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By
Brenna Alvarez
June 2017
Abstract
The microbiome has been the focus of recent studies due to its role in healthy and immunity.
There are around 10 times as many bacterial cells as there are human cells. These microbial cells
make up the human microbiome. The gut microbiome has been seen to protect against
pathogens, support intestinal and immune growth and development, and have metabolic
functions. A strong association is apparent between the gut microbiome, inflammation, and type
2 diabetes mellitus (T2DM). T2DM is a metabolic disease characterized by low-grade chronic
inflammation. One of the most important contributors to the development of a healthy and
balanced gut microbiome is breastfeeding. Abnormal microbiota (microbial dysbiosis)
commonly seen in formula fed infants appears to be trademark of T2DM. Immune promoting
constituents in breast milk facilitate infant microbial development and maturation alongside the
development of the immune system. Evidence reviewed suggests that the mechanism behind
increased inflammation seen in T2DM is controlled by the gut microbiome. The studies looked
at involved breastfeedings influence on the microbiome development and the microbiomes
influence intestinal permeability, an increased prevalence of Gram-negative bacteria in the
lumen, increased cytokine production by activated NFkB transcription, amplified innate
inflammatory responses from bacterial translocation, and tissues apoptosis that leads to poor
glucose homeostasis, decreased insulin secretion, and insulin resistance seen in T2DM. There are
no studies that look at the link between breastfeeding, the gut microbiome, and development of
T2DM, but there sufficient evidence exists to suggest the link between all three.
Introduction
According to the American Diabetes Association (ADA), 29.1 million Americans or
9.3% of the population had diabetes in 2012. Of those diagnosed with diabetes, 27.85 million or
95.7% of the population had type 2 diabetes. The incidence of type 2 diabetes mellitus (T2DM)
has dramatically increased over the last couple decades, affecting millions of people worldwide.
This epidemic sparked an ongoing investigation into the etiology of the disease. T2DM is a
production, and inflammation. Low-grade inflammation is prevalent during the development and
onset of the disease. There is growing evidence that low-grade inflammation is a potential
pathway in the pathogenesis of T2DM due to a rise in circulating inflammatory cytokines in the
body.
An altered microbiota plays a key role in the development of inflammation. One of the
most important contributors to the development of a healthy and balanced gut microbiome is
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breastfeeding. Breast milk and its protective immune components have been shown to initiate the
development of the infants innate and adaptive immunity, and recent epidemiological studies
have associated breastfeeding with a reduced incidence of T2DM and other diseases. The
balance of factors in breast milk supports the infants immune system and reduces inflammatory
response. Breastfeeding has been seen to affect the development of the gut microbiome, which in
turn plays a key role in reduced inflammatory response related to breastfeeding. Although
knowledge of the microbiome and its affect on overall health has improved within the last
decade, the microbiome has proven its existence and effects for centuries from ancient cultures
and practices, such as natural childbirth (NC) and breastfeeding (BF). Recent technologies have
replaced these ancient innate practices, producing beneficial results along with unintended
in birth practices and ways of living, vaccines, and formula feeding. These advancements that
were intended to improve the health of children, reduce pregnancy and childbirth risks, and
benefit infant development have negatively affected the human-microbiome development with
association is apparent between the gut microbiome and the onset of T2DM (Karlsson F et al,
2013; Egshatyan L et al, 2016). Formula feeding results in a poorly developed gut microbiome
characterized by high levels of Clostridia, Enterococci, and Enterobacteria. This can affect
GALT development and lead to gut permeability and bacterial translocation. Early colonization
of the infant gut microbiome is one of the main factors contributing to microbial composition
that can lead to the presence or absence of dysbiosis, immune dysfunction, and inflammation.
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Formula feeding can potentially result in an altered microbiome development, resulting in
microbial dysbiosis. Studies show that FF infants have higher levels of gram-negative bacteria
including Clostridia, Enterococci, and Enterobacteria and lower levels of gram-positive bacteria
Bezirtzoglou et al., 2006; Magne et al., 2006; Palmer et al., 2007; Penders et al., 2014). It is
hypothesized in this review that the microbiome mediates the relationship between breastfeeding
Type 2 Diabetes
The incidence of type 2 diabetes mellitus (T2DM) has dramatically increased over the
last two decades, affecting millions of people worldwide. The cost of diabetes in 2012 was
approximately $245 billion in medical costs and lost work and wages according to American
Diabetes Association (ADA) (American Diabetes Association, 2013). The three most common
diabetes diagnoses are T2DM, type 1 diabetes mellitus (T1DM), and gestational diabetes
mellitus (GDM), along with a multitude of cases of prediabetes. According to the 2014 National
Diabetes Statistics Report by the Centers for Disease Control and Prevention (CDC), 29.1
million Americans or 9.3% of the population had diabetes in 2012, about 1 out of every 11
people. The population of Americans with diabetes increased by 3.3 million from 2010 to 2012
(Figure 1). Approximately 1.4 million Americans are diagnosed each year with diabetes. Of the
estimated 29.1 million with diabetes, 21.0 million were diagnosed and 8.1 million were
undiagnosed. About 1 out of every 4 Americans are unaware of having T2DM. A high
percentage of the 29.1 million Americans with diabetes had T2DM, at 95.7% or 27.85 million
(diagnosed and undiagnosed). In 2012, 86 million or 27.5% of the population age 20 and older
had prediabetes, an increase of 7 million individuals since 2010. This means that 1 out of every 3
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adults has prediabetes. The International Diabetes Federation predicts a 55% increase in the
(ADAs Statistics About Diabetes webpage; from the CDCs 2014 National Diabetes Statistics Report)
pancreatic beta cells that results in the bodys inability to produce insulin. This leads to higher
than normal levels of glucose in the blood, referred to as hyperglycemia. Hyperglycemia is also
present in individuals with T2DM, whereas during the development of T2DM there is a slow
progression of hyperglycemia that eventually leads to insulin resistance. The early progression of
type 2 diabetes is often asymptomatic and can go undiagnosed for many years due to a gradual
increase of blood glucose levels and the development of insulin resistance overtime. This may
explain why common symptoms of T2DM can take a while to occur or go unnoticed, including
frequent urination (polyuria), increased thirst (polydipsia), fatigue, still feeling hungry after a
meal (polyphagia), and slow wound healing. Complications and comorbid diseases that can
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transpire with T2DM include diabetic retinopathy, kidney toxicity, atherosclerosis, and
hypertension (Zhang Y and Zhang H, 2013). Low-grade inflammation is prevalent during the
development and onset of the disease. An altered microbiota plays a key role in the development
In people with T2DM, the body becomes resistant to insulin. Insulin is a peptide hormone
produced by the beta-cells of the pancreatic islets in response to increased postprandial blood
glucose levels. Insulin plays a major role in metabolism and the bodys use of digested food for
energy. Glucose is absorbed into the bloodstream from the break down of carbohydrates. After a
meal, insulin signals muscle, fat, and hepatic (liver) cells to absorb glucose from the blood in
order to be used for energy or it signals the liver and muscle tissue to store excess glucose as
glycogen. In a healthy person, the tissues properly respond to insulin and the body is able to
maintain normal blood glucose levels. During the onset of T2D, tissues slowly stop responding
to insulin, leading to insulin resistance. Insulin resistance begins with frequent reoccurring states
of hyperglycemia (higher than normal levels of blood glucose) causing the pancreas to work
harder and produce extra insulin (hyperinsulinemia). Insulin resistance is essentially the result of
hyperinsulinemia. The pancreatic beta cells eventually may no longer be able to keep up with the
bodys increased demand for insulin and insulin production comes to a halt (NIDDK, 2016).
