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Journal of Cleaner Production xxx (2014) 1e11

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Journal of Cleaner Production


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Adaptable model for assessing sustainability in higher education


 mez a, *, Ce
Francisco Urquiza Go sar Sa
ez-Navarrete b, Solange Rencoret Lioi b,
c
Vartan Ishanoglu Marzuca
a lica de Chile, Ocina de Sustentabilidad, Libertador Bernardo O'Higgins 340, Santiago, Chile
Ponticia Universidad Cato
b lica de Chile, Libertador Bernardo O'Higgins 340, Santiago, Chile
Ponticia Universidad Cato
c lica de Chile, Escuela de Ingeniera, Direccio
Ponticia Universidad Cato n de Responsabilidad Social, Subdireccio
n de Sustentabilidad,
Avenida Vicun~ a Mackenna 4860, Santiago, Chile

a r t i c l e i n f o a b s t r a c t

Article history: Many universities have started to measure sustainability, and many tools have been developed to assist
Received 24 December 2012 them in this process. For universities at an early stage of sustainability implementation, choosing a tool
Received in revised form that ts their specic context is an important step in their assessment process. The goal of this paper is to
24 May 2014
introduce an Adaptable Model for Assessing Sustainability into higher education institutions that enable
Accepted 20 July 2014
the assessment of sustainability within different implementation stages and data availability scenarios.
Available online xxx
The model's design was based on previous experiences in the eld of sustainability in higher education,
and takes into account international declarations and other assessment models. The result is a model
Keywords:
Assessment
based on a four tiered hierarchy, with three main criteria: institutional commitment, example setting,
Sustainability in HEIs and advancing sustainability. In order to establish the weight assigned to each tier of the proposed hi-
Flexible model erarchy, the analytic hierarchy process was applied. The results of this process showed a preference for
AMAS institutional commitment and example setting/leadership criteria, with weights of 36.1%and 38.2%
Universities respectively, and less preference for the advancing sustainability criterion, with a weight of 25.7%. The
Comparison of sustainability tools in resulting model enables the assessment of sustainability within different contexts while maintaining a
universities universal methodological approach; this allows for comparison within a cluster of institutions with
similar contexts. The assessment model could be used to improve other assessment tools by following
the same process used to build the model, facilitating the participation of stakeholders and experts.
2014 Elsevier Ltd. All rights reserved.

1. Introduction practices of sustainability in all aspects of educational processes


(UNESCO, 2005). At the university level, the mandate requires
Sustainable development (SD), dened as development that integrating sustainability into education, research, operations and
meets the needs of the present generations without compromising assessment.
the ability of future generations to meet their needs and aspira- Higher Education Institutions (HEIs) have a moral re-
tions (Brundtland, 1987), represents a major challenge of the XXI sponsibility to increase the awareness, knowledge, skills, and
century. Within this context, there are numerous strategies and values needed to create a just and sustainable future (Cortese,
means through which SD may be implemented; SD education, in 2003), especially because they prepare most of the professionals
particular, has been recognized as a key element in this quest that will play a key role in the adaptation of our society to a sus-
(UNESCO, 1997). tainable model of living (Cortese, 2003). Actually we can only have
The United Nations declared the period 2005e2014 as the a sustainable world if universities actively promote sustainability
'Decade of Education' for SD. In so doing, they established an in- (Lukman and Glavi c, 2007).
ternational mandate to incorporate the principles, values and When considering how universities can inuence future pro-
fessionals is important to consider that students learn from
everything around them, including curricula, research, operations
and outreach activities, all of which establish a complex network of
* Corresponding author. Ponticia Universidad Cato lica de Chile, Ocina de
experiences that dene the prole of graduates (Cortese, 2003; Orr,
Sustentabilidad, Libertador Bernardo O'Higgins 340, Santiago 8331150, Chile.
Tel.: 56 2 23547509; fax56 9 98288284. 1991); Because of this, HEIs should implement sustainable pro-
mez).
E-mail address: fjurquiz@uc.cl (F. Urquiza Go cesses covering its functions and activities.

http://dx.doi.org/10.1016/j.jclepro.2014.07.047
0959-6526/ 2014 Elsevier Ltd. All rights reserved.

mez, F., et al., Adaptable model for assessing sustainability in higher education, Journal of Cleaner
Please cite this article in press as: Urquiza Go
Production (2014), http://dx.doi.org/10.1016/j.jclepro.2014.07.047
2 mez et al. / Journal of Cleaner Production xxx (2014) 1e11
F. Urquiza Go

