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In memor y o f
ALAN DONAGA N
The fox condemns the trap, not himself.
William Blak e
The Marriage of Heaven and Hell
Acknowledgments
The sources of my thinking on the several subjects of this essay go back many
years, but its first full draft was written durin g 1990-91 at the National Human -
ities Center i n Research Triangle Park , Nort h Carolina . I am indebted to th e
other fellows in residence at the center for historical and literar y discussion of
guilt, and to the center staff for sustaining the more upbeat emotions that allowed
for m y unusual productivity ove r th e year . Le t me als o than k th e Nationa l
Endowment fo r the Humanities for providin g my funding an d th e University
of Maryland, which provided supplementary support. Two terms off at Mary -
land during the preceding two years enabled me to write drafts o f some initial
sections an d to work ou t a detailed plan of argument. I owe special thanks t o
colleague James Lesher, then actin g dean of the Colleg e o f Arts and Humani -
ties, for arranging my leave during autumn 1988; I was awarded another leav e
by the Graduate Research Board at Maryland durin g autumn 1989 .
I am also grateful t o a number of people who supporte d m y work o n thi s
project or provoked m y thinking with correspondence o r conversation o n the
subjects it brings together. Alan Donagan, t o whom the book is dedicated, wa s
my colleague at the University of Chicago an d the mainstay of my grant refer -
ees for many years thereafter, switching over to this project despite his sharply
opposing vie w on moral dilemmas . Hi s letter s o n the subjec t determined th e
basic shape of my argument and its ultimate focus on metaethicsto use a term
still out o f favor for a set of issues in the foundations of ethics that concerne d
me most as a student of philosophy bu t became unfashionable at about the time
I left school. Much of this essay emerged in an attempt to answer Alan's insis-
tent an d impassioned question s abou t ho w ethics could accommodat e dilem -
mas while amounting to somethin g mor e tha n a simple codification o f emo -
tions.
Alan's prodding serve d to dra w me back t o a number of earlier interests ,
with dilemma s providing a helpfully narro w angle of approach to topic s to o
large to deal with effectively head-on . At one point during the planning of this
essay, upon reviewing some of my old student papers and other course materi-
als while packing up to move, I even found som e anticipation s of my specific
theses. There was a long-forgotten defense of guilt for the unavoidable written
up for a seminar at Harvard i n 1970 an d a critique of W. D. Ross for a 196 7
ethics course whose main line of argument I decided to incorporate into chap-
viii Acknowledgments
ter 4 , sectio n 3 , of this essay. Some of these topics, which at tha t poin t wer e
rather off-center, have since come into their own i n contemporary mora l phi-
losophy. However, they have mainly been linked with the Aristotelian approach
to ethics that stresses notions of virtue and character over obligation and action.
My argumen t her e is in part a n attemp t t o sho w wha t sor t o f role emotion s
also play on the modern approac h we associate wit h Kant , once we detach i t
from som e o f the mor e extrem e elements of a Kantia n approach, a s brough t
out b y my treatment of dilemmas.
Some features of this project are due to conversation s with Marylan d col-
league and department chair Michael Slote that encouraged me to bring my work
on dilemma s and emotion s t o bea r o n mor e mainstrea m issues in ethics. To
highlight th e connection , I decided to presen t m y argument a s it emerged, in
discussion of the views of a number of central contemporary authors, to whom
I also owe a debt of thanks for providing me with materials I sometimes use in
ways quit e othe r tha n wha t the y intended . Amon g author s o n dilemmas , a
particular influence was Ruth Marcus, whose paper I responded to at the 198 0
Chapel Hill Colloquium in Philosophy. Three conversations with Bernard Wil-
liams in October 198 9 als o helped me clarify his views on dilemmas and related
subjects.
Besides Donagan an d Slote , a number of people wrote letters in support of
my numerou s gran t application s fo r thi s project : Annett e Baier , Simo n
Blackburn, Richard Brandt, John Cooper, Jonathan Glover , Mary Mothersill ,
Thomas Nagel, and Philip Quinn. What emerged from my year at the National
Humanities Center was a social view of the base s of ethics that I came to see as
the centra l result of my work o n this subject. Colleagues who provide d com-
ments o n draft s o f par t o r al l o f th e essa y includ e Kent Bach , David Copp ,
Jonathan Dancy , Stephen Leighton, Geoffrey Sayre-McCord , Walte r Sinnott -
Armstrong, the late Michael Woods, several anonymous reviewers, and students
in some of my classes, especially Lawrence Dobbs, Richard Fyfe, Scott Gelfand,
David Hull, and Stephen Tighe.
I also received comments on drafts of particular sections at a number of oral
presentations (a t Philosophy Department Colloquia , unles s otherwise noted) :
Chapter 5 , sectio n 1 , "Subjective Guilt and Responsibility, " wa s rea d at th e
University o f Rocheste r i n 1988 , the n a t Indian a University in 1989 ; par t of
chapter 4, section 1 , at North Carolin a State University in 1991 unde r the title
"Guilt an d Virtue" ; chapte r 4 , sectio n 2 , "Guil t a s an Identificatory Mecha-
nism," at the University of North Carolin a a t Chapel Hill and at the National
Humanities Cente r Seminar on the Concept o f a Person i n 1991; par t of chap-
ter 5 , section s 2-3 , a t a symposiu m i n honor o f Ruth Marcu s a t th e Pacific
Division meetings of the American Philosophical Association in 1992 unde r the
title "Perspectival Guilt"; and a selection from chapter 3, section 3 , at George-
town University and Queen's University (Kingston, Ontario) i n 1993 unde r the
title "Protagorea n Realism. " Chapte r 3 , section 1 , was discussed at a meeting
of the Georgetown / Maryland Moral Psycholog y Reading Group in 1991 .
Later drafts of some of these pieces, along with some related selections, have
appeared in print: "Subjective Guil t and Responsibility, " in Mind 10 1 (1992):
Acknowledgments i x
Introduction, 3
5. Unavoidabl e Guilt , 15 1
1. Subjectiv e Guilt and Responsibility , 152
2. Perspectiva l Appropriateness, 166
3. Objectiv e Guilt and Wrong, 17 6
xii Contents
Notes, 211
Bibliography, 23 5
Index, 24 3
PRACTICAL GUILT
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Introduction
In chapter 21 deal with some of the standard question s raised for dilemmas
in connection with deontic logic , though I come at them from a direction tha t
I hope will bring out their metaethical relevance. First I address questions raised
by Bernard Williams's dismissal of dilemmas involving practical oughts as con-
clusions of deliberation. I argue that an investigation of some presupposition s
about the weighing of moral reasons favors a redefinition of dilemmas in terms
of prohibitions rather than positive oughts. I then apply this negative formula-
tion t o th e choice dilemma s apparently force between standard deonti c prin-
ciples, mos t notabl y "ought"-implies-"can " an d agglomeration , wit h som e
comments abou t th e implication s o f th e choic e fo r th e unifiabilit y o f action-
guiding ethics, understood a s based on practical "ought."
Chapter 3 begins with a shift t o contemporary version s of the questio n of
motivational forc e introduce d i n chapter 1 . On th e basi s of some of Philippa
Foot's comments abou t mora l teaching , I suggest a way o f underminin g the
standard dichotom y betwee n internalis m and externalis m i n contemporar y
metaethics by connecting motivational forc e to th e general moral functio n of
"ought," as presupposed i n teaching the term, rather tha n t o it s meaning in a
given judgment. The resulting view, which I call "general internalism," amounts
to a modification of externalism to provide a nonaccidental link between moral
judgment an d motivation . I attemp t t o sho w tha t i t yield s a mor e plausible
account of various problematic metaethical issues than standard internalis m or
externalism.
In particular, I argue that the view is needed to make sense of moral dilem-
mas. Standar d version s o f internalism , a s represente d b y th e view s o f Joh n
McDowell an d J. L. Mackie, see m to b e unable to accoun t fo r dilemma s ade-
quately. B y switching t o genera l internalism, however , I sho w ho w w e ca n
extract fro m elements o f bot h views an explanatio n o f dilemmas i n term s of
the conception o f ethics as a social artifact with a link to individual motivation
provided by emotion. Par t I ends with some of the implications of my proposed
metaethical alternative, which I defend as a version of moral realism .
Part II turns to guilt and related reactions to moral wrong, initially consid-
ered without distinction , a s emotional residue s of moral conflict or more gen-
erally of "mora l failure " i n the sens e of ought-violation. I n chapter 4 I sho w
the significance of guilt feelings as a link between virtue and duty ethics. I then
attempt a mor e specifi c accoun t o f th e natur e an d functio n o f guil t a s a n
identificatory mechanism , eventuall y distinguishing it fro m sham e an d othe r
similar moral feelings that do not necessarily involve identification with others,
though m y view allows fo r their overla p with guilt in some cases .
Next I turn t o question s abou t th e sens e in which guilt or an y emotiona l
reaction can be morally requiredas guilt seems to be in typical cases of moral
failurein ligh t of the principle that "ought"-implies-"can. " I n application t o
dilemmas, these are questions abou t a judgment of "ought-to-feel" tha t might
be thought o f a s offering a way outa n indirect way o f satisfying the ough t
that i s not acted onfor agents with enoug h control to generate the requisite
emotion. I argue, however, that this suggestion needs to be qualified in impor-
tant ways. Among other things, there are second-order dilemmas in some cases,
Introduction 5
in which guilt feelings would interfere with effective actio n on the ought that is
supposed t o be satisfied directly , by taking action .
In chapter 5 I address objections to classifying th e agent's reaction a s guilt
in situations of dilemma on the grounds that guilt implies a judgment of culpa-
bility. In application initially to nondilemmatic cases of guilt for the unavoid-
able, I defend a view of the prepositional conten t o f guilt according t o which
the emotion involve s an "a s if " version o f the corresponding evaluativ e judg-
ment, not necessarily an evaluation that the agent believes. On the question of
appropriateness, my approach yields an asymmetry between guilt and emotional
blame that I take to explain any reluctance we may have to impose guilt on the
agent in a dilemma. The differen t positio n o f the subjec t in relation to guil t as
opposed t o blame licenses a different sor t of assessment o f emotional warrant ,
so that les s is required to warrant guilt. I go on to defen d a corresponding ob -
jective notio n o f guilt in application t o mora l dilemmas , thought o f a s cases
where all the agent's options for action ar e wrong .
In chapte r 6 I focus agai n o n th e metaethica l position emergin g from m y
argument, as introduced in chapter 1 and developed in chapter 3. After drawing
out som e o f the implication s of my motivational interpretatio n o f the rol e of
moral emotion , I attempt t o sho w ho w th e "socia l artifact" versio n of mora l
realism can allo w for a n elemen t of expressivism and othe r view s commonly
thought of in contrast to realismmost notably relativismwithout entailing
acceptance of those views . On it s most genera l characterization, th e resul t of
my argument is thus a defense of commonsense ethics against the problems raised
by dilemmas, by way o f an extended treatmen t o f the base s of ethics in moral
emotion.
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I
BETWEEN THE HORN S
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1
Defusing Dilemma s
ber and failing to save the assassin's intended victimwould seem to be forbid-
den b y th e mora l rules . B y adjusting amounts o f har m tha t woul d ensu e
and similar morally significant features of the case, we could presumably make
both alternatives come out as about equall y wrong on the view that allows for
dilemmasor not wrong after all , apparently, on the view favored by Brandt
and Hare.
At issue in this "balanced" assassinatio n case , on m y understanding of di-
lemmas, is whether the term "wrong" makes sense apart from a comparison of
options i n which at leas t one act comes ou t a s right. Proponents o f dilemmas
interpret "wrong " as applying to som e property o f acts that i s not essentially
comparative, and the phenomenology of moral experience seems to bear them
out. Though in some cases the availability of a better alternative may be all that
makes us count an act as wrong, that is not our initial reason for holding in the
assassination case that it would be wrong to allow a murder. It also seems that,
whatever the agen t decide s to d o here , i t will be reasonable fo r he r t o fee l a
sense of guilt for allowing a murder. On the other hand, the logic of moral dis-
course ma y seem to requir e taking the comparativ e poin t abou t "wrong " a s
understood an d dismissing guilt feelings as inappropriate where an agent makes
the best choice possible under the circumstances .
I shall eventually argue, in the chapters that follow, that guilt can indeed be
made out a s appropriate i n such casesnot jus t an understandabl e spillover
from mor e normal cases but rather a warranted reactio n t o whichever act the
agent decides to do. This account will yield a way of making sense of the pos -
sibility of dilemmas, for n o compariso n o f alternatives seems to b e built into
the clai m that a virtuous agent would vie w some ac t a s a stai n o n her mora l
record. Just a s every one of a set of exhaustive alternatives can b e ugly or up -
setting or in some other way repugnant, so there is no strictly logical problem
in supposing that al l of an agent's alternatives warrant guilt.
There might seem to be a logical problem with conflicting ought-judgments
themselves, but i n the contemporary debat e ove r dilemma s to b e outlined i n
the present chapter this at any rate has been shown to be false: It begs the ques-
tion at issue in dilemmas to suppose that the prohibition of an act implies that
some alternativ e to i t is not prohibiteda s we would nee d to sa y in order t o
derive a straightforward logical contradiction fro m the prohibition o f all alter-
natives. However, even if dilemmas involve no contradiction, the y seem to make
impossible demand s of an agent . I n warranting guil t for unavoidabl e wrong,
they subjec t a n agent t o "mora l luck, " meanin g moral responsibilit y for fac -
tors beyon d hi s control.4 More fundamentally , they seem to pos e a threat t o
the very intelligibility of ethics as a system of rules meant to guide action. It is
unclear how moral judgments can be thought o f as telling an agent what to d o
in a case of practical deadlock, where everythin g he can do i s forbidden.
In this chapter, I hope to brin g out som e more particular question s raise d
by dilemmas for the view of ethics as essentially action-guiding. I take these t o
be variants of a historical problem about the motivational force of obligation .
In fact, I shall suggest that dilemmas also reveal the main lines of an answer t o
these more general metaethical questions in the role they assign to guilt. Let me
Defusing Dilemmas 1 1
for dilemmas need not come out with straightforwardly conflicting commands
to swab an d no t t o swa b the deck, saybu t only with ought-judgment s that
imply such commands, give n further fact s about th e world and a strong inter -
pretation o f "ought." We would be less likely to question Queeg' s sanity or legal
competencemore likel y to attribute the conflict to change of mind, forgetful -
ness, an d simila r norma l menta l imperfectionsif he had issue d two contin -
gently conflicting commands, as on Williams's account o f dilemmas. The con-
flict migh t even be rather obvious : Imagine a harried mother' s commands t o
her children to clean up and (i n the same breath) to kee p still.
Donagan's analogy seems to mix together differen t sort s of criticism, then.
I want t o disentangl e on e o f them, th e on e correspondin g t o th e charg e of
incoherency, for discussion in what follows. His statement of the Captain Queeg
analogy in terms o f commands mask s a distinction between irrationalit y and
unreasonableness: If Queeg had simply come out with conflicting requirements
requirements for adequate performance in a certain rank, say (perhaps as crite-
ria for promotion)the fact that it would be impossible to act on both of them
might be seen as canceling the natural interpretation o f his statements as com-
mands. Issuing them would still undermine his authority t o some extent, since
it would show him to be an impossible person to satisfy. But it is another ques-
tion whethe r hi s statements mak e no sense , as one migh t want t o sa y of th e
conflicting command s issue d by the mother i n my example .
Of course, morality or the moral code might be said to be in a special position,
since it is not subject to the mental limitationsof knowledge and memory, of
change in perspective over timethat characterize human legislators and judges.
Morality presumabl y means what i t says, along wit h al l the consequence s of
what i t says, at an y given time. Similarly for God. Bu t Donagan need s the sor t
of distinction just illustrated in order to make an exception of Aquinas's dilem-
mas fo r th e evildoer . Ho w woul d Go d b e cleared o f incoherency i n his com -
mands at a given timewhere that implie s a failure t o mak e sense, or irratio-
nalityby the fact that the conflict between them is attributable to the agent's
prior moral error ? The agent i s punished in such cases wit h unreasonabl e re-
quirementsor with requirements that would be unreasonable if he were inno-
cent. Imposin g the m o n a n innocen t perso n i n full-fledge d case s o f dilemma
would presumably support an objection from unfairness , or moral luck, which
Donagan an d other s might see as involving an incoherency i n our moral con -
cepts or in the nature and purposes attributed to God as a moral judge. So this
more general incoherency rather than incoherency in the conflicting commands
themselves seems to b e what i s in question.
However, what if one thinks of ethics or moralityI shall use the two terms
interchangeablyas primarily an instrument of social rationality, eithe r man-
made o r designe d wit h huma n limitation s in mind? Dilemmas migh t the n be
explained a s side effect s o f the pursui t of perfectly coherent genera l purpose s
with a moral code tailored to reflec t thes e limitations, and we might deny any
possibility of appeal beyond them to som e more ultimat e level of moral trut h
that woul d resolv e the conflict. 32 With moral luc k thus accepte d a s a fac t o f
ethical life, dilemmas may still be said to undermine the authority of the moral
18 Between the Horns
relativity. At this point, however, I want to blur over some distinctions I make
later, to set up the problem my argument is meant to address. In short, the stan-
dard approache s availabl e in the literature to handl e moral dilemma s fac e u s
with a metaethica l dilemma: They make dilemmas either too problematic , i n
the sens e o f bein g practicall y difficult t o th e poin t o f impossibility , o r to o
unproblematic: too easy on the agent in motivational terms to capture th e dif-
ficulty o f dilemmatic choice.
The second horn of this metaethical dilemma covers several distinguishable
sorts of inadequacies in accounts of dilemma. As a further instance of it, suppose
we now try the other Humean view I allowed for and think of subject-dependent
motivational forc e a s extrinsi c to th e meanin g o f a n ought-judgment . Thi s
amounts in contemporary terms to a shift fro m internalis m to externalism. But
it would see m to attribut e to the agent i n a dilemma the kind of motivational
detachment fro m a moral judgment that i n extreme form amounts to motiva-
tional "amoralism " (sometime s called accidie)the lac k of any inclination to
do what one believe s to b e requiredhere explained jus t b y the impossibility
of satisfying all requirements. On the resulting account, dilemmati c oughts could
both b e recognized as all-things-considered, bu t w e would hav e to den y that
they could bot h b e practicalmeant to guide action, that is to say, as used by
the agen t wh o ex hypothesi hold s both o f them.
The agent might still feel morally torn between alternatives, but the point is
that this motivational effect woul d no longer b e attributable to the judgments
he applies to the case. It seems to be an accidental effect, dependen t on what a
particular agen t happen s t o feel , an d henc e to b e vulnerable to th e charg e of
subject-relativity. Even if we grant that a normal agent will feel pulled in bot h
directions i n the situation of dilemmatic choiceor i n Humean terms that i t is
part of human nature to feel tha t waywe cannot conclud e that such feeling s
are appropriate t o the situation or in some way called for by it.40 This versio n
of the Humean account , then, seems not to have the resources t o represent the
authoritative status of moral claims, as imposing requirements upon minds rather
than merel y allowing for whatever desire s mind s happen t o have. 41 So again
(but in another sense ) dilemmas seem to b e made too easy .
What if we respond to these difficulties i n the obvious way, by rejecting the
possibility of dilemmas? In fact, I think that problems similar to those just noted
can be seen to arise in another for m for an attempt to capture the psychologi -
cal phenomena of ought-conflict without recognizing dilemmas. Consider Hare's
attempt t o explai n the agent's reaction s i n cases o f conflict as appropriate t o
more norma l sort s o f cases, cases covered by the simpl e rules we learn a s chil-
dren an d generally find adequat e to the moral life , though w e also can appea l
beyond them to utilitarian considerations wher e the y conflict. In the rare situ-
ation of conflict on Hare's account, guilt, remorse, and similar moral reaction s
to wron g would actuall y be inappropriate i n representational termson e of
the agent's options woul d no t really be wrongbut th e feelings would stil l be
valuable as signs of a good mora l upbringing. 42 Indeed, some for m o f moral
distress a t what he has to d o seems to b e required of the agent in a dilemma if
we are to think well of him.
22 Between the Horns
mas. I refer to this view as "social artifac t realism." I t is realist at any rate in a
somewhat extende d sens e that seem s to fit current definitions.
The view essentially puts social rationality in the role Anscombe assigns to
a divine lawgiver. A moral code or other normative system (for simplicity's sake,
I shall mainly speak i n terms of a code o f rules ) i s something man-mad e bu t
subject t o constraint s dictate d b y social end s and th e natur e and function s of
societyas i f the standard Aristotelian arguments abou t virtu e were modified
to appl y to groups. It s content i s therefore not fixe d b y the rules a group hap-
pens to havethe norm-based alternative that Anscombe at one point considers
and rejectsbu t it is real in the way that artifact s are real, though thei r origi-
nal existenc e is of course dependent on minds. It is also imperfecta s a prod-
uct of human imperfection in general terms, bu t more specificall y becaus e it is
subject t o limitation s in the ordinar y huma n capacit y t o maste r rules . Fo r a
fundamental socia l constraint o n the cod e i s the requiremen t of teachability.
The mora l cod e o n this accoun t i s not unlik e what Har e describe s as the
simpler set of rules that we ordinarily go by, but i t is not supersede d i n moral
terms whe n i t yields a conflict . Rather, case s o f conflict involve real motiva -
tional deadlock , indicatin g a breakdown o f the moral code that m y own view
will tr y t o explai n a s a sid e effec t o f the mechanis m that allow s th e cod e t o
function properl y in normal cases. For what make s the rules action-guiding in
general is the sort of internal goad to action tha t i s provided by teaching them
in conjunction with guilt and similar moral emotions. Thi s motivational role of
emotion favor s what I call a "perspectival " notio n o f appropriateness tha t i s
weaker tha n the one Hare take s for granted, sinc e it assesses emotions as war-
ranted relativ e to a partial subset of the total bod y of evidence in light of which
we would asses s a corresponding belief . Thus, guilt ma y be appropriate a s a
feeling even where the agent is not objectivel y at fault all things considered, a s
we assume i n a case of dilemma.
I shall not give a detailed account of the nature and justification of the moral
code i n what follows , since I want m y argument t o appl y to variou s differen t
approaches to ethics . Those contemporary approache s I am familia r wit h all
seem to allo w fo r dilemmas at least on something like Hare's "intuitive" leve l
of simple rulesthough sometimes with a higher level deus ex machina (whether
act-utilitarianism o r God himself) brough t i n to sav e the day. O n a rule-utili-
tarian view, for instance, the rules that would have the best consequences over-
all if generally adhered t o presumabl y must b e consistent, bu t the y might still
come into contingent conflict as a result of some unusual event or in cases where
the assumption o f general adherence is not satisfied. On a divine command view,
we could get similar results by thinking of God as a kind of moral watchmaker
whose command s amoun t to a code o f rules meant t o serve for all time rather
than specific directives, without a n option o f direct appea l where they conflict.
And eve n on a Kantian view, applyin g the categorica l imperativ e t o a se t of
maxims simple enough to yield teachable rule s might also be held to generate
conflicts.
Such theories need not treat dilemmas as an embarrassment. Rather, dilem-
mas amount t o th e sorts o f exceptions that ca n be said to "prove " the moral
Defusing Dilemmas 27
Let us first tur n to th e problems raised by dilemmas for the logical principles
governing ought-judgment. Williams's early article focused attention on the clash
between the principle that "ought" implies "can" an d the principle of agglom-
erationthat OA and OB imply O(A & B)bot h of which seem intuitively to
characterize a strong action-guiding sense of "ought." The same can be said of
two other principles of standard deontic logic that later authors have brought
into conflict on the assumption that dilemmas exist: the principle that "ought"
implies "permissible" and the principle of deontic closure .
The latter principle essentially tells us that anythin g necessary to fulfil l a n
obligation is itself obligatory; with ~M as the alethic modal operator fo r possi-
bility, we may symbolize this as: OA and ~M( A 8c ~B) imply OB.1 Some such
principle along with agglomeration would see m to b e needed to suppor t th e
derivation of one ought-statement from another and hence the systematic project
of deontic logic . On the other hand, the two principles governing the implica-
tions of the term "ought" seem to be needed to support a notion of prescriptive
"ought," taken as an ought that is both practical and positive, or meant to tell
an agent what to do. We seem to be forced to choose, then, between the sys-
tematic aims of deontic logic and its relevance to action-guiding ethics.
In fact, I think that somethin g like this will turn ou t to b e true. However ,
we need not deal here in full detai l with the problems raised by the two pairs of
principles withi n deontic logic . Instead , le t us loo k a t som e centra l deonti c
notions an d principle s in application t o mora l reasoning , wit h deonti c logi c
understood as a failed attempt at systematization whose grounds for failure may
be illuminating. I shall occasionally use the resources o f deontic logic to sym-
bolize the principles and other assumptions unde r scrutiny; but the main thing
I expec t m y argument on thi s subjec t t o revea l i s that a n attemp t t o handl e
dilemmas b y working ou t som e alternativ e deonti c syste m would a t bes t b e
impossibly complicated.
I shall begin by focusing on the problem posed in chapter 1 for conflicts be-
tween practical oughts (sectio n 1). The principle that "ought " implie s "can "
would seem to be defensible by appeal to the notion of a practical ought as one
that is intended to guide action: What would be the point, in short, of trying to
29
30 Between the Horns
choice. Firs t I focus on a particular argument that seems to show tha t practica l
force has to be attributed to dilemmatic oughts in order to account fo r the force
of som e ought s derive d fro m them: ought s prescribin g actions neede d t o pre -
pare t o satisf y th e firs t set , o r wha t I shall call "preparatory " oughts . At any
rate, this conclusion follows from a natural understanding of practical forc e in
terms of meaning. I go on to defend that interpretation a s an alternative to tak-
ing practica l forc e a s a functio n of th e speaker' s intentions . I then begi n t o
respond t o the various reasons m y discussion bring s to ligh t for denying "all -
things-considered" statu s to conflicting practical oughts .
Throughout thi s argument , I assume tha t ther e ar e o r a t an y rat e ca n b e
genuine dilemmasmeaning (for purposes of the present discussion) dilemmas
of th e "balanced " variet y i n which th e tw o ought s i n conflict ar e o f roughly
equal weight. I also assume that the cases under consideration involv e "time -
bound" oughts , i n contras t t o th e timeles s obligation s sometime s take n fo r
granted i n discussions of deontic logic. 3 This means essentially that whether a
given ought i s in force depends o n when it is evaluateda time that need no t
be the sam e as the dat e (implici t o r explicit ) on it s object, or wha t i t tells the
agent he ought to do. If yesterday I promised, fo r instance, to do act A tomor-
row, it is already true today that I ought to do A tomorrow. In my central argu-
ment in this section I hope to show that these assumptions favor an interpreta -
tion o f dilemmatic "ought" as practical, in order to make sense of the advance
deliberation that fulfillin g i t may entail.
Deliberation in Dilemmas
Consider th e cas e o f dilemm a se t u p b y Sartre: Th e ma n wh o mus t choos e
between joining the French resistance and staying home to support hi s depen-
dent mother might very well represent both of his options a s things he ought t o
do. That is, we can imagine him prescribing each of them, as he weighs the rele-
vant considerations. O f course he would not com e out with a conjoint ought -
statement prescribin g both, but we can follow Williams and othe r author s on
dilemmas in allowing for a distinction here by rejecting the principle of agglom -
eration. However , on e might b e moved to as k how th e agent i n Sartre's case
could coherently prescribe even each of his options without a change of mind
in the same breath, as it weregiven that his combined prescriptions would be
unfulfillable.
Should we avoid this problem b y representing the oughts i n conflict as not
really meant to elicit action an d i n that sense not practical oughts? Perhaps we
might characteriz e dilemma s instea d i n term s o f ought s tha t simpl y classif y
various possibl e act s wit h respec t t o mora l reasons , tellin g us that ther e ar e
decisive moral reasons fo r eac h o f two exclusiv e alternatives rather tha n pre -
suming to tel l the agen t wha t t o d o unde r th e circumstances . However , thi s
would leave out the kind of active motivational conflict that moral reasons seem
to generate in typical cases of dilemma. It would make dilemmas too easy : We
would los e the sens e of the rationa l agent as practically "torn," o r subjec t t o
contrary motivationa l vectors, t o th e exten t tha t sh e appreciates the reason s
32 Between the Horns
the oughts the argument turns on are not supposed to be relative to the agent's
state of knowledge, in particular whether the dilemma can be foreseen. For in-
stance, someone might suggest that we could explain the practical force of the
1932 ought s in terms of some sort of epistemic claim about the 194 2 oughts
about thei r probable practica l force, say, relative to what i s known i n 1932
without taking the 1942 ought s to be practical a s well. However, i t is not clear
why the agen t actually (an d not jus t probably) ought to prepar e t o satisf y a n
ought tha t is merely probable.
The claim that an ought is practical, though, whic h I interpreted abov e as a
claim that it is meant to elicit action, naturally suggests that it is offered a s advice
to a given agent (possibly by the agen t himself) , s o that it s force would vary
with contextual factors including what i s known a t the time. However, unless
we are concerned with the agent's blameworthiness for failing to act (with sub-
jective rather than objective "ought," in the usual terminology), a practical ought
is assumed to hold whether or not the agent knows or has reason to think that
it does. Whether an ought is practical or "action-guiding" i n this sense depends
only o n ho w i t i s intended, not o n whethe r circumstance s ar e suc h tha t th e
intention is fulfillable, includin g whether it gets through to the agent, as required
for actuall y guiding his action. In order to cover oughts in the third person w e
might think of this as an ought that is "suited to " action-guidance .
The problem with dilemmatic oughts, it seems, is with the speaker's state of
knowledge: The fac t that h e knows that two o f his intentions ar e no t jointly
fulfillable woul d seem to make a rational speaker retract one of them. My present
argument is not designed to answer this problem but to show that denying prac-
tical forc e to dilemmati c oughts doe s no t yiel d a satisfyin g answer , give n the
other thing s we want to sa y in such cases. M y answe r t o the problem i n later
chapters wil l involv e assessing th e rationalit y o f ethicso f a mora l cod e o r
system of norms (what actually gives rise to thes e oughts , even if in the delib-
erative voice of some individual speaker)in social terms. What on e is assess-
ing, in short, is something general: a set of general social rules or guidelines de-
signed to b e teachable o n the basi s of general emotional respons e tendencies.
This is the source of various specific practical directives that may not always be
rational considered in themselves, as utterances of some individual agent or other
speaker.
The practica l force o f the dilemmati c oughts i n m y exampl e ca n thu s b e
understood a s derivative from th e moral syste m tha t yield s them. T o sa y that
they are meant to elici t action, then, i s ultimately to sa y something abou t th e
intent of the systemabout the role such a system assigns to moral judgments
rather than about the intentions of a particular speaker . I now want a t least
to allow for some of the larger points I have in mind by defending my interpre-
tation of practical force as something that is not simply supplied by the speaker .
The attemp t t o confin e moral conflic t to conflic t between prim a faci e ought -
judgments harks bac k t o Ross' s theory. Despit e man y authors' objection s t o
the term "prim a facie " and Ross' s own qualms about his use of it as an adjec-
tive modifying "duty," th e Lati n ter m seem s irreplaceabl y handy fo r makin g
an easy switch to adverbial status i n application to "ought" and related expres -
sions. We can speak of an ought or an ought-judgment as merely prima facie
or within one, of what its agent ough t prima facie to do. The term is also famil -
iar from its use in law with reference to partial evidence. Ross at one point gives
"parti-resultant" a s a more informativ e substitute for it. 28 We apply i t on th e
assumption tha t the reasons o r evidence bearing on an ought-judgment can be
broken dow n int o distinguishabl e grounds , pr o an d con , s o that a judgment
based o n onl y some o f them ca n b e said t o resul t from a partial subse t o f th e
total bod y o f evidence.
Although Ross himself contrasted prim a facie with actual or absolute duties,
in the contemporary literatur e the term seems to have two contraries, use d more
or less interchangeably in application t o ought s that result from a weighing of
all relevant evidence: "overriding" an d "all-things-considered. " Thes e term s of
deontic weight or strength are equivalent, however, only on the assumption tha t
there are no full-fledge d action-guidin g dilemmas. In this section I show ho w
the underlying notions come apart and examine the consequences of prising them
apart fo r the resolution of dilemmas.
Contemporary account s o f the meanin g of "ought " sugges t tha t man y of
the nondilemmatic cases for which "ought" has more or less become canonical
in moral philosophy are really more appropriately described by "must." 29 But
my discussion here of deontic dominance , as we might call the propert y o f an
ought that wins the weighing process, wil l also yield a more complicated pic -
ture o f this stronge r for m o f "ought. " I n applicatio n t o a n ough t o f norma l
strength, my discussion of dominance will bring out reasons for the differentia l
treatment o f positive and negativ e dilemmas that bega n to emerg e i n the las t
section. I then conside r som e question s about th e resolvabilit y of dilemmas
conceived i n positive or negativ e terms. B y singling out negativ e dilemmas as
irresolvable in a stronger sense , I shall be defending a conception o f dilemmas
that fit s thei r use in logic and mathematic s in addition to the everyday picture
of them a s practical choice-conflicts. Dilemmatic reasoning involves showing
that all alternatives have contradictory or otherwise unacceptable consequences.
Similarly, as a moral concept the notion has its clearest application to case s in
which all alternatives count as wrong.
42 Between the Horns
Forms of Dominance
The difference betwee n all-things-considered an d overridin g ought-judgments
can be brought out most sharpl y by way of a look at their application to judg-
ments o f permission. Th e operato r P (for "it i s permissible that") i s taken a s
primitive in one approach t o standard deonti c logic, with O defined in terms of
it as denying the permissibilit y of the negatio n o f the objec t of obligation. An
axiom o f the standar d syste m yield s the principl e that "ought " implie s "per -
missible," s o that "ought " is doubly linked to permissibility: negatively, since
Op = ~Pp, and positively , since Op implie s Pp. However, a positive judgment
of permissio n ca n b e thought o f a s holdin g al l thing s considere d bu t no t a s
overriding: It just makes no sense to say that something is overridingly permis-
sible.
The reason fo r this seems to b e that two differen t kind s of deontic weight
or dominance are assessed by the two notions. For "all-things-considered" th e
relevant sort o f weight i s at leas t partly evidential: the weigh t o f the evidence
or reasons for holding the deontic judgment in question considere d agains t th e
background o f the tota l bod y o f evidence. 30 This applie s readily enough t o a
positive judgment of permissibility, if only b y negating it s application t o th e
negative judgmen t of impermissibility. The positiv e judgmen t may b e said t o
hold "al l thing s considered" a s long as the negative judgment does not .
By contrast, for a judgment of overridingness the relevan t sort of weight is
specifically practical, since it measures something like the importance o f acting
on the deonti c judgmen t in question. Thi s ma y b e thought o f as the practica l
"strength" o f a requirement or prohibition . However , i t does no t appl y t o a
permission, as a judgment that simpl y allows som e action . A n action an d th e
alternatives to it may both be permitted, an d there is no inference from a denial
that a n action i s prohibited with such-and-suc h a strength t o a claim that th e
action is permitted with the same strength. Permissions have no particular prac-
tical strengt h bu t woul d see m just t o hol d i n the absenc e o f any prohibition ,
however weak, that meets the requisite level of strength to count as "all-things-
considered."
This distinction between evidential backing and practical strength seem s to
hold up, moreover, if we understand ought-judgments in terms of practical rea-
sons. A permission woul d then amount t o a denial that there are such reason s
in sufficient strengt h to yield an ought. Reason s for i t could not b e practical in
the relevant sense, since there is nothing in particular that amounts to action in
fulfillment o f a permission. Besides reasons fo r belie f i n a permission, o r a s a
way o f analyzin g such reasons, ther e migh t be said t o b e reasons fo r issuing
a permissio n tha t ar e practica l i n a mor e genera l or indirec t sense; they may
appeal, say , to th e valu e of morally unconstrained choic e wit h respec t t o th e
action in question. But these are not reason s fo r action i n the sense that applie s
to a requirement or prohibition, where what i s in question is action on the part
of th e agent to whom th e judgment applies, as opposed t o the speaker's act in
issuing the judgment.
