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Author: Yogita Rochlani, Ajoe John Kattoor, Naga Venkata Pothineni, Raga
Deepak Reddy Palagiri, Francesco Romeo, Jawahar L Mehta
PII: S0002-9149(17)31116-5
DOI: http://dx.doi.org/doi: 10.1016/j.amjcard.2017.06.054
Reference: AJC 22729
Please cite this article as: Yogita Rochlani, Ajoe John Kattoor, Naga Venkata Pothineni, Raga
Deepak Reddy Palagiri, Francesco Romeo, Jawahar L Mehta, Balancing Primary Prevention and
Statin Induced Diabetes Mellitus Prevention, The American Journal of Cardiology (2017),
http://dx.doi.org/doi: 10.1016/j.amjcard.2017.06.054.
This is a PDF file of an unedited manuscript that has been accepted for publication. As a service
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1
*Yogita Rochlani MD1, *Ajoe John Kattoor MD1, Naga Venkata Pothineni MD1, Raga Deepak
Reddy Palagiri MD1, Francesco Romeo MD2, Jawahar L Mehta MD, PhD1
Institutions
1
Division of Cardiology, University of Arkansas for Medical Sciences, Little Rock, AR, USA
2
Division of Cardiology, University of Rome TorVergata, Rome, Italy
Corresponding Author:
Tel: 501-296-1426
MehtaJL@uams.edu
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Abstract
DM, a modern day epidemic, is a significant risk factor for cardiovascular disease. Statins are
thought to elevate the risk for incident DM. Multiple trials were suggestive of the hyperglycemic
effect of long term statin use. This has prompted the Food and Drug Administration to include
risk of DM in the product label of statins. New onset DM with statin use is biologically plausible
and can be explained based on the multiple pathways in glucose metabolism affected by statins.
Most pivotal clinical trials of statins were not powered to adequately assess the risk for incident
DM with statin use and the results from multiple meta-analysis are mixed. Current US
Preventive Services Task Force (USPSTF) recommend the use of statins for primary prevention
in patients with at least one cardiovascular risk factor and a 10 year risk of >7.5%. With the new
ACC /AHA guidelines, the number of patients eligible for statin therapy has risen exponentially,
which also calls for caution and increased vigilance among the prescribing physicians regarding
the controversies surrounding it. This article aims to highlight the existing data on statin use for
primary prevention in diabetics and non-diabetics and association of statins use with new onset
Keywords
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Introduction
HMG CoA reductase inhibitors (statins) are the mainstay of pharmacologic management
for dyslipidemia. However, long term use of statins has been thought to be associated with an
increase in hyperglycemia and overt DM.1 We aim to review existing data on use of statins for
primary prevention in patients with DM and in non- DM patients, implications of statin use on
glucose control in diabetics, and association of statins with new onset DM. The article also aims
to shed light on the effects of dose, different drugs within the statin family, and the postulated
The Collaborative Atorvastatin DM Study (CARDS) was an initial study on the use of
statins in patients with type 2 DM. Results from this trial showed that in adults aged 40 - 75
years with DM and >1 risk factor for cardiovascular disease (CVD), fixed moderate-dose statin
therapy with atorvastatin 10 mg, which achieved a mean low density lipoprotein-cholesterol
(LDLC) of 72 mg/dL (mean 39% reduction), reduced the risk for CVD event by 37%. In
addition, statin therapy resulted in a 31% reduction in coronary revascularizations and 48%
reduction in stroke, making statins an important consideration in patients with DM.2 Multiple
meta-analyses reported a decrease in CVD with statin use in DM. Cholesterol Treatment Trialists
(CTT) collaboration analyzed data from 14 randomized controlled trials (RCTs), which included
18,686 patients with DM. The investigators reported that for every 1 mmol/ L reduction in LDL-
c, there was a 21% reduction in mortality in patients with DM (RR 0.79, 99% CI 0.72 - 0.86,
p<0.0001) and without DM (RR 0.79, 99% CI 0.76 - 0.82; p<0.0001).3In a meta-analysis by
Vijan et al, that included data from 5 RCTs of statin vs. placebo (and one RCT of fibrate vs.