There are several factors that contribute to the development and onset of T2DM in an
individual, including physical activity, diet, excess weight, age, genetic predisposition, and
family history. According to the National Institute of Diabetes and Digestive and Kidney
Disease, these risk factors factors seem to be linked together, and those with multiple known risk
factors are at higher risk of developing the disease (NIDDK, 2016). Obesity is one of the most
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common risk factors of T2DM. Insulin resistance is commonly seen in individuals who have
excess abdominal fat. Lack of physical activity has also been linked to insulin resistance. The
level of physical activity is correlated with weight gain and obesity, which can lead to insulin
resistance. Increased exercise is one of the most effective, and cost-effective, treatments of
T2DM and can significantly reduce insulin resistance (Esteghamati et al., 2009; Sarvas et al.,
2014). A combination of extra weight, fat cells, sedentary lifestyle, and hyperglycemia can
damage the insulin-producing beta cells in the pancreas. This can result in abnormal insulin
levels in the blood. Muscle, liver, and fat cells eventually stop responding to insulin and become
insulin resistant, which causes the pancreas to produce more insulin until the beta-cells become
non-functional. The combination of sedentary lifestyle, diet, and weight gain seem to be the three
most common risk factors that interact with each other during the developmental stage of T2DM.
Along with these risk factors, an increased occurrence of inflammation in the body also plays an
important role in the development of abnormally high blood glucose levels, reduced insulin
Inflammation in T2DM
progression of T2DM, elevated levels of inflammatory cytokines coincide with constant high
blood glucose levels and with a decline in pancreatic insulin production. The three most common
tests when diagnosing T2DM are measuring levels of hemoglobin A1c (HbA1c), fasting and
postprandial glucose levels, and C-reactive protein (CRP) in the blood. Based on the American
Diabetes Association (ADA), T2DM diagnosis requires a fasting blood glucose level of
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126mg/dL, postprandial glucose 200 mg/dL, HbA1c of 6.5% or higher, CRP is the most
commonly tested inflammatory marker in the body. It is a positive acute-phase protein produced
by the liver that increases in response to inflammation. Research shows that CRP significantly
and positively correlates with insulin resistance and CRP concentration is higher in individuals
with T2DM compared to those without diabetes. Chronic low-grade inflammation in T2DM is
evidenced by elevated levels of CRP in the blood (Freeman et al., 2002; Mahajan et al., 2009;
The association between inflammation and T2DM, as well as obesity, has been the focus
of many studies over the past 10 years. Evidence by Freeman et al., 2002 indicates that CRP was
clinical predictors (HR 1.30; 95% CI 1.07-1.58; P=0.0075). Of the men that were classified as
having T2DM, those in the top quintile with a CRP of 4.18 mg/L had a threefold risk of
developing T2DM compared to those in the lowest quintile with a CRP of 0.66 mg/L (95% CI
1.205.04) (Freeman et al., 2002). The cross-sectional study by Mahajan A et al., 2009 showed
that the 2420 T2DM subjects had higher median high-sensitivity CRP (hsCRP) levels compared
to the 1110 nondiabetic subjects (P<0.0001). After adjusting for age, sex, BMI, HbA1c, and
obesity, high CRP levels were positively associated with T2DM (OR : 1.66; 95% CI: 1.21-2.28;
P=0.002). Diabetic subjects had median hsCRP levels of 1.58 mg/L for males and 2.68 mg/L for
females. Non-diabetic subjects had median hsCRP levels of 1.11 for males and 1.33 for females.
(Mahajan et al., 2009). Sat J et al., 2014 also found that hsCRP was significantly higher in
individuals with T2DM compared to those without diabetes or elevated inflammatory markers
(Sato et al., 2014). These studies have clinical potential toward better predicting individuals at
higher risk of developing T2DM based on elevated inflammatory markers and CRP levels
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(Freeman et al., 2002; Mahajan et al., 2009; Sato et al., 2014). The gut microbiome is an
important contributor to the pathogenesis of T2DM through specific processes that lead to
chronic low-grade inflammation, and the gut microbiome development is strongly influenced by
infant feeding.
Breastfeeding
Scientists have still not been able to replicate what nature has perfected: breast milk.
Breast milk provides insight into complete nourishment and a protective diet in the investigation
of food and nutrition. Milk synthesis and its adaptive properties vary among individuals. Not
only does human milk comprise various health promoting bioactive compounds and factors, it is
unique and individualized and its composition fluctuates during each feeding and as the infant
ages. According to research, fat content and other live cells and bioactive compounds increase
during the course of a feeding (Khan, 2012). Breastfeeding is dynamic and its composition
continually changes according to the infants needs, unlike infant formula. Infant formula
delivers the same amount of nutrients each feeding. In terms of carbohydrate content, breast milk
contains lactose along with over 130 different oligosaccharides referred to as human milk
oligosaccharides (HMOs), and formula only contains lactose as its carbohydrate source. The
nutritional, developmental, and immunological benefits that these HMOs provide to the infant
are unparalleled. Milk removal during breastfeeding also stimulates gene expression in the
mother, in turn signaling the body to actively secrete a specific amount of lipids, protein,
carbohydrates, and other factors into the milk. The transfer of milk from mother to infant is a
system that actively guides the development of the immune system, metabolic systems, and the
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In addition to providing nutrients and energy, breast milk and its protective immune
components have been shown to initiate the development of the infants intestinal tract and
innate and adaptive immunity. Recent epidemiological studies have associated breastfeeding
with a reduced incidence of gastrointestinal and respiratory infections, atopic diseases, and
breast milk facilitate infant immune development and maturation. These constituents are
growth factors (i.e. epidermal and insulin-like growth factors), hormones, partially digested milk
peptides, long-chain polyunsaturated fatty acids (LCPs), including n-6 (linoleic acid) and n-3
(alpha-linolenic acid), nucleotides, microflora, and bacterial antigens. Also, in recent years,
scientists have found that human breast milk has a much greater concentration of HMOs than
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Breastfeeding & Microbiome Development
The balance of factors in breast milk supports the infants immune system and reduces
inflammatory responses. Breastfeeding has been seen to affect the development of the gut
microbiome, which in turn plays a key role in reduced inflammatory response related to
breastfeeding. Human milk from healthy mothers has around 1 billion microbes per liter. The
bacteria most commonly found from the nipple, surrounding skin, and from the milk ducts in the
(West et al., 1979). After one week of age, Bifidobacteria dominate the infant gut (Harmsen et
al, 2000; Bezirtzoglou et al., 2006; Magne et al., 2006; Palmer et al., 2007; Penders et al., 2014).
The prevalence of Bifidobacteria in the infant gut is due to the HMOs that are digested
and utilized by Bifidobacterium longus infantis (B. infantis) (Sela and Mills, 2010). These
indigestible HMOs are the only human milk factors that dont directly nourish the infant, but are
instead utilized by B. infantis. This particular strain seems to thrive in the presence of HMOs and
produces important compounds called short-chain fatty acids (SCFA) after fermenting these
indigestible HMOs. Formula tries to mimic these oligosaccharides, but they dont seem to
reproduce the same immune capacity or support the growth of the same infantis subspecies of
Bifidobacterium compared to breast milk. Figure 2 below illustrates the difference of gut
microbiota found in breast fed (BF) versus formula fed (FF) infants. HMOs select for specific
infant gut microbial growth. Infant formula, which only contains lactose, is non identical to
breast milk and reduces the exclusivity of the gut microbiota (Selma and Mills, 2010; Yong,
2016).
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Figure 2: Microbiota found in the guts of breast milk vs formula fed infants
In the BF infant (left), Lactobacillus lactis, Bacteroides fragilis, Staphylococcus
epidermidis, Bifidobacterium bifidum, and Streptococcus pyrogenes are shown.
In the BF infant (right), that is a greater amount of gram-negative bacteria.
