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Neuroscience and Biobehavioral Reviews 68 (2016) 10061020

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Neuroscience and Biobehavioral Reviews


journal homepage: www.elsevier.com/locate/neubiorev

Commentary

Whats in the name alexithymia? A commentary on Affective


agnosia: Expansion of the alexithymia construct and a new
opportunity to integrate and extend Freuds legacy.
Graeme J. Taylor a, , R. Michael Bagby b , James D.A. Parker c
a
Department of Psychiatry, University of Toronto and Mount Sinai Hospital, 600 University Avenue, Toronto, Ontario M5G1X5, Canada
b
Departments of Psychology and Psychiatry, University of Toronto, 1265 Military Trail, Sy-131, Toronto, Ontario M1C1A4, Canada
c
Department of Psychology, Trent University, 1600 West Bank Drive, Peterborough, Ontario K9J7B8, Canada

a r t i c l e i n f o a b s t r a c t

Article history: The recent proposal of a new type of agnosia termed affective agnosia extends Freuds legacy and cap-
Received 6 January 2016 tures the concept of not knowing ones own emotions. This concept links well with the theory of levels of
Received in revised form 20 April 2016 emotional awareness and maps onto a hierarchical model of neural substrates of emotional experience,
Accepted 23 May 2016
but does not encompass the pense opratoire component of the alexithymia construct. Moreover, iden-
Available online 24 May 2016
tifying agnosia and anomia subtypes, which connotes a categorical conceptualization of alexithymia, is
inconsistent with the dimensional nature of the construct. We describe a more widely accepted deni-
Keywords:
tion of alexithymia, and argue that although aptly descriptive, the concept of affective agnosia does not
Alexithymia
Anomia
advance the theory, measurement, and treatment of alexithymia. A review of alexithymia literature indi-
Agnosia cates that impairment in the mental representation of emotions has been a central aspect of alexithymia
Emotional awareness theory since the concept was introduced, and guided the development of the Toronto Alexithymia Scale
Mentalization and other measures of the construct. Moreover, techniques to enhance mentalization of emotions have
Primal repression been used by psychotherapists for several decades.
Psychotherapy 2016 Elsevier Ltd. All rights reserved.
Toronto Alexithymia Scale
Trauma

1. Introduction of alexithymia, and having conducted research on this construct


for more than thirty years, we found Lane et al.s (2015a) ideas
In a recent article in this journal Lane et al. (2015a) propose interesting and worthy of attention; however, their review of the
a new type of agnosia, which they name affective agnosia and alexithymia literature was notably selective with several signi-
describe as an impairment in the ability to mentally represent cant omissions and oversights. In addition, we believe that their
or know what one is feeling (p. 594). They note that affective proposal of subtypes of alexithymia conicts with their conceptu-
agnosia is closely related to the alexithymia construct, which was alization of a continuum construct and is more likely to generate
introduced by Nemiah and Sifneos (1970) (Nemiah et al., 1976) in confusion rather than advance the eld. In this Commentary we
the early 1970s and has since generated a large body of empirical offer an alternative perspective on the theory, measurement, and
research. Whereas the term affective agnosia captures the concept treatment of alexithymia, and attempt to correct some potential
of not knowing ones own emotions, Lane et al. point out that the misconceptions about the construct. In particular, in Section 6, we
term alexithymia when taken literally (lack of words for emotion) address the various issues Lane et al. (2015a) raise in their critical
refers to a type of anomia. They propose a continuum between review of the use of the self-report 20-item Toronto Alexithymia
severe forms of alexithymia (the agnosia version) and mild forms Scale (TAS-20) in alexithymia research.
of alexithymia (the anomia version), and suggest that the concept
of affective agnosia advances the theory, measurement, and treat-
ment of alexithymia. As the developers of three different measures 2. Agnosia, anomia, and agnostic aphasia

We commend Lane et al. for drawing attention to Freuds (1891)


Corresponding author. much neglected treatise On Aphasia and for extending his legacy
E-mail addresses: graeme.taylor@utoronto.ca (G.J. Taylor), by integrating his concept of agnosia into the eld of alexithymia.
rmichael.bagby@utoronto.ca (R.M. Bagby), jparker@trentu.ca (J.D.A. Parker). In so doing they have added to contributions by other authors

http://dx.doi.org/10.1016/j.neubiorev.2016.05.025
0149-7634/ 2016 Elsevier Ltd. All rights reserved.
G.J. Taylor et al. / Neuroscience and Biobehavioral Reviews 68 (2016) 10061020 1007

(e.g., Miller, 1991; Rizzuto, 1989; Stengel, 1954) who extended tional agnosia, he might have described alexithymia as an affective
Freuds legacy by recognizing that many of the ideas he presented in agnostic aphasia.
his treatise anticipated some of his later psychoanalytic concepts; Although Lane et al. cite Prinzs (2004) book Gut Reactions, they
these include his theoretical construct of a speech apparatus as an do not credit him for characterizing alexithymia as an analogue of
antecedent of the psychic apparatus, his application of Hughling associative agnosia. Prinz suggested that rather than alexithymia
Jacksons ideas of neurobehavioral regression to the aphasias and being a verbal disorder, it is more likely to be an inability to recog-
later to mental processes (further on we discuss the application of nize emotions (p. 217). They also overlook an article by Primmer
the concept of regression to alexithymia), and his concept of repre- (2013), who offers a slightly different perspective. Like Lane et al.s
sentation. Whereas Finkelnburg (1870) called disturbances in the (2015a) idea of a continuum, Primmer conceptualizes alexithymia
recognition of objects asymbolia, Freud proposed the term agnosia as a dimensional construct; but whereas Lane et al.s conceptu-
because he considered asymbolic a more appropriate designation alization of severe alexithymia as an affective agnosia seems to
for the relation between the word (re)presentation and the object include apperceptive agnosia and/or associative agnosia depend-
(re)presentation rather than for the relation between the object ing on the level of decit, Primmer considers severe alexithymia
and the object (re)presentation.1 As Lane et al. (2015a) indicate, analogous only to apperceptive visual agnosia and regards mild
Freud described asymbolic aphasia (anomia) as a type of aphasia alexithymia as analogous to blindsight (i.e., an associative visual
in which the associations between the word (re)presentation and agnosia).3 Although Primmer employs a bodily theory of emo-
object (re)presentation are disturbed.2 They point out also that a tion, she bases her argument on evidence from some experimental
failure of naming necessarily occurs as part of the impaired recog- studies that individuals with severe alexithymia are poor at rec-
nition in individuals with agnosia; however, they fail to mention ognizing facial expressions of emotion; she presumes that they
that Freud gave the name agnostic aphasia to this combination of respond with low levels of physiological arousal when viewing
agnosia and anomia. When applied to emotions, individuals who such expressions and proposes that they are therefore unable to
are unable to adequately represent and recognize the meaning of develop accurate percepts of this type of emotional elicitor (for a
visceral/somatic emotional reactions (i.e., agnosia) will also mani- more detailed discussion see Primmer, 2015). Primmer acknowl-
fest difculty nding words for feelings (i.e., anomia). edges that being poor at identifying other peoples emotions is not
It is Lane et al.s (2015a) impression that the distinction between one of the salient components of the alexithymia construct, but
anomia and agnosia has not previously been made or considered in suggests that as a secondary feature it may help in determining the
relation to alexithymia or affect. Although other authors may not severity of alexithymia. She is not concerned about the meaning of
have made the same distinction, it should be acknowledged that the the term alexithymia, but takes for granted that it refers to a decit
idea of alexithymia being a form of agnosia has been suggested pre- in the processing of emotional information. Since emotional aware-
viously. We draw attention to articles indicating that Sifneos (1967, ness is not a categorical construct, Primmer (2013) argues against
1994, 1996) initially contemplated the concept of agnosia, but later the idea of dening subtypes of alexithymia, and says it is more
suggested that alexithymia may be a type of anomia. In the late likely that there exist various degrees of alexithymia (p. 115), just
1960s, Sifneos (1967) reported his preliminary clinical observations as there are various degrees of emotional awareness ranging from
on randomly selected patients with classic psychosomatic diseases; mere awareness of bodily sensations to full-blown awareness (p.
the most striking characteristic was a marked difculty many of the 115).
patients had in nding appropriate words to describe their feelings, If we have followed Lane et al.s (2015a) reasoning correctly,
as though they did not understand the meaning of the word feeling. their understanding of the perceptual decit in apperceptive affec-
Although Sifneos (1967) did not refer to Freuds treatise On Aphasia, tive agnosia is different from Primmers view as they are concerned
he wondered if these patients suffer from emotional agnosia sim- with the perception of ones own emotions rather than the emo-
ilar to the visual agnosia observed by Klver and Bucy in monkeys tional expressions of others. Consistent with their theoretical
(p. 8). Many years later, inuenced by a review article on aphasia model of levels of emotional awareness, and applying Marrs model
by Damasio (1992), Sifneos (1994, 1996) hypothesized that alex- of stages in visual perceptual processing to emotion, Lane et al.
ithymic individuals, who are unable to link limbic emotions with (2015a) propose that at the lowest level an individual might have
cognitive activity in the form of images, fantasies, and thoughts, are discrete somatic complaints such as stomach pain and muscle ten-
suffering from a feeling aphasia. Since Damasio (1992) had dened sion, but not perceive these complaints as related (i.e., parts of a
aphasia as an interruption in the ability to convert the sequences of coherent bodily reaction) (p.600). At an intermediate level of rep-
nonverbal mental representations that constitute thought into the resentation an individual will experience coherent patterns of his
symbols and grammatical organizations that constitute language or her entire bodily state, and also manifest facial and other bodily
(p. 531), a feeling aphasia suggests a type of anomia even though expressions of emotion, but may not recognize these experiences
the decient cognitive activity referred to by Sifneos involves more as emotional experiences and use their emotional meaning, i.e., an
than labeling emotions with words. If Sifneos had combined his associative agnosia.
proposal of a feeling aphasia with his earlier proposal of an emo- We agree with both Primmer (2013) and Lane et al. (2015a) for
including apperceptive agnosia as well as associative agnosia in
their conceptualizations of alexithymia, but we question Primmers
assumption that severe alexithymia is associated with low physi-
1
Freud used the German word Vorstellung, which has been translated variously ological arousal when viewing emotional facial expressions since
into English as presentation, idea, concept, and representation. For example, investigations of this relation have yielded inconsistent ndings
Strachey (1957) referred to word and object presentations; Stengels translations (Grynberg et al., 2012). Although Primmer and Lane et al. share the
were word concept and idea of the object. According to the Edinburgh Interna-
view that different degrees of alexithymia (i.e., differences in sever-
tional Encyclopedia of Psychoanalysis (Skelton, 2009), Lacan showed that Freud
borrowed the term Vorstellung (translated as representation) from philosophy to ity) reect differences in the structure of the cognitive schemata
mean, broadly speaking, the elements within the mind from which a world of expe- used to process emotional information, Lane et al. (2015a) declare
rience is constructed (p. 403).
2
Strachey (1957) notes that what Freud called object presentation in his treatise
On Aphasia he calls thing presentation in his paper The Unconscious; and what he
3
called object presentation in The Unconscious denotes a complex made up of the As noted by Lane et al. (1997, 2015a), blindsight is the ability of a blind person to
combined thing presentation and word presentation, a complex that is not given perceive visual stimuli, but without conscious awareness of the experience because
a name in his treatise. of lesions in area V1 of the primary visual cortex.
1008 G.J. Taylor et al. / Neuroscience and Biobehavioral Reviews 68 (2016) 10061020

