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Research Article
Seismic Damage Analysis of Concrete Gravity Dam Based
on Wavelet Transform
1,2 2
Dunben Sun and Qingwen Ren
1
School of Civil Engineering, Nanjing Forestry University, Nanjing 210037, China
2
College of Mechanics and Materials, Hohai University, Nanjing 210098, China
Correspondence should be addressed to Dunben Sun; sundunben@sina.com
Copyright 2016 D. Sun and Q. Ren. This is an open access article distributed under the Creative Commons Attribution License,
which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
The key to the dam damage assessment is analyzing the remaining seismic carrying capacity after an earthquake occurs. In this
paper, taking Koyna concrete gravity dam as the object of study, the dynamic response and damage distribution of the dam are
obtained based on the concrete damage plastic constitutive model. By using time-frequency localization performance of wavelet
transform, the distribution characteristics of wavelet energy for gravity dam dynamic response signal are revealed under the
action of different amplitude earthquakes. It is concluded by numerical study that the wavelet energy is concentrated in low-
frequency range with the improving of seismic amplitude. The ultimate peak seismic acceleration is obtained according to the
concentration degree of low-frequency energy. The earthquake damage of the dam under the moderate-intensity earthquake is
simulated and its residual seismic bearing capacity is further analyzed. The new global damage index of the dam is proposed
and the overall damage degree of the dam can be distinguished using defined formula under given earthquake actions. The
seismic bearing capacity of the intact Koyna dam is 591 gal considering the dam-water interaction and its residual seismic
bearing capacity after simulating earthquake can be calculated.
is simulated under moderate-intensity earthquakes and the Figure 1: Orthogonal decomposition relationship of original signal
residual seismic bearing capacity of an earthquake damaged
dam is further calculated. The global damage index of the 0.
pl ( )
= , (7)
= 1,
Shock and Vibration 3
14.8 m
where is the plastic consistent parameters, is the plastic
flow potential function, and the Drucker-Prager hyperbolic
function has been chosen here which can be expressed as
2 tan , (8)
536. m
2 19.25 m
= ( 0 tan ) +
where is the expansion angle measured in - plane at high
confining pressure; 0 is the tensile stress when the uniaxial
tension failure occurs; is eccentricity ratio.
103 m
The yield function expressed in effective stress modified
by Lee and Fenves has been taken as the yield condition of the
566. m
concrete, which can be written in ef fective stress:
= 1 pl
) max )
( 3 + (
max
1 (9)
pl
( ),
0.1
Acceleration
pl
) 0
0 2 4 6 8 10 12
pl
)= ( (1 )(1+ ). (10) 0.1
( pl 0.2 Time (s)
( ) 0.3
0.4
T he elastic stif fness is restored as the cracks change from
0.5
opening to closing and the load changes from tension state to 0.6
compression state under cyclic loading. Thus the damage
variable can be expressed as follows: Figure 3: Input seismic waves.
where and are the stiffness recovery factors when the internal accelerogram whose horizontal component is time histories
stress appears opposite in signs under cyclic loading. shown in Figure 3. The calculation parameters of materials
4
are selected to be as follows: elasticity modulus = 3.010
3
4. The Seismic Damage Analysis Mpa, Poisson ratio ] = 0.2, concrete density = 2630kg/m ,
of Gravity Dam concrete compressive strength 24.1 Mpa, and concrete
tensile strength 2.9 Mpa.
Concrete structure may appear to crack under an earthquake The wavelet energy distribution and variation charac-
and structural strength as well as stiffness is also reduced. The teristics for dam crest displacement are analyzed by mainly
concrete damage plastic model provided by the soft-ware considering the following two cases: (1) regardless of the dam-
ABAQUS can simulate concrete damage and failure behavior water interaction (case A); (2) considering the dam-water
of dam under earthquakes. In this research, taking Koyna interaction (case B). Studies have shown that the response of
gravity dam as the example of study, the wavelet energy the dam is not sensitive to the foundation stiffness [17]. So the
distribution characteristics for the seismic response are rigid foundation has been considered for the model in all of the
analyzed based on the plastic damage model. T he Koyna analyses. The base of the dam has been tied to the foundation,
gravity dam is located on the Koyna River in the west of the and there is no sliding at the dam-foundation interface. This
Indian Peninsula. The concrete gravity dam is 103 m high and model was adopted for the seismic damage analysis of
70 m wide at its base; section size is shown in Figure 2. concrete dam by [2, 18]. The dam-reservoir dynamic
Upstream water head was 91.7 m when a 6.5 magnitude interactions can be modeled in a simple form using the
earthquake shook the region in 1967. The Koyna earthquake Westergaard added mass technique. The added mass per unit
with maximum acceleration measured at the foundation gallery area of the upstream wall is given in approximate form by the
of 0.47 g in horizontal direction normal to the dam axis was expression [19] (7/8) ( ), where denotes the density of
recoded. The dynamic excitation is represented by water and the height of reservoir water. Rayleigh
4 Shock and Vibration
Table 1: Concrete plasticity calculation parameters.
