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210 Gupta,Pharmacol
J Physiol Deepak, Sagar, Upadhyay,
2014; 58(3) Kochupillai
: 210220 and Anand Indian J Physiol Pharmacol 2014; 58(3)
Original Article
Chhaya Kharya 1*, Varun Gupta 1, Kishore Kumar Deepak 2, Rajesh Sagar 3,
Ashish Upadhyay4, Vinod Kochupillai 5 and Sneh Anand 1
1
Center for Biomedical Engineering,
All India Institute of Medical Sciences (AIIMS) & Indian Institute of Technology
New Delhi
Departments of 2Physiology, 3Psychiatry, 4Biostatistics
All India Institute of Medical Sciences (AIIMS), New Delhi
5
Former HOD & Prof. IRCH,
All India Institute of Medical Sciences (AIIMS), New Delhi
Abstract
Objective : The objective of the study was to observe the effect of controlled breathing exercises including
Sudarshan Kriya (SK) and Prana-Yoga (PY) on the psycho-physiological status.
Methods : The study group included 60 healthy volunteers (M:30, F:30) in the age group of 18 to 30 years
(21.33.2 yrs), randomly divided in to three groups of 20 subjects each (1) The SK group (2) the PY group
and the (3) Control group. The psycho-physiological data was collected at the following four time interventions:
Baseline, 6th, 60th and the 150th day. Psychological assessment was done using questionnaires and for
the autonomic tone quantification Heart Rate Variability (HRV) analysis was done using the standard lead
II electrocardiogram recordings.
In a post-hoc analysis each group was further sub divided in to the following two patterns, based on the
baseline values of normalized Low Frequency (LF) power (cutoff 64 ms 2) : (i) Pattern A-Subjects with low
level LF power, and (ii) Pattern B- subjects with high level LF power.
Results : The stress management skills have shown significant increase in SK group but not in PY and
Control group. Subjects of SK, PY, and control group showed significant increase in LF value and LF:HF
ratio for pattern A and significant decrease for pattern B. Plotted LF value for pattern A & B in SK and PY
practitioners showed convergence, coming to a mean value over the period of 150 days.The LF:HF ratio curve
plotted over time for pattern A & B showed convergence in SK group only. No such convergence in LF value
& LF/HF ratio for pattern A & B was seen in control group.
Conclusion : In conclusion, Sudarshan Kriya positively modifies stress coping behavior and initiates appropriate
balance in cardiac autonomic tone.
help to fine tune the Autonomic Nervous System W e carried out psychological assessm ents for
(ANS). Prana means breathe or life and ayama depression, anger, life style management and stress
means a pause, ergo, Pranayama is a pause in the management skills along with standard short term
movement of breath that is achieved by breathing heart rate variability (HRV) to quantify the cardiac
ex erc ise s ( 1) and whic h s up pos e dly hel ps in autonomic tone.
balancing the neuro-psycho axis tilt.
Materials and Methodology
Physical and mental stress results in many psycho-
physiological disorders and consequently manifest
Su bjects sel ecti on
a s d if f e r en t c a r dio v as c u la r , n e ur o lo g i ca l an d
behavioral ailments (2). Psycho-physiological health
Sixty healthy volunteers (30 males and females each,
benefits of pranayama practices have also been
from the Indian Institute of Technology Delhi and the
p r o v e n f r o m im p r o v e m e n t t o p r e v e n t i o n a n d
All India Institute of Medical Sciences, New Delhi) of
management of the diseases (3).
similar socio-economic background, in the age group
of 18 to 30 years (21.33.2 yrs), were randomly
According to the ancient yogic literature, certain
divided in to three groups of 20 subjects each (1)
breathing practices have been known to exhibit
the Control group (2) the Sudarshan Kriya (SK) group,
inhibitory as well as stimulating effects which induce
(3) the Prana-Yoga (PY) group. A training workshop
calmness and arousal that alter the autonomic status
was organized to explain the design of study to the
and improve the psychological parameters. Fast
students. Subject Information sheet was given and
breathing (Kapal-bhatipranayama) instantly modifies
written informed consent was taken from each
the autonomic status by increasing the sympathetic
volunteer.