Enterococcus faecalis, Escherichia coli, Verrucomicrobium sp., Shigella
dysenteriae, Peptostreptococcus spp, Bacteroides fragilis, Bacilus subtilis, and
Atopobium vaginae are shown in FF infant. Purple= Proteobacteria. Blue=
Firmicutes. Red=Actinobacteria. Green= Bacteroidetes
by various beneficial pathways. Research suggests that breastfeeding protects individuals from
T2DM. There is sufficient scientific evidence suggesting that individuals who were formula fed
as infants are more likely to be overweight and develop T2DM later in life (Horta, 2015; Pereira,
2014; Veena, 2011; Mayer-Davis, 2008; Owen, 2006; Lawlor, 2005). It was found that
breastfeeding decreases the risk of developing T2DM by 40% (Owen, 2006). In formula fed
infants, weight gain and an altered development of the gut microbiome appear to mediate the
relationship between infant feeding and risk of T2DM. One avenue that explains breastfeedings
ability to reduce the risk of T2DM is its ability to support gram-positive bacterial growth in the
infant gut, thus promoting a healthy, balanced gut microbial development (gram-positive bacteria
will be described in more detail in the Microbiome section). One particular gram-positive
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bacteria of interest in this paper is B. infantis. Other pathways that connect breastfeeding and its
effect on reducing the risk of T2DM will be described in further detail in later sections
inflammatory effects. B. infantis has the ability to reduce the risk of inflammation by decreasing
intestinal permeability and inhibiting the production of pro-inflammatory factors in the intestinal
lining including tumor necrosis factor- (TNF-), lipopolysaccharides (LPS), and other pro-
inflammatory markers. These mechanisms help protect against low-grade inflammation seen in
T2DM. Breast milk is the only source of infant nutrition able to unlock the full beneficial
potential of gram-positive bacteria and their ability to flourish in the infant gut (Yong E, 2016).
Research indicates that BF infants have greater levels of gram-positive bacteria in the gut
hypothesized in this review that the microbiome mediates the relationship between breastfeeding
and T2DM by reducing the risk of gut microbial dysbiosis, intestinal permeability, and low grade
Microbiome
Description, Structure, Function, & Metabolites
There are around 10 times as many bacterial (or microbial) cells as there are human cells.
These microbial cells make up the human microbiome, defined by the National Institutes of
Health (NIH) as the collective genomes of the microbes (composed of bacteria, bacteriophage,
fungi, protozoa and viruses) that live inside and on the human body (Yang, 2012). They impact
our physiology, protect against pathogens, support immune system growth and development, and
have metabolic functions. There are nearly 100 trillion intestinal bacteria living in a human host
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and around 1000 different species found in the gut that are essential for health. In this paper, the
gut microbiome is referred to as the gut flora, gut microbiota, intestinal flora, or intestinal
microbiota. The symbiotic relationship between human host and intestinal microbiota provides
the gut flora with a nutrient-rich environment and the human host with nutrient metabolism and
Gut microbes are essential for health and disease prevention. Gut microbial eubiosis (a
healthy balance of the microflora in the gastrointestinal tract) is essential for the human host and
gut microbiome to live in harmony and maintain optimum health and immunity. Infancy is
viewed as the critical window for the establishment of a healthy symbiotic relationship and
proper development of the intestinal barrier that affects intestinal homeostasis maintenance later
in life (Shreiner et al., 2015). During the start of gut microbiome research, it was initially
discovered that the gut flora are important for nutrient metabolism and the development of the
intestinal barrier, but further research showed a surplus of other beneficial function of the gut
microbiome. It was seen to inhibit pathogens, aid in the development and regulation of the
immune system, modulate gene expression, and play a major role in the gut-brain axis. This
paper focuses on its role in the development and regulation of an infants intestinal barrier and
immune system, and how formula feeding can disrupt the gut flora and negatively affect these
mechanisms, leading to increased risk of T2DM (Schreiner et al., 2015; Wang and Kasper, 2014;
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found in the small intestine that initiate proper development and utility of the gut, including
prevalence in gut microbial dysbiosis and contribute to increased disease risk, include
Metabolites produced from gut bacterial metabolism are believed to provide many health
benefits to the human host and include lipids, bile acids, and short chain fatty acid (SCFA).
regulation, and integrity of the epithelial barrier along with providing energy to the host cells.
The point of interest in this paper are SCFA and their ability to regulate immune function,
intestinal permeability, inflammatory responses, insulin secretion, and glucose metabolism. Such
SCFA include butyrate, acetate, and propionate (Sharon et al., 2014; Morrison and Preston,
2016).
Genes affect the development of the microbiome and vice-versa. A microbial imbalance
can negatively affect gene expression, and gene expression can affect the presence and function
of gut microbial species. Research on the metagenome of the intestinal bacteria environment has
dramatically increased within the past five years. The metagenome is the collection of all the
the metagenome and is used to identify microbial diversity and function (National Research
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The microbiome is individually tailored and varies from person to person, making it
somewhat difficult to study and compare microbial species and their effects. Techniques used in
research to identify and categorize individuals gut microbiota are culture based analysis, gene
fingerprinting methods (i.e. 16S rRNA gene pyrosequencing, qPCR amplification, random
metagenome shotgun sequencing. All of these methods, other than the cultured based analysis
used solely to isolate and identify species types, are used to establish meaningful gene profiles.
Immune-Microbiome Co-Maturation
This paper discusses the microbiomes role in the development of the mucosal immune
immune system involves the bodys immune responses that occur in the intestinal mucosa of the
gastrointestinal tract (GI). The lymphoid tissue that makes up the GI tract is referred to as the
gut-associated lymphoid tissue (GALT). The initial development of GALT starts during the
narrow critical window in infants during which the development of the intestinal tract determines
the progression of the adult-like intestinal immune system, and optimal maturation depends
heavily on the presence of the gut microbiome (Round and Mazmanian, 2014).
The newborns sterile body is seeded with microbes from the mother, as well as early-life
nutrition and other environmental sources, immediately after birth and for months thereafter. The
gut, along with mucosal tissues and the skin, are established with specific microbial species that
immune system, 2) immune-tissue homeostasis, 3) infant and later-life dietary metabolism, and
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4) restricted access of pathogenic gut microbes to environmentally-accessible sites, referred to as
microbial translocation (Dietert, 2013). The documented effects of the gut microbiota on
intestinal-immune homeostasis are shown in Figures 3 and 4 below (Lin and Zhang, 2016).
mucosa (lining of the GI tract) and initiate development of the mucosal immune system.
Bidirectional interactions between gut microbiota, diet and the immune system itself regulate the
establishment and maintenance of intestinal homeostasis and barrier function. Neonatal immune
system maturation in mucosal tissues is greatly influenced by the microbiota with both innate
and adaptive immunity affected via the interactions in the symbiont (the human host). (Rakoff-
Nahoumand Medzhitov, 2006; Gaboriau-Routhiau et al., 2011; Chung et al., 2012). The gut
microbiome and mucosal immune system have a symbiotic relationship. The infants GALT
influences the individuals immune responses, glucose metabolism, and incidence of gut
permeability. Improper development of both the gut microbiome and GALT can lead to
The intestinal mucosa consists of one or more outer layers of epithelial cells (enterocytes)
overlying connective tissue referred to as the lamina propria. The intestinal mucosa surrounds the
inner open space or cavity of the GI tract called the lumen, which is where the gut microbiota
reside (Figure 5). The non-adhesive enterocytes are held together by tight junctions, adhesive
junctions, and desmosomes. The tight junctions are important for regulating the barrier function
of the epithelium. They do so by facilitating the epithelial barriers selective permeability and
transport of substances between cells. Gut microbial composition and cytokines (i.e. tumour-
necrosis factor (TNF) and interferon- (IFN)) are known to regulate the permeability of the tight
junctions. Gut bacteria can promote or prevent production of cytokines that increase the
Streptococcus, and Lactobacillus have been seen to reverse the effects of cytokines (Resta-
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Lenert and Barrett, 2006). According to the findings of Jain and Allan (2014), the mechanisms
by which commensal microbiota protect barrier function incldue modulation of the expression of
the occludin and caludin protein and utilization of epithelial cell signalling machinery such as
Rho GTPases, PKC and MAPK pathways to enhance barrier integrity (Jain and Allan, 2014, pg.
7). Thus, the gut microbiome plays a major role in epithelial cell signaling pathways that control
intestinal permeability along with regulating gene expression of tight junction proteins (Resta-
Mucosal immune system development begins in the fetal stage and is initiated by
lymphoid tissue under cells (LTi). Two of the first structures to form in the GI tract are Peyers
patches and mesenteric lymph nodes. The sites of developing intestines during this stage are
colonization of gut microbiota. Referring to Figure 5, the intestinal barrier is made up of a single
layer of epithelium consisting of: enterocytes (intestinal cells), specialized Goblet cells,
microfold (M) cells, Paneth cells (present only in small intestine), and enteroendocrine cells.
