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REVIEW PAPER

ISSN 1425-9524
Ann Transplant, 2015; 20: 576-587
DOI: 10.12659/AOT.893788

Received:2015.02.05
Accepted:2015.03.26 Risk Factors for Chronic Renal Insufficiency
Published:2015.09.29
Following Cardiac Transplantation

Authors Contribution: ABCDEFG1,2 Kim Lachance 1 Faculty of Pharmacy, Universit de Montral, Montreal, QC, Canada
Study
Design A DEG2,3 Michel White 2 Research Centre, Montreal Heart Institute, Montreal, QC, Canada
Data Collection B 3 Faculty of Medicine, Universit de Montral, Montreal, QC, Canada
Analysis C
Statistical ACDEG1,2 Simon de Denus
Data Interpretation D
Manuscript Preparation E
Literature Search F
Funds Collection G

Corresponding Author: Simon de Denus, e-mail: simon.dedenus@icm-mhi.org


Source of support: Dr. Lachance has received support from the Fonds de recherche du Qubec Sant and the Canadian Institutes of Health Research.
Dr. de Denus was a Scholar of the Fonds de recherche du Qubec Sant and holds the Universit de Montral Beaulieu-Saucier
Chair in Pharmacogenomics. Dr. White holds the Carolyn and Richard J. Renaud Research Chair in Heart Failure

Although previous publications have discussed kidney disease in nonrenal solid-organ transplantation, none
has reviewed thoroughly the potential predictors of long-term renal impairment in cardiac recipients. Thus, the
purpose of this review article is to summarize the current state of knowledge on risk factors of chronic renal
insufficiency in heart transplant patients. An English language Medline literature search (1946April 2014) was
conducted using the search terms renal insufficiency, kidney failure, kidney diseases, nephrotoxi$ ($ for trunca-
tion), creatinine, glomerular filtration rate, heart transplantation and organ transplantation. Additional referenc-
es were identified from a review of literature citations. A total of 74 articles discussing key risk factors were
included in the manuscript.
The existing literature reveals that several recipient characteristics (age, female sex, pretransplant/early post-
transplant kidney impairment, diabetes, and hypertension) increase the risk of renal insufficiency after trans-
plantation. Current data also indicate that, while cyclosporine and tacrolimus are most likely major determi-
nants of post-transplant kidney failure, the effects of calcineurin inhibitor doses and concentrations remain
unclear. A small number of studies suggest that tacrolimus could possibly induce less nephrotoxicity than cy-
closporine, but meta-analyses of randomized controlled trials show the opposite with comparable incidences
of dialysis after cardiac transplantation. Finally, the role of genetic variations has only been explored to a lim-
ited extent in heart transplant patients. This growing body of evidence should ultimately lead to a better risk
prediction regarding chronic renal insufficiency following cardiac transplantation and a more personalized tai-
loring of immunosuppressive regimens.

MeSH Keywords: Heart Transplantation Renal Insufficiency, Chronic Risk Factors

Full-text PDF: http://www.annalsoftransplantation.com/abstract/index/idArt/893788

2772 5 111

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576 [Chemical Abstracts] [Scopus]
Lachance K. et al.:
Renal insufficiency after cardiac transplant
Ann Transplant, 2015; 20: 576-587
REVIEW PAPER

