Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
Frederik Kortlandt
CONTENTS
GREEK
Greek numerals and Proto-Indo-European glottalic consonants (1982) ............. 4
The Aeolic optative (1987)........................................................................................... 9
The Greek 3rd pl. endings (1987) ..............................................................................14
INDO-IRANIAN
Glottalic consonants in Sindhi and Proto-Indo-European (1979) ....................... 18
Archaic ablaut patterns in the Vedic verb (1983) ................................................... 22
Accent and ablaut in the Vedic verb (1999) ............................................................ 27
The origin of the Indo-Iranian desiderative (2008) .............................................. 34
REFERENCES.................................................................................................................. 38
GREEK NUMERALS AND PIE GLOTTALIC CONSONANTS
NOTES
1
Cf. Chantraines footnote On mesurera dans ces articles lextrme
complication de toutes les solutions proposes. Rixs conception of
-/ii- umgebildet [...] zu -eiia/e- mit den Ind.-Ausgangen und
Dissimilation -ii- > -ei(i)-, nur als Variante in der 2. 3. Sg. 3. Pl. (1976: 233)
stretches the imagination and does not explain the distribution of the e-grade.
Cf. also Risch (1982: 328, fn. 29): Nicht eindeutig geklrt ist noch immer die
Herkunft des sog. olischen Optativs, z. B. , -, -.
2
Professor Ruijgh draws my attention to point, which is based on the
original acc.sg. form *glkhn of < *-iH2 tongue.
3
The e-grade of he seemed suggests that this form represents an original
stative *deiH2-o, cf. he lies, he hangs, 3rd pl. *deiH2ento
(replacing earlier *-ro), cf. Hittite kitta(ri) he lies, kiyanta(ri) they lie. The 3rd
pl. ending *-ento was regular in the middle root aorist, e.g. Skt. kranta they
made, ranta they went (cf. K065: 220), also < *dhH1ento they put.
4
Cf. also * < *sH2ieH2 strap (Ruijgh 1967: 205) and < *-gwH3is healthy,
< *gwwiH3os < *gwH3iuos life, < *-gwwiH3eH1m < *-gwH3iueH1m I
lived (cf. SCr. vjeti, OPr. giwt), < *gwweiH3omH2- I will live where the
*-w- apparently inhibited the palatalization of the preceding labiovelar. The
word < *gwywos alive and its derivatives contain a secondary full grade
which replaces the original zero grade of *gwwos < *gwH3iuos, Skt. jvs, where
the Balto-Slavic and Celtic evidence shows that the laryngeal preceded the *i,
e.g. Latvian dzvs (with broken tone reflecting preservation of final stress),
Welsh byw (with a short root vowel), cf. K014: 76-82. The verb < *lowes
adopted the root vowel of < *low I wash, which replaces athematic *loumi
< *leH3umi, where the phonetic loss of *H3 before *u in such forms as 3rd pl.
*lH3uenti led to confusion with the paradigm of I loosen. The root vowel
of cannot represent a vocalized laryngeal because in that case there would
be no motivation for the rise of the secondary full grade which is attested in
Myc. rewotorokowo, metathesized in Hom. bath-pourer. The rise
of *lewo- may be due to the influence of the quasi-synonymous root - pour,
as Professor Ruijgh suggests to me. Note that < *tH2euos and
< *ptH2euiH2 are no counterexamples to the loss of a laryngeal before a
vocalized semivowel, cf. also Breton tanao < *tanawos thin.
THE GREEK 3RD PL. ENDINGS
The Vedic 3rd pl. active ending is -ur instead of -an in the following instances:
(1) root presents with fixed stress, e.g. inj. takur of tkati they fashion;
(2) reduplicated imperfects, e.g. dadhur of ddhati they put;
(3) sigmatic aorist -sur;
(4) root aorists of roots in a laryngeal, e.g. dhur they put;
(5) optative -yur.
Besides, the ending -ur is found in the perfect. Elsewhere (K065, cf. also K097) I
have argued that -ur replaced earlier *-at from syllabic *-nt in those athematic
forms where the stress was either on the root or on a preceding syllable. It
follows that inj. dhr adopted the vocalism of ind. dhur, whereas the converse
substitution took place in ind. vran they covered, inj. vrn. This view is
supported by the apophonic difference between 3rd pl. indicative and injunctive
forms in the middle root aorist: krata they made, rata they went versus
kranta, ranta (cf. Meillet 1920: 203, 205). It also provides an explanation for the
remarkable 3rd pl. middle subjunctive ending -anta, which must originally have
been the inj. ending corresponding to ind. -ata from syllabic *-nto. This ending
was evidently reinterpreted as a subjunctive because it differed from the other
inj. endings by the presence of an initial vowel.
