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Mary V. Solanto, Ph.D. Objective: The authors investigated the ef- self-report and collateral inform ant be-
ficacy of a 12-week m anualized m eta-cog- havioral ratings.
nitive therapy group intervention designed
David J. Marks, Ph.D. Results: General linear m odels com par-
to enhance tim e m anagem ent, organiza- ing change from baseline betw een treat-
tion, and planning in adults w ith attention
Jeanette Wasserstein, Ph.D. deficit hyperactivity disorder (ADHD).
m ents revealed statistically significant
effects for self-report, collateral report,
Method: Eighty-eight clinically referred and independent evaluator ratings of
Katherine Mitchell, Psy.D.
adults w ho m et D SM -IV criteria for AD HD D SM -IV inattention sym ptom s. In dichoto-
according to clinical and structured di- m ous indices of therapeutic response, a
Howard Abikoff, Ph.D. agnostic interview s and standardized significantly greater proportion of m em -
questionnaires w ere stratified by AD HD bers of the m eta-cognitive therapy group
Jose Ma. J. Alvir, Dr.P.H. m edication use and otherw ise random ly dem onstrated im provem ent com pared
assigned to receive m eta-cognitive ther- w ith m em bers of the supportive thera-
Michele D. Kofman, Ph.D. apy or supportive psychotherapy in a py group. Logistic regression exam ining
group m odality. M eta-cognitive therapy group differences in operationally de-
uses cognitive-behavioral principles and fined response (controlling for baseline
m ethods to im part skills and strategies AD HD severity) revealed a robust effect
in tim e m anagem ent, organization, and of treatm ent group (odds ratio=5.41; 95%
planning and to target depressogenic and CI=1.7716.55).
anxiogenic cognitions that underm ine ef- Conclusion: M eta-cognitive therapy yield-
fective self-m anagem ent. The supportive ed significantly greater im provem ents in
therapy condition controlled for nonspe- dim ensional and categorical estim ates of
cific aspects of treatm ent by providing severity of ADHD sym ptom s com pared
support w hile avoiding discussion of cog- w ith supportive therapy. These findings
nitive-behavioral strategies. Therapeutic support the efficacy of m eta-cognitive ther-
response w as assessed by an independent apy as a viable psychosocial intervention.
(blind) evaluator via structured interview
before and after treatm ent as w ell as by
(Am J Psychiatry 2010; 167:958968)
Excluded (N=267)
Ineligible via phone screen (N=50)
Incomplete questionnaires (N=39)
Ineligible via questionnaires (N=54)
Withdrew prior to completed evaluation (N=40)
Ineligible based on evaluation (N=63)
Withdrew before randomization (N=21)
Randomized (N=88)
Did not complete treatment (N=6) Did not complete treatment (N=12)
Made proscribed medication change (N=1) Made proscribed medication change (N=4)
All data were analyzed both with (N=45) All data were analyzed both with (N=43)
and without (N=38) noncompleters and and without (N=27) noncompleters and
medication changers medication changers
havioral interventions, each compared to a waiting list Our first study of meta-cognitive therapy (20) found that
control condition. In both cases, significantly greater im- adults who completed our manualized group program
provement in core ADHD symptoms was observed in the showed robust change from baseline to posttreatment as-
treated group. Yet, while these studies yielded large effect sessment on standardized self-report measures of ADHD
sizes in the treated group and controlled for the passage of symptoms and executive skills. Given these positive results,
time, they enrolled small samples (1522 participants per we undertook the present study to rigorously examine the
condition) and did not control for nonspecific effects of efficacy of meta-cognitive therapy by comparing self-report,
treatment (e.g., therapist support), which may exert pow- observer report, and independent evaluator ratings of pa-
erful effects on treatment response (17, 18). tients who received meta-cognitive therapy and patients who
Over the past decade our group has been developing, received supportive therapy. We postulated greater positive
studying, and refining meta-cognitive therapy, a group-ad- change in the meta-cognitive therapy group than in the sup-
ministered intervention that incorporates cognitive-behav- portive therapy group. We further hypothesized that patients
ioral principles and was designed to foster the development concurrently receiving medication to treat ADHD would
of executive self-management skills. We chose to focus on show an enhanced positive response to meta-cognitive
time management and organization because difficulties in therapy because the medication would allow them to focus
the attentional domain are more prevalent than those in the better, process and retain more during the therapy sessions,
hyperactive-impulsive domain among adults with ADHD and facilitate the practice of strategies between sessions. Fi-
and are most consistently related to clinician ratings of se- nally, we hypothesized that by improving functioning, meta-
verity of illness and impairment (19). Moreover, our clinical cognitive therapy would enhance feelings of efficacy and
experience indicates that problems with impulsivity, social competence, thereby yielding secondary improvements in
behavior, and mood control are common only to a subset comorbid symptoms of anxiety and depression.