that The tendency to jump to the explanation that alexithymia is a there is a defect not in the registering of sensory information but
continuum obscures a critical issue and prevents the important dis- in the conceptual stage of perception. Dorpats theory could apply
tinction between anomia and agnosia from being made (p. 607). to states of arousal whether they arise in response to an external
Given that ndings from taxometric investigations using data from stimulus or internally without any such provocation.
several different samples support a dimensional conceptualization
of alexithymia (Mattila et al., 2010a; Parker et al., 2008), we are
in agreement with Primmer that it is preferable to conceptualize 4. Whats in the name alexithymia?
different degrees of alexithymia, rather than dene subtypes.
Lane et al. (2015a) suggest that affective agnosia may be a more
proper label as the original denition of alexithymia involves a lack
3. Freuds concept of primal repression of words for emotions. We argue against this suggestion because
there is more to the name alexithymia than it may seem. Let us
Lane et al. (2015a) raise the question of why Freud did not con- briey review the origins of the term and its use by clinicians and
nect agnosia to affective experience, and suggest that perhaps he researchers over the past 40 years.
did not use it in his psychoanalytic writings because he focused Three years after Sifneos (1967) reported his preliminary clin-
almost exclusively on mental contents that had been previously ical observations, Nemiah and Sifneos (1970) conducted a more
mentally represented which were once known but were disguised systematic examination of previously tape-recorded interviews of
or barred from consciousness due to defenses such as repression patients with two of the following classic psychosomatic diseases
(p. 606). However, as noted by many psychoanalytic authors (e.g., (duodenal ulcer, bronchial asthma, rheumatoid arthritis, ulcera-
Cohen and Kinston, 1983; Dorpat, 1985), Freud (1915) described tive colitis, atopic dermatitis); in addition to a marked difculty in
two phases in the operation of repression. The rst phase, which he describing their feelings, many of these patients showed a thought
called primal repression, denies entrance of instinctual and affective content consistent with Marty and de MUzans (1963) concept
representatives into consciousness. In the second phase, referred to of pense opratoire (operative thinking), including a nearly total
as repression proper, instinctual, emotional, and other experiences absence of fantasy or other material related to their inner mental
have been mentally represented and gain entry into the conscious life of thoughts, attitudes and feelings, and a recounting of details of
mind, but are then excluded from it. Although Freud focused more external events. Sifneos (1973) states that for lack of a better term,
on instinctual drives than emotions and conceptualized primal he proposed the word alexithymia (from Greek stems a = lack,
repression in different ways at different times, it is clear from his lexis = word, and thymos = emotion, mood, or feeling) to denote the
descriptions that the elements under primal repression exist in a specic difculty in nding appropriate words to describe feelings.
form that does not include verbal symbols (see editorial note in A. A few years later, he told attendees at the 11th European Confer-
Freud, 1981). For example, infantile experiences that precede the ence on Psychosomatic Research (ECPR) that The word was simply
development of the preconscious system in Freuds topographical used to describe certain clinical observations that were made over
model of the mind are primally repressed and thus are not mentally very many years. I tried appropriately to use a Greek word or a
represented. This primitive defense is not limited to early experi- pseudo-Greek word for descriptive purposes (Sifneos, 1977; pp.
ences, but occurs in children and adults when higher level mental 368369). Sifneos et al. (1977) had reported the clinical observa-
capacities are overwhelmed by the impact of trauma (Cohen, 1985; tions in a presentation earlier at the conference; the characteristics
Frank, 1969). Freud (1926) linked primal repression with psychic they described included more than a difculty nding appropriate
trauma when he stated that it is highly probable that the imme- words to describe feelings). In some of his later articles, Sifneos
diate precipitating causes of primal repressions are quantitative (1994, 1996) made clear that the term alexithymia refers to an
factors such as an excessive degree of excitation and the break- affect decit that encompasses all of the characteristics that he
ing through of the protective shield against stimuli (p. 94). We and Nemiah had described in 1970, the most salient characteris-
elaborate further on the association between trauma and primal tics being difculty identifying feelings, differentiating among the
repression in Section 9; but here we propose that Freuds con- range of common affects, and distinguishing between feelings and
cept of primal repression is analogous to affective agnosia since the bodily sensations of emotional arousal (i.e., not knowing what
it encompasses emotions and instinctual states that are not recog- one is feeling); difculty nding words to describe feelings to other
nized by the individual as they are not linked with verbal symbols people; constricted imaginal processes as evidenced by a paucity or
and thereby mentally represented. absence of fantasies referable to drives and feelings; and a thought
Our proposal is supported by the formulations of several content characterised by a preoccupation with the minute details of
other authors. Basch (1977), for example, anticipating Lane external events (the last two characteristics correspond to pense
and Schwartzs (1987) cognitive developmental theory of levels opratoire) (Nemiah et al., 1976). These characteristics comprise
of emotional awareness, employed Piagets model of cogni- what came to be referred to as the alexithymia construct (Lesser,
tive development and proposed that primal repression involves 1981; Taylor et al., 1991). Thus, although the literal meaning of the
sensorimotor schema which have never been given symbolic rep- term alexithymia implies a type of anomia, for Sifneos and Nemiah
resentation, that is, which have not participated in preoperational and for most clinicians and researchers inspired by their contri-
transformations (p. 260). Dorpat (1985) regards primal repression butions, it is the name of a multifaceted construct that involves
as a primitive form of denial and proposes that it results in an arrest more than a difculty nding words for emotional feelings. Lane
in the cognitive processing and construction of mental represen- et al. (2015a) state that Although alexithymia has often been
tations of perceived stimuli. In contrast to Freud, who based his assumed to be something more than a simple lack of words, it
concept of denial (or disavowal) on the mistaken belief that all per- has been challenging to nd a more suitable term and concep-
ception is conscious, Dorpat emphasizes unconscious perception tual framework to describe and measure it (p. 595). As we have
and argues that primal repression or denial affects the perceptual just shown, the something more is not an assumption but is
process after a person has registered a threatening object or situ- actually included in the denition of the construct. Later in this
ation, but before the person constructs a conscious percept of the Commentary, we describe a conceptual framework that has guided
object. He notes that the failure to construct a verbal representation clinicians and alexithymia researchers for many years, including
of the stimulus object, and thereby provide meanings, is similar to psychotherapists and developers of several instruments for mea-
what occurs in individuals with associative visual agnosia where suring alexithymia.
G.J. Taylor et al. / Neuroscience and Biobehavioral Reviews 68 (2016) 10061020 1009