implementation, as is the case in South America. These institutions


Abbreviations lack the resources and structure to complete most assessments
comprehensively, a key factor when trying to obtain results that
AISHE Auditing Instrument for Sustainability in Higher accurately reect the reality of an institution and which serve as a
Education basis for comparison with other institutions. One example of this is
AHP Analytical Hierarchy Process the International pilot developed by Association for the Advance-
AMAS Adaptable Model for Assessing Sustainability ment of Sustainability in Higher Education (AASHE) for their STARS
AUA Alternative University Appraisal program, in which only two South American institutions
AUSP Assessment of University Sustainability Policies and participated.
their relation to the International Campus of Considering the lack of comparative assessments in the region
Excellence program and faced by a scenario in which there is low institutional interest
BIQ Benchmark Indicator Questions and divergent levels of sustainability development amongst HEIs,
GASU Graphical Assessment of Sustainability in we thought it necessary to develop a methodology that would
Universities permit the assessment and comparison of institutions with similar
GM Green Metrics contexts, for example the Chilean context. This assessment tool
GRI Global Report Initiative would be complementary to other tools which are helpful in
HEIs Higher Education Institutions particular cases of self-assessment, or, eventually, as part of a more
MESA Mainstreaming Environment and Sustainability into detailed, collaborative effort to compare sustainability amongst
African Universities different institutions.
ProsPER Promotion of Sustainability in Postgraduate This paper presents a revision and discussion of new ap-
Education and Research Network proaches, followed by a proposal for an Adaptive Model of Sus-
SAQ Sustainability Assessment Questionnaire for tainability Assessment (AMAS) based on a exible framework. This
Colleges and Universities model allows for continuous improvement and local calibration in
STARS Sustainability Tracking, Assessment and Rating order to facilitate the assessment process in a broader context,
System including countries where the effort to implement sustainability in
STAUNCH Sustainability Tool for Assessing UNiversities' HEIs is at an early stage of development. Future papers will cover
Curricula Holistically the full application of the model in the Chilean context.
TUR Three dimensional University Ranking
UNEP United Nations Environment Programme 1.1. A sustainability framework for HEIs
USAT Unit-Based Sustainability Assessment Tool
International declarations on sustainability give us an idea of
what kinds of transformations are required to fulll the goal of
embedding sustainability in HEIs. Key elements from these decla-
rations have been numbered and are depicted in Fig. 1.
To facilitate this process, HEIs require guidance and methods of To understand how these elements can be integrated into HEIs,
comparison to assess their advancement with regard to each other it is important to understand how this type of system works, and
as to a vision of sustainability in higher education (Shriberg, 2002). how it can be understood from a sustainability point of view.
That vision has been in part elaborated in a series of international Cortese (2003) proposed a model of four interdependent di-
declarations (e.g. Talloires, Abuja, Barcelona) which had provided mensions: Education, Research, Operations and Community
guidelines for HEIs to facilitate the understanding of sustainability Outreach, to which Lozano added a fth dimension named
and how to embed it into their system (Lozano et al., 2013). Tools 'Assessment and Reporting' (Lozano, 2006b, 2012). Similar di-
complement this vision focusing campus efforts on continual mensions are pointed out by Velazquez (2005, 2006) as strategies
improvement, through comprehensive metrics and by the identi- for fostering sustainability in HEIs. However, these dimensions only
cation of best practices (Shriberg, 2002). cover what HEIs do, without considering who is behind those
Many tools have been developed in order to assess advancement practices and how they are both interrelated and carried out
towards sustainability in HEIs. Shriberg's 2002 analysis of eleven of (Rencoret, 2011). In order to clarify how the elements stated above
those tools provided valuable insight into essential attributes of can be related to an HEI's system, a reorganized model is presented
sustainability in higher education (Shriberg, 2002); however, in in Fig. 1. This gure includes a new dimension, following Lozano's
most cases tools did not permit comparison among campuses suggestion, as well as a visual representation to illustrate the re-
(Lukman et al., 2010). The latter may be due to the many differences lationships that exist among its parts.
between frameworks, which focus mainly on the way SD is The base of the model is assigned to the operations dimension
conceptualized into dimensions, the inter-linkages between cate- which includes all institutional activities, including all resource
gories and the justication for the selection and aggregation of consumption and human resource management processes. The
indicators (Waheed et al., 2011). Furthermore, most tools do not upper level is related to the main channels through which an
consider all dimensions of the concept of sustainability, and only institution inuences society; academic activities are assigned to
measure the impacts of resource management within an institution the education & research dimension and community outreach can
(Lozano and Young, 2012). be found in the public engagement dimension. Finally, at the
More recently, new tools have been developed such as the center of the model, there is the administration dimension, which
Sustainability Tracking and Assessment System, Green Metric, covers all policies, strategies and high-level decisions inuencing
Green Plan among others. These tools present interesting proposals all other dimensions. This dimension, while uncommon in other
that integrate sustainability assessment for HEIs with other sustainability frameworks, has been recognized as being an
assessment and reporting methods. However, even though these important factor in the implementation of sustainability initiatives
tools have been applied to an increasing number of institutions in HEIs, and is sometimes referred to as 'governance' or 'organ-
around the world, measuring sustainability remains a complex and ization'(AUA, 2012; CADEP, 2010; Velazquez et al., 2005). To illus-
challenging process for universities that are at an early stage of SD trate how these elements of sustainability might be interrelated in

 mez, F., et al., Adaptable model for assessing sustainability in higher education, Journal of Cleaner
Please cite this article in press as: Urquiza Go
Production (2014), http://dx.doi.org/10.1016/j.jclepro.2014.07.047
mez et al. / Journal of Cleaner Production xxx (2014) 1e11
F. Urquiza Go 3

6. Stake holders
2. Educating- 3. Encouragement 7. Fostering university engagement and
the- educators of SD research collaboration outreach

1. Inclusion of SD
throughout the 9. Assessment
curricula EDUCATION & RESEARCH PUBLIC ENGAGEMENT and reporting

8. Transdisciplinarity
ADMINISTRATION
10. Including SD
in the
OPERATIONS institutional
framework

5. Implementing SD 4. Move towards more


through campus sustainability orientated
experiences university operations

Fig. 1. Sustainability elements linked to the dimensions of the HEI system.