The distinctio n between the two sort s o f assessment in application to per -
Practical Oughts and Prohibitions 4 3
cannot do otherwise, given his character, than act on a certain one of the oughts
in conflict. The claim that he cannot do otherwise, then, is a claim that his charac-
ter i s such that h e cannotwhich would b e falsified , o f course, b y his doin g
otherwise after all.
It should be obvious that there cannot be two incompatible actions of which
this claim is true, for reason s resemblin g the argument from motivationa l suf-
ficiency that I considered an d rejecte d toward th e end of my preceding section
as an interpretation o f Williams's notion o f conclusive practical "ought." Does
the interpretatio n instea d fi t the notio n o f "must, " whic h William s takes as
stronger? It could fit the notion in general terms, I think, only if all decisions in
cases of dilemma could be made out as determined by the agent's preestablishe d
character. But in Sartre's case the causal relation between character an d choice
is supposed t o run in reverse. At any rate, reference to character in a sense that
allows for development over the time in questionas at least partly constituted
by the agent's current projects and the like, assumed to preexist hi s choice but
also to be subject to change in the situation tha t requires choicecannot play
a causal role here. Does the truth of the agent's claim that h e "had to " choos e
a certain option simpl y depend, then , on what he goes on to do, in something
like the way that a claim of knowledge depends on truth: not becaus e his char-
acter make s him ac t a s h e does, bu t rathe r becaus e our notio n o f i t refers in
part t o future action ?
It seems wrong, firs t o f all, to rejec t a s false a n agent' s clai m that h e "ha s
to" d o something he later fails to do. Consider " I have to go now," a s said by
a guest who is persuaded t o linger on. Though w e might respond i n conversa-
tion with a denial of his statement, our counterclaim can also be read as a way
of pointing out that practica l necessit y does not impl y necessity. We need no t
be denying, that is , that th e guest' s reason s fo r leavin g are stron g enoug h t o
support the statement; we might just be telling him to ignore them or acknowl-
edging after the fact that he did ignore them. Similarly, the reason why the agent
in Sartre's cas e cannot sa y at a later tim e that h e had t o take th e option h e in
fact rejected i s not that on e of his original statements has turned out to be false
but rather tha t the moral importanc e of action on it has become a thing of the
past. Mora l catastroph e ha s alread y occurred an d bee n assimilate d into th e
background of action .
In an y case, ther e ar e "must"-claim s tha t d o no t fi t the characte r mode l
at all. "I have to pa y my rent o n the firs t o f the month" nee d not b e taken as
attributing to it s speaker a high degree o f conscientiousness in financial mat -
ters. Instead, it is naturally read as elliptical for a claim that something bad will
happen i f the ren t i s not pai d b y the tim e indicated . Thi s ma y b e somethin g
specificthe agen t wil l be subject t o a fine, saybu t it need not be . Perhap s
the only penalty for tardy payment is failure to meet a certain standard o f per-
formance in financial matter s or failure to conform to the rules, something that
is perfectly possible, o n the model of "moral catastrophe. "
A simplification of deontic logic sometimes called "escapism" applie s this
reading to oughts generally, with the role of the threatened bad state of affair s
assigned to "the sanction, " symbolized by a constant S referring to whatever is
46 Between the Horns
separates positiv e from negativ e oughts: tha t "ought " implie s "permissible."
Whether or not one of the conflicting oughts can be taken as overriding, it seems
that neither can count as all-things-considered on this positive formulation. This
was th e kerne l of truth I found in Williams's argumen t fo r denyin g that bot h
can be conclusive. Rather than excluding dilemmas from the practical sphere ,
however, my account allows for a separate treatment o f dilemmas set up nega-
tively.
As noted i n my initial overview of the literatur e o n dilemmas , moral phi-
losophers hav e sometimes stressed the negative characterization, bu t as far as I
know th e distinctio n was no t give n any attentio n unti l my own treatmen t i n
1983 o f the case from Sophie's Choice. 37 The positive characterization i s empha-
sized i n th e literatur e on deonti c logic ; with th e exceptio n o f Von Wrigh t i n
1968 non e o f the classic papers on the subjec t discusses dilemmas in negative
terms, an d th e distinctio n is first note d i n a piece published i n 1987. 38 Here I
want essentially to revise my earlier argument for the distinction i n light of later
developments, especially my current suggestions on deontic strength and value,
by taking a fresh loo k at the notion of a disjunctive ought brought in to resolve
a dilemma. Readers who wish to bypass technical discussion should at this point
skip to p . 6 2 fo r the summar y and transitiona l comment s a t th e end o f this
chapter.
In attemptin g t o resolv e Sophie's dilemma , then , on e migh t appea l t o a n
ought that prescribes saving at least one child, which under the circumstances
requires choosing a particular one. I think of this as a disjunctive oughton a
use of th e ter m tha t cover s inclusiv e "or"since it amount s t o a n indefinit e
prescription t o save one child or other. On the assumption tha t the dilemmatic
oughts that prescribe saving each child are in balance, the disjunctive ought might
naturally be taken as outweighing either of them. It is most important that Sophie
not let both children be killed, so on this account what she ought to do all things
considered i s to make a choice between them an d sav e one of themchoosing
one by some fair method . What the disjunctive ought prescribes , in effect, i s a
practical resolutio n o f the dilemma : action i n accordanc e wit h a tiebreaking
ought, presumably arbitrary, of the sort that migh t result from flippin g a coin
in circumstances that allow for it. In order to satisfy the minimal moral demands
of th e case , Sophie i s advised to appea l beyon d strictl y moral considerations .
However, Williams's view on overridingness seemed to rule out that account
of Sophie' s choice . Supposin g tha t a mothe r ha s seriou s an d separat e mora l
obligations t o preserv e each o f her children, no t jus t her progen y considere d
collectively, Sophie's satisfactio n of the disjunctive obligation woul d no t ade -
quately meet the claims involved in the conflict. Unlike Agamemnon's choice
between his daughter and the expedition unde r his command, Sophie' s choic e
might be said to involve commensurable (equal) claims, but on the assumptio n
that they do not permit trade-offs, a fair decisio n between them will still leave
one of them unsatisfied. It is not enough that both be taken into account on the
model of political representation.
On the other hand, we can now see grounds for accepting the conclusion of
opponents o f dilemmasan d Williams's conclusion for conflictin g practical
Practical Oughts and Prohibitions 49
worse to either child in order to save the other than simply failing to save it. At
a certain levelif Sophie had to torture one child, saythe wrongness of these
acts might be thought o f a s balancing the wrongnes s of violating the disjunc-
tive obligation an d failin g t o sav e either one. However , eve n without a n ex-
haustively balanced case of exhaustive prohibition, dilemmas on th e negative
characterization will still have problematic consequences of the sor t just indi-
cated.
We can already begin to see some of the complications for deontic logic that
dilemmas introduce. I shall postpone t o m y next section further comment s on
closure and the other standard principles that dilemmas call into question. The
important thing to note at this point is that much depends on how we decide to
describe a given caseboth the choices and the reasons for them that are thought
to b e at issue in the dilemma . In the firs t instance , our decisio n will affec t th e
plausibility of the case as set up in negative terms: the plausibility of the claim
that there is reason enoug h fo r prohibiting all options i n it. Consider Sartre' s
case, once again: A serious question might be raised about counting as wrong
or impermissibl e in it s own righ t th e agent' s failur e t o joi n the resistance . It
sounds plausibl e in positive term s to sa y that h e ought t o joi n the resistance ;
and o n standar d deonti c assumption s thi s implies that i t would b e impermis-
sible for him not to . Bu t in this case the reasons for th e act i n question would
normally be taken a s primary, it seems, with reasons against omittin g the ac t
seen as derived from them. To get around this problem and continue to use the
case for purposes of illustration, I specified that the resistance needs this agent
in particular. To suppor t the claim that he would b e doing something wrong
by staying homein a sense that does not reduce to a failure to satisf y a posi-
tive dutywe might suppos e tha t h e is the on e person wh o possesse s certai n
skills with explosives, s o that th e resistanc e depends o n hi m n o les s than hi s
mother does .
Our ordinar y assumptio n abou t th e case, by contrast, woul d b e just that
the agent ought to volunteer for a task that is required of some indefinite set of
members of a group he belongs toin a commendatory sense of "ought" that
does no t reall y have the imperativa l force o f a n ough t base d o n prohibition .
We sometimes blur the distinction betwee n these different level s or strengths of
action-guiding force to ge t practical results. But it is important tha t with an y
weaker assumptions than those just indicated Sartre's case would no longer count
as a full-fledge d dilemm a i n m y terms, howeve r neatl y balanced th e alterna -
tives it presents, o r howeve r balance d they seem to b e if we conside r deonti c
strength independently of positive or negative value. The crucial thing for the
question o f resolvability is that th e agent' s alternative s each b e prohibited b y
strong enough reasons for the prohibitions t o stand i n light of each other .
On the other hand, the cases I have referred to as weighted dilemmas, such
as Agamemnon's case, will fit my account of dilemmas irresolvable by permis-
sible means, assuming that the prohibitions they involve are in force all things
considered. Even in ligh t of al l the evidencei n light o f wha t w e migh t sup-
pose to be the overriding importance of the success of the Greek military expe-
Practical Oughts and Prohibitions 5 1
logic has to capture if it is to represent any of the more interestin g cases of moral
reasoning.
Prescriptive "Ought"
Standard deonti c logic derives the principle that "ought" implies "permissible "
from a n axiom tha t essentiall y begs the question agains t dilemmas : P p v Pp. 41
Even without this assumption, however, a version of "ought"-implies-"permis -
sible" migh t seem to rule out the distinction underlying our negative definition
of dilemma s because th e principl e applies t o negativ e ought s a s well as posi -
tive. That is, if "ought-not" also implies "permissible-not," w e would seem to
have incompatible judgments of permissibility in negative cases as well as posi-
tive. In the assassination case , for instance, if the agent ough t neither to infor m
on the assassins nor to remain silent, we seem to have it that she is permitted to
do either, given that no t doing one amounts t o doin g th e other. But our nega-
tive ought-judgments presumably tell us that she is not permitted t o do either.
Since "ought" involves both a positive and a negative permission, i n short, the
case yields a contradiction, assuming closure. Even without closur e it yields an
implausible set of permissions .
Perhaps the simplest way of avoiding this problem would be to take "ought -
not," o r F (for "it is forbidden that"), a s primitive in deontic logi c rather tha n
O o r P and t o buil d "ought"-implies-"permissible" int o the definition of Op.
With Pp defined a s ~Fp, Op would then come ou t as Fp & ~Fp; and "ought" -
implies-"permissible" woul d not apply to Fp to yield Pp. The principle would
still apply to Op, but the point is that on this approach O p would no longer be
equivalent to Fp . It would no longer amoun t t o a negative ought, o r "ought -
not," a prohibition, bu t instead, one might say, to "ough t not-"with "not "
understood a s negatin g the objec t o f "ought, " s o tha t th e resultin g ought -
statement require s some alternative action, rather tha n a s yielding a negative
version o f the operator, s o that th e statement forbid s action .
This negative approach therefor e involves complicating on e of the underly-
ing grammatical assumptions of deontic logic , whic h treat s "ought-not " an d
"ought not- " a s interchangeable . However, i t doe s see m to fi t the pictur e of
all-things-considered practical oughts and reasons that emerged from my treat-
ment of dilemmas in this chapter. Th e notion o f sufficient reaso n fo r prohibit -
ing some action came out as fundamental in the sense of not reducing to reason s
in favor of some alternative action, since it is not undercu t by decisive reasons
against alternatives . This pictur e captures somethin g intuitivel y basic, more -
over, t o the extent that the notion o f a "taboo"ruling ou t certain actions on
the basis of authoritative commandmight be thought o f as a primitive "ought"
in historical o r developmental terms as well as logically.
On the other hand, the picture might seem to violate the standard interpre-
tation o f negation, derived from Frege , as modifying th e content o f a proposi -
tion rather than amounting to a further operator on propositionsdenial, say
on a par wit h assertion. For instance, Frege insists that no distinction between
positive and negative propositions (in his terms, "thoughts" ) i s needed to make
54 Between th e Horns
sense of any logical principle he knows of. 42 Would thi s rule out principle s of
deontic logic that distinguish between positive and negative deontic operators ?
In fact, Michael Dummett suggests that we add to Frege's stated remark s some
corresponding points about prohibition: To avoid overcomplication in the way
Frege ha s i n min d whe n h e takes th e denia l of a propositio n a s asserting it s
negation, we also nee d to tak e prohibition as commanding a negation. 43 Bu t
this is apparently to grant that Fp amounts to Op .
This applicatio n o f Frege' s vie w is less straightforwar d tha n i t appears ,
however. First, we should not e that th e deontic operators are not themselves
"force operators" on the model of assertion. They can be understood a s prepo-
sitional operators , forming compound proposition s fro m prepositiona l vari -
ables"it ough t t o b e the case tha t p " fro m "i t i s the case tha t p"s o tha t
negative force can stil l modify th e conten t of a proposition: I t would be built
into th e conten t o f th e compoun d propositio n forme d b y a negativ e deontic
operator. We now need to drop the assumption that this is expressible in terms
of th e negatio n o f the simple r component proposition , however . Instead, we
have to recognize a distinction for a statement with imperativa l force between
negating the description o f the state of affairs i t commands the agent to bring
about and issuing a negative version of the commandin other words, substi-
tuting "prevent" for "bring about."
We should grant, of course, tha t packin g negation int o th e operator a s on
this account will indeed complicate matters in a way that is contrary to the spirit
of Frege' s approach . Bu t agains t th e simpl e application o f Frege' s view s on
affirmation an d negation to the deontic modalities, we should note that the latter
are alread y complicated b y th e presenc e o f permissio n a s a n intermediate
possibility betwee n command an d prohibition . Ther e ar e tw o differen t way s
of negatin g the imperativa l content o f a command, on e migh t say: issuing a
countercommand an d simply retracting the command. 44
In fact, "entertaining" a proposition migh t be suggested in place of asser-
tion as providing a mentalistic parallel to command tha t more accuratel y rep-
resents the real complications to b e found in our us e of the notion , includin g
the logica l space i t leaves for permission. Here there seem to b e several possi-
bilities: (1) One can hold a proposition i n mind, or actively entertain it, by anal-
ogy to a command. (2) One can block it out or exclude it from consciousness
the analogue of prohibitionpossibly but not necessarily by entertaining some
other proposition tha t excludes it. But (3) one can also simply fail t o entertain
it, not necessarily by blocking it out but perhaps just because one is unreceptive
to i t in some more passive way. The sort o f assumption marking off the third
possibility from th e second is that being unprepared to think about something,
being uninterested in it, or the lik e is not alway s explainable in terms of some
competing mental activity. For similar reasons, (4 ) one can als o in some cases
do nothing to prevent a certain proposition fro m coming to mind and yet just
fail to entertai n it. So failing to bloc k out a prepositional though t count s as a
distinguishable possibilityamountin g t o th e analogu e of permissio n in m y
treatment of the logi c of practical "ought."
The complications introduced by my approach, then, are not without par-
Practical Oughts and Prohibitions 55
somewhat beyon d the stated content s o f her original obligation and certainly
of the general moral principle from which it was derived by closure.45 Th e bes t
we can say , I think, is that closur e doe s no t hol d generall y for obligation , a t
any rat e as applied directly to acts.
Standard deonti c logi c reads O i n a way that mixe s "ought" and "obliga -
tion," but as applied to prepositional variable s on assumptions that do seem to
allow for closurethough they also seem to keep deontic logic from capturing
practical "ought." The readings usually given for the operator ar e "it is obliga-
tory that " or "i t ough t t o b e (the case) that," take n as interchangeable. Both
phrases, bu t especially the latter, ar e naturally read i n light of the sort o f ideal
interpretation of ought-judgments that corresponds to the "ideal world" seman-
tics of standard deonti c logic. 46 Wha t ough t t o b e the case, accordin g to thi s
approach, i s what i s the case in all deontically perfect or idea l worlds, world s
in perfect conformity to th e mora l rules . In recognizing dilemmas, of course ,
we recognize that the real world i s not i n this sense ideal: Any world compat -
ible with wha t i s now irrevocabl y the cas e will have to b e seriously flawed in
moral terms. Even apart fro m dilemmas, moreover, our real-world obligations
will sometimes rest on the assumption of a less than perfect moral world t o the
extent tha t the y include "contrary-to-duty" obligations , obligations to mak e
up for moral wrongs. 47 Wha t i s in question here is what a given agent ought t o
do, not what ought to be, but although "ought-to-do" seems to cover more of
our ordinar y practica l ought-judgments , deontic logi c seem s t o fi t "ought -
to-be."
Even read in terms of "obligation," then, but applied to propositional vari -
ables, O ca n b e expected t o suppor t closure , as it seemed t o i n the example s
drawn from the assassination case just above. That anythin g logically or caus-
ally require d b y what i s true o f al l idea l worlds wil l b e true o f the m a s wel l
presumably would follow from the definitio n o f a morally ideal world a s satis-
fying logica l and causal laws. As applied to acts, on the other hand, example s
like those just cited suggest that closure holds for "ought" but not for "obliga-
tion," s o i t seem s w e hav e t o choos e betwee n "ought " an d "obligation " i n
interpreting th e deonti c operator . Where the y introduc e a n infinitiv e phras e
rather than "that," terms based on "obligation" appea r to be more tightly tied
to the wording of the principles, commitments, or the like from which particu-
lar requirements are derived.
To avoid these complications, I have mainly stuck to "ought " i n this chap-
ter, supplyin g its missing noun for m wit h th e ver b even in some case s wher e
"obligation" migh t sound mor e natural . For we seem to nee d both th e prin-
ciple of closure and statement s of "ought-to-do" i n order t o capture the prac -
tical reasoning involve d in dilemmasincluding most notabl y the derivation
of preparatory oughts that came into my initial argument against Williams. In
a case lik e Sartre's, tha t is , even if there are n o positiv e dilemmatic oughts i n
force all things considered, we still want to be able to derive obligations requir-
ing th e agen t t o tak e an y necessar y and permissible mean s to satisfyin g th e
corresponding prohibitions. If it is forbidden fo r the agent to fail to support hi s
mother in 1942, say , and financia l a s well as personal support is intended, then
Practical Oughts and Prohibitions 57
mitted unde r some other description . What thi s means is that al l of Sophie' s
particular options come out a s prohibited. At the same time, there still will be
some to which "ought-to-be" applies , to yield not just a version of the disjunc-
tive ought (an d its particular conclusion by way o f the tiebreaker ) but als o of
the original dilemmatic oughts whose positive "ought-to-do" versions we had
to drop. We can also say that it ought to be the case that Sophie save each child,
that is, given that "ought-to-be " ca n be limited fairly naturall y to act s under
different descriptions .
With differen t backgroun d condition s presuppose d b y differen t ought -
statements as on dyadic systems of deontic logic, "ought-to-be" should accom-
modate al l of the variou s statements we want t o mak e abou t case s o f moral
dilemma.48 Relative to the fact that Sophie has to act to save one child, that is,
it ough t t o b e the cas e that sh e doescompatibly with th e fac t tha t i t reall y
ought no t t o b e the case (and would not b e the case in a world tha t was ideal
without qualification ) tha t sh e have to ac t to sav e one child. Different condi -
tions would yiel d different an d sometimes conflicting obligations, but o n this
account the statements expressing them would essentially be insulated from each
other b y their different presuppositions in a way that would make it impossible
for the m to capture the motivational conflict characteristic of dilemmas.
This sort of fragmentation o f deontic logic into separate subsystem s is the
main threa t pose d b y dropping the principl e of agglomeration, a s I go o n t o
argue. I n any case, i t is "ought-to-do" rathe r than "ought-to-be " tha t woul d
seem t o hav e even a chance o f capturing action-guidin g dilemmas. It i s also
"ought-to-do" that coincides with the sort of everyday practical use of "ought"
that deontic logicians generally seem to b e after, despite their usual reading of
the operator. The basis of standard deontic logic in ideal conceptions of "ought "
seems to undermin e any claims it might make to capture th e elements of ordi-
nary moral reasoning. Nonstandard approaches i n the field see m to b e able to
capture the m onl y by disconnecting them, cuttin g of f possibilities of mutual
influence, as we shall see.
Deontic Fragmentation
Williams defends his decision to drop the principle of agglomeration by noting
that many of the act-evaluations that migh t b e thought t o entai l ought-state-
ments"desirable," "advisable," "sensible, " an d "prudent" are his examples
do not obe y the principle. 49 Tw o acts can eac h b e good i n one of these ways,
we might say, and ye t not b e good i n combination, since their goodness rest s
on reason s tha t cance l each othe r out . Bu t this argumen t has force onl y for a
use of "ought" whose link to "good" makes it weaker than the imperatival sense
that is in question here for cases of action-guiding dilemma. It suggests just the
sort of quick departure from dut y ethics in the fac e o f moral conflic t that my
overall argumen t here is meant to resist. Fo r th e sor t o f ought tha t rules out
alternatives, agglomeration does seem plausible: If anything but a certain act is
unacceptable, an d the same is true of another act, how ca n it not b e true of the
two i n combination?
Practical Oughts and Prohibitions 59
with standar d deonti c logi c b y retaining its Kantian basis in moral necessity .
One reason h e may need to d o so, apart from his emphasis on systematic sim -
plicity, is that h e does mak e referenc e to desire s insofar a s he makes ou t th e
truth of an ought-statement in terms of its relation to the agent's optiona l ends. 53
The strengt h o f a requiremen t i n contras t t o a desireth e binding force of
"ought," in other wordsha s t o come fro m something other tha n it s source ,
on this sort o f end-based account ; th e usua l alternative is some sor t o f struc-
tural feature analogous t o logica l necessity as on Kant's view.
The intermediate "escapist" account I have suggested in this chapter essen-
tially replaces the mode l o f necessit y with tha t o f needs, strengthenin g desire
by reference to som e sor t o f harm o r ba d stat e o f affairs a s contingent upo n
nonfulfillment. 54 Th e change allows us to continue to speak o f oughts a s im-
posing restrictions on an agent's freedoma moral ought may be said to leave
one wit h n o rea l alternativ e i n moral term s t o it s fulfillmentbu t w e no w
lack the unifyin g assumptio n tha t the agent must be left wit h somethin g he is
free t o do. Needs can quite conceivably be unsatisfiable i n combination, tha t
is, as things work ou t in some particula r situation, though they still press just
as urgently for satisfaction when they conflict. They do not see m to undercut
each other in felt practical force , one might say, even where they cannot bot h
result i n action .
Considered individually , needs of the sort i n question here would see m to
imply "can " a t leas t in the sens e of holding out hop e of avoiding the harm in
question if they are satisfied. Since a set of needs does not impl y a correspond -
ing ability to satisfy al l of its members in conjunction, however, this version of
escapism provide s u s with a reasonabl e paralle l to "ought " tha t ma y indeed
violate the principl e o f agglomeration . Needin g each o f two thing s doe s no t
imply needing both of them, i f only because the har m eac h averts migh t con -
ceivably be allowed o r eve n brough t on b y the pair. Consider , fo r instance, a
patient with two disorders wh o needs two medications that interact badly , so
that the result of taking both medications to avoid ill health would be ill health.
When we switch to the negative version of agglomeration, w e can see essen-
tially the same thing in terms of the model of perceptual dominance of reasons
against various alternative actsthe negative basis of the sanctions-model , in
effectthat I appealed t o earlier. There may be strong enough reasons agains t
each of two exhaustive alternatives to rule out each of themfrom moral con-
sideration, le t us sayeven if we den y that i t make s sense to spea k o f ruling
out th e pair of them, or al l possibilities, in a single breath. This suppose s tha t
the notion of strong enough reasons for ruling something out rests on a figure-
ground relation : selection fro m a backgroun d o f further possibilities , s o that
any given act of selection ha s to leav e something over.
That tw o figure s each ma y b e capable o f standin g ou t agains t th e back -
ground, i n short, does no t impl y that the y can do s o in combination, jus t be-
cause there may be no further backgroun d to contrast wit h them; each may serve
as backgroun d for the other , as one's vie w undergoes gestalt shifts. Th e "fig -
ures" her e amount t o act s rule d ou t b y strong enoug h reasons, o r forbidde n
with sufficient strengtho n the assumption required by agglomeration as inter-
Practical Oughts and Prohibitions 6 1
preted i n "ought-to-do" terms, tha t act s related b y disjunction or the like can
be thought o f as forming compound acts .
In "ought-to-be" terms, agglomeration ma y be dealt with differently. Stron g
enough reasons agains t doing some act need not b e seen as implied by the rea -
sons wh y it (or the state o f affairs tha t consist s i n doing it ) ought no t t o be , if
the strength o f reasons for a prohibition depends on its practical point, as I have
suggested. An act that is inevitably going to be done, say, might on this account
be one that ought no t to beeve n though ther e cannot b e strong enough rea -
sons fo r prohibitin g it , sinc e no possibl e reason s coul d satisf y th e poin t o f a
prohibition b y keeping it from bein g done. I n application t o dilemmas , then ,
where the overal l choice-situation ough t not t o be , the disjunction of exhaus -
tive alternatives the situation allows for may be thought o f as forbidden in ideal
terms. I n practical terms , th e sam e prohibitio n would violat e agglomeration :
There will be strong enough reasons to prohibit each of the alternatives but not
their disjunction.
To allo w fo r agglomeratio n o f nondilemmati c oughts, w e would nee d t o
complicate deonti c logic further b y qualifying th e principleadding a clause ,
say, tha t restrict s i t i n positive for m t o ought s wit h compatibl e objects . Fo r
dilemmatic cases , o n the othe r hand , w e have to dea l wit h a kind o f deonti c
fragmentation that i s evidently not limite d to cases of incommensurable value,
if there are balanced cases like Sophie's in which only one morally relevant value
is at stake. However, a s we saw earlier, a more pervasive sort of fragmentation
into subsystems already results from the attempt t o represent conflicting oughts
within a n "ought-to-be " versio n of standard deonti c logic as provided b y the
dyadic system.
The sam e ma y now b e said o f Castaneda's "ought-to-do " syste m wit h it s
assignment o f conflictin g oughts t o differen t subscripte d contexts o f ends .
Castaneda's approac h make s at least initial sense for many of the standard case s
of dilemma, which involve a clash between different sort s of values, principles,
or th e like . However, i f a basi s i n differen t end s is enough to insulat e ought s
from eac h other, we would see m to have a distinct subsystem for every distin-
guishable source of obligation.55 Thus , i n Sophie's case obligations t o differen t
children might be assigned different subscript s to avoid intrasystematic conflict,
even though the y are grounded i n the sam e moral concerns . Bu t just becaus e
they both are grounded in moral concerns, it is unclear that this move excludes
dilemmas from morality. In any case, by disallowing logical interaction betwee n
conflicting oughts, Castaneda's approac h would apparently keep deontic logi c
from capturin g the problematic aspec t o f dilemmas.
This i s not t o sa y that a logical syste m or se t of subsystems purporting t o
represent ethic s can b e expected t o captur e everythin g interesting about real -
life ethical cases. As a proposal for structuring deontic logic, Castaneda's treat -
ment of dilemmas seems to m e to b e on the mark a s long as it is not take n a s
ruling them out except fro m a certain version of deontic logic. His own view in
fact seem s to b e that moralit y essentially is an attemp t t o resolv e conflicts, in
the first instanc e between oughts arising from differen t agents ' ends.56 At least
in rough terms, his approach resembles the account of morality as a social arti-
62 Between the Horns
What I have tried to do in this chapter i s not to give a detailed defense of a new
approach t o deontic logic but simply to show how an adequate approach woul d
seem to spli t into subsystems in the attemp t t o captur e th e notion o f practical
"ought." This notion allow s for dilemmas on the view I have outlined by virtue
of it s relation t o th e reason s fo r an d agains t action . I have use d a perceptua l
analogy t o understan d th e compariso n o f reason s tha t all-things-considere d
practical "ought " presupposes. I n the firs t instance , the notio n require s suffi -
cient reason fo r ruling out alternativ e actions; an d I have maintained that thi s
core elemen t of its meaning may b e separately applicabl e to al l alternatives in
a given situation.
This is enough to provide a rationale for dilemmas in negative form, as cases
of exhaustive prohibition. I n positive form, as cases o f exclusive requirement ,
they seem to be ruled out by the stipulation that positive or prescriptive "ought"
also implies "permissible," understoo d a s the absenc e of sufficient reaso n fo r
ruling out its object. To allow for the distinction, I have suggested that deonti c
logic be founded instead on prescriptive "ought. " The real complications thi s
change would introduce see m to me to be not much worse tha n those require d
in any case in order to shift fro m the ideal notion o f "ought" that the standar d
system cover s t o th e ordinar y practica l notio n tha t underlie s action-guidin g
ethics.
We can now understan d why agglomeration fail s for practical "ought " by
noting that the perceptual account of reasons allows for a kind of "split image "
in certai n cases : Set s of reasons ma y eac h b e important o r seriou s enoug h t o
stand i n light of each other, eve n where they cannot stan d togethe r i n the way
that might seem to b e required by a picture o f ethics as harmonizing differen t
ends. O n th e perceptua l picture , reason s sometime s compet e fo r dominance ,
prompting gestal t shift s i n our vie w of the evidence, as captured b y the sort of
division into subsystems that Castaneda use s to avoid dilemmas. I take this alter-
native picture instead to indicate in evidential terms what i t means to say that
dilemmas ar e possible . Deonti c fragmentation , i n short , doe s no t undermin e
the coherency of ethics bu t jus t its uniflability a t the level of particular action -
guiding oughts. To the extent tha t th e moral code ca n be seen as a product o f
potentially conflicting (socia l and individual ) needs, i t provides a n intelligible
basis for dilemmas .
The mai n poin t o f m y treatment o f dilemma s i n connection wit h deonti c
logic i n thi s chapte r wa s t o allo w fo r th e coherenc y o f practica l "ought " i n
dilemmasthe sort o f ought tha t i s intended t o motivat e an d tha t therefor e
would seem to fal l subject to the problem of motivational forc e outlined in my
preceding chapter. I did s o by defending the negativ e conception o f dilemmas.
On this conception, which I introduced in section 1 as a way around Williams's
Practical Oughts an d Prohibitions 6 3
seems to hold reliably only for statements phrase d i n terms o f "ought," since
"obligation" i s more sensitive to the wording of particular commitments, prin-
ciples, and the like , at an y rate a s applied vi a an infinitiv e phras e t o som e re-
quired action.
On th e othe r hand , standar d deonti c logi c is not reall y set up t o captur e
ought-judgments about action , wit h its reading of the operator O as "it ough t
to be the case that" (used interchangeably with "it is obligatory that"). I argued
that its claims to represent practica l "ought " depend on capturing "ought-to -
do" (i n Castaneda's terms ) as opposed t o the statements of "ought-to-be" cor-
responding to ideal-worl d semantics . In the secon d half o f section 3 I consid-
ered th e extrem e complicatio n o f deonti c logi c tha t woul d resul t fro m th e
modifications neede d t o exten d i t to dilemmati c "ought-to-do." I provided a
rationale for rejecting the principle of agglomerationthat O A and O B imply
O(A & B)which dilemmas bring into conflict with "ought"-implies-"can" a s
a principle governing practical "ought. " My claim was that ought-statement s
do not count as practical unless they actually have some point as pieces of action-
guidance, and that two statement s with suc h a point considere d individually
may lose it when agglomerated. Bu t without agglomerationor with the prin-
ciple limited to different practica l contexts i n the manner of Castaneda's "ought -
to-do" version of deontic logicoughts seem to fragment into logically isolated
subsystems. So, again, deontic logi c fails to capture practical "ought."
The model of needs for interpreting practical "ought" comes up in illustrat-
ing the failur e o f agglomeration. Ito r the sanctions model generallyyields
a way of understanding oughts in terms of negative reasons, with motivational
force provided by a threat, the prospect o f some sort of sanction on nonperfor-
mance. So my argument here extends beyond the issue of the logical structure
of dilemmas , t o sugges t a conceptio n o f mora l "ought " tha t migh t begi n t o
answer the more general problems raised in chapter 1 . The model of needs has
an obvious subjective interpretation correspondin g t o m y perceptual analogy
in this chapter, with felt need s taken as involving emotional awarenes s o f the
cost o f doing without som e object . In the case of action-guiding moral needs ,
this would seem to amount t o anticipatory awareness of a sanction on nonper-
formance. Now I want to as k whether the sort of view suggested b y the model
can accor d dilemma s and ethic s generally any "real " basis in the sens e of one
that i s not merel y subjective.
3
Motivational Foundation s o f Conflic t
force is one that actually moves the agent who accept s i t to act, providing that
she is rational. O n the other hand, a judgment with practical forc e is meant to
get her to act , an d one with reason-giving force offer s he r a reason fo r action.
Anscombe called into question the motivational force of moral "ought " on the
grounds that, as currently understood, withou t referenc e to a divine lawgiver,
it i s merely psychological. Foot, on th e othe r hand, take s ai m i n some o f he r
arguments against the reason-giving force of moral judgments, particularly in
response to the Kantian insistence on "binding" obligation. 6 However, in a treat-
ment of Hume on moral judgmen t Foot has some related comments about th e
notion o f practical force, 7 and I think that her arguments i n both place s have
implications for motivational force. In the present discussion, then, I shall blur
over the distinctions between these notions, except where they seem to make a
difference, i n the hopes of using some of Foot's remarks to brin g out the point
I have in mind.
Anscombe took mora l "ought " to b e marked of f at thi s point onl y b y its
emphatic quality. I shall try to dea l with this in psychological terms by way of
a relate d phenomenologica l propert y sometime s calle d "deman d quality, " a
property I actually take to b e shared b y nonmoral ought s tha t exhibi t a com -
pulsive hold on us, perhaps by reference to a deviation from some aesthetic or
other notion of "fitness." 8 (Consider , for instance, the feeling that one ought to
straighten a slanted picture on the wall.) The contrast i s to oughts that merely
recommend some actionas the best way of promoting ou r aims , say. What is
special abou t th e moral "ought " i s presumably something abou t th e psycho -
logical sanctions such as blame that a violation o f it would incur . For presen t
purposes, however , I shall be content t o capture somethin g broader : what we
might call the stron g imperativa l sense of "ought, " thought o f as picking out
an ought wit h demand quality.
Foot's central aim in her work on reason-giving force is to debunk the spe -
cial bindingness that Kant attributed to moral "ought " as an illusionan illu-
sion foiste d on us by the way we are taught to us e moral language. In particu -
lar, as a result of what we are taught to say about morality , amoralis m come s
out soundin g impossible: I t seems to make n o sense for someone t o acknowl -
edge the truth o f a moral judgmen t and ye t fail t o acknowledg e it s force as a
reason bearing on his action. However, I want to emphasize the positive results
of this an d relate d illusions , including some partiall y self-fulfilling result s fo r
the special force of moral judgments .
It is not that this is false, bu t that one may easily insist on too close a connexion
between moral judgment and the will. . . . [W]e take it as part of the meaning
70 Between the Horns
of what we call 'moral terms' that they are in general used for teaching particu-
lar kinds of conduct; though nothing follows abou t what any particula r indi-
vidual who use s the terms must feel o r do. 13
These comments sugges t a view that migh t be thought o f as a general variant
of internalism, though o n the usual definition of this contemporary terminology,
it would com e ou t a s externalist. Something about thei r practical force is pre-
supposed by the meaning of moral terms and may even be said to apply to them
necessarily, but onl y in a collective sense. It concerns a didactic functio n tha t
they have on the whole , tha t is, rather tha n their effec t o n any given use. Pre -
sumably, it is a condition o f meaningful mora l discourse that th e terms actu -
ally fulfill thei r didactic functio n wit h some regularityenough to ensure that
moral judgments have practical forc e in general, meaning "b y an d large. " Bu t
"general internalism" (a s I shall call this view) still leaves room fo r Foot's ver-
sion of the amoralist: an agent who without irrationality claims not to be moved
by moral considerations sinc e they fail to connect with her desires or interests. 14
I want i n what follows to supplemen t this suggestion b y showing ho w we
might usefull y teac h mora l judgment s in a way tha t assign s the m a n illusor y
kind o f compulsiv e forc e i n individua l motivation. Foot' s argumen t agains t
reason-giving forc e a t on e poin t briefl y suggest s wha t I hav e i n mind , albei t
dismissively, with a mention of some illusory feelings. Her point is just that our
sense that "w e 'must do' o r 'have to do' something whatever ou r interests and
desires" lack s any basi s in belief:
[J]ust as one ma y fee l a s if one i s falling withou t believing that one i s moving
downward, so one ma y fee l a s if one ha s to do wha t is morally required with-
out believing oneself to be under physical or psychological compulsion, or about
to incu r a penalty if one does not comply.15
However, "a s if " feeling s o f compulsion o f the sor t tha t Foo t bring s in here
would see m t o b e partially self-fulfillin g i n psychological term s to th e exten t
that the y impos e a penalt y o f emotional discomfor t o n noncomplianc e tha t
makes it difficult no t to comply. 16 Onc e again, Foot's legitimate objection is to
a clai m abou t necessityi n this case, a litera l reading o f ou r feelin g tha t w e
"must" comply, or one that makes out compliance as strictly necessary to escape
some external sanctio n o r penalty .
