities to put up meaningful resistance to the domi-
nant focus on autonomy, and encourages them to introduce imagery and themes regarding
the ultimate meaning of life from their formative narratives into the public discussion
(23). However, since he envisions the audience of such appeals as public policy and the
policy process (26), it is not clear what avenues of social change might be amenable to
religious influence, if law and policy are not. Law and government policy are important
concerns, but the identification and development of other avenues of religious and theo-
logical influence on social practices is important. In the same volume, Lustig (3052) and
Chapman (11243) push further in this direction.
7 Marty uses the perhaps over-used derogatory term the Enlightenment Project to
refer to the monopoly or at least the legally privileged hegemony given academic philos-
ophy which brings, or can bring with it, quasi-religious commitments . . . (Marty 1992,
278).
Bioethics, Theology, and Social Change 371
8 The United States Catholic Conference and state bishops conferences provide a voice
on such issues. A journal that presents and defends Catholic pro-life views and covers mag-
isterial, judicial and legislative developments is The National Catholic Bioethics Quarterly.
See especially thematic issues Vol. 1/2 (2001), Respect for the Human Embryo; and 2/4
(2002) which includes articles on genetics, cloning and embryos. For an evangelical per-
spective, see Cameron, Daniels, and White, eds. 2000. Volumes that bring pro-life positions
into contact with others are Waters and Cole-Turner, eds. 2003 projected; and Snow, ed.
2003 projected.
372 Journal of Religious Ethics
gion, delivered during Managing Controversy in Science and Health at the Global Public
Affairs Institute, Dublin, Ireland, May 7, 2002, accessed at www.bio.org.
374 Journal of Religious Ethics
ical schools, like religion and theology, make substantive and not merely procedural
arguments, and that these imply comprehensive accounts of human beings and what is
of value to them. Hence, all can and should contribute to policy formation, as part of the
common good (Stiltner 2001, 184). Stiltner is right, but the resemblances among these ap-
proaches go beyond the kinds of contributions they make to philosophical argument, and
the sphere of their influence goes beyond public policy in the narrow sense.
13 See Gustafson 1981, 195225; Hollenbach 2002, 152159; and Cahill 2002, 324344.
Bioethics, Theology, and Social Change 377
14 The perceived extremism of religious pro-life bioethics is due in part to the fact
that these legitimate concerns are not always balanced with or even linked to the needs of
other vulnerable populations or persons, nor the potential for conflicts among the needs of
vulnerable lives fully acknowledged.
378 Journal of Religious Ethics
15 Ted Peters, ed., Genetics: Issues of Social Justice (Cleveland: Pilgrim Press, 1998).
16 For a review, see Cahill 2002b, 5377.
Bioethics, Theology, and Social Change 379
17 See Chapman 1991 for a discussion of Protestant social engagement that is back-
ground to current involvement in bioethics. For the latter, see Chapman 1999.
380 Journal of Religious Ethics
18 Papal encyclicals will be cited in the text with reference to numbered paragraphs.
The encyclicals cited may be found in OBrien and Shannon, eds. 1996.
382 Journal of Religious Ethics
conference on church and state (Oldham 1937, 210, 238). Ronald Pres-
ton leads off his dictionary article on middle axioms with the phrase, A
misleading term . . . (Preston 1986, 382).
While it is generally agreed that middle axioms are supposed to ne-
gotiate the distance between Christian ideals and social realities, some
have understood this to occur by means of deduction from more general
to more concrete judgments (Bennett 1956, 77, 79); others, including
Oldham, seem to see middle axioms as indicating more a process of in-
teraction between Christian values and social problems, with the church
endorsing positions that seem the best available social alternatives at the
time. Middle axioms are definitions of the type of behaviour required
of Christians in their peculiar settings, and are produced not by logical
deduction but by interactive efforts to embody Christian values amid the
perplexities of life (Oldham 1937, 210). They assume the need to make
common cause with others and to compromise. The notion of middle ax-
ioms arose to help Christian ethics contend with an era, between the
World Wars, in which the certainty of Christian social teaching had been
upset, and in which its proponents were acutely aware that the kingdom
of God would be very difficult to find on earth, or even to begin.