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placebo) in patients with type 2 DM, the relative risk for CVD events in statin users was 0.78 (CI
0.67 - 0.89), and the absolute risk reduction was 0.03 (CI 0.01 - 0.04). This, meta-analysis
showed that 34.5 patients with type 2 DM would need to be treated for a period of 4.3 years to
prevent a single CVD event.4Vries et al. analyzed data from four trials, which included a total of
cardiovascular/cerebrovascular events in patients with DM. This analysis showed that statin
therapy resulted in a significant relative risk reduction in the occurrence of first major
cardiovascular or cerebrovascular events (RR 0.75, 95% CI 0.670.85), fatal/ non-fatal stroke
(RR 0.69, 95% CI 0.510.92) and fatal/ non-fatal myocardial infarction (RR 0.70, 95% CI 0.54
0.90), but a non-significant RR reduction in all-cause mortality (RR 0.84, 95% CI 0.65
1.09).5Earlier, it was recommended that statins be used in diabetics over 40 years with one or
more CVD risk factors;6 however, in view of the evidence presented thus far, the American
intensive vs. moderate dose therapy is to be made based on the risk as calculated by the pooled
cohort risk equation.7 Use of statins in primary prevention in the general population has been
long debated. The 2001 Adult Treatment Panel III (ATP III) recommended statin therapy in
adults over 20 years of age with markedly elevated LDL-c (>190 mg/dl) or moderately elevated
LDL-c (>130 mg /dl), 2 risk factors, and a Framingham risk score >10% over the next 10 years.8
However, recent studies support the use of statins for primary prevention even in subjects with
low risk for CVD event (Framingham risk score 5-10% or < 5%).9 In 2012, a meta-analysis of
data from 27 trials that included 174,149 participants showed a reduction in the risk of major
CVD events (non-fatal MI, coronary death, coronary revascularization or stroke) with statin use,
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even in subjects with an estimated 5-year risk of <10%. Every 1 mmol/L reduction in LDL-c led
to a reduction of 11/1000 CVD events over a 5-year treatment period.9 A Cochrane database
systematic review that included over 56,000 participants showed that statins caused a reduction
in all-cause mortality (OR 0.86, 95% CI 0.79 - 0.94), combined fatal and non-fatal
cardiovascular events as well as fatal and non-fatal stroke. In this analysis, use of statins was
beneficial even in low risk groups, and was estimated to prevent 6 events per 1000 people treated
for 5 years in the < 5% five-year risk category, and to prevent 15 events per 1000 people treated
for 5 years in the 5-10% five-year risk category. There was also a reduction in LDL-c levels as
well as coronary revascularizations.10 Importantly, there was also an elevated risk of developing
DM (RR 1.18, 95% CI 1.01 - 1.39). Recently, another systematic review was conducted by Chou
et al for the US Preventive Services Task Force (USPSTF). This review pooled data from 19
trials to assess the benefit of statins in 71,344 adults with increased CVD risk. This meta-analysis
showed a reduced risk of all-cause mortality (RR 0.86, 95% CI 0.80-0.93), cardiovascular
mortality (RR 0.69, 95% CI 0.54-0.88). The absolute benefit was most pronounced in patients
with the highest risk. The pooled analysis, however, failed to show increased risk of new onset
DM (RR 1.05, 95% CI, 0.91 to 1.20).11 Based on this study, USPSTF recommends low to
moderate dose statins in patients with one or more CVD risk factors and calculated 10 year event
argument for harm remains, especially with the reported increase in the incidence of new onset
DM.
