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KEY WORDS: lung cancer; non-small cell lung cancer; prognosis; stage classication
Classication of tumor stage is a cornerstone this must evolve. To meet the needs of
of providing care for patients with cancer. stability and consistency while allowing for
The fundamental purpose of stage progress, formal periodic revisions are
classication is to provide a nomenclature undertaken. The Union Internationale
about the anatomic extent of disease that is Contre le Cancer (UICC) and American
used consistently around the world. This Joint Committee on Cancer (AJCC) serve as
enables reliable communication about a the ofcial bodies that dene, periodically
particular patient, provides an understanding review and rene the stage classication
of the extent of disease among patients in a systems; although separate, these
clinical trial, and thus enhances the ability of organizations work together to achieve
clinicians to make judgments about how well global consistency. In January 2017, the
particular management strategies and eighth edition of the stage classication takes
associated results apply to a new patient. effect around the world, although
implementation is delayed in the United
Although it is critical that stage classication
States to ensure that the cancer care
represents a stable, consistently used
community has the necessary infrastructure
nomenclature, periodic revisions are needed.
in place. This paper summarizes the eighth
As technology changes and the ability to
edition AJCC/UICC stage classication for
dene nuances regarding tumor extent
lung cancer.
progresses, the nomenclature that describes
ABBREVIATIONS: AJCC = American Joint Committee on Cancer; CORRESPONDENCE TO: Frank C. Detterbeck, MD, FCCP, Yale
IASLC = International Association for the Study of Lung Cancer; GG/ University School of Medicine, Department of Surgery, Section of
L = ground glass/lepidic; NSCLC = non-small cell lung cancer; SPFC = Thoracic Surgery, PO Box 208062, New Haven, CT 06520; e-mail:
Staging and Prognostic Factors Committee; UICC = Union Inter- frank.detterbeck@yale.edu
nationale Contre le Cancer Copyright 2016 American College of Chest Physicians. Published by
AFFILIATIONS: From the Department of Surgery (Drs Detterback, Elsevier Inc. All rights reserved.
Boffa, and Kim), Section of Thoracic Surgery, and the Department of DOI: http://dx.doi.org/10.1016/j.chest.2016.10.010
Internal Medicine (Dr Tanoue), Section of Pulmonary, Critical Care
and Sleep Medicine, Yale University School of Medicine, New Haven,
CT.
journal.publications.chestnet.org 193
Patients and Methods Staging and Prognostic Factors Committee (SPFC). The SPFC for lung
was divided into multiple subcommittees which developed proposals
Basic Concepts
that were rened by the entire committee according to a formal process.6
The description of the anatomic extent of a tumor consists of three
components: T for extent of the primary tumor, N for involvement For the eighth edition the IASLC SPFC assembled a new global
of lymph nodes, and M for distant metastases. Each T, N, and M database of 94,708 patients receiving a diagnosis between 1999 and
component is divided into several categories (eg, T1, T2). Various 2010 from 35 sources and 16 countries. Most (85%) of the patients
characteristics, known as descriptors, dene what is included within underwent surgery ( other treatments) and came from Europe
a T, N, or M category. Specic combinations of T, N, and M (49%) and Asia (44%). An extensive statistical analysis of the
categories are grouped together into stage groups. database was conducted by the Cancer Research and Biostatistics
group according to a set of guiding principles.6 Outcomes within the
A prex further species the context of the stage classication (Table 1). database varied by region and type of source data; therefore,
Clinical stage (c) is determined by all information available before a proposals for stage classication were made on the basis of the
surgical resection, including symptoms, physical signs, imaging, presence (or absence) of differences in prognosis between
procedures, and biopsies. Pathologic stage (p) is dened by the results (heterogeneity) and within (homogeneity) categories and stage
of a surgical resection (or, rarely, an aborted surgical resection) groupings that were consistent across multiple comparisons (clinical,
together with all clinical staging information. Thus c and p stage apply pathologic, R0, R-any, N0, N-any, within a geographic region,
to the composite stage group or TNM designation; application of the c histologic type, database type, etc.). An understanding of the nature
or p designation to individual T, N, or M components is confusing and and limitations of the available data inuenced how heavily
discouraged.1-4 Resected tumors are further classied by the extent of particular analyses were weighed; this was supplemented by clinical
resection (Table 2). A certainty factor (C) can be used to reect the and historic considerations in arriving at the nal classication
extent of testing involved in dening the stage (eg, a simple history proposals.