Dendritic cells are important for collecting and processing antigens from gut microbes and
delivering them to T-cells that initiate an immune response. Dendritic cells in the Peyer's patches
access microbial antigens through M cells or directly from the lumen by extending dendrites
through tight junctions. When the dendritic cells are full of microbial antigens, they induce T-cell
involved in immune response. T-cells can differentiate into T helper cells (TH), type 1 regulatory
cells (Tr1), or regulatory T cells (Treg). Figure 5 shows the intestinal barriers structure and
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composition involved in the maturation process of the intestinal barrier function (Jain and Allan,
2014).
Mulder et al. (2011) also explains the narrow critical window in infants during which the
seeding and development of the microbiome determines the progression of the adult-like
microbiome and intestinal maturation towards childhood and later on into adulthood (Mulder et
al, 2011). The individually tailored infant gut microbiome and the human host are symbiotically
joined. Any event that alters or inhibits this event will essentially produce an incomplete
human mammalian component, and this is probably the most significant sign that classifies the
individuals health and disease status. The importance of the completed self is described by
Dietert R and Dietert J (2012). A balance in the gut microbiome is shown in this paper to help
protect an individual from developing T2DM through its role in regulating the developing of
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Infant Formula and Diabetes Risk through the Gut Microbiome
The growth of the microbiome starts in utero and changes immediately post-delivery due
to exposure to bacteria from the mother, nurses and doctors, the hospital, and nutrition. It
continues to grow and change in number and species type. Seeding and nourishment is very
important for its development and proliferation (Dietert, 2013). Early life nutrition is one of the
major factors contributing to the initial growth and maturation of the gut microbiome. Breastfed
infants have been seen to have a different microbiome than formula-fed infants. This is shown in
multiple studies that this paper focuses on in a later section. Overall, breast fed infants have a
greater prevalence of gram-positive bacteria than formula fed infants (Dietert, 2013).
infantis digests HMOs, short-chain fatty acid (SCFA) metabolites are released from the
fermentation process that provide many benefits for the infants intestinal tract. Adenosine
triphosphate (ATP) and SCFAs produced by the metabolism of HMOs are utilized as energy
sources by intestinal cells. At birth, an infants intestinal tract is underdeveloped and highly
permeable due to gaps between gut cells. SCFAs are crucial for the maturation of the intestinal
tract by providing energy to gut cells and by modulating gene expression of tight junction
proteins that promote intestinal barrier integrity. The presence of B. infantis increases protein
expression of tight junction proteins including occludin and zonula occludens-1 (ZO-1) through
increased transcription of their genes. This suggests that gene expression, being modulated by
the gut bacteria, can regulate and improve intestinal barrier integrity (Ewaschuk et al, 2008).
Through these mechanisms, B. infantis and its metabolites encourage gut cells to make these
tight junction proteins that, in turn, seal the gaps found in the intestinal barrier during infant
development, decrease intestinal permeability, and keep microbes out of the bloodstream.
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Compared to HMOs found specifically in breast milk, when B. infantis comes in contact with
lactose found in formula, it is unable to grow and flourish at the same rate or engage in the
promotion of gut cell gap closure of the intestinal barrier. (Ewaschuk et al, 2008; Scholtens,
2012).
translocation of gram-negative bacteria into the blood. Gram-negative bacteria are known for
their pro-inflammatory effects in the body due to endotoxins found in their outer membrane (i.e.
response commonly seen in T2DM called metabolic endotoxemia (ME), which can be caused by
increased LPS levels in the blood from bacterial translocation or increased cytokine levels in the
blood produced by an innate immune response. The innate immune response is activated when
the body recognizes harmful antigens produced by gut microbes, like the endotoxin LPS, and
by the presence of the endotoxin LPS, there are specific pattern recognition receptors (PRRs)
that recognize the presence of the LPS endotoxin: LPS-binding proteins (LBP), cluster of
differentiation 14 (CD14), an accessory protein (MD-2), and toll-like receptor 4 (TLR4). These
PRRs are all involved in a pro-inflammatory cascade. First, an LBP-LPS trigger complex is
formed when LBP binds LBS in the lumen. The LPB-LPS trigger complex activates TLR4 and
its co-receptors MD-2 and CD14. TLR4 activation recruits adaptor molecules (MyD88 and
TRIF) that activate specific kinases, leading to the transcription of pro-inflammatory molecules
factor in intestinal epithelial cells. Activation of NFkB produces pro-inflammatory molecules that
enter the blood stream including tumor necrosis factor- (TNF-), interleukin-1- (IL1), and
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interleukin-6 (IL6) (Neves, 2013). Scientific evidence indicates an increased prevalence of these
pro-inflammatory molecules in insulin resistant individuals. Cytokines in the blood not only
affect insulin resistance but can also lead to beta-cell apoptosis and beta-cell failure, potentially
leading to T2DM (Pradhan et al., 2001; Banerjee, 2012; Lee et al,. 2008; Cani et al., 2008).
Evidence suggests that early life gut microbiota tailored to the infants system, such as
Bifidobacterium longum subsp. infantis, can depress pro-inflammatory cytokine levels (i.e. TNF-
alpha) and dampen down the inflammatory response at crucial windows of mucosal tissue
development. Improperly controlled inflammation in early life appears to promote late-life health
problems (Dietert, 2013, pg. 3). This paper provides evidence to suggest that formula feeding
alters the protective function of the intestinal barrier by two mechanisms: 1) preventing complete
maturation of the intestinal barrier, 2) promoting gut microbial dysbiosis and an increased
prevalence of Gram-negative bacteria (Neves, 2013; Rodes et al., 2013). Gut microbes impact
local and systemic inflammation through pattern recognition receptors (PRRs) (Claes et al.,
2015; Jin and Flavell, 2013). Intestinal dysbiosis, referring to alterations in the composition and
abundance of the gut microbiota as compared to healthy individuals, is believed to account for
inflammatory and metabolic diseases (Spor et al., 2011). Dysbiosis is the decline of gram-
positive bacteria such as Lactobacillus, Bifidobacteria, and Bacteroides and an increase in gram-
negative bacteria, such as Escherichia coli (E. coli), Pseudomonas aeruginosa, and Clostridium
difficile (Rodes et al., 2013; Neves, 2013; Claes et al., 2015; Jin and Flavell, 2013; Spor et al.,
2011).
Diet and other environmental and host factors have a major effect on gut microbial
composition, with the main focus of this paper being infant nutrition. A balanced microbial
composition results in eubiosis, which helps regulate immune and inflammatory responses
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through the prdocution of anti-inflammatory and immunomodulatory products including SCFA,
which help maintain homeostasis and decreased risk of disease. Dysbiosis, an imbalance of gut
microbiota, can lead to dysregulation of the immune system through lack of beneficial
microbiota products like SCFA and an increased prevalence of pro-inflammatory factors like
lipopolysaccharides (LPS), leaving the host with greater susceptible to inflammation. Dysbiosis
could occur through the consumption of formula feeding, as well as through changes induced by
insulin resistance (Cani et al., 2008). Metabolic endotoxemia (ME) is a low-grade elevation of
are large molecules consisting of a lipid and polysaccharide chain composed of O-antigen. They
24
underdevelopment of, the intestinal barrier can lead to increased intestinal permeability, favoring
concentrations have been shown to have a two- to threefold increase in the onset of ME.
Intestinal epithelium acts as a continuous barrier to avoid LPS translocation. The intestinal
barrier is regulated by proteins called zonula occludens 1 (ZO-1) and occludin (Cani et al.,
2008). Gut bacteria are known to modulate gene expression of these intestinal barrier-tight
function proteins (Hooper and Gordon 2001). The intestinal tight junction integrity helps keep
the microbiota above the epithelial surface and within the intestinal mucus. When the epithelial
barriers integrity is compromised from microbial dysbiosis, ME can come into play. ME has
been shown to trigger toll-like receptor 4 (TLR4) mediated inflammatory activation, eliciting a
chronic low-grade pro-inflammatory status which may result in insulin resistance and glucose
intolerance as seen in T2D. TLRs are pattern-recognition receptors (PRRs) located in enterocytes
(absorptive cells in the small intestine) (Cani et al., 2008; Hooper and Gordon, 2001).