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The relationship between statins and development of DM was first reported in the West of
Scotland Coronary Prevention Study (WOSCOPS) in 2001. The study was a randomized placebo
controlled trial of 40 mg pravastatin in 5974 participants, and revealed a 30% reduction in the
incidence of new onset DM.13 However, this trial did not use standard diagnostic criteria for the
diagnosis of DM. In addition, the sample population in the WOSCOPS was also thought to be
non-representative as patients were younger males and the population in general had a low risk
of developing DM. After WOSCOPS, several other trials tried to assess the protective effects of
atorvastatin and simvastatin, and these studies instead reported an increase in the incidence of
new onset DM.14 Justification for the Use of Statins in Prevention: an Intervention Trial
rosuvastatin 20 mg in patients with elevated C-reactive protein levels, also contradicted the
findings in WOSCOPS, and showed an increased incidence of new onset DM in the statin group
(3% in statin users vs. 2.4% in placebo, p=0.01).15 Several investigators have since analyzed data
from different RCTs to test the association of statins with increased incidence of new onset DM
(Table 1). Rajpathak et al., in a meta-analysis of 6 RCTs reported a modest increase in new onset
DM with statin use but results were not consistent.16 Sattar et al. in a meta-analysis of 13 RCTs
found a 9% increase in the risk for new onset DM in statin users over a 4 year period. One new
case of new onset DM was detected for every 255 (95% CI 150 852) patients treated with
statins for 4 years.1 Mills et al. in a large meta-analysis of 17 RCTs found a significantly
increased risk of new onset DM with statin use, 3.8 % in statin users vs. 3.5 % in controls.17
Izzo et al., performed an observational study in an outpatient setting in 4,750 hypertensive and
non-diabetic patients, age group 58.579 years, followed for 55 42 months, with each patient
receiving at least 12 months of statin therapy. The prevalence of DM was 18.1 % in statin users
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compared with 7.2% in the non-statin users, while the rates of incident new DM were not
significantly higher in statin users, 10.2%, and 8.8 % in patients not on statins (RR =1.02,
p=0.92).18 The study done by waters et al. showed that 80 mg of atorvastatin daily did not
increase the risk of new onset DM in patients with 0-1 risk baseline risk factors, but increased the
risk by 24% in patients with 3 to 4 baseline risk factors (Table 2).19Significant reduction in CVD
events was noted in both subgroups. JUPITER also showed a high incidence of new onset DM in
those with one more major risk factors for DM. For every 54 new cases of DM, 134 vascular
events were avoided when statins were used for primary prevention.20 Studies have also
indicated that older age could be a significant risk factor for new onset DM with statin use. For
example, an increased incidence of new onset DM was seen with pravastatin use in PROSPER
(PROspective Study of Pravastatin in the Elderly at Risk) trial. Culver et al investigated the
association between new onset DM and statin use in postmenopausal women by gathering data
from the Womens Health Initiative which recruited 161,808 postmenopausal women aged 50 to
79 years of which 7.04% were taking statins. There were 10,242 incident cases of self-reported
DM over 1,004,466 person-years of follow-up. The authors concluded that statin therapy was
associated with a 48% increase in the risk of self-reported DM after 3 years among
postmenopausal women.21 Most of the earlier studies on the association of new onset DM and
statins were performed on high CVD risk patients; this high CVD risk per se can affect the risk
of incident DM. Importantly, often the criteria for diagnosing DM did not conform to the current
diagnostic criteria. A recent population based prospective cohort study in non-diabetic men using
the current diagnostic criteria for diagnosis of DM, including fasting blood glucose, oral glucose
tolerance test and HbA1c, showed a significant 46% increase in the risk of new onset DM (HR
1.46, 95% CI 1.22 - 1.74), after adjusting for confounding factors, among the 2,142 statin
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users.32 The study also showed a decrease in insulin secretion and insulin sensitivity, 12% and
24% respectively, among statin users. The decrease in insulin secretion and insulin sensitivity
specifically into the randomized controlled trials which had <10% of patients with a history of
prior CVD events so as to analyze the risk vs. benefit of use of statins in primary prevention.