tone accompanied with a reduced parasympathetic
tone (4, 5) while slow breathing increases the
Protocol
parasympathetic tone and decreases sympathetic
activity and breathing through a particular nostril and
Om meditation alters the metabolic and autonomic Baseline data (before any intervention) was collected
activities (6, 7, 8). Contrary results have also been for volunteers. Six days of Sudarshan Kriya and
reported stating increased sympathetic tone and Prana-Yoga training and practice under guided
withdrawal of vagal tone during Sukh Pranayama, supervision was provided to respective groups. Control
which involves conscious, slow and deep breathing group did light recreational activity (leisure walking)
with equal duration for inhalation and exhalation (9). for the same duration. The data acquisition was done
The authors also reported increased sympathetic tone post 6 days, 60 days and 150 days of practices.
during Om chanting (9). Studies on Pranayama The subjects were asked to practice their respective
practice like Sudarshan Kriya are known to alleviated exercises five days a week, till the final intervention
expression, anxiety, post-traumatic stress disorder, at 150 days.
stress-related medical illnesses, and rehabilitation
of criminal offenders (10). Reduction in stress in For psychological assessment standard scales of
advance stage patients of breast cancer was also Depression, Anger, Life style management and Stress
observed with practice of SK and pranayama (11). Management skills were used (14, 15). A continuous
The improvement in quality of life and sympathetic 5 minute ECG was acquired from the BIOPAC MP
nervous system in diabetic patients with SK and 150 module for the purpose of HRV.
pranayama along with standard treatment has also
been reported (12, 13). Data acquisition and analysis
The present study was designed to find the effects The MP-150 (Biopac Systems), a computer-based
of Sudarshan Kriya and Prana Yoga practices on data acquisition system with software Acknowledge
psychological status and cardiac autonomic tone. 3.8.2, was used to acquire the ECG signals on
212 Kharya, Gupta, Deepak, Sagar, Upadhyay, Kochupillai and Anand Indian J Physiol Pharmacol 2014; 58(3)
Sympathetic tone
Fig. 1 : Study Protocol for data acquisition points and analysis. *The figure in parenthesis shows the number of
subjects actually included and data analyzed after excluding dropouts and those who had noisy signal.
Indian J Physiol Pharmacol 2014; 58(3) Psycho-physiological Effects of Breathing Exercises 213
Psychological parameters
Depression (Max. score 40) 21.9 5.14 22.7 5.1 18.3 5.2 0.03*
Anger (Max. score 65) 27.7 8.2 33.8 7.5 32.4 7.9 0.08
Life style management
(Max. score 37) 39.1 3.5 38.6 6.3 40.5 7.9 0.66
Stress management (Max. score 85) 59.3 4.3 56.4 7.7 63.6 11.1 0.06
Autonomic (HRV) parameters
LF (nu, ms2) 57.1 18 55.5 22.6 56.75 23.0 0.97
HF (nu, ms2) 42.8 18 44.5 22.7 43.2 2 3 0.97
LF/HF Ratio 1.9 1.5 2 2 2.12 1.8 0.68
*Adjusted.
TABLE II : MeanSD and p-values of psychological parameters at Baseline, post 6 days, 60 days, and 150 days of practice.