Background Recipient Demographics

Chronic renal insufficiency is a complex condition frequent- Age


ly observed in cardiac transplant patients which has an im-
portant impact on morbidity and mortality [15]. Typically, a The majority of studies show that older patients have an in-
marked deterioration in kidney function occurs within the first creased risk of chronic renal dysfunction following heart trans-
year after transplantation, followed by a slower decline [13]. plantation [4,5,1214,1631], as is the case in the general pop-
Calcineurin inhibitors (CNIs) have been identified as one of the ulation [32]. Careful assessment of kidney function in older
principal causes of renal impairment following heart transplan- recipients is thus of the utmost importance. In this regard,
tation [6]. However, other risk factors, mainly related to de- the Registry of the International Society for Heart and Lung
mographics, genetics, and comorbidities, may also be associ- Transplantation (ISHLT) has recently highlighted that post-
ated with this condition. Although several publications have transplant care should be more individually tailored accord-
addressed the topic of kidney disease in nonrenal solid-or- ing to age, especially given the growing proportion of recipi-
gan transplantation [13,7,8], none has provided an in-depth ents aged 60 years and older [5].
review of the potential predictors of renal dysfunction in the
heart transplant population. Hence, this literature review aims Sex
to summarize the current state of knowledge on risk factors
of chronic renal insufficiency in cardiac recipients. While most groups saw no correlation between recipient sex
and post-transplant renal insufficiency [2022,29,3351], var-
An English language literature search was conducted using ious studies have identified female sex as a predictor of im-
Medline up to the end of April 2014. Keywords were renal in- paired kidney function [4,5,12,14,17,18,23,24,2628]. Only 1
sufficiency, kidney failure, kidney diseases, nephrotoxi$ ($ used article revealed an elevated risk for male patients [19]. These
for truncation), creatinine, glomerular filtration rate, heart trans- fairly consistent data linking female sex to renal deterioration
plantation, and organ transplantation. Electronic tables of con- after cardiac transplantation might however seem contradic-
tents from top-ranked transplantation journals and reference tory to what is described in the general population in which
lists of selected publications were also appraised. Publications men are usually believed to be more susceptible to renal dys-
focussing on acute renal failure, involving combined transplant function [32]. No clear explanation for this discrepancy has
recipients or analyzing different types of transplantations si- been proposed in the heart transplant literature.
multaneously were excluded (with the exception of Ojo et al.s
major work on heart and heart-lung recipients [4]), as were ar- Ethnicity
ticles evaluating renal-sparing strategies, excellent reviews on
this topic having already been published [911]. Pediatric stud- A single publication reports that cardiac recipients not identi-
ies were excluded as well, unless they dealt with pharmacoge- fied as white, black, or Asian have a lower risk of chronic re-
nomics, due to the very limited amount of data in this field. nal failure than white patients [4]. Because this poorly defined
group included only 1.4% of participants, the implications of
A total of 74 articles discussing key risk factors were included this finding are limited. Other studies having addressed this
in this manuscript. Table 1 presents detailed information on 6 question failed to identify race as a predictor of renal impair-
publications with considerably larger sample sizes (n>1,000), ment [14,21,23,41,43]. Therefore, ethnicity does not appear to
which were given more weight when analyzing data and draw- have a great influence on the risk of kidney dysfunction fol-
ing conclusions for each predictor [4,5,1215]. Table 2 clas- lowing heart transplantation.
sifies potential risk factors of chronic renal insufficiency fol-
lowing cardiac transplantation based on current literature.
Supplementary Tables 13 (see Supplementary Material) list Recipient Health Status
articles discussing recipient-, management-, and/or genetics-
related risk factors, and indicate whether or not these publi- Pretransplant and early post-transplant renal function
cations report a significant association between select predic-
tors and kidney function. Impaired kidney function prior to transplantation increased
the odds of post-transplant chronic renal insufficiency in most
publications [4,5,1214,16,18,2123,2527,33,38,42,43,52].
Postoperative acute renal failure and deterioration of kidney
function within the first year post-transplant have also been
correlated repeatedly with chronic renal dysfunction [4,5,12,14,
1921,23,24,26,33,37,51]. This substantial evidence is

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577 [Chemical Abstracts] [Scopus]
Lachance K. et al.:
REVIEW PAPER Renal insufficiency after cardiac transplant
Ann Transplant, 2015; 20: 576-587

Table 1. Description of reviewed publications with larger sample sizes (n>1,000).