What is the expected distribution of full and zero grade 3rd pl. endings in
Greek? In the thematic flexion we expect -, - (-), -, -
(-). Outside the thematic flexion, the sigmatic aorist, and the original
stative, I find no evidence for an original paradigm with fixed stress in Greek. I
therefore expect zero grade 3rd pl. endings in the sigmatic aorist, reduplicated
and augmented forms, the optative, and the original stative, and e-grade
endings in unreduplicated athematic presents and augmentless root aorist
forms. I claim that the actual distribution is closer to this expectation than is
usually assumed. In the following, page numbers will refer to the discussion of
the 3rd pl. forms by Risch (1982).
The ending - (-) is attested in Myc. e-e-si /ehensi/ they are,
contracted in Ionic and West Greek (324), also in Myc. ki-ti-je-si
/ktiyensi/ they cultivate, Vedic snti, kiynti. Risch puts the middle verbs
- lie, - sit and - wear in the same category, which is inappropriate
because these represent original statives with a root-stressed 3rd pl. form, e.g.
, , which are in perfect agreement with the corresponding Vedic
forms. The original zero grade ending - (-) from syllabic *-nti is well
preserved in the perfect, e.g. Hom. they have grown. Elsewhere we
find - and - (-) for the zero grade active endings.
Turning now to the reduplicated presents and the root aorists, we find the
zero grade 3rd pl. endings in Attic , , Arcadian , Cyprian
ka-te-ti-ya-ne /katethiyan/, Boeotian and Locrian , also Arc. imp.
beside , Elean opt. , (325). These forms have
not received an adequate explanation. Rischs comment deserves full quotation
(327):
Die Tatsache, da der Typus , sowohl im Arkadischen als auch im Kyprischen gilt,
spricht m.E. eindeutig dafr, da er wenigstens bei dieser Dialektgruppe alt ist. Auch das
Botische ist ein Dialekt, der neben verschiedenen Neuerungen doch manches Alte bewahrt
hat, so z.B. die Endung - in , pronominale Formen mit - in frher,
Patronymika auf -. Also darf auch im olischen Bereich eventuell als alt betrachtet
werden. Dafr spricht auch das Zeugnis des homerischen Gebrauchs. Bekanntlich haben wir
hier bei den langvokalischen Aoristen sowohl als auch , sowohl als auch
usw., wobei die lngere Form typisch ionisch-attisch ist und die krzere vermutlich
dem olischen zugewiesen werden kann. Ebenso und und bei - und
. Um so berraschender ist, da nur , , nie ,
vorkommen. Der Schlu liegt nahe, da auch das vorhomerische olisch sie nicht kannte,
sondern vermutlich , (oder *?) hatte, die dann ohne weiteres durch metrisch
gleichwertiges , ersetzt werden konnten.
These may be Aeolic forms. Fourth, the remarkable spread of the secondary
ending - in Thessalian requires an explanation. The raising of a to e before
and after i in Thess. -, for -, does not suffice to explain the rise of the
ending - for -, e.g. beside . The spread of - suggests
the earlier replacement of * by , which presupposes the
replacement of * by , as in West Greek. Putting the evidence
together, I tentatively reconstruct the following distribution:
3rd pl. present imperfect aorist
West Greek
Aeolic
Arcado-Cyprian
Attic-Ionic
This scheme does not necessarily reflect a single chronological layer. In
particular, the Aeolic state of affairs may be a younger development of the one
posited for Arcado-Cyprian. The West Greek simplification may have taken
place at any stage; the Elean optative forms in -, e.g. , suggest that it
was a recent development. In any case, the Attic-Ionic distribution is evidently
archaic and the cleavage between this dialect and Arcado-Cyprian must be
ancient.
We now come to the discrepancy between and on the one hand,
and and on the other. There can be little doubt that the disyllabic
forms are secondary. If they replace earlier and , it is hard to see a
motivation for the introduction of the new ending. Such a motivation is even
more difficult to find in the case of * and * if these replace earlier
and . therefore think that we have to start from *, *,
*, *, where the introduction of the root vowel is a natural
development. It follows that after a consonant the laryngeals were lost without a
trace before a syllabic nasal, which was regularly vocalized to a, in spite of the
fact that word-initial laryngeals were vocalized before a tautosyllabic nasal.