Depression 21.9 5.1 20.6 3.3 20.1 3.8 18.1 4.8 0.09 0.26 0.23 0.07
Anger 27.7 8.2 28.9 8.3 27.7 6.7 27.9 7.9 0.58 0.25 1.00 0.37
Life style 39.1 3.5 40.5 3.4 41.9 5.3 39.2 5.8 0.57 0.13 0.04 0.83
Stress Mgmt 59.3 4.3 56.9 4.7 58.7 6.2 61.6 7.2 0.22 0.01 0.65 0.29
Depression 22.7 5.1 19.3 3.0 18.8 3.9 18.6 4.8 0.01 0.01 0.01 0.01
Anger 33.8 7.4 30.3 6.8 29.3 6.5 25.8 6.8 0.01 0.02 0.01 0.01
Life style 38. 6.3 43.5 7.4 43.0 7.2 45.2 6.5 0.01 0.01 0.01 0.01
Stress Mgmt 56.7 7.7 61.5 7.1 62.7 6.9 66.7 6.8 0.01 0.01 0.01 0.01
Depression 18.3 5.2 18.5 3.9 17.6 3.8 17.9 5.0 0.70 0.88 0.59 0.84
Anger 32.4 7.9 29.5 5.9 30.3 6.5 29.2 7.9 0.14 0.02 0.15 0.11
Life style 40.5 7.8 44.5 6.3 46.4 4.6 4 5 5.5 0.02 0.01 0.01 0.02
Stress Mgmt 63.6 1.0 62.5 9.5 64.9 7.5 66.7 9.9 0.14 0.14 0.44 0.23
TABLE III : The R-R interval (expressed in ms, inverse of heart rate), MeanSD
and P-values at varying time point for three groups.
Fig. 3 : Sub-grouping of subjects on the basis of resting cardiac sympathetic tone (LF value represents normalized value).
The values of mean LF, HF, and LF/HF for pattern A observed, as shown in Figures (4-i and 4-ii).
& B were statistically compared between baseline
and 150 days of practices and found significant as
Discussion
shown in Table-IV.
TABLE IV : Statistically significant values of LF, HF & LF/HF for pattern A & B of CG, SK & PY groups.
Group n Sub- Baseline Post 150 days Baseline Post 150 days Baseline Post 150 days
group
pattern P- P- P-
MeanSD MeanSD value MeanSD MeanSD value MeanSD MeanSD value
Control 5 A 49.37 6.65 62.56 13.93 0.04 50.62 6.65 37.43 13.93 0.04 1.00 0.27 2.07 1.36 0.04
5 B 73.50 10.53 49.31 17.71 0.04 26.49 10.53 50.68 17.71 0.04 3.24 1.57 1.19 0.82 0.04
Sudarshan Kriya 10 A 45.66 23.56 60.88 18.07 0.01 45.26 23.38 39.11 18.07 0.01 1.49 1.54 2.38 2.27 0.01
6 B 69.94 12.00 61.82 9.12 0.02 30.058 12.00 38.17 9.12 0.02 3.06 2.45 1.76 0.76 0.02
Prana-Yoga 6 A 41.53 24.68 60.81 16.65 0.02 58.46 24.68 39.18 16.65 0.02 1.33 1.91 2.27 2.27 0.02
8 B 68.16 13.84 51.44 16.96 0.02 31.83 13.84 48.55 16.96 0.02 2.71 1.59 1.36 1.08 0.02
(4-i) (4-ii)
Fig. 4 : These figures show LF/HF ratio (4-i) and LF (4-ii) parameters for patterns A & B of Sudarshan Kriya, Prana yoga, and
Control groups. In Sudarshan-Kriya group the LF values converged at the 150th day, while the LF/HF ratio converged
after the 60th day itself. In Prana-Yoga group the LF values gradually converged after the 60th day but LF/HF ratio
did not show similar pattern. In Control group the no particular pattern was observed for any parameter.
216 Kharya, Gupta, Deepak, Sagar, Upadhyay, Kochupillai and Anand Indian J Physiol Pharmacol 2014; 58(3)
preventing mental and physical disorders (19, 20). personality is found to be highly associated with
Controlled breathing used for treatm ent of sympathetic hyper reactivity and it may trigger
stress, anxiety, and depression mediate response myocardial infarction and related cardiovascular
b y b a l a n c i n g t h e a u t o n o m ic n e r v o u s s ys t e m insults (26, 27). These studies justify our
(21). cl as si f i c a ti on o f su bj ec t s i nt o p a tt er n A & B
subgroups. Therefore, the subjects were classified
In the present study we saw a statistically significant likewise Okinaka (18), but here based on baseline
reduction in the scores for scales of depression and normalized LF power (cutoff 64 ms 2), in to (i) Pattern
anger in the SK group, which indicates improved A, (subjects having low sympathetic tone) and (ii)
efficacy for emotion control while no such change Pattern B, (subjects having high sympathetic tone)
was seen in the subjects of PY and control group. for each of the 3 groups i.e. the Control, SK and the
Similarly, earlier studies on the SK have demonstrated PY groups.