Study
Authors, date Study design and risk Study population and Renal Key results regarding risk factors
strengths and
and location factor analyses sample size endpoints discussed in this review
weaknesses
Ojo et al., Population-based Patients who received Development of chronic Increased age Multi-center
2003, United cohort study a heart or heart-lung renal failure (GFR 29 Female gender study, very large
State [4] Identification of risk transplant in the United mL/min/1.73 m2 or Race sample size,
factors associated with States between January ESRD [dialysis or renal Lower pretransplant GFR multivariate
the development of 1990 and December transplant]) Postoperative acute renal failure analyses, use of
chronic renal failure 2000* Pretransplant diabetes the abbreviated
using a multivariate n=24,600 (including Pretransplant hypertension MDRD formula
Cox regression model 24,024 heart transplant Hepatitis C [110] to estimate
recipients and 576 Transplantation era GFR
heart-lung transplant Retrospective
recipients)** study
Russo et al., Population-based First-time heart transplant Post-transplant renal Diabetes (in particular if associated Multi-center
2006, United cohort study recipients aged 18 failure-free survival with multiple diabetes-related study, very large
States [15] Comparison of post- years who underwent (renal failure: post- complications such as pretransplant sample size
transplant renal transplantation in the transplant creatinine history of peripheral vascular Retrospective
failure-free survival United States between 2.5 mg/dL or dialysis) disease, pretransplant renal failure, study, use of
in patients with and January 1995 and cerebrovascular accidents or severe serum creatinine
without diabetes using December 2005 obesity) (instead of eGFR)
a log-rank test n=19,513 (including 3,687 to evaluate renal
diabetics) function
Delgado et al., Cross-sectional Patients with heart K/DOQI stage 3 CKD [111] Increased age Multi-center
2010, Spain observational study transplant aged >18 years or worse (eGFR <60 mL/ Female gender study, multivariate
[12] Identification of risk who presented during a min/1.73 m2, dialysis or Higher pretransplant serum creatinine analyses, use of
factors associated predefined three-month renal transplant) Higher serum creatinine 1 month post- the abbreviated
with K/DOQI stage 3 period for a routine transplant MDRD formula
CKD or worse using a follow-up examination Current use of cyclosporine vs. [110] to estimate
multivariate logistic more than 30 days post- tacrolimus GFR
regression model transplant Retrospective
n=1062 (including 652 study
participants with K/DOQI
stage 3 CKD or worse)
in descriptive analyses;
n=977, 924 or 853 in risk
factor analyses
Thomas et al., Population-based Adult (18 years) Development of Increased age Multi-center
2012, United cohort study recipients of a first heart NKF CKD stage 4 Female gender study, multivariate
Kingdom [14] Identification of risk transplantation in the or 5 [111] (eGFR Higher CKD stage at registration or analyses, use of
factors associated United Kingdom between <30 mL/ transplantation the abbreviated
with the development April 1996 and March min/1.73 m2, dialysis or Greater deterioration in eGFR in the first MDRD formula
of CKD using a Cox 2007 renal transplant) 3 months [110] to estimate
proportional hazards n=1,732 in descriptive Diabetes GFR
model analyses; n=1,495 Hepatitis C Retrospective
(patients who survived Shorter ischemic time study
at least 3 months post- Transplantation era
transplant) in risk factor
analyses

* Patients with other types of nonrenal solid-organ transplants (lung, liver or intestine) were also included in this study, but in
separate analyses; ** the authors chose a combined regression model for patients with heart and heart-lung transplants because
of the nearly identical findings for these two categories; ***two reports of the ISHLT Registry (2008 and 2013) were included in this
review because they assessed different renal endpoints and targeted patients whose transplantation did not occur during the same
period. CKD chronic kidney disease; eGFR, GFR (estimated) glomerular filtration rate; ESRD end-stage renal disease;
ISHLT International Society for Heart and Lung Transplantation; K/DOQI Kidney Disease Outcomes Quality Initiative;
MDRD Modification of Diet in Renal Disease; NKF National Kidney Foundation.

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578 [Chemical Abstracts] [Scopus]
Lachance K. et al.:
Renal insufficiency after cardiac transplant
Ann Transplant, 2015; 20: 576-587
REVIEW PAPER

Table 1 continued. Description of reviewed publications with larger sample sizes (n>1,000).

Study
Authors, date Study design and risk Study population and Renal Key results regarding risk factors
strengths and
and location factor analyses sample size endpoints discussed in this review
weaknesses
Taylor et al., Twenty-fifth official Multi-center
2008, United report of the ISHLT study, very large
States Registry*** sample size,
(worldwide Era effect analyses: multivariate
data) [13] Comparison of Recipients of a heart Development of severe Transplantation era analyses
freedom from severe transplant performed renal dysfunction Retrospective
renal dysfunction between April 1994 and (creatinine level >2.5 study, use of
in patients from 2 June 2006 mg/dL, dialysis or renal serum creatinine
different eras (1994 n=20,158 (including 9,559 transplant) (instead of eGFR)
1999 and 2000-2006) patients in the first era) to evaluate renal
using a log-rank test function
Other risk factor
analyses: Recipients of a heart Development of severe <7-year analyses:
Identification of risk transplant performed renal dysfunction Increased age
factors associated between April 1994 and (creatinine level >2.5 Higher pretransplant serum creatinine
with the development June 2000 mg/dL, dialysis or renal Pretransplant diabetes
of severe renal <7-year analyses: transplant) within and Pretransplant hypertension
dysfunction using n=9,161 (patients without after 7 years post- Inotropes at transplant
a multivariable pretransplant severe renal transplant >7-year analyses:
proportional hazards dysfunction) Higher pretransplant serum creatinine
model >7-year analyses: Pretransplant diabetes
n=2,775 (patients without Increased donor age
severe renal dysfunction
within the first 7 years
post-transplant)
Lund et al., Thirtieth official report Multi-center
2013, United of the ISHLT Registry*** study, very large
States Era effect analyses: sample size,
(worldwide Comparison of Recipients of a heart Development of severe Transplantation era multivariate
data) [5] freedom from severe transplant performed renal dysfunction analyses
renal dysfunction between April 1994 and (creatinine level >2.5 Retrospective
in patients from 2 June 2011 mg/dL, dialysis or renal study, use of
different eras n=28,883 (including transplant) serum creatinine
(19942002 and 2003 14,469 patients in the (instead of eGFR)
2011) using a log- first era) to evaluate renal
rank test function
Other risk factor
analyses: Recipients of a heart Development of severe <1-year analyses:
Identification of risk transplant performed renal dysfunction Increased age
factors associated between January (creatinine level >2.5 Higher pretransplant serum creatinine
with the development 2006 and June 2011 mg/dL, dialysis or renal Dialysis prior to discharge
of severe renal (conditional on survival to transplant) within 1 and 5 Rejection prior to discharge
dysfunction using transplant discharge) years post-transplant Continuous chronic device
a multivariable <1-year analyses: Cyclosporine vs. tacrolimus at discharge
proportional hazards n=8,861 (patients without <5-year analyses:
model pretransplant severe renal Increased age
dysfunction) Female gender
<5-year analyses: Higher pretransplant serum creatinine
n=8,182 (patients without Dialysis prior to discharge
pretransplant severe renal Pretransplant diabetes
dysfunction) Rejection prior to discharge
Continuous or pulsatile chronic device
Transplantation era
Cyclosporine vs. tacrolimus at discharge