From time to time the term alexithymia has been challenged tion between emotions and feelings is overlooked in parts of Lane
or different descriptive labels have been used to denote the clus- et al.s (2015a) article,5 they acknowledge on page 606 that it is crit-
ter of characteristics that comprise the construct. Responding to ical and parallels the distinction they make between implicit and
questions and criticisms of the concept at the 11th ECPR, Sifneos explicit processes.
(1977) was adamant that alexithymia is here to stay, whether we Lane et al. (2015a) believe that The current view that alex-
like it or not and it is going to be with us for the rest of our lives ithymia may include a decit in mental representation of emotion,
(p. 369). The term alexithymia has not only outlived Sifneos and not just in naming it, was ushered in by neuroimaging ndings
many of the attendees at that conference, but is widely accepted that suggested an impairment in emotional awareness rather than
and has become the lingua franca for clinicians and researchers in in emotional naming (p. 608). But this view existed long before
countries throughout the world. Although some authors may occa- neuroimaging studies were conducted; the contribution of such
sionally overlook the multifaceted nature of the construct and apply studies was to explore neural correlates of alexithymia and emo-
the term alexithymia to only one facet, we think that changing the tional awareness (Lane et al., 1998a; Van der Velde et al., 2013).
name is ill-advised. The term alexithymia is now deeply entrenched It is evident in Nemiahs (1977) theoretical framework for emo-
in the scientic literature, and also listed in the Shorter Oxford tional processing that emotions must be mentally represented to be
English Dictionary (Trumble, 2007), and thus available for general experienced consciously as feelings. In conceptualizing the frame-
public use. The OED denes alexithymia as An affective disorder work, Nemiah outlined the internal processes that normally occur
characterised by an inability to recognize and express emotions (p. in individuals in response to an affect-provoking external event. In
50), a denition that clearly encompasses both the agnosia (inabil- addition to there being a perception and cognitive appraisal of the
ity to recognize) and the anomia (inability to express) aspects of elements of the event, he indicated that the somatic components of
the construct. affect are aroused and undergo a process of psychic elaboration. In
formulating this process, he was probably inuenced by Sandlers
(1972) discussion of emotion and the building up of a representa-
5. Alexithymia theory tional world at a Ciba Foundation Symposium in 1972, which he
and Sifneos attended. As we have reviewed elsewhere (Taylor and
5.1. Early formulations Bagby, 2013a), Nemiah (1977) described several elements to the
process of psychic elaboration, including a renement and delin-
Lane et al. (2015a) propose that the concept of affective agnosia eation of the raw emotion into a variety of qualitatively different
advances the theory of alexithymia. Although affective agnosia nuances that have the potential for conscious experience as feel-
is an aptly descriptive label, in our opinion the concept will not ings; a linking of the feelings with words to describe them; the
advance alexithymia theory because impairment in the ability production of images and fantasies expressive of the feelings; and
to mentally represent or know what one is feeling is already the arousal of a network of memories and associations related to
encompassed in current alexithymia theory. Derived from clinical the feelings. It was assumed that an awareness of feelings, together
observations, the alexithymia construct was formulated initially with the thoughts, fantasies, and memories they elicit, facilitates
without an underlying theoretical framework. In contrast to how regulation of the emotional arousal induced by affect-evoking stim-
most personality traits are conceptualized, Nemiah et al. (1976) uli. Nemiah suggested that alexithymia could occur as a result of a
did not postulate a latent variable (viz., alexithymia) that causes failure in one or more of the elements of psychic elaboration, such
and exists apart from the clinically observable features; rather, that the activity of the biologic component of affect would be unreg-
they formulated what is essentially a mereological construct with ulated by cognitive processes and lead to somatic symptoms or be
the various components assumed to interact with and reinforce discharged through actions.
one another.4 Nonetheless, from the outset, Nemiah and Sifneos Formulated a decade after Nemiahs conceptual framework was
(1970) (Nemiah et al., 1976) suggested some possible explana- published, Lane and Schwartzs (1987) theory of levels of emo-
tions for the observable features including not only an arrest in tional awareness provides a more detailed and elaborate model for
development as proposed much earlier by Ruesch (1948), but also understanding the psychic elaboration of emotions and individual
psychodynamic and neurophysiological hypotheses. And within a differences in affect awareness. Like Nemiah, Lane and Schwartz
short time, they placed alexithymia within a theoretical framework rst adopt the generally accepted view that emotion is preceded
that Nemiah (1977) conceptualized for understanding the cogni- by cognitive appraisal of the environment (Smith and Ellsworth,
tive processing of emotions. Whereas Lane et al. (2015a) point out 1985), and then focus on the structure of emotional experience
that Emotion has traditionally been equated with the subjective once an emotional response to a stimulus has been activated.
experience of emotional feelings (p. 608), Nemiahs theoretical Their central thesis is that what is experienced as emotion is
framework reects a distinction that he and Sifneos made between the consequence of a subsequent cognitive processing of emo-
emotions and feelings. Recognizing that affects have both biologi- tional arousal and that the cognitive process itself undergoes a
cal and psychological components, they dened emotions as the sequence of structural transformations during development which,
neurophysiological and motor-expressive component of affects, in turn, determines the structure of subsequent emotional experi-
and feelings as the subjective, cognitive-experiential component ence (p. 134). Lane and Schwartzs theory not only modies and
(Nemiah et al., 1976; Sifneos, 1975). This distinction is consistent expands Nemiahs theoretical framework for the psychic elabora-
with Freuds (19161917) description of affects as highly com- tion of emotion, but as we indicated many years ago (Taylor and
posite experiences including in the rst place particular motor Bagby, 2000; Taylor et al., 1991, 1997), it also extends earlier contri-
innervations or discharges and secondly certain feelings (p. 395); it butions of Schur (1955) and Krystal (1974), who conceptualized an
is also consistent with a contemporary view expressed by Damasio epigenetic sequence for affect development involving a progressive
(2003) that emotions play out in the theater of the body. Feelings desomatization, differentiation, and verbalization of emotions as
play out in the theater of the mind (p. 28). Although the distinc-

5
On pages 595 and 600, for example, Lane et al. (2015a) refer to an inability
4
Mereology refers to the study of the relations of parts to a whole as well as the to experience emotion, whereas in a different paragraph on page 595 they refer
relations between the parts within the whole (Stanford Encyclopedia of Philosophy, to a diminution or absence of the basic human ability to experience feelings. We
2003). comment further on the experiencing of emotions versus feelings in Section 6.3.
1010 G.J. Taylor et al. / Neuroscience and Biobehavioral Reviews 68 (2016) 10061020

cognitive capacities mature. Along with this process Krystal (1979) about developmental decits, and that there is interaction between
described the development of a capacity for affect tolerance, and decits and defenses in all psychopathology. Along similar lines,
an increasing ability to use affects as signals to ones self. we noted that as with other types of psychic decit, the presence
It is surprising that Lane et al. (2015a) do not mention Krys- of alexithymia is likely to both initiate conict [and defense] and
tals contributions even though he reported characteristics similar intensify ordinary developmental conicts (Taylor et al., 1991; p.
to those described by Nemiah and Sifneos at around the same 156).
time and before becoming aware of their work. Moreover, Krystal As one would predict, several empirical investigations with both
(1968) (Krystal and Raskin, 1970) observed these characteristics clinical and nonclinical samples have demonstrated that severe
among patients with severe post-traumatic states and patients alexithymia is associated most strongly with immature defenses
with substance use disorders, thereby setting the stage for extend- (such as denial, splitting, somatization), weakly with neurotic
ing the concept of alexithymia beyond the eld of psychosomatic defenses (such as reaction formation, idealization), and negatively
medicine. On the basis of his clinical observations, Krystal (1979, with mature defenses (such as suppression, sublimation). More-
1982/83, 1997) proposed that alexithymia is a consequence of over, there is evidence that these associations still hold after
an arrest in affect development due to psychic trauma in early controlling for anxiety and depression (see Taylor and Bagby, 2013a
childhood. And using the concept of regression, he proposed that for a review).
alexithymia can also result from a regression of affect involving ded-
ifferentiation, deverbalization, and resomatization of affects, which
may occur secondary to major trauma in adulthood. As noted ear- 5.3. A multiple code theory
lier, Freud (1891) derived the concept of regression from Hughling
Jacksons doctrine of functional retrogression in the central ner- More recently, we argued that the conceptualization of a decit
vous system, and thereafter used it to describe a reversion to a in the cognitive processing of emotion places alexithymia in the
level of mental functioning that was characteristic of an earlier broad eld of emotion theory and research (Taylor and Bagby,
stage of ones development. Krystal (1982/83, 1988) noted that 2013a). We gave as an example Buccis (1997a, 2002, 2008) multiple
the application of the concept of regression to alexithymia per- code theory, which was developed in the context of work in cog-
mits an understanding of why this construct varies in severity nitive science, emotion theory, and neuroscience. Bucci postulates
from one person to another and sometimes within the same indi- three modes or systems of representing and processing emotional
vidual; compared to developmental arrests, regressions are more information; these are the nonverbal subsymbolic, nonverbal sym-
spotty, irregular, uctuating and reversible (Krystal, 1979; p. 25). bolic, and verbal symbolic modes. According to the theory, emotion
Given these ideas, it is possible that patients with alexithymia schemas are comprised of components from all three modes, and
secondary to psychic trauma in adulthood (e.g., patients with post- develop on the basis of repeated interactions with others from the
traumatic stress disorder) may show changes in their level of beginning of life. The nonverbal modes develop rst and include
emotional awareness as they shift back and forth on the continuum subsymbolic processes (patterns of sensory, visceral, and kines-
between affective agnosia and anomia proposed by Lane et al. Most thetic sensations and motor activity experienced during states of
importantly, Krystal (1988) observed that patients with severe emotional arousal), and symbolic imagery. The verbal symbolic
alexithymia do not understand the meaning of their emotions; mode develops later and is organized according to the symbolic
because their emotions are undifferentiated and poorly repre- format of language. According to Bucci, the verbal and nonverbal
sented mentally, they are experienced predominantly as somatic components within emotion schemas are connected, to varying
reactions that only call attention to themselves rather than to what degrees, by a referential process; the connections are most distant
they signal (p. 264). for subsymbolic representations such as sensory experiences and
patterns of autonomic arousal, which may require connections with
specic images within the nonverbal domain before they can be
5.2. Interplay of decit and defense connected to language in the verbal domain. As with Lane and
Schwartzs (1987) theory of levels of emotional awareness, the link-
Guided by the above overlapping theories, we proposed that ing does not transform one modality into another, but allows for
the features comprising the alexithymia construct reect a decit a transformation of the meanings represented in the nonverbal
in the cognitive processing and regulation of emotions (Taylor, 2000; modes and for translation into logically organized speech. Bucci
Taylor et al., 1991, 1997). Sifneos (1994) also referred to alex- (1997a) proposes that if the referential process is disrupted (e.g.,
ithymia as a decit in the cognitive processing of emotions by conict or trauma) or fails to develop adequately, the verbal
(p.194). Similarly, Vanheule (2008) conceptualized alexithymia as and nonverbal systems within the schemas are dissociated, thereby
a difculty in processing and regulating affective arousal by means affecting the organization of the schemas, the regulation of emo-
of mental representations (p. 332). Some authors (e.g., Knapp, tional arousal, and the construction of emotional meanings.
1983) regard alexithymia as a defense against neurotic conict Applying her multiple code theory to alexithymia, Bucci (1997b)
rather than an affect decit. But this is a false dichotomy. As we suggests that the dissociation within and between modes when
have outlined elsewhere (Taylor and Bagby, 2013a; Taylor et al., connections are disrupted or fail to develop is far more complex
1997), a decit/developmental arrest theory of alexithymia does than being without words for emotions; in some emotional-somatic
not exclude a role for defenses. Nemiah (1977) included both decit disorders, the patient is without symbols for somatic states (p.
and defense in his theoretical formulations of alexithymia; Krystal 165). As Bucci explains, the dissociation between subsymbolic
(1982-83) employed the defense mechanism of regression and the and symbolic components within the emotion schemas may allow
idea of developmental arrest in his conceptualizations of alex- physiological activation to occur during emotional arousal without
ithymia, but considered alexithymia a defense in the teleological a corresponding cognitive activation. Moreover, without a sym-
sense only (p. 375); McDougall (1982-83) related alexithymia to bolic focus and regulation, the activation is likely to be prolonged
decits in the mental representation of emotion, but also concep- and repetitive, and the ultimate effects on physiological systems to
tualized severe alexithymia as a massive defense against primitive be more severe (Bucci, 1997b; p. 165). Depending on the degree
terrors and inexpressive pain. Recognizing primitive denial or pri- of dissociation between somatic and motor patterns of activation
mal repression as the rst phase in the process of repression, Dorpat and symbolic representations, and also on the interaction with
(1985) argues that primal repression is associated with or brings constitutional and other vulnerability factors, a range of somatic
G.J. Taylor et al. / Neuroscience and Biobehavioral Reviews 68 (2016) 10061020 1011