25
A microbial balance has proven to play a crucial role in regulating immune responses and
protection against inflammation-driven disease like T2DM (Figure 7). Many diseases are
cytokines. Specialized T cells, known as regulatory T (Treg) cells, help reverse pro-
inflammatory responses and maintain immune homeostasis. A study by Round and Mazmain
(2014) suggests that intestinal bacteria interact with the mammalian immune system to direct the
linage differentiation of both pro- and anti- inflammatory T-cell populations. This study suggests
that a population of inflammatory T cells, termed T helper 17 (TH17) cells, has been implicated in
the pathogenesis of T2DM. It is possible that different types of bacteria induce diverse
immunological functions, thus, the equilibrium between inflammation and regulation in the gut
may be due to the mutualistic community structure of the microbiota (Round and Mazmanian,
2014).
suggests that BF can positively restore the gut microbiome and, in turn, improve immune
homeostasis and reduce the risk of chronic disease later in life. This review successfully links
microbial dysbiosis and breastfeeding to the pathogenesis of T2DM (Dietert, 2013). According
to research, Clostridia, Enterococci, and Enterbacteria spp. levels are increased during a
microbial dysbiosis occurrence. One study in particular by Harmsen et al. investigated the
development of the gut flora in breastfed and formula-fed infants using new molecular
identification and detection methods. Previous studies have shown that assessing the infant gut
26
flora from fecal samples lacked accuracy with cultivation methods due to nonspecific media and
bacterial species that cannot be cultured. The goal was to provide more precise data on the
diversity and progression of bacterial strains within 20 days after initial neonatal gut colonization
This prospective cohort study looked at the development of the infant gut microbiome in
a group of 12 infants, 6 breast-fed and 6 formula-fed, during the first 20 days of life (Harmsen et
al, 2000). The bacterial population and dominant species were compared between breastfed and
formula fed infants. All of the infants were either born at home or in the hospital in which they
were there for no longer than 2 days. Six of the mothers exclusively breastfeed for the first 20
days of life and the other six intended to bottle-feed their infants for the first 20 days of life. The
mothers who intended to feed their infants formula were given a standardized whey-predominant
infant formula in order to prevent variance in data among the formula-fed group (Harmsen et al.,
2000).
The mothers collected their infants fecal matter throughout the study that was analyzed
using three different methods to identify the type and quantity of colonies. These methods were
sequence, and Fluorescent In Situ Hybridization (FISH) analysis. The RAPD fingerprinting and
16S rRNA sequence analysis (PCR sequencing) were used to group and identify microbial
species based on their patterns. For the FISH analysis, the total number of cells was counted
The data collected from the culturing on selective media and RAPD-PCR fingerprinting
showed that the main flora of both the breastfed and formula-fed infants consisted of 10 to 20
different RAPD groups. The dominant species called Bifidobacterium spp. grew on most of the
27
selective media, and unwanted species also grew on some of the plates. Bifidobaceria and
Escherichia coli were the dominant normal flora in both groups, along with Enterococci,
Staphylococci, Bacteroides, and Veillonella. The culture-based analysis showed that lactic acid
bacteria and Bifidobacteria had a greater prevalence in the breast-fed infants, whereas the
formula-fed infants were more established with Bacteroides and Clostridia spp. The FISH
analysis showed that Bifidobacteria dominated the breastfed infants gut between days 12 and 20
(60-91% of the flora). In the majority of formula-fed infants, the Bacteroides population
increased toward day 20 and E. coli was also more prevalent (Harmsen et al, 2000).
The results confirmed that Bifidobacteria became the dominant bacteria (>60%) in
breastfed infants within one week after birth. Along with Bifidobacteria being the dominant
bacteria in breastfed infants, they also had higher numbers of lactic acid bacteria like
Streptococci and Lactobacilli. Formula-fed infants had more staphylococci and clostridia. This
could explain the low pH buffering capacity of breast-milk. The goal of this study is to help in
the development of an infant formula that will induce breast milk-like colonization in the infant
gut. It is known that Bifidobacteria and lactic-acid producing bacteria aid in the maturation of the
mucosal immune system and have anti-inflammatory effects (Harmsen et al, 2000). The study by
Harmsen et al and various others have shown similar results in the gut microbiome of breast fed
and formula fed infants (Table 1). In all these studies, Bifidobacteria became the dominant
bacteria in the infant fed breast milk, along with a majority of the studies showing increased
Clostridium Perfringens, and Enterococcus. The results show that formula fed infants have
higher levels of Gram-negative bacteria in the gut, including Clostridium difficile, Escherichia
28
coli, Akkermansia, Lachnospiraceae (associated with T2DM in a metagenome study (Qin et al,
Liu et al, 2015 Human study: n=120 Human study: Human study:
(7-90 days old: 40 BF, Bifidobacterium (8.17 0.3) Bifidobacterium (6.94 0.3)
40 fed SPCF (Synlait Lactobacillus (6.90 0.20) Lactobacillus (6.65 0.25)
control formula), 40 Clostridium perfringens (4.80 Clostridium perfringens (4.65
FF); Fecal samples 0.20) 0.21)
collected on day 1 and
day 21 Rat study: Rat study:
Clostridiales (14.1 1.34) Clostridiales (5.10 1.20)
Porphyromonadaceae (13.8 Porphyromonadaceae (7.69
Rat study: n=12 (6 fed 1.94) 2.00)
human milk, 6 fed Collinsella (7.04 1.71) Collinsella (2.76 0.05)
SPCF); rats fed for 28 Prevotella (4.76 2.32) Prevotella (29.7 8.61)
days Mucispirillum (0.03 0.02) Mucispirillum (not detected)
Enterobacteriaceae (0.08 Enterobacteriaceae (not
0.06) detected)
Solis et al, 2010 n=20 (20 exclusively (% of fecal matter) Not included
BF infants)
Day 10:
Fecal samples collected Bifidobacterium (60%)
at 1, 10, 30 and 90 days Streptococcus (13%)
of age Lactobacillus (8%)
Enterococcus (8%)
Day 90:
Bifidobacterium (42%)
Streptococcus (26%
Lactobacillus (16%)
Enterococcus (16%)
Schwartz et al, n=12 (6 exclusively BF Higher levels of: Lower levels of:
2012 and 6 FF) Bacteroidetes Actinobacteria
29
Proteobacteria Proteobacteria
Fecal samples collected Actinobacteria
at 3 months of age Higher levels of:
Firmicutes
Not detected:
Bacteroidetes
Penders et al, 2006 n=1030 (700 Dominant bacteria: Dominant bacteria:
exclusively BF, 232 Bifidobacterium Bifidobacterium
exclusively FF, 98 BF
and FF) Higher levels of:
Escherichia coli
Fecal samples collected Clostridium difficile
at 1 month of age Bacteroides fragilis
Bezirtzoglou et al, n=12 ( 6 BF, 6 FF) Dominant bacteria: Dominant bacteria:
2006 Bifidobacteirum (69.12%) Bifidobacterium (32.07%
Fecal samples collected
during first 2 months of Followed by: Followed by:
life Bacteroides (11.85%) Bacteroides (28.73%)
Prevotella Atopobium (6.82%)
Staphylococcus E. coli
Lactobacillus Clostridium
Enterococcus Streptococcus
Streptococcus Staphylococcus
Early signs of an increased risk for insulin resistance and T2DM can be detected by
looking at an individuals microbiome (Burcelin et al, 2011; Lee CC et al, 2008). Evidence
suggests that a dysbiosis of the gut microbiome may potentially lead to development of T2DM
due to the occurrence of different mechanisms that occur simultaneously. These events include:
high numbers of Gram-negative bacteria in the lumen, 2) the passage of pro-inflammatory gut
bacteria into the underlying intestinal tissues and into the bloodstream, 3) an innate inflammatory
response to increased serum levels of inflammatory markers, 4) increased cytokine levels that
contribute to poor glucose homeostasis, decreased insulin secretion and insulin resistance, thus,
30
Groundbreaking research demonstrates the association of T2DM with the presence of
Gram-negative gut bacteria and the bodys innate immune response. Individuals with T2DM
have been shown to have higher levels of Gram-negative bacteria in the gut that are contributing
to the presence of gut microbial dysbiosis. A study by Larsen et al. (2010) examined the fecal
bacterial composition of 36 male adults, with 18 subjects diagnosed with T2DM. Compared to
the control group (individuals without T2DM), the diabetic group had significantly reduced
levels of Firmicutes with increased levels of Prevotella and Bacteroidetes. Higher levels of
Prevotella and Bacteroidetes were positively correlated with higher plasma glucose levels and
reduced glucose tolerance. This study provides evidence showing that gut microbial composition
in diabetic patients differs to that of non-diabetic individuals, suggesting that the microbiota
patients with type 2 diabetes were characterized by gut microbial dysbiosis. Along with
identifying the presence of gut microbial dysbiosis, the study also identified 60,000 T2DM-
associated metagenomic markers. Qin et al. carried out their analysis through deep shotgun
sequencing of the gut microbial DNA of 345 Chinese individuals. The results revealed that the
diabetic patients had higher levels of Gram-negative microbes in their gut, and less microbes
involved with SCFA production. They found that the increased prevalence of Gram-negative
bacteria involved in mechanisms that lead to T2DM. When analyzing their data, metagenomic
linkage groups (MLG) were devised in order to reduce the large amount of data collected and
because the metagenome works as a functional unit rather than independently. 84.4% of the
MLGs that they identified were T2DM-associated gene markers, and most of them were linked
to opportunistic pathogens like Escherichia coli, Bacteroides caccae, and Clostridium ramosum.