Footnote see previous page.

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REVIEW PAPER Renal insufficiency after cardiac transplant
Ann Transplant, 2015; 20: 576-587

Table 2. Summary of potential risk factors of chronic renal insufficiency following cardiac transplantation according to our literature
review.

Important risk factors with extensive data in the literature

Advanced age Pretransplant renal dysfunction

Female gender Early post-transplant renal dysfunction

Probable risk factors with extensive data in the literature, but with inconsistent results

Diabetes Hypertension

Potential risk factors with limited and/or inconclusive data in the literature

Graft rejection Mechanical circulatory support

Hepatitis C/CMV Transplant era

Anemia CNI doses and concentrations

Positive inotropes Genetic polymorphisms

Risk factors with minimal or no impact according to current literature

Ethnicity Donor age and gender

Dyslipidemia Ischemic time

Pretransplant ischemic heart disease Choice of CNI agent

Cardiac function

CNI calcineurin inhibitor.

consistent with epidemiological studies conducted in non- time-point measurements) [18]. Hyperglycemia-induced struc-
transplant subjects showing that individuals with reduced glo- tural changes in the kidney (e.g., glomerular basement mem-
merular filtration rate are at risk for a further decline in renal brane thickening, mesangial cell expansion, glomerulosclerosis,
function [32]. This suggests that minimizing the occurrence of interstitial fibrosis, tubular atrophy) are presumably respon-
peritransplant renal insufficiency with early interventions may sible for the observations of these studies [32,58]. Adequate
be useful to preserve long-term kidney function in cardiac re- glycemic control, which reduces the progression of albumin-
cipients. The first few months after transplantation are appar- uria in both type 1 and type 2 diabetes (with a potential im-
ently critical, because the greatest deterioration in renal func- pact on the evolution of renal disease) [59,60], might there-
tion usually occurs during that period [13]. fore be an important goal to achieve in cardiac recipients to
slow down the deterioration of kidney function.
Diabetes
Hypertension
Diabetes significantly increases the risk of chronic kidney dis-
ease in the general population [32]. It is a frequent comor- Pretransplant hypertension [4,13,16,17,28] and post-transplant
bidity in cardiac recipients, and can be triggered by various arterial blood pressure [18,33,45] have been associated with
immunosuppressants [5,53]. Although many publications re- renal dysfunction following heart transplantation in different
port no association between diabetes or glycemia and renal studies. Again, this condition is highly prevalent in cardiac re-
dysfunction in heart transplant patients [12,17,1922,26,28, cipients [5], and it is known to exacerbate renal insufficiency
3441,50,5457], pre- [4,5,13,14,16,23,24,42,43] and post-trans- in the general population by different mechanisms implicat-
plant diabetes [15,33], as well as post-transplant hyperglyce- ing glomerular cell injury, proteinuria, inflammation, glomeru-
mia [18], have been shown to affect renal function negatively losclerosis, tubulointerstitial fibrosis, and subsequent nephron
after cardiac transplantation in several investigations. The lat- loss [32]. Recent histopathological data obtained from kidney
ter include a study with more than 3600 diabetics and 15 800 biopsies also show that there is a very high rate of hyperten-
nondiabetics [15], as well as another one using time-dependent sive renal disease in long-term heart transplant recipients with
analyses with repeated measurements of glycemia (a technique renal dysfunction [61]. Surprisingly, many groups have not
which improves statistical power compared to the use of single identified elevated blood pressure as a risk factor of chronic