I shall go on to sketc h an account of the teaching of practical "ought" that
makes out suc h "a s if " feeling s of compulsion i n terms of an internal sanctio n
of anticipatory guilt , taken not merel y as an anticipation o f (later) guilt at vio-
lating some prohibition bu t als o as current guilt at the thought o f a future vio-
lation "a s if " alread y committed . Eve n without supposin g tha t suc h feelings
necessitate action, I think they have an important role to play in filling out Foot's
mainly Wittgensteinian linguisti c account o f mora l teachin g wit h a kin d o f
Humean psychological glue. It will not be impossible on my suggested accoun t
to resist the force of a moral judgment, but it will be psychologically difficult i n
most cases . M y accoun t ca n stil l leav e room , however , fo r Foot' s rationa l
amoralist as someone who has managed to talk herself ou t of the feelings asso -
ciated wit h mora l teachin g or someon e o n whom mora l teachin g never quite
Motivational Foundations o f Conflict 7 1
took emotiona l effect i n the first place: There i s also no necessary connectio n
on any given occasion o r for any particular agent between moral teaching and
the feelings it sets up as part of a general mechanism for eliciting action. All my
account require s is that ther e b e some suc h mechanis m i n operation mos t of
the timeand that most of the time it operate effectivelya s a presuppositio n
of action-guiding moral "ought. "
One might be tempted t o question, though, whether this requirement really
allows for "the" amoralis t as someone completely immune to the force of moral
considerations, i n contrast t o the many normal agents who see m to exhibi t a
kind of local amoralism for certain circumscribed areas of moral judgment. That
someone migh t believe that, say, eating factory farm animals is wrong, with-
out an y desire or interes t that pull s against it , seems plausible enough, bu t i t
does not follow that a particular agent could keep morality on ice, motivationally
speaking, with respect to everything it asked of him. A certain degree of moral
motivation migh t b e thought t o b e required b y sufficient participatio n i n th e
institution o f mora l discours e t o b e said to hol d mora l belief s a s opposed t o
merely parroting moral statements. I shall not take a position o n this issue, but
I consider i t an advantag e of the genera l version of internalism that it can ac -
commodate suc h limitation s o n th e possibilit y of amoralis m withou t rulin g
amoralism out entirely.
Essentially, though, what w e hav e on m y account o f compulsive motiva -
tion in terms of emotional discomfort are short-term psychological needs in place
of Kantian moral o r rational necessit y to supply the "binding " forc e of moral
obligation for individual agents. To say that this glue is merely psychological is
not to say that it is only accidentally linked to the meaning of moral judgments;
general internalism gets between the alternatives offered u s in the standard di -
chotomy between internalism and externalism by rejecting the assumption tha t
the "force " o f a given moral term is either part of its meaning or a mere con-
comitant of it. Instead, the view holds that motivational force in a general sense
is presupposed b y a term's moral meaning , or it s role i n a certain norm-gov -
erned linguistic institution, as a condition of any specific meaning it may have.
We may think of this as analogous, say , to th e way the practical implication s
underlying th e lega l meaning of certain term s ma y depen d o n thei r role i n a
legal system. (Consider, for instance, a phrase used to affi x lega l penalties like
"in contempt o f court.") Le t us now take a speculative look a t the way such a
link between moral meaning and motivational force may be set up on the basis
of illusion.
reasons on the other side: "You shouldn't d o that" advises against a given action,
perhaps emphatically, but even where i t may be said to have imperatival force ,
it does not mean the same as "Don't!" On my proposed motivational account,
then, "ought " i s introduced onl y afte r w e use stronger term s t o establis h th e
initial link to moral motivation. I f deontic terms are in question, what w e need
to see in the first instance is how we teach "must"or rather , "must not," sinc e
the negative formulation also is teachable at a less advanced stage, when a child
has begun to exhibi t action o n it s own bu t cannot ye t reliably follow instruc -
tions.
On its earliest uses, though, "mus t not" applie s after th e performance o f a
forbidden action . In advance of or coincidin g with punishmento r as itself a
form of punishment insofar as it expresses disapprovalwe tell a child that he
"must not " perfor m the act in question. Befor e action we might more naturally
use the imperative. Both expressions fi t cases where the child seems already t o
be planning to do some forbidden action an d we mean to warn him of impend-
ing punishment. Imagine a child who seems to be about to touch som e delicat e
or dangerou s object . "Mustn't touc h tha t [vase], " say , migh t b e uttered i n a
singsong, threatening tone a t this point. But a warning to the same effect som e
time in advance of action woul d see m to b e unintelligible at the earliest stage,
before th e child can even understand positiv e act-descriptions .
I conclude that practical "ought" (which I shall take as a generic term cover -
ing stronger an d negative formulations along with statements framed in term s
of "should" ) ha s its origins i n a situatio n i n which tempora l distinction s ar e
blurred i n the interest s of early moral teaching . This fits i n with my proposed
account o f the teaching of "ought" in terms of anticipatory guilt, for the accoun t
will depen d o n blurrin g the barrie r betwee n pas t an d futur e i n psychologica l
terms an d extending guil t in a backward directio n t o a time preceding action .
Another fac t that seems to fit is that i n the time right befor e or after actio n
when "must not" get s its primary use we would naturally turn to an evaluation
of the agent: "Ba d boy!" o r the like. Later, in chapter 4, I shall examine in some
detail the role of emotional guil t as a link betwee n dut y and virtue ethics. Fo r
present purposes , le t us just note tha t guil t is normally for an act , bu t a n ac t
seen a s in some wa y "tainting " the perso n wh o perform s it; it amounts, on e
might say, to a feeling ofpersonal unfitness . We encourage guilt in the teachin g
situation just described, then , essentially just by telling the child that violating
a practical ough t ha s earned hi m condemnation .
The personal evaluatio n may be linked to punishment, but punishmen t of
the usual sort might just be seen as accentuating a more general emotional threa t
conveyed by our succession of verbal utterances. Their tone is one of mounting
anger turning to all-ou t ange r with th e performance o f the forbidden act . But
anger is an emotion tha t itself ca n serv e as a kind of punishment fo r others to
the extent that it involves focusing negative attention o n them. The underlying
threat here seems to be rejectionexclusion in emotional term s from the fam-
ily or othe r socia l groupas somethin g that prompt s act s of expiation o f th e
sort associated with adult guilt: apologies and various compensatory acts in an
attempt at reparation. In this case our anger is likely to abate after punishment ,
Motivational Foundations o f Conflict 7 3
This experience of anticipatory guilt provides a basis for our illusion of prac-
tical compulsion o n my account. A s an unpleasant feeling , guilt can b e said t o
motivate action t o ward of f a kind of emotional self-punishmen t to th e exten t
that it constitutes a motive for its own relief. The account i s not meant to imply
that guil t is the only emotion appeale d t o in teaching practical "ought " or tha t
practical "ought " in the strong or "binding" sense yields the only or the best or
highest form of moral motivation. However , i t is worth noting that the accoun t
makes out guil t as not s o clearly distinct from lov e and othe r emotions some -
times ranked higher.19 With its link to empathy or emotional identification, guilt
might b e seen as involving a kind of reflection of lov e in self-directed negative
affect. M y clai m i s just that w e nee d som e suc h elemen t of negative affec t t o
supply the demand qualit y of "ought."
In defense of my suggestion o f temporal illusion , note that we have seen two
ways in which the emotional overtones of practical "ought " may serve to extend
it beyon d th e earlies t cases pairin g i t with guilti n th e for m o f "mus t not "
applied to an act the child may already have performedto ought-statement s
preceding action, perhaps at some temporal remove. First, the anticipation with
an ought-statemen t o f an act the child seems about t o performth e singson g
warning followe d b y ange r i f he act s anywaywoul d naturall y result i n th e
association o f remembered guilt to the temptation t o perform future acts of that
sort. Second, another way in which "ought" is extended vi a guilt to acts at some
distance in the future extends it also to positive ought-statements bu t with differ -
ent objects. I have in mind the sorts of "contrary-to-duty" obligation s impose d
on the child as expiation fo r a forbidden actionobligations , tha t is , to make
amends for acting contrary t o dutyon the basis of whose fulfillment hi s punish-
ment may be lifted. These get their motivational force from guilt insofar as they
rest on a threat o f continued emotional discomfortanxiet y about social rejec -
tion o r th e likeunles s and unti l he fulfill s them . O n m y proposed account ,
this experienc e of guilt as a forc e for futur e actio n ma y b e read int o th e very
content o f th e emotionguil t become s anxiet y about no t havin g ye t mad e
amends o r th e likean d the n ma y b e rea d bac k int o th e initia l situation o f
forbidden action . S o the two source s of motivational forceanticipator y emo -
tional punishmen t and contrary-to-duty obligationcombin e t o yield a single
mechanism capable o f operating in advance .
The resul t in adult life is recognizable as an element of anxiety accompany -
ing the thought o f unfulfilled obligation . T o th e extent tha t thi s common feel -
ing amounts t o anticipator y guilt , it involves a kind of illusion, I want t o say ,
with failure to perform the required act so far conflated in emotional terms with
failure to perform it. That is not to say that the agent believes he has failed irre-
vocably, bu t jus t that th e though t tha t h e has come s t o min d a s an objec t of
discomfort i n moment s precedin g reflection . O n th e vie w I apply t o guil t i n
chapter 5 , an emotion wit h generall y beneficial consequences ma y even count
as appropriate wit h this illusory sort o f object .
The illusion here resembles an optical illusion that the perceiver understands
as such but stil l is visually misled byin the way tha t on e might be said t o be
kinaesthetically misled by the sense of falling in the passage I quoted from Foo t
Motivational Foundations of Conflict 75
2. Internalis t Dilemmas
Standard approache s t o mora l motivatio n see m to be unable as they stand t o
accommodate moral dilemmas, for reasons that also yield an unsatisfying treat -
ment of amoralism. Externalist views of the usual sort and antirealis t views
the approaches I grouped togethe r i n chapter 1 as "subject-dependent"ca n
be said to make dilemmas too easy. Whether the agent in a dilemma is motiva-
tionally "torn" by the choice he has to make depends on whether h e happens
to b e moved b y both of the ought s in conflict. If someone i s not, th e fac t that
others ar e or even that their motivational propensities are generally of greater
moral valu e tha n hi s own (a s on Hare' s view ) say s nothin g t o challeng e his
response to that particular situation. The fact that we might justify the response,
if it did occur, b y appeal to its ordinary function doe s not impl y some deficiency
where one manages to avoi d it. Similarly , on a n externalis t account , nothin g
essential to moral belief seems to be lacking to the amoralist: I t comes out no t
just as possible but even as unproblematic how someone ca n accept an ought -
judgment and yet feel n o inclinatio n to ac t on it.
Internalism is linked in the first instance to noncognitivist versions of anti-
realism, which interpret the content of a moral judgment in terms of its intended
practical functio n an d henc e i n subject-dependen t terms. S o o n standar d
antirealist accounts, assuming that genuine ambivalence is possible with respect
to moral motivation, dilemmas in a subjective sense will come out a s possible
too. Thei r motivational opposition, though, will amount to nothing beyond the
agent's ambivalence . Since the conten t an d th e motivationa l forc e of a mora l
judgment will both presumably be supplied by the same mental state, whethe r
a situation is a genuine dilemma will depend on the agent's reaction to it. Thi s
leads us by a different rout e to the problem just noted fo r externalism. O n th e
question o f amoralism, however, we get the opposite result: Just becaus e th e
content o f a moral judgmen t supplies its motivational force, it will be impos-
sible to accept on e without the other.
There is another sort of antirealist view in the contemporary literature, J. L.
Mackie's "erro r theory," o n which dilemmas also come out as impossibleand
at the same time, one might still say, as too easy on the agentjust because all
moral judgments are taken to be false. On this approach, whic h assumes inter-
nalism, moral judgments do mean something subject-independent and action-
guiding, but the combination is impossible: All there really is to bac k them u p
motivationally is the agent's menta l states. The view is therefore subjectivist ; I
argue that it might be reconstructed as a form o f realism, however, by correct-
78 Between the Horns
ing standard internalis m to avoid what Mackie's theor y take s to b e our usual
moral error.
I eventually present this move as a way out o f the problem set up in chapter
1. First, though, I want t o loo k a t som e feature s of the internalis t version of
realism that now seems to hold the field. This is John McDowell's cognitivism ,
defended i n opposition to the desire/belief model of intentional action insofar
as it takes moral beliefrathe r tha n belie f supplemente d b y a furthe r menta l
state, typically desireas sufficient t o generate action. 24 Her e to o I think that
refining the view to make it accommodate dilemma s and amoralis m will yield
something close r t o m y own position . I n bot h cases , fo r tha t matter , I think
that the necessar y refinements can be constructed largel y out o f materials the
author provides. McDowell's remarks at one point suggest that it might be belief
as an object of current attentio n rathe r tha n belie f alone , a t leas t i n the ordi -
nary sense, that constitutes the motivating cognitive state he has in mind. This
is something that m y own vie w interprets i n terms of emotion, vi a an evalua-
tive analysis that als o seems to accommodat e McDowell' s characterizatio n of
moral insigh t as a specia l kind o f sensitivity. However , m y understandin g of
emotion will depart fro m McDowell's perceptual model with an account of the
tie between emotions and actio n tha t allow s for moral dilemmas .
other, since the agen t wit h eithe r virtu e ha s to b e able to pic k ou t situation s
calling for its exercise fro m thos e that cal l for the other, McDowell notes :
I do not mea n to suggest that there is always a way of acting satisfactorily (a s
opposed t o makin g th e bes t of a ba d job) ; nor tha t there is always on e right
answer to the question what one should do. But when there is a right answer,
a virtuous person should be able to tel l what it is. 26
who is virtuous: what the person overcome b y adulterous passion lose s sight of
but stil l retains. H e know s wha t i s right bu t fail s t o ac t on his knowledge jus t
because he does no t hav e it fixed firml y i n mind.
This nee d no t mea n tha t th e weak-wille d agen t i s not thinkin g abou t th e
moral truth in question, even in relation to the noble; he may very well be acutely
aware tha t h e is acting against hi s beliefs . I t is a fulle r kin d of practical atten -
tion tha t is presumably lacking. Somethin g simila r might no w b e said o f th e
amoralist, however. His moral sensitivity has been "silenced," t o use McDowell's
term, not b y desire but in this case simply by a failure to generate the appropri -
ate moral emotio n a s needed t o supply motivation .
This i s not t o sa y that a moral emotio n i s always needed to motivate. M y
speculative accoun t o f the teachin g o f "ought " i n section 1 allowed tha t th e
moral behavior we inculcate via emotion normally becomes habitual. In typical
cases habitual moral behavior is not quite automatic but can be said to involve
an emotional residue of the teaching situation, in the sense of arousal sufficien t
to fix a belief in mind, securing attention. However, i t need not involve a specific
moral emotion; McDowell' s "sensitivity " will do. I would also grant that belief
alone can motivate, meaning "can i n some cases," even without attentiona s
when th e habi t o f acting on som e mora l belie f become s s o ingrained as to b e
discharged in rote fashion. Habit in such a case would no t amount t o a further
mental determinant of action needed to supplement belief but just a pattern o f
action on belief. It need not be taken strictly as "determining" action ; the com -
mon inferenc e fro m a claim that som e menta l state or facult y ca n motivate t o
the view of it as sufficient i n something lik e a causal sense is an instance of th e
Kantian "necessitarian " approac h t o moralit y and motivatio n tha t m y argu -
ment here is meant to question. It is not obvious that anythin g with the power
to motivat e mus t d o s o unles s checked, o r tha t ingraine d habit s ar e alway s
compulsive. In any case, the amoralist is assumed to lack normal habits of moral
behavior; so at least in short-range terms, motivating him requires an emotion .
Whether th e amoralis t o n thi s accoun t ma y b e said t o shar e th e virtuou s
person's "view " o r "conception " o f the situation"perception " i n a broa d
sense, roughly equivalent to "apprehension," withou t any sensory overtones
depends on whether we interpret such notions as covering the full range of cog-
nitive and auxiliary responses t o the moral facts, including attention an d emo -
tion, or as limited to belief. At any rate, the notion of emotional appropriatenes s
that I explain in chapter 5 will allow fo r the failure to fee l an appropriate emo -
tion compatibly with rationality. Appropriateness doe s not mandate feeling , in
short. Bu t this point wil l effectively driv e a wedge betwee n reason-givin g an d
motivational force .
Although McDowell doe s not explicitly question the standard categories for
explaining action that he has inherited from the philosophers h e criticizes, many
of his comments i n his reply to Foo t and elsewher e suggest my broader inter -
pretation of the cognitive. Here, for instance, he at one point brings in our under-
standing of th e "meaning " o f som e morall y significan t circumstanc e as illus -
trated b y a statemen t w e migh t mak e i n trying to ge t someon e t o shar e th e
requisite view of things: "You don' t kno w what i t means that someon e i s shy
84 Between th e Horns
move of the sort I have in mind is suggested i n his discussion of naturalist defi -
nitions of moral terms with referenc e to a n assumed se t of purposes, which is
essentially a reworking o f Foot's treatment o f "good." 39 Mackie himsel f by-
passes the suggestion fo r all but a few cases involving fixed standards o f evalu-
ation; values would apparently be less than fully objectiv e in the sense he has in
mind to the extent that the determination of standards rests on potentially vari-
able purposes. Hi s ow n eventua l definition o f "good" makes indefinit e refer -
ence to the satisfaction of requirements, and he insists that statements o f moral
value must be taken as ascribing "intrinsic requirements" to the world: "require -
ments which simply are there, in the nature of things, without bein g the require-
ments of any person o r body of persons, eve n God."40 This is the assumption I
want t o challenge , for "ought " rathe r tha n for "good," alon g wit h Mackie' s
general assumption o f internalism.
Mackie ofte n refer s metaphoricall y t o th e questio n o f objectivit y as th e
question whether moral values are part of the "fabric" o f the world; his descrip-
tion of behavior as part of its "furniture" suggest s that h e has in mind a spatial
network o f relations amon g soli d objects. 41 Instead , w e might thin k of moral
values as analogous to the weave in a woven fabricsomething inseparable from
its threads, afte r allan d a t the sam e time a s relating behavio r to person s o r
minds to the extent tha t moralit y rests on a relation to their purposes, or their
harm and benefit. I take it that this latter sort of dependence on minds does no t
undercut realismdoe s no t constitut e "subject-dependence " i n th e relevan t
senseif i t leaves intact the role o f minds as knowers o f moral truths. Macki e
uses the term "objectivity " fo r the view he means to attack , an d h e attributes
the view to philosophers who base moral value on subjective states like pleasure/
pain, as well as to Plato an d Kant. 42 What mora l realis m rules out, however , is
subject-relativity, meanin g relativity to the putative subject of knowledge of a
moral judgment as opposed to the various subjects of experience the judgment
might be thought t o be about.
A realist view can even make moral valu e depend on the existence of minds
as knowers of some judgment s of the sort that i s in question, a s long as it does
not make a given judgment depend for its truth on someone's current commit -
ment to it . Since Foot's naturalist definition of "good" appeals t o a standar d
set of purposes, not necessaril y those of a given subject, it would see m to come
out as realist on this account. Moreover, McDowell's treatmen t o f moral value-
properties on the model of perceptual properties i s interpreted as realist, thoug h
it makes moral judgment s depend i n a general sense on ou r possessio n o f the
capacity fo r moral sensitivity. 43 I want i n what follows to suggest a further leve l
of general subject-dependence for specifically deontic properties as compatibl e
with mora l realism . I f we take fo r grante d eithe r o f thes e othe r account s i n
application t o evaluative propertiesmaking the m out as "subjective" onl y in
a metaethically harmless sensethe n I think we can also understand mora l re-
quirements as requirements of persons rathe r than intrinsi c requirements with-
out departin g fro m realism. On th e sort of interpretation I shall suggest, they
depend on prior social requirements within certain constraints imposed b y con-
Motivational Foundations o f Conflict 8 7
siderations of social value, including both rationa l and moral value as applied
to the comparison o f alternative moral institutions .
What I have in mind are the various social choices and attitudes that under-
lie the adoption an d maintenanc e of a moral code. I shall go on to extract my
proposed versio n of realism, which I refer to as "social artifact" realism, from
the picture of morality given in Mackie's own transition to his account of nor-
mative ethics. But my extension o f Mackie's view should also apply in general
terms to rather different conception s o f the basis of morality, such as a version
of divine command theory tha t takes God a s the sourc e o f moral ought-judg-
ments (perhap s with huma n welfare in mind) but no t o f judgments of good.
The view also might be taken to yiel d a contractarian basi s for morality that
avoids Kantian presuppositions.44 I t combines elements of virtue and duty eth-
ics, as we shall see. I put i t forth as a way of reconfiguring the structure of eth-
ics, with a different metaethica l basis insofar as it departs fro m standar d posi -
tions on the question of internalism.
After denying moral judgments objectivity, Mackie proceeds to a treatment
of normative ethics in terms of the function of morality as a system of constraint s
on conduct designed to protect others' interests. 45 Moralit y on this account is
needed to counteract limited sympathies, or a tendency toward self-interest, and
its content depends on what will best promote tha t cooperative social end. But
this suggests that evaluativ e judgments of a sort that Mackie apparently find s
unproblematic, about the effectiveness of means in promoting ends, might help
provide an objective basis for some moral judgments even if not thos e in ordi-
nary moral discourse. 46 I f so, morality could presumabl y be reconstructed t o
avoid the error o f attributing action-guidingness to something external.
Perhaps Mackie did not thin k of this position a s "objectivist" jus t because
it assigns an important rol e to moral emotion. The mythical account of the his-
torical basis of morality that he takes from Plato' s Protagoras splits it into tw o
elements: aidos (shame or respect; a word with broader implications that Mackie
decides to translate as "moral sense" ) and dike (law or justice).47 Mackie inter-
prets dike t o cove r formal rules and politico-lega l "devices " se t up t o secure
the aims of morality, bu t the term would also see m to appl y to various infor -
mal social practice s with th e sam e end, such as promising, that his preceding
argument includes under the umbrell a term "institutions. " These com e u p as
central devices of morality when Mackie fills in the Protagorean vie w with criti-
cal discussions of Hobbes's contract and Hume's artificial virtue of justice, con-
cluding with a rejection of the suggestion that ethics abandon rules in favor of
virtues. We might think of dike, then, on Mackie's interpretation, a s the basi s
of morality in rules.
Mackie seems'to restrict aidos, on the other hand, to the sources of motiva-
tion to conform to rules, dispositions t o act as well as emotions. Bu t it would
be naturaland consistent with Plato's use of the Protagorean viewt o extend
this term to the looser sorts of emotional and behavioral habituation that under-
lie moral virtue. I shall chop things up somewhat differently fro m eithe r Plato
or Mackie, however, by also allowing for an extension of dike to looser norms
88 Between the Horns
or standards o f behavior of the sort that virtu e ethics stresses. On this reading ,
dike an d aidos amount to external and internal aspects of moralitysanctions,
standards, o r what have youcorresponding in my own account to the subject-
independent and -dependen t components o f moral meaning.
On a les s mythological historica l account tha n w e fin d i n the Protagoras,
perhaps th e tw o notion s shoul d initiall y b e taken a s combined in some mor e
primitive idea such as that of a "taboo," understoo d a s a particular emotion -
laden rule. For m y purposes here , what i s important i s just that bot h pla y a n
essential role in morality as it has developed; dike i s conceptually distinguish-
able at an advanced stage as a moral code (broadl y construed) and aidos as the
source of motivation to act on the code, which cannot b e objective in Mackie's
terms since motivating states are subjective. Mackie's internalismhis assump-
tion that motivation must be built into the content of moral judgmentskeeps
him from accommodatin g th e Protagorean accoun t within a version of moral-
ity that would escap e his charge of error. However , withou t that assumption ,
Mackie might be seen a s allowing for a for m o f moral realis m in his own re -
marks on the aspect of morality that h e takes to b e worth pursuin g further.
The Protagorea n accoun t woul d fi t in with Mackie' s earlie r attempts t o
understand the basi c moral term s i n a way that cut s acros s position s o n th e
issue o f objectivity . We ca n se e how i t migh t b e defende d a s a n externalis t
form o f realism in connection wit h hi s comments on "ought. " His first us e of
the notio n o f a n institutio n come s fro m Joh n Searle' s attemp t t o clos e th e
Humean "is/ought " gap with a n argument, 48 vi a "institutional facts " abou t
promising, fro m th e fac t tha t someon e ha s mad e a promis e t o a n ought -
statement requirin g its fulfillment. I n answer t o Searle, Mackie distinguishes
between th e mer e reporting o f facts about a n institutio n suc h a s promising ,
or describing it from the outside, an d on the other hand, speaking from within
it, thus in effect endorsin g it, as in Searle's conclusion. The distinction is pre-
sented a s independent of any belie f i n objective prescriptivity, so it amount s
to a way of understanding the prescriptive force of "ought" without attribut -
ing any queer combinations of properties t o objects. Instead, the motivatio n
to act on an ought-statement apparentl y comes fro m involvemen t in an insti-
tutionsomething it is logically possible t o opt ou t of , thereby blocking the
inference fro m "is " t o "ought. "
On Mackie's later extensio n o f the notio n o f an institutio n to an y kind of
group practice, these remarks apply beyond promising to morality in general
and we might also say, to the use of terms like "ought" in moral teaching. Mackie
himself presumably thinks of an amoralist a s someone who reject s the institu -
tion of morality altogether, though h e is sufficiently awar e of it in reference to
other people' s behavio r to b e able to describ e i t from th e outside . But on my
general version of internalism, there is room for a motivational amoralist con -
ceived as someone wit h one foot in and one foot out of the moral institution t o
the extent that he uses moral language with a meaning set up by childhood mora l
teaching. The latte r o n my account amount s to th e practice of loading mora l
terms with emotional sanctions. The sanctions themselves can be dismissed as
"kid stuff" i n adult life without abandoning some or all of the other habits they
Motivational Foundations o f Conflict 8 9
were used to teachat a minimum the linguistic habits that support th e mean-
ingful us e of moral terms in the case of the amoralist .
In his account of "ought" in terms of reasons, Mackie applies the notion of
an institutio n t o th e practice of taking other people' s interests a s reasons for
action, which he represents as "an establishe d wa y of thinking, a moral tradi-
tion" that makes certain demands of an agent. 49 Institution s create moral rea -
sons, then , an d thoug h Mackie' s discussio n make s i t clear tha t the y ar e no t
therefore "artificial " creations in all cases, hi s later accoun t o f Hume i n con-
nection with the Protagorean myt h indicates that they sometimes come under
Hume's "artificial virtue" of justice. They are to some extent products o f social
convention, that is . But the flourishing o f a social group that he mentions here
briefly a s a kind of overarching group interesth e apparently equates it with
survivalwould seem to count as a further sourc e of reasons promoted by the
link between dike and aidos, between rules favoring cooperation an d the moral
sentiments that motivate action on them. To rejec t the link is essentially to opt
out o f human society by refusing t o shar e its aims.
Or so one might add on Mackie's behalf; he unfortunately fails to connect his
treatment o f "ought" and institution s with his later Protagorean accoun t o f the
function o f morality. I shall have more to say in the next section abou t ho w th e
notion of group flourishing might be made to yield a realist account of the sort of
binding force he attributes to "ought." For the moment, the thing to note is that
the resulting view does not involve ascribing any special motivational properties
to situations in the world around us. Both dike an d aidos can be described from
without simpl y by describing natural and artificia l (sociall y created) facts abou t
the world, in a sense that covers human behavior and responsesincluding the
kinds of nonmoral evaluative facts that Mackie would accept as objectively based,
such as facts about the "best" means to one's ends. "The facts " on a Protagorea n
version of realism, then, will be the same as those i n Mackie's subjectivis m but
with a connection to moral emotion explaining their prescriptive force as some-
thing that pertains to statements made within the social institution thus described.
The resultin g view, social artifac t realism , allows for a n understandin g of
morality as real even though inventedthat is, for Mackie's ow n understand -
ing of it as essentially man-made to fulfill a certain purpose. For artifacts surely
deserve a place in the fabri c o f the worldo r eve n as part o f its "furniture, "
like the tables and chairs we point to i n classroom discussion s of the reality of
physical objects . Morality o r th e mora l cod e i s real on thi s account i n some -
thing like the way that an artifact is: It is dependent on minds for its existence
and purpose and therefore at least to some extent for its form; on the other hand,
it is subject-independent in the sense of not bein g malleable at will. It can even
be viewed as imposing 'requirements on minds in a way analogous to the pos -
tural demands made on the body by a certain kind of chair. But we need to ask
whether this is enough to answer the charge of subject-relativity with a notion
of the authority of ethics of the sort that Mackie faults naturalis t accounts for
not being able to provide. 50 Let us now take a step back from th e view that ha s
emerged from discussio n of Foot, McDowell, and Mackie to see how the result
can b e reshaped to giv e us what we want fro m mora l realism.
90 Between th e Horns
be rational; it constrains choice only within the relevant framework. For morality
(as opposed t o a constitution), the relevant framework is not simpl y the par -
ticular code or system of norms in force but also something more general back-
ing it up: the standpoint of group flourishing. It also involves something more
particular that can be harnessed to the social code in psychological terms: guilt
or som e similar motivational mechanism involving moral emotion. A n indi-
vidual ma y have to pa y a price for abandoning the grou p standpoint , i n the
manner of an athlet e who risk s her health in pursuit of more specialized self-
development.
I shoul d not e tha t th e socia l artifac t view is not pu t fort h a s a thorough -
going analysi s of moral term s o r judgments . I t i s meant t o captur e onl y th e
descriptive content o f ethics, at this point considered as a whole: the social prac -
tices, behaviora l and emotional , b y virtue of which a moral code may be said
to be "in force " a s a way of promoting th e characteristic end of life i n groups,
along with corrections and extension s o f the code in light of that general end.
This amount s to th e backing for our mora l judgments , but i t leaves out thei r
prescriptive force as something that depends on adopting the normative stand-
point tha t i t tries onl y to understan d from outside . An interpretation of wha t
we say from the inside would of course have to do more, and the view is meant
to be compatible with different way s of attempting t o do more. It provides only
a roug h accoun t o f morality as a socia l institution , plus an indicatio n of th e
role of emotion a s its link to individua l motivation.
Norms of emotional response are fundamental to morality, then, insofar as
they regulat e the interna l sanctions and som e o f the chie f externa l sanction s
that actually keep the moral cod e i n force. I tried to illustrat e with my earlier
remarks on fairness ho w they play a role in determining the nature of a viable
code. They are essential to it in general terms because they build the group stand -
point into individual psychology, providing the individual with a way of access-
ing it from hi s own immediat e psychological reactions . Thi s yields a sense in
which moral emotions let us "perceive" mora l facts, but it is an indirect sense,
parasitic on their primary role as motivators .
As the basis of moral teaching, norms of emotional response set up a particu-
larly exacting standard o f individual moral sensitivity. However, the standar d
in question need not b e seen as an ideal of individual virtue on the Aristotelian
model. It would make amotivational use s of moral terms count as in some way
deficient thoug h no t therefor e deviant i n meaning, and no t i n all cases a ba d
thing. There are times calling for actioneven moral actionwhen the demands
of perfect moral sensitivity would ge t in the way; political "dirty hands" case s
provide important examples. 65 Bu t there is another point to be made here: Per-
fect virtue in fact might be said to require the ability to free oneself in moments
of adult reflection from th e emotional baggag e o f childhood mora l instructio n
in order t o take a critical look a t the accepted mora l code.
This point rests on some assumptions worth noting. It places a value on the
capacity for moral growth, o n the assumptio n that a perfect mora l education
of the sort Aristotle describes, say, may or may not yield perfect moral sensitiv-
ity, dependin g o n th e surroundin g society' s codea s witness , o f course ,
Motivational Foundations of Conflict 99
Aristotle's view s on women and his acceptance of slavery. A "blind spot" may
be held in place by emotional distractions, including those set up by the moral
code. In fact, as I argue in the next chapter, Aristotle' s treatmen t o f shame in
connection wit h th e virtue s suggests that hi s view makes insufficien t accom -
modation fo r personal moral imperfection as something an otherwise virtuous
person might be called upon to change. When the moral code itself is in need of
improvement, though, its underlying system of emotional response may consti-
tute an inertia l force agains t reasonable change.
A side effect o f allowing for detachmen t from mora l emotio n i s the possi -
bility of amoralism: the rationally intelligible use of moral language without its
usual motivationa l props . Anothe r sid e effec t i s the possibilit y o f a kin d of
emotional self-criticism that can be used to reconcile emotion-based ethic s with
the valu e placed o n autonomy . On e ca n ris e above one's personal syste m of
emotional response , a s well as the system set up b y the moral code, even sup-
posing tha t it constitutes an integral part of oneself. Indeed, the point i s to ask
whether it constitutes the self one wants to be. Thus, we might discourage cer-
tain emotions in ourselves, perhaps on moral groundsand perhaps including
the very emotions that allowe d us as children to perceiv e moral grounds : fea r
of social disapproval, say, or an eagerness to be accepted. Emotiona l self-criti-
cism may itself be seen as emotion-basedas motivated, for instance, by admi-
ration o r disdain for one's current self, as something partly constituted b y cer-
tain emotions.66 However, my suggested account of the emotional basis of ethics
is not mean t to yield a monolithic view of its foundations but to accor d emo -
tions a serious place amon g them, despite th e notoriou s pitfall s of emotiona l
motivation. At least in some cases, emotional self-criticism conceivably involves
rising abov e emotion. I do want t o deny , though, tha t thi s mean s risin g to a
level where the usua l emotional support fo r ethic s is annulled.
cern u s here; we may grant for purposes of argument tha t th e practical resolu-
tion to a moral dilemma should involve "acting for the best"as Williams puts
it in considering th e case of Agamemnon 68and that thi s mean s maximizing
utility. Th e questio n raise d b y dilemma s is whether th e mora l rul e tha t w e
thereby ac t agains t mus t b e seen as superseded. What I need t o argu e her e is
just that we may still take it to be in force compatibl y wit h a coherent vie w of
ethics, on assumption s lik e those jus t defende d as yielding a version of moral
realism.
The question of realism initially came up in negative form in connection with
dilemmas: Williams's accoun t of them was presented in part a s a way of under-
mining realism. Bu t if I am right , the view turns out t o pla y a positive rol e in
defense of dilemmas. Realist assumptions allow us to put a limit on the respon -
siveness of our intuitiv e principles to considerations o f simplicity: to distinguish
the sorts o f corrections t o the actual code that ar e needed t o promote its gen-
eral practical purpose s fro m other s that might be introduced solel y for the sake
of various theoretical end s such as systematic neatness.
In contrast t o Hare's prescriptivism, social artifac t realis m does no t make
out mora l principle s as simply chosen by us within certain logica l constraints .
Our correction s t o th e mora l cod e tha t i s socially in force are mean t t o le t it
capture somethin g subject-independent , even i f not unique : a versio n o f th e
actual code that would do an adequate job in promoting th e end or complex of
ends summed u p as "group flourishing." On this account, a viable moral cod e
is constrained b y the nature of its defining social end as well as by the means to
it, including most notabl y its motivational basis in emotional learning. By con-
trast, Hare claims that reasoning at the critical level permits n o appeal t o sub-
stantial moral intuition s but only to logical intuitions such as universalizability.