and physical [C1], imaging and invasive biopsies [C2], surgical biopsy
[C3], or surgical resection [C4]).5
It is essential that a classication system is broadly applicable; therefore
Process, Analysis, and Validation the SPFC conducted analyses that demonstrated geographic, historic,
The International Association for the Study of Lung Cancer (IASLC), methodologic, spectrum, and follow-up transportability.6 External
being the largest multidisciplinary global organization involved in lung validation was demonstrated using the US-based National Cancer
cancer, began developing infrastructure to inform the AJCC/UICC Database. Further external validation within local or regional
stage classication revisions in 1996. This initiative led to the revisions databases is encouraged; to be useful, this should evaluate
of the seventh and now also the eighth editions of the lung cancer discriminatory ability (not prognostic prediction) and be conducted
stage classication. IASLC appoints an international multispecialty in a scientically robust manner.6
category. In addition, the T category is determined by (different from the seventh edition classication).
invasion into adjacent central/mediastinal or peripheral Involvement of a T structure by tumor that is extending
structures. Finally, when an additional tumor nodule is from a nodal metastasis (eg, left recurrent nerve
present, the location of this relative to the primary involvement by an aortopulmonary window node
tumor determines the T category. metastasis) is not counted as T involvement.
Invasion of a main bronchus is classied as T2a Involvement of hilar fat is classied as T2a and
regardless of the distance from the carina; similarly, involvement of mediastinal fat as T4. The mediastinal
atelectasis extending to the hilum is designated as T2a, pleura has been omitted as a T descriptor; the results
regardless of whether it involves a lobe or an entire lung were inconsistent, and specic (isolated) mediastinal
(different from the seventh edition classication). pleural involvement was rare. Involvement of the
Involvement of the diaphragm is classied as T4 parietal pericardium is classied as T3 (this means that
journal.publications.chestnet.org 195
the fat overlying the pericardium should probably not be categories was demonstrated in separate comparisons
counted as T4). Involvement of the visceral pericardium within geographic regions (Asia, North/South America,
is designated as T4. A Pancoast tumor is classied as T4 Europe, and Australia).12
if there is clear involvement of C8 or higher nerve roots,
The four N categories remain the same in the eighth
cords of the brachial plexus, subclavian vessels, vertebral
edition as in the seventh edition (Table 3).12 The
bodies, lamina, or spinal canal. A tumor is classied as
category is determined by the location of involved
T3 if it involves thoracic nerve roots only (ie, T1 or T2
nodes. Figure 1 and e-Table 1 provide a description and
nerve roots).
diagram of the node map.13 Direct extension of the
When multiple T descriptors are applicable to a tumor, primary tumor into an adjacent node is counted as
the highest T category should be chosen. In other words, nodal involvement.
a small tumor with a higher T category by invasion
The SPFC considered further subdivisions that included
should be classied by the invasion (eg, a 1.5-cm tumor
the number of involved node stations (Table 4). These
with visceral pleural involvement would be T2a), and a
analyses showed differences between p-stage tumors
large tumor with a lower degree of invasion should be
with single vs multiple N1 or N2 station involvement,
classied according to the size (eg, a 5.5-cm tumor
but no difference between multiple N1 stations and a
involving the main bronchus would be classied as T3).
single N2 skip metastasis (no N1 involvement). This
How size should be measured is specically addressed.8 subgrouping was not included in the stage classication,
The maximum dimension of the solid component (on however, primarily because it could not be assessed in
imaging, c-stage) or the invasive component (on c-stage tumors.
microscopy, p stage) is used to assign the T category;
The AJCC, UICC, and IASLC recommend that at least
however, the maximum dimension of the ground glass
six nodes are removed during surgical resection, three
or lepidic component should also be recorded. Further
from N1 and three from N2 stations (ie, a representative
details of how this should be measured on imaging were
node from each station) for accurate staging.12 There are
also addressed by the SPFC subcommittee. Slice
differences of opinion whether N0 status should be
thickness, window settings, degree of inspiration, and
recognized if more limited sampling has occurred and is
scanner parameters can affect the observed size8; in
negative; some would classify this as pN0, whereas
addition, there is signicant inter- and intraobserver
others suggest the designation pN0(un) to show that
variability in size measurement with smaller lesions.9,10
there is a degree of uncertainty.