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Lachance K. et al.:
Renal insufficiency after cardiac transplant
Ann Transplant, 2015; 20: 576-587
REVIEW PAPER

kidney disease in cardiac transplant patients [12,14,1923, renal dysfunction [5], hypothetically because of the need for in-
26,3444,55,62]. These discrepancies might be explained by the creased CNI dosage in response to such rejection episodes [67].
lack of standard definitions for hypertension in the literature. Nonetheless, these findings are lacking confirmation, since
Albeit limited, the current evidence corroborating the harm- no other group has identified graft rejection as an indepen-
ful effects of hypertension on post-transplant renal function dent predictor of renal dysfunction [12,19,20,22,26,27,36,
stresses the need for adequate management of blood pres- 39,40,42,44,49,51].
sure in cardiac recipients, as is recommended in nontrans-
plant patients suffering from chronic kidney disease [60,63]. Viral infections

Dyslipidemia In line with the well-established association between hepati-


tis C and various kidney diseases [68], 2 groups found that a
Although pretransplant dyslipidemia [26], higher pretransplant positive serologic test for that virus before cardiac transplan-
cholesterol levels [45] and higher post-transplant triglycer- tation was correlated with an increased risk of chronic renal
ide concentrations [21,36,40] have been shown to impact re- failure [4,14]. Others did not find a similar association [12,42].
nal function after heart transplantation in some small stud- The influence of cytomegalovirus (CMV) pre-transplant sta-
ies, these findings were not replicated by others who found tus [22,26,35], post-transplant infections [12,20,22,42] and
no predictive value for dyslipidemia [20,22,23,34,37,39,42], antiviral prophylaxis [42] has also been investigated, but the
cholesterol levels [18,20,21,23,36,40,41,43,50,51] and triglyc- existing data is contradictory and insufficient. Hence, for both
eride concentrations [18,45,50]. Consequently, dyslipidemia hepatitis C and CMV, current evidence is fairly limited and
does not appear to be a major risk factor for postcardiac trans- await future validation.
plant renal impairment.
Anemia
Pretransplant ischemic heart disease and cardiac function
In the general population, the relationship between anemia
A few studies suggest that recipients with pretransplant isch- and chronic kidney disease is thoroughly documented [32].
emic heart disease are at increased risk of long-term renal im- Some publications suggest that low hemoglobin levels could
pairment [25,34,37,45], possibly because of the diffuse nature predict renal outcomes in cardiac recipients [22,30,69], where-
of the atherosclerotic process, which could also affect renal as others report no association [26,35,36]. Once again, more
vasculature and lead to ischemic nephropathy in predisposed research is required to clarify the influence of anemia on post-
patients [64]. However, the vast majority of publications report transplant kidney impairment.
no association between pretransplant diagnosis and renal dys-
function [12,14,1820,2224,26,27,33,35,4043,46,4851,65],
indicating that this factor is probably not a strong predictor of Transplant-Related Variables
chronic kidney dysfunction after transplantation.
Positive inotropes and mechanical circulatory support
Heart failure patients with severe chronic cardiac impair-
ment often develop progressive kidney disease, a phenom- No consistent association has been identified between chronic
enon referred to as type 2 cardiorenal syndrome [66]. Yet, renal dysfunction in cardiac recipients and pretransplant pos-
most studies in heart transplantation found no independent itive inotropes or mechanical circulatory support. According
correlation between pre-[18,20,26,42] or post-transplant left to the ISHLT 2008 Registry, patients receiving intravenous
ventricular ejection fraction (LVEF) [18,20,27,30,36,40,44], inotropes are more likely to develop severe renal impair-
pretransplant cardiac output [26,35] or pretransplant cardi- ment [13], but other groups have not corroborated these re-
ac index [20,23,26,41] and recipients renal function. Only 1 sults [18,24,26,35,41,42]. Similarly, the 2013 Registry suggests
group noted that individuals with chronic renal insufficien- that chronic devices increase the risk of post-transplant kid-
cy were more likely to display a LVEF lower than 60% 4 years ney dysfunction [5], while circulatory assistance either provid-
post-transplant [25]. Thus, impaired cardiac function follow- ed a protective [35] or neutral effect [18,22,24,26,41,42,65] in
ing heart transplantation cannot be classified as an impor- other publications.
tant determinant of new-onset kidney failure after transplant.
Transplant era
Graft rejection
A few publications show that cardiac recipients whose proce-
Data from the ISHLT Registry suggest that cardiac rejection be- dures were performed more recently have better post-trans-
fore discharge could increase the risk of early or intermediate plant kidney function than those who were transplanted