With regard t o dilemmas, I think there is reason t o insist against Hare that
the emotiona l underpinning s of a viable moral cod e would i n fac t b e under-
mined by canceling the application of its principles to cases of conflict. In a word,
it is important t o the general purposes of the code that a morally sensitive agent
both registe r emotionall y the principle he has to act against an d be seen as re-
sponding thereby to a practical requirement imposed by the situation. This point
rests o n a n accoun t o f moral educatio n outline d previousl y that i s not unlike
Hare's, except tha t Hare apparentl y relies solely on considerations o f personal
virtue to mak e roo m fo r our intuitiv e emotional responses , a s needed fo r his
account t o cove r response s tha t ma y not b e justified i n utilitarian terms. I n a
case of conflict, Hare's account allow s us to say that a person wh o experiences
no guil t o r remors e fo r violatin g the overridde n intuitiv e ough t woul d b e a
morally worse personor a morally worse educated person, as he also puts it 69
whom w e reasonably think less well of for the lack. But Hare's account appar -
ently does not le t us say that one morally ought to feel guilt or remorse i n such
a case a s a substitute fo r action, o r to satisf y a "contrary-to-duty" obligation ,
perhaps eve n in contexts wher e the emotion would d o more har m than good .
Nor doe s it let us think of the emotion a s rationally appropriate.
Of course, consideration s of virtue and the Aristotelian picture of virtue as
based o n genera l habits of emotional response also underlie the notio n o f the
Motivational Foundations o f Conflict 10 1
ideally sensitive agent that my own discussion took from McDowell . I attempt
to sho w ho w guil t fits int o thi s picture a t the beginnin g of chapter 4 , an d my
own account wil l diverge further fro m both Aristotle's and McDowell's. It has
already begun to pul l away fro m the m by setting up a special standard, mor e
exacting tha n normal , for mora l teaching . A n importan t poin t o f agreemen t
with them, however, is the view of an ideall y sensitive agent a s responding t o
something realt o morall y significan t feature s of th e situatio n rathe r tha n
merely to feature s tha t ar e i n general morall y significant. It i s Hare's willing-
ness to drop this point, I want to claim, that keeps him from making adequate
sense of dilemmas.
Consider on e of Hare's illustrations of the role he assigns to guil t in moral
thinking: On a visit to Czechoslovakia at the height of the cold war, he says, he
would have lied to avoid being expelled if he had bee n asked by officials abou t
the purpos e of his visit; despite the belie f tha t he ought t o lie , he would have
felt guilty. Hare handles the case by allowing for conflict on what he elsewhere
distinguishes as the intuitiv e level of moral thinking; he here refers to " a sens e
of 'thinkin g that I ought' in which . . . [f]eeling guilty is inseparable fro m . . .
thinking that I ought not. " Bu t on the critica l level, there i s no mora l dut y t o
back up this conflicting thought; i t is justified simpl y as something expecte d of
a morally good agent: " I should be a morally worse man i f I were not affecte d
in this way."70 Note that this justification is not utilitarian: Though ther e might
be generally beneficial consequence s of emotional sensitivit y on mora l issues,
those agent s who woul d b e able to forg o it in this case without effec t o n their
general tendencies would be well advised to d o so.
Now contras t th e cas e wit h tha t o f Agamemnon . Agamemno n i s indeed
considered morally deficient fo r failing to b e affected wit h guilt or som e simi-
lar emotion b y the sacrific e of his daughter. Bu t to say only this i s to trea t th e
case as fundamentally indistinguishable from one that involves an act that would
be wrong under other circumstance s but is not wrong under those tha t obtain ,
as with Hare's imagine d lie to a n officia l o f a n unjus t government . Th e ideal
response o n Hare's account i s treated a s appropriate no t t o th e situatio n bu t
rather for a personas i n this case failing t o fi t the situation i n a way that is
characteristic of someone with a good moral upbringing, given the fact that emo-
tions rest on general habits of response .
Hare is willing to apply his position to some morally serious cases, but they
all involv e slighting some members of a group in order t o fulfil l a more basic
responsibility to the group as a whole.71 These are what Williams calls cases of
"moral cost, " withou t th e sor t o f unanswere d clai m tha t i s a t issu e i n
Agamemnon's sacrifice o f his daughter. In all the cases Hare deals with, then,
the ought that i s not acte d o n is on his account clearl y overridden. His reason
for expecting a morally good person to react to it has to do with the limitations
of human psychologythe need to construct our everyday moral sensibility from
the limite d materials provided by general emotion tendenciesconsidere d as
distinct from th e morall y significant feature s of the situation.
My ow n approac h t o morall y serious cases appeal s to a n idea l of moral
sensitivity no t jus t a s the produc t of the righ t sort o f upbringing but als o as a
102 Between the Horns
standard o f correct response : the more exactin g didacti c standard tha t under-
lies moral teaching . Thi s ma y b e thought o f essentiall y as a standar d o f du e
attention t o what on e is talking about, a s registered i n emotion. I do not hol d
that an agent has to conform t o it insofar as he holds moral judgments but that
otherwise his responses ar e i n a certain sense deficient. They d o no t coun t a s
full response s sinc e they fail t o expres s th e motivation to actthoug h i n nor-
mal cases it is enough that the agent does act, as he may do automatically. In a
case like Agamemnon's, however, th e emotional components o f a full respons e
will be morally required as a substitute for action o n one of the ought s i n con-
flict. This was my suggested modificatio n of McDowell's cognitivis m i n order
to allow for dilemmas.
The point of the further departures from McDowell's vie w that I took from
Mackie but defended as compatible with the aims of realism is just that we can
still insist along with McDowell tha t Agamemnon's requisite emotional response
is one that is merited by features of his choice-situation, a s opposed to simply
being meritorious on his part.72 Guilt or remorse i s justified o r appropriate i n
Agamemnon's circumstances, no t just understandable or even admirable as the
result o f a goo d mora l upbringing . However, I d o no t wan t t o sa y tha t th e
emotion amount s t o a perceptio n o f som e specia l motivationa l property o f
the situation; i t is enough that i t be backed up b y subject-independent facts in
the relevant sense. This sense allows for facts about a code of rules set up an d
sustained by minds for subject-dependent purposes. What it excludes is relativ-
ity to minds as knowersor a s the source o f the prescriptions that substitut e
for knowledg e on Hare's noncognitivist account .
In short, the moral code is not simpl y stitched together case-by-case , and it
cannot b e tailored t o fi t th e requirement s o f a particula r cas e a s o n Hare' s
account o f dilemmas. Where conflicts occur, we may indeed have to appeal t o
considerations of utility. I count thi s as a moral appeal , bu t it does no t yiel d a
moral resolution of the conflict on the view I have defended: It leaves intact the
intuitive judgments that Hare would dismiss as lower level. Given the interaction
of the two component s o f morality that m y own vie w takes as elements in its
explanation, we can rest this refusal to rise above emotion on the general moral
importance o f registering the standpoin t o f the ought that lose s out .
Indeed, we may even appeal t o utilitarian considerations i n support o f this
departure from Hare's utilitarianism. In part I I I shall use the example of guilt
to defen d a notion o f appropriate emotio n tha t build s in appeal t o consider -
ations o f general adaptiveness. I t is not limite d to a utilitarian reading, a s we
shall see. At this point, however, let me confin e myself in arguing against Har e
to an example of the general utilitarian benefits of emotion i n cases of dilemma.
In a case like Agamemnon's, guil t or remorse as an identificatory response ca n
be said to exhibit the agent's mora l convictions in feelings an d act s of expres -
sion that are superior to statements o f belief to the extent that they are beyond
full voluntary control an d hence harder to simulate. They therefore are able to
reassure us about the agent's general response tendencies more than any claims
he might make about his preference for avoiding the conflict and the act he would
have chosen i n its absence.
Motivational Foundations o f Conflict 10 3
a sufficiently seriou s moral reason against some act is not blotted out by a stron-
ger reason i n favor of it. At bottom, then, it involves a kind of intractability to
argument that keeps an appeal to critical thought from doin g what Hare wants.
The notion of intractability connects my account o f dilemmas to specifically
moral o r deonti c notions , a s distinct fro m Hare' s accoun t o f their emotiona l
basis in terms of virtue and other authors' attempt s t o explain them a s clashes
of incommensurable values. The claim that an agent must do something wron g
in a case of moral dilemma adds something to the claim that he must forgo some
good. It eve n adds somethin g to th e clai m that eithe r choice h e makes is bad
insofar as the link to emotion ensures that "wrong " is not just a motivationally
inert labelo r perhaps even one with positive force o n the mode l o f the Afri -
can-American slang use of "bad" i n American English or of the tongue-in-cheek
extension to adult behavior of "naughty" an d similar terms for reproving chil-
dren.
This i s to sa y that a us e of "wrong " withou t motivationa l forc e is a sub-
standard use , not jus t that the speaker falls short of a standard o f perfect virtue,
though dependin g on the reasons for it the use may be morally substandard an d
the speake r mor e tha n linguisticall y deviant . In application t o dilemmas , this
means that it is not lef t t o an agent's psychological makeu p to tell him how t o
reactwhether to feel "torn" or simply to grant that both alternatives are wrong
while responding t o on e o f them with indifference . T o b e unmoved b y either
alternative is to violate a norm of full response ; sinc e being moved require s at
least undergoing an unpleasant feeling, we have a sense on this account in which
a dilemma is hard on the agent but still possible. The agent in a dilemma is torn
between tw o alternative s that ar e both i n emotional term s ba d fo r him . This
yields a solution t o the problem posed i n chapter 1 .
Or rather , i t yields the outline of a solution. The summary of my results in
this chapte r raise s in roug h for m a se t o f furthe r question s mor e specificall y
about guilt and other moral emotions: about the response mechanism I want to
use t o explai n mora l motivation , it s assessmen t fo r appropriateness , an d it s
relation to judgments of responsibility and wrong. These include questions about
the moral worth and the practical usefulness of guilt as a source of moral moti-
vation bu t als o mor e genera l questions about norm s governin g emotional re-
sponse an d their relation to moral action .
I want to treat guilt in dilemmatic cases essentially as a substitute for action
rather than as a way of registering the perception of moral wrong, o r a mark of
moral virtu e or a good mora l upbringing , at leas t i n the firs t instance . But it
may see m to b e a rather poor substitute for an y number of reasons. On e tha t
might come up here, in light of my criticisms of Hare's account, i s its degree of
self-focus: An agent who i s motivated by guilt might be said to be acting out of
concern for his own moral worthor eve n for his own state of emotional com-
fort or discomfortand hence to be no less morally deficient than one who dis-
misses hi s guilt feelings i n a case of conflict.
Moreover, a n accoun t o f such feelings a s appropriate in cases of dilemma
might seem to compromise the notion of intractability just defended. It would
apparently make out guil t as justified o n general utilitarian or othe r practical
Motivational Foundations o f Conflict 10 5
Guilt came int o m y argumen t i n part I in two connecte d roles : i n its primary
form, following action, in response to a contrary-to-duty obligation to feel some
appropriate emotion, an d i n anticipatory form , i n advanc e o f action, a s th e
emotional strut of the motivational force of moral "ought. " I have maintained
that the two role s allow the emotion t o serve as a kind of substitute for action
in cases o f dilemma. I t i s by no mean s a n adequat e substitute i n mora l term s
but i s enough to answe r metaethica l worries abou t th e sense in which both of
the ought s i n conflict can b e practical. Th e motivationa l rol e o f th e emotio n
also serves to justif y i t as a sometimes problematic after-the-fac t reaction-an
affective residu e of moral failur e that persists even when failure is unavoidable.
My treatment o f dilemmas as cases in which guilt is warranted fo r al l alterna-
tives is essentially a modification of Williams's claim that thei r practical reso -
lution leaves a moral "remainder," no t itsel f a feeling but marked by moral feel -
ings of regret, alon g wit h othe r way s of acknowledging that th e ac t the agen t
has to perform is still wrong. However, alon g with most philosophers, Williams
has little to say about guilt.
Williams's "agent-regret" migh t be thought o f as a general category meant
to include guilt along wit h othe r emotions , thoug h i t suggests a more passiv e
variant o f sadness. 1 Bu t Agamemnon's case counts a s a genuin e dilemma for
Williams just because the sacrifice of Iphigenia is still morally wrong unde r the
circumstances, eve n though i t is required by Agamemnon's dutie s a s military
commander. I t does not just involve a regrettable wrong don e t o his daughter
that i s analogous t o th e "mora l cost " of the thing s a politician ma y b e over-
ridingly required to do. Rather, its wrongness i s serious enough not to be erased
by th e balancin g of obligation s tha t make s i t com e ou t a t th e sam e tim e a s
required, perhaps eve n with stronger practica l weight. My vie w is that guil t is
needed to capture the force of "wrong" in this account as something more tha n
a motivationally inert label.
At the outset, however, I want to continue to work with a broad interpreta -
tion o f guilt as an "interna l sanction" o f the moral cod e involvin g some form
of discomfort a t the thought that one is responsible for a wronga feelin g tha t
may b e covered by other emotion concepts, mos t notably shame, in other cul-
tures. A distinction between guilt and sham e with some reasons fo r preferrin g
guilt, plu s a n explanatio n of th e pitfall s o f th e emotion , wil l emerge as this
109
110 Sensibility an d Standpoints
ing, o n the usua l assumptions abou t emotional control . I also consider a sec -
ond-order dilemm a raised by the possibility that guilt in a case like Agamemnon's
might interfer e wit h effectiv e actio n o n th e stronge r ough t i n the conflict . A t
best, if I am right, a requirement to feel guilty resolves the metaethical proble m
of dilemmas and practical "ought. " It cannot b e taken as offering a way out t o
the agen t i n a dilemm a or a s preserving th e ethic s o f virtue from mora l luck .
My own use of "guilt" i s meant rathe r broadl y at this point, in a way that
does no t distinguis h it from mora l shame , o r sham e fel t fo r a n ac t viewe d a s
wrong. Even that limitation might seem to introduce a difference fro m Aristotle' s
notion insofa r as it connects guilt to duty ethics. Though Aristotle' s shame does
extend t o lapse s from dutyindeed, he ties it explicitly to voluntar y actions 5
it more directly concerns the personal disgrace to which they subject the agent.
One's sel f i s viewed as diminishe d by th e shamefu l wrong i t does , i n short ,
whereas fo r guilt , we ma y sa y b y contrast, th e sel f ma y merel y be threatened
with diminution: Wrong acts "taint" the agent, but, in normal cases he can erase
the taint through reparativ e action.
In what follows I argue for the importance o f guilt even within virtue ethics
as a negative response t o wron g action ; I thereby resist bot h Aristotle' s insis -
tence on perfection and a certain use of Aristotle i n contemporary mora l phi -
losophy a s a model for isolating virtue ethics fro m th e modern ethic s of duty .
Williams, mos t notably , favor s dropping strictl y moral notion s i n favor o f a
broader categor y of the ethical, which is not base d on blame. 6 While I welcome
the mov e awa y fro m a narro w concentratio n o n duty , m y ai m her e i s essen-
tially to hel p keep the ethics of virtue moored to that of dutyto kee p it, as I
would say , from drifting ou t t o sea . I also turn t o a case of moral dilemm a t o
illustrate an important distinction within virtue ethics introduced b y the exten-
sion o f emotional guil t to putative instances of moral perfection.
ist, say . Moreover, an answer to the question involves more than simpl y sum-
ming the more limited sorts of virtue that an agent may displayeven with due
weight assigned to their importance, the degree to which they involve a display
of virtue, and so forth. Thus, for instance, we might deny that Richard Wagner
was an admirable person in view of his anti-Semitism or his betrayal of his friend
Von Billow , eve n granting that h e was a ver y admirable composer, and even
with some inclinatio n to say that his achievements as a composer wer e impor-
tant enough to outweigh moral failings. His moral failings may be outweighed
in some general scheme of things, that is to say, but not i n the determination of
overall worth as a person o n this account.
Indeed, a similar point might be made for cases in which only moral virtue
is under consideration a t ever y stage. If a moral laps e is sufficiently serious , it
will not be enough to make up for the lapse with good deeds; rather, the agent
must appreciate it s seriousness, in a sense not unlik e aesthetic appreciatio n t o
the extent tha t it rules out bein g left cold. A Raskolnikov, say, who goes on to
become a major philanthropist without a moment o f remorse for his murder of
the old lady would not thereb y have met the demands of overall virtue, even if
he also managed to convince himself intellectually that the murder was wrong.
Indeed, eve n a religiou s conversion would no t b e morally satisfyin g unless it
involved an appropriate elemen t of discomfort abou t hi s crimes. We might be
willing to infer this from th e strength of his later motivation to do good, take n
as an instance of the reparative tendency associated wit h guilt. But at least some
postulated negativ e feeling seem s t o b e needed t o assur e u s that th e agent' s
negative evaluation of his act affect s hi m personally .
Some such argument is familiar from discussions of legal punishment, reha-
bilitation, and surrounding issues. The hypothetical rehabilitated mass murderer
who goes on to lead an exemplary life but never feels remorse gives pause, quite
apart from deterrenc e considerations, even to those of us who would like to do
without revenge . No doub t w e insist on feeling , in real-lif e case s o f the sort ,
partly jus t to hel p us determine whether an y observed change s in personality
and mode of life are genuine and reliable, on the assumption tha t feeling is one
of the les s malleable signs of belie f an d behavio r tendencies. Bu t we insis t on
guilt feelings i n particular (taking guilt broadly to includ e remorse an d mora l
shame) becaus e it is also importan t to u s that such changes rest on emotiona l
self-reflection.
For practica l purposes , i t would presumabl y be enoug h i f we could ge t a
mass murdere r t o fee l horro r a t he r past acts , pity fo r th e victims , and othe r
alternatives to self-directed discomfortsupposing, fo r instance, tha t w e had
some method o f rehabilitation that resulted in her ceasing to identif y wit h her
past self. Psychosurgeryor, for that matter, religious conversionmight have
that result, but I take it that in moral terms we would not b e satisfied. The dis-
continuity between the agent's pas t and present selves would seem to undercut
any judgment of overall virtueby substituting two selve s for one, as it were
rather than justifying a judgment of imperfect virtue. To the extent that we care
about the moral worth o f persons, we prefer a method of rehabilitating some-
one that does not essentially involve giving up on her. Other things being equal
114 Sensibility an d Standpoints
(as of course the y may not be) , we want th e agent to redee m her old lif e rathe r
than simpl y to launc h a new one .
It may be that wrongs as serious as those now in question have to be said to
rule out anythin g worthy o f the name "virtue, " eve n qualified. Guilt may no t
be sufficient, tha t is , even in combination wit h good behavior i n the future, fo r
a judgment of imperfect virtue that applies to the agent's life as a whole in such
cases. However, guilt still seems to be necessary to something we think morally
valuableand something that falls within the scope of virtue ethics to the extent
that it involves a judgment of persons and their characters an d lives rather than
being adequately handled by claims about what acts ought to be done. The result
may be said to be a "graded" notion of virtue, taken as covering diverse notions
of personal moral worth, not all of them covered in ordinary language (or stan-
dard philosophi c usage ) by the ter m "virtue. " Eve n in a case in which real re-
demption i s impossible, that is, we still seem to place a value just on facing u p
to th e past . We admire someone wh o insist s o n doin g s o at som e cos t t o his
own peace of mindand perhaps eve n to hi s effectiveness a s a moral agent in
certain cases. The notion o f a noble character seems to include a kind of height-
ened sensitivit y to one' s own moral wrongs . W e sometimes thin k o f this as a
nobler ideal than mora l purity, for that matter, s o that imperfect comes out as
better in a way than perfect virtue. Other terms might be substituted for "virtue "
"moral decency, " fo r instancewhere "virtue" o n its ordinary us e does not
quite apply.
Our idea l o f mora l self-sensitivit y can giv e ris e t o duty/virtu e conflicts
potentially dilemmatic choices between doing the right thing and displaying the
requisite emotional reactionbecaus e o f the cripplin g effect s o f guilt in some
cases. Ther e ma y eve n be cases in which overall virtue is not achievable , even
with qualifications , because o f a conflic t within virtue ethics , whic h o n thi s
account wil l be influenced by the contingencies of the agent's record o f moral
action to date. Also, of course, our ideal leaves open many questions about the
type an d degre e o f wrong fo r whic h guil t is requiredwhether jus t fo r "in -
character" violations , say , or rather fo r any major lapses fro m virtuous char-
acter o n the part o f the agent .
Even with some very rough edges, though, the ideal manages to fill two gap s
in standard virtue ethics. First, it yields a "time-bound" vie w of virtue that allows
us to ask what is still achievable in a life that may already include some serious
and irrevocable deviations from perfect virtue. By contrast, Aristotle's dismissal
of shame in virtuous adults underlines the uncompromising quality of his con-
ception o f virtue . The lis t of virtues derived fro m Aristotl e i s not reall y well
designed, one might say , to advis e an agen t in medias res an agen t decidin g
what to d o at some particula r poin t i n his lifeas oppose d to a n educator o r
someone else who is in a position to plan lives from the outset o r to judge them
as a whole. By supplying a notion o f imperfect virtue that includes some nega-
tive feeling s abou t oneself , we modif y Aristotle' s essentially prideful idea l by
building in serious gradations, instead of simply balancing it with an indiscrimi-
nate ideal of humility as on some standard religious extensions of the Aristote-
lian model.
Moral Residues 11 5
we do not thin k of those who satisf y th e ideal of perfect virtu e just as persons
of whom w e expec t something . Ou r notio n o f perfec t virtu e is specificall y a
notion of emotional or other burden s self-imposed.
We need to retain a distinct notion of virtue, then, as unaffected b y dilemma
in order t o capture within virtue ethics our sens e that the agen t i n a dilemma
acts blamelessly. Aristotle's notio n o f virtue is picked out b y its connection t o
praise and blame . What m y discussion here indicates is that du e attentio n t o
the special features of guilt as the first-person counterpart of blame introduces
a further notion of virtuean extensional notion subject to moral luck and hence
more tightly tied to happiness than virtue in Aristotle's sense seems to be.
More fundamentally, the guilt/blame contrast in Russell's case seems to rest
on two asymmetries with important bearin g on questions of moral motivation.
It depends not onl y on the fac t tha t one of the two emotion s contrasted i s self-
directed but also on the fact that both emotions are negativebad states of feel-
ing, that is, directed toward states of affairs evaluated as bad. The contrast would
apparently b e reversed if the tw o coul d b e seen a s emotiona l reward s rathe r
than essentiall y punishments, give n th e sam e sort o f differenc e i n reflexivity .
Consider how we would react to a positive self-directed feeling in Russell's case:
pride, say, at having been able to resis t romantic temptation in the interest s of
the antiwar cause. Even if a parallel feeling of admiration for Russell would be
justified o n our part, we would n o doubt thin k less of him for reflectin g posi -
tively on the same facts. An emotional reactio n t o th e case, i n short, involves
taking a kind of position o n the agent's moral record whose own moral assess-
ment depend s no t jus t on accurac y bu t als o o n wha t i t doe s fo r th e agent
whether it inflates o r diminishe s himand on whether the agen t o r someon e
else undergoes it. In the end, then, the importance of guilt to virtue depends on
the fac t tha t i t is itself somethin g bad .
Two Asymmetries
Let us at this point paus e to conside r i n their own righ t the two asymmetrie s
that see m to cu t of f guilt fro m eithe r prid e or blam e in Russell' s case. Thei r
general importance , I want t o say , lie s in their lin k t o th e tw o side s o f emo -
tional justification: the "backward-looking " assessmen t of emotions as appro-
priate or inappropriate to the surrounding situation and their "forward-looking "
instrumental assessment i n relation to action. 13 Wha t I shall call the "qualita -
tive" asymmetr y (positive versus negative, as illustrated by pride versus guilt)
bears on our treatment of guilt as a reason for action and hence on its forward-
looking justification, as I shall indicate. On the other hand, what I shall call the
"directional" asymmetry (self- versus other-directed, as illustrated by guilt versus
blame) bear s more immediately on the noninstrumental reasons we expect t o
find fo r guilt, or it s backward-looking justification.
I shall begin with th e qualitativ e asymmetry, since its explanation i n gen-
eral terms seems to focu s o n norms o f individual rationality in contrast t o th e
social norms that underli e the directional asymmetry. However, applying it to
the rational assessment of emotions wil l b e a complex matter that als o brings
Moral Residues 12 1
On the other hand, "quiet" pride may seem to be adaptive to the extent that
it lends a kind of passive reinforcement to an urge toward actionin this case,
an urge toward mora l action. The contrast with guilt turns out to be undercut,
that is, by a different wa y in which pride can have practical consequencesnot
precisely by "motivating" action , i f that means providing a reason tha t makes
the agen t act , bu t rathe r b y putting the agen t into a stat e o f mind tha t facili -
tates action. I t i s useful fo r it s mood-lifting and othe r energizin g effects a s a n
enabling factor in the backgroun d of action even if not a cause of action in any
stronger sense. Even without the admixture of negative feelings, then, pride will
have a rol e to pla y in moral (an d other rational ) motivation distinc t fro m its
role as an end of action or positive goal. So the qualitative asymmetry need not
make pride less practically useful tha n guilt, despite its less compelling force as
a practical reason.
In any case, we also relax the standards of evidence for guilt on the basis of
certain noninstrumental considerationsof how one has a right to trea t one -
self versus othersthat my later perspectival account will allow for, along with
considerations of general adaptiveness. Let us therefore now brin g in the direc-
tional asymmetry , initially by comparing prid e on Russell' s part wit h a posi -
tive reaction to hi m on the part of someone else. Even in moral term s it would
presumably be open to u s as readers of Russell's autobiography t o admire him
for doin g what h e had to d o in the service of the antiwar cause . On e wants t o
say that w e have a right, in a way that Russel l himself does not, t o ignor e the
harm his act involves for others and react positively to hi m as its agent just on
the basis of other features of it that in this case are assumed to b e more impor -
tant. I n making this comparative judgment , we rely on th e directiona l asym-
metry, essentially by demanding that a self-directed emotion be more responsive
to significan t subsets o f th e availabl e evidence than i s expected o f it s other -
directed counterpart .
By contrast, w e d o no t hav e the righ t to reac t negativel y to anothe r per -
sonto condem n someone , emotionall y speakingon the basi s o f a limited
subset of the evidenc e bearing on his act, however significant evidence of that
sort may b e i n general terms. S o blame for Russellth e other-directed coun -
terpart of the guilt we expect of himapparently is ruled out. Indeed , it seems
to b e rule d ou t rationall y a s wel l a s morall y in backward-lookin g terms
unlike pride, which , as noted jus t above , seems to b e ruled out onl y morally.
Rather than being insufficiently warrante d by the overall facts of the case, pride
apparently rests on shiftin g attention awa y from a partial subset of themthe
facts abou t th e har m Russell' s act doesto whic h a virtuous agent woul d be
sensitive, even where something else is morally more important.
The proble m with blame , understood a s other-directed persona l anger , is
not that it plays a lesser role than guilt in moral motivation. At least insofar as
it is negative, it plays a roughl y commensurate rol e a s a motiv e fo r actin g t o
change one's interpersonal environment. To the extent that i t involves a nega-
tive evaluatio n of someon e else, though, there are als o noninstrumenta l rea-
sons that count agains t relaxing the standard s of backward-looking justifica-
tion as with guilt. From the standpoint of minimal charity it would be too much
Moral Residues 12 5
say, at being the focus of others' angry attention. B y itself, a definition of guilt
would limit the relevant cases to uncomfortable emotions but still would allow
for emotions other than those we intuitively classify a s guilt: simple resentment
on one's own behalf, most notably; or self-pity at social rejection (perhaps with
a content that acknowledges its justificationsomething on the order of "I can't
do anythin g right.") I shall also go on t o sho w ho w th e accoun t draw n fro m
Edwards lets us explain guilt-motivationboth its advantages and its pitfalls
in a way that depends o n its basis in self-alienation .
A Puritan divine may seem an unpromising choice to appea l to , eve n with
modifications a s indicated , i n attemptin g t o convinc e contemporar y mora l
philosophers o f the valu e of guilt-motivation. One reaso n fo r th e aversio n t o
talk o f guilt , alon g wit h objection s to th e Freudia n account , i s of cours e it s
religious overtones: I n its more overwhelmin g forms the emotion i s associated
with a particularl y self-punitiv e extreme o f Purita n religious consciousness .
However, it should be clear from the passage quoted earlier that Edwards's treat-
ment o f guilt is philosophical rathe r tha n religious . In fact, Edwards reverses
the usual link to religion by considering conscience as a "natural" motive , mean-
ing pre-religious: a motive that is present i n us before our soul s ar e saved. As
such, of course, it is not the highest motive on his account; the motive required
for Edwards' s notion o f "true virtue" i s benevolence or lovejus t wha t som e
of the current opponents o f guilt-motivation have in mind. Moreover, Edwards' s
(and th e common ) characterizatio n o f ba d conscienc e a s "uneasy " stand s i n
contrast to th e familia r picture o f overwhelming guilt that w e fin d i n certain
depictions o f Puritan religious consciousnessor, fo r tha t matter , i n psycho -
analytic case histories or the modern novel . Guilt on the picture Edwards offer s
us is or ca n b e a moderate emotiona l reaction an d seem s perfectly sensibl e in
affective term s a s a wa y o f registerin g self-attribute d wrong. Le t us no w se e
what els e might b e said i n its favor.
In Praise of Guilt
On the identificatory account jus t presented, guilt is sometimes a passive feel -
ing, as I think we have to sa y in light of the ful l rang e o f cases. Bu t in the cen-
tral moral cases, it s tie to anger makes it activeif not affectively , i n the sense
of being aroused i n feeling tone, then at any rate evaluatively, to the extent that
its evaluative component typicall y supports a n urge toward reparativ e action :
discomfort a t the thought tha t one ought to make up for a wrong. Thi s means
that guil t exhibit s motivationa l forc e t o a degre e tha t i s not tru e o f shame .
Shamemeaning occurren t emotiona l shame , no t jus t th e genera l sens e of
shame, or a disposition t o exhibit the emotionis an inhibited or "downcast"
feeling i n phenomenological terms. S o cases of motivation b y shame turn ou t
for th e mos t par t to b e cases o f motivation t o avoid shame , base d o n (i f any
emotion) fear or even pride. By contrast, though guilt may be incapacitating in
excessive doses, th e agen t i n a state of feelin g guilt y i s typically motivated b y
that stat e to escape itin a way that makes guilt provide a potentially power-
ful mora l motiv e even afte r a moral lapse. It has a special role to play , then
Moral Residues 13 3
which is not t o say that it leaves no room for shamein a morality buil t on a
view of human nature a s imperfect but improvable .
For a nonmoral example , on e might consider wha t on e would b e likely to
do ou t o f guilt versus shame i n response t o a ba d piec e o f wor k on e ha d t o
publish: On the standard picture, someone motivated by guilt would get to work
on something else to make up for wasting his talents or his colleagues' tim e on
the las t effort ; someon e motivate d b y sham e woul d typicall y try t o hid e o r
obscure th e object of his emotion. H e might also tr y to mak e u p fo r it , bu t it
would no t see m t o matte r t o th e effectivenes s o f suc h compensator y actio n
whether it is connected to the object of shame in a way that would mak e it count
as "reparative"as repairing what was broken by the violation of professiona l
standards. Tha t is , the agen t wh o i s ashamed o f his past performanc e migh t
make up for it, not by improved performance in the same area, but just by stress-
ing other area s in which h e already shines.
Guilt in contrast t o shame , w e might say, i s intractable to summing . On e
might indee d attemp t t o wor k i t off by performance in other areas , bu t guilt
for a serious moral wrong wil l be expiatedif at allonly by action (including
mental action) that addresse s th e wrong done . In sublimated form, then, with
the thought o f wrong hidden from consciousness, i t yields a particularly pow -
erful motiv e because it is unappeasable. For much the same reason, it may some-
times be overwhelming. There ar e cases of wrong s o serious that guilt is inex-
piable: Agamemnon's sacrifice of his daughter and many of the other standar d
cases of moral dilemmas would seem to qualify. On the other side, though, psy-
chological studies indicate that shame is particularly incapacitating i n extreme
form, at least as induced in children.40 Someone overwhelmed by either shame
or guilt , of course, wil l not b e motivated to d o muc h at alla t an y rate , will
not b e effectively motivatedexcep t t o th e exten t tha t undergoin g th e emo -
tion itsel f count s as a kind of partial or substitute action. Sham e involves low-
ering oneself , or takin g th e submissiv e posture, w e ma y sayhangin g one' s
headwhereas guilt involves a kind of emotional self-punishment.
The structure of guilt-motivation is worth explorin g further in these terms ,
since the emotio n itsel f count s a s a for m of the punishmen t it demands. On e
way o f making up fo r a seriou s wrong, tha t is , involves anticipating others '
reactions b y inflicting punishmen t on oneself . So at leas t t o som e extent , th e
desire for reparation characteristic of guilt may be satisfied just by undergoing
that unpleasant self-directed emotion. This gives the emotion a special motiva-
tional role as a kind of ritual act of emotional self-punishment. Psychoanalysts
see self-punishment of various sorts (self-destructiv e behavior , most notably )
as a defense against guilt in certain cases.41 But the account suggested here builds
this function into guilt itself b y way o f its self-referential quality .
The point ha s complex motivationa l possibilities that seem to pul l in bot h
directionsreinforcing guil t as a motive but als o explainin g some o f the pit -
falls o f guilt-motivation. Though guil t i s unpleasant, it seem s t o b e on e o f a
number of unpleasant emotions that we characteristically "wallow" in, with a
need to dwell on their negative thought content. In anticipatory form, then, as
an attemp t to hea d off further o r wors e guilt b y self-punishment, i t may ver y
134 Sensibility an d Standpoints
inability to "let go"of act s one cannot make up for, relationships one cannot
improve, or tendencies one cannot brin g under controlbut i t seems to share
at least some of these problems with moral obligation. I t therefore seems well
suited to help explain the sense of compulsion we associate with "ought." What
guilt ha s ove r othe r emotiona l candidate s o n th e accoun t I hav e give n is a
potential future-orientation mediated by its identificatory focu s on th e self .
For the same reason, of course, we might question its application to Russell's
case and other moral dilemmas. There seems to be no need for the agent in such
a cas e to mak e u p fo r th e wrong h e has don e b y hi s future behavio r in other
areas of life beyond doing what he can to mitigate the effect s o f that particular
action, as he would if he felt only remorse. Presumably the wrong in question is
something he should have done overall. Why not say , then, that Russell ought
to hav e felt remors e a t jiltin g th e woma n bu t no t th e sor t o f negativ e self -
evaluation involve d in emotional guilt ? M y answe r t o thi s questio n will ulti-
mately depend on a fuller accoun t o f the standard s o f emotional appropriate-
ness. Befor e w e get to tha t issue , however, w e nee d t o as k wha t i s meant b y
saying that a n agent in a dilemma ought to react with one emotion o r another.
My view , in brief , i s that th e agent ought to fee l somethin g like guilt an d tha t
guilt in the narrow sense just distinguished is appropriate; bu t it remains a ques-
tion whether th e agent ought specificall y to fee l guil t in that sense . Let us now
look a t some of the more general problems raised by "ought-to-feel. "
Are acts required only if they can b e accomplished directl y by choice? Pre-
sumably they must depend only on choices one can manage, bu t must these be
choices to perform the acts in question unde r the descriptions under which they
are required ? I do not se e why w e should say so, particularly if we remembe r
some o f th e difference s betwee n "ought " an d "obligation " tha t emerge d i n
chapter 2 and concentrate o n "ought," the term for which closure over causal
relations holds . There seem to b e cases in which our require d ends have to b e
promoted indirectly , that is , by means tha t entai l shiftin g attentio n t o some -
thing else. For instance, perhaps I ought t o hel p a frien d wh o wil l b e able t o
benefit from what I do for him (s o that I will indeed be helping him) only if I do
not se e myself a s helping him bu t rathe r a s participating in a joint project fo r
its own sake . We might suppose tha t h e needs help because of a loss in confi-
dence that would just be made worse by too much overt concern from others
and tha t if I thought of myself as helping him, my concern woul d be evident in
what I did.