of patients and require a different intervention format. The
group format was selected because 1) the skills and strate- Me th o d
gies to be imparted lend themselves to semistructured pre-
sentation; 2) the group format provides opportunities for Design
positive modeling, social reinforcement, and social support; Eighty-eight adults rigorously diagnosed as having ADHD were
and 3) the group is a cost-effective treatment delivery mode. stratified by use of ADHD medications (stimulants or atomox-
F IG U R E 2 . Me ta -Co g n itiv e T h e ra p y P ro g ra m S e q u e n c e
etine) and otherwise randomly assigned to receive either meta- cognitive therapy. The presence of childhood symptoms was
cognitive therapy or supportive therapy; the latter was intended confirmed by at least one of the following: self-report of four
to control for nonspecific therapeutic effects of a group interven- or more childhood symptoms in one domain (inattentive or
tion. Response was assessed immediately before and after treat- hyperactive-impulsive) on the CAADID; report of four or more
ment via a structured interview completed by an independent symptoms in a given domain on the Childhood Symptom Scale
(blind) evaluator and by questionnaires completed by the patient Other Report (24) by the parent or other adult who knew the
and a significant other. Each group consisted of six to eight partic- patient in childhood; or report of symptoms of ADHD on school
ipants. One meta-cognitive therapy and one supportive therapy report cards or a childhood psychological evaluation. Comorbid
group intervention were run concurrently in a cohort to ensure conditions were assessed using the Structured Clinical Interview
that the groups were matched on the percentage receiving ADHD for DSM-IV Axis I Disorders (25) and the module for borderline
medications and were equivalent with respect to environmental personality disorder from the Structured Clinical Interview for
changes (e.g., seasonal and holiday periods). DSM-IV Axis II Personality Disorders (26). IQ was estimated
The study was approved by the Mount Sinai School of Medi- using four subtests of the WAIS-III (vocabulary, similarities, block
cine Institutional Review Board, and all participants provided in- design, and matrix reasoning), as described by Tellegen and
formed written consent to participate. Briggs (27).
Figure 1 summarizes the flow of participants through each
Participants stage of the study.
Prospective participants were referred from New York area A s s e s s m e n t s o f re s p o n s e to tre a tm e n t. Patients were
medical and psychiatric clinics, ADHD advocacy and self-help assessed by the independent evaluator before and after
groups, community psychiatrists and primary care physicians, treatment using the Adult ADHD Investigator Symptom Rating
university health services, and postings on clinical trials web sites. Scale (AISRS), a structured interview developed to assess the
Participants had to be between the ages of 18 and 65 and have 18 DSM-IV symptoms of ADHD (28). Clinician evaluators were
a DSM-IV diagnosis of ADHD, predominantly inattentive or com- licensed psychologists or board-eligible psychiatrists who had
bined subtype. Exclusion criteria were active substance abuse or been trained on the AISRS to a reliability of 0.90. To reduce
dependence; suicidality; overtly hostile or aggressive behavior rater variance, the same evaluator administered the interview
likely to alienate group members; asocial characteristics (e.g., to a given participant before and after treatment. The symptom
pervasive developmental disorder); cognitive disability (estimated score (03) summed across the nine inattention items served
IQ <80); psychosis; borderline personality disorder; Alzheimers as one of two primary outcome measures for the study. The
disease or other dementia; overt neurological disorder; and a CAARS-S inattention/memory subscale score served as the other
childhood history of abuse or trauma or other severe psychiatric primary outcome measure. In addition, the following self-report
condition that confounded ascertainment of childhood ADHD questionnaires were completed before and after treatment:
symptoms. Patients with other axis I psychiatric disorders were the Brown Attention-Deficit Disorder Scales (29); the Behavior
eligible for participation. Individuals receiving psychotropic med- Rating Inventory of Executive FunctionAdult Version (30); the