This brings us to a reconsideration of the nt-participle. Since Beekes
discussion of Latin iens (1985: 67-71) we have to start from nom. *dheH1nts, acc.
*dhH1entm, gen. *dhH1ntos, which now yields Greek , , *. The
oblique stem may be reflected in Arc. , Elean from
*- (325). The original participle of is preserved in
wretched, which represents *telH2nts, *tlH2(e)nt-, while the 3rd pl. form
evidently replaces *. Similarly, I think that replaces * from
*-gnH3nt and cannot be used as evidence for a root aorist with fixed stress. After
a consonant, the nom.sg. ending *-as from zero grade *-nts was replaced by
*-n(t), e.g. willing, evidently because polysyllabic consonant stems
usually had an asigmatic nominative in Greek. Thus, the ending of , ,
(not -) corroborates the reconstruction *H1esnts, *H1eints, *gwelH1nts,
as opposed to , from *deH3nts, *gneH3nts, cf. also beside
reflecting *derknts, *drkentm.
As I pointed out above, the Vedic evidence leads us to expect e-grade 3rd pl.
endings in augmentless and unreduplicated forms, as opposed to zero grade
endings in the forms which have just been discussed. This is actually what we
find in the imperative , ; the -a- of Arc. beside
must have been taken from the indicative. The e-grade ending is also found in
the optative , as opposed to - in the sigmatic aorist (cf. K097). There
seem to be traces of the original distribution in the middle voice as well, cf.
Hom. for *-, for * and *, but
and for * from *-gwlH1nto. The 3rd sg. form
bought for * must be based on augmentless from
*kwriH2ento, similarly they hasten from *diH1ento, also they
drank for * on the basis of *pH3ient, and they lie. The e-grade
endings were largely replaced by the thematic o-grade endings outside the
optative, where the model for this substitution was lacking. Thus, we find -o- for
e-grade 3rd pl. endings in , , , , ,
beside the usual zero grade in , , ,
. The accent of , may reflect earlier *-, *-,
as in the case of .
It appears that Greek preserved the original PIE alternations more faithfully
than is generally assumed.
GLOTTALIC CONSONANTS IN SINDHI AND PROTO-INDO-EUROPEAN
1. The 1st sg. active form of the Vedic sigmatic aorist injunctive does not take
vddhi. This is a remarkable archaism which has not been sufficiently
appreciated.
2. In his article on the proterodynamic root present, Insler calls attention to
the fact that the system of proterodynamic present inflection reflected in Vedic
forms is nearly identical to the oldest system of Vedic sigmatic aorist inflection
(1972: 56). It is only when we compare the act. indic.-inj. of proterodynamic
root presents that the complete parallelism breaks down (Insler 1972: 57). The
active forms of the sigmatic aorist have lengthened grade vocalism throughout
the whole paradigm and do not show the expected alternation between
lengthened grade in the singular and full grade in the plural which is found in
ti, tkati. We must therefore ask the question: which paradigm seems to
continue the original ablaut relationship? (Insler 1972: 58).
3. The obvious explanation is that the active paradigm of the sigmatic aorist
has participated in the same sort of leveling of vocalism observed in act. root
aorists of the type kar, karma, karta (Insler 1972: 58). Insler rejects this view
because the lengthened grade vocalism was extended to the 3rd pl. form of the
sigmatic aorist, whereas the corresponding form of the root aorist maintains the
original zero grade, e.g. kran. The argument does not hold because the ending
of the root aorist was -an < *-ent, whereas the sigmatic form ended in *-sat <
*-snt. The ending *-at was replaced with -ur, as it was in the injunctive takur
and in the reduplicated imperfect. The retention of the ablaut contrast in the
paradigm of ti and the extension of the lengthened grade to the 3rd pl. form
of the sigmatic aorist fit the general tendencies of the Vedic verb system to
characterize act. athematic present inflection by ablaut differences, but to mark
act. athematic aorist inflection by the predominant absence of any alternating
vocalism (Insler 1972: 61).
4. Lengthened grade vocalism was generalized in the active paradigm of the
sigmatic aorist indicative, but not in the injunctive, which betrays the original
distribution of the ablaut grades. It is noteworthy that the original distribution
was already indicated by Wackernagel in his Old Indic grammar (1896: 68): the
lengthened grade spread from the monosyllabic 2nd and 3rd sg. forms to the
rest of the paradigm. The archaic character of this distribution is supported by
the Balto-Slavic evidence (cf. K014: 84-86 and K064: 114-117). It is also clear
from the Vedic material.