It ma y b e important t o thi s sor t o f case tha t ther e i s something I can d o
directlynamely, whatever overt acts are required to help my friend. But even
supposing that this exhausts my strict obligations in the caseif indeed the term
"obligation" applie s to it strictlythe claim that I ought to help him seems ac-
ceptable. Simila r cases might be constructed fo r various activitie s that require
intellectual absorption, sometime s to th e point o f blotting ou t ful l conscious -
ness of one's motives. Indeed, a similar point is often made about the pursuit of
happiness, a s a backgroun d requirement of either morality or prudence . An d
there are examples of specific behavior required by morality or prudenceoften
described by reference to motives or other states of mindthat would ten d t o
be undermined by direct aim. Consider th e command t o sho w respec t say , o r
the advice to be assertive, and imagine how likely one would be to satisfy eithe r
of them adequately by just trying to.
So intuitive cases do not bear out an interpretation o f the Kantian principle
as limiting oughts to acts one can perform at will, if that means by willing those
acts as suchone way of taking "by choice" i n Ross's argument . What about
"at a moment's notice" ? There ar e certainly examples of overt acts that are fit
subjects of obligation and yet require preparationor tim e for completion. Some
of thes e involv e long-ter m cultivatio n o f an abilit y t o act , o f th e sor t tha t i s
suggested by the Aristotelian picture of training in virtue: Consider, fo r instance ,
my "time-bound " extensio n o f Sartre' s cas e i n chapter 2 , wher e th e agent' s
ability to discharge his obligation to support hi s mother depend s on ten years
of savings . Bu t there ar e othe r example s shorte r ter m tha n this , particularl y
where the act itsel f takes time.
Ross provides at leas t one good example , i n fact, when he turns to a n ex-
tended discussion of the nature of right acts, or the question how much is to be
included i n th e descriptio n o f a n objec t o f obligation. 49 O f a cas e i n whic h
returning a borrowed book can only be accomplished by mailing it, he concludes
that fulfillmen t o f the obligation to retur n it requires actually getting it to th e
other party, not jus t dropping it in the mail. 50 At the very least, if the mail s go
astray, one owes the other party an explanation of one's failur e to get the book
140 Sensibility an d Standpoints
to him . O f course, i n that case , the objec t o f obligation i s not somethin g tha t
can b e don e "a t a moment' s notice." On e ca n initiat e action a t a moment' s
notice, perhaps, bu t only in a sense that include s such preparatory menta l acts
as planning to bu y some wrappin g pape r an d th e like . In normal cases , how -
ever, the sam e can b e said o f the processe s tha t giv e rise to a certai n kin d of
motivationto an emotional reaction like guilt, sayif one allows for the point
about indirectnes s that came out just above .
Let u s take a loo k a t the questio n o f ho w w e generate emotional motiva -
tion. Fo r instance , consider ho w I might get myself to fee l guilt y about some -
thing I took to requir e the emotion . Suppos e I find mysel f indifferen t t o som e
harm I have done to Xor perhaps to some harm that has befallen X as a result
of my actions or in comparison t o some benefi t that comes to me. What might
I do to generate guilt? Note that w e do not hav e in mind here the general ten-
dency to fee l guilty , or proneness to guilt, even just with respect to X; perhaps
I hav e no deficienc y i n tha t regard , o r perhap s ther e ar e reason s agains t th e
general tendency. In any case , what w e want i s just a feeling o f guilt on som e
particular occasion wit h an object that is limited accordingly.
One thing I might do and might well be advised or advise myself to do is to
think abou t certain aspect s o f the situationto attend t o o r eve n to dwel l on
the harm done to X from X's standpoint, it s connection to my own action, and
the various things that connect me to X, suc h as benefits I have received from
him i n the past . Emotional discomfor t essentiall y serves as a way o f directing
or sustainin g attention towar d som e negativ e evaluation and arise s naturally
(albeit not inevitably ) in the act of fixing attentio n o n the thought i n question.
An attempt t o generate it more directlyjust by telling oneself to fee l guilty
would b e inefficaciou s o r eve n counterproductive, i n part becaus e i t direct s
attention to something else.
We should be careful t o cancel out an y suggestion tha t generating emotion
or emotion itself amounts to an act that is within the agent's controlany more
than i t is fully withi n the control o f the agen t i n Ross's case to ge t a boo k t o
someone throug h the mail. The indirec t methods fo r generating emotion ma y
be no more reliable than the mail. If the mail does go astray, of course, we might
withdraw the claim that th e agent really ought to hav e returned the book, o n
the grounds that "ought" implies "can"; but that does not mean that the claim
should b e withdrawn for all similar cases in which th e mail does not go astray
but might have. "Ought" holds on the assumption that "can" does ; but "can "
is adequately fulfilled by doing the act (or exhibiting the emotion or other motive)
in question. I t does no t impl y "by som e generall y reliable method"in othe r
words, that the agent possesses a general capacity to bring about th e object of
obligationany more than it implies "at a moment's notice. "
Our uncertai n control ove r our emotion s an d othe r motive s and state s of
mind may be indirect in a further way besides that indicated, because the exer-
cise of it typically runs in reverse temporal orde r from means-end s calculations,
as well as depending on th e substitutio n in attention o f another end . That is,
one ma y sometime s generate a required emotion b y aiming at performin g an
actincluding an act of attention, as in the example just givenwhich in fact ,
Moral Residues 14 1
This does not mean we would issue such a practical ought i n conversation,
even mental conversation. Orderin g oneself or someone else to fee l guilty might
defeat it s point b y it s very directness, accordin g to th e argumen t I have out -
lined here; more than that, i t would seem to undermine the moral significance
of th e emotion. Guil t in the case s where it is required is supposed t o b e auto-
matic; only as an automatic response , unmediated by practical reasoning, can
it giv e u s th e kin d o f evidenc e of moral motivatio n that w e wan t i n cases of
dilemma, most notably . Russell, for instance, in the case previously discussed,
would not b e fully admirabl e in the terms we require if he had simpl y managed
to make himself feel guilty in response to the knowledge that guilt was required
by perfect virtue. So virtue imposes a kind of paradoxical limitatio n on practi -
cal "ought-to-feel. " Th e sam e sor t o f parado x i s abundantly illustrated by
"ought-to-think," though , in the sense that involves attention: Consider the self-
defeating result s in many cases of explicitly urging intellectual absorption o n
oneself a s a necessary means to satisfyin g th e requirements of one's studies or
one's job . I conclude tha t th e parallel problems for emotion d o no t limi t it t o
virtue ethics in the way that the arguments in Prichard and Ross seem to show.
Indirect Action-Guidance
It is important t o bea r i n mind that "ought-to-feel " i n a case lik e Russell's or
even Agamemnon's i s not quit e on the sam e level as the all-things-considered
practical oughts in conflict in a dilemma, despite my argument fo r taking it as
analogous to "ought-to-do. " I shall illustrate in a moment how, beside s being
conditional on the failure to satisf y on e of the dilemmatic oughts, the require-
ment to feel guilty may conflict with the other ought in certain cases. This means
that m y suggestion tha t emotion s serv e as act-substitutes in such cases i s not
put fort h a s a wa y o f resolvin g dilemmas. Emotion s d o no t provid e a full y
adequate alternative for satisfying th e ought the agent fails to ac t on but serve
instead t o exhibi t it s motivational force, along with othe r sign s of its impor-
tance to the agent, b y exhibiting the internal sanctions on moral failure .
My crucia l claim is that thi s i s enough t o mak e th e dilemmati c ough t i n
question adequately action-guiding for our purposes: It is meant to guide action
directly, though o f course it cannot d o so in combination with the other ough t
in conflict ; it may stil l guide action indirectly , however, t o th e exten t tha t i t
tells us as a second-best alternativ e to fee l som e appropriate emotio n suc h as
guilt. According to my preceding treatment of "ought-to-feel," thi s amounts t o
telling us to allow ourselves to fee l the emotionif necessary, to get ourselves
toby performing a mental act: directin g attention in such a way as to gener-
ate the feeling. In short, practical "ought-to-feel" amounts to a kind of indirect
"ought-to-do" with anothe r object .
On thi s account, emotions ca n b e seen as "residues " of moral choic e i n a
fairly litera l sense: They embody what is left o f action on a moral ought whe n
direct actio n i s blocked. 52 However , the y ar e themselve s subject t o ought -
conflicts. Indeed, I want now to consider what to say about cases in which they
Moral Residues 14 3
seem to allow for higher order dilemmas . Up to this point, for instance, I have
been workin g wit h a n understandin g o f th e cas e draw n fro m Aeschylus '
Agamemnon that take s fo r grante d som e assumption s inherited fro m th e lit -
erature on dilemmas. In particular, I have assumed that Agamemnon unprob -
lematically ought to fee l guilt or some similar moral emotion and that, insofar
as the cas e amount s to a dilemma , this would hav e been true eve n i f he ha d
chosen differently. However, I think there are problems lurking in any easy resort
to "ought-to-feel. "
For instance, now that we have distinguished some of the emotions that might
be urged on Agamemnon, a question might be raised as to whether the dilemma
Aeschylus depicts is genuinely moral. I take it that Agamemnon indeed ough t
to fee l guilt , at leas t prima facie , a s a self-directed variant of remorse for th e
murder o f his daughter. The crim e is serious enough to b e personally "taint -
ing," i n short, even if in a larger sense he had to commit it. But it is not so obvious
that Aeschylus represents the necessity in question here as moral or that he takes
some moral variant of agent-regret to be appropriate fo r Agamemnon's othe r
alternative, which involves failing in his duties as military commander (an d more
fundamentally as his brother's avenger).53 The conflict might also be interpreted
as a clash between moral and nonmora l requirements, with the latter taken as
imposed b y something like social or religiou s roles and expectationso r bet -
ter, perhaps, by an older ethical system now uneasily superseded by specifically
moral norms , i n a sense that entail s regard for the welfare of other agents .
The murder on this account o f things is the morally wrong act in question,
but Agamemnon' s alternativ e migh t still be thought o f as more importan t t o
avoidfor instance, on a view like Williams's that questions the finality of moral
norms.54 If this i s true, w e might want t o sa y that sham e or som e othe r con -
trary-to-duty emotio n rathe r tha n guilt in the narrow sens e would hav e been
appropriate had Agamemnon refused t o sacrifice his daughter. The case might
still be a "tragic" case to th e extent that it pits morality against another pow -
erful syste m of normspre-moral religiou s norms, saywit h no satisfactor y
resolution possible. But it would n o longer seem to be a moral dilemma in our
terms. I shall therefore ignore these problems of interpretation i n what follows
and continue to work with what we might call "the philosopher's Agamemnon" :
the received picture of Agamemnon as an agent in the grips of a moral dilemma ,
with bot h o f the choices h e faces assumed to b e morally wrong.
The received picture also apparently has it that Agamemno n ough t t o fee l
something appropriat e for the wrong he has to do. One might think of the case,
however, as involving another dilemm a on the level of "ought-to-feel"in th e
first instance a conflict between feelin g and action, the result of mixing "ought -
to-feel" wit h "ought-to-do." There are cases, tha t is , as I noted earlie r in dis-
cussing the pitfalls of guilt, where the emotion would be so overwhelming as to
undermine any possibility of effective action. Surely this is likely in Agamemnon' s
case: I f he allowed himsel f an appropriat e reactio n t o th e murde r o f his ow n
daughter, on e migh t suppose , h e would b e unable to functio n i n hi s rol e a s
military commander and henc e would be failing t o ac t consistently in light of
144 Sensibility an d Standpoints
the very reasons for the sacrifice. But then the ought requiring him to feel guilty,
no less than th e ought he has chosen to violate, would conflict with the ough t
he means to ac t on in performing the sacrifice.
If th e result amounts to a further mora l dilemma , I take that to sho w tha t
"ought-to-feel" leave s intact the problem s o f choic e raise d b y dilemmas an d
makes clear their unhappy upshot for both duty and virtue ethics. Feeling guilty
might itself com e out a s wrongor a s emotionally self-indulgent, insofar as it
interferes wit h require d actionso substitutin g emotion fo r actio n i n such a
case will not provide an effective wa y o f erasing the moral stai n on the agent' s
character. Guil t will still count as appropriate t o the case on the view of appro-
priateness I shall go o n t o defend , which build s in referenc e only t o genera l
adaptiveness in the sense that involves fulfillment o f some moral or other func -
tion in standard cases ; but i n this case its usual function will be undermined. If
we als o sa y that th e agen t morall y ought t o fee l th e emotion , th e cas e migh t
seem to yield a higher order dilemma that rule s out perfect virtue no less than
perfect performance of obligation .
There ar e ways around this conclusion that involv e denying, after all , that
Agamemnon i n our varian t case reall y ough t t o fee l guilty . However, o n m y
account o f the mora l significanc e of guilt in connection wit h virtue, the mos t
obvious move would stil l leave virtue ethics with th e problem s o f moral luc k
raised by dilemmas. We might take "ought-to-feel " i n the cas e as prima faci e
onlyat least supposin g that w e also take it as practical, a s we need to do t o
establish th e lin k between virtue an d duty . Apart fro m consideration s o f vir-
tue, that is, Agamemnon might not seem to have a moral reason against failin g
to fee l guilt y that is strong enoug h to stan d in light of the reasons agains t fail -
ing in his duties as military commander i n the wa y explaine d i n chapter 2 in
defense of dilemmas. So on this account "ought-to-feel " woul d not yiel d a fur-
ther dilemma within duty ethics, though b y the same token i t would not affor d
a wa y o f preserving virtue against the problem s raise d o n th e lowe r leve l b y
"ought-to-do." Agamemnon presumably ought to forgo virtue in favor of right
action, if he has to choose. Moral sensitivity as a requirement of virtue will make
virtue unachievable , in short , eve n wit h th e "time-bound " imperfection s I
allowed for i n section 1 .
A possible way around this conclusion might involve a return to the broa d
sense of guilt, with the suggestion that the agent substitute some less incapaci-
tating emotion suc h as remorse to avoi d a further conflict . Guilt in the narro w
sense would stil l be made out a s appropriate (i n the sense of rationally accept-
able), no matter what the agent does, but it would not therefore be required by
perfect virtue . Remorse coul d stil l serv e to clea r th e agent' s characte r t o th e
extent that it is a negative feeling even if not self-directed in quite the same way
as guilt, and th e requiremen t to fee l i t might be said to b e in force "all thing s
considered." However , remors e migh t als o b e maladaptive i n som e cases
enough so to give rise to a second-order conflic t of the sort just outlined. Though
it does not have the self-focus of either guilt or shame and hence might be thought
to interfer e les s with activities requiring self-assurance, the mere fact tha t i t is
normally a downcast feelin g might inhibit effective action . For that matter, its
Moral Residues 14 5
focus on a particular act in the past and on acts of reparation specificall y relate d
to it might distract attention from the agent's other obligations in an unhelpfu l
way.
All that such second-order dilemma s would d o to undercu t virtue ethics is
to limit achievable virtue to something even further from moral perfection than
we saw i n section 1eve n on the leve l of sensibility, our substitut e for actio n
in light of first-order dilemmas. They do not exhibi t any sort of incoherency in
virtue ethics but simpl y subject i t to problem s o f moral luc k similar to thos e
that appl y to th e ethic s of duty. Th e poin t i s simply that virtu e ethics woul d
seem to b e in no bette r positio n tha n dut y ethics with regard t o mora l dilem-
mas, a t an y rate if we ris e up a level and conside r possibl e conflicts involving
"ought-to-feel."
This point rests on a suggestion for avoiding second-order dilemma s within
duty ethics , however , b y taking th e requiremen t to fee l guilt y as prima faci e
only, which now deserves scrutiny. The suggestion presumably would be meant
to save the claim that the statements of "ought-to-do" in dilemmatic cases guide
action indirectly via "ought-to-feel." Otherwise , that is, we could not make out
indirect action-guidance, or the substitution o f emotion fo r action, a s yielding
a conflict-free manifestatio n of motivational force for the oughts in conflict on
the lower level. So duty ethics would still seem to be threatened with incoherency.
In fact, though, I think this misconstrues th e relevanc e of "ought-to-feel " i n a
way that woul d leav e us with problem s o f explanatory coherency .
We can see this by considering the connection o f all-things-considered sta -
tus to the strength of reasons, an d henc e to reasons fo r attention, a s the foun-
dation o f "ought-to-feel." On the perceptual mode l of reasons fo r prohibitio n
defended i n reference t o dilemma s in chapter 2 , ou r assignmen t of all-things-
considered status to a statement such as "Sacrificing one's daughter is prohib-
ited" woul d amount to a claim that the moral reasons agains t sacrificing one's
daughter ar e stron g enoug h to stan d i n ligh t of opposin g reasons . Bu t this is
essentially a claim about "salience, " o r the appropriate allocatio n o f attention .
The strength or seriousness of a reason i n comparison t o others amount s to its
moral o r other practical importance. It is important enoug h to bea r in mind as
a reaso n fo r action, i n shortand henc e there is reason t o loa d i t with affect ,
thus giving rise to emotio n on my account a s the norma l wa y o f fixing atten -
tion o n some appropriate objec t of thought .
Now, thi s latter reasonthe reason fo r emotionmight sometimes be bal-
anced by stronger opposing considerations. There are many quite ordinary cases
in which emotion is not the best way of directing attention, despite the fact that
this standard function i s what sets it off as a distinct mental category. Emotio n
can sometime s undermine action o r eve n distract attentio n fro m th e nee d t o
act. I f we consider case s o f the sor t tha t cam e int o th e precedin g subsection,
where moral action is best promoted by looking away fro m th e moral reason s
for it , it seems that a prohibition might be outweighed in some case s even as a
reason for attention, since there may be stronger reasons for attending to some-
thing else.
I have been following Williams , however, in interpreting overriding status
146 Sensibility an d Standpoints
as implying more than this : that all claims on the other side will be met by act-
ing o n th e reaso n i n question. 55 Bu t surel y Iphigenia , a s th e victi m o f
Agamemnon's sacrifice , has a claim on his attention that would not b e met by
single-minded devotio n t o hi s dut y a s Gree k commander . I n somethin g lik e
McDowell's terms, he r claim is important enoug h not t o b e "silenced" b y any
allegedly more pressin g obligation s to others . I prefer the visua l metaphor o f
figure/ground: From a certain standpoint o f moral evaluation, her claim stands
out agains t th e backgroun d o f countervailing considerations . S o it counts a s
all-things-considered, even when w e grant tha t ther e ar e stronge r reason s fo r
directing attention elsewhere .
According t o much the sam e argument a s we applied t o first-order dilem-
mas, then , w e d o see m to fac e furthe r dilemma s o f "ought-to-feel. " Despit e
appearances, thi s will no t reall y compromise m y propose d resolutio n o f th e
metaethical proble m o f dilemmas. Th e keyston e o f the latte r wa s the general
version of internalism, according to which moral language by virtue of its mean-
ing has motivational forc e in general terms bu t no t necessaril y in any particu-
lar case . Emotio n cam e i n a t thi s metaethica l leve l as th e initia l vehicl e of
motivational force , relied on i n early moral teachin g t o connec t "ought " an d
similar terms to tendencies to required action. My current argument shows how
"ought" may extend t o emotion tendencies too, an d in particular to guilt, as a
way of exhibiting the motivational forc e of the first-order ought that the agent
has to violate in a dilemma. We should not expect i n this case either, however,
that the usual role of emotion woul d b e fulfillable i n every instance. There may
be cases lik e Agamemnon's i n which th e agen t als o ha s to violat e "ought-to -
feel." What thi s possibility undermines is not th e overall coherency of ethics in
the terms explaine d above bu t th e agent' s persona l recor d o f actionand hi s
virtue, which a t thi s leve l i s not s o clearly distinguishable from it , a s we ca n
now se e in application t o som e o f the normativ e problems raise d b y cases of
dilemma.
the wrong she has to do via mental self-punishment, it effectively insulate s her
character, or virtue proper, from he r record of moral action , o r wha t I distin-
guished as "merit" in section 1 .
In the firs t instance , then , what dilemma s of "ought-to-feel " tel l us is just
that even this second-best substitute for action may sometimes be morally ruled
out. So it will not work a s a practical response to moral luck in all cases. More
generally, however, th e explanatio n o f why i t fail s seem s to m e to brin g ou t
what i s fundamentally a t issu e in the problem of moral luck : the fac t tha t th e
self t o whic h w e attribut e responsibility , conceived as what cause s action, i s
really a construct fro m our actions (along with the other things we take as basic
expressions o f moral character ) and henc e in a certain sens e is a fiction . It is
fictional as the sort of separable entity on which we can pin responsibilityin
a sense that require s a determinate moral character .
Kant of course assumed the existence of a separable noumenal self when he
made out a good will as compatible with thoroughgoing moral failure. 56 Even
without Kantian metaphysics, though, the ordinary notion of responsibility that
is threatened by moral luck seems to trade on an artificia l notio n o f the self a s
something one could i n principle characterize independently of what i t does.
However, this is particularly questionable when we get to th e leve l of feeling ,
understood accordin g to m y present argumen t in term s o f act s o f attention .
Consider Russell's case once again. According to my argument in section 1,
the act that he had to do in response to his first-order dilemma, jilting the woman,
could b e taken a s affectin g hi s record o f moral actio n bu t no t hi s character .
However, i f he als o face d a second-order dilemma , we woul d hav e to giv e a
similar treatment to something that intuitivel y seems more central to his char-
acter: his emotional response s in morally momentous circumstances.
One might attempt to cordon off the circumstances of dilemma, at any rate
for agent s who d o not exhibi t a similar general pattern of response. However ,
if we really suppose that the circumstances in Russell's case are morally serious
enough to yield a dilemmathat jilting the woman would cause her serious harm
(or we might turn back to Agamemnon's case for a deed that wears its serious-
ness on its face)it begins to be unclear how we can form a notion o f the agent' s
moral character that does not include his emotional act in the particular instance.
The act in question involve s a kind of refusal t o feelshiftin g attentio n away
from any objects of thought that would tend to generate the required emotion
rather tha n simpl e affectiv e numbness , in response t o a morall y momentou s
occasion. And it is a long-range act, extendin g beyond the occasio n i n tempo-
ral terms . Withholding the response fo r a short period , that is , would no t b e
enough to allow the agent to satisfy his primary obligation in the case. Nor could
he detach himself from his refusal t o feel, on our understandin g of the case, by
rising to yet a further leve l and punishing himself with guilt for itor not until
so much time has passed tha t th e resul t would seem t o coun t a s a chang e in
character. S o at this level, apparently, one is more or les s what one does .
That i s why i t ca n als o b e appropriat e t o blam e someone wh o i s simply
prevented b y his own emotiona l incapacity from satisfyin g "ought-to-feel"
not necessarily an agent confronted with a dilemma but a sociopath, say, who
148 Sensibility an d Standpoints
does not hav e it in her to fee l remors e fo r a vicious murder; or fo r that matter ,
the real-life Russell. My asymmetrical treatment of guilt and blame along with
various other "reactiv e attitudes"to us e Strawson's ter m in bringing them t o
bear o n fre e wil l issueswill therefor e no t yiel d any sor t o f uncomplicate d
overall asymmetry as applied to moral responsibility. 57 On the level of "ought-
to-feel" th e guilt/blame asymmetry may i n fact b e reversed: It may b e socially
adaptive on the whole to blam e others for certain morally crucial feelings they
cannot help , just because it expresses our own standpoint and commitments a s
moral agents. By contrast, guil t for one's ow n unavoidabl e feelings o r refusal s
to fee l might seem to have lost its usual moral point: By shifting attention awa y
from th e objec t of the require d feeling s t o one' s own failur e t o hav e them, i t
would simpl y set up anothe r for m of distraction.
The result of some personal deficiencies, in short, i s a deficient person, eve n
if h e had n o chance to b e other tha n h e is. What w e fee l i n response i s rightly
thought o f as blame, moreover, i n the sense of personal angernot just hatre d
or some other emotion tha t focuses on the person as distinct from what h e does.
On the account defended here, the agent does something morally condemnabl e
in such a case: He violates a statement o f "ought-to-feel." Eve n in cases of sec-
ond-order dilemma , where w e can presumably assign the cause of the agent' s
emotional deficiency to the moral demand s of the situation rather tha n to per -
sonal mora l coldness, w e would typicall y feel a n aversion to the cold-bloode d
agent o f harm that migh t b e seen as an emotional correlate o f "tainting."
If I am right, then, an understanding of moral luck and related free will issues
ultimately require s coming t o term s wit h wha t amount s t o somethin g lik e a
Humean versio n of the moral self : a fictionally independen t entity, invented to
serve as a stable object of praise and blame. 58 If this notion raise s problems fo r
the coherency of ethicsif its fictional status means that we have to retrac t i n
moments o f reflection what we need to sa y as functioning moral agentsthe y
are at an y rate no t problem s specia l to dilemmas.
For present purposes i t will be enough to make clear with reference to con -
crete cases like Russell's that claims about reactiv e attitudes like guilt and blam e
will not yield any simple way out of the problems raised by moral luck . We can
find som e further importan t complication s in variants of Russell's case that do
not amoun t t o dilemma s i n my terms bu t instea d raise issue s of whether an d
how action and its consequences "stic k to " th e moral self. Suppose we alter the
case as I have interpreted it and assum e that Russell was guilty of some element
of negligenceperhaps he inappropriately led the woman on, to get her to com e
to Englandtha t make s th e cas e fal l shor t o f perfec t virtue. I t woul d the n
amount to a dilemma of the sort that Aquinas recognized, a result of the agent' s
own wrongdoing , eve n if wrongdoing o f a relatively minor sor t tha t doe s no t
typically have such devastating consequences .
I take it that in such a case we would hold Russell at least partly responsibl e
for th e consequence s of his action, eve n if our blam e is mitigated somewha t i n
degree b y the fac t tha t the y were completely unforeseeable. W e woul d blam e
him fo r causing the woman's demise , that isno t just for leading her on , an d
not jus t t o th e limite d extent tha t w e would blam e him i f he ha d le d he r o n
Moral Residues 14 9
our reactiv e attitudes on the sort o f account propose d here . For emotions als o
reflect moral luck. My account of guilt for the unavoidable in chapter 5 will be
relevant to the question, then, insofar as it lets us extend the emotion an d even
appropriate instance s of it beyond an agent's morally culpable acts. But it will
thereby offe r a way of accommodating th e phenomenon rathe r tha n attempt -
ing to dispel it or to reinvent ethics in light of it; for the Humean self that picks
up its character from its consequences is not simply a philosopher's notio n that
might b e rejected while maintaining the social practices that constitute moral -
ity. I take i t to b e our ordinar y notion , underlyin g our ordinar y treatment of
the moral sentiments .
5
Unavoidable Guil t
warrant holding in mind the evaluative content o f the judgment. We may think
of this as a "perspectival " accoun t o f emotional appropriateness . Th e general
idea behind the view is that emotional discomfor t serves as a way of holding an
evaluative thought i n mindas distinc t fro m puttin g i t into storage , a s wit h
beliefso tha t warran t fo r a n emotio n i s properly affecte d b y nonevidentia l
reasons for attention to its evaluative component. Thes e include various instru-
mental functions that such attention serves , including social or moral functions,
along with any noninstrumental moral or other norms that affect its value under
similar circumstances. I argue that the view therefore supports a n asymmetri -
cal treatmen t o f guil t an d blame , a s form s of emotiona l punishmen t whos e
practical effect s diffe r becaus e guilt imposes th e punishmen t on th e on e wh o
undergoes the emotion whereas blam e imposes it on someone else.
In a word, guilt is sometimes appropriate, i n contrast t o blame, when we do
not hav e adequate warrant fo r th e correspondin g judgment . After defending
this point i n general terms, I attempt to teas e ou t som e o f its implications for
our dispute d cases of guilt fo r th e unavoidable . I then turn t o problem s tha t
arise in applying the view to cases of moral dilemma, as cases in which guilt is
unavoidable because the agen t mus t d o wrong, thoug h an y particular wron g
he does will be avoidable. The guilt/blame asymmetry explains our reluctanc e
to blame the agent in a dilemma, but i t also seems to exhibit the inadequacy of
a subjectiv e definitio n of dilemmas , a s cases i n which eithe r alternative war-
rants guilt. The argument allowin g for guilt without mora l responsibility also
apparently supports at least some cases of guilt without wrong as perspectivally
appropriate. A subjective definition of dilemmas would therefore seem to imply
only th e prim a faci e wrongnes s o f eithe r alternative . However, I shal l try t o
show ho w we can extract an objective notion fro m m y treatment of appropri -
ate guilt (section 3) by way o f the referenc e to "tainting " tha t come s int o ou r
explanation of the desire for reparation characteristi c of the emotion .
My account of guilt will have to b e complex enough to yield plausible dis-
tinctions betwee n dilemma s an d othe r cases , includin g our initia l cases o f
perspectivally appropriate guilt, where we want to deny that the agent really is
guilty. However , I shall begin b y narrowin g attentio n t o th e questio n o f th e
content o f guilt in cases of the latte r sort , especially the familia r cas e o f guilt
for causing the death o f a child in an unavoidable car accident . In effect, I shall
be arguing that th e simplest ways o f responding to suc h cases are too simple :
Either they rule out guilt as something other than the emotion it appears to be
or the y accep t i t a s unproblematicall y rationa l i n a wa y tha t seem s equally
counterintuitive. I shall eventually argue that it is rationalbut on the basis of
the mor e comple x "nonjudgmentalist " accoun t I shal l defend here , firs t i n
application to guilt itself and then t o the grounds for its appropriateness .
How shoul d we analyze emotional guilt? The feelin g would seem to rest on self -
blame, but we should note first that it does not always have the active or aroused
Unavoidable Guilt 15 3
quality of anger. Following the rough lines of Aristotle's definition I take anger
meaning persona l anger , th e varian t o f th e emotio n tha t amount s t o other -
directed emotional blam e as opposed to mer e frustrationto involve a desire
to inflic t som e sor t of punishment on it s object for a wrong. 2 I would analyze
the emotio n furthe r into affective an d evaluativ e aspects b y taking the desir e
for punitive action as involving discomfort at an unfulfilled actio n requirement
at th e though t tha t the agent , o r th e subjec t o f emotion, ough t t o punis h it s
object, meanin g tha t actio n o n he r par t i s still neede d t o effec t punishment .
Anger thus is seen as an aroused feelin g at least partly becaus e of its essen-
tial orientation towar d actionits threat o f continuing discomfort unles s and
until the agent does punish the objecteven though it may sometimes be satisfied
without action , o r without action o n the part of the agent, perhaps b y an apol-
ogy from the object. An apology might be seen as a kind of self-punishment t o
the exten t tha t i t involve s self-abasement, s o i t seem s t o coun t a s a n activ e
expression o f guilt . Fo r tha t matter , emotiona l guil t involve s a kin d o f self -
punishment in cases in which the agent has some control over whether he expe-
riences that unpleasant feeling. But it is important that, if anger is thought o f as
originally grounded i n an animal urge to attack , guil t comes ou t no t a s a self -
directed versio n o f the urgea n urge to attac k oneselfbu t as a les s aggres -
sive counterpart o f it, requiring in the first instanc e reparation, o r some way of
making amends. Guil t may thus involve self-punishment as a form of repara -
tion alon g with the readiness to submit to attack o r to other punishmen t from
others; in developed form, though, i t is not simpl y inwardly directed anger .
One might still say that the different desire s for action essentia l to guilt and
(personal) anger both hav e the same general end: a state of affairs i n which the
perpetrator someho w "pay s for" a prior wrong. They differ i n where they place
the burden of active responsibility for accomplishin g that end, each assigning
to a differen t agen t a requiremen t o f action enforce d b y .discomfort unti l th e
job is done. This difference o f course amounts to a limited structural similarity:
The agents in question here are different i n relation to the prior wrong, but they
are both subject s of the relevant emotion. O n the other hand, anger has a per -
sonal object, viewed as the perpetrator o f the wrong, whereas guilt also assign s
this prior sort o f responsibility t o th e subject . Insofar as they both hol d som e
such guilt y party t o account , though , bot h emotion s ultimatel y rest o n th e
attribution of responsibility for a wrong. S o on the assumption tha t emotiona l
evaluations amount t o judgmentsth e assumption I call "judgmentalism"
one might look fo r the basic content of both emotion s i n a judgment of respon -
sibility. The judgment yields emotional guil t and blam e as different specifica -
tions of the urge to right a wrong depending on the agent's practical standpoint .
I now want t o consider problem s with this view and ways of defending it in
application t o som e familia r cases of guilt in which we do no t see m to hav e a
judgment of moral responsibility: cases of guilt without fault. I shall work wit h
the cas e of guilt for a n unavoidabl e car acciden t an d construc t a variant of it
that seems to involv e guilt without agency t o sho w th e inadequacy of a recent
attempt t o defen d judgmentalis m by framing th e accoun t o f guilt i n terms of
causal responsibility . I think we ca n se e that thi s move commits the agen t i n
154 Sensibility an d Standpoints
think it can also be used to construct a n evaluative view that does no t require
the content o f an emotio n to b e an objec t of strict belief . But before we aban-
don judgmentalism , we might tr y makin g room withi n i t fo r case s o f "emo -
tional inertia, " o r th e la g of feelings behin d their corresponding beliefs , as in
taboo cases of the sor t jus t illustrated.
In a n attemp t t o accommodat e tabo o cases withi n a versio n of judgmen-
talism, one recent author, Gabriel e Taylor, seem s briefly to bring together tw o
such strategies.4 First , the naive judgmentalist analysis of guilt might be retained
by simply weakening the notio n o f judgment o r belief , takin g it to cove r an y
thoughts that com e to mind, even if they are immediately rejected by "consid -
ered judgment." Thus, Taylo r say s that the act forbidden by a taboo retaine d
from childhoo d stil l "presents itself " as wrong in the circumstances of action ,
though no t when the agent considers it "from a more rational point o f view. "
Her introductor y remark s o n emotion s an d belief 5 indicat e tha t sh e woul d
interpret th e notio n o f belie f t o includ e the sor t o f mental stat e suggeste d b y
"presents itself " i n this passage: wha t i s sometimes calle d a n "a s if " feeling .
An agent's residual feelings from childhood religious belief would still count as
involving belief s o n thi s accoun t a s lon g a s the y hav e th e though t conten t
required for feeling s o f guilt.
Second, one might also allow for taboo cases by weakening that evaluative
content, the content o f the judgment in question, allowing for something like a
conventional interpretatio n o f "justified " punishment. Punishmen t migh t b e
thought to be justified i n some sense, that is, as long as it is imposed fo r violat-
ing an authoritative rule , meaning one whose authorit y is generally accepted,
even if the agent questions the reasons fo r it himself. What on e feels guilty for,
on thi s view, is just the violatio n of a taboonot necessaril y a moral wron g
and hence not enough to satisfy the naive judgmentalist analysis. Though Tay -
lor apparently combines a move of this sort ( I have restated he r version of it to
apply more clearl y to rules ) wit h the weakene d notion o f belie f tha t wa s just
noted, it would seem to be sufficient o n its own to allow for guilt in taboo cases.
Both o f these two genera l judgmentalist strategiesweakening the notio n
of belie f o r th e evaluativ e content o f the belie f require d fo r a guil t feelings
may b e extended t o th e cases with whic h we are concerned. Her e th e agent' s
responsibility i s in questio n rathe r tha n th e mora l evaluatio n o f hi s act , o r
whether i t amounts t o a wrong i n the sens e of something forbidde n as in th e
taboo cases . A different versio n of the second strategy , yieldin g what migh t be
called a "weak " judgmentalis t analysis of guilt, stand s behin d Taylor' s ow n
treatment of such cases. I want t o consider it here at some length , since it rep-
resents a possibility intermediat e betwee n naive judgmentalism and m y ow n
view.