ication had to be stabilized on a given drug for at least 2 months Beck Depression Inventory, 2nd edition (BDI; 31); the Rosenberg
and on a given dose for at least 1 month. Patients were instructed Self-Esteem Inventory (32); and the On Time Management
to defer nonessential changes in their therapeutic regimen (either Organization and Planning scale (possible scores range from
medication or psychotherapy) until the end of treatment. 102 to +102), which was developed and previously used in our
program to assess those skills (20). The CAARSObserver Report:
Assessments Long Version (CAARS-O) was also completed before and after
D ia g n o s tic a s s e s s m e n t s . The diagnosis of ADHD was based treatment by a spouse, partner, family member, or close friend of
on the Conners Adult ADHD Diagnostic Interview for DSM-IV the participant, with the participants consent. The independent
(CAADID; 21). Also required was a T-score of at least 65 (93rd evaluator also administered the Hamilton Anxiety Rating Scale
percentile) on the DSM-IV inattention subscale of the Conners (HAM-A) using a structured instrument (33).
Adult ADHD Rating ScalesSelf-Report: Long Version (CAARS-S; Meta-Cognitive Therapy
22, 23) and a T-score of 63 (90th percentile) on the inattention/
memory subscale. The latter subscale consists largely of items P r in c ip le s o f m e ta -c o g n itiv e th e r a p y. In meta-cognitive
that gauge the severity of the difficulties in time management therapy, cognitive-behavioral principles are employed to 1)
and organizational functions that constitute the focus of meta- provide contingent self-reward (e.g., for completing an aversive
task); 2) dismantle complex tasks into manageable parts; and 3) Cu e s to p ro m o te g e n e r a liz a tio n a n d m a in te n a n c e . The
sustain motivation toward distant goals by visualizing long-term program also makes use of self-instruction using phrases that
rewards. Traditional cognitive-behavioral methods that challenge link a problematic situation (cue) with a cognitive response that
anxiolytic and depressogenic cognitions are also incorporated. provides a solution to that problem. An example is If I am having
Support from, modeling of, and reinforcement by other group trouble getting started (cue), then the first step is too big (solution
members and the therapist are important components of the is to break task down into parts). Another example, designed to
treatment that serve to stimulate, enhance, and maintain positive cue individuals to minimize distracters in their organizational
gains. space, is Out of sight, out of mind. Such phrases are repeated
strategically throughout the program so that they become part of During the initial session, group members were asked to
the individuals problem-solving repertoire, thereby enhancing identify a specific goal to address during the program. Each
generalization and maintenance of gains. subsequent session was subdivided into two segments, with
Co n te n t o f m e ta -c o g n itiv e th e r a p y. The sequence of treatment the initial half devoted to a review of events that transpired
sessions, displayed in Figure 2, is hierarchical in nature, beginning during the preceding week, including challenges or positive
with training in specific skills (e.g., mechanics of planner use) accomplishments; the second portion, when time permitted,
and progressing to higher-order skills that encompass both time involved a therapist-led discussion of a specific psychoeduca-
management and organization (i.e., planning). tional theme, elicited from group members at the outset of the
session. Although the specific topics varied somewhat across
S e s s io n fo r m a t. The first hour of each 2-hour session is devoted groups, the most typical areas covered included primary symp-
to a roundtable review of each participants experience with the toms of ADHD; everyday manifestations of ADHD symptoms;
most recent home exercise to ascertain and address cognitive, and psychopharmacological treatment. Throughout the vari-
situational, and emotional obstacles to implementation; ous sessions, each therapist responded by providing psychoed-
suggest additional or alternative strategies; and address ucation, offering support and encouragement (e.g., highlight-
counterproductive emotional responses. The second half of ing positive changes and effort), and/or referring the problem
each session begins with a presentation of the new topic and to the group for alternative solutions.