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REVIEW PAPER Renal insufficiency after cardiac transplant
Ann Transplant, 2015; 20: 576-587

earlier [5,13,14,27]. In contrast, Ojo et al. noted that 19982000 concentrations on post-heart transplant kidney function, but
heart and heart-lung recipients had worse renal outcomes their results are conflicting. In fact, the vast majority of publi-
than 19941997 patients [4]. However, the overall analyses cations show that higher cyclosporine [18,21,24,25,27,33,34,
for all types of nonrenal solid-organ transplants revealed im- 44,48,49,51,65,73] or tacrolimus doses [65,74] do not increase
proved renal function in recipients from the latest era. Others the risk of chronic renal insufficiency. Although most groups
did not find any independent association between these fac- were also unsuccessful when trying to establish an associa-
tors [18,23,26,29,33,43,49], possibly because of the growing tion between renal impairment and higher cyclosporine [2022,
trend over the years to accept patients with greater risk of 24,25,27,34,37,43,44,48,51,65,75] or tacrolimus concentra-
complications as transplant candidates [5], thereby counterbal- tions [18,43,65,74], a few studies have suggested that high-
ancing the potential benefits of advances in immunosuppres- er cyclosporine levels might be correlated with long-term kid-
sive regimens and treatment of comorbidities. Such progress ney dysfunction [16,23,26,36,41]. A possible justification for
could actually be the true reason why patients transplanted these largely inconclusive findings is that neither doses nor
in recent years have better post-transplant renal function, as trough levels correlate perfectly with true CNI exposure, es-
proposed by recent data from our group [18]. In summary, pecially for cyclosporine [6]. In addition, some studies have
transplantation era has a possible effect on the development revealed that cyclosporine doses [40,75] and concentrations
of long-term renal impairment, but it is most likely attribut- [45,50] can actually be lower in cardiac recipients presenting
able to the substantial improvement of post-transplant man- with declining kidney function because clinicians tend to re-
agement throughout the years. duce CNI daily dosage and target levels when renal dysfunc-
tion occurs. All these elements limit the ability to estimate to
Donor demographics what extent higher versus lower CNI exposure truly contributes
to renal deterioration in heart transplant patients.
While most studies saw no effect of donor age on recipients
renal function [14,18,22,24,35,40,65], the ISHLT 2008 Registry Choice of CNI agent
suggested that receiving a graft from an older donor was as-
sociated with an elevated risk of chronic renal insufficien- While similar nephrotoxic profiles have been observed for
cy after transplantation [13]. Female donor sex was also cor- both CNIs in a number of studies [4,14,18,42,43,65,7685]
related with more severely impaired post-transplant kidney (including randomized controlled trials [RCTs] of cyclospo-
function in 1 publication [24], a finding not replicated by oth- rine versus tacrolimus [76,78,80,8285], recent data (includ-
ers [14,18,22,35,40,47]. Thus, donor demographics are probably ing some from RCTs [8688]) indicate that tacrolimus could
not major modulators of the risk of post-transplant renal failure. potentially induce less chronic renal damage than cyclospo-
rine [5,12,8689]. Possible explanations include a more reli-
Ischemic time able relationship between tacrolimus trough concentrations
and total exposure, lower blood pressure, reduced renal vaso-
Most groups found no relationship between ischemic time constriction, and enhanced immunosuppressive effects lead-
and cardiac recipients renal function [5,18,22,24,35,41,42,65]. ing to the use of lower doses [2,88]. However, 2 meta-analy-
Authors who reported that longer ischemic times were pro- ses of published RCTs found that both CNIs had comparable
tective against chronic kidney disease could not explain their incidences of renal failure requiring dialysis after heart trans-
finding [14]. The present data therefore indicate that ischemic plantation [90,91]. Thus, these observations suggest that the
time does not significantly affect the risk of post-heart trans- choice of CNI agent has no critical impact on the risk of kid-
plant renal dysfunction. ney dysfunction in cardiac recipients.