5. The 1st sg. indicative has lengthened grade in RV ajaiam, aprkam,
abhram, aysam, aspram, ahram, akniam, akriam, acriam,
asniam, and ambiguous vocalism in aysam. It has full grade in akramiam
and in the analogic forms akramm and aasiam. The 1st sg. injunctive has
full grade in VS TS TB jeam, TS KS TB JB yoam, and RV stoam, vadhm, and
lengthened grade in the analogic form rviam (ru- break).
6. Following Hoffmann, Narten interprets jeam and 1st pl. RV jema as
precative forms (1964: 120). The reason for this interpretation is evidently the
absence of lengthened grade (cf. Hoffmann 1967a: 254). The functional evidence
for the interpretation as precative (Hoffmann 1967b: 32f.) or subjunctive (Insler
1975: 1526) is very weak, while the formal objections against it are prohibitive. It
is therefore preferable to retain the traditional view that these forms are what
they look like: full grade injunctive forms, which were interchangeable with the
corresponding subjunctive in certain contexts and which could be interpreted
as precative when the latter category became common.
7. Narten assumes that the injunctive forms yoam and stoam took their
vocalism from the subjunctive (1964: 213, 277). The model for this analogic
development is lacking, however, because the subjunctive ending was -ni,
not -am. Hoffmann attributes the alleged substitution of the injunctive
ending -am for the earlier subjunctive ending - to the influence of the 2nd sg.
imperative: Das Bestreben, den Konjunktivausgang - von dem durch
Auslautsdehnung gleichlautend gewordenen Imperativausgang zu sondern, hat
das Ausweichen zu -am, wodurch die 1. Person deutlich gekennzeichnet wurde,
gefrdert (1967a: 248). I find such influence highly improbable. The use of the
1st sg. injunctive for the subjunctive must be explained from the meaning of the
forms. Note that Standard British English offers an exact parallel in the use of I
shall where other persons will. During my stay in Dublin, Dr Patrick Sims-
Williams told me that when an Irish friend asked him in front of an open door:
Will I go first?, the only reasonable answer to him would be: I dont know.
Compare in this connection RV 7.86.2 kad nv ntr vrue bhuvni ... kad
mk sumn abh khyam When will I be inside Varuna? When shall I,
cheerful, perceive his mercy? Also 10.27.1 sat s me jarita sbhiveg, yt
sunvat yjamnya kam That will be my excitement, singer, that I shall be
helpful to the pressing sacrificer. In 10.28.5 kath ta etd ahm ciketam How
shall I understand this (word) of yours? the substitution of the subjunctive for
the injunctive would yield a quite different shade of meaning: it would shift the
responsibility from the singer to Indra.
8. The indicative has lengthened grade in RV 3rd du. asvrm, 1st pl.
ajaima, abhaima, atrima, 2nd pl. achnta, 3rd pl. achntsur, abhaiur,
atriur, apviur, amdiur, ariur, arviur, avdiur, asviur, and
ambiguous vocalism in aysur, arjiur, and viur. It has full grade in 3rd du.
amanthim, 1st pl. agrabhma, 3rd pl. atakiur, adhanviur, anartiur,
amandiur, all of which have a root in a double consonant (cf. gbht- <
*gbhH-ita-). It has zero grade in amatsur, anindiur, and kiur (na- attain).
9. The injunctive has full grade in Rgveda 2nd du. aviam, kramiam,
gamiam, caniam, cayiam, mardhiam, yodhiam, vadhiam, nathiam,
3rd du. avim, 1st pl. jema, ramima, 2nd pl. avia(na), grabha, raiana,
vadhia(na), nathiana, zero grade in hisia, and ambiguous vocalism in
3rd pl. dhsur, hsur. It has lengthened grade in 2nd du. yauam (pMB
yoam), triam, 2nd pl. naia (pS yoa), 3rd pl. yauur, jriur, and in the
analogic form 2nd du. yviam (yu- unite). Note that the difference between
1st pl. ramima and atrima parallels the one between jema and ajaima.
10. One may wonder if the ablaut difference between the indicative and the
injunctive is also found in the asigmatic aorist. It has long been noticed that the
3rd pl. middle indicative forms krata and rata correspond to the injunctive
forms kranta and ranta (Meillet 1920: 203, 205). The archaic character of this
distribution is supported by the isolated 3rd pl. injunctive forms naan and
naanta, which correspond to indicative kiur (for ur replacing *at) and
ata. Hoffmanns conjecture that the initial n- of the injunctive is of secondary
origin (1957: 124f.) does not explain why it is limited to the 3rd pl. forms, cf. 3rd
sg. middle aa. As in the case of the sigmatic aorist, it is probable that the
vocalic alternation was eliminated in the indicative paradigm. This must have
occurred at a much earlier stage, however, because it affected the form which
was to yield sthur. The full grade injunctive ending -anta survived in the
paradigm of the subjunctive, which shared the thematic vowel. There is a trace
of the original distribution in Homer , .