Taylor interpret s emotiona l guil t in terms o f a weaker sor t of judgment of
responsibility tha n tha t involve d in ordinary judgments of fault: causal rathe r
than mora l responsibility. 6 As applied to the accident case, thi s notion appar -
ently would make guilt feelings unproblematic, though it would also leave one
puzzled a s to ho w thei r rationality could be called into question. If subjective
guilt implies only the self-attributio n o f causal responsibility, feelings o f guilt
156 Sensibility an d Standpoints
attention t o certain thoughts by loading them with discomfort. The usual prac-
tical point o f guilt, after all , is to motivat e actio n o n a moral ought-judgment
by inflicting emotiona l punishment for the failure to act . A s we have seen, the
mechanism can operat e i n advance of action a s applied to th e mer e anticipa -
tion of moral failure : the thought of oneself as already responsible for a wrong,
even when thi s does not amoun t t o a belief . What it amounts t o i s a momen -
tary objec t of (dispositional) attention, held in mind an d allowed t o influenc e
thought an d behavio r as i f it were believed , though unlik e belief it woul d b e
discarded upo n a moment's reflection.
The point is to generate a readiness to act that resists reflection, along with
the ability to ignor e or explain away the practical urging s of judgment. Emo-
tional motivatio n on this account reinforces the usua l model of practical rea -
soning with the need to discharge discomfort as a reason for action beyond what
is provided b y the evaluative content of emotion, whic h may or may not b e an
object of belief. Like Bratman's "acceptance," a n emotional evaluation is treated
temporarily o r fo r certain purpose s a s if it were believed . This means that, in
discussing cases of the sort at issue here, we cannot take at face value the vari-
ous thoughts that might occur to an agent: Some mental contents that could be
seen as self-ascriptions of responsibilitythe agent's reflection tha t he should
never have gone out that night , for instancewould b e most charitabl y inter-
preted on that account as nonjudgmental. They may sometimes just amount t o
questions the agent puts to himself or thoughts h e considers and rejects; or they
may be held in mind on something other than a literal reading as responsibility
ascriptions.
On some such assumptions, at any rate, we may say that guilt does involve
a thought of oneself as morally responsible but that i t need not alway s involve
the corresponding belief . The nonjudgmental analysis will therefore allow for
guilt without cognitive delusion even in the second version of the accident case,
in which the agent feels guilt y just as a result of passive causal involvement in
a child's death , though h e knows he lacks even causal responsibility for it . In
effect, th e analysi s limits his disturbance to th e leve l o f emotion b y detaching
emotion fro m belief . It also has the advantage, as I shall argue, of allowing fo r
guilt i n some case s where on e might b e tempted t o detac h th e emotio n eve n
from a thought of moral o r causal responsibility.
case where the group goes astrayas a matter o f emotional "logic " or perhap s
as a kind o f recompense fo r the benefit s o f group membership?
Morris's comments elsewhere suggest grounds of general moral solidarity, 21
but i t is important t o not e tha t th e acceptance o f guilt as appropriate i n such
cases falls short of a strict requirement to feel guilty. I may be required on moral
grounds t o fee l something fo r th e America n internment o f Japanese civilians
during World Wa r II , say; and perhap s m y feeling shoul d in some way reflect
my membership in the group tha t committed th e crime. However, i t is unclear
why its very content mus t reflect that fact. Assuming that I am myself unlikely
to participate i n such collective acts or even to allow them, it might be enough
just to feel sympathy and outrage, perhaps to a degree augmented by my ties to
the event. The point i s to detac h myself , after all .
However, I think we can make out vicarious guilt as having a point, even if
not as specifically required, in just such terms. In cases where the identificatory
bases of the emotio n admi t o f control, i t can b e seen as a way of clearing one-
self of involvement and at the same time expiating the deed on behalf of others
by a kind of ritual self-punishment. One identifies with the perpetrator, whethe r
a group on e belong s t o or som e other individua l member of it, simply to dis -
tance oneself and the group as a whole symbolically from th e deed by submit-
ting in emotional term s to the punishment the deed merits .
Identification with the victims, that is, does represent an alternative way of
exhibiting moral solidarity in response to the case. What distinguishes the func -
tion of guilt is its self-punitive aspect as a negative self-directed emotion. Thoug h
sympathy and outrage may involve an initial layer of negative feeling, they need
not feel bad overall in the way that guilt does. I take it, then, that my nonjudg-
mentalist account serve s to supplement Morris's appeal to identificatory ties in
explaining th e distinctiv e role of guilt in suc h cases . Th e "a s if " feelin g tha t
one is morally responsible for a wrong and therefore deserves punishmentat
any rate, the emotional self-punishment of guilt feelingsseems to make more
sense here in intuitive terms, moreover , than Morris's denial that guilt in such
cases counts as moral. Morris's distinction between moral and nonmoral guilt
allows for a univocal account of the emotion insofar as moral guilt on his account
is understood t o rest on separation fro m the moral community.22 But by a kind
of transitivity of identification, this would seem to make vicarious cases of moral
guilt come out as moral too .
My suggested moral-but-nonjudgmental account of the various cases Morris
considers seems to me to be compatible with the substance of his view; it rejects
only his classification of separation guil t as necessarily nonmoral. I do recog -
nize cases o f nonmoral guiltguil t about goin g of f one's health regimen an d
similar examplesin which the rule s the agen t violate s are in fact nonmoral ,
though h e treats the m i n emotional term s a s if they had mora l force . Bu t the
distinction does not turn on the issue of culpability. The hardest cases to inter-
pret plausibl y as moral might seem to b e cases o f survivor's guilt. These ma y
involve a n undeserve d benefit tha t th e agen t clearly did nothin g to gai n an d
can do nothing to mak e up for; so on the assumption o f basic rationality, one
might want to question how he could see himself even in "as if" term s as mor-
Unavoidable Guilt 16 5
ally responsible. Morri s in fact suggests something of the sort himself, though,
when he includes these and similar cases in his discussion o f guilt about "unjus t
enrichment."23
My own proposal for handling such cases can be strengthened b y appeal t o
the self-referential character of guilt. To the extent that guilt functions as a kind
of emotional self-punishment , that is, it goes some way toward fulfilling it s own
characteristic desir e fo r reparation. Bu t in that case , th e failur e to fee l guilt y
counts as a possible object of guilt itself. This effectively redouble s the motiva-
tional force of anticipatory guiltguilt about one's failure (s o far) to make up
for a wrong , a s th e basi s fo r a forward-lookin g varian t o f th e emotio n tha t
Morris also want s t o recognize. 24 O n m y account o f it in terms o f an "a s if "
feeling, the emotion i s sometimes self-generating in anticipatory form : One feel s
as if one already has done something wrong simpl y by failing to fee l guilty (or
guilty enough) yet.
This way o f compounding guil t may seem a fiendish trick. In fact, I think
it helps explain som e of the pitfalls of the emotion, i n particular it s obsessive
or unappeasabl e qualit y in many cases. Bu t can i t serv e a s a foundatio n fo r
guilt, or mus t on e assum e a more basi c negative self-evaluation as a reaso n
for th e emotion? I n cases of guilt for an undeserved benefit, I think we might
well begi n with anticipator y self-referentia l guilt, i f we appea l t o a deman d
for "leveling" : a requirement that th e agen t brin g himself down to th e leve l
of others i n a group wit h which he identifies, if only by subjecting himself t o
emotional self-punishmen t for exceedin g th e norm. What he should punis h
himself with , accordin g t o this suggestion , i s discomfort a t th e thought tha t
he has done something to deserve punishmentthough all he really may have
done i s to fai l to inflic t i t so far. Indeed, som e demand o f the sortrequirin g
in th e firs t instanc e unconsciou s self-referentia l guilt, whic h the n ma y b e
masked b y guilt with som e othe r (perhap s indefinite ) objectma y see m o n
occasion t o be imposed b y others as a condition o f participation i n the group s
to whic h w e ar e boun d b y mutual identification . Breakin g awa y fro m th e
family, for instancewhether b y one's own efforts or by the death of parent s
or other misfortunes of family members that do not befal l oneselfis a prime
source of separation guil t and ca n sometimes b e encouraged b y family mem -
bers.
Morris's discussio n bring s u p resentmen t an d indignatio n a s appropriat e
reactions on the part of others (alon g with self-reproach on the part of the agent
as involved in feelings of guilt) only in connection with moral guilt. 25 But others'
reactions in nonmoral case s may also include other-directed form s of blame of
the sort that demand guilt of the agent, sometimes in no less fiendish forms than
the one suggested. Part of showing that one identifies with others in a way that
makes inequalities unwelcome involves the willingness to make up for inequali-
ties with self-inflicted emotiona l distress. But this is an unachievable aim in many
cases, an d accordin g t o th e accoun t I have offered, i t i s based o n a n illusory
feeling of responsibility. I now want to argue, however, that there are some cases
in which guilt may b e rationally appropriate eve n without adequat e ground s
for other-directe d blame.
166 Sensibility an d Standpoints
2. Perspectiva l Appropriateness
gate responsibility. But I take this to mean that the representational rationality
of guilt (along with other emotions) will be properly influenced b y instrumen-
tal considerations: The standards of emotional appropriateness will be adjusted
to reflect fact s about the general practical adaptiveness of a given emotion ten -
dency, or its value as a motivator. Fo r guilt, my account will have the effec t o f
extending the emotion beyond the corresponding judgment of faultand beyon d
other-directed emotional blame, as we shall see, for an asymmetrical treatment
in rational terms of guilt and persona l anger .
questions such cases raise. What I hope to provide is just an explanation of some
of th e relevan t questions . Ou r reaso n fo r picking out "slices " of the evidence
for purposes o f emotional reactio n (and hence for its assessment) has to do with
the function of emotions in directing attention: They serve to hold in mind rea-
sons of potentially immediate or isolated significanceby contrast with evalu-
ative belief , which essentially involves putting the sam e sort s of proposition s
into storage, connecting them with our other beliefs as settled response tenden -
cies. A s I noted earlier , this means that w e nee d onl y justify somethin g shor t
term i n justifyin g a n emotiona t an y rate , i f we limi t ourselve s to it s basi c
qualitative justification, ignoring many important question s o f degree.
The sam e point als o seem s to hel p explain wh y warran t fo r emotio n an d
belief will be affected differentl y b y the practical adaptiveness or instrumental
value of a given evaluative thought. On e should expec t emotio n with it s basis
in attentio n t o b e sensitive , most notably , t o fact s abou t th e usefulnes s o f a
thought i n motivating action. A s a quick response i n many cases, however , i t
cannot res t o n any sort of calculation of consequences in the case at han d bu t
at most ca n come t o registe r the general value of the kin d of thought i n ques-
tion. A belief, on the other hand, need not b e borne in mind, and the results of
including a certain evaluatio n among the objects of belief will be more unpre -
dictable insofar as beliefs are both less present to consciousness in standard case s
and longe r term . At any rate, as a normative matter, tie d to our acceptance of
representation a s its defining function, we exclude considerations of adaptiveness
from ou r weighin g of the evidence for belief. This amounts t o assignin g belief
its straightforward mind-to-worl d directio n o f fit . My alternativ e suggestio n
for emotion s migh t b e summed u p a s a clai m tha t emotion s exhibi t variable
mind-to-world fi t to the extent that their representational function incorporate s
reference to forward-looking practical reasons along with the sorts of backward-
looking reasons tha t constitute evidence. The standards o f evidence are raised
or lowered , tightened o r relaxed , i n ligh t o f facts about th e genera l practica l
adaptiveness of a given response tendency .
The resulting picture of emotional justification ties emotions to somethin g
more like perceptual standpoints than a unified conception o f "the world." The
range of allowable standpoints will be limited by facts of the sort that properly
govern objects of attentionfacts about the general significance of certain pieces
of informationbut since these are evaluative, they presumably do not fit into
"the world" in the sense intended. Even if one attempted t o include them, how -
everas a kind of "atmosphere" to the world, saythe point for our purpose s
is that one would hav e to allow for multiple worlds (or a world with multiple
overlapping atmospheres) to capture emotional appropriateness .
The notion of appropriateness tha t this account yields may be thought of as
"perspectival" becaus e it allows for the assessmen t o f emotions i n relation t o
particular subsets or perceptual slices of the total body o f evidence, as well as
in relation to the evidence overall. It rests on the general point that what we are
justifying in justifying an emotion is essentially an affectivel y mediate d tendency
to direc t attention rathe r than the sor t o f settled respons e tendency that i s at
issue in assessments of belief. The notion allows for appropriate emotion in cases
170 Sensibility an d Standpoints
This is to say that guilt in the relevant cases functions as a way for the agent
to clear himself via emotional self-punishmen t of any suggestion o f benefit from
being favored above the other members of a group with which he identifies. It
expresses the fact that he does identify with the group by bringing him down to
its level in emotional terms. On the perspectival account, hi s self-attribution of
responsibility also has to res t o n a natura l way o f sorting the availabl e infor-
mation. I think we can sa y that i t does i n serious cases o f survivor's guilta s
opposed to just any case of guilt for the ills of the worldinsofar as the though t
arises naturally as a question i n others' minds where people ar e genuinely "in
the same boat" in some respect or other.33 These are cases in which it is natural
to resent inequality.
However, th e account doe s no t accep t others ' persona l resentmen t o f the
agent a s warranted i n such cases . It matter s t o th e justificatio n of survivor' s
guilt that it is self-inflicted a s a way of expressing identificatory commitments.
Others ar e in no position t o decide for the agent what these are to be; the mos t
they can reasonably do i s demand tha t h e decide a certain way a s a conditio n
of grou p acceptance . Bu t even this doe s no t pic k ou t guil t i n particular: Th e
emotion come s out a s optional, morally speaking as well as rationally, to th e
extent tha t other feeling s suc h as those involve d in humility represent alterna -
tives for accomplishin g the sor t of leveling in question .
The cases I have brought u p s o far give us the beginning s of a continuum of
cases on the question of grounds fo r guilt short o f beliefand th e beginning s of
an argument from appropriat e guil t feelings to a kind of objective guilt suitable
for dilemmas . What varies in the cases is the strengt h o f the reason w e have for
attention t o the prepositional objec t of discomfort involved in guilt feelings: the
thought tha t the agent is responsible for a wrong. I n the original version of the
accident case, but not in the variant case or the typical taboo cases, we consider
it reasonable as well as understandable fo r someone i n the agent' s positio n t o
raise the question of guilt. Appropriate case s of collective guilt and survivor's guilt
seem to involve something stronger, however: Unlike either of the accident cases,
they are cases in which the question of responsibility also naturally arises in other
people's minds. There is a social as well as a nonidiosyncratic psychological basis
for th e emotion, tha t is a basis for claiming that the agent really is tainted by
what his society has done in his name, say; or that there is a real need to make up
for inequalit y of the sort that undermines group solidarity. The other case s that
Morris emphasizes, such as guilt for thoughts, see m to me to vary with the par -
ticular circumstances in respect t o where they fall o n the continuum. But I now
want t o extend the continuum in the direction of greater strength of reasons fo r
attentionto case s in which there i s reason no t jus t for raising the questio n o f
responsibility but also for reaching a positive conclusion .
Real Taints
My appeal to the notion of tainting in explaining the psychological function of
guilt in the last section suggested a way o f distinguishing among cases of guilt
178 Sensibility an d Standpoints
for the unavoidable. What we wanted there was a way of distinguishing between
appropriate an d inappropriate subjective guilton a notion of appropriatenes s
that di d no t reduc e to warran t fo r th e correspondin g judgment , of objective
guilt or fault . O f those case s that com e ou t a s appropriate o n the perspectiva l
account it seems that some do and some do not involv e what might be thought
of as a real tainta real need to dispe l the appearance o f fault, let us sayas a
result of involvement in the act in question. I now want to suggest that this notion
is sufficiently objectiv e to allow for a reasonable interpretation of the comments
of agent s i n survivor's guilt and relate d cases . I t also wil l hel p us understan d
what i s at issue in cases of dilemma.
I should firs t poin t ou t tha t th e agen t in the acciden t case is not tainte d b y
involvement i n a morall y offensiv e ac t i n th e wa y tha t Agamemno n is , fo r
instance. The cas e involve s a nee d t o clea r oneself, in response to a questio n
that naturall y arises about one' s ow n responsibility for what happened; but as
I understand it, the case assumes that the question does not arise in minds other
than one' s own . I t is taken a s obvious, that is, that th e agent in the case is not
responsible for a wrong; indeed, as the case is set up, no wrong was done. What
justifies attentio n t o th e questio n o f responsibilit y and henc e make s guilt an
appropriate reactio n is the adaptiveness on other occasions of the general emo-
tional mechanis m guilt brings into play . This i s to sa y that there i s no rea l or
objective correlate o f guilt in the particula r case at hand , though th e case ha s
important motivationa l implications for other cases .
What I want t o argue, though, is that more tha n thi s is involved in cases of
dilemmaand even in the sorts of cases that Morris cite s as examples of objec-
tive nonmora l guilt . As a firs t ste p i n the argument , w e migh t sa y that thes e
cases involv e an appearanc e o f faultsomething to whic h others beside s the
agent migh t be expected t o react, so that guilt functions essentiall y as a way of
heading off others' blame. The agent's nee d to clear himself i s based on some -
thing intersubjectively real, that is. I refer to it as a "taint" to mark what I take
to b e its nonaccidental resemblanc e to th e primitiv e notion, whic h involve d
various punitive or cleansing rituals acted ou t eve n on inanimate objects used
as instrument s of wrongdoing. 35 Bu t my point i s not jus t abou t wha t w e ar e
inclined t o sa y in cases of dilemma . For on e thing , the verba l point doe s no t
really apply so readily to al l such cases, as we can se e by considering what w e
would say about the agent in the case drawn from Sartre. Failure in one's duties
as a son or a citizen may not dra w th e kind of harsh reactio n fro m others that
leads us to speak of a taint as opposed to a serious moral shortcoming or other
flaw. M y point her e is just that there is something, whateve r it amounts to o r
should be called, that gives guilt more than individual psychological backing in
such cases .
A taint in this sense amounts at least to an intersubjective tendencyto raise
the question of responsibilitysomewhat on the order of a "suspicion" of objec-
tive guilt in the semiobjective sense in which that term is sometimes used. To be
tainted i s to b e "unde r a cloud" o f suspicion , or reasonabl y subject t o suspi-
cion on the part of others, as opposed t o just having reason oneself to raise the
question of responsibility, which is all we need for appropriat e subjective guilt
Unavoidable Guilt 17 9
as in the acciden t case. What we are doing here, one might say, is reinterpret-
ing the primitiv e notion i n psychological terms. A n agen t i s really tainted o n
this account wher e he has a real need to clear himself in the eyes of othersno t
just wher e other s woul d i n fac t b e suspicious bu t onl y where, i n ligh t of th e
facts or the evidence available (assumed to constitute a natural perceptual slice
of the overall evidence), they would have real reason t o be. At a minimum they
have reason to deman d an explanation. Emotiona l guil t is essentially a way of
heading the m of f b y raisin g the questio n oneselfan d reactin g t o it , a s a n
instance o f a genera l response tendenc y learned for it s motivationa l useful -
ness o n othe r occasion s tha t als o serve s on thi s occasio n a s a for m o f self -
punishment, symbolically distancing the agent from even nonculpable involve-
ment in moral wrong.
To se e how th e notion o f a real taint in the sense of intersubjectively war -
ranted emotional guilt applies to casesfillin g ou t th e rational portion o f the
continuum o f case s mentione d i n th e precedin g sectionwe migh t first con -
sider variants of the accident case in which the agent does have "something to
answer for " i n others' eyes, even if he would in the en d b e declared blameless.
One might suppose that the agent did something a bit irregular in his car upkeep
that required explanation i n light of what happened. Perhaps it was not really
a factor in the accident; or perhaps its explanation would amount to an excuse.
In any case, the very need to suppl y such a reason i s enough t o yield a limited
objective basis for guil t on the account I have offered .
By contrast , o n th e usua l interpretation o f the acciden t case , th e nee d t o
supply a reasonto defend oneself against charges of objective guiltis a matter
of individual psychology, albeit by no means idiosyncratic. In general terms: A
perceptual slic e of the relevant information that counts a s a natural objec t of
attention fro m the standpoint o f individual psychology may not have the same
status fro m a socia l standpoint. I n the origina l accident case , other s typically
would dismiss the agent's guilt feelings as making no sense to them, simply on
the basis of what is immediately evident. In other cases, further question s may
be in ordereven i f we sometimes suppres s them to preserv e social harmon y
or the agent's peac e of mind. Despite its social reference, that is , the notion o f
a tain t i s not merel y conventional: An agent may hav e something to explai n
independently of whether others in fact demand an explanation; his real appear-
ance of guilt in this sense will not depend on whether he actually appears guilty
in others' eyes .
What shoul d w e say, then, abou t survivor' s guilt and th e other cases that
Morris wants to treat as involving real or objective guilt? The word "taint " does
not apply naturally to such cases, nor do such cases seem to raise a serious ques-
tion o f moral responsibility . Where the y do involve some sor t of wrong, a s in
cases of being favored financially over others, i t is something that is clearly not
the agent's fault ; what i s objectionable to other s abou t hi m is supposed t o be
just that h e benefits fro m th e situation , if only passively. However, I think we
can still say that the agent in such a case has a need to prove something to others
to expres s hi s solidarity with them, bringing himself dow n t o thei r leve l by
way of the sort of symbolic leveling behavior described earlier. Guilt here may
180 Sensibility an d Standpoints
Thus, even long after Agamemnon's sacrifice of his daughter, the act requires
explanation i n moral terms. Objectivel y speaking rathe r than subjectivel y (if
he feels nothing) , there is a need for Agamemnon to satisfy himsel f and other s
that the act was morally required under the circumstances. But we also want t o
say more tha n this: that th e act lef t mora l traces o f a sort tha t are summed u p
in the imagery of staining. It is a mark against him, a blot on his record of moral
action, and a threat to his character or virtueunless the wrongness of the deed
(from a limited but morally central standpoint) can somehow b e "put int o per-
spective" by rehearsing the explanation fo r it yet again.
The way dilemmas apparently differ fro m th e cases of intersubjectively real
taints just considered lies in something like the fact that Marcus notes in defense
of dilemmati c guilt:36 They d o involv e responsibilit y for a particular wrong ,
insofar as the agent in them chooses a wrong option i n the knowledge that it is
wrong an d carrie s through o n th e choic e b y voluntary action. O f cours e th e
choice is in some sense involuntary or forced on him; he has no control ove r his
range of options, in particular the fac t that all of them are wrong. So he is not
responsible for doing something wrong, or for wrong o r wrongdoing a s such.37
But he is responsible for th e particular wrong h e does i n a sense that exceeds
mere involvement in moral wrong. We might say that hi s act is culpable as far
as it goesperspectivally, in other words, or considered from a certain stand -
point, a standpoint that is important enoug h to count as morally significant in
itself.
This is more than a claim of general moral significance, of the sort that yields
feelings o f compunction i n respons e t o prim a faci e wrong . M y suggestio n i n
Agamemnon's case is that there are strong enough reasons against the sacrifice
of his daughter to make it count as wrong all things considered in the circum-
stances in which it occurs, eve n on the assumption that there are stronger rea -
sons o n the other side. That thes e reasons for counting the act as wrong als o
tend t o undermin e the agent' s mora l wortho r metaphorically , that th e act
stains the selfcount s a s a n objectiv e basis for fel t guil t that stil l makes psy-
chological reference bu t i s not therefor e merely intersubjective.
Marcus's ow n treatment of dilemmatic guilt does not seem to be limited to
a first-person standpoint in the way I have in mind. She appeals, a s I have just
done, to the agent's voluntary control over what he does in support of the attri-
bution of responsibility, but she does not distinguish between grounds for guilt
on the part of the agent and grounds for blame, the corresponding other-directed
emotion. Our intuitive view, I take it, is that blame in the sense of personal anger
is not reall y warranted i n such casesat any rate, for what th e agent does , a s
opposed to a failure t o fee l wha t h e ought to fee l abou t his action.
It may be reasonable to shun an agent tainted b y a seriously wrong actan
act on the order o f parricide, say, as in Agamemnon's caseor to fee l various
related emotion s (possibl y taken as variants of blame), such as personal aver-
sion or horror. But if we really agree that he made the morally best choice open
to him at ever y stage, it would not b e appropriate, though it might be natural,
to blam e him i n the sens e that entail s feelin g th e desir e to punis h him tha t is
characteristic o f anger . From a third-perso n standpoint, o n th e perspectiva l
182 Sensibility an d Standpoints
Dirty Hands
If w e thin k o f emotional guil t as a self-cleansin g ritual, w e ma y sa y that th e
agent i n a dilemma has real grounds fo r it to the extent tha t th e ritual is really
required to cleanse him of responsibility for a wrong. Thi s means that th e rea-
sons supporting a negative self-evaluation, even if evidentially limited, are mor -
ally important enough in themselves to affect th e assessment of the agent's mora l
worth unles s checkedas they are when th e agent subjects himself to guilt. To
remove the metaphor o f tainting, then, le t us stipulate, first , that th e reason s
are significant enough for the evaluation to register in attention i n the way that
unpleasant affect allow s it to dothus warding off a more settled negative self-
judgment. Fo r dilemmas , however , w e nee d a secon d stipulation , on e tha t
explains why the need for the self-cleansing ritual recurs: From the limited per-
spective of the act under consideration w e do have enough reaso n fo r reaching
a judgment of fault; the judgment is undercut onl y in light of the total body of
evidence. So attention t o th e act (whic h is morally warranted) warrant s emo -
tional guilt . What w e hav e in the rol e o f objectiv e guilt in dilemmas, then, i s
essentially an unsatisfiable needa need to dispel the appearance of fault, base d
on a limited subset o f the evidenc e that i s important enoug h b y itself t o yield
moral wrong .
Guilt functions o n thi s account a s a way o f preserving virtue by providing
some furthe r reason s o n the othe r sidebalancin g those tha t threate n t o un -
dermine virtue with evidence that the agent takes them seriously enough to suffe r
Unavoidable Guilt 18 3
about real objects. What I propose is a similar sort of intermediate account that
does not fi t Blackburn's characterization of his own vie w as a form of antireal-
ism, but tha t seem s to m e to yiel d a better resolutio n t o the proble m se t up in
chapter 1 for "subject-dependent" approache s to moral dilemmas.
I attempt t o fil l ou t m y explanation o f the motivationa l mode l i n this fina l
chapter b y showing how i t differs fro m standard projectivis m and b y exhibit-
ing its implications for the view of moral emotio n a s essentially a kind of per-
ception o f moral saliences (section 1). My aim is to pul l together an d t o place
into perspectiv e som e o f th e divers e points an d insight s that emerge d a s my
argument her e proceeded throug h th e rang e o f issues brought u p initiall y by
moral dilemmas. The problem of dilemmas, as I have understood it , centers on
a question abou t the rational coherency of a moral cod e that generates set s of
practical o r action-guiding oughts incapabl e of joint satisfaction. M y answe r
has interpreted moral action-guidance as based on the interplay between indi-
vidual and group standpoints. Emotio n function s primarily on my account a s
the source o f individual motivation t o conform t o a moral code set up i n the
first instance as an instrument of group flourishing. It is justified b y its general
motivational role in a way that allow s for unsatisfiability o r some othe r moti -
vational foul-up on a given occasion. On the other hand, its own social sources
block any simple foundationalist view of emotion i n relation to the content of
the moral code .
The metaethical role of emotion i s multileveled and complex i n ways that I
attempt t o bring out i n this chapter. Among the morally significant aspects of
emotion i s its capacity to take in other evaluative standpoints vi a identification.
I have made much of this capacity in my account o f guilt, as a prime exampl e
of a socially constructed emotion . Bu t we may als o see identification in more
general terms as the source of a kind of emotion-based knowledge, both of other
individuals and o f the interpersona l standpoint tha t inform s the mora l code .
This latter is important a s providing another way between two horns in recent
debate: the personal an d the impersona l standpoint s a t issue in discussions of
the value of ethical impartiality.4 It also lets us characterize dilemmas as a prod-
uct of the basi s of ethics in combining different standpoints . O n th e accoun t I
have defended, these come ou t no t jus t as conflicting personal standpoint s o f
the sort that ca n result from different role s or othe r source s o f obligation bu t
more fundamentall y a s complementary metaethical standpointso f th e indi-
vidual agent faced with a moral decisio n and o f the social end that governs his
behavior a s a moral agentwhose interactio n can go wrong i n the particula r
case. I end wit h a discussio n o f some problem s fo r th e genera l view of ethic s
(section 2) that has emerged from this attempt t o understand dilemmas as con-
flicts of action-guiding moral oughts .
1. Th e Motivationa l Model
Forms of Subject-Dependence
Blackburn's quasi-realism is essentially a way of reconciling projectivism with
the "ordinar y language " evidence for realism . We speak o f ethical statements
as true or false, most notablyas objects of doubt and o f knowledgeand we
use them in unasserted contexts such as conditional clauses without reference
to the speaker's current emotion or other attitude. Blackburn attempts to explain
such features o f ethical discourse in terms of a complex set of semantical con-
190 Sensibility an d Standpoints
In othe r words , the worl d i n itsel f contain s n o mora l fact s against whic h w e
might measure our moral statements; a discrepancy does no t impl y inaccurate
description but rather some sort of failure to act properly. Yet it is perfectly apt
to spea k of such statements a s true or fals e o n Blackburn' s view insofar as we
construct truth an d simila r notions t o furthe r th e practical aims of moral dis -
course.
One might want to say that an extended notio n of "the world " results from
our creation of values on this account. This is essentially the view I have taken,
with the moral code see n as a creation o f the human min d but once created as
taking o n a lif e o f it s own i n constraining furthe r moral choices . Th e rule s it
comprises exhibi t the world-to-mind directio n o f fit that Blackbur n attributes
to our moral statements in the passage just quoted. But moral statements them -
selves may on this accoun t b e understood a s having a descriptiv e function to
the exten t tha t the y describ e the working s o f th e code . Mor e precisely , they
describe human action i n terms of its fit to the codea s satisfying o r failing t o
satisfy th e mora l rules . The cod e itsel f ma y b e see n as a kind of projection of
Basing Ethics on Emotion 19 1
However, remark s like these about the "best possible set of attitudes" see m to
require interpretation themselves in terms of the speaker's attitudesa s endors-
ing a certain sensibilityo n Blackburn's account o f value. 15 Blackbur n often
brings in higher order emotion s an d other attitude s toward one's moral emo-
tions i n his detailed account of quasi-realism. They figure, for instance, i n his
explanation of the use of moral terms in unasserted contexts , with the speake r
understood a s endorsing logical and other connections amon g endorsements. 16
And they also underlie his explanation of moral truth to the extent that seeing
our moral judgments as false depends on the notion o f an improved standpoint
of evaluation from whic h we may admire or disavow our first-order emotional
propensities.17 Fundamental reference to a judgment of emotional appropriate-
ness take n a s descriptiv e could no t d o thi s jo b withou t compromisin g the
expressivist cast of Blackburn's theory.
192 Sensibility an d Standpoints
The same must be said, then, of appeals to group flourishing or even to par-
ticular moral ends such as fairness as constraints o n the moral code. I suggested
several alternativ e ways of making sense of such constraints i n chapter 3i n
terms of judgments of group value, for instance, on a version of the perceptual
model; but also in motivational terms, as supporting the teachability of moral
rules. An expressivist account , though, woul d seem to hav e to rel y on a basic
expression of preference at some point in the explanation. If it is expressivist at
the leve l of moral judgments , moreoverand I shall later sugges t that i t need
not beit would hav e to do without the separation into two components tha t
allows for a version of externalism.18 That is, from within morality on my own
account on e has to endors e the sort o f cooperative sensibility that is constitu-
tive of the moral enterpriseor at any rate, one has to endorse it by and large
but the content o f morality is given independently. So one can withhold the en-
dorsement and still acknowledge moral truths.
For an individual property analogous to group flourishing on my proposed
view consider health as an end that might be said to b e constitutive of medical
practice. The doctor's warnings about alcohol may be understood an d acknowl-
edged, with healt h seen as the standard of adequate functioning proper t o the
sort of entity that is in question, a body, even by someone whose current com-
mitments lie elsewhere. Similarly, group flourishing may b e seen a s a norma -
tive constraint governin g groups, spelling out the elements of group perfection,
but assesse d fro m a standpoint th e speaker may reject.
It is worth notin g tha t neithe r of these standpoints, medica l or moral , has
to b e taken a s settin g u p a n invarian t ideal: There ma y b e interna l conflicts
among th e elements i n question, so that a n individua l might hav e to choose ,
say, betwee n hig h energ y and placi d endurance , on th e mode l o f th e choic e
between societie s stressing cultural achievement and thos e conten t t o mak e a
relatively unperturbe d contributio n t o th e strea m o f life . Thi s ma y b e some -
what weake r tha n Blackburn' s view, with it s assumption tha t mora l trut h is
constructed t o serv e the pragmati c ends of moral discourse , favoring a single
answer to questions set up in moral terms.19 Blackburn's view apparently builds
in the philosopher's concer n with dialogue and debateor perhaps particularly
the linguistic emphases of his semantical approach t o metaethics . At any rate ,
on my own accoun t eve n the overarching end of morality need no t b e shared
by someone wh o grasp s the content o f a moral judgment.
Subject-independence o n m y accoun t rest s on mor e tha n a highe r orde r
positive attitude toward subject-independence as in Blackburn's quasi-realism.
It also seems to provid e a basis for a descriptivist interpretation o f moral lan-
guage. A moral judgment may be understood, not necessarily as expressing the
speaker's attitudes , bu t a s purporting t o describ e the world i n terms of some
standard o f morality tha t count s a s "real" enough fo r the purpose, whateve r
its origins as a projection o f attitudes. It is a real invention or artifact , some-
what on the model of a computer program, which once designed constrains what
the programme r ca n doincludin g his attempts to modif y it . Bu t the sor t of
reality in question here should not be confused with that claimed by metaphysical
realism: the vie w that abstrac t propertie s exist apar t fro m th e thing s whose
Basing Ethics on Emotion 19 3
properties they are. Existence apart from the mind of a putative subject of knowl-
edge is all that is in question, as with the color properties discusse d in the debate
over the perceptual model o f realism.
I hav e suggeste d "socia l artifac t realism " a s a nam e fo r thi s alternativ e
approach t o metaethics. However, i f the word "realism " pose s problems, w e
might just get rid of it and speak instead of social artifact "descriptivism" a s an
alternative to the expressivist version of projectivism that Blackburn draws from
twentieth-century metaethics in the tradition stemmin g from Hume. Th e view
still shares with Hume the insistence that moral properties ar e not simply "ou t
there" a s objects of perception, eve n though our moral language often suggests
as much. But neither are many of the acts we describe by reference to such prop -
erties. Instead of filling ou t th e Humea n accoun t o f moral language , the view
essentially expands Hume's accoun t o f the moral imagination b y taking some -
thing like the standard to which he appeals in making sense of justice as under-
lying more basic moral attitudes, to the extent that morality entails a principled
extension to new cases.
It is appeal to som e suc h standard tha t provide s the hardness o f the mora l
"must" and that thereby helps make dilemmatic cases hard enough on the agent
to avoi d th e proble m I se t u p fo r subject-dependen t view s i n chapte r 1 .
Blackburn's quasi-realist projectivism and m y own vie w both se e ethics as in
some sense subject-independent even though emotion-based . However , it was
subject-dependent motivatio n tha t wa s i n questio n i n chapte r 1 . The two -
component view allows for a split between content an d motivation, s o that the
motivational force of an ought with all-things-considered rational statu s nee d
not actuall y be strong enoug h to win the day. At the same time, th e self-pun-
ishing aspect of guilt as a substitute for action and its anticipatory role as a moti-
vator i n advance of actio n ma y b e said t o kee p th e agen t o n th e hook . If we
allow fo r "perspectival " guilt , with a real bu t limite d foundation i n a mora l
"taint" o n th e agent , th e emotio n wil l be warranted b y the ough t th e agen t
violates in a dilemma.
By contrast, thoug h Blackburn could of course allow for guilt or some othe r
unpleasant residue of moral conflict, he could no t provid e any firmer founda-
tion fo r it than ho w we ultimately happen t o feel. 20 That is, a requirement to
feel guilt y would seem to have to rest o n our higher orde r attitud e toward the
emotiontoward a certain sort of sensibility in reaction t o a dilemma. To avoid
my objections to Hare's treatment of moral residue s in virtue-ethical terms, th e
account migh t endorse ange r o r som e simila r emotion towar d a n agen t wh o
fails t o exhibi t the requisit e sensibility. But this would itsel f express a certain
sensibility. At no poin t coul d w e simply appeal t o th e moral demand s o f the
case, th e conten t o f the practica l ought s i n conflict, as dictating what to feel .