its anti-depressant effect, (10). In the present study
we also observed a statistically significant increase The trends in the plotted LF value and LF:HF ratio
in the scores of the scales of the stress management for Sudarshan Kriya and Prana-Yoga were found
skills and life style management for the SK group. different from the control group.Plotted graphs of LF
These changes were observed by the 6th day of the value and LF:HF ratio for Sudarshan Kriya group
study and continued for further evaluations made on showed convergence in the pattern A and B, to a
the 60th and 150th day. Prana-Yoga group also mean value over the period of 150 days, as shown
revealed a continued statistically significant increase in Fig . 4 (a) & ( b ). Sim ult ane o usly sign if ic ant
in the life style management skills. Similarly, other improvements in anger, depression, stress and life
studies have documented lowered blood lactate level, management skills were also found. It indicates that
improved anti oxidant status and increased optimism Sudarshan Kriya initiates appropriate adjustment to
after the practice of SK (16, 22). balance cardiac autonomic tone and which possibly
facilitates stress coping behavior and better emotion
Described by Gelhorn (23), the Mecholyl Test was control. Similarly Prana-Yoga practitioners also
one of the methods for recognizing the functional showed convergence in the plotted LF values for
state of the autonomic nervous system at rest by pattern A & B. In PY group LF decreased more in
identifying the patterns of the blood pressure curve. pattern B subjects as compared to SK group but did
Using the Mecholyl test, Okinaka (20) classified the not reflect improved trend in LF:HF ratio plot. At the
blood pressure response curve in to the following same time change in anger and stress management
three types (a) S-type (Sympathetic hyper-reactor), skills also found non-significant. Long term cyclic
(b ) N- type (Nor m - reac tor ) an d th e (c ) P- type fluctuations over months in LF and HF and their ratio
(Sympathetic hypo-reactor). King (1958) supported is a unique observation. As all the subjects were
process-reactive classification based on Mecholyl norm al so t his s hould be consider as norm al
test for research in schizophrenia (24). Kawakami physiological response. With the practice of controlled
(1989) carried out a study on vegetative dystonia breathing it has been seen that overall HRV increases
patients diagnosed with functional symptoms. He also and large increase is seen in parasympathetic
used the Mecholyl Test, as classification of subjects component (HF) then sympathetic component (LF).
based o n autonom ic re spons e. Su bjec ts were Therefore behavioral intervention tones up overall
analyzed for psychosomatic disorders. He observed autonomic activity including some changes in LF
that different types of autonomic types exhibited components.
different relationship with disease typing (25). In
terms of psychologic classification, the subjects are Respiration can induce os cillations in var ious
divided into Type A and Type B and the correlation autonomic drives and it has been confirmed with
between personality type and autonomic nervous many studies on different pranayama techniques (4-
system has been revealed by many studies. Type A 9). Sudarshan Kriya is a rhythmic cyclic breathing
Indian J Physiol Pharmacol 2014; 58(3) Psycho-physiological Effects of Breathing Exercises 217
at varying rates and depths interspersed with definite mediate through improvement in autonomic balance.
pauses. Prana-Yoga is set of breathing exercises The question arises that, is there more robust basis
with focus on uni-nostril, bi-nostril breathing and for their psycho-physiological changes ? Sudarshan
mainly low frequency breathing with varying physical Kriya has been shown to have gene transcription
focusing. Ujjayi breath is common to both controlled regulation which explains its multifarious health
breathings and it is hypothesized that it increases benefits in immunity, age, cell death and stress (32).