corresponding strategies, followed by an in-session exercise
to illustrate or model each technique. Sessions conclude with Therapists and Training
an explanation of the next home exercise and anticipatory
troubleshooting. Two psychologists who were already highly experienced in
the diagnosis and treatment of ADHD in adults (D.J.M. and J.W.)
were thoroughly trained in meta-cognitive therapy and support
Supportive Therapy
interventions and served as therapists. Each therapist led half
The supportive therapy condition was designed to control for of the meta-cognitive therapy groups and half of the support
nonspecific elements of the meta-cognitive therapy program, groups in randomized sequence.
including session and treatment duration (2 hours per week for
12 weeks), group support and validation, therapist attention, Fidelity Ratings
and psychoeducation, but without the didactic strategies and Therapist competence and adherence to the treatment pro-
exercises contained in the meta-cognitive therapy program. A tocols were rated on a checklist (available from the authors on
manual delineated the techniques and strategies that were pro- request) developed following the recommendations of Waltz et al.
hibited and permitted to the therapist during supportive thera- (34). All treatment sessions were taped, and four sessions from
py sessions. each 12-session series were randomly selected to be rated by a
P r o g r a m s tr u c tu r e . Each supportive therapy series commenced therapist experienced in cognitive-behavioral therapy (48 tapes
with a brief discussion of the program orientation and the in all). Comparison of ratings revealed no differences between
role of the therapist as an educator and facilitator. The group groups in mean ratings of therapist competence and also indicat-
was characterized as a mechanism for providing information ed that there were no instances of contamination of the support-
(e.g., addressing and dispelling myths), uniting around shared ive therapy condition by use of behavioral or cognitive-behavioral
experiences, and fostering a network of support. interventions.
18.33 3.55 16.18 4.71 2.3* 1.0, 3.6 2.7*** 0.9, 4.6
10.58 2.59 9.70 3.16 1.0* 0.1, 1.9 2.2*** 0.9, 3.5
74.33 9.67 73.19 10.33 0.9 2.0, 3.9 4.8* 0.8, 8.7
85.72 9.53 76.80 11.00 8.8* 5.6, 12.0 0.3 4.2, 4.7
80.71 9.24 78.64 11.52 1.26 2.0, 4.6 4.13 0.5, 8.7
37.87 22.57 28.98 24.67 9.5* 15.5, 3.4 8.4 16.8, 0.0
11.34 8.12 9.08 7.16 2.3* 0.3, 4.3 0.5 3.2, 2.2
8.45 5.20 8.88 5.63 0.2 1.7, 1.3 1.4 0.7, 3.5
0.50 0.64 0.65 0.70 0.1 0.3, 0.1 0.3 0.0, 0.5
18.37 5.62 19.50 5.86 1.3 2.7, 0.1 0.0 1.9, 1.9
to complete tasks, disorganization, avoidance of effort- therapy; change in meta-cognitive therapy but not sup-
ful tasks, losing things, and forgetting things. Because of portive therapy was significant.
lower return rates for the CAARS-O scale (in part attrib-
Analyses of Measures of Comorbidity
utable to limited availability of collaterals), effects on the
CAARS-S and CAARS-O reports were examined in separate No differences were observed between treatment
univariate analyses. groups in pre- to posttreatment assessment change
The results of general linear modeling comparing scores for depression (BDI), self-esteem (Rosenberg Self-
change from baseline between treatment groups, adjust- Esteem Inventory), or anxiety (HAM-A). With the excep-
ing for the baseline value of the change outcome measure, tion of a small but significant improvement on the BDI
are summarized in Table 2, along with the unadjusted pre- in the supportive therapy condition, examination of
and posttreatment mean values and change scores adjust- confidence intervals for change scores for each treat-
ed for baseline by treatment group. ment group separately showed no significant effects for
Only one statistically significant interaction between any of these outcome variables. Given that the sample as
baseline score and response to treatment was observed, a whole scored within normal limits on the BDI, we re-
and that was on the CAARS-S inattention/memory sub- examined the data to ascertain whether there was a sig-
scale score. The results of the analysis of change on this nificant decrease in BDI score for those individuals who
variable are thus presented separately in Table 3 and Fig- had a concurrent axis I mood disorder. Analysis of vari-
ure 3 since there can be no single contrast between treat- ance (ANOVA) showed that for these participants mean
ment groups given the presence of the interaction. The BDI scores decreased from 17 to 13, yielding a significant
pattern of treatment contrasts indicated that the larger the main effect of time (pre- to posttreatment assessment;
score at baseline (that is, the more severe the symptoms), F=4.99, df=1, 24, p=0.035) but no interaction with treat-
the greater the differential improvement observed with ment condition. A similar analysis with HAM-A score for
meta-cognitive therapy; this occurred whether the data those who had a concurrent anxiety disorder produced
were analyzed with or without those who did not complete no significant results.