HEIs, they are represented as linked to their respective dimensions Given that we are aiming to build an indicator-based model, AISHE
in Fig. 1. 2.0 was not as relevant for the present study. The Sustainability
It is important to highlight that these dimensions are interre- Tool for Assessing Universities Curricula Holistically (STAUNCH)
lated (Cortese, 2003; Lozano, 2006b), and that the sustainability (Lozano and Peattie, 2011, 2009; Lozano and Young, 2012) focuses
effort requires an incremental integration of functions in a HEI's on auditing sustainability in university curricula, which, although it
system. is not useful for our purposes, seems appropriate as a complement
to an internal auditing process, as it is particularly difcult to cover
1.2. Comparing new assessment approaches curricular aspects of the sustainability implementation process.
The tools were analyzed considering the attributes proposed by
As indicated by Lozano there are three main approaches for Shriberg (2002), and were compared as to their complexity,
assessing and reporting sustainability in organizations: accounts, weighing method, major weaknesses and strengths, and potential
narrative assessments and indicator-based. Each of them has eld or scope of application (Table 1). According to Shriberg the
strengths and weaknesses, but in general, indicator-based as- ideal cross-institutional sustainability assessment tools have the
sessments have an overall higher performance and are more easily following attributes:
measurable and comparable than the other two approaches
because they tend to be more objective (Lozano, 2006a). - They identify important issues: They address contextually
In the development of the assessment model, an indicator-based appropriate issues related to campus sustainability.
approach was used that took into account several tools aiming to - They are calculable and comparable: They must be based on
assess sustainability in higher education. To understand the measurement methods that are exible enough to capture
different tools mentioned in previous research, a comparison was organizational complexities and differences, but that are also
made between tools considering ve criteria: complexity, weight- specic and comparable.
ing method, major strengths, major weakness and potential use - They move beyond eco-efciency: A focus on eco-efciency is
(Table 1). In 2002, Shriberg analyzed eleven tools then in existence. more narrow and deals with the use of resources. Assessing
Important among these were the Auditing Instrument for Sus- sustainability requires a broader approach that covers envi-
tainability in Higher Education tool (AISHE 1.0) (Roorda, 2001) and ronmental, educational and social issues.
the Sustainable Assessment Questionnaire for Colleges and Uni- - They measure processes and motivations: Considering that
versities tool (SAQ) (ULSF, 2001) as they are still used today and sustainability is a process of continual improvement, sustain-
cover a wide spectrum of themes. Although Shriberg (2002) ability assessment tools should cover dynamic processes and
recognized that the tools provide a valuable contribution to un- motivationsdincluding direction, strategy, intent and
derstanding the essential aspects of sustainability in higher edu- comprehensivenessdas well as present impacts.
cation, he did not recommend any of them. Furthermore, Lukman - They stress comprehensibility: They must be comprehensive
et al. (2010) state that these tools do not allow for comparison to a broad audience. It is important that methods and results are
between campuses. This is debatable in the case of AISHE 1.0, and presented in a clear manner, enabling both the verication and
especially its most recent version, as it claims that it can be used for effective communication of results.
benchmarking so long as the auditing process is conducted by a
certied external AISHE consultant (Roorda et al., 2009). The Graphical Assessment of Sustainability in Uni-
Since 2002, new tools or new versions of tools, like AISHE 2.0, versities(GASU) model is based on an adaptation of the Global
have been developed. These tools and innovations present inter- Report Initiative (GRI) methodology. It adds education to its list of
esting approaches that contribute to sustainability assessment as social, economic and environmental dimensions, followed by 8
well as support the development of sustainability strategies among categories, 43 sub-categories (aspects) and 126 indicators. The
higher education institutions around the world. This paper includes model allows for a complete image of the institution's performance
a short revision of some of the new approaches presented in these covering all important issues, but the numerous indicators mean
new tools that we considered valuable in the development of our that it requires large amounts of data. This makes implementing
assessment model. GASU difcult and also complicates longitudinal comparisons and
In the case of AISHE 2.0, although it seems an excellent instru- benchmarking (Lozano, 2006a). GASU is a useful method for
ment for self-assessment, it nonetheless is a narrative assessment. facilitating the understanding and communication of information

mez, F., et al., Adaptable model for assessing sustainability in higher education, Journal of Cleaner
Please cite this article in press as: Urquiza Go
Production (2014), http://dx.doi.org/10.1016/j.jclepro.2014.07.047
4 mez et al. / Journal of Cleaner Production xxx (2014) 1e11
F. Urquiza Go

Table 1
Comparison between assessment tools.