disorders of varying seriousness may occur, from somatic symptom 6.1. Development of the TAS-20
disorders to medical illnesses and diseases. It has been hypoth-
esized, for example, that the alexithymic decit in the cognitive Lane et al. (2015a) assert that the creation of the TAS-20 was
processing of emotions leads to a focusing on, and amplication of, guided by the theory that alexithymia is a problem in the verbal
the somatic sensations accompanying emotional arousal, and/or to description (readout or report) of experience (Taylor et al., 1997),
physical action as an immediate response to unpleasant arousal analogous to an anomia that reects a continuum in the population
(Barsky and Klerman, 1983; Lane and Schwartz, 1987; Taylor et al., (p. 597). This is incorrect. To the contrary, when we developed the
1997). This is thought to explain the proneness to somatization TAS-20 and its earlier 26-item version, we were guided primar-
among high alexithymia individuals (De Gucht and Heiser, 2003; ily by Nemiah et al.s (1976) description of the features they had
Nakao et al., 2002), as well as their tendency to regulate tension observed among patients in clinical interviews, which we outlined
through compulsive behaviors such as binge-eating and abuse of in Section 4, and were mindful also of the distinction they made
alcohol or drugs (Kauhanen et al., 1992; Pinaquy et al., 2003); such between emotions and feelings. It is obvious from an examination
behaviors are risk factors for disease. However, it is primarily the of the three factor scales of the TAS-20 that the items were writ-
difculty identifying feelings facet of alexithymia that is associated ten to assess salient components of the alexithymia construct, and
with somatization (Mattila et al., 2008), whereas the externally ori- certainly not to assess proneness to experience negative affect. The
ented thinking facet is associated more with lower attention to items on the rst factor, Difculty Identifying Feelings (DIF), assess
internal bodily states (Davydov et al., 2013). When it is simply the level of mental representation of affects (e.g., I am often puzzled
the primary object of the emotion schema that has been dissoci- by sensations in my body; I have feelings that I cant quite iden-
ated (e.g., conict over intense anger toward an abusive spouse), tify). The items on the second factor, Difculty Describing Feelings
the mind may try to repair the dissociation by using a part of the (DDF), assess the ability to nd words to express feelings to others
body to organize the schema, thereby creating a conversion symp- (e.g., It is difcult for me to nd the right words for my feelings;
tom with symbolic meaning. Thus, in the same year that Lane et al. I am able to describe my feelings easily (negatively keyed)). The
(1997) proposed the blindsight model of alexithymia, and focused items on the third factor, Externally Oriented Thinking (EOT), assess
attention on the vertical axis of the brain to address the physiologi- operative thinking, including the level of interest in ones inner
cal dysregulation that may link alexithymia and adverse medical emotional life (e.g., I prefer to analyze problems rather than just
outcomes, Bucci (1997b) proposed that the failure to symbolize describe them (negatively keyed); I prefer talking to people about
emotions at a cognitive level results in physiological dysregula- their daily activities rather than their feelings (negatively keyed)).
tion that might link alexithymia with illness and disease. One of Although the original 26 item TAS included a factor for assessing
us (Taylor, 1992) had earlier formulated a dysregulation model of the capacity for fantasy and other imaginal activity (Taylor et al.,
disease in which prolonged emotion dysregulation as a result of 1985), subsequent evaluation of the scale revealed that the items
psychological conict or decits in the mental representation of on this factor, plus some additional items we wrote to assess imag-
emotions may cause perturbations and changes over time in the inal processes, showed a social desirability response bias and/or
rhythmic functioning of other biological subsystems; if sustained, low magnitude corrected item-total correlations and were there-
such changes might initiate a transition from health to illness or dis- fore eliminated in the process of revising the scale. Nonetheless,
ease. Buccis proposal that the connections between words, images, the EOT factor correlates with other measures of fantasizing (Bagby
and subsymbolic elements in emotion schema can be disrupted by et al., 1994b; Taylor and Bagby, 2013b; Tibon et al., 2005), which
trauma, and thereby permit prolonged physiological activation, is suggests that this factor indirectly assesses the impaired imaginal
consistent with Krystals hypothesis that alexithymia and increased processes facet of the alexithymia construct. Thus, if we think of
vulnerability to somatic disorders may result from affect regression the measurement of alexithymia in relation to Lane et al.s (2015a)
induced by psychic trauma. proposed concept of affective agnosia, the DIF factor of the TAS-
20 assesses the agnosia aspect of alexithymia, and the DDF factor
assesses the anomia aspect; but in addition, the EOT factor assesses
6. Measurement of alexithymia in empirical research the operative thinking (pense opratoire) aspect of the construct.

As indicated by Lane et al. (2015a), much of the empirical 6.2. Self-rating of alexithymia and a multimethod assessment
research on alexithymia has measured the construct with the TAS- approach
20, which was developed by us more than two decades ago (Bagby
et al., 1994a,b) and is currently the most widely used measure It is possible that the self-report TAS-20 alone may not ade-
of alexithymia. In Section 3 of their article, however, Lane et al. quately assess capacities that individuals with severe alexithymia
question whether this scale is a valid measure of alexithymia in may not know they lack. As we have acknowledged elsewhere
individuals who resemble those described by Nemiah and Sifneos. (Taylor and Bagby, 2004; Taylor et al., 1997, 2000), however,
They raise the following issues: First, they doubt that individu- alexithymia research is enhanced by the use of a multi-method
als with impaired affect awareness can accurately rate themselves approach to measuring the construct.6 Sifneos (1973) developed
on this lack of awareness on a self-report scale. Second, because the observer-rated Beth Israel Hospital Psychosomatic Question-
the TAS-20 correlates positively with self-reported negative affect, naire (BIQ) for assessing alexithymia, but this instrument lacked
they argue that this clearly conicts with the original description adequate interrater reliability. Following suggestions of Sriram
of alexithymia as a severe affective decit including a decit in et al. (1988) for enhancing the psychometric properties of the BIQ,
the description of affective distress (p. 596). Third, they declare we developed a modied version with six items that assess affect
that most studies using the TAS-20 involve healthy individuals. awareness (AA) and six items that assess operative thinking (OT)
And fourth, they speculate that some limitation of the TAS-20 is (Taylor et al., 1997). The modied BIQ is administered as a semi-
leading to a failure to detect an association with adverse medical structured interview, except by Japanese researchers who use a
outcome that actually exists (p. 597). These assertions about mea-
surement of alexithymia with the TAS-20 are quite misleading as
some relevant studies have been omitted. We now comment on 6
We also use a multimethod approach for assessing alexithymia in our clini-
the four issues, but rst make some general comments about the cal work, including the TAS-20, a clinical interview, and measures of emotional
development of the TAS-20. intelligence and openness to experience.
1012 G.J. Taylor et al. / Neuroscience and Biobehavioral Reviews 68 (2016) 10061020