the program and those who made proscribed medication Intracluster Correlation
changes (interaction coefficients, 0.66 and 0.72, respec- Mixed-model ANOVAs were conducted to adjust for in-
tively). Change in the support group, by contrast, was tracluster correlation using group, therapist, and cohort
stable across the entire range of baseline CAARS-S inatten- as clusters. Therapist consistently did not account for any
tion/memory subscale scores. Baseline AISRS inattention intracluster correlation. Adjusting for group and cohort
score did not interact with treatment in the analysis com- simultaneously as random variables did not affect the sig-
paring change in AISRS following meta-cognitive therapy nificance of the treatment effects noted in Table 2.
versus supportive therapy. With respect to the change in
AISRS inattention score from pre- to posttreatment assess- Responder Analyses
ment, controlling for baseline score, Table 2 indicates that The data were also examined to determine whether
the meta-cognitive therapy group improved by 5.0 points, participants exhibited clinically meaningful change in re-
whereas the supportive therapy group improved by 2.3 sponse to treatment. On the blind structured interview of
points, a difference between groups of 2.7 (95% CI=0.9 DSM-IV inattention symptoms (AISRS inattention items),
4.6, p<0.005) or 56% of the overall standard deviation of a positive response was defined as a decrease of at least
the change score (SD=4.8). The same pattern (i.e., greater 30% (maximum score=27), consistent with the criterion
change in meta-cognitive therapy versus support) was evi- used in pharmaceutical trials (9). A positive response on
dent on the AISRS time management, organization, and the CAARS-S inattention/memory subscale score was de-
planning subscale and the CAARS-O inattention subscale. fined as a decrease of at least 10 T-score points (one stan-
On all of the foregoing measures, examination of confi- dard deviation). Seven participants who dropped out and
dence limits revealed significant change from pre- to post- for whom posttreatment data were not available were con-
treatment assessment for supportive therapy as well as for servatively scored as nonresponders on these variables.
meta-cognitive therapy. On the Brown scales and the On On the AISRS inattention items, 19 participants (42.2%)
Time Management Organization and Planning scale, there in the meta-cognitive therapy group met the response
was significant change from pre- to posttreatment assess- criterion, compared to only five (12%) in the supportive
ments for supportive therapy as well as for meta-cognitive therapy group (c2=10.38, df=1, p=0.002). On the CAARS-
therapy. However, the change score difference between S inattention/memory subscale, 24 (53%) participants in
groups was either not significant (Brown scales) or only the meta-cognitive therapy group and 12 (28%) in the sup-
marginally significant (On Time Management Organiza- portive therapy group met the response criterion (c2=5.88,
tion and Planning scale). The metacognition index of the df=1, p=0.018). Logistic regression, with AISRS inattention
Behavior Rating Inventory of Executive FunctionAdult score response status as the dependent variable, was per-
Version yielded marginally significantly greater improve- formed to control for baseline AISRS inattention score.
ment in meta-cognitive therapy compared to supportive Results revealed a significant effect of treatment group on
Mediators of Response the finding that completion of the home exercise was sig-
Session attendance and completion of the home exer- nificantly related to treatment response provides evidence
cises in the meta-cognitive therapy group were examined that change was mediated by the active meta-cognitive
as potential mediators of change in AISRS inattention therapy treatment components. The same may be said of
score. Regression analysis indicated that attendance was the finding that baseline symptom severity was related to
not related to response and did not mediate the treatment the outcome of meta-cognitive therapy, whereas change
effect. However, within the meta-cognitive therapy group, in the supportive therapy condition was constant across
completion of the home exercises was significantly relat- all levels of symptom severity. The significantly higher to-
ed to change in AISRS inattention score (F=6.49, df=1, 38, tal rate of noncompletion and medication change in sup-
p=0.015), with a score increase of 0.85 from baseline for portive therapy compared to meta-cognitive therapy may
each home exercise completed. be an indication that patients felt they were deriving less
benefit from this intervention.