31
These bacteria are known to cause ME. The gut microbiota that were seen in the T2DM patients
were associated with poor glucose homeostasis, sulphate reduction, oxidative stress and
decreased butyrate production. Despite the fact that the degree of gut microbiota dysbiosis was
less significant than that seen in inflammatory bowel disease, the markers found in the T2DM
still play a role in the development of T2DM and the inflammation that characterizes the disease
The functional links between gut microbiota, inflammation, and metabolic diseases have
recently been illustrated by multiple studies. Many of the studies explain the reason for increased
levels of the positive acute-phase protein CRP seen in T2DM patients. CRP is seen to increase in
response to a rise in the major cytokines like tumor necrosis factor- (TNF-), interleukin-6 (IL-
6), interleukin 4 (IL-4), and interleukin 1 (IL-1). These cytokines are derived from adipose tissue
and are referred to as adipokines, which can explain the link between obesity and T2DM. In a
(Bindels et al, 2012). In T2DM, these cytokines, along with cytokines produced by an innate
immune response discussed later, directly affect insulin resistance as well as beta-cell function.
Low-grade inflammation seen in individuals with T2DM may explain the reason for insulin
resistance and declined pancreatic insulin secretion that characterize the disease. Cytokines
directly inhibit insulin receptor signaling and leads to phosphorylation of insulin receptor
substrate-1. The inhibition of insulin receptor signaling by TNF- and IL-6 promotes hepatic
fatty acid syntheses, a process that is normally suppressed by the binding of insulin to receptors
on adipocytes (fat cells). Increased hepatic fatty acid synthesis induces the liver to recruit more
inflammatory markers to adipose tissue and pancreatic beta-cells as well as produce more acute-
32
phase proteins, mainly CRP. Cytokines not only affect insulin resistance but can also lead to
beta-cell apoptosis and beta-cell failure, leading to T2D (Lee et al, 2008).
metabolism along with inflammation caused by intestinal permeability (IP) and increased
metabolic endotoxin secretion (Cani et al, 2008; Diamant et al, 2011; Everard, 2013). Increased
metabolic endotoxin secretion results in metabolic endotoxemia, which has been shown to
initiate insulin resistance and other factors related to T2DM. IP was seen to be affected by the
gut microbiota, and in turn affect the levels of circulating inflammatory markers in a study by
Leclercq et al (2014). This study tested the correlations between gut bacteria and IP. Data
belonging to Ruminococcaceae and Bifidobacterium families were negatively coorelated with IP.
These results support the hypothesis that the increased Gram-negative bacteria in the lumen
In a 4 week clinical trial on mice, Cani et al (2008) investigated the role of the microflora
intolerance, and insulin resistance. Cani et al. found that an increased gram negative-to-gram
positive ratio leads to increased plasma levels of LPS. A change in gut bacteria results in
increased intestinal permeability and LPS levels in the blood that are responsible for metabolic
endotoxemia, adipose tissue inflammation, increased blood glucose profiles, insulin resistance,
and reduced insulin secretion. Increased gut permeability was seen to enhance LPS levels from
bacteria crossing the intestinal barrier, all due to gut dysbiosis characterized by an increased ratio
33
These dysbiosis findings were demonstrated by a 4-week long antibiotic treatment in a
total of 38 laboratory mice. These mice were divided into three groups: controlled diet and
antibiotic treatment (n= 13), high-fat diet and antibiotic treatment (n= 17), and ob/ob mice only
treated by antibiotics (n=8). The clinical trial aimed at changing the gut microbiota and providing
mechanisms responsible for its effect on the occurrence of metabolic endotoxemia and the onset
of corresponding metabolic disease such as T2D. Previous studies have suggested the link
between gut microbiota and endotoxemia and endotoxemia and metabolic disease, but this study
is the first to show the link between all three. Bifidobacteria spp. and Lactobacillus spp. were
detected from the collected cecal contents by qPCR amplification and 16S rRNA gene
sequencing. When looking at intestinal permeability, gut microbial dysbiosis reduced the
expression of epithelial tight junction proteins such as ZO-1 and occludin, resulting in increased
Results from this study by Cani et al. (2008) prove that a change in gut microbiota can
improve glucose tolerance. Glucose-induced insulin secretion, insulin resistance index, body
weight gain, and adipose weight were all corrected by the change in gut microbiota, favoring a
decreased gram negative-to-gram positive ratio. Metabolic endotoxemia and inflammation were
also reduced in all mice treated with antibiotics, regardless of feeding type. When looking at
adipose tissue inflammation in antibiotic treated mice, the adipose depots contained lower levels
of inflammatory markers of metabolic disorders, including PAI-1, IL-1, TNF-, and F4/80.
Inflammation in T2D is often associated with oxidative stress in adipose tissue, leading to
34
inflammatory markers, resulting in reduced manifestations of intestinal permeability, metabolic
endotoxemia, blood glucose profiles, and insulin resistance (Cani et al, 2008).
factor to link metabolism to inflammation in the intestine. In addition to the GI tract, PPAR is
predominantly expressed in adipose tissue and thus participating in the metabolic regulation of
lipids, glucose homeostasis, cell proliferation and differentiation as well as local inflammation
(He et al, 2015; Saponaro et al, 2015). Streptococcus salivarius had previously been shown to
influence inflammation by down-regulating NF-B in the intestinal cells (Kaci et al, 2014), and
has recently been revealed to inhibit transcriptional activity of PPAR (Couvigny et al, 2015).
Upon exposure to S. salivarius supernatant, the expression levels of I-FABP (intestinal fatty acid
binding protein) and Angptl 4 were found to markedly drop among PPAR-induced metabolic
genes in the IECs (Couvigny et al, 2015). Altogether, studies strongly suggest that gram-negative
gut bacteria could exert dual effects on both host inflammatory regulation and metabolism
processes. (Kaci et al, 2014; Couvigny et al, 2015; He et al, 2015; Saponaro et al, 2015).
Formula feeding or short duration breastfeeding that has been seen to produce an
increased gram negative-to-gram positive ratio of gut microbiota can potentially cause metabolic
endotoxemia and eventually lead to the onset of T2D. FF infants are found to have lower levels
breastfeeding and regulated cytokine production were found in a study by Belderbos et al.
(2012). This human prospective birth cohort study of 291 healthy term infants compared
35
breastfeeding to formula feeding and their ability to modulate innate immune function.