In a parallel context of historical angst, the concept has found favor
with liberation theologians, including Charles Villa-Vicencio and Robert
Schreiter. According to Villa-Vicencio, middle axioms call the church to
renew society even if the gospel demands more than society can deliver
(Villa-Vicencio 1992, 9). They are part of a corporate approach to theology,
in which social renewal and mental constructs work together to give
theology not only a praxiological foundation, but a role in democratic
participation (Villa-Vicencio 1992, 283, 276, 279). Robert Schreiter con-
nects middle axioms to interdisciplinary collaboration, and particularly
to the task of building up civil society and its mediating structures and as-
sociations, in both local and global contexts. Religion is a powerful source
of such renewal (Schreiter 1998, 111). At the global level, theological dis-
course can help create community and facilitate shared protests against
certain consequences of globalization. Religions and theologies are con-
crete in their cultural settings and practices, yet they are intelligible
to discourses in other cultural and social settings that are experiencing
the same failure of global systems and who are raising the same kind of
protest. This has already occurred in theologies of liberation, feminism,
ecology and human rights (Schreiter 1998, 16).
In sum, the originally Protestant concept of middle axioms conveys a
self-conscious attempt of Christian ethicists to negotiate among Chris-
tian values, social realities, local contexts, and global interconnections of
societies and faith traditions. In contemporary bioethics, middle axioms
should be interpreted neither as part of a deductive process of reason-
ing, nor as tools solely with which to engage the policies of national or
Bioethics, Theology, and Social Change 383
sponsored by the Von Hugel Institute, St. Edmunds College, Cambridge University, June
2627, 2003. The agenda and some papers are available at the Institute website, www.st-
edmunds.cam.ac.uk/vhi.
384 Journal of Religious Ethics
20 On the positive connection between religious and political participation, see also
21 For examples in womens rights, human rights, and the environment, see Keck and
Sikkink 1998.
386 Journal of Religious Ethics
religious voices, local activism, NGOs, the U.N., market competition from
generic drug manufacturers, and market pressure from consumers and
stockholders all played some part, resulting in a modification of World
Trade Organization policy on intellectual property, over which the power
of big business had seemed unassailable at the start.22 Again, the les-
son for theological bioethics is that social change is possible even when
the entrenched systems of control over goods are infected with struc-
tural sin. Forceful intervention can be accomplished cooperatively, along
a spectrum of pressure points, even in the absence of commitment from
top-level arbiters of law and policy.
22 For discussions, see Barnard 2002; Power 2003; and Cahill 2003.
Bioethics, Theology, and Social Change 387
cultural Missions, New York, NY, wcarroo@ncccusa.org. Another key planner was Robert
Gronski, of the National Catholic Rural Life Conference in Des Moines, IA, ncrlcg@aol.com.
24 Conference 9 of the FAO Electronic Forum on Biotechnology. See www.fao.org/biotech.
388 Journal of Religious Ethics
medical ethics book was a commentary on the Directives. McCormick authored a proposal
for a revised Directives (1984). The current Ethical and Religious Directives for Catholic
Health Care Services (United States Conference of Catholic Bishops 2001) is available from
the United States Conference of Catholic Bishops, Washington, D.C. (www.usccb.org).
Bioethics, Theology, and Social Change 389
providers within several months. The theme of the June 2003 annual
convention of the CHA was Advocacy: Uniting Our Voice for Change.