vagal modulations i.e. respiratory sinus arrhythmia Similarly a recent research from Norway showed rapid
(RSA) and HRV, which are possibly necessary for gene expression alterations in practitioners of SK
cardiovascular recovery from psychological stress (33). These studies provide the basis for their longer
(28). Brown (2005) in his model proposed that slow term cell biological and higher level health effects of
yogic breathing induces oscillations in the blood SK.
pressure and enhanced RSA. This strong respiratory
rhythm in the vagus nerve along with inpiratory In summ ary, Sudarshan Kriya and Prana-Yoga
resistance induces increase in the parasympathetic provides a kind of autonomic training that ultimately
and sym pat hetic inp ut t o the s inoa trial n ode. strengthen, stabilize and enhance the flexibility of
Increased HRV and RSA activate hypothalamic the autonomic nervous system. More long term multi-
vigilance area and induce a clam but alert state (21) centric studies are required to further validate the
Voluntary slow deep breathing functionally may reset study findings. The study points out the fact that
the autonomic nervous system and synchronizes autonomic controls (LF and HF) show long term
brain with the autonomic response (29, 30). Bhastrika cyclic fluctuations over months. A further study with
pranayama and high frequency breathing during periodical recording of autonomic nervous system
different cyclic rhythms of Sudarshan Kriya induces drives may help to decipher this issue.
sym pathet ic stim ulation c onsequently dram a tic
hemodynamic responses occurred with compensatory Conclusion
adjustment in local vasculature. As hypothesized
earlier by one of the co-authors, repeated episodes In conclusion, Sudarshan Kriya practice induces
of sympathetic activation results in hypocapnic appropriate adjustments in the balance of cardiac
internal milieu, and this altered sympathetic activity autonom ic tone for better psycho-physiological
develops better ability to tolerate stress. Repeated f u n c t io n i n g . R e g u l a r p r a c t i c e o f S u d a r s h a n
rapid breathing interspersed with adequate pauses Kriya positively modifies stress coping skills as well
of slow breathing results in episodes of sympathetic as cardiac autonomic tone with better emotional
excitation and lowering, which improves recovery of control.
sympathetic tone with each episode, consequently
it provides relaxation with clear thinking (31). In the
present study only in Sudarshan Kriya group, we Acknowledgements
found improved cardiac autonomic tone along with
the improvement in the life and stress management The authors are thankful to Dr. Ved Vrata Aloke for
skills and better emotional control, which supports teaching Prana-Yoga practices and Dr. Jayashree
the above mentioned hypothesis (31). Santhosh, Mr. Abhinav Gupta for their continuous
invaluable support. The authors are grateful to the
Thus it is apparent that elevated health benefits due Department of AYUSH, Ministry of Health and Family
to controlled breathings are mainly supposed to W elfare for their financial assistance.
218 Kharya, Gupta, Deepak, Sagar, Upadhyay, Kochupillai and Anand Indian J Physiol Pharmacol 2014; 58(3)
Appendix 1
Brief procedure for Sudarshan Kriya and Prana-yoga
Sudarshan Kriya
2. Bhastrika pranayama Place loose fist in front of the shoulders, 3-4 min;
Rapid exhalation at 20 times per minute (0.3 Hz) elbows touching to the trunk. While inhaling 3 rounds;
Sit in thunderbolt pose (Vajrasan), eyes closed. in normal breath, move hands upward and 30 sec.
Inhale in and out in normal breath open the fist, return to the initial position after every round.
20 times breath-in and breath-out makes one while exhaling.
round, Each round is followed by resting position,
palm on knees facing the ceiling.
Prana-Yoga
2. (a) Chandrabhedi Pranayama (a) Inhale & exhale through (a) 1 min;
5 breaths/min (0.08 Hz) left nostril. 5 times;
Sit with erect spine, eyes closed, 30 sec.
Indian J Physiol Pharmacol 2014; 58(3) Psycho-physiological Effects of Breathing Exercises 219
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