This meta-analysis however failed to show an increased incidence of DM (RR 1.05, CI 0.91-
1.20; I2=52%).11 However as mentioned earlier, WOSCOPS trial which was included in this
analysis, used non-standard methods for defining patients with DM and hence may have
underestimated the real incidence of DM. We performed a summary analysis excluding the
WOSCOPS study, since it was the hypothesis generating study (chronologically first) to avoid
any regression to mean effect.16, 23 When we excluded the WOSCOPS trial, there is statistically
significant incident DM in statin group (RR 1.11, CI 1.01-1.22; I2=0%) (Fig A). However, when
data from the reanalysis of WOSCOPS using less stringent diagnostic criteria, as calculated by
Sattar et al. was added into the analysis, the incidence of incident DM became non-significant.1
In addition WOSCOPS trial only included men, which could in turn have contributed to the
heterogeneity. It should be noted that most of the major RCTs are powered to estimate the
primary outcome which is CVD risk reduction. P values of risk for incident DM which are
obtained through exploratory analysis are far less interpretable compared to p-values for primary
end points.23
The precise mechanism by which statins may induce DM is not clear. Some of the major
proposed mechanism are shown in figure B. Insulin after binding to insulin receptors in the cells
produces a cascade of intracellular changes that result in the activation of systems that transport
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glucose into the cells. Insulin receptor substrate-1 (IRS-1) plays a key role in these signal
transmission from insulin receptors. Phosphorylation of IRS by protein kinase C (PKC) mediated
pathways leads to suppression of this signal transmission and hence decreases glucose uptake by
cells. Statins, due to the inhibition of HMG CoA reductase enzyme activity lead to accumulation
of the HMG CoA precursor acetyl CoA which is diverted to the fatty acid synthesis pathway
thereby causing accumulation of free fatty acids. Statins independently induce genes that are
involved in fatty acid synthesis.24 Free fatty acids are known to cause modulation of PKC
pathways leading to IRS phosphorylation and blocking signal transduction by insulin. Thus
statins cause inhibition to insulin-stimulated glucose uptake.25 Further, statins as a class inhibit
cholesterol synthesis which is important in the functioning of membrane proteins associated with
glucose transport such as GLUT1.26 Statins also alter immune function; which alters
inflammatory milieu and contributes to cardiovascular risk reduction. However, studies have
shown that statins increase the production of IL-1 which is a pro-inflammatory cytokine. This
inflammatory action might increase insulin resistance and in turn cause hyperglycemia.27 Wang
et al in in vitro experiments showed that statins upregulate the expression of G6PC (glucose-6-
gluconeogenic enzymes through induction of autophagy. Thus, chronic statin use may activate
adiponectin which lowers insulin resistance. Adiponectin receptors on pancreatic cells suppress
fatty acid induced -cell apoptosis and is considered to be the most likely pathogenesis by which
-cell dysfunction occurs in type 2 DM. Adiponectin theory suggest that statins decreases
adiponectin and hence promote -cell apoptosis. But this theory remains controversial.14
Lipophilic statins cause a decrease in GLUT4 protein levels in adipocytes leading to decreased
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glucose uptake and hence hyperglycemia.29 Statins have been shown to cause inhibition of
adipocyte differentiation. Immature adipocytes do not secrete insulin sensitizing hormone, and
may lead to insulin resistance. Statins also affect Ca2+ channel signaling in islet beta cells by
chronic cholesterol depletion. No clear mechanism is proposed for this relationship, but it is
believed that cholesterol depletion leads to conformational changes in Ca2+ channel subunits and
other membrane bound proteins30. By inhibiting early steps in cholesterol synthesis pathway,
statins induce a decline in some of the key molecules like geranylgeranyl pyrophosphate (GGPP)
dolichol, farnesyl pyrophosphate (FPP), coenzyme q10 (ubiquinone), etc. Some of these
molecules are known to upregulate GLUT 4. Decrease in these isoprenoids leads to a reduction
in insulin medicated glucose uptake. Cholesterol depletion downregulates GLUT 4 and this
impairs insulin action and causes insulin resistance. Lastly, chronic cholesterol depletion results
in caveolin-1 depletion which is necessary for normal insulin uptake by endothelial cells.