structured interview method, and it correlates positively with the fewer physiological-expressive terms to describe emotions during
TAS-20 (r ranges between 0.26 and 0.53) (Arimura et al., 2002; the interviews than individuals with low alexithymia scores.
Bagby et al., 1994b; Lumley et al., 2005; Martnez-Snchez, 1996; Lane et al. (2015a) also refer to a study by Marchesi et al. (2014),
Meganck et al., 2011). We later developed the Toronto Structured who found that differences in TAS-20 scores observed between var-
Interview for Alexithymia (TSIA; Bagby et al., 2006), which also ious psychiatric patient groups and a nonpatient group disappeared
correlates positively with the TAS-20 in a variety of samples (r after controlling for the effect of anxiety and depression severity.
ranges between 0.31 and 0.68) (Bagby et al., 2006; Caretti et al., They seem to concur with Marchesi et al.s conclusion that the TAS-
2011; Grabe et al., 2009; Inslegers et al., 2013). In addition to factor 20 appears to be a measure of psychological distress. A contrasting
scales for assessing DIF, DDF, and EOT, the TSIA contains a factor view is offered by Lumley (2000), who opines that because of the
scale that assesses fantasizing and other imaginal processes (IMP); limited ability of alexithymic individuals to regulate and resolve
the DIF and DDF factors form a higher-order AA factor, and the negative emotions stemming from stressful or conicting events,
EOT and IMP factors form a higher-order OT factor. Although a the negative affect remains unmodulated yielding a chronic, yet
structured interview method proved more reliable than self-report undifferentiated dysphoria (p. 52). Lumley notes that although
questions for assessing the imaginal processes facet of the alex- negative affect may contribute to some score elevation, in particular
ithymia construct, the items may not adequately capture wish on the DIF and DDF factor scales, the TAS-20 can be differentiated
fulllment fantasies and fantasies referable to instinctual drives from measures of negative affect, and that this alexithymia scale
and feelings, which was the content emphasized by Krystal (1988) is not simply a proxy for negative affect. Indeed, Luminet et al.
and Nemiah et al. (1976). An alternative method for assessing imag- (1999) have shown that alexithymia is not merely equivalent to
inal capacity is a performance measure, such as the Rorschach the construct of neuroticism, but is represented by a cluster of
Reality-Fantasy Scale (RFS), which assesses the adaptive use, cre- traits across the domains of the ve-factor model of personality.
ation, and preservation of the psychoanalytic concept of potential Although some researchers report signicant positive associations
space between reality and fantasy (Tibon et al., 2005). In a sample of between the TAS-20 and measures of anxiety and depression (e.g.,
92 patients with inammatory bowel disease (IBD; which is one of Makino et al., 2013), others have found nonsignicant correlations
the classic psychosomatic diseases), the mean RFS score correlated between the TAS-20 (or original 26-item TAS) and measures of anx-
positively with the TAS-20 total score (r = 0.60) and with scores on iety and/or depression (e.g., Carton et al., 2008; Zunhammer et al.,
all three factor scales (r ranged between 0.43 and 0.64), which sup- 2015). In several other studies, in which the investigators were
ports the restricted fantasy and concrete reality-oriented cognitive mindful of the ostensible association between negative affective
style components of alexithymia. The TAS-20 also correlates posi- states (i.e., depression, anxiety) and alexithymia, measures of neg-
tively with the Rorschach Alexithymia Scale (in a combined IBD and ative affect were modelled into the statistical equations in which
psychiatric outpatient sample, r = 0.78), which uses three variables TAS-20 scores were used to predict a variety of dependent variables,
from the Rorschach Comprehensive System that are theoretically partialling or removing their shared variance with alexithymia
consistent with the alexithymia construct (Porcelli and Mihura, from the model. Despite the removal of this variance, positive and
2010). Positive correlations have also been reported between the statistically signicant associations were found between TAS-20
TAS-20 and the Observer Alexithymia Scale (r ranged between 0.23 scores and a number of outcomes, including a decit in remember-
and 0.41) (Dorard et al., 2008; Lumley et al., 2005; Meganck et al., ing emotion words (Luminet et al., 2006), presence of Parkinson
2011). disease (Assogna et al., 2012), and dimensions of health-related
The ndings that the TAS-20 correlates positively with struc- quality of life (Mattila et al., 2010b).
tured interview, observer-rated, and performance-based measures Furthermore, even though TAS-20 scores may be moderately
of alexithymia, as well as evidence that the total scale and its inated by negative affect and thus lack absolute stability, there
three factor scales all correlate negatively with measures of closely is strong evidence of relative stability, which is a true indicator
related constructs (including psychological mindedness, need- of whether a personality construct is a stable trait and not simply
for-cognition, affective orientation, emotional intelligence, and reective of distress. For example, in an investigation of outpatients
openness to experience) (Bagby et al., 1994b; Parker et al., 2001; with major depression, Luminet et al. (2001) demonstrated a high
Taylor and Bagby, 2000), provide strong support that the TAS-20 degree of relative stability of TAS-20 scores by signicant corre-
captures an impairment in experiencing and describing emotions lations between scores at treatment initiation and after 14 weeks
and is a valid measure of the alexithymia construct. of pharmacotherapy, and also by hierarchical regression analyses,
which indicated that variance in follow-up TAS-20 scores could be
predicted from scores at baseline over the effect contributed by
6.3. Relations between alexithymia and negative affect baseline and follow-up depression scores. Similar ndings were
reported in an investigation of women with breast cancer (Luminet
Lane et al. (2015a) refer to a study by Leising et al. (2009), who et al., 2007); and also in an investigation of alcoholic inpatients
found that participants with higher TAS-20 scores reported more undergoing alcohol withdrawal even though there were large
emotions (particularly negative ones) and more different emo- decreases in anxiety and depression (de Timary et al., 2008). In
tions during interviews than those with lower alexithymia scores. another study, relative stability of TAS-20 scores was demonstrated
They overlook opposite ndings from a later study by Wotschack over a six month treatment period in a group of outpatients with
and Klann-Delius (2013), who conducted interviews that included functional gastrointestinal disorders; moreover, the stability of the
questions about emotion knowledge for six emotion terms (e.g., alexithymia scores could not be accounted for by their associations
What is joy for you? How do your recognize joy in yourself and with anxiety and depression scores (Porcelli et al., 2003). Lane et al.
others?), autobiographical narratives about recent positive and (2015a) also overlook a study in Finland in which Mattila et al.
negative events in the persons life, and oral administration of form (2008) sought to answer the question of whether alexithymia is
B of the Levels of Emotional Awareness Scale (LEAS; Lane et al., an independent determinant of somatization in the general popula-
1990). In this study, individuals with high scores on both the TAS- tion. With a large nationally representative sample comprising both
20 and the self-report Bermond-Vorst Alexithymia Questionnaire young and old adults, alexithymia measured with the TAS-20 was
(BVAQ; Vorst and Bermond, 2001) produced fewer negative and associated with somatization independently of anxiety, depression,
positive emotion words, fewer different types of emotion words, somatic diseases, and potentially confounding sociodemographic
fewer synonyms for a target emotion (e.g., joy, fear, anger), and
G.J. Taylor et al. / Neuroscience and Biobehavioral Reviews 68 (2016) 10061020 1013