Tool Complexity Weighting method Major strengths Major weakness Potential use

GASU 5 levels - Author proposal - Covers all important issues - Requires large amounts of data. - Internal, facilitating comprehension
126 indicators - Fully explained - Uses AMOEBA graph to - Hard to apply in HEIs without and communication of data presented
facilitate understanding. GRI reports on sustainability in GRI reports on sustainability.
TUR 3 levels - Expert driven - Simplicity and complements - Oversimplies and limits - International. Rapid assessment of
15 indicators - Based on the AHP university ranking tools. sustainability issues to just university.
- Use of triangle graph to ve indicators
facilitate understanding
STARS 4 levels - Author proposal - Detailed rationale - Functions in contexts in which - For comparison of HEIs with
67 indicators - Partially explained methodology for calculating SD is already advanced. advanced SD.
indicators. - Guideline for beginners.
- Active support from AASHE
GM 3 levels - Author proposal - Active support from - Narrowed to eco-efciency - International benchmarking of
34 indicators - Not explained Universitas Indonesia measures environmental efforts in HEIs
AUSP 3 levels - Author proposal - Active support from CADEP - It requires a big effort on the - Internal, facilitating a comprehensive
176 indicators - Not explained - Has state funding. part of institutions and the self-auditing process.
- Covers all important issues assessment group to compile
results.
BIQ (AUA) 4 levels - Author proposal - Active support from ProSPER - Does not cover social - Internal, for institutions intending
16 indicators - Not explained members responsibility issues. to develop sustainability strategies.
50 questions - It is used alongside a - It does not cover environmental
qualitative assessment. management indicators.
USAT 4 levels - No weighting - Active support from UNEP - Does not cover social - Internal, facilitating a comprehensive
75 indicators method and MESA responsibility issues. self-auditing process.
(expansive) - Use of triangle graph to - Guideline for beginners.
facilitate understanding
- Allows for exible self-
assessment by individual
units/faculties; also capable
of evaluating the institution
as a whole.
The Green 3 levels - Authors proposal - Active support from ESDS - The 2010 framework is different - For comparison of HEIs with
Plan 44 indicators - Fully explained - Covers all important issues to the 2012 framework, making advanced SD.
it difcult to compare or show - Guideline for beginners.
progress in HEIs

compiled by a sustainability report. It provides a visual represen- tool: rst, it was initially designed for a context in which there is
tation of HEI performance, relying on the use of AMOEBA graphs greater development, such as the United States or Canada (Garca,
(Ten Brinks et al., 1991). 2010), where sustainability efforts are more widespread and are
The Three dimensional University Ranking (TUR, 2010) model supported by the institutions. Second, it requires active participa-
proposed by Lukmann, seeks to improve the methodology and tion and payment on the part of institutions in order to acquire all
indicators of the existing ranking tables for Universities, incorpo- the necessary information. STARS is useful for supporting the sus-
rating an environmental dimension (Lukman et al., 2010). The tainability journey of HEIs, working as a road map where the ex-
model is divided into three dimensions, and takes into account a periences of more advanced institutions are presented through the
total of 15 indicators. The proposal introduces the use of the proposed indicators, rationale and criteria.
Analytical Hierarchy Process (AHP) (Saaty, 1987) as a means to The GreenMetric (GM) ranking system is an initiative of the
establish the weights of selected indicators in a participative and Univesitas Indonesia and was launched in 2010. The aim of this tool is
expert driven manner. This tool is relatively simple to apply and to generate an alternative international ranking system that enables
might be tting for use in international benchmarking of sustain- the assessment of Green Campus and Sustainability in the Univer-
ability in HEIs, as it uses the same logic as other international sities all over the world (Universitas Indonesia, 2012). The tool is
university ranking systems, such as the Academic Ranking of World divided into 5 dimensions and considers a total of 34 indicators. It has
Universities (ARWU, 2012) and QS (QS World University Rankings, a clear eco-efciency focus, failing to consider other key aspects of
2012). TUR also makes use of the triangle method, in which results sustainability such as diversity and equity performance.
are depicted in a simple, graphical representation. By our own The Assessment of University Sustainability Policies and their
analysis, this helps to visualize multi-dimensional comparisons relation to the International Campus of Excellence program
amongst institutions. On the other hand, since it simplies the (AUSP), is a project funded by the Ministry of Education of Spain
sustainability dimension down to a set of ve indicators, TUR might and is coordinated by the sustainability assessment group. Its' main
not be appropriate if a more comprehensive sustainability assess- purpose is to contribute to strengthening sustainability policies in
ment is needed. Spanish universities (CADEP, 2010)The tool was rst put into use in
The Sustainability Tracking and Assessment Rating System 2010 when a survey was sent out inviting institutions to self-assess
(STARS) is an initiative of the Association for the Advancement of their progress. A consultant visited each institution to review and
Sustainability in Higher Education (AASHE). It has become one of correct, if necessary, the answers so as to compute a nal score. The
the most comprehensive and popular tools used today (Saadatian tool is divided into three main categories, 12 sub-categories and
and Salleh, 2011). STARS is divided into three main categories, 17 considers 176 indicators. Although the tool covers all important
sub-categories and covers a total of 67 indicators (AASHE, 2011). issues related to sustainability in higher education, it is highly
The model is continually being improved, given its open consul- dependent on the institutions' commitment to self-asses and re-
tation process. There are two main impediments to applying this quires the support of a third part to review the process.

 mez, F., et al., Adaptable model for assessing sustainability in higher education, Journal of Cleaner
Please cite this article in press as: Urquiza Go
Production (2014), http://dx.doi.org/10.1016/j.jclepro.2014.07.047
mez et al. / Journal of Cleaner Production xxx (2014) 1e11
F. Urquiza Go 5