According to Belderbos et al. (2012), breastfeeding was the major determinant of neonatal
innate immunity, associated with 5 (31%) of neonatal innate immune parameters, of which the
association with TLR7-mediated IL-10 production was most significant (76 pg/ml in breastfed
neonates vs. 293 pg/ml in formula-fed neonates, p = 0.001) (Belderbos et al., 2012, pg. 65). The
results show that exclusive breastfeeding during the first month of life was associated with
decreased TLR mediated cytokine production (twofold decreased TNF- and fourfold decreased
IL-10) compared to formula fed infants. When testing the concentrations of T cells, there was no
The 3 year long multicenter retrospective cohort study included 247 participants under the age of
History of BF was obtained from the mother. Information on duration and timing of solid food
introduction was obtained. 80 participants had T2DM and 167 were non-diabetic. Results show
that 31.3% of youth with T2DM were BF, whereas 63.5% of non-diabetic control youth were
BF. Duration of BF was also longer in the non-diabetic control group (P < 0.0001). T2DM case
subjects had lower odds of being BF in infancy. There was no difference observed according to
race/ethnicity. Overall, there were higher proportions of breastfeeding in the non-diabetic control
group. These findings suggest the BF elicits protective benefits against the development of
36
Figure 8: Percent of Youth Ever Breastfed By Race/Ethnicity. Black column:
T2DM. White column: non-diabetic control
In a study published in 2011 by Veena et al., prolonged breastfeeding was associated with
protection against glucose intolerance at 9.5 years, suggesting that exclusivity and duration can
modify the extent to which breastfeeding protects against disease. This prospective cohort study
followed Indian children from ages of 1 to 9.5. Researchers assessed breastfeeding duration and
age at introduction of solid foods of 568 children at 1, 2 and 3 years of age. 518 children were
assessed for glucose intolerance and insulin resistance was at 5 and 9.5 years of age. Results
show that all children were initially BF, 90% were exclusively BF for at least 6 months, and 64%
were BF for 12 months or longer. At the 5 year mark, increased duration of BF was associated
with decreased insulin resistance and increased glucose concentration. At 9.5 years, glucose
concentration decreased and insulin resistance was unrelated to BF duration. The results show
that longer BF duration is associated with lower fasting insulin concentrations and insulin
37
Infant feeding, Gut Microbiome & T2D
Diehl et al. (2013) revealed in a mouse model that microbial eubiosis in BF infants helps
restrict the transport of commensal and pathogenic bacteria in the gut to the mesenteric lymph
nodes. The mesenteric lymph nodes are sites of immune response stimulation and help regulate
translocation and the likelihood of misregulated inflammation, which could help to prevent
T2DM (Diehl et al, 2013). Early life nutrition through breast-milk or formula milk and solid
weaning foods is a key determinant of early microbial community structure that influences
development of protective immune responses and affects long-term health status and risk of
metabolic diseases like T2DM. The mucosal barrier development, influenced by infant feeding,
carries with it innate and adaptive defenses and intestinal barrier function. The infant feeding,
microbiota and immune system trio strongly influences postnatal intestinal homeostasis, which
has consequences into adulthood. Figure 9 depicts this triad and the maintenance of intestinal
Figure 9: Diet, gut microbiota and host immunity (Jain and Allan, 2014)
38
Dietert R confirms that breastfeeding is one of the longest standing and most effective
measures to protect against the development of childhood and adult disease. Dietert R focused on
the reduced risk of inflammation-driven chronic disease (i.e. T2DM) via immune-microbiome
at least 4-6 months of exclusive breastfeeding, along with the effects of natural birth starts the
initial seeding of the microbiome and contributes beneficial factors to its growth and maturation
including maternal antibodies and immune cells, additional bolus of microbes, tolerating
cytokines and antigens, and oligosaccharides tailored to specific microbes (Figure 5). These
factors and nutrients provide the necessary components to the completed self and help
diminish immune dysfunction and misregulated inflammation as seen in T2DM (Dietert, 2013).
Recent research suggests that breastfeeding provides the necessary components for both
the human host and gut microbiome) and effective gut-bacterial supported immune maturation
dysfunction, misregulated inflammation, and an elevated risk of T2DM (Figure 10) (Dietert,
2013). Other studies also indicate the significance of the susceptibility of metabolic processes
codependent relationship is observed between microbiota and human host genes. This
relationship has a significant effect on immune system related activities including inflammatory
response, transport, and metabolism. A transition toward studying the link between infant
feeding, microbiota and host genes on a system level approach rather than on an individual level
has resulted in stronger evidence regarding the relationship between microbial community and
host immune system. Mapping the interactions between type of infant feeding, human genes, and
39
gut microbiota colonization was a major advancement achieved in a recent study (Praveen et al.,
2015).
In a study by Praveen et al. (2015), the reanalyzed metagenomic data came from
Schwartz et al. (2012) and the reanalyzed transcriptomic data was obtained from Chapkin et al.
(2010). Praveen et al. aimed at using both data collections to provide evidence for the relation
between the microbiota, the human host system, and infant feeding mode. In the study by
Chapkin et al., a novel molecular methodology was developed that quantified intestinal gene
expression profiles in the developing infant by utilizing stool samples containing intact sloughed
epithelial cells. To identify gene sets that control intestinal development and function, they
collected fecal samples from 12 exclusively BF infants and 10 formula fed infants at 3 months of
age. They found that gene expression of specific proteins that are important for the development
and function of the GI tract was differentially regulated in response to infant feeding (Praveen et
40
In the Chapkin et al. (2010) study, genes expressed at higher levels in the BF infants were
EPAS1 (3.3 ratio), NR3C1 (5.513 ratio), and NR5A2 (2.837). The EPAS1 gene codes for an
important regulatory protein hypoxia-inducible factor (HIF). HIFs have been seen to affect
glucose metabolism, intestinal permeability, lipid peroxidation, and interleukin 1 beta (IL-1)
gene expression (Kannan et al, 2011). The NR3C1 gene codes for glucocorticoid receptors
(GCR) that are known to regulate the bodys inflammatory response. GCRs modulate genes that
control the development of the GI tract, metabolism, and immune response. This anti-
(IL10) and inhibits expression of pro-inflammatory genes like interleukin-1 (IL1). GCR also
regulates the activation of NFkB (the transcription involved in the TLR4-mediated inflammatory
cascade in response to endotoxin LPS). It suppresses NFkB by binding to its co-activators and
GCR helps restrict a rise of cytokines in the blood (Chapkin et al., 2010; Kagoshina et al., 2003).
The NR5A2 gene codes for a protein that induces cell protection and proliferation
referred to as liver receptor homolog-1 (LRH-1). LRH-1 protects pancreatic islets and -cells
secretion caused by increased cytokine levels (Baquie et al., 2011). Overall, these genes help
increased prevalence of protective genes like EPAS1, NR3C1, and Nr5A2 is one way BF plays a
major role in protecting the infant against future development of T2DM. In the Schwartz et al.
study, the microbiome was shown to be a mediator between infant feeding mode, intestinal
development and function, and gene expression (Baquie et al., 2011; Chapkin et al., 2010)
41
The study by Schwartz et al. (2012) examined the correlation between host intestinal
mRNA gene expression and genes in the gut metagenome of exclusively breast-fed (BF) and
formula-fed (FF) infants at 3 months of age. They tested the hypothesis that this correlation
the first few months of life. Six mothers of BF infants and six mothers of FF infants participated
in the study. Stool samples were collected and researchers extracted and sequenced microbial
DNA. The mRNA from host gut exfoliated epithelial cells was also isolated from the stool
samples and were processed for microarray analysis. After these two operations were conducted,
the data was analyzed and correlations between the gut microbial metagenome and epithelium
transcriptome (the set of all mRNA molecules in a population of intestinal epithelial cells, in this
case) were identified. They demonstrated the relationship between gut microbiota genes and the
pathogenesis of bacterial colonization and the impact that these genes have on the host
metabolism and immune mechanisms. The gut metagenome in this study differed between BF
and FF infants. This difference signifies a beneficial effect of human milk and its factors on the
mutual relationship of the gut microbiome, genes, and maintaining intestinal homeostasis.
The type of feeding in this study influenced the microbe-gene co-expression network. In
the study by Praveen et al., data from Schwartz et al. was looked at in a biological system
approach. The results indicate that the type of infant feeding affects the expression of genes
along with the microbial community, and that these two factors influence the host immune
system. Breastfed infants had a microbial-gene network with a greater number of interactions
(~2.1 times the FF network), independent from the diversity of gut microbial species. The type of
infant feeding affects the microbial composition along with gene expression in epithelial cells.