There are several special situations. A supercial
spreading tumor in the central airways is classied as M Component
T1a, regardless of location. Carcinoma in situ is The M component analysis included 1,059 nonsurgically
classied as Tis; note that this now applies to both managed NSCLC M1 tumors.14 This cohort was drawn
squamous carcinoma and adenocarcinoma.8 Minimally from a detailed electronic data capture portion of the
invasive adenocarcinoma is classied as T1a(mi). A database; most other submitted nonsurgically managed
minimally invasive adenocarcinoma has an invasive M1 tumors lacked sufcient detail. The M categories and
component of # 5 mm and a lepidic (noninvasive) descriptors are summarized in Table 3. Pleural/
component of # 3 cm.11 (Note that these diagnoses can pericardial nodules, pleural/pericardial effusion, and
are only be made in resected tumors.) contralateral/bilateral pulmonary nodules are classied
as M1a. M1b denotes tumors with a single distant
N Component (extrathoracic) metastasis. There was no consistent
The N component analysis was made on the basis of difference with respect to the site of metastasis among
38,910 c-stage and 31,426 p-stage tumors with sufcient tumors with a single distant metastatic focus. M1c
detailed information. The discrimination of the N includes tumors with multiple metastases, either
categories was rst demonstrated in c-stage T-any M0 multiple metastases in a single organ or multiple
NSCLC cases, then conrmed in each T category and in metastases in multiple organs.
p-stage cases (ie, T-any M0 R-any and T-any M0 R0).
Patients with sufcient detail to be evaluable for the N Stage Groups
component analysis were largely contributed from For the stage group analysis, 17,477 c-stage tumors
Japan. However, geographic applicability of the N (16,595 T-any N-any M0 and 882 T-any N-any M1)
and 31,936 p-stage tumors (all T-any N-any M0) were period of case entry. After extensive testing in
available. Candidate stage grouping schemes were multiple subgroups, adjusted Cox regression
developed beginning with M0 tumors and best stage, analyses, validation set analyses, and considerations
using a recursive partitioning and amalgamation regarding practicality and clinical relevance, the
algorithm made on the basis of survival in a training stage grouping shown in Table 5 and Figures 2, 3, and 4
set, stratied by type of data submission and time was selected.
journal.publications.chestnet.org 197
TABLE 4 ] N Subclassication TABLE 5 ] Lung Cancer Stage Grouping (Eighth Edition)
Category Subclass Description T/M Label N0 N1 N2 N3
T1 T1a 1 IA1 IIB IIIA IIIB
Nx Regional lymph nodes cannot be
T1b >1-2 IA2 IIB IIIA IIIB
assessed
T1c >2-3 IA3 IIB IIIA IIIB
N0 No regional lymph node T2 T2a Cent, Yisc Pl IB IIB IIIA IIIB
involvement T2a >3-4 IB IIB IIIA IIIB
N1 N1a Single-station N1 involvement T2b >4-5 IIA IIB IIIA IIIB
T3 T3 >5-7 IIB IIIA IIIB IIIC
N1b Multiple-station N1 involvement T3 Inv IIB IIIA IIIB IIIC
N2 N2a1 Single-station N2 without N1 T3 Satell IIB IIIA IIIB IIIC
involvement (skip) T4 T4 >7 IIIA IIIA IIIB IIIC
N2a2 Single-station N2 with N1 T4 Inv IIIA IIIA IIIB IIIC
involvement T4 Ipsi Nod IIIA IIIA IIIB IIIC
M1 M1a Contr Nod IVA IVA IVA IVA
N2b Multiple-station N2 involvement M1a Pl Dissem IVA IVA IVA IVA
N3 N3 lymph node involvement M1b Single IVA IVA IVA IVA
M1c Multi IVB IVB IVB IVB
See Table 3 text and legend for expansion of abbreviations.
been applied to these tumors.15 An SPFC subcommittee single typical lung cancers according to the stage and
proposed denitions and a schema for stage histologic type.18 Note that most second primary lung
classication of such tumors.16-19 Four patterns of cancers have the same histotype, and that there is
disease are distinguished (Table 6); the clinical substantial variability in biomarker patterns (ie, either
presentation, pathologic correlates, and biologic different in clearly related metastases or the same in
behavior of these suggest specic applications of TNM clearly different tumors). This means histologic type of
classication rules. The subcommittee developed a series biomarker patterns alone are not entirely reliable to
of criteria to dene these four patterns of disease classify two tumors as separate primaries or related
(summarized in e-Tables 2-5).16 tumors; classication should take into account all
available information or involve a comprehensive
First, patients can present with second primary lung histologic assessment.18 Second primary lung cancers
cancers. The demographic characteristics, outcomes, and should be designated with a T, N, and M category for
recurrence patterns for each tumor are similar to that of each tumor.