The Alternative University Appraisal project (AUA), was Access to information/institutional disposition is a factor: any
created by the ProSPER network (Promotion of Sustainability in assessment approach will be limited by the accessibility of insti-
Postgraduate Education and Research Network), which is an tutional sustainability information, and in the case of self-
AsiaePacic academic alliance. The project aims to create a system assessment approaches, institutional disposition to self-
capable of acknowledging diversity, innovation and change to- assessment is also a factor.
wards sustainable development (AUA, 2012). It has three compo- Given the considerations described above, all of the tools thus
nents: Self-Awareness questions, Dialogue and BIQ (Benchmark far compared have advantages, but we believe that at the moment,
Indicator Questions). We only focus on this last component which is none of them seems to be appropriate to compare implementation
indicator-based and allows for comparisons among institutions. stages of sustainability in HEIs within the South American context.
The BIQ tool is divided into four main categories, 15 sub-categories, Furthermore, they are not exible enough to be able to adapt them
and includes 16 indicators and 50 questions. The tool has a without losing common ground criteria.
maximum score of 100 points which are equally distributed among
categories. 2. Constructing the assessment model
The Unit-Based Sustainability Assessment Tool (USAT) is a
Swedish/African International Training initiative. USAT is an initia- In order to create an assessment model that is both adaptable
tive supported by the United Nations Environment Programme to different contexts but also capable of establishing common
(UNEP) and Mainstreaming Environment and Sustainability into ground criteria, a methodology based on a four-step process
African Universities (MESA). It is used for the development and use (Fig. 2) was used, that went from the general to the context-
of educational tools that aim towards SD in African universities specic. This process was developed after reviewing different
(Togo and Lotz-Sisitka, 2009). This tool can be used (independently) assessment methodologies, where we found certain common
by different units/faculties at a given university. It also provides the stages of development. In spite of this, the tools are not easily
option to integrate or compare all the assessed units, thus giving a adaptable, so we decided to explain how we performed each step
total score for the institution. USAT is divided into four main cate- in a simplied and transparent manner. Hopefully, this allows
gories, six sub-categories and covers 75 indicators. The four main others to improve their models by reworking the process from any
categories attempt to integrate the various units of the university a given step, thus making the model far more adaptable. The
(faculties, departments, research and administrative units) and thus process goes as follows:
promote SD in education, research, community service, manage-
ment and public initiatives engagement. 1) Structure the problem in a four tiered hierarchy, starting with
The Green Plan is an initiative supported by the Environmental the goal being assessed, followed by assessment criteria, sub-
Association for Universities and Colleges from UK, the UK Higher criteria, and, at the bottom level, a set of potentially useful in-
Education Funding Councils for England, the Scottish Funding dicators conceived to cover all sub-criteria.
Council, the Higher Education Funding Council for Wales, the 2) Build weighing criteria based on international consultation
Department for Employment and Learning Northern Ireland and in order to integrate a wide spectrum of experiences and
the Australasian Campuses Towards Sustainability. This tool is opinions, using the analytic hierarchy process (AHP) (Saaty,
divided into ve main categories, 18 sub-categories and uses 44 1987). Although some authors are not in favor of using
indicators. The Green Plan helps universities develop their weights to combine indicators, we believe that this helps in
administration, SD measurement, SD improvements and promotes two different ways. First, it allows for simplied communi-
social responsibility and sustainability performance (The Green cation using an index to show the overall ranking of an
Plan, 2012). The system meets the needs of institutions (univer- institution with respect to others. This has the potential to
sities) that are working on their own sustainability initiatives. Thus, attract the attention of institutions and other stakeholders,
each institution can demonstrate the impact of their current ac- which, hopefully, would analyze the results in detail. Second,
tivities, practices or measures. we believe that weighing will inevitably take place and, given
The following conclusions can be extracted after having that, it is preferable to set weights in a participative and
reviewed and compared the above tools: systematic manner.
Impact of weighing methods/importance of justication: the 3) Calibrate according to context so as to have a viable selection
weighing method can have a signicant impact on the nal ranking of indicators that correspond with available information, and so
obtained by an HEI after using any of the aforementioned tools that indicator's weights are determined by local consultation
(Lukman et al., 2010; Mayer, 2008), so it is important for the user to using the AHP.
understand its' rationale and justication. Although most tools do 4) Calculate and show results by normalizing and aggregating
explain their weighing system, they do not present any justication data so as to obtain a nal ranking. Select appropriate graphic
for it. In the case of the TUR tool, they use an expert driven support so as to permit visual evaluation of the institutions.
approach based on the AHP method. This has the advantage of
allowing for continual improvement of the assessment tool by
repeating the consultation process.
Flexibility/need for adaptability to different contexts: When the The four step process
various assessment tools are compared with respect to their
International scope Local scope
adaptability to different contexts, the GM, STARS, BIQ and AUSP Local adjustment

tools are more rigid. This is because without a guide for assigning Calibrate
Structuring the Build weighing Calculate and
weights, it is just not possible to add or remove indicators. As for according to
problem criteria show results
GASU, given that it is based on GRI methodology, it allows for the 1 2 3
context 4
incorporation of new indicators based on how relevant they are to
the institution being assessed. The TUR tool is explicitly described Restructuring International
as exible (Lukman et al., 2010), and enables the inclusion of the hierarchy calibration

additional indicators, provided, of course, that the AHP process is


carried out using the new set of indicators. Fig. 2. Adaptable method for creating an assessing model.

mez, F., et al., Adaptable model for assessing sustainability in higher education, Journal of Cleaner
Please cite this article in press as: Urquiza Go
Production (2014), http://dx.doi.org/10.1016/j.jclepro.2014.07.047
6 mez et al. / Journal of Cleaner Production xxx (2014) 1e11
F. Urquiza Go

Table 2
Sustainability elements and dimension of HEI in connection with level two criteria.