Based on the results of in vitro and in vivo studies cited here it is safe to conclude that multiple
The new cholesterol treatment guidelines allude to the use of moderate to intensive dose
statins in all subjects between 40- 75 years of age with LDL-c levels of 70 -189 mg/dl based on
risk stratification with the pooled cohort equations.7 The effect of statins on the development of DM
appears to correspond with the dose of the drug used, and this class effect also varies in between different
drugs based on their potency and lipophilic vs. hydrophilic nature. Multiple meta-analysis and several
retrospective studies suggest an increased risk of incident DM with the higher dose and potency of statin
(Table 2). However, the meta-analysis by Navarese et al, involving 17 RCTs failed to demonstrate
statistically significant increased risk in incident DM among various statins.32 . Pitavastatin is a newer
statin, shown to be as effective as potent statins like atorvastatin in reducing LDL-c levels, and
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has added benefits of improvement in HDL-c levels, and lack of deleterious effects on glycemic
control. In some studies, it has in fact been shown to improve HbA1c levels in patients with
pitavastatin use did not affect fasting blood glucose, HbA1c or incidence of new onset DM when
compared with the control group. The control group, in most of the studies, consisted of another
statin drug.34 In a recent study, by Wang et al, >30% reduction in LDL-c was associated with a
proportionately increased risk of developing DM. Hence that larger the reduction of LDL-c with
statin therapy, higher the risk of developing DM.35 Thus, a universal recommendation of using a
high potency statin to achieve maximal reduction on LDL-c levels has to be received with
caution. Risk of incident DM appears to be proportional to the dose and potency of statin therapy.
With studies showing increase in incident DM with statin use, it is important to assess
influence of different statins on glycemic control in patients with pre-existing DM (Table 2).
Yamakava et. al. studied the effect of three statins (pravastatin, pitavastatin and atorvastatin) on
blood glucose levels and HbA1c levels in patients with DM over 3 months, and reported that the
blood glucose levels were significantly higher in atorvastatin users but there was no difference in
HbA1c between the groups.36 Simsek et al. found a significant increase in HbA1c levels in
patients with pre-existing DM; however, fasting blood glucose levels did not increase
significantly.37 The LIVES extension study reported a significant decrease in the HbA1c levels in
patients with DM and hyperlipidemia treated with pitavastatin, indicating a potentially beneficial
effect.33 But as described earlier, a recent meta-analysis of 15 trials suggested absence of any
beneficial effects of this statin. A observational study by Sukhija et al. showed a statistically
significant increase in fasting glucose levels in both diabetic and non-diabetic statin users (table
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2).38 Thus, though multiple studies show worsening glycemic control with statin use in diabetic
patients. Further studies are necessary to determine whether this leads to a clinically significant
adverse outcome.