My own account departs from expressivism in the first instanc e b y analyz-
ing emotions in terms of ought-judgments and other evaluations. This may seem
to make moral judgment prior to emotionwith odd results for the attribution
of emotions to animals and humans that lack the capacity for moral judgment
but i t is important t o not e tha t the dependenc e is not one-way. 21 My detailed
account o f guilt migh t in fac t b e viewed as providing a particular example of
194 Sensibility an d Standpoints
Emotional Perception
A perceptual interpretation of moral emotio n ma y see m to b e implied by the
role we accord emotional reactions as evidence of the truth of moral judgments.
Despite the original use of "intuition" i n ethics to stand for an intellectual fac-
ulty, the term now ofte n seem s to b e applied t o any gut feelin g i n response t o
particular cases. In attempting to systematize our emotional reactions into gen-
eral principles, it might be said, wha t w e are doing is weeding out illusio n by
applying a test of coherency. What passes the test counts as a perception o f the
moral facts.
This accoun t o f things also ma y see m to fi t ou r preanalyti c treatment o f
emotions as a guide to moral decision-making. A feeling of discomfort at some
act I have managed to justify to myself or that others are trying to persuade me
to do is something we count as a reason fo r moral mistrust. The act just "feels
wrong." However, I would suggest that such appeals to emotion as a bearer of
moral knowledge may be understood withou t the analogy to sense-perception ,
in terms of the motivationa l role I have assigne d to mora l feeling . Th e us e of
emotion to motivate moral behavior lets us take emotional reaction s as data
in th e firs t instance , as clues to wha t we really think, to th e exten t tha t they
involve urges to act . O n m y account, tha t is , they have an evaluativ e content
that i n ordinary cases is keyed to ou r mora l beliefs rather tha n directl y to th e
facts themselves, as on perceptual versions of realism. But they may b e said to
"track" the relevant facts, at any rate roughly, and to provide the bases for an
inference to them, insofar as they are taught to us as motivational props of the
moral code. They register the values instilled in us as part of the process o f set-
ting up the code b y linking it to individua l psychology.
Emotions may also be said to provide a kind of moral knowledge that short -
cuts belie f i n som e cases . Thei r motivationa l functio n depends o n directin g
positive or negative attention toward thei r evaluative objects, which might not
always be accepted as objects of belief. We might think of empathy, for instance,
as providing a kind of nonmoral knowledge, of others' menta l states, b y way
of evaluativ e standpoint s understood no t t o appl y to ourselves . But to gran t
Basing Ethics on Emotion 19 5
this is not to say that we "perceive" others ' mental states via emotion i n a sense
that implie s direct awareness ; rather , ou r awarenes s i s mediated b y imagina-
tion. In any case, emotiona l knowledg e of moral truth s come s ou t a s a much
more complex matter on the sort of account I mean to suggest here than it does
on a perceptual model . I shall have more to sa y in my next sectio n abou t th e
sense in which empathy ma y affor d individual s a source o f specifically mora l
knowledge vi a identificatio n with th e group . Fo r th e moment , le t me take a
simpler example of emotion without belief.
Suppose I feel uneasy about some action that in fact seems justifiedgrad -
ing a paper I take to b e irredeemably bad, say, on the basis of just the first few
pages. Emotional discomfor t here serves to hold i n mind a general rule enjoin-
ing punctilious performance of all job-related duties that prescribes completing
the paper. The result in this case is a variant of guilt; but the mechanism in play
here extends beyond self-punitive or even negative emotions in a way that may
indeed make it seem to resemble perception. Perceptua l language came into my
discussion o f the evidential assessment of oughts in chapter 2, where I used the
image of figure/ground dominance to make intelligible the persistence of nega-
tive oughts i n th e fac e o f conflictthe source o f dilemma s on m y account i n
terms o f sufficiently stron g reasons. On e might suggest, then, that moral emo -
tions amount to perceptions o f the force of moral reasons .
There i s a kernel of truth i n this view to the extent that emotional comfor t
and discomfor t o n m y own accoun t o f emotion s migh t b e said t o registe r i n
affective terms their positive or negative evaluative content. However, we have
to b e careful no t to take "perception " too seriouslyeve n after cancelin g out
any sensory connotations, a s I have done. For our emotional access to the facts
is typically mediate d b y beliefspossibl y false beliefs , a s m y example here is
meant t o indicate . My "perception " o f the importanc e o f completing an irre -
deemably bad paper i s explainable as the residue of an emotion securing atten-
tion t o a general rule that i s thought t o b e important enoug h b y and larg e t o
justify a few spillovers to othe r cases. Eve n in veridical cases, moreover, wha t
emotional attentio n hook s ont o in the firs t instanc e may b e something to b e
added to the surrounding situation, not something found in it: the act to be done,
not som e property of the world by virtue of which it demands action. And the
emotion ma y be at som e remov e from th e situationlik e an allergi c reaction
to a food enjoye d a t the time but producing hives a few hours later .
One migh t object that sense-perceptio n als o depend s on ou r expectation s
and othe r belief s abou t th e situation. However, to pic k ou t mora l emotion s I
take it that we need to assign them a belieflike content, even if it is one that ha s
to be left indefinit e in some cases. Consider a case involving more in the way of
affective qualit y than the one just cited: moral horro r at the thought o f a seri-
ously wrong act such as Agamemnon's parricide. The sensory "feel" of this and
similar reactions may be part of what motivate s the analogy to perception, bu t
it seems to have sources in imagination that are distinguishable from th e simple
awareness of moral wrong. I would interpret it as an identificatory response t o
the victim's pain and feeling s of betrayal or t o society' s feelings o f aversion to
the perpetrator . T o assig n the feelin g a specificall y mora l content , though ,
196 Sensibility an d Standpoints
emotional perception i n the broad sense just indicated? Can one simply see, for
instance, that harmony and stability are traits of a flourishing group in the way
that the detective recognizes the solution when it occurs to her?
The analogy is too simple, I think, for what we have to deal with in the moral
case are constraints on what is to count as a solutionas if the detective had t o
choose betwee n two partial solutions, both wit h some loose explanator y end s
but on e yieldin g a bette r accoun t o f how th e dee d wa s don e an d th e othe r a
fuller accoun t of the perpetrator' s motive . Suppose she opted fo r th e firs t ex -
planation o n the grounds tha t a murderer's mental states ma y no t alway s be
open to understanding or scrutiny. If we share her basic explanatory expecta -
tions, must we b e given pause by the though t tha t someon e els e migh t have
different explanator y expectationsmight insist, for instance, that understand-
ing an act requires understanding its reasons?
By admitting that the acceptance of a certain solution rest s on a basic deci-
sion on explanatory issuesrather than on some sort of perception o f explana-
tory adequacyw e would no t b e taking a statement of the solutio n simpl y as
expressing th e speaker' s explanator y expectations, an y mor e tha n a jur y i n
announcing its verdict is simply expressing the presumption of innocence. Simi-
larly, i n th e mora l case , ou r relianc e on a choice of basi c values at a certai n
level need not be taken as undermining descriptivism; our moral judgments may
be understood as describing acts in accordance with the values we have chosen
rather than simply as expressing the choice of valueseven if the choice intro-
duces a relativistic element. This account still gives us what we want from real-
ism as long as our value-choice is implicit in the moral code, as a social/histori-
cal artifact that is not modifiabl e at will. Whether it is thus implicit is a matter
for argument on occasions when we encounter a real disagreement about basic
values, about which I say more in the next section .
The motivationa l mode l defende d her e a s a wa y o f understandin g th e
metaethical relevance of emotion seems to me also t o yield a bette r notio n of
its normative ethical relevance. It allows for the importance o f the "forward -
looking" assessmen t of different emotion s in accordance with their motivational
effects b y letting it influenc e th e standard s o f emotional appropriateness . B y
contrast, the analogy of perceptual correction t o remove the distortions of per-
ception fro m differen t standpoint s tends to produce a "disinterested " idea l of
moral judgmen t as somethin g essentiall y impersonal. On e lin e o f argumen t
sparking the current revival of virtue ethics rests on the importance o f particu-
lar personal standpoint s o f evaluation.22 But the motivational mode l seem s to
provide a clearer picture o f the reasons fo r the moral assessmen t o f emotion s
that virtue ethics brings to center stage.
On a n accoun t o f moral training like the one drawn fro m Aristotle, emo -
tions ar e take n a s subject s of praise an d blam e not jus t because o f their ten -
dency to lead to overt action but for their own sake.23 They are typically under-
stood in terms of character traits, but the motivational model sees them as based
on acts of a sortacts o f attentioneven where they do no t lea d to over t ac-
tion. In admiring someone's courage, say, or his sympathy and concern , what
I value in the firs t instanc e is his tendency to hol d in mind certain thoughts in
198 Sensibility an d Standpoints
2. Sensibilit y an d Standpoint s
One way of basing ethics on a kind of emotional perception has indeed emerged
from m y argument here to the extent that it underscores the role of empathy in
moral judgment. The motivational significance of empathy as a way of binding
oneself to others was important t o my defense of emotional guilt , which I inter-
preted a s an identificator y mechanism, in response t o mora l dilemmas . Emo -
tional identification also can b e seen as yielding a form of knowledgeknowl-
edge o f others' mental states, o f the sort that came up i n the las t section, an d
also, we should now note, a form of specifically moral knowledge to the extent
that it enables us to take a perspective essential to morality, that o f the grou p
as a whole .
The picture of morality to which I have appealed rest s on this overarching
view o f things i n its reliance o n a notio n o f group flourishin g as guiding th e
correction o f the moral code. This ideal is meant to b e understood b y analogy
to the Aristotelian notion of individual flourishing or happiness. Though I have
allowed a standard wa y of referring to our estimate s of flourishing in terms of
the ascriptio n o f value-properties, it i s important tha t the propertie s i n ques -
tion are often unrealized . The sam e is true of many of the other properties that
we understan d vi a empathy: They involv e state s o f feeling , fo r instance , tha t
would resul t from som e futur e actio n w e are contemplating bu t ma y no t do .
Basing Ethics on Emotion 19 9
Perception of external objects is not the right model for such cases. In my argu-
ment up to this point I mainly took for granted ou r views about group flourish-
ing and saw moral emotions o n my motivational account a s imposed o n indi-
viduals in order to enforce obedience to a pre-existing moral code. But we now
might probe deeper , to questions abou t th e bases of the code.
Morality woul d of course b e undermined by a certain kind of basis in emo-
tion, whereas the epistemic role of emotions o n the perceptual realist model pose s
no threat. However, the tendency of this essay has been to uncover various ways
in which the motivational role of emotions affect s the content o f the moral code
and to reinterpret their epistemic role in terms of it. I want to complete my argu-
ment, in this section, by beginning to respond t o some problems that might be
raised for the view that has emerged here, indicating how I think they might be
handled b y extensions of it . In particular, I attempt t o sho w a t leas t roughly
how objection s concerning the view' s relianc e on a standpoin t tha t seem s t o
oppose individua l autonomy can be countered b y a notion o f self-identity that
brings out it s sources in group identification.
A variant of group identificationself-projection int o the standpoint o f the
whole (not to be confused with the impersonal standpoint)ultimately figures
as one of the sources of our insight into group flourishing. We understand what
makes a group flourish b y analogy to the way we understand individual happi-
ness in the case of another agent, puttin g ourselves into the imagined position
of the group in question. This positive appeal to imagination stands in contrast
to th e eliminatio n of personal biase s that produce s disintereste d moral emo -
tions on the usual perceptual model, bu t i t can still be seen as involving a cor-
rection o f individua l perspective . O n th e othe r hand , i t ma y seem to involv e
personifying th e group i n a way tha t calls to min d the collectivis t excesses of
nineteenth-century idealism. I want to suggest , instead, tha t grou p identifica-
tion underlies a certain kind of individual self-regard.
vidual slant on things to attain it, as on the usual account of perceptual correc-
tion. But it is important t o the moral cast of mind the account yields that ou r
corrections are not meant to achieve an impersonal standpoint; rather, they aim
at a certain overarchin g pattern o f personal standpoints .
The resultin g imaginary standpoint, o f enlarged self-interest , is a psycho -
logically rewarding one to take. Any barriers to i t involve forgoing something
personally valuable, if only because they put limit s on th e pleasure s of imagi-
nation. I think we can use these reflections to get at some specifically social rea-
sons for adherence to moralitythus in effect expandin g the standard notio n
of autonomy a s self-rule t o includ e identification with the mora l community .
Such an ideal can be made to yield a modern version of traditional Aristotelian
approaches t o virtue ethics, with their reliance on individual flourishing a s an
aim that depends on relations to other s bu t can be all too easil y limited to an
elite subgroup. The aim serves as something that might induce an agent to behave
morally withou t necessaril y advancing his welfare. What I think my socially
based approach migh t be able to add to fill this roleparticularly in cases where
individual flourishing has to b e sacrificed, even in a moral sense, as in second-
order dilemmasi s a vie w of grou p flourishin g a s affectin g individua l self-
identity and henc e the worth o r meaning of an individual life in a sense distinct
from individua l flourishing.
I shall attempt to fil l ou t this suggestion in a moment, bu t its initial point is
to avoid a view of morality as simply imposed on the individual by processes of
social engineeringeve n small-scale engineering, of th e sor t involve d in m y
account of moral teaching via guilt in chapter 3. The basis of guilt in identifica-
tory processes tha t I went o n to describe in chapter 4 begins to move us away
from tha t model t o the extent that i t makes out eve n a socially manufactured
emotion lik e guilt as expressing a natura l emotional mechanism that i s itself
essentially social. My current suggestion involves extending that account to the
bases o f moral motivation . O n th e accoun t I have offered, guil t involve s the
absence of something positivea sense of community with others, let us say
that i n emotiona l term s ma y b e though t o f a s a for m o f pride . Prid e in thi s
communitarian form may be seen as a socially based element in our conception
of the meaningfulness of an individual lifeits worth in a sense that sometimes
detaches fro m individua l happiness or even virtue.
To put the matter simply: We derive self-worth in a fundamental wa y from
our identification with various overlapping groups and group projects. Actio n
on reasons give n by a particular group standpoint , whateve r its instrumental
costs o r benefits , has a self-fulfillin g expressiv e function fo r th e individual : It
enhances the self by identifying i t with something larger. Group identification
may be psychologically rewarding with respect to all sorts of group affiliations,
of course, includin g bad ones, but a s a source of value it presupposes a value-
laden notion o f group flourishing. It is a further mov e to the group standpoint
the standpoin t o f the whole , wha t I think of as the mora l standpoint , a s op -
posed to that of some elite group, or even of the various overlapping subgroups
an individua l in fac t belong s tobut I think it can b e mad e easier by under-
standing what i s achieved by social pride.
202 Sensibility an d Standpoints
Final Perspectives
I now wan t t o conside r som e furthe r objection s t o th e socia l vie w of ethics I
have proposed, o n the grounds tha t it s reference to th e surrounding commu -
nity gives it a conventionalist aspect . There ar e variou s way s o f defusin g th e
threat o f relativism. 31 Here I want t o sho w ho w w e might ward i t off, at an y
rate for terms o f serious moral condemnatio n suc h a s "wrong," by appealin g
to assumption s the socia l artifact view makes about hypothetica l correction s
to th e moral cod e i n force i n a given community. Various way s of avoiding a
relativist upshot ca n b e teased ou t o f the reference to a "viable " mora l code ,
particularly as understood i n light of possibilities of group overlap . William s
has recently defended relativism for groups tha t d o not com e into contact.32 I
shall eventually be using the possibility of group contact as one barrier t o rela -
tivism on the view I think of as roughly Protagorean: a s making man th e mea-
sure of morality, at leas t i n a collective sense, whethe r o r no t i t comes ou t a s
relativist on all definitions o r makes man the measure of "al l things."
The relativist element of the view seems to emerge when we call into ques-
tion the many references I have allowed to "the " mora l code. On my proposed
interpretation, moral judgments are to be taken as describing contemplated act s
in accordance with a corrected versio n of the code. The y therefore essentially
extend an d appl y a man-made standard whose creatio n amount s t o th e con -
ventional acceptance within society of certain practices of moral response, in -
204 Sensibility an d Standpoints
eluding but not limited to moral emotions. But we need to face a familiar prob-
lem about th e multiplicit y of conventionally accepte d standard s o n man y is-
sues, even within the same overall group.
The question turns on the possibility of conflicting group practices that can
result in basic disagreements over issues such as abortion o n which there may
be moral subcommunities in opposition. But an adequate answer for metaethical
purposes does not require picking out one such community as the source of "the "
moral code for a given speaker. The actual code may be thought of as indeter-
minate i n some case s withou t threa t t o wha t i s at stak e her e i n metaethical
termsthe existence of a right answer t o mora l questionswit h its basis in a
corrected versio n o f the code. There migh t very well be two righ t answers in
the sens e of conflicting ways o f correctin g th e code , bot h makin g it viable
insofar as they both would adequately promote group flourishing. Since viabil-
ity i s a "satisficing " rathe r tha n a "maximizing " notion , th e criterio n i t pro -
vides might be met in several equally acceptable ways .
On the other hand , this sort of conflict need not entai l metaethical relativ-
ismdepending on where we locate the initial indeterminacy that gives rise to
it and wha t w e take a moral judgmen t to say . A n indeterminacy in the cod e
itselfin ou r attempt to sum up the moral practices of the overall community
need not imply variation in the higher order standard appeale d to in correcting
it: what counts as group flourishing or as adequate promotion o f group flour -
ishing. On thes e questions of basic value, as opposed to specificall y mora l o r
deontic questions, m y view allows fo r a limited "perceptual " versio n of real -
ism. Bu t it is one that turns on a complicated feat of imagination (of hypotheti-
cal social practices and their effects o n the group a s a whole) rather than sim-
ply on "seeing" mora l properties i n the world around us. Much error is possible,
along with disagreement about how to tell what is an error, on such questions
as whether a group that restricts reverence for human life to postnatal forms of
it would be likely to flourish. But divergent views could be explained either by
different hypothetica l factua l conjectures o r b y problem s i n performin g the
imaginative acts required for moral perception .
However, a n explanation o f the latter problems might be thought to intro-
duce a highe r level sourc e o f indeterminacy . There ma y b e no singl e answer,
that is , to th e questio n how on e is to conside r thing s from the overall grou p
standpoint. Fo r instance, even assuming that a fetus is conscious at a given stage
of development , ther e will b e different way s o f weighing its interests agains t
the mother's. Nor i s it clear that only a conscious standpoint ca n matter to the
determination of group flourishing. The assignment of independent value to lif e
might be thought to b e part of group flourishin g in the way that, say, cultural
achievement arguably isnot just because of its effects o n huma n conscious -
ness but also for its own sake .
Perceptual realism on the model of G. E. Moore's theory 33 i s the standar d
way of settling such questions of multiple goods, and my view is meant to allow
for i t as one possibility. We can still minimize the need to accept special moral
properties by limiting ourselves to perceptio n of the element s of group flour -
ishing. Valu e properties o n this accoun t woul d b e attributed t o hypothetica l
Basing Ethics o n Emotion 20 5
social practice s and situations a s seen from a general group standpoint rathe r
than to particular situations in the world around us. They would not be seen as
intrinsically motivating in the way that Mackie find s objectionable, for it is left
open that a rational agent may not care to promote what she understands to be
a requirement of group flourishing. So my suggested versio n of realism can a t
least do without any distinctively moral faculties of perception and rely on ordi-
nary interpersonal insight as mediated by emotion an d expande d b y imagina-
tion. At a certain point, however, thi s version of the view may indeed require
insistence on what one "sees."
Still, we ca n avoi d adoptin g Moore' s intuitionis t mora l epistemolog y t o
explain such claims. We may suppose that there is a "truth of the matter" about
the constraints on group flourishingon the model of Aristotelian happiness
without holding that we have access to basic truths of a sort that warrants the
term "knowledge. " Instead , perhaps, a particular visio n of the moral aim can
be tested i n imagination, either by simple apprehension o r b y the mor e com -
plex sorts of operations embodie d in Rawls's method of reflective equilibrium,
but without any guarantee that imagination is vivid enough or free enough from
personal biases to arrive at the right conclusion. With perceptual realism pushed
to the level of basic constraints on moral codes, we could thus make better sense
of disagreement among moral agents assumed to b e rational, educated, atten-
tive, an d th e like , and a t th e sam e time necessaril y committed t o particula r
personal standpoints .
As an alternative to perceptual realism, however, I think we could also allow
an element of indeterminacy at this level. Different societie s and differen t sub -
groups within the same society may disagree on basi c questions of value with-
out any of them being in error, perhaps because there is no definite answer. We
might be tempted to sum this up with a claim that such issues must be decided
by convention. But although important socia l aims will be impeded if we can-
not ge t everyone to agre e on a convention, the metaethica l result need not be
relativism. Basic judgments of value within the rang e o f indeterminacy might
be subject to a relativist account, but there may be ways of avoiding that result
for particular deontic judgments. I want to end this discussion by sketching one
line of argument that attempt s to "drai n off " a n initia l element of value-rela-
tivism b y the wa y i t understand s judgments of mora l wrong . I t i s a comple x
argument that may or may not convince; but I do not put it forth as essential to
the defens e o f social artifac t realism. Rather, i t suggest s a purer for m o f th e
view, one that avoid s any appeal to mora l perception , but that still does no t
come ou t a s relativist, if the argument is correct.
The argument turns on interpreting moral judgments as general claims about
the viabilit y of alternative moral codes, not jus t the particular code t o whic h
the speaker happens to adhere. The result in a case of conflicting codes would
apparently favo r the mor e permissiv e judgment. That is , if we were t o gran t
that there could be a viable society whose code permits an act forbidden b y our
own, I take i t tha t w e woul d b e granting thereby that th e ac t i n question
polygamy, sayis not really wrong but just contrary to our own way of life, or
"locally forbidden." Similarly, in the abortio n cas e we might be said to have
206 Sensibility an d Standpoints
two alternative ways of assigning values, either of which would lead to a viable
version of the code, assuming for the moment that we agree on the criteria fo r
viability. But the judgment that abortion is wrong amount s on the present sug-
gestion to a judgment that abortion i s ruled out by the corrected mora l code
meaning an y versio n o f th e mora l cod e tha t woul d b e viable in the sens e of
adequately promotin g group flourishing . This would seem to be false, though ,
if w e suppose tha t there is at leas t one viable version of the cod e that permit s
abortion. The statement tha t abortion is morally permissible, which makes this
weaker claim , woul d com e ou t a s tru e whateve r th e persona l value s of it s
speaker.
In that case, however , mora l dispute s like the one ove r abortio n will turn
out to rest on disagreement over basic issues of social rationality: on what count s
as group flourishin g or as adequate promotion o f it. But then we need to com -
plicate the abov e argumen t b y considering the possibilit y of higher level con -
flict over the assessment o f viability. For instance, perhaps an abortion foe would
insist that the developmen t o f fetal lif e itsel f ough t t o coun t i n the determina-
tion o f group flourishing , whereas other s woul d den y this. Unless the disput e
could be attributed t o a factual disagreement, the two groups would seem to be
talking at cross-purposes i n the way that i s characteristic of moral relativism.
Whether i t really amounts to relativism, however, depend s on whether we
allow judgments of the viability of a moral code to be settled by personal deci-
sion. Ther e may b e a trut h o f the matte r o n tha t levelo r an indeterminacy
that we leave unresolvedcompatibly with the interpretation of particular moral
judgments as referring to the speaker's moral code. For the social artifact view
does not have to take moral judgments as in some sense about the different evalu-
ative standpoint s fro m whic h the y are made . Thoug h i t give s a descriptivis t
account o f them by reference to a corrected version of the speaker's moral code ,
it need not interpre t the m a s describing the content o f such a code. Rather , a
moral judgment may be understood as referring indefinitely to the form or forms
the actual code would tak e if corrected an d describin g a certain act in relation
to it. A judgment of wrong, say, would describe an act as ruled out b y any cor-
rected version of the code. So the meaning of its reference to a "corrected" moral
code (as understood i n terms of viability) would no t var y with th e speake r i n
cases of conflicting moral subcultures .
However, what i f we were to gran t tha t it s truth-value does var y with th e
speaker: that th e criteri a fo r determining its truth-value are open t o persona l
decision o n basi c question s o f value ? Thi s sor t o f subject-relativit y (whether
individual or social ) may b e taken a s the definin g featur e of moral relativism,
at any rate a s applied t o cognitivist views of ethics of the sort under consider -
ation. Bu t ther e i s an analog y I brough t i n earlie r t o undercu t metaethica l
expressivism that might also be useful i n connection with relativismshowing
how my view could conceivably incorporate a n element of both relativism and
expressivism without amountin g to a version of either of them.
Suppose we take a basic judgment of social rationality as expressing a cer-
tain decision-making stance, on the model of a jury's presumption of innocence
in Anglo-Saxo n law . This i s what determine s which corrected versio n o f th e
Basing Ethics on Emotion 20 7
pass the test, since the test also implies viability in absolute terms. Some feature
of the winning society's code, that is, including the very means by which it won
(unfair economi c practices with respect t o other cultures , say), may be incom-
patible with group flourishing, at any rate on the larger scale of the group tha t
would be formed by incorporating othe r cultures as subcultures.
Second, thoug h ther e ma y b e a sens e of "morall y superior " i n which th e
term applie s to cultures that may not be viable in competitive terms, I think we
should consider this as analogous to the case of an individual who exceed s the
standards fo r personal virtue in ways that undermine his personal effectivenes s
and henc e make his conduct come ou t a s wrong. Imagin e a teacher, say , wh o
adheres t o a n idea l code o f conduc t i n relation t o student s tha t assume s a n
unrealistic degree of honesty and reliabilit y on their partwith the result tha t
he is always being taken advantage of and hi s aid to deservin g students i s not
really helpful . W e d o sometime s spea k o f suc h individual s as "morall y supe -
rior," though their behavior in fact comes out a s morally defective in any bu t
the ideal world it presupposes. I t is easier to think of societies than of individuals
as operating in isolation, bu t th e point i s that this view of things no longe r fit s
the facts of the case and henc e never did fit the long-term facts. What i s at issue
in determinin g viability i s the suitabilit y of a moral code t o guidin g a societ y
through time. If a code cannot comman d the allegiance of its membersor if it
could not comman d suc h allegianc e in the fac e o f competitionthen whethe r
or not one admires the features of human nature that lead its members to favor
alternatives, it is simply defective in real-world terms, on the model of the peda-
gogical code that make s unrealistic assumptions abou t studen t behavior . Like
it or not , th e function of codes i n controlling behavior means that th e fact s of
human behavio r impose limits on what they can prescribe.
One might object that moral codes are embedded i n a host of other institu-
tions that might influence individuals to opt in or out of a given social group. A
particular code ma y gain adherents, say, not becaus e of its moral content bu t
because i t is conjoined with a n appealin g set of cultural values. However, w e
should not e tha t th e tes t o f competitiv e viability , despite it s basis in real-lif e
patterns o f choice, als o ha s a hypothetica l element. I t i s meant t o tur n o n a
culture's survivability under conditions of clear-headed choiceruling out mili-
tary conquest , say , along wit h subtle r kinds of encroachment, a s evidence of
moral superiority . On the other hand , i f a society's mora l cod e i s in some way
responsible for it s cultural appeal rathe r tha n simpl y being incidentall y con -
joined with it , then a widespread preferenc e for the cultural values in question
would indeed seem to count a s a reason i n favor of the code. The preference for
them would coun t amon g th e facts of human nature, that is , so that my argu-
ment on the issue of the real-life presuppositions o f the code would apply, even
if the cultural values themselves (ranking Disneyland alongside the Louvre, say)
might be faulted on aesthetic o r other nonmora l grounds .
In short, the test of competitive viability involves a mix of real-life and hypo -
thetical element s that a fulle r treatmen t would o f course have to spen d som e
time sorting out. I think we have them sufficiently i n hand, however, fo r pur -
Basing Ethics on Emotion 20 9
poses o f my present argument . Let us apply the test to th e extreme case of cul-
tural contact, wher e we have conflicting subcultures within the same society .
If a social consensus would naturally tend t o develop i n favor of one of th e
views in conflict, on the one hand, that would seem to mean that the other side' s
version of the corrected cod e is not really viable, at any rate under present his -
torical conditions . O n th e other hand , i f both side s could manag e to coexist ,
that would apparently undermine the claims of the abortion foe s in our example .
We again would have to deny, that is, that their version of the corrected cod e is
really viable. It would not yield group flourishing in its own terms, on our hypo -
thesis, where the opposing subgroup is able to follow its own code, so that there
are regular violations of the presumption i n favor of fetal life . This assumes that
the opposing subgroup is sizable, or would naturally become so under the imag-
ined circumstances, which allow for contact wit h social alternatives. So even if
abortion require d going elsewhere, the violations would be substantial enough
to undermin e the abortion foes ' standar d o f "adequate " flourishingunlike,
say, the occasional murders that a society banning murder can be said to toler -
ate.
What if we conclude that neither version of the corrected cod e is viable? O r
what if neither consensus nor coexistence i s possible and th e conflict so under-
mines social stabilit y that th e actual code ha s to b e viewed as incorrigible? In
that case, a moral prohibition could not hold true, assuming that it amounts t o
a claim about corrected version s of the code. Abortion woul d again come ou t
as permissible, but s o would everythin g else. This i s a disturbin g outcome i n
metaethical a s well as ethical terms. Th e poin t fo r m y purposes, however , i s
just that it is not relativism. The truth of a moral judgment would not vary with
the speaker . Rather , judgments of wrong woul d al l be falseas on Mackie' s
view but fo r differen t reasons : becaus e moralit y ha s turned ou t t o b e a faile d
project, not becaus e its basic materials were misconceived.
Note, too, tha t thi s scenario rules out eve n replacing the actua l code wit h
one that enforces a decision without consensus, as an extreme form of "correc-
tion." The abortion example illustrates nicely the possibility that any such ruling
would be too regularly violated to promote stability. The alternative in practi-
cal terms would seem to be the adoption o f a more permissive standard o f via-
bility, as setting a threshhold of adequate (rathe r than requiring maximal) pro-
motion o f group flourishing . "Our" mora l code , then, can b e understood a s
the code universally in forcepotentially, that is; with current indeterminacies
where we now disagree, but on the more optimistic assumption that somethin g
can be worked out . For the moral ai m would indee d seem to b e unachievable
and the project of morality misconceived if our allusion s to the corrected cod e
turned out not to refe r to even one possible social construct .
At any rate, the view I have outlined as a version of realism, though se t u p
partly i n relativistic terms, o n thi s accoun t manage s t o avoi d thoroughgoin g
relativism without any element of perceptual realism. Nor doe s it quite fit into
the other standard metaethical categories, though it combines elements of sev-
eral of them. In particular, it involves a partial basis in emotion that offer s a n
210 Sensibility an d Standpoints
Chapter 1
33-36, an d G. H. Von Wright, Norm and Action (London: Routledge 8 t Kegan Paul,
1963). A general account is provided i n Dagfinn F011esdal and Risto Hilpinen, "Deontic
Logic: An Introduction," i n Deontic Logic: Introductory an d Systematic Readings, ed .
R. Hilpinen (Dordrecht , Holland: D . Reidel, 1971) , pp. 1-35; se e esp. pp. 8-9,13, and
23-26.
9. Reprinte d as E. J. Lemmon, "Mora l Dilemmas," i n Moral Dilemmas, ed. C. W.
Gowans (Ne w York: Oxford Universit y Press, 1987) , pp . 101-14 ; cf . idem, "Deontic
Logic and th e Logic of Imperatives," Logique et Analyse 8 (1965): 45-51, fo r a fulle r
account o f the implication s of dilemmas for deonti c logic .
10. Se e Plato, Republic, I , 331c5-9.
11. Se e Jean-Paul Sartre , "Existentialis m I s a Humanism, " trans . P . Mairet , i n
Existentialism from Dostoevsky t o Sartre, ed . W. Kaufman n (Ne w York: Meridian ,
1957), pp. 295-96.
12. Lemmon , "Mora l Dilemmas," p . 113; cf. pp. 111-12.
13. Reprinte d a s Bernard Williams, "Ethica l Consistency, " i n Moral Dilemmas,
ed. C. W. Gowan s (Ne w York: Oxford Universit y Press, 1987) , pp. 115-37 .
14. Lemmon , "Mora l Dilemmas," p. 107, n. 2.
15. Se e Aeschylus, "Agamemnon," 204-52 .
16. Se e Bernard Williams, Problems o f th e Self: Philosophical Papers 1956-1972
(Cambridge: Cambridge University Press, 1973) , pp . 204-5.
17. Se e Philippa Foot, "Mora l Realism and Moral Dilemma, " i n Moral Dilemmas,
ed. C . W. Gowan s (Ne w York : Oxfor d Universit y Press , 1987) , pp . 250-70; also,
Samuel Guttenplan, "Moral Realism and Moral Dilemma, " Proceedings of the Aristo-
telian Society 8 0 (1979-80): 61-80, and Walter Sinnott-Armstrong , Moral Dilemmas
(Oxford: Basi l Blackwell, 1988), pp . 189-214 .
18. Se e Bernard Williams, Morality: An Introduction t o Ethics (Ne w York: Harper
& Row, 1972), pp . 92-93, and idem, Moral Luck, pp. 60-61, 74, and 78-79.
19. Se e ibid., pp . 60-63; cf. p. 74 , n . 2 (cf . also n. 3 for Williams's identification
of "tragic " cases with dilemmas).
20. Se e Bas C. van Fraassen, "Values and the Heart's Command, " i n Moral Dilem-
mas, ed. C. W. Gowans (Oxford : Oxford University Press, 1987), pp . 138-53; and Ruth
Barcan Marcus, "Mora l Dilemmas and Consistency, " i n ibid., pp . 188-204.
21. Se e Thomas Nagel, "Th e Fragmentation o f Value," i n Moral Dilemmas, ed.
C. W. Gowans (Oxford : Oxford Universit y Press, 1987), pp. 174-87 . For another view
of ethics as based on conflicting standpoints, close r i n some ways to m y own view , see
Stuart Hampshire, Morality and Conflict (Cambridge , Mass.: Harvard Universit y Press,
1983), pp. 140-69 . Cf. also th e discussion o f incommensurability in connection wit h
dilemmas in Joseph Raz , Th e Morality o f Freedom (Oxford : Oxford University Press,
1986), pp . 357-66.
22. Se e Hector-Neri Castaneda , Thinking an d Doing: Th e Philosophical Founda-
tions o f Institutions (Dordrecht , Holland: D . Reidel, 1975), pp. 191 , 195-201.
23. Nagel , "Fragmentatio n of Value," p. 175.
24. Se e Terrance C . McConnell, "Mora l Dilemma s and Consistenc y in Ethics," i n
Moral Dilemmas, ed . C . W. Gowan s (Oxford : Oxfor d Universit y Press, 1987) ,
pp. 154-73 ; cf . also idem , "Mora l Dilemma s an d Requirin g the Impossible, " Philo-
sophical Studies 2 9 (1976) : 410-11 .
25. Se e McConnell, "Mora l Dilemma s and Consistency," p. 171, n. 2, and Marcus ,
"Moral Dilemmas and Consistency," p. 190. Cf. John Rawls,A Theory o f Justice (Cam-
bridge, Mass.: Harvar d Universit y Press , 1971) , pp . 133-34; David Lyons, Forms and
Limits o f Utilitarianism (Oxford : Oxfor d Universit y Press , 1965) , p . 21; an d Donal d
Notes t o pages 15-18 21 3
34. See , e.g., Foot, "Moral Realism and Moral Dilemma," pp. 251-57, and Michael
Stocker, Plural an d Conflicting Values (Oxford : Clarendon , 1990) , p . 124 ; cf . als o
Christopher W. Gowans, "Mora l Dilemmas and Prescriptivism," American Philosophi-
cal Quarterly 2 6 (1989) : 187-97, for th e defens e o f a position simila r t o Williams's ,
apparently without awarenes s of the overlap.