11. As I indicated above (section 3), the 3rd pl. ending -ur replaced earlier *-at
< *-nt, not -an < *-ent. Since the optative ends in -yur, the original form must
have had zero grade both in the suffix and in the ending. This suggests that it
had full grade in the root.
12. Hoffmann has argued that the root aorist optative had fixed stress on the
root (1968). His proposal offers a straightforward explanation for 3rd pl. Latin
velint, Gothic wileina, and OCS velt, but not for the remarkable alternation
which the latter language shows between 2nd pl. xotete, dovljete and 3rd pl.
xott, dovlt. It appears that the 3rd pl. form differed from the other persons
in the original paradigm. This enables us to remove the unlikely assumption
that the root aorist differed from the root present in the accentuation of the
optative.
13. Insler connects the type dheym with the type gamyam, the two being in
complementary distribution (1975: 15). His explanation falters on two points.
First, it requires the previous existence of both *dheyam and *dhym, of which
the attested form represents a blending. It is highly improbable that neither of
the earlier forms would have survived because both were supported by other
paradigms, while the alleged blending created a new type. Second, the
motivation for the spread of the new vocalism to the 3rd person forms is very
weak. The long chain of analogic changes which Inslers theory requires is too
complicated to be credible.
14. Thus, I arrive at the following reconstruction of the Proto-Indo-European
active root optative:
singular plural
1st dhH1ieH1m dhH1iH1me
2nd dhH1ieH1s dhH1iH1te
h
3rd d H1ieH1t dheH1iH1nt
After Sievers law and the loss of tautosyllabic laryngeals this paradigm turned
into the following:
singular plural
1st dhiym dhma
2nd dhiys dhta
3rd dhiyt dhaiat
The generalization of *dha- and the substitution of -ur for *-at yielded 1st sg.
dheym, 3rd pl. dheyur.
15. The isolated 1st pl. middle optative form namahi (3) next to amahi (5)
suggests that this paradigm also contained a form with full grade in the root.
Since the initial n- is lacking elsewhere in the middle optative and indicative
paradigms, it was probably taken from the unattested 3rd pl. optative form.
16. The accentual mobility in the paradigm of the optative is reminiscent of the
one in the reduplicated present, where 3rd pl. bbhrati and ddhati have both
initial stress and zero grade in the root and in the ending. Thus, I reconstruct
PIE *dhedhH1nti they put. It follows that the 3rd pl. form does not have the
same origin as the other forms of the paradigm.
17. The reduplicating syllable da- of ddhmi replaces earlier di-, which is
preserved in and in the desiderative present ddhimi. It is difficult to
agree with Leumanns view that da- was taken from the perfect (1952: 27)
because the motivation for such an analogic development was very weak. More
probably, the paradigm of the present contained a form with da- from the very
outset. This must have been the 3rd pl. form. In my view, PIE *dhi- was simply
the pretonic (zero grade) variant of *dhe- before a double consonant, cf. ,
, beside and , Czech tvrt < *tvrtyj fourth,
OCS l < *dl went.
18. The 3rd pl. forms ynti, kranta, dheyur and ddhati have in common that
the initial syllable contains a full grade vowel. They have the same vocalism as
the participles ynt-, krnt-, ddhat-. It is therefore probable that the form
in -nti represents the original nominative plural form of the participle. The
plural ending -i is also found in the Proto-Indo-European pronominal
inflection: nom. *to-i, gen. *to-i-s-om, dat. *to-i-mus, abl. *to-i-os, inst. *to-i-bhi,
loc. *to-i-su. It follows from this point of view that the secondary ending *-nt
was created on the analogy of the singular forms, where the primary -i had a
different origin. In my view, the plural ending -i is of Indo-Uralic origin. It can
be identified with the Fennic and Northern Samoyed oblique plural suffix -i-,
e.g. Finnish talo house, pl. talot, taloi-. It is also found as a plural object marker
in the Northern Samoyed objective conjugation, e.g. Yurak mada-i-n I (did) cut
(more than two things), cf. Finnish pala-n I burn (intr.), Lappish puolm <
*palak-mi.
ACCENT AND ABLAUT IN THE VEDIC VERB