variables. The strongest association was between the DIF factor of samples, they fail to acknowledge that a large number of studies
the TAS-20 and somatization. have also been conducted with medical or psychiatric patient sam-
Based on the ndings in the studies by Leising et al. (2009) and ples in which alexithymia was measured with either the TAS-20
Marchesi et al. (2014), Lane et al. (2015b) suggest in another recent or the original 26-item version of the scale. As reviewed in earlier
article that the TAS-20 is a measure of distress, not an impairment contributions (Taylor and Bagby, 2012; Taylor et al., 1997), these
in the ability to experience and express distress (p. 399). This is studies included samples of patients with essential hypertension
a confusing statement as it ignores the distinction that Nemiah (Jula et al., 1999), functional gastrointestinal disorders (Porcelli
and Sifneos made between emotions and feelings. As Lane et al. et al., 2003), chronic pain disorders (Cox et al., 1994), eating dis-
would surely agree, individuals with high degrees of alexithymia orders (Bourke et al., 1992), substance use disorders (Taylor et al.,
are impaired in their ability to experience and express distressing 1990), panic disorder (Galderisi et al., 2008), or posttraumatic stress
and other subjective feelings, but that does not mean that they do disorder (Frewen et al., 2008c), a large proportion of whom had high
not experience emotional distress. The distress may be commu- alexithymia scores, just as groups of patients with some of these
nicated as somatic sensations or symptoms (Taylor et al., 1992), disorders in later studies cited by Lane et al. (2015a) had lower
or expressed through impulsive behaviors such as substance use LEAS scores than some comparison groups.
(Kauhanen et al., 1992) or bingeing on food (Pinaquy et al., 2003),
which may serve to downregulate emotional arousal. Indeed, it is 6.5. Prediction of medical outcomes
evident from Sifneos and Nemiahs descriptions of patients affec-
tive experience that the decit in affect awareness is not an absence Contrary to Lane et al.s (2015a) assertion, several studies have
of emotions or a total failure to speak of feelings, but an inability demonstrated that the TAS-20 can predict medical outcomes. For
or difculty in elaborating feelings. Sifneos (1967) noted that these example, in the above mentioned investigation of patients with
patients commonly mention anxiety and complain of depression, functional gastrointestinal disorders (Porcelli et al., 2003), baseline
and may also talk about nervousness, agitation, restlessness, irri- depression and TAS-20 scores emerged as signicant predictors of
tability, and tension (i.e., negative affects). Nemiah et al. (1976) treatment outcome; however, alexithymia was the stronger predic-
also reported that Although many individuals may initially speak tor. And in an investigation of patients who underwent laparoscopic
of being nervous, or sad, or angry, if they are pressed to describe cholecystectomy for treatment of gallstones, preoperative TAS-
their feelings further and to tell the examiner what being sad or 20 scores predicted the persistence of gastrointestinal symptoms
nervous or angry feels like, it rapidly becomes apparent that they more strongly than did psychological distress, even after control-
are totally unable to do so (p. 431). Nemiah and Sifneos (1970) ling for preoperative gastrointestinal symptoms (Porcelli et al.,
(Sifneos, 1967) described patients who, when asked if they were 2007). In a recent investigation of women who had undergone
upset or angry, gave responses such as I have a tight sensation surgery for breast cancer and were followed for up to 12 months,
in my throat; a dead feeling through my stomach; and I could the TAS-20 predicted the development of persistent postsurgical
see my muscles twitching. They observed also that alexithymic pain independently of anxiety and depression (Baudic et al., 2016).
patients on occasion have sudden outbursts of rage or crying with- Lane et al. (2015a) mention a prospective study with 2000 middle-
out any premonitory feeling or fantasy (Nemiah et al., 1976). We aged Finnish men in which the 26-item version of the TAS predicted
have made similar observations to those of Sifneos and Nemiah all-cause mortality over a period of 5.5 years, particularly violent
in our own clinical work, and in earlier contributions we pro- death (Kauhanen et al., 1996). Even though alexithymia theory pos-
vided some examples of alexithymic patients who spoke of feeling tulates that emotions that are not represented mentally may be
upset, nervous, agitated, lonely, furious, or emotionally distressed, expressed somatically and through actions, Lane et al. (2015a) are
but were unable to elaborate further on their affective experience critical because the study does not disentangle whether the TAS
(Taylor, 1994; Taylor and Bagby, 2013a; Taylor et al., 1997). captured a problem in actions (behavior) or organs (pathophys-
In our view, alexithymic patients are capable of experiencing iology) (p. 597). They seem unaware that the mortality rate of
emotions and of being distressed by their emotions, but they lack the sample was examined subsequently over an average follow-
adequate mental representations to experience them as feelings up period of 20 years. After adjusting for biological, behavioral, and
they can easily identify and describe to the examiner. Sifneos (1967) psychosocial factors, the risk of death from cardiovascular disease
suggested that perhaps as these patients grow older, and have increased by 1.2% for every 1-point increase in scores on the TAS
become aware of their difculties communicating with people, they (Tolmunen et al., 2010).
may try to overcome them by describing physical sensations when
they are asked how they feel. Similarly, Krystal (1979) observed 7. The levels of emotional awareness construct
that like the color-blind person, many of these patients are aware
of their difculty in recognizing and describing feelings, and use 7.1. Affect awareness and pense opratoire
somatic sensations and other clues by which they infer what they
cannot discern. It is therefore not surprising that measures of alex- As we indicated in Section 3, and have outlined in previous
ithymia would correlate positively with measures of neuroticism publications (Taylor, 2000; Taylor et al., 1997), we nd Lane and
or negative affect, which typically include items that ask if the Schwartzs (1987) conceptualization of stages in normal affect
respondent experiences bodily sensations of emotion or unelabo- development helpful for understanding individual differences in
rated feelings such as nervousness, restlessness, agitation, tension, affect awareness. But in our opinion, Lane et al.s (2015a) empha-
jitteriness, a lump in the throat, feeling depressed, upset, or scared. sis on the levels of emotion awareness construct actually limits the
Pandey and Mandal (1996) demonstrated that the strength of the theory, measurement, and treatment of alexithymia. The concept
association between the TAS-20 and a measure of neuroticism was of affective agnosia certainly links well with the developmental
signicantly reduced after controlling for the contribution of per- model of levels of emotional awareness, which in turn maps onto
ceived autonomic arousal. Lane et al.s (2015a) hierarchical model of the neural substrates of
emotional experience. And their hypothesis that affective agnosia
6.4. Variety of samples in alexithymia research involves a failure to engage areas of the medial prefrontal lobe, in
particular the rostral anterior cingulate cortex (rACC), the dorsal
Although Lane et al. (2015a) are correct that many studies using ACC, and the dorsomedial prefrontal cortex, is supported partly by
the TAS-20 have been conducted with student or healthy adult ndings from some (but not all) studies suggesting that the neural
1014 G.J. Taylor et al. / Neuroscience and Biobehavioral Reviews 68 (2016) 10061020

correlates of alexithymia include reduced activation in the ACC and 7.2. The levels of emotional awareness scale
the right medial prefrontal cortex when responding to emotion-
inducing stimuli (e.g, Frewen et al., 2008a; Moriguchi et al., 2006). Although the LEAS (Lane et al., 1990) may adequately assess
However, as we outlined above, the alexithymia construct includes the levels of emotional awareness construct and the continuum
a restricted imagination and an externally oriented cognitive style, between affective agnosia and anomia, it was not created as a
and is therefore a broader construct than the levels of emotional measure of alexithymia per se (Lane et al., 1998b, p. 382), and was
awareness construct. This difference is emphasized by Lumley et al. recently described simply as a performance measure of the abil-
(2005) who point out that Emotional awareness includes attend- ity to put emotions into words (Lane et al., 2015b; p. 399). Thus
ing to, identifying, and correctly labeling emotions in oneself and in researchers such as Subic-Wrana et al. (2001) are incorrect in refer-
others, but it does not include the cognitive components included ring to the LEAS as a new alexithymia test (p. 176). The scoring
in the broader construct of alexithymia (p. 331). system of the LEAS evaluates the structure of experience and not its
Lane et al. (2015a) are well aware that the development of content, and assigns scores based on the use of words that convey
emotional awareness in infancy and early childhood requires the the degree of differentiation of emotion. One could infer that the
assistance of another person, who is usually the primary caregiver respondents imagination is involved in thinking about his or her
(most often the mother). They consider emotional awareness to anticipated feelings and those of another person in each of the 20
be a separate line of development from other domains of cogni- scenes in the test, but there is no direct scoring of the respondents
tion. However, they fail to give attention to the childs capacity imaginal capacity or tendency toward an externally oriented style
for imagination, which develops in tandem with the develop- of thinking.
ment of emotional awareness and also plays an important role in Notwithstanding low correlations reported between the TAS-
affect regulation. And like emotional awareness, the development 20 and the LEAS (around r = 0.20), theoretically alexithymia and
of the imaginal capacity is dependent on the childs interactions emotional awareness are overlapping constructs. Indeed, several
with affectively engaged primary caregivers. As we outlined almost studies that have used both the LEAS and the TAS-20 (or TAS-26)
two decades ago (Taylor et al., 1997), normal affect development have reported similar ndings for the two measures. For example,
requires attunement of the mother to the behavioral emotional higher alexithymia scores and lower emotional awareness scores
expressions of her infant, the mothers containment and regulation have been reported in cigarette smokers seeking help for cessa-
of the infants emotional states, and transformation of the infants tion (Carton et al., 2008), and are associated with reduced accuracy
sensations and primitive emotions through her own cognitive pro- on verbal and nonverbal emotion recognition tasks (Lane et al.,
cesses into meaningful affects and other aspects of experience 1996). In another study, patients with chronic somatoform pain
that can be conveyed back to the infant. With the emergence of disorders had signicantly lower emotional awareness scores and
symbolization and language during the second year of life, the higher alexithymia scores than a matched healthy control group
childs level of subjective awareness gradually increases as the par- (Zunhammer et al., 2015), In separate studies, but with the same
ents teach words and meanings for their childs somatic emotional sample of patients with posttraumatic stress disorder, Frewen et al.
expressions and other bodily experiences. The line of development (2008b,c) reported higher alexithymia scores and lower emotional
of an imaginal capacity proceeds from the infants formation of awareness scores than in a non-psychiatric control group. How-
images of the mother (which become linked to subsymbolic sen- ever, despite the negative relation between the TAS-20 and the
sory experiences),7 to the creation of a transitional object (such LEAS, both measures correlated negatively with activation in the
as a soft toy or blanket, which is a sensation-dominated object ventral ACC during trauma-script imagery (Frewen et al., 2008b,c).
before it comes to symbolically represent the mother), to the 5- Divergent ndings have also been reported in some other studies
year-olds creation of fantasy play that reects his own subjective that suggest that the TAS-20 and LEAS measure different aspects
world and his understanding of the concepts of mental states and of emotional functioning. Whereas patients with generalized anx-
mind (Mayes and Cohen, 1992; p. 41). Fantasies, dreams, play, iety disorder (GAD) score higher on the TAS-20 than individuals
and interests involve affects and serve some of the affect regula- without GAD (Mennin et al., 2005), contrary to predictions, Novick-
tory functions initially provided by the primary caregivers; they Kline et al. (2005) found that patients with GAD scored signicantly
play an important role in personality development and in the self- higher than controls on the LEAS. And whereas in a sample of
regulation of affects throughout life. Imaginative play has been pregnant women alexithymia was associated with low relationship
described as one of the most important developmental processes satisfaction (Taylor et al., 2014), Croyle and Waltz (2002) found
through which children learn to integrate affect, cognition, and that a higher level of emotional awareness was associated with
action (Izard and Kobak, 1991). Indeed, as the philosopher Susanne lower relationship satisfaction in women. Frewen et al. (2008b)
Langer argued, the capacity for imagination allows humans to cre- and Novick-Kline et al. (2005) offer some possible explanations for
ate explicit meanings out of emotions and thereby defer immediate these discrepant ndings, including method variance, social desir-
action (Browning, 2006). Children who are unable to engage in ability response bias, the possibility that the LEAS measures being
imaginative play show degrees of failure in integrating cognitions skilled at emotional verbiage rather than at awareness of ones
with emotions, as well as disturbances in the symbolic function emotions, and that high levels of emotional awareness may not
of fantasy and an inability to identify with the feelings of others always be adaptive. These authors also refer to a study by Lundh
(Galenson, 1984). It is not surprising that arrests in affect develop- et al. (2002), who in a sample of undergraduate students observed
ment are invariably accompanied by arrests in the development of two subgroups that scored inconsistently on the TAS-20 and LEAS;
the imaginative capacity, and that alexithymic individuals mani- one group scored low on both measures, and the other group scored
fest both types of decit. Furthermore, the failure to link feelings high on both measures.
with fantasies and to reect on inner experience pushes the mind While Lane et al. (2015a) focus their attention on the low asso-
toward a preoccupation with the details of external events, which ciations typically found between the LEAS and TAS-20 scores, it
is characteristic of pense opratoire (Krystal, 1979). is important to note that the LEAS also tends to correlate weakly
with other alexithymia measures. Lumley et al. (2005), for exam-
ple, not only found the TAS-20 to be unrelated to the LEAS, but
the LEAS was also not related to the Observer Alexithymia Scale
7
Bucci (1998) considers images pivotal in linking words with subsymbolic ele- (Haviland et al., 2000) and the Modied BIQ (Bagby et al., 1994b),
ments within emotion schemas. with correlations that ranged from 0.20 to +0.08 across the var-
G.J. Taylor et al. / Neuroscience and Biobehavioral Reviews 68 (2016) 10061020 1015