42
Although FF infants in this study had greater microbial diversity, BF infants had a denser co-
expression network, which is important for regulating intestinal homeostasis and the numerous
microbial-gene network was measured, and the denser BF network presented more dependencies
among the genes shown by multiple paths and short path lengths concerning the reachability to
nodes (between genes and microbes) as seen in Figure 6a and Figure 6b (Schwartz et al. 2012).
Figure 6 A: Plot showing the distribution of shortest path lengths of a host gene-
microbe network under FF and BF conditions. B: The plot represents the number of
nodes that can be reached (Y-axis) after traversing through certain path lengths, (here
1, 2, and 3 along X-axis). The node type referred here are the DE genes
(differentially expressed genes) from gene expression data, Species are the
microbes, and Transient nodes are the genes mined from literature that were found
to share relationship with microbial species (Schwartz et al. 2012).
Results from this metagenomic study (analyzed in two individual research articles)
provide evidence for the relationship between breastfeeding and decreased risk of developing
T2DM mediated by the gut microbiome. Immunity and mucosal defense-related genes reacted in
response to microbial conditions. Genes that regulate immunity and mucosal defenses along with
43
gut motility and epithelial homeostasis were seen in higher levels in BF infants compared to FF
This paper suggests the association between the gut microbiome, infant feeding, and type
2 diabetes risk. Major triggers of inflammation due to the imbalance of the gut microbiome are
shown to increase the risk of developing T2DM. The gut microbiome is a crucial contributor to
immune function and controlling gut permeability and metabolic endotoxemia. It is possible that
the microbiome plays a major role in the pathogenesis of T2DM through specific processes that
lead to chronic low-grade inflammation. An altered gut microbiome seen in FF infants can
potentially lead to improper development of the intestinal barrier and diminish intestinal
homeostasis. There is sufficient evident to suggest that formula feeding can reduce the integrity
of intestinal-immune homeostasis, thus leading to increased gut permeability (Cani et al, 2008;
Chapkin et al., 2010), translocation of pro-inflammatory commensal bacteria (Cani et al., 2008;
Hooper and Gordon, 2001; Diehl et al., 2013), and low-grade inflammation in the body (Neves et
al, 2013; Leclercq et al, 2014; Qin et al, 2012; Cani et al, 2008). An increase in inflammatory
proteins during the inflammatory state seen in T2DM is seen to alter insulin signaling,
potentially leading to reduced glucose-induced insulin response and eventually insulin resistance
in T2DM. Due to this series of mechanisms, FF infants who tend to have increased levels of pro-
inflammatory gut microflora may lack proper maintenance of intestinal homeostasis, resulting in
Not only does the hypothesis that breastfeeding promotes a balanced gut microbiome
which, in turn, protects against T2DM make sense physiologically, but sufficient evidence seems
44
to support this claim. More than one mechanism was observed in the development of T2DM
caused by a dysbiosis of the gut microbiome seen in FF infants. The main mediator was the
inflammatory process and how its affected by an altered microbiome and poor intestinal-
intestinal barrier during infancy. This is due to decreased production of tight junction proteins
bacteria in the lumen which can spark a TLR response and lead to increased cytokine production
Gram-negative bacteria in the blood from bacterial translocation, and the potential for metabolic
endotoxemia to destroy tissues and lead to poor glucose homeostasis, decreased insulin secretion,
Discovering how breast milk influences a baby's gut bacteria could potentially help
scientists figure out the best way to feed premature babies, design better infant formulas, and
promote lifelong health. Little research has been conducted regarding how breast milks
components work in the body, how it affects the development of the gut microbiome and
intestinal tract, and the exact mechanism involving its protection against disease. Also, breast
milk composition varies between women, making it difficult to study and produce valid results.
The study by Harmsen et al. (2000) depicted the increased prevalence of Gram-positive
The study was limited, though, due to its small sample size and lack of inclusion criteria for the
mothers. This could potentially weaken the results and lead to bias. During the cultivation of
bacteria, Bacteroides were particularly difficult to culture, which led to different results based on
previous studies. Also, the plates had poor selectivity and were mostly dominated by
45
Bifidobacteria, Bacteroides, and E. coli. Despite these weaknesses, the results of this study were
similar to previous studies that compared the gut flora of newborn breastfed and formula-fed
infants. In all of them, Bifidobacteria was the dominant bacteria in the breast-fed infants, and this
Other studies that looked at the gut microbiome in BF and FF infants provide further
evidence for the presence of dysbiosis in FF infants, which can increase there risk of developing
T2DM. Azad et al. (2013) included infants that were born by cesarean delivery, mothers that
received antibiotics during pregnancy or at delivery, and infants that received antibiotics directly.
Cesarean deliveries and antibiotic use are also known to alter the gut microbiome, therefore the
results are completely valid when it comes to associating infant feeding with gut microbial
composition. There was also insufficient power for detecting differences of infant formula
brands in this study. Different brands of infant formula have different nutrition composition and
ingredients and can increase the variance of results amongst the FF infants. Penders et al. (2006)
also showed that cesarean section birth, hospitalization, prematurity, and antibiotic use affected
the prevalence of bacteria and were associated with decreased Bifidobacterium and Bacteroides
and higher levels of C. diff. It was seen that term infants who were born vaginally at home and
breastfed exclusively had greatest prevalence of beneficial gut bacteria, which suggests that age
of birth, type of delivery, and exclusivity and duration of BF all have affects on gut microbial
composition.
For studies that analyzed the presence of the gut microbiome by sampling feces, improper
feces collection by the parent can lead to inaccurate results. Questionnaires may not always be
accurate. The studies that had exclusion criteria involved with insufficient amount of feces, feces
collected at the wrong age, and incomplete questionnaires resulted in stronger evidence (Penders
46
et al., 2006). Also, results may be skewed if the breastfed infant wasnt exclusively breast fed,
and its hard to keep track of this in the study participants. Exclusivity and duration play major
roles in the type of bacteria that will show up in the results, as well as the brand of infant formula
use. When it comes to obtaining the full benefits of breastfeeding on the gut microbiome
development, it is recommended that infants are exclusively BF for at least 6 months. This can
Belderbos et al. (2012) successfully showed how exclusive breastfeeding during the first
month of life is associated with decreased TLR mediated cytokine production. Decreased TLR
mediated cytokine production helps reduce the level of cytokines in the blood, promoting
glucose homeostasis and normal insulin secretion by the pancreas. Immune modulation by breast
milk is TLR-specific. This is because gut microbiota, influenced by breast milk, suppress
cytokine production regulating TLRs. Promotion of early life innate immune maturation might
be one of the mechanisms by which breastfeeding protects against subsequent disease. More
insight into the effects of breast milk on the developing immune system is needed for the
disease.
A better understanding of the key physiologic differences between breastmilk and infant
formula obtained from studies may provide useful insights into the development of new infant
formulas to better emulate the effects of HM on the development of infant intestinal microbiota.
Further research is needed to study the highly selective Bifidobacterium infantis strain. Also,
further research is needed when it comes to infant formula development. Because human milk
varies among individuals and as the infant ages, it is difficult to mimic its beneficial components
in infant formula such as live cells, bioactive compounds, and its exact nutritional composition.
47
When adding ingredients found in human milk, infant formula manufacturers need to consider
the form of the molecule of each nutrient thats added, bioavailability, other compounds that the
nutrient depends on for absorption and proper utilization, and the amount that is added in order
to avoid toxicity.
This paper suggests the potential for breastfeeding to protect against the onset of T2DM
with the gut microbiome functioning as a mediator. Sufficient evidence supports the link
between breastfeeding and the microbiome, the microbiome and T2DM, and breastfeeding and
T2DM; there are no studies that prove the link between all three factors. This paper provides
enough evidence to support the need for a prospective cohort study that would potentially follow
a group of individuals from infancy to adulthood and assess the microbial development along
with the onset of T2DM later in life. In general, further research on the gut microbiome in
individuals with T2DM can provide evidence for the potential benefits that treating the gut
48
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