Level two of the four tiered hierarchy HEI dimension Sustainability element

1 2 3 4 5 6 7 8 9 10

Support for sustainability - Education & research


- Public engagement
Institutional commitment - Administration
Example setting/leadership - Operations

2.1. Structuring the problem: assessment hierarchy - Strategies (C2), which aims at recognizing the incorporation of
sustainability in institutional planning and evaluation.
The assessment model was designed in order to take into ac- - Coordination (C3), which recognizes the existence of entities in
count all the elements highlighted by the aforementioned HEI's charge of coordinating and promoting the sustainability efforts.
declarations on sustainability (Table 2), and their relationship to
various dimensions of the university system, as shown in Fig. 2. b) Example Setting/Leadership Criterion (B2)
As a result, a four tiered hierarchy was proposed (Fig. 3), with
the overall goal of implementing sustainability in HEIs on the rst Although the main activities of HEIs are research and education,
level (A), followed by three criteria at level two: Institutional it is important to consider that if students hear about global re-
commitment (B1), example setting/leadership (B2) and advancing sponsibility while being educated in institutions that often invest
sustainability (B3).At level three, there are nine sub-criteria (Cj), and their nancial weight in the most irresponsible things the les-
at the fourth level there is a list of 25 indicators that could be sons being taught are those of hypocrisy and ultimately despair
applied to the Chilean context, given available data (Ik). (Orr, 1991). Therefore, internal institutional practices should be a
key element of an institution's sustainability efforts; these should
a) The Institutional Commitment Criterion (B1) cover social and environmental components as well as cross-
functional initiatives that integrate teaching, research and opera-
Stronger assessment tools consider systemic changes, which tion activities (Cortese, 2003; Shriberg, 2002).The B2 criterion
include incentive and reward structures, mission and goals state- corresponds to a HEI's system as shown in Fig. 1.
ments, procedures, annual reports and other organizational To assess this criterion, the present study considers three sub-
decision-making processes (Shriberg, 2002). The institutional criteria:
commitment criterion covers these aspects, and attempts to assess
the existence of symbolic, political and management platforms - Diversity and equity (C4), which aims to assess the diversity and
aimed at implementing sustainability in a HEI's context. It corre- inclusiveness of the institution, covering issues such as wage
sponds to a central part a HEI's system, as shown in Fig. 1. schemes, equal gender opportunities and access for students
To assess this criterion, three sub-criteria are proposed: from low socioeconomic backgrounds.
- Resource consumption (C5), which aims to assess the environ-
- Statement (C1), which recognizes the existence of formal dec- mental performance of campuses and measures being taken to
larations and public statements made by the institution in re- improve this performance, covering issues such as energy and
gard to sustainability in higher education. water consumption and waste management.

First level Second level Third level Fourth level


Goal Criteria Subcriteria Indicators
I1
I2
C1: Statement I3
I4
I5
B1: Institutional C2: Strategies I6
Commitment I7
C3: Coordination I8
I9
I10
C4: Diversity and I11
Equity I12
A: Sustainability in B2: Example I13
C5: Resource
the HEI Setting/Leadership consumption
I14
I15
C6: Experience on I16
campus I17
I18
19
C7: Education
B3: Advancing I20
I21
sustainability C8: Research
I22
C9: Public I23
Engagement I24
I25

Fig. 3. Four level hierarchy for sustainability assessment in HEIs.

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- Experience on campus (C6), covers the efforts being taken to Finally, in accordance with the Relevance and Democratic Inclusion
increase the perception and participation with the sustainability principles (Hezri, 2004), a fundamental part of the process selecting
effort in day to day activities on campus, covering issues such as a set of indicators that takes into account local priorities and data
internal communications, community training programs and availability constraints.
events. To illustrate this process, the Chilean context was considered
due to multiple reasons: there is lack of research on SD assess-
c) The Advancing Sustainability Criterion (B3) ment for HEIs in South America; Chilean organizations are at an
early stage of sustainability implementation; there was relative
Higher education institutions can contribute to sustainable easy access to this kind of information since the authors of the
development in many ways, but especially through the inuence of present study live in this country. Furthermore, Chile brings an
their graduate students, the innovations and discussions catalyzed by interesting case to study because sustainability is a growing topic
research activities, and the promotion of sustainability within the in different Chilean institutions (private and public), especially in
local and international community through engagement activities. B3 the university communities. The growing interest in sustainability
corresponds to the upper part of the HEI's system, as shown in Fig. 1, is reected in the active participation of the different proles
covering education, research and public engagement dimensions. (students, faculty and staff) involved in various university activ-
To assess this criterion, the study considers three sub-criteria: ities and how they relate to the care of the environment. Finally,
there are no studies or publications about sustainability in HEIs in
- Education (C7), which aims at recognizing the efforts made to Chile.
teach students the necessary skills to contribute to the con- In order to incorporate local priorities, a group of eight Chilean
struction of a more responsible, equitable and environmentally experts were asked to prioritize indicators within each sub-
concerned society. criterion in terms of how important they were for sustainability
- Research (C8), which aims at recognizing research that con- assessment in HEIs. Then, the list was compared to the available
tributes to the general comprehension of difculties regarding data of four Chilean HEIs with sustainability reports or equivalent.
sustainable development, as well as the development of new As a result, a nal list of 25 indicators that were viable for calcu-
technologies, strategies and approaches that enable people to lation was obtained. This process should be repeated in order to
confront these problems and create new opportunities. apply the model to a different context.
- Public engagement (C9), which aims at recognizing the efforts
being made to connect institutional activities with the chal-
lenges faced by SD outside of the HEI's campus. 2.3. Using the AHP method