ious alexithymia scales and subscales. A similar pattern of results one recognizes that the subsymbolic system in Buccis model
has also been reported for the related construct of emotional intel- operates with its own organizing principles and does not have
ligence (EI). Lumley et al. (2005) found low or non-signicant to be transformed to become part of psychic life (Bouchard and
correlations between the LEAS and both self-report and perfor- Lecours, 1999; Bucci, 1999). In the late 1990s, Lecours and Bouchard
mance measures of EI. Ciarrochiet al. (2003), using an earlier version (1997) extended the contributions of Marty and other French ana-
of the same performance measure of EI, found a very low correla- lysts by proposing a hierarchical conceptual model with levels of
tion (r = 0.15) between the total LEAS and total EI scores. A more mentalization of increasing complexity; this model shows some
recent study, using youth versions for the LEAS and the perfor- similarities with Krystals (1974) theory of affects and Lane and
mance measure of EI (Veirman et al., 2011), found non-signicant Schwartzs (1987) hierarchical model of levels of emotional aware-
to low correlations between the LEAS and the various EI scales and ness. It was around that time that Fonagy and Target (1997) (Fonagy
subscales (r = 0.02 to 0.19). et al., 2002) adopted the concept of mentalization and dened it
For a scale that was developed to assess individual differences more broadly as the capacity to be aware of and to think about
in emotional awareness, it is also peculiar, from a construct validity feelings and other mental states (e.g., beliefs, desires, intentions)
perspective, that the LEAS does not correlate with the dimen- in oneself and others. Fonagy (2000) indicated that he preferred
sional traits located in basic universal models of personality. As the term mentalization (or reective function) to theory of mind.
we have noted in detail elsewhere (Taylor and Bagby, 2013b), indi- More recently, Fonagy et al. (2012) described mentalization as a
vidual differences in identifying and differentiating feelings should multifaceted construct with cognitive and affective components,
be expected to be related to some basic personality dimensions. and indicated that mentalizing is not a static and unitary skill,
Although Lane et al. (1990) reported a positive association between but a dynamic capacity that is inuenced by stress and arousal,
the total LEAS and an openness to experience inventory, Ciarrochi particularly in the context of specic attachment relationships (p.
et al. (2003), for example, found no signicant correlations between 19). Fonagy et al. (2012) also described mentalization as a form
total LEAS and any of the dimensions in the ve-factor model of of social cognition, which they dened as the imaginative mental
personality. Veirman et al. (2011) report similar results, with non- activity that enables us to perceive and interpret human behavior
signicant or low correlations (r =0.01 to 0.17) between the LEAS in terms of intentional mental states (e.g., needs, desires, feelings,
and the ve-factor personality dimensions. beliefs, goals, purposes, and reasons) (p. 4).
Clearly further empirical investigations are needed to illuminate Clearly Fonagy et al.s (2012) understanding of mentalization,
the relation between the alexithymia construct and the levels of and the way it is applied by Lane et al. (2015a), is very different from
emotional awareness construct. It would be important to use mul- how it was conceptualized originally by French psychoanalysts
tiple measures of alexithymia and to include a measure of imaginal (Fain and Marty, 1964; Luquet, 1981; Marty, 1991). As we outlined
functioning. In a recent study with a university student sample, for in another contribution (Taylor and Bagby, 2013a), alexithymia is
example, the LEAS correlated weakly with the TAS-20 (r = 0.20), a much narrower construct that corresponds most closely with
but more strongly with the TSIA (r = 0.47) (Lichev et al., 2014); one specic component of mentalization, which involves iden-
future research should also focus on using clinical samples. tifying, processing and communicating affects and is referred to
as mentalized affectivity (Fonagy et al., 2002; Jurist, 2005). We
emphasized that the alexithymia construct does not encompass
8. Alexithymia and the concept of mentalization the cognitive aspects of the broad mentalization construct, such
as thinking about thinking and understanding that others have
Lane et al. (2015a) argue that scientic developments since the thoughts, feelings, beliefs, and desires that are different from ones
1970s, including the concept of theory of mind or mentaliza- own. Experimental investigations of the role of theory of mind
tion, and new knowledge about the brain and emotion, make it in alexithymia, including Lane et al.s (2015b) recent investigation
not only possible, but even necessary, to expand the alexithymia of patients with somatoform disorders and medical controls, use
construct. In their view these advances lead to a formulation that theory of mind tasks that test the ability to detect mental states in
permits a shift to a perspective that verbal behavior is an indi- others, not in oneself. Lane et al. (2015a) refer to that recent study
cator of the problem rather than the primary problem itself (p. and note that after controlling for self-reported positive and neg-
596). Although we fully agree that scientic developments have ative affect, the LEAS correlated positively with several measures
increased and will continue to advance our understanding of alex- of theory of mind whereas the TAS-20 did not. Some individu-
ithymia, in our opinion the verbal behavior aspect of alexithymia als with a high degree of alexithymia might be impaired in their
has always been considered an indicator of a problem rather than ability to read the intentions, desires, and emotional states of oth-
the primary problem itself; examples of this are Sifneoss (1967) ers, but measures of alexithymia were not designed to assess this
speculation that difculty nding appropriate words to describe ability as it is not included in the denition of the alexithymia con-
feelings might reect an emotional agnosia, and our conceptual struct. Nonetheless, several investigations have found associations
idea that alexithymia reects a decit in the processing and regu- between alexithymia and poor empathic abilities (e.g., Grynberg
lation of emotions by means of mental representations (Taylor et al., et al., 2010; Moriguchi et al., 2007; Taylor and Bagby, 2000), which
1997). Vanheule et al. (2011) also have emphasized that this con- is consistent with clinical observations (Krystal, 1979) and suggests
ceptualization of the construct means that alexithymia is a marker that impaired empathy is an important correlate of alexithymia.
of an underlying process, from which it should never be separated There is empirical evidence also that alexithymia negatively affects
(p. 88). the quality of interpersonal relationships (Foran and OLeary, 2013;
In discussing theory of mind or mentalization, Lane et al. Humphreys et al., 2009; Vanheule et al., 2007).
(2015a) note that these concepts were introduced six years after
the term alexithymia was coined. The concept of mentalization
was actually introduced in the 1960s by French psychoanalysts 9. Treatment of alexithymia
in an attempt to understand the role of pense opratoire in psy-
chosomatic illness (Fain and Marty, 1964; Luquet, 1981; Marty, Lane et al.s (2015a) proposal that the concept of affective
1991). Mentalization referred to the linking of somatic affect and agnosia advances the treatment of alexithymia seems based on a
drive excitations with mental representations, and is thus a process mistaken impression that the usual psychotherapeutic approach
similar to Buccis (1997a) concept of referential activity, provided has been simply to help patients put emotions into words. They
1016 G.J. Taylor et al. / Neuroscience and Biobehavioral Reviews 68 (2016) 10061020