Calcineurin Inhibitors Pharmacogenomics of Post-Transplant Renal


Dysfunction
CNI doses and concentrations
So far, research on genetic determinants of post-transplant re-
Calcineurin inhibitors have long been identified as impor- nal dysfunction has focused on the effects of gene polymor-
tant contributors to post-heart transplant renal failure due to phisms related to CNI pharmacokinetics and pharmacodynamics
their nephrotoxic effects [6]. Indeed, chronic CNI nephrotox- (e.g., ABCB1 [P-glycoprotein] [92,93], CYP3A5 [CYP3A5] [92,94],
icity is a well-recognized entity, although precise mechanisms CYP3A4 [CYP3A4] [92], TGFB1 [transforming growth factor-b1]
are still unclear [3,6] and some argue that its role in late post- [9599], PRKCB [protein kinase C-b] [100,101]). However, only
transplant renal impairment has been overestimated [7072]. a very limited number of studies have been conducted in car-
Several studies have assessed the impact of CNI doses and/or diac recipients. With few exceptions [17,28,46,50,102,103],

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Lachance K. et al.:
Renal insufficiency after cardiac transplant
Ann Transplant, 2015; 20: 576-587
REVIEW PAPER

most of them found no association between CNI nephrotox- chronic kidney failure is to personalize each patients immu-
icity and ABCB1 [17,65,74,104-107], CYP3A5 [65,74,106,107], nosuppressive regimen and concomitant medication in order
CYP3A4 [74,108] or TGFB1 [28,65,106,109]. Hence, although to reduce risk of long-term renal dysfunction. Implementation
the risk of post-heart transplant renal dysfunction may be of renal-sparing strategies, improvements in acute peritrans-
partly modulated by genetic polymorphisms, additional inves- plant care and adoption of more aggressive treatment targets
tigations in larger populations are clearly necessary to con- for modifiable risk factors such as diabetes and hypertension
firm earlier findings. may help to achieve this goal. Nevertheless, additional stud-
ies in larger cohorts will be required to better define the main
predictors of post-heart transplant chronic renal insufficien-
Conclusions cy and allow for early identification of high-risk individuals.

In addition to the use of CNIs, this review has highlighted Conflict of interest
many potential risk factors of chronic renal insufficiency in
heart transplant recipients. Advanced age, female sex, and At the time of writing the article, Dr. Lachance was conduct-
pre-transplant or early post-transplant kidney dysfunction all ing her Ph.D. at the Montreal Heart Institute. After complet-
have emerged as important predictors of renal impairment. ing her Ph.D., she became a contractual employee at Sanofi
Diabetes and hypertension might also have a significant role to Canada. Dr. White has received research grants from Pfizer
play, though present data are not as compelling. Unfortunately, Canada, Novartis Pharmaceuticals Canada, and Hoffmann-
current evidence regarding other predictors of renal deteriora- La Roche Canada, as well as consulting fees from Astellas
tion in cardiac transplant patients is either limited or inconclu- Pharma Canada. Dr. de Denus has received research grants
sive. In particular, it is difficult to draw any conclusion about from Hoffmann-La Roche Canada, Novartis Pharmaceuticals
the possible detrimental effects of higher CNI concentrations. Canada, Pfizer Canada, AstraZeneca Canada, and Johnson &
Pharmacogenomic studies are also promising, but their find- Johnson, as well as consulting fees from Servier Canada. He
ings must be validated by further research efforts. Ultimately, was also a presenter for Pfizer Canada.
the objective of predicting cardiac recipients susceptibility to

Supplementary Table 1. Publications discussing potential recipient-related risk factors of chronic renal insufficiency following cardiac
transplantation.

Association with post-transplant renal dysfunction in reviewed publications*,**


Yes No
Recipient demographics
Age 4,5,1214,1631 3336,3846,4851,74
Gender 4,5,12,14,1719,23,24,2628 2022,29,3351
Ethnicity 4 14,21,23,41,43
Recipient health status
4,5,1214,16,18,2123,
Pretransplant renal function 20,24,34,35,40,41,44,45,48,50,51,65
2527,33,38,42,43,52
Early post-transplant renal function 4,5,12,14,1921,23,24,26,33,37,51 22,25,36,40,44,49,52
Diabetes
Pretransplant diabetes 4,5,13,14,16,23,24,42,43 12,1722,26,28,33,35,38,41,50,5457
Post-transplant diabetes 15,33 19,20,34,37,39,40,55
Post-transplant glycemia 18 36
Hypertension
Pretransplant hypertension 4,13,16,17,28 12,14,18,19,2123,26,33,38,4143
Pretransplant blood pressure 35,45
Post-transplant hypertension 1921,34,3740,55,62
Post-transplant blood pressure 18,33,45 36,43,44

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583 [Chemical Abstracts] [Scopus]
Lachance K. et al.:
REVIEW PAPER Renal insufficiency after cardiac transplant
Ann Transplant, 2015; 20: 576-587

Supplementary Table 1 continued. Publications discussing potential recipient-related risk factors of chronic renal insufficiency
following cardiac transplantation.