The CHA has initiated a new e-Advocacy network to raise the public
profile of the ethical values it represents.28 Catholics have been inter-
nationally active in health care issues, for example, through the NGOs
Catholic Relief Services, Caritas International and CAFOD. Already ac-
tive on AIDS care and prevention, these and other religiously-sponsored
organizations are poised to turn their attention to human genetics as a
global health resource and justice concern.29
An ecumenical alternative is a joint initiative announced in June 2003
by the Biotechnology Industry Organization and the National Council of
Churches USA. In a Memorandum of Understanding signed by their
presidents, the two organizations pledged to seek engagement between
the religious and scientific communities on matters requiring a national
consensus such as the pursuit of scientific knowledge, equity of access to
biotechnological applications that benefit American society and other na-
tions and an appropriate regulatory system within which biotechnology
will operate (BIO-NCC 2003, 1). The level of agreement to be achieved
by such a collaboration remains an open question, but it certainly pro-
vides an opportunity for religious groups and theologians to call for and
initiate varieties of constructive engagement.
Political scientists and other students of global governance today, and
not only theologians, seem to believe a decentralized approach to social
change has great potential. Richard Falk writes of trends toward global-
ization from below as evidence of a Grotian moment. As in the time of
Hugo Grotius, the seventeenth-century father of international law, ours
may be an era of change that permits a new type of international order
to emerge, one less focused on governance by nation-states complicit in
market norms, and one more open to global public goods (Falk 1998,
331). Falk identifies this prospect as a sort of rooted utopianism, in
which the aspiration for a better future appears currently out of reach,
but is supported by recent development toward more participatory ways
of resolving conflict and distributing goods (Falk 1999, 59). Falks hope is
bolstered by the emergence of an informal global system of governance
that Anne-Marie Slaughter has described. This system is comprised of
networks of regulatory bodies, judiciaries, and even legislators in differ-
ent countries, as well as of cabinet-level ministers, financial officials, and
even chief executives, who cooperate toward mutually beneficial goals
as New Initiative to Research and Develop Drugs for the Worlds Most Neglected Diseases.
Bioethics, Theology, and Social Change 391
Some corporations are using profits from products in the first world
to subsidize drugs sold more cheaply or developed expressly for third
world populations. Avant Immuno-Therapeutics (Needham, MA) plans
to use sales from vaccines for travelers, food safety, and antibioterror-
ism to support vaccine sales to developing nations.34 Una Ryan, CEO of
Avant, presented at an ecumenical conference bringing together theolog-
ical and philosophical views, bioethicists, researchers, clinicians, indus-
try representatives, and policy-makers to discuss biotechnology, ethics,
and policy,35 and is the chairperson of the Biotechnology Industry Or-
ganizations subcommittee on global health. Perhaps, along with the
NCC, she will be a conduit for interdisciplinary exposure that will re-
orient BIOs perception of religion and raise the profile of justice in ge-
netics, partly to manage controversy, but also in part to meet social
responsibilities.
Conclusion
I began by showing that the idea that theology has disappeared from
public bioethics is a fallacy that distracts attention from the competing
and equally elaborate symbolic narratives of science, the market and lib-
eral individualism. I ended by showing that theological accounts of mean-
ing and transcendence were never really evacuated from the spheres of
human health, and of institutional allocation of the goods necessary to
health and well-being. However, for theological bioethics to reassert and
extend its authority in emerging global practices of research and health
care distribution, especially genomics, it will be necessary to take the
preferential option for the poor beyond rhetorical or abstract conflicts
with countervailing social norms.
Theological bioethics must take shape in broad, inclusive, participa-
tory, and ultimately global networks that bear out the conviction that
more just practices are not only obligatory but a possible impossibil-
ity (to reverse the terms of Karl Barths definition of sin and concur in
Richard Falks hope for the future global role of religion). Religious lib-
eration movements show that theory and practice are interdependent.
History confirms not only the doctrine of sin, but also the amelioration of
the social order through conversion when possible and forceful interven-
tion when necessary, sometimes from below. Let the energy of emerging
global practices of equity in health care verify that theological bioethics
News 23/2 (2003), 3. The article gives similar examples involving other companies as well.
35 The conference was sponsored by the Wilstein Institute of Jewish Policy Studies and
the Interreligious Center on Public Life, at Hebrew Union College and Andover Newton
Theological School, Newton Centre, MA.
392 Journal of Religious Ethics
can prioritize the criterion of justice in the new genomics and make good
on its promise that the criterion can be met.
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