To calculate a nal index using the proposed hierarchy it is


2.2. Selecting a set of indicators necessary to establish the relative importance of criteria, sub-
criteria and indicators. This is very difcult to determine with
It is important to bear in mind that even if the process of sufcient accuracy (Afgan, 2004; Krajnc and Glavi c, 2005), because
selecting a set of indicators for assessing sustainability is conducted we deal with complex phenomena, where, in many cases there, is
in an objective manner, the selection is always going to reect value no simple and objective comparison among the issues being
judgment about what is valuable enough to be measured (Rencoret, assessed. As a strategy to overcome this problem, an expert
2011; Shields et al., 2002).Therefore, it is important to do it in a consultation was conducted and processed using the analytic hi-
transparent and systematic way so as to the subjectiveness erarchy process (Saaty, 1987). This method has been used to solve
imposed by the researcher and, when possible, it is important to many complex decision making and prioritizing problems (Vaidya
carry out this process in a participative manner. For this study, the & Kumar, 2006), and has been previously used for sustainability
process conducted went as follows: assessments (Krajnc and Glavi c, 2005; Lukman et al., 2010; Singh
An initial list of potential indicators was obtained from different et al., 2007).
existing assessment tools (AASHE, 2011; Lozano, 2006a; Lukman The AHP method breaks down the problem into a hierarchy of
et al., 2010; Roorda, 2001; ULSF, 2001; Universitas Indonesia, criteria, sub-criteria and alternatives (Lukman et al., 2010), then the
2012). Following this, the indicators were classied according to various criteria at a particular level of the hierarchy are subse-
the proposed sub-criteria, and were narrowed down through the quently compared pair-wise in relation to the corresponding
elimination of duplicates and by a ltering process based on the criteria in the immediate upper level by a group of experts. The
principles proposed (Hezri, 2004): comparisons are aggregated by geometric mean (Wu and Lin, 1998),
and organized on a judgmental (NxN) matrix D where each
- Robustness: Indicators should cover key issues and be based on element Dij corresponds to aggregated pair-wise comparisons be-
models with a broad and interconnected perspective. tween criteria i and j. This is a positive reciprocal matrix, where the
- Democratic inclusion: Inclusion of stakeholders in the process diagonal Dii 1and Dij (1/Dji), for i, j 1, ,N.
of selecting indicators. The priorities are obtained by nding and normalizing the
- Longevity: Indicators should allow for repeated measurement, principal eigenvector W of the matrix D, correspondent to its
and be adaptive to change. largest eigenvalue lmax.
- Relevance: Indicators selection should consider capacity for Once the judgment matrix is obtained, its consistency can be
data collection, maintenance and documentation. Meeting the using the consistency ratio:
needs of audience and users.
CR CI=R (1)
I
In keeping with these principles, indicators that were too spe-
cic were eliminated, preference was given to indicators covering where RI is a random index (Saaty, 1987)that provides values from
key issues (Robustness principle); next, indicators that were dif- randomly generated matrices (Table 3), CR is the consistency ratio
cult to assess were eliminated (Longevity principle) in order to and CI corresponds to a consistency index for a matrix of order N
propose a set of indicators that could be periodically audited. dened as:

mez, F., et al., Adaptable model for assessing sustainability in higher education, Journal of Cleaner
Please cite this article in press as: Urquiza Go
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F. Urquiza Go

Table 3 X
n X
n

Average consistencies of random matrices (RI values). Cj wIk Cj IN;k wIk Cj IN;k (6)
jk jk
Size 1 2 3 4 5 6 7 8 9 10