macro-vascular disease risk with control of dyslipidemia, their effect on the micro-vascular
thought to result from a hyperosmolar state that causes cellular damage, these complications
may be expected to continue to develop at a similar rate as seen in type 2 DM. Whether or not,
statins have any additional effects that can retard the development of these micro-vascular
the effect of statins on renal dysfunction, analyzed data from 197,551 patients that included
58,332 statin users and showed a beneficial effect of statins (OR 0.87, CI 0.82 - 0.92) in
preventing renal dysfunction, independent of their lipid lowering effect.39 In another hospital
chart review (based on ICD codes), an increase in microvascular complications of DM was found to be
associated with statin use (OR 2.50, 95% CI 1.88-3.32). But this study was retrospective and the authors
did not report the type of complication.40 Hence, whether worsening in glycemic control associated
with statin use has any implications relative to development of micro-vascular complications like
Statins haven been shown to have undisputed benefit in CVD prevention in high risk
groups. A recent large meta-analysis showed a reduction in fatal and non-fatal CVD events,
coronary revascularizations and all-cause mortality in low risk groups, such that stain use will
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prevent 6 -15 vascular events per 1000 low risk subjects. The number needed to treat (NNT) for
the <5% 5 year-risk group is 167 while that for 5-10% 5 year-risk group is 67.41 None of the
adverse events related with statin use were noted to be statistically significant except new onset
DM. Data from the CTT meta-analysis showed that for every 255 patients treated for 4 years,
there was one case of new onset DM while 9 vascular catastrophic CVD events (death, MI,
revascularization, stroke) were prevented.1 Priess et al. reported that the number NTH per year
with statin use is 498 while the NNT per year is 155.42 Recent meta-analysis performed for the
USPSTF showed a decrease in cardiovascular and all-cause mortality in the statin group, but
failed to show significant elevated risk for incident DM. Most of the trials in this meta-analysis
used lower doses of statins which might have contributed to the non-significant risk for new
onset DM. Recent studies suggest that >30% reduction in LDL-c and use of high intensity statins
may be related to higher risk of incident DM. In summary, a signal towards increased risk of
incident DM with long-term statin use is evident. Most of the published data support that
patients with a higher number of traditional cardiovascular risk factors at baseline tend to have a
higher incidence of DM with statin use, as compared to patients with lower number of
cardiovascular risk factors at baseline. Does this represent a natural progression of the underlying
metabolic syndrome or does it represent lead time bias where we identify patients at risk for DM
earlier with statin therapy? It is also not clear if statin induced DM is different from naturally
leads to macro- and micro-vascular complications as naturally occurring DM? b) how to best
treat statin induced DM? c) does stain-induced DM disappear or regress with lowering the dose
of or discontinuing statin therapy?. Unravelling this would help understand the optimal
treatment of statin induced DM. However, these questions are extremely difficult to answer at a
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population level and call for clinical decision making. With the new pooled cohort risk equation,
the number of patients who are candidates for statin therapy has grown exponentially (upto an
clinician-patient risk discussion prior to initiation of statin.43 Clinicians caring for patients who
come for primary prevention need to remain vigilant of these unanswered controversies. A one
size fits all approach may not work well and a risk-benefit discussion with the patient should
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42. Preiss D, Seshasai SRK, Welsh P, Murphy SA, Ho JE, Waters DD, DeMicco DA, Barter P,
Cannon CP, Sabatine MS. Risk of incident diabetes with intensive-dose compared with
43. Pencina MJ, Navar-Boggan AM, D'Agostino RB, Williams K, Neely B, Sniderman AD,
Med 2014;370:1422-1431.
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Figure A: Meta-analysis on risk of Incident diabetes with and without WOSCOPS in studies with
<10% population with prior cardiovascular event (Data adapted from Chou et al11 and Sattar et
al1)
1. Excluding WOSCOPS trial
2. Including reanalyzed data from WOSCOPS trial
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22
Table 1: Meta-analyses that support the increase in the risk of incident DM with statins
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23
Table 2: Studies comparing risk of incident diabetes with various statins groups and doses
Number
Study Study design
of trials,
(First author, Type of study Comparison of Risk of incident diabetes
sample
year, Ref) glycemic control
size
Intensive Vs.
Meta-analysis 5, incident diabetes in intensive dose statin [OR = 1.12,
Preiss, 2011,45 Moderate dose
(5RCT) 32752 1.04-1.22, I2=0%]
statin
Navarese, 2013,36 Meta-analysis 17, Different statin Rosuvastatin Vs. placebo [OR = 1.25, 0.82 1.90]
* (17RCT) 113,394 doses Vs. placebo Pravastatin Vs. placebo [OR = 1.07, 0.86-1.30]
Atorvastatin 80mg
Meta-analysis 2,
Waters, 2014,24 Vs. low dose DM in atorvastatin group [HR = 1.16, 1.03-1.30]
(2 RCT) 15,056
statin
DM among
Retrospective in DM [HR = 1.18, 1.15-1.22] with Rosuvastatin,
Zaharen, 2013,47 197,138 various statin
Cohort Atorvastatin and Simvastatin
users
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