Association with post-transplant renal dysfunction in reviewed publications*,**


Yes No
Dyslipidemia
Pretransplant dyslipidemia 26 22,23,42
Pretransplant cholesterol levels 45 20,23,41
Pretransplant triglyceride levels 45
Post-transplant dyslipidemia 20,34,37,39
Post-transplant cholesterol levels 18,20,21,36,40,43,50,51
Post-transplant triglyceride levels 21,36,40 18,50
12,14,1820,2224,26,27,33,35,
Pretransplant ischemic heart disease 25,34,37,45
4043,46,4851,65
LVEF
Pretransplant LVEF 18,20,26,42
Post-transplant LVEF 25 18,20,27,30,36,40,44
Pretransplant cardiac output/index 20,23,26,35,41
Graft rejection 5 12,19,20,22,26,27,36,39,40,42,44,49,51
Hepatitis C 4,14 12,42
CMV 26,42 12,20,22,35
Anemia 22,30,69 26,35,36
CMV cytomegalovirus; LVEF left ventricular ejection fraction. * Bold references (4,5,1215) represent the 6 publications with larger
sample sizes (n>1,000) discussed in Table 1. ** Lachance et al. [28] and de Denus et al. [17] investigations were conducted in the same
population of patients.

Supplementary Table 2. Publications discussing potential management-related risk factors of chronic renal insufficiency following
cardiac transplantation.

Association with post-transplant renal dysfunction in reviewed publications*


Yes No
Transplant-related variables
Positive inotropes 13 18,24,26,35,41,42
Mechanical circulatory support 5,35 18,22,24,26,41,42,65
Transplant era 4,5,13,14,27 18,23,26,29,33,43,49
Donor age 13 14,18,22,24,35,40,65
Donor gender 24 14,18,22,35,40,47
Ischemic time 14 5,18,22,24,35,41,42,65
Calcineurin inhibitors
CNI doses
Cyclosporine doses 40,75 18,21,24,25,27,33,34,44,48,49,51,65,73
Tacrolimus doses 65,74
CNI concentrations
Cyclosporine concentrations 16,23,26,36,41,45,50 20-22,24,25,27,34,37,43,44,48,51,65,75
Tacrolimus concentrations 18,43,65,74
Choice of CNI agent**,*** 5,12,86-89 4,14,18,42,43,65,76-85
CNI calcineurin inhibitor. * Bold references (4,5,1215) represent the 6 publications with larger sample sizes (n>1,000) discussed
in Table 1. ** Guethoff et al. [84] reported follow-up data on the same population initially studied by Meiser et al. [83]; *** Groetzner
et al. [77] reported follow-up data on select participants from the initial population of Meiser et al. publication [81], which was also a
single-center study derived from the multi-center trial conducted by Reichart et al. [80].

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Lachance K. et al.:
Renal insufficiency after cardiac transplant
Ann Transplant, 2015; 20: 576-587
REVIEW PAPER

Supplementary Table 3. Publications discussing potential genetic determinants of post-transplant renal dysfunction in heart
transplant patients.

Association with post-transplant renal dysfunction in reviewed publications*,**,***,#


Yes No
Genetic polymorphisms
ABCB1
G2677T/A (rs2032582) 17,65,104107
C3435T (rs1045642) 17,74,104107
C1236T (rs1128503) 105,107
CYP3A5
CYP3A5*3 (rs776746) 17 65,74,106,107
CYP3A4
CYP3A4*1B (rs2740574) 74
CYP3A4*22 (rs35599367) 108
TGFB1
Codon 10; Leu10Pro (rs1800470) 46,50,102,103 28,65,106
Codon 25; Arg25Pro (rs1800471) 102,103 28,46,50,65,106,109
PRKCB
rs11074606 28
CNI calcineurin inhibitor. * Lachance et al. [28] and de Denus et al. [17] investigations were conducted in the same population of
patients; ** the study by van de Wetering et al. [50] followed the one by Baan et al. [46] with an extended follow-up and a larger
cohort; *** studies by Di Filippo et al. [102], Feingold et al. [106] and Gijsen et al. [107,108] were conducted in pediatric cardiac
recipients; # Gijsen et al. [107,108] evaluated the relationship between genetic polymorphisms and serum creatinine 14 days after
transplant only, which according to the authors might have been too early to detect any association between these two factors.

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