35. Nagel , "Fragmentatio n o f Value," p . 175 .
36. Fo r the terms "internalism" an d "externalism, " se e W. D. Falk, "'Ought' and
Motivation," Proceedings of the Aristotelian Society 48 (1947-48): 492-510; cf. W. K.
Frankena, "Obligation an d Motivation in Recent Moral Philosophy," in Essays in Moral
Philosophy, ed. A. I. Melden (Seattle: University of Washington Press, 1958), pp. 40-81.
A more precise version of the roug h characterization of moral realism I rely on her e is
provided in David O. Brink, Moral Realism an d the foundations o f Ethics (Cambridge:
Cambridge University Press, 1989) , p . 17 .
Also roughly speaking, internalist realism can be identified wit h an Oxford schoo l
of contemporar y metaethic s develope d mos t systematicall y by follower s o f Joh n
McDowellsee, e.g. , Davi d McNaughton , Moral Vision (Oxford : Basil Blackwell,
1988), pp. 46-50 (cf . p. 15 for the clai m t o represen t McDowell' s views, although
McDowell avoids this terminology himself) .
On th e other hand , standar d externalis t realism seems to correspond t o a Cornell
school of realism; cf., e.g., Brink, Moral Realism and Foundations of Ethics, pp. 37-80.
As Brink points out (p . 78), internalism is linked in the first instance with noncognitivist
versions of antirealism, for which the practical function o f morality or th e connectio n
with emotio n tha t support s i t actuall y supplie s the meanin g o f a mora l judgment .
However, the view has come to b e linked with versions of realism that attemp t t o in-
corporate a Kantian treatment of practical reason. See, e.g., Thomas Nagel , Th e Pos-
sibility o f Altruism (Oxford : Clarendon , 1970) , pp . 7-14 , an d idem , Th e View from
Nowhere (Ne w York : Oxfor d Universit y Press, 1986) , pp . 139ff ; cf . Christin e M .
Korsgaard, "Skepticis m abou t Practica l Reason," Journal o f Philosophy 8 3 (1986) :
5-25. Fo r the alternativ e approach, an d anothe r versio n of the internalism/external-
ism distinction tha t Korsgaar d and other s rel y onapplie d to reason s rather tha n t o
moral judgmentscf. Williams, Moral Luck, pp. 101-13.1 shall rely on Falk's specifi-
cally moral version of the distinction in what follows; though it is sometimes explained
in terms of Williams's version, the two pul l apart for views that allow moral judgments
to be true in application to an amoralist or other agent to whom the y do not give rea-
sons in Williams's sense. Philippa Foot's view, for instance, which I deal with centrally
in chapter 3, section 1, seems to be naturally classified as externalist on moral meaning
but internalis t on reason-givin g force; cf. Brink, Moral Realism an d th e Foundations
of Ethics, pp. 39 , 43 , 61 .
37. Se e David Hume, A Treatise o f Human Nature (Oxford : Clarendon, 1964) ,
pp. 470-76; cf., e.g., p . 457. Cf . Nagel, Possibility o f Altruism, pp. 10-11. The clas-
sification tha t follow s is designed t o avoi d problem s abou t th e prope r interpretatio n
of Hume's view.
38. Kant , Lectures o n Ethics, p. 20.
39. Se e ibid., p. 28, fo r a distinction betwee n two sorts of practical necessitation ,
per stimulos and per motivos, with emotiona l motivation in the former category, and
the latter construed a s broader, includin g also the sort o f objective practical necessita-
tion that applies to actio n on obligation. Cf. Kant's comments on moral motive s and
binding grounds of obligation on pp. 18-19 .
This broader notion of motivation clearly extends beyond the psychologist's sens e
relied o n fo r emotiona l motivatio n in P . S . Greenspan, Emotions an d Reasons: A n
Notes to pages 21-25 21 5
Inquiry into Emotional justification (Ne w York: Routledge, Chapma n and Hall, 1988) ,
e.g. p. 153; cf. R. S. Peters, The Concept o f Motivation (Ne w York: Humanities, 1980) ,
esp. pp . 37-51.1 think that th e psychologist's sens e is at this point th e common one,
so I shall use Philippa Foot's alternative terminology ("reason-giving force" ) fo r th e
Kantian notion; but note that some current authors, e.g., Korsgaard, "Skepticism, " d o
not mak e this distinction in discussing motivational force.
40. Cf . Ronald De Sousa's apparent equatio n of normal and appropriate emotiona l
response i n Th e Rationality o f Emotion (Cambridge , Mass.: Bradford Books, 1987) ,
p. 202. Hume himsel f allow s onl y for a limite d belief-base d distinction betwee n rea-
sonable an d unreasonabl e emotional respons e tha t woul d no t suppl y what w e wan t
here; cf. Hume, Treatise of Human Nature, pp. 415-16. My argument in what follow s
will work fro m m y own accoun t of appropriate emotio n i n Greenspan, Emotions and
Reasons, pp. 83-107. I reexplain this notion her e in simpler terms, however; se e chap-
ter 5, section 2 .
41. Cf . McNaughton, Moral Vision, p , 48 .
42. Se e Hare, "Mora l Conflicts, " pp. 209-10.
43. Fo r discussion o f the textual evidence tha t the chorus faults Agamemnon fo r
not reactin g appropriately , se e Nussbaum, Fragility o f Goodness, pp . 36-37ff .
44. Se e Williams, Moral Luck, p. 27 .
45. Se e Greenspan, Emotions and Reasons, e.g. , p. 96; cf. Williams, Moral Luck,
p. 63.
46. Se e G.E.M. Anscombe, "Modern Mora l Philosophy," i n Collected Philosophical
Papers, Vol. 3 , Ethics, Religion an d Politics (Minneapolis : University of Minnesota ,
1981), pp. 26-42.
47. Se e e.g. Philippa Foot, Virtues and Vices and Other Essays in Moral Philosophy
(Berkeley: University of California Press, 1978) ; John McDowell, "Virtu e and Reason,"
Monist 6 2 (1979): 331-50; Alasdair Maclntyre, After Virtue (Notr e Dame, Ind.: Uni-
versity o f Notre Dam e Press , 1984) ; Williams, Ethics an d th e Limits, of Philosophy;
Stocker, Plural and Conflicting Values; and Michae l Slote , From Morality t o Virtue
(New York: Oxford University Press, 1992) . A n early influence on some of these writ -
ers was Iri s Murdoch; cf . Murdoch, Th e Sovereignty o f Good (London : Ark, 1970) .
48. Anscombe , "Moder n Mora l Philosophy, " pp . 29-33.
49. Se e Foot, Virtues and Vices, pp. 150-51, 162-63; cf. pp. 178-79. The latte r
term seems to capture current talk of "normativity," a s sometimes equate d with moti -
vational force, following Kant; cf. note 3 9 this chapter. In historical term s I take reason-
giving force to amoun t to th e rationally "binding" forc e of obligation, essentiall y the
justificatory force of the moral "ought." For an early contemporary statemen t i n terms
of normativity, see Stephen L. Darwall, Impartial Reason (Ithaca , N.Y.: Cornel l Uni -
versity Press, 1983), pp. 19ff . The notions of reason-giving and motivational forc e now
need to b e pried apar t in classifying view s as internalist; cf . Brink, Moral Realism an d
Foundations o f Ethics, pp. 38-40.
50. For an interesting historical overview, see Louis I. Bredvold, The Natural His-
tory o f Sensibility (Detroit : Wayne State University Press, 1962). For the philosophica l
account I rely on here , see Stephen L . Darwall, "Motiv e an d Obligatio n i n the British
Moralists," Social Philosophy an d Policy 7 (1989) : 139-40 . A helpful discussio n o f
the relevan t conceptua l framewor k i s provided i n Charlott e Brown , "Mora l Sens e
Theorists," i n Encyclopedia o f Ethics, ed. L. C. and C. B. Becker (New York: Garland,
1992), 2: 862-68. For a historical view that bears a certain structural resemblance to
the on e I go o n t o defend , cf . als o Jerom e B . Schneewind, "Pufendorf' s Place i n th e
History o f Ethics," Synthese 7 2 (1987) : 144-46.
216 Notes t o pages 25-29
51. Se e Anscombe, "Moder n Moral Philosophy," p . 27; cf. Joseph Butler , A Dis-
sertation o f th e Nature o f Virtue (London : SPCK, 1970), par. [2], p. 148.
52. Fo r a fairly standard definition of "metaethics" tha t would cover relevant issues
in psychology and other empirical subjects, see William K. Frankena, Ethics (Englewood
Cliffs, N.J.: Prentice-Hall, 1973), pp. 4-5.
53. Se e Jonathan Edwards , Th e Nature o f True Virtue (An n Arbor: University of
Michigan Press, 1960), p . 63; cf. the revie w of recent work i n developmental psychol-
ogy in Martin L. Hoffman, "Development of Prosocial Motivation: Empathy and Guilt, "
in Development o f Prosocial Behavior, ed. N. Eisenberg-Ber g (New York: Academic
Press, 1982) , pp. 281-313.
54. Se e 5d under "guilt " in Th e Oxford English Dictionary (Oxford : Clarendon,
1970), 4: 496; cf . 6a-b under "guilty " o n p . 497 fo r use s of the adjectiv e i n applica-
tion t o conscience , mind, feelings , and th e like , going bac k t o Shakespear e a century
earlier.
55. Fo r a historical account of "tainting" in relation to legal culpability, see George
Fletcher, Rethinking Criminal Law (Boston : Little, Brown, 1978), pp. 343-50. Cf. the
account of religious ideas of pollution i n Mary Douglas, Purity and Danger (London :
Routledge 8c Kegan Paul, 1966).
56. A colleague at the National Humanities Center, Michael MacDonald (personal
communication), brought to my attention an English account from 162 1 of the pitfall s
of emotional guilt, or the guilty conscience, described in terms of the "sense o f . .. God's
anger justl y deserved" ; se e Robert Burton , Th e Anatomy o f Melancholy (Ne w York :
Tudor, 1927) , pp. 400-404. Note tha t Burton declines to attribute emotional guil t to
Catholics; despite the gradual internalization of religious feeling throughout the Middle
Ages an d th e influenc e o f th e Reformatio n on bot h religiou s traditions, som e differ -
ence in sensibility might be thought to result from the clearer steps laid out in the Catholic
tradition fo r penance and forgivenes s of sin. At any rate, on the accoun t offere d here ,
the mere lack of a word fo r emotional guilt (in Latin, for instance) will not b e decisive.
Thus, Augustine , writing abou t hi s adolescent thef t o f pears, ha s t o wor k withi n
the confines of a sham e vocabulary; cf. St. Augustine's Confessions, trans . W . Watt s
(New York: Putnam, 1922) , 1 : 77-79. Give n that h e describes himself a s undergoing
some emotion associated with the internalized sense of God's anger, my account in what
follows wil l allow Augustine emotional guilt . I have some furthe r comment s i n later
notes on these often fascinating historical and cultural issues, although I cannot attemp t
a full-scal e treatmen t here.
57. Se e esp. Sigmund Freud, Civilization and Its Discontents, trans. J. Strachey (New
York: Norton, 1961), pp. 83-96 ; cf. Friedrich Nietszche, O n th e Genealogy o f Mor-
als, trans. W. Kaufmann an d R. J. Hollingdale (New York: Vintage, 1969), pp. 57-96.
58. Se e esp. Melanie Klein and Joan Riviere, Love, Hate and Reparation (New York:
Norton, 1964), pp . 65-66.
59. Se e Ruth Benedict, The Chrysanthemum an d th e Sword: Patterns o f Japanese
Culture (Boston : Houghton Mifflin , 1946) , pp . 222-23ff .
60. Se e John Stuar t Mill , Utilitarianism (Ne w York: Bobbs-Merrill , 1957) ,
pp. 36-43 .
Chapter 2
1. Se e Sinnott-Armstrong, Moral Dilemmas, pp. 108-68 , for a discussion of tw o
patterns of argument against dilemmas from th e tw o pair s of principles. For ou r pur -
Notes t o pages 30-34 21 7
of Words (Cambridge , Mass.: Harvard University Press, 1989), p. 41. An analogy might
be the way the word "but " implicates contrast betwee n tw o conjuncts, except tha t ou r
example migh t be said t o involv e two differen t conventiona l uses .
Among example s no t relate d t o "ought " itself , the bes t I can thin k o f hav e to d o
with litera l versus recognized nonlitera l uses of the same form of words. For instance ,
the expression "Go d damn!" as used today no longer prescribe s divine condemnatio n
but instea d function s mainl y to expres s anger. I t therefore "implicates " ange r on th e
part o f the speaker, a s a function o f conventional meaning. Bu t it can also be used with
almost th e opposite intent , in a hoot o f victory (when one's team scores a touchdown ,
say). It might even be thought tha t this latter use is common enoug h t o count a s a fur-
ther conventiona l meaning . I n either case , th e expressio n serve s a t leas t on e genera l
emotive functio n i n the language that is distinct from it s literal meaningand possibly
from a given speaker's persona l intent.
Assuming that practical force involves a similar kind of functional o r conventiona l
meaning, w e might want t o sa y that i t "implicates " rathe r tha n implies "can " in any
strict logica l sense . Remembe r tha t Gric e invente d th e forme r ter m t o contras t wit h
logical implicatio n (see pp. 24-25; cf. pp. 121 , 341). The important poin t for our pur-
poses, however, i s that thi s does not make "can" follow simply as a matter o f conver-
sational implicature , as Sinnott-Armstrong maintains (Moral Dilemmas, pp. 121-26).
Rather, th e principle would see m to b e definitive o f practical "ought, " a s designed t o
serve a particular (action-guiding ) function i n the language .
6. Se e Hume, Treatise on Human Nature, p. 457; cf., e.g., Foot, Virtues and Vices,
pp. 78-80 .
7. See , e.g., Williams, Moral Luck, p. 119.
8. See , e.g., Hector-Neri Castaneda , Th e Structure o f Morality (Springfield , I11.:
Charles C. Thomas, 1974) , p. 64; Gilbert Harman, The Nature o f Morality (Ne w York:
Oxford Universit y Press, 1977) , pp. 117-19 ; an d Josep h Raz , Practical Reason an d
Norms (Princeton , N.J.: Princeton University Press, 1990) , pp. 29-32.
9. A version of this view seems to surface, e.g., in Williams, Moral Luck, pp. 10 9 -11;
cf. als o Nagel , Possibility o f Altruism, pp. 8-9, an d Foot , Virtues an d Vices, p . 15 2
(though I gather that Foot would now reject this argument [personal communication]).
10. Se e Aristotle, Nicomachean Ethics, 1147a27-31; cf. idem, Movement o f Ani-
mals, 701all e t circa, and idem, De Anima, 433al7 et circa.
11. Se e Lewis White Beck , A Commentary o n Kant's Critique o f Practical Reason
(Chicago: University of Chicago Press , 1960) , p . 39 , fo r a reconciliation o f Kant's ref-
erences t o practica l reaso n a s determinant of and a s identical to the will.
12. Se e Davidson, Essays o n Actions and Events, p. 39 .
13. Williams , Moral Luck, p. 119.
14. Se e John M . Cooper , Reason an d Human Good i n Aristotle (Indianapolis:
Hackett, 1986) , pp. 23-46.
15. Se e Stocker, Plural and Conflicting Values, pp . 51-84, fo r a n argumen t tha t
Aristotle himsel f makes room fo r conflict. However, m y use of Aristotle's view of prac-
tical reasonin g her e is not mean t to commit hi m to dilemmas.
16. Cf . Williams, Moral Luck, e.g. p. 12.
17. Cf . Alasdair Maclntyre, "Wha t Moralit y I s Not," in The Definition o f Moral-
ity, ed . G . Wallac e an d A.D.M . Walke r (London : Methuen , 1970) , pp . 27-31. See
Greenspan, "Conditiona l Oughts and Hypothetical Imperatives," p. 275, n. 13 , for an
argument against one natural way o f interpreting the result s of a first-person ought as
binding fro m a third-perso n standpoint.
18. Se e William Styron , Sophie's Choice (Ne w York: Bantam, 1980), p . 589; cf.
Notes t o pages 38-48 21 9
38. Se e Von Wright, Essay in Deontic Logic, pp. 78-81; cf. Peter Vallentyne, "Pro-
hibition Dilemmas and Deontic Logic," Logique et Analyse 117-1 8 (1987) : 120, n. 5.
The distinction is made more explicitly and defende d at length in idem, "Tw o Type s of
Moral Dilemmas, " Erkenntnis 3 0 (1989): 301-18.
39. Thi s assumes that the tiebreaker does not cancel out any of the original dilem-
matic prohibitions and tha t prohibitio n applies to all particular act s satisfyin g a given
description, or tokens of a certain act-type. This i s another difference fro m permission ,
which tell s us only tha t ther e is nothing objectionabl e about a n ac t insofa r as it satis-
fies a given description, or amount s to a token o f a certain type , so that th e particular
act i n question may stil l b e prohibited.
40. Cf . Sinnott-Armstrong, Moral Dilemmas, pp. 121-26, 160-61, for th e limi-
tation o f th e ought-implicatio n principles to conversationa l implicatur e as extende d
beyond practica l uses of "ought. "
41. Cf . (C2 ) in F011esdal and Hilpinen , "Deonti c Logic, " p . 9 .
42. Gottlo b Frege , "Negation, " i n Translations from th e Philosophical Writings
of Gottlob Frege, ed. Pete r Geac h an d Ma x Blac k (New York: Philosophica l Library,
1952), p . 125.
43. Se e Michael Dummett , Frege: Philosophy o f Language, 2n d ed . (London :
Duckworth, 1981) , p . 317.
44. Cf . ibid., p . 335.
45. Cf . Ruth Barca n Marcus , "Mor e abou t Mora l Dilemmas " (unpublished ; de -
livered a t th e Chapel Hill Coloquiu m in Philosophy, 1980) , pp . 14-15 .
46. Se e Fellesdal and Hilpinen, "Deontic Logic, " p . 17 . Note that Marcus' s second -
order regulative principle to avoi d conflicts seems to make best sense in these terms
since at the time assigned to action in a dilemma it may well be too lat e for the agent t o
avoid it , though hi s doing s o would stil l count a s the idea l state o f affairs .
47. Cf . esp. Chisholm, "Contrary-to-Duty Imperatives. " Cf . Greenspan, "Derive d
Obligation," for m y discussio n o f many of these issues.
48. Cf . F011esdal and Hilpinen , "Deonti c Logic, " pp . 26-31. I shoul d not e tha t
this seems not to be true of a more recent attempt t o handle dilemmatic oughts as cases
of defeasibl e reasoning , b y abandoning modal logi c altogether (i n favor of "nonmon -
otonic" logic) as the appropriate foundation for deontic logic. See John F . Horty, "Mora l
Dilemmas and Nonmonotonic Logic," Journal o f Philosophical Logic 23 (1994): 35-65;
cf. idem , "Deontic Logi c a s Founded on Nonmonotonic Logic, " Annals of Mathemat-
ics and Artificial Intelligence 9 (1993): 69-91. The analogie s illustrating Horty's pro-
posal (propositions roughly true but conflicting as stated, such as "Birds fly" and "Pen -
guins don't fly," on th e assumption that penguin s are birds) suggest tha t it would no t
really captur e dilemmas, i n th e sens e o f specifi c conflicting directives fo r action , bu t
rather just general ought-statements whose conflic t in application t o a particular cas e
presumably would be handled by withdrawing one of them. (W e would no t conclude ,
for instance , that Tweet y th e Pengui n does fl y qu a bir d a s wel l a s failin g t o fl y qu a
penguin, but rather that "Bird s fly" is not reall y applicable to Tweety's case.) Horty's
point, as I understand it, is that we cannot appea l t o the content o f such statements
to built-i n exceptio n clauses and th e liketo tell us which on e t o withdraw . Hi s pro -
posed syste m of deonti c logi c would cove r conflictin g rules an d henc e woul d yiel d a
logic applicable to our ordinar y deontic judgmentsperhaps one that more accurately
reflects ou r ordinar y use of them in moral reasoning. But it would no t see m to yiel d a
logical systematization of our deontic judgments, or a "deontic logic " i n the usual sense,
except a s limited t o th e genera l level.
49. Williams , "Ethica l Consistency," p. 132.
Notes t o pages 59-69 22 1
50. O n dilemmas and simplicity, see Bernard Williams's comments on Isaiah Berlin's
value pluralism in his introduction t o Concepts an d Categories: Philosophical Essays,
by I. Berlin (London : Hogarth, 1978) , pp . xvi-xvii .
51. Se e esp. Hector-Neri Castaneda , "O n th e Semantic s of th e Ought-to-Do, "
Synthese 2 1 (1970): 451; cf. idem, Thinking an d Doing, pp. 207-8, 248-53.
52. Se e Castaneda, Thinking an d Doing, p. 224.
53. Fo r Castaneda' s overal l account (whos e ful l complexit y I cannot attemp t t o
capture here) , see esp. ibid., pp . 154-79 . Castaneda' s notio n o f th e "Legitimacy " o f
practitions as the value analogous to the truth of propositions, and o f deontic trut h as
necessary Legitimacy , is summed u p i n a very helpful overvie w of Castaneda' s views ;
see Michael E. Bratman, "Castaneda' s Theor y o f Though t an d Action, " i n Agent,
Language, and the Structure o f th e World, ed . J. E . Tomberlin (Indianapolis: Hackett,
1983), pp. 152-55; fo r mor e o n th e connectio n t o a n agent' s ends , includin g some
problems with cause-effect relations , se e pp. 155-59 .
54. Cf . the account of needs in contrast t o desires given in David Wiggins, Needs,
Values, Truth (Oxford : Basil Blackwell, 1987), pp . 5-16 .
55. Cf . Bratman, "Castaneda' s Theor y o f Thought an d Action, " p . 156 , where
oughts on Castaneda' s accoun t ar e taken as indexed to a specific promise .
56. Se e esp. Castaneda's accoun t of the thre e "dimensions " o f morality in Struc-
ture of Morality, pp . 175-226 ; cf. his account of the consistency of normative systems
by analog y to legal systems in Thinking an d Doing, pp. 225-28.
Chapter 3
1. Williams , Problems o f th e Self, pp . 204-5; cf. Wiggins, Needs, Values, Truth,
pp. 87-137 .
2. Cf . also P. S. Greenspan, " A Case of Mixed Feelings : Ambivalence and the Logic
of Emotion, " i n Explaining Emotions, ed. A . O. Rort y (Berkeley : University of Cali -
fornia Press , 1980) , pp . 223-50. I there deal with cases that exhibit a logical structure
Williams bypasse s (see Williams, "Ethica l Consistency, " p . 117) , along wit h th e sor t
of logical behavior that he takes to mark off desires. That is , the unqualified evaluative
beliefs that reflec t emotiona l ambivalenc e may b e said to b e retained i n residual form
by being qualified rathe r than simpl y eliminated in the fac e o f conflict.
3. Se e Foot, "Mora l Realism and Moral Dilemma, " esp. pp. 254-57, 265-67 .
4. Ibid. , p. 262; cf. pp. 267-68 .
5. Se e McNaughton, Moral Vision, pp . 13940 , 48-50; and Brink , Moral Real-
ism and Foundations o f Ethics, pp. 43-50 .
6. Se e Foot, Virtues and Vices, pp. 157-73 ; cf. p. 17 9 for the distinction from moti-
vational force. For a study of Foot tha t overlaps on important points with the account
that follows but without the implications for general internalism, see Simon Blackburn,
"The Fligh t to Reality," in Virtues an d Reasons, ed. R. Hursthouse and G . Lawrence
(Oxford: Oxfor d Universit y Press, 1995) .
7. Foot , Virtues and Vices, pp. 74-80 .
8. Cf . the account in terms of "fittingness" i n Maurice Mandelbaum, The Phenom-
enology o f Moral Experience (Baltimore : Johns Hopkin s Universit y Press, 1969) ,
pp. 59-71 .
9. Foot , Virtues and Vices, pp. 181-88 .
10. Ibid. , p. 186.
11. Ibid. , pp. 183-85 .
222 Notes t o pages 69-78
Chapter 4
1. Thoug h Williams contrasts agent-regret with a number of other contrary-to-duty
reactions (se e Moral Luck, pp. 30-32), as far a s I know his published discussions do
not connect it to guilt. My remarks here are based in part on some conversations with
Williams i n 1989 , particularly in discussio n of preliminar y draft s o f chapter s 2-3 o f
Notes t o pages 110-123 22 7
Shame and Necessity (Berkeley : University of Californi a Press, 1993) ; th e boo k itself
came out to o lat e for consideration i n this argument, however .
2. Cf . Williams, Moral Luck, p. 121 .
3. See , e.g., Marci a Baron , "Remors e an d Agent-Regret, " i n Midwest Studies i n
Philosophy, ed . P. A. French, T. E. Uehling, Jr., and H. K. Wettstein (Notre Dame, Ind.:
University of Notre Dam e Press , 1988) , 13 : 259-60; cf. Herbert Fingarette , "Feelin g
Guilty," American Philosophical Quarterly 1 6 (1979): 159-64 , and Herber t Morris ,
"Reflections o n Feeling Guilty," Philosophical Studies 4 0 (1981) : 187-93 .
4. Se e Aristotle, Nicomachean Ethics, 1128blO-35.
5. Ibid. , 1128b29 .
6. Se e esp. Williams, Ethics and the Limits o f Philosophy; cf. also Slote, From Mora-
lity to Virtue.
7. Aristotle , Nicomachean Ethics, 1131b25-1132b20 .
8. Se e Baron, "Remors e an d Agent-Regret, " p . 270. Baron' s favore d alternativ e
to agent-regret is remorse, although she also acknowledges tha t guilt applie s to many
of her cases, at least in a broad sense; cf., e.g., p. 260. Her argument is apparently meant
to cut against virtue ethics, however, rathe r tha n t o support modifications i n the stan-
dard versio n of the theory, a s suggested here. Note that he r definitio n o f virtue ethics
is an odd one, sinc e it apparently insists on incompatibility with duty ethics and rules
out takin g conscientiousness as a virtue; cf. p. 259 .
9. Bertran d Russell, The Autobiography o f Bertrand Russell: 1872-1914 (Boston:
Little, Brown, 1967) , pp . 329-30.
10. Bu t cf. Stocker, Plural and Conflicting Values, p. 65 , fo r a n interpretatio n of
Aristotle o n whic h bas e acts , includin g even act s performe d unde r duress , rul e ou t
eudaimonia, an d with it presumably virtue. Stocker takes the point as applying to cases
of "dirt y hands"like my "weighted" dilemmas , except tha t th e alternatives are no t
said t o be wrong al l things considered; see , e.g., ibid. , p . 10 .
11. Fo r examples of this approach, alon g with the works by Williams cited earlier ,
see esp. Lawrence A. Blum, Friendship, Altruism and Morality (London : Routledge &
Kegan Paul, 1980), and Michael Stocker, "The Schizophreni a of Modern Ethical Theo-
ries," Journal o f Philosophy 7 3 (1976): 453-66.
12. Withou t our independent information about Russell's somewhat limite d emo-
tional range, I should add, this might be a more charitable explanation of his reaction
in the passage cited. Perhaps I ought to remind the reader, for that matter, that the case
in which I have made out guil t as obligatory i s substantially modified from Russell' s
real-life case. As another alternativ e in the real-life case, o n a view that allows for un-
conscious guil t as a n emotio n th e agen t misidentifie s (cf. Greenspan, Emotions and
Reasons, pp. 25-30), one might instead argue that Russell really did feel guilty on some
level, despite the fact that the passage acknowledges onl y sorrow. The element of irra-
tionality commonly introduced b y unconscious emotion migh t help make sense of the
confusion I have noted i n Russell's account o f the reason s fo r hi s feeling .
13. Se e Greenspan, Emotions and Reasons, p. 4; cf. pp. 83-136, for the develop-
ment and defens e of the general account o f emotional appropriatenes s tha t I begin to
apply to guilt in this section, which is preliminary to my argument in chapter 5, section
2, in this volume.
14. Se e Greenspan, Emotions and Reasons, pp . 31-32; cf. pp. 55ff .
15. Cf . Greenspan, "Conditional Ought s and Hypothetical Imperatives, " pp. 272 -
73.
16. Cf . Greenspan, "Behavior Contro l an d Freedo m o f Action," an d idem , Emo-
tions and Reasons, pp . 153 , 165-66 , 173 .
228 Note s to pages 123-131
36. Cf. , e.g., Douglas, Purity an d Danger. Wha t is commonly referred to as "Jew-
ish guilt" seems to me to b e in large part a variant of separation guil t with th e features
I focus on here rather tha n anything specifically religiou s as one might suppose . (Not e
that th e notion of original sin is distinctively Christian, indeed Western Christian , du e
to Sain t Augustine) Another elemen t ma y b e something like Nietzschean "debt" ; cf.
Nietszche, Genealogy o f Morals, pp . 62-63ff . Th e one element I can locat e tha t doe s
seem to hav e biblical sources i s the tendency to explai n ba d event s a s results o f one' s
own (or in the biblical case, the group's) misdeeds . According to my argument i n chap-
ter 5 , eve n raising th e questio n o f (objective ) guilt"Wha t hav e I done t o deserv e
this?"can b e enough t o generat e guilt feelings .
37. Cf. , e.g., Ezekiel 6:9 and 36:31 for expressions of self-loathing that see m to be
plausibly classifie d a s guilt; I owe thes e references to biblica l scholar Davi d Halperi n
(personal communication).
38. Cf . Sharon Bishop , "Connection s an d Guilt, " Hypatia 2 (1987) : 7-23 .
39. Cf . Gibbard, Wise Choices, Apt Feelings, pp. 139-40 . Gibbard's ow n accoun t
of guilt as a counterpart to ange r i s naturally read i n the rather wea k term s I go on t o
discuss, bu t it also allows for fillin g out i n the way I propose here.
40. See , e.g., June Price Tangney, Patricia Wagner, and Richard Gramzow, "Prone -
ness to Shame , Proneness t o Guilt , and Psychopathology, " Journal o f Abnormal Psy-
chology 10 1 (1992): 469-78 .
41. Se e Michael Friedman, "Toward a Reconceptualization of Guilt," Contempo-
rary Psychoanalysis 2 1 (1985) : 540; cf. pp. 535, 539.
42. Cf. , e.g., the account of the Ancient Greek shift from "shame-culture " t o "guilt -
culture" i n E. R. Dodds , Th e Greeks an d th e Irrational (Berkeley : University of Cali-
fornia Press , 1951) , pp. 17f., 28-63.
43. Hare , "Mora l Conflicts, " p . 208.
44. See , e.g., L. A . Kosman , "Bein g Properly Affected : Virtue s an d Feeling s i n
Aristotle's Ethics," i n Essays o n Aristotle's Ethics, ed. A. O . Rorty (Berkeley : Univer-
sity of California, 1980), pp . 103-16 . For other treatments of the issu e of responsibil-
ity for emotion (bu t mainly in a backward-looking sense of "responsibility"), se e Rob-
ert Merrihew Adams , "Involuntar y Sins," Philosophical Review 94 (1985): 3-31 , an d
Edward Sankowski , "Responsibility of Persons fo r Their Emotions, " Canadian Jour-
nal of Philosophy 7 (1977): 829-40 .
45. Se e Ross, Right an d the Good, pp . 4-6, and H. A. Prichard, "Doe s Moral Phi -
losophy Res t o n a Mistake?, " Mind 2 1 (1912) : 33 . Fo r a mor e recen t exampl e o f th e
standard vie w of Kant on emotions , se e esp. Blum , Friendships, Altruism and Morality;
cf. Nancy Sherman, "The Place of Emotions in Kantian Morality," i n Identity, Charac-
ter, and Morality, ed. O. Flanagan and A. O. Rorty (Cambridge, Mass.: MIT Press, 1990) ,
pp. 149-70 , for anothe r sid e o f this story. However, I take i t that Kant's exclusio n of
emotions from the grounds of moral judgment as required by my own argumen t remains
intact, even if he makes room fo r the m in other ways as components o f the moral life .
46. Cf . Prichard, "Moral Philosophy," p. 27, and Ross, Right and the Good, p. 5.
47. Prichard , "Mora l Philosophy, " p . 24.
48. Ross , Right an d th e Good, p. 5.
49. Ibid. , pp. 42-43.
50. Not e tha t Ros s late r changed hi s mind on this point, holdin g instead tha t th e
duty to fulfil l a promise was a duty not to effec t a certain result but to try to d o so; see
W. David Ross, Foundations o f Ethics (Oxford : Clarendon, 1939), p . 108 . The change
would reinforce my argument in what follows for treating "ought-to-feel" on the model
of "ought-to-do. "
230 Notes t o pages 141-160
Chapter 5
Chapter 6
1. See , e.g. , Richar d Brandt , "Th e Scienc e of Ma n an d Wid e Reflectiv e Equilib-
rium," Ethics 10 0 (1990) : 263 . Th e genera l pattern o f definitio n derive s fro m Mill ,
Utilitarianism, p. 60cf. also Gibbard, Wise Choices, Apt Feelings, p. 41though Mil l
does no t singl e out emotiona l blam e but ha s in mind also overt act s o f social censur e
and punishment.
2. Se e esp. Hume, Treatise o f Human Nature, p. 469 .
3. Se e esp. Simon Blackburn , Spreading th e Word (Oxford : Clarendon , 1984) ,
pp. 167-71 , 181-223 .
4. Se e esp. Nagel, View from Nowhere, pp. 171-75 .
5. Se e esp. De Sousa, Rationality o f Emotion; cf. also, e.g., Morto n White , What
Is an d What Ought t o B e Done (Ne w York : Oxford Universit y Press , 1981) , which
Notes t o pages 189-197 23 3
Accident case, 151-54, 157 , 173, 174, Conscience. Se e Edwards; Se e also Social
176, 178-7 9 artifact view : Protagorean version
second version , 156-57, 159, 176, Cooper, John, 36-37
179 Copp, David, 224 n.57
Agamemnon, case of, 13, 21-22, 43-44,
50-51, 80 , 101-3, 146 , 177, 181 Davidson, Donald , 36 , 219 n.30
Agent-regret, 14 , 109-10, 116 , 135, 184 Deontic logic. See Dilemmas; se e also
Agglomeration (principl e of deontic), "Ought"
12-13, 15 , 29-31, 57-62, 60-62, Descriptivism. See Expressivism
216 n.l De Sousa, Ronald , 21 5 n.40, 232 n.32
Amoralism, 21, 67-68, 70-71, 75, "Didactic import, " 75, 222 n.22
80-83, 88-90, 99 Dilemmas (moral), 9. See also specific cases
Anscombe, G.E.M. , 23-25, 26, 68 balanced (vs . weighted), 10 , 18, 31,
Antirealism. See Realism; see also 38,43,51
Blackburn; Macki e exhaustively balanced, 49-50 , 64
Aquinas, Thomas, 11, 17, 148 explained b y social artifac t view. See
Aristotle, 36 , 92, 98-99, 110-12, Social artifact view
114-15, 153, 226 n.62 in deonti c logic , 11-15 , 29, 52-62,
Augustine, Saint, 21 6 n.56 62-65, 216-17 n.l, 220 n.48. See
Assassination case, 9-10, 51 , 53, 55 also specific deontic concepts and
principles
Benedict, Ruth, 28 negative conception, 41 , 47-48,
Blackburn, Simon, 187-93, 198, 62-64, 79
223 n.18, 223 n.20 problem for ethics, 9-11 , 15-23 . See
Blame, 119-20, 124-32 , 147-48, also Motivational force ; "Ought "
152-53, 170-78 , 181-8 2 second-order, 143-48 , 201-2
Brandt, Richard , 9-10 , 225 n.61 subjective sense , 23, 77, 152, 177
Bratman, Michael , 158-5 9 "Dirty hands, " 98, 183-84, 227 n.10
Donagan, Alan , 15-1 7
Captain Quee g case, 15-1 8 Dummett, Michael, 5 4
Castaneda, Hector-Neri , 14, 59-60,
61-62, 65 Edwards, Jonathan , 27 , 127-3 2
Closure (principl e of deontic), 29-30, Emotion(s). See also Social artifact view;
49, 55-57, 64, 217 n.l specific emotions
Cognitivism, 19-20, 78, 80-84 act-substitutes, 35, 84-85, 133,
Compunction, 135 , 181 136-37, 141-48, 186
243
244 Index