journal.publications.chestnet.org 199
TABLE 6 ] Schematic Summary of Patterns of Disease and TNM Classication of Patients With Lung Cancer With
Multiple Pulmonary Sites of Involvement
Second Primary Multifocal Pneumonic-Type Separate
Lung Cancer GG/L Nodules of Adenocarcinoma Tumor Nodule
Imaging Two or more distinct Multiple ground glass Patchy areas of ground Typical lung cancer
Features masses with imaging or part-solid nodules glass and consolidation (eg, solid, spiculated)
characteristic of lung with separate solid
cancer (eg, spiculated) nodule
Pathologic Different histotype or Adenocarcinomas with Same histology Distinct masses with
Features different morphology prominent lepidic throughout (most often the same morphology
by comprehensive component (typically invasive mucinous by comprehensive
histologic assessment varying degrees of adenocarcinoma) histologic assessment
AIS, MIA, LPA)
TNM Classi- Separate cTNM and T based on highest T T based on size or T3 if Location of separate
fication pTNM for each cancer lesion with (#/m) in single lobe, T4 or nodule relative to
indicating multiplicity; M1a if in different ipsi- primary site
single N and M or contralateral lobes; determines if T3, T4 or
single N and M M1a; single N and M
Conceptual Unrelated tumors Separate tumors, albeit Single tumor, diffuse Single tumor, with
View with similarities pulmonary involvement intrapulmonary
metastasis
AIS adenocarcinoma in situ; GG/L ground glass/lepidic; LPA lepidic predominant adenocarcinoma; MIA minimally invasive adenocarcinoma.
Reprinted with permission from Detterbeck et al.16
Second, some patients with a solid primary lung cancer in one lobe, T4 if involving multiple same-side lobes,
have one or more separate solid tumor nodule(s) of the and M1a if involving both lungswith a single N and M
same histologic type (referred to as intrapulmonary category for all areas of involvement.
metastasis in the pathology community). The behavior
Discussion
of these tumors is similar to that of a similar solitary
Denition of stage classication of lung cancer has
tumor; outcomes are slightly inferior and affected by
undergone a transformative change with the
how they are treated.17 These tumors should be classied
engagement of the IASLC SPFC. The size of the
according to the location of the separate nodule relative
database, the sophistication of the analysis, and the
to the index tumorT3 for a same-lobe, T4 for a same-
extent of internal and external validation are
side (different lobe), and M1a for an other-side
unprecedented among solid tumors. A debt is owed by
locationwith a single N and M category.
the world to the many contributors who committed the
A third pattern of disease involves patients presenting time to provide the worldwide data that make this
with multiple lung cancer nodules with prominent possible; nevertheless, there are surely aspects of the
ground glass or lepidic (GG/L) features. This group has stage classication that can be improved. A different
different demographic characteristics, excellent type of engagement is now needed: investigators are
outcomes, and infrequent recurrences outside the lung encouraged to test the system and expose areas needing
parenchyma.19 These GG/L tumors should be further renement. To be useful, an analysis must be
designated by the T category of the highest T lesion, the scientically rigorous and robust. Proposed metrics for
number or m in parentheses (#/m) to indicate the such analyses have been outlined.6
multiplicity, and a collective N and M category for all.
The development of lung cancer stage classication rests
A comprehensive histologic assessment of each GG/L
on an unprecedented scientic foundation; nevertheless,
tumor nodule is not required.
limitations exist. Although the database is large and has
A fourth pattern of disease involves a form of lung global representation, it is still essentially a convenience
cancer that is radiologically similar to pneumonia (so- sample of available data. Regions other than Asia and
called pneumonic-type of lung cancer). Extrathoracic Europe are underrepresented. Nonsurgically managed
and nodal involvement is infrequent, but prognosis is patients are underrepresented in the IASLC database;
distinctly worse than for patients with multiple GG/L however, internal validation demonstrated geographic,
nodules.19 Diffuse pneumonic-type lung cancers are spectrum, and methodologic transportability.
designated by size (or T3 if size cannot be determined) if Furthermore, the eighth edition stage classication has
Type IA1 IA2 IA3 IB IIA IIB IIIA IIIB IIIC IVA IVB
Clinical 92 83 77 68 60 53 36 26 13 10 0
Pathologic 90 85 80 73 65 56 41 24 12 - -
Average overall survival in the International Association for the Study of Lung Cancer global database of patients receiving a diagnosis between 1999
and 2010. Data from Goldstraw et al.21
journal.publications.chestnet.org 201
It is transiently of interest to consider what has changed Acknowledgments
between the seventh and eighth edition stage Financial/nonnancial disclosures: None declared.
classications. In short, the T categories have been Additional information: The e-Tables can be found in the
broken down further by size (in 1-cm increments up to Supplemental Materials section of the online article.
5 cm). Tumors that are > 5 to 7 cm are now T3 and T4
if > 7 cm. Central tumors involving a main bronchus or
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