Damage factor 0.00 0.381 0.617 0.763 0.853 0.909 0.944 0.965 0.979 0.987 0.992
Cracking displacement (104 m) 0.00 0.66 1.23 1.73 2.20 2.65 3.08 3.51 3.94 4.38 4.82
Frequency order 1 2 3 4 5 6 7 8
Frequency (Hz) 3.062 8.0735 11.071 15.827 24.096 24.346 24.525 29.825
Table 3: Relations of the acceleration scale factor and relative wavelet energy (intact dam).
proportional damping is assumed in dam dynamic analysis, energy is concentrated in the frequency range 06.25 Hz,
taking damping ratio = 0.05. Concrete material damage is namely, in the third decomposition level. When the ASF are
defined by the relationship of damage factor and cracking 0.10.4, no crack appears to the dam and the relative wavelet
displacement [20], as shown in Table 1. T he 4-node bilinear energy is no change. This shows that relative wavelet energy
plane strain quadrilateral reduced integration elements are used and the damage of the dam have the very good consistency.
for discretizing finite element meshes of the dam. Along with seismic amplitude increase, the damage of the dam
The dynamic responses of the dam are calculated under the increases and stiffness decreases, leading to the decrease of the
same earthquake acceleration waves with different Accel- natural frequency of the dam and the main reaction energy
eration Scale Factors (ASF) and displacement signals of the drifting to low-frequency range which can be proved by the
dam crest are extracted. The signals are decomposed into data in Table 3. When the ASF arrives to 1.4, the low-
several different frequency bands by using wavelet analysis. frequency relative wavelet energy 4 increases a little. This
The following four factors should be considered in order to means that the absorption energy in low-frequency range 4
select reasonable wavelet: tight branch, symmetry, regularity, becomes saturated, namely, the dam is very close to (or arrives
and vanishing moments. In order to calculate conveniently, the at) the limit state of seismic bearing capacity. And this point
db5 wavelet is selected here. Because sampling frequency of can be verified from the corresponding damage cloud picture
the signals is 50 Hz, according to the sampling theorem, the of the dam (Figure 4). In Figure 4 there is a table indicating
highest frequency of the signal is 25 Hz. By a preliminary FFT DAMAGET. It can be seen that the tensile damage variable in
transform, it is known that the amplitudes of the Koyna wave the black areas is close to 1. Damage almost passes through
are mainly concentrated in frequency range 026 Hz. The first the dam neck, causing the final collapse of the dam.
natural frequency of the dam is 3 Hz or so after the From Table 3, it can be seen that, for case B, when the ASF
preliminary calculation. The signals are decomposed into 3 are 0.10.4, relative wavelet energy is mainly concentrated
levels by using the db5 wavelet of Daubechies wavelets. The in the low-frequency range. This shows that the hydrostatic
frequency band range decomposed is shown in Table 2, from pressure plays a main role. When the ASF increases from
which it can be seen that the lowest frequency band is in 0.6 to 1.30, the relative wavelet energy is concentrated in
03.125 Hz containing the first natural frequency of the dam. the low-frequency range and becomes saturated at ASF
By decomposing displacement signals into 3 levels, the 1.25. By comparing the two cases in Table 3, it can be seen
relative wavelet energy of all frequency bands can be that the seismic bearing capacity of the dam decreases
calculated using formula (5) as shown in Table 3. It can be slightly, considering the interaction of dam-reservoir.
seen from Table 3 that, for case A, most of the relative wavelet Figure 5 shows the damage cloud picture of limit state of
seismic bearing
Shock and Vibration 5
Table 4: Relations of ASF and relative wavelet energy (earthquake damaged dam).
DAMAGET DAMAGET
(avg. 75%) (avg. 75%)
+9.920e 01 +9.920e 01
+9.093e 01 +9.093e 01
+8.267e 01 +8.267e 01
+7.440e 01 +7.440e 01
+6.613e 01 +6.613e 01
+5.787e 01 +5.787e 01
+4.960e 01 +4.960e 01
+4.133e 01 +4.133e 01
+3.307e 01 +3.307e 01
+2.480e 01 +2.480e 01
+1.653e 01 +1.653e 01
+8.267e 02 +8.267e 02
+0.000e + 00 +0.000e + 00
Figure 4: Damage distribution at ASF 1.4 (case A). Figure 5: Damage distribution at ASF 1.25 (case B).
capacity that is almost the same as Figure 4. Figure 6 gives seismic bearing capacity of the dam cannot be determined
the maximum principal stress distribution of the dam body by B-R theory [22].