assert that a variety of treatment methods that have been atric patients was associated with improvements in interpersonal
created in recent years that promote mental representation of problems.
emotion. . .. . . have not been applied to the alexithymia context Given their proposal that affective agnosia constitutes a
to date (p. 606). They suggest that techniques used in dialecti- supramodal agnosia consisting of dysfunction in the activation
cal behavior therapy, mentalization-based therapy, and emotion and/or use of high level mental representations of emotional states
focused therapy are potentially applicable to the treatment of alex- and their meaning, Lane et al. (2015a) conclude that clinical
ithymia/affective agnosia as they promote the ability to know intervention should place special emphasis on using emotional
what one is feeling (p. 606). They also refer to new approaches information as opposed to only expressing emotions in words (p.
used by therapists in Germany to engage implicit emotional pro- 608). Clinicians and psychotherapy researchers are well aware that
cesses, such as art therapy, dance therapy, massage and other Alexithymia involves an impaired capacity to construct mental
body-based treatments. In our view, these opinions reect a failure representations of emotions (Ogrodniczuk et al., 2005; p. 211),
to review and integrate the existing literature on the treatment of and that interventions need to focus not only on developing that
alexithymia. capacity but also on increasing patients ability to use emotional
The unsuitability of the classic psychodynamic model of drive information to guide thinking and behavior (Krystal, 1979; Taylor
and defenses for treating patients with alexithymia was pointed et al., 1997). This ability is assessed by a negatively keyed item on
out rst by Sifneos (1975) and Nemiah et al. (1976); they therefore the EOT subscale of the TAS-20 (I nd examination of my feel-
recommended supportive psychotherapy. Krystal (1979), how- ings useful in solving personal problems.), and by several items
ever, developed a modied form of psychodynamic psychotherapy, on the EOT subscale of the TSIA (Do you nd examining your feel-
which includes techniques for helping patients to both recognize ings useful when attempting to solve personal problems?; Do you
and verbalize their emotions. We described these techniques and often rely on your feelings to help guide your actions?; Do you
some additional strategies in detail almost two decades ago (Taylor think about past emotional experiences to help you cope with more
et al., 1997), so there is no need to repeat them in this Commen- recent emotional problems?; Do you learn much about yourself on
tary. We indicated that In general, these modications focus on the the basis of your feelings?). As Lane et al. (2015a) note, the ability
form, rather than on the content of the patients communications, to use emotional information is one of the components of the emo-
and they attempt to enhance the patients awareness of decits in tional intelligence construct. In a study with a young adult sample,
the way they process and experience emotions (Taylor et al., 1997; the TAS-20 correlated negatively with the Using Emotions subscale
p. 250). Moreover, consistent with Lane and Schwartzs (1987) of a measure of ability emotional intelligence (r = 0.32, p < 0.001,
development model of levels of emotional awareness, we empha- N = 140), whereas the LEAS failed to correlate (r = 0.02, ns, N = 140)
sized that The therapeutic approach for alexithymia patients (Lumley et al., 2005). Although these results need to be repli-
attempts to elevate emotions from the level of perceptually bound cated with clinical samples, they suggest that assessing levels of
experience (a world of sensation and action) to a conceptual repre- emotional awareness alone may not sufciently inform therapists
sentational level (a world of feelings and thoughts) where they can about their patients capacity to use emotions to guide thinking and
be used as signals of information, thought about, and sometimes behavior. Indeed, in contrast to the TAS-20 and the TSIA, the LEAS
communicated to others (Taylor et al., 1997; p. 252). This approach does not include scoring for the ability to use emotions.
corresponds to enhancing mentalization in the way this concept We agree with Lane et al. (2015a) that art therapy and body-
was dened by Marty (1991) and other French psychoanalysts (Fain based approaches may be useful in making alexithymic patients
and Marty, 1964; Luquet, 1981). more aware of their emotions and for facilitating the conscious
Most clinicians treating alexithymic patients with psychother- experiencing of feelings that can be labeled and described to oth-
apy employ some or all of the techniques described by Krystal ers. Such approaches are not new, but have been recommended and
(1979), or similar techniques adapted from cognitive-behavioral, used by some therapists for several decades. More than thirty years
mentalization-based, or emotion-focused therapies. There are sev- ago, Taylor (1984) suggested several behavioral techniques, such as
eral single case reports of patients whose alexithymia was reduced relaxation training, autogenic training, meditation, guided imagery,
using these approaches (e.g., Dimaggio et al., 2011; Kennedy and and hypnosis, that might help alexithymic patients increase their
Franklin, 2002; Taylor, 2012; Vanheule et al., 2011). In addition, awareness of relations between the bodily sensations of emo-
there is empirical evidence from some preliminary studies that tions and environmental triggers; he also referred to the use of
the level of alexithymia can be reduced by modied group psy- biofeedback as an adjunct to psychotherapy with somatizing alex-
chotherapy. In one of these studies, which was conducted with ithymic patients. Moreover, as part of group therapy in the above
post-myocardial infarction patients, the reductions in alexithymia mentioned study with post-myocardial infarction patients, partic-
were maintained over a 2-year follow-up period; and during those ipants were taught Jacobsons technique of progressive relaxation
two years, patients with decreased alexithymia following group to help focus their attention on inner experience; participated in
therapy experienced fewer cardiac events (re-infarction, sudden role playing and nonverbal communication (e.g., mimicry and eye
cardiac death, or re-hospitalization for rhythm events or severe communication) to improve their ability to identify and commu-
angina) than patients whose alexithymia remained unchanged nicate subjective feelings; and listened to music while in a relaxed
(Beresnevaite, 2000). In another study, even after controlling for state to enhance imaginal activity (Beresnevaite, 2000). Although
the inuence of changes in depressive symptoms, alexithymia, par- Lane et al. (2015a) briey mention that Ruesch (1948) posited
ticularly the DIF facet of the construct, decreased in psychiatric trauma as one potential cause of the impaired mental representa-
outpatients who participated in a comprehensive group therapy tion of emotion in psychosomatic patients, their failure to consider
program that was predominantly guided by cognitive-behavioral Krystals (1979,1988) contributions to the eld results in a major
theory, but included participation in groups with various orien- omission in their discussion of implications of the concept of affec-
tations including psychodynamic and interpersonal therapy that tive agnosia for treatment. As we indicated in Section 5.1, Krystal
focused on a range of different topics (Ogrodniczuk et al., 2012). attributed alexithymia to early childhood trauma that interrupts
As described by the researchers, The groups [were] co-led by one the normal development of affects, or to catastrophic adult trauma
dedicated group leader (e.g., a psychoanalytically-trained psychia- that triggers a regression of affects to a preconceptual level of
trist for the psychodynamic group) and one trainee (e.g., a mental organization. Because the mind of the infant or young child is not
health nurse) (p. 282). The decreased alexithymia in these psychi- sufciently developed to mobilise psychological defenses to mod-
erate the impact of psychic trauma, and the adults defenses are
G.J. Taylor et al. / Neuroscience and Biobehavioral Reviews 68 (2016) 10061020 1017

overwhelmed by the intensity of the traumatic event, traumatic sexual abuse, and exposure to military combat or natural disasters.
experiences and the associated intense emotions are not repre- Janet (1889) believed that it is the vehement emotions that accom-
sented mentally, but are managed by primal repression as opposed pany extreme experiences that makes them traumatic. Although
to repression proper (Freud, 1915). Whereas repression proper Freuds concept of primal repression is seldom used by psychoana-
is a defensive process that rejects from the conscious mind emo- lysts, it is an adaptive response that keeps such emotions from being
tional, instinctual, and other representations, primal repression, as represented, while they continue to exert an indirect effect on the
we indicated in Section 3, forecloses traumatic experience from the persons body and mental life. The application of primal repres-
mind and thus prevents the formation of mental representations sion to alexithymia (Cohen, 1991; Krystal, 1990) is consistent with
of the experience (Cohen and Kinston, 1983; Kinston and Cohen, Buccis (1997a, 1997b) conceptualization of trauma-induced disso-
1986, 1988). These unmentalized emotional experiences are often ciation within and among the symbolic and subsymbolic elements
associated with alexithymia (Cohen, 1991; Krystal, 1990), and are of emotion schemas, and directs clinicians to consider patients
increasingly seen as having an important role in psychopathol- constricted cognitive functioning and somatic or behavioral symp-
ogy and somatic illness (Busch and Sandberg, 2014; Mitrani, 1995; toms as possible manifestations of trauma. Primal repression thus
Taylor, 2010). As several authors point out, trauma-related emo- has implications for treatment beyond those of the concept of
tions are encoded on a sensorimotor, enactive level rather than affective agnosia. It should not reduce attention to the anomia
in a semantic and linguistic way, but their presence is manifest aspect of alexithymia, however, as there is experimental evidence
through somatic symptoms, physiological reactions, or mindless from studies with healthy individuals that putting feelings into
actions such as compulsive drug abuse and bingeing on food (Cohen words (lexithymia) enhances emotion regulation, partly by reduc-
and Kinston, 1983; Krystal, 1988; Taylor et al., 1997). ing amygdala activation in response to emotional stimuli (Burkland
Although Freud gave greater attention to conicts over instinc- et al., 2014; Lieberman et al., 2007).
tual drives than to traumatic emotions in psychopathology, as we
outlined in Section 3, his concept of primal repression is analogous
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