Although the magnitude of change on the primary out-
D isc u ssio n
come measures strongly favored meta-cognitive therapy,
This study was designed to assess the efficacy of meta- patients in the supportive therapy group also reported
cognitive therapy, a cognitive-behavioral intervention, for improvement. It may be that the support in the group re-
the treatment of adult ADHD. Participants randomly as- duced demoralization and improved hopefulness, which
signed to receive meta-cognitive therapy showed greater in turn motivated participants to tackle their own difficul-
improvement on standardized measures of inattention ties or discover solutions through reading, talking to oth-
symptoms, whether self-rated, observer-rated, or rated by ers, or trial and error.
a blind evaluator, than did those in a supportive therapy The lack of significant change on measures of comor-
condition. The finding on the AISRS structured interview bidity (BDI, HAM-A, and Rosenberg Self-Esteem Inven-
favoring a clinically significant response for meta-cog- tory) in meta-cognitive therapy may have been due to
nitive therapy over supportive therapy (odds ratio=5.41) floor effects on these measures, as scores at baseline were,
provides strong support for the efficacy of this interven- on average, not in the clinically significant range. Support
tion. The fact that groups were initially found to be equiv- for this possibility was generated by a post hoc analysis of
alent in expectation of change suggests that positive ex- BDI scores for patients with a concurrent mood disorder,
pectancy cannot fully account for change. Furthermore, which revealed a significant decrease from pre- to post-
treatment assessment for the combined sample, but no ajp.2009.09081123). From the Department of Psychiatry, Mount Si-
nai School of Medicine, New York. Address correspondence and re-
differential effect of group assignment. A parallel result
print requests to Dr. Solanto, Department of Psychiatry, Mount Sinai
was not obtained on the HAM-A for those with concurrent School of Medicine, Box 1230, Gustave Levy Pl., New York, NY 10029-
anxiety disorders. 6574; mary.solanto@mssm.edu (e-mail).
Dr. Solanto has served on the medical advisory board of Shire Phar-
The failure of medication to act as a treatment modera-
maceuticals and has served as a consultant and speaker for Ortho-
tor may be due to several possible factors. First, we had McNeil-Janssen Pharmaceuticals. Dr. Abikoff has received research
not expected that patients receiving adequate medication funding from NIMH, the Hughes, Lemberg, and Heckscher Founda-
tions, Ortho-McNeil, Shire, and Eli Lilly, has served as a consultant to
would not differ in baseline symptom severity from those
Shire, Eli Lilly, C ephalon, and Novartis, and has a financial interest in
not receiving medication. Given that participants were re- the C hildrens Organizational Skills Scale, published by Multi-Health
quired to meet entry criteria for minimum levels of sever- Systems. Dr. Alvir is an employee of Pfizer. Drs. Marks, W asserstein,
Mitchell, and Kofman report no financial relationships with commer-
ity of symptoms, we may have been effectively selecting
cial interests.
those who were nonresponders or suboptimal responders Supported by NIMH grant 1R 34MH071721 to Dr. Solanto.
to medication. Additionally, although we conducted mod- T he authors acknowledge the expert consultation in research in
cognitive-behavioral therapy provided by Jacqueline Gollan, Ph.D.,
erator analyses on a subset of medicated participants who
and R ichard Heimberg, Ph.D. T hey also acknowledge the contribu-
appeared to be receiving minimally adequate amounts of tions of Megan W ilens, M.D., and Heather Goodman, Ph.D., who
medication, doses for these individuals may not have been served as blind evaluators, and the assistance of Lauren K nicker-
bocker, M.A., with manuscript preparation.
adequately titrated and may have been suboptimal. A fi-
nal possibility is that the program is sufficiently structured
and effective that patients are able to benefit whether or
not they are receiving effective medication. A more rigor- R e fe re n c e s
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