under ASF 1.25. The dynamic response of the intact dam is analyzed and its
To check the correctness of the approaches presented in seismic bearing capacity is acquired as in the previous one
this paper, the results of cracking development of Koyna (shown in Table 3). From the seismic code it can be known that
concrete gravity dam subjected to the same earthquake wave for the dam withstanding the moderate-intensity earthquake,
shown in Figure 3 are compared in Figure 7. In the f igure, local damage may occur, but it has residual seismic capacity
the result in this paper is consistent with other researchers and can be used by performing a simple repair. Assuming that
[21]. It can be seen from Figure 7 that the crack does not the dam body is subjected to seismic action of amplitude 280
penetrate the whole section of the dam, indicating that the gal (ASF 0.6 in Figure 3), the damage cloud picture of the dam
dam does not reach the limit state of bearing capacity. The (shown in Figure 10) can be calculated using ABAQUS Sof
data in Table 3 shows that, for case B, the dam reaches the tware. Figure 10 shows that the local damage occurs in the dam
limit state of bearing capacity when ASF is 1.25. neck, showing nearly 6 m deep crack from the downstream
For case A, Figure 8 shows the input acceleration scale surface at the macroscopic level. Using the ABAQUS restart
factor versus peak displacements. It can be seen in Fig-ure 8 function, the dynamic response of the dam with 6 m deep
that the dam crest displacement amplitudes have no obvious initial crack in its neck can be calculated under earthquake with
increase with the increase of ASF. Figure 9 is the horizontal different ASF. The relative wavelet energy 1 4 (shown in
displacement time-history curve of the crest under the Table 4) in 4 frequency bands can be obtained using the same
earthquake at ASF 1.4, from which it can be seen that wavelet processing methods for the dam crest displacement
displacement is convergent. Figures 8 and 9 indicate that the signals.
6 Shock and Vibration
S, max. principal
(avg. 75%)
+1.581e + 06
+1.398e + 06
+1.214e + 06
+1.031e + 06
+8.472e + 05
+6.637e + 05
+4.801e + 05
+2.966e + 05
+1.130e + 05
7.052e + 04
2.541e + 05
4.376e + 05
6.212e + 05
Figure 6: The maximum principal stresses distribution at ASF 1.25 (case B).
DAMAGET
(avg. 75%)
+9.920e 01
+9.093e 01
+8.267e 01
+7.440e 01
+6.613e 01
+5.787e 01
+4.960e 01
+4.133e 01
+3.307e 01
+2.480e 01
+1.653e 01
+8.267e 02
+0.000e + 00
(a) The result of this paper. Maximum crest displacement: 0.0507 m (b) Other researchers result. Maximum crest
displacement: 0.047 m
It can be seen from Table 4 that, for case A, the dam body reaches dam. For case A, it can be calculated that the global
the limit state of seismic bearing capacity when ASF is 1.15 (i.e., damage index of the dam is 0.18 using formula (12). For
543.95 gal). Based on the seismic bearing capacity of the dam, the case B, the residual seismic bearing capacity of earthquake
global damage index can be defined as follows: damaged dam is 1.1 multiples of seismic wave and the
DI = 1 , (12) corresponding damage cloud picture is shown in Figure 11.
0 By comparing the seismic bearing capacity of the intact
where is the residual seismic bearing capacity of earthquake dam (in Table 3) with that of an earthquake damaged dam
damaged dam and 0 is the seismic bearing capacity of intact (in Table 4), it can be calculated that the global damage
index of the dam is 0.12 using formula (12). Therefore, the
global damage index of the
Shock and Vibration 7
0.08 DAMAGET
amplitude(m)
Damcrestdisplacement
+2.480e 01
0.08
0.06 +1.653e 01
+8.267e 02
(m)
0.04
+0.000e + 00
Displacement
0 2 4 6 8 10 12
0.02 Figure 10: Damage distribution at ASF 0.6.
0
+7.440e 01
gravity dam subjected to the known seismic action is over +6.613e 01
10% whether considering the dam-water interaction or not.
This indicates that the gravity dam can be used by +5.787e 01
performing simple repairs. +4.960e 01
+4.133e 01
5. Conclusion
+3.307e 01
The following conclusions can be drawn from the above
+2.480e 01
theoretical and numerical analyses.
+1.653e 01
(1) The vibration signals of the dam are decomposed
+8.267e 02
into several different frequency bands by using
wavelet analysis; thus energy distribution of the +0.000e + 00
subband can be seen clearly. With the increase of the
Figure 11: Damage distribution at ASF 1.1 for earthquake
earthquake wave magnitude, the damage of the dam
damaged dam.
increases, leading to the energy concentration in the
low-frequency range. The dam body gets to the limit
state of seismic bearing capacity when the low-
frequency energy reaches saturation. Therefore, the calculated by using the wavelet analysis method. The
correspond-ing numerical value of dam seismic overall damage degree of the dam with initial damage
capacity can be obtained. can be evaluated by comparing the changes of seismic
bearing capacity before and af ter earthquake damage.
(2) The damage distribution of the dam under the action of
Considering the dam-water interaction, the global
earthquake can be simulated and predicted by means of
damage index slightly reduces and the seismic bearing
a concrete damaged plasticity model. Con-sidering the
capacity of concrete dam lows a little.
damage as the initial damage of the dam, the numerical
value of residual seismic bearing (3) In the paper, we proposed a simple and feasible way
capacity for the earthquake damaged dam can be for the earthquake damage assessment.
8 Shock and Vibration
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