RI 0.00 0.00 0.52 0.89 1.11 1.25 1.35 1.40 1.45 1.49
X
n  
Bi w Cj B Cj (7)
i
ij

CI lmax  N=N  1 (2) X


n X
n

A wIk A IN;k wIk A IN;k (8)
Consistency ratios of 0.1 or less are generally considered k jk
acceptable, but for matrices of size four and three the suggested
thresholds are 0.08 and 0.05, respectively. If the value exceeds this where Cj is the performance for the sub-criterion j, Bi is the per-
threshold the judgments might not be reliable and should be formance for criterion i and A is the nal overall score of the HEIs.
redone (Berrittella et al., 2007). To facilitate the communication of results, the triangle method
could be used to illustrate the nal ranking as well as level two
2.4. Stakeholder consultation results. Besides, the AMOEBA graph for the third level result, could
allow a more detail comparison between HEIs regarding the
The consultation processes were conducted by sending a survey assessment sub-criteria.
with pair-wise comparison to experts. In order to facilitate the
consultation, they were asked to express their preferences based on 3. Adaptable model for assessing sustainability in (AMAS)
a 4 point scale so as to transform verbal judgments into numerical HEIs
quantities, adapted from the one proposed (Saaty, 1987).
Two consultations were made, starting with an international After implementing the four step process mentioned in section
consultation whose aim was to establish weights for criteria and 2, the Adaptable Model for Assessing Sustainability (AMAS) in HEIs
sub-criteria of the proposed hierarchy. Surveys were sent to 112 was created.
experts and 23 answers were obtained from various countries (UK,
Sweden, Ireland, USA, Canada, Chile). A second local consultation a) Adaptation possibilities
was conducted in order to establish the indicators weights appro-
priate for the local context. The model can be modied in order to be used in different
Both consultation process results showed satisfactory consis- contexts or it can be updated depending on the user's needs, as
tency ratios. For matrices of order 3 the maximum obtained CR was illustrated in Fig. 2. The possible adaptations are:
0.032 (<0.052), for matrices of order 4 it was 0.032 (<0.089) and for Local adjustment: If recalibration of indicator weights is
matrices of order 6 it was 0.049 (<0.1) (Saaty, 1987). needed, implementation of the assessment model should start at
Once obtained, the weights for each level were aggregated in step three. This should be done in order to include new available
order to obtain the nal weights of the indicators with respect to data, or to expand local consultation to include more
the goal A, It went as follows: stakeholders.
International calibration: The assessment model should be
n h
X   i implemented starting at step two in order to improve the
wIk A wBi A wIk Cj w Cj B (3)
i criteria and sub-criteria weighting scheme. This is done by
ij
extending the international consultation to include more or new
w(Ik)A is the weight of indicator Ik with respect to the goal A, stakeholders.
w(Bi)A the weight of criterion Bi with respect to goal A, wCj Bi the Restructuring the hierarchy: The model should be imple-
weight of sub-criterion Cj with respect to criterion Bi and w(Ik)Cj the mented starting from step one if it is necessary to consider new
weight of the indicator Ik with respect to sub-criterion Cj (Saaty, approaches in the eld of sustainability assessment that could
1987). affect the proposed theoretical framework of the model.

b) Weighted hierarchy
2.5. Normalization and aggregation of results

As a result of the full application of the four step process, a full


Considering that the indicators may be expressed in different
model was obtained for application in the Chilean context. This
units and probably include a wide range of data, to be able to
model could be adapted to t any other context without changing
aggregate them the following normalization method could be used:
the results obtained through international consultation in level two

  
IN;k Ik  Imin;k Imax;k  Imin;k (4) o three.
The resulting weighting scheme for criteria and sub-criteria,

   obtained from the international consultation, is presented in
IN;k Imax;k  Ik Imax;k  Imin;k (5) Table 4 and the nal indicator's weights, once local consultation is
taken into account, are shown in Table 5.
where Imax,k and Imin,k represent the maximum and minimum According to these results, example setting/leadership cri-

values obtained by indicator k. IN;k is the normalized value of in- terion (B2) is the most important, closely followed by institu-
dicator k, for which a higher value is considered to be better. The tional commitment. On the sub-criteria level, strategy (C2),
 where a lower value is best (Saaty, 1987).
opposite is true inIN;k resource consumption (C5) and education (C7) are the most
Once all data is normalized the nal results are obtained by important sub-criteria for evaluating the criteria that each one is
applying the following equations: a subdivision of.

 mez, F., et al., Adaptable model for assessing sustainability in higher education, Journal of Cleaner
Please cite this article in press as: Urquiza Go
Production (2014), http://dx.doi.org/10.1016/j.jclepro.2014.07.047
mez et al. / Journal of Cleaner Production xxx (2014) 1e11
F. Urquiza Go 9

Table 4 It should be noted that 'performance' requires that the indicator


The criteria and sub-criteria results show a preference for setting an example in the be assessed, so the verbal rating should always be understood as
criteria level and resource consumption in the sub-criteria level.
one that is unique to each situation.
Bi Criterion w(Bi)A Cj Sub-criterion wCj Bi w(Cj)A For quantitative information, there are three kinds of indicators:
B1 Institutional 0.3614 C1 Statement 0.1879 0.0679 binary, total amount, and performance. The binary indicators have
commitment C2 Strategies 0.4558 0.1647 only two possible outcomes; meet or do not meet the criterion, so
C3 Coordination 0.3564 0.1288 that an indicator is assigned a 1 or 0 respectively. Total amount
B2 Example 0.3816 C4 Diversity and equity 0.1593 0.0608
indicators; refer to indicators whose raw data is sufcient for
setting/leadership C5 Resource consumption 0.5025 0.1917
C6 Experience on campus 0.3382 0.1291 comparison. Finally, performance indicators require information to
B3 Advancing 0.2570 C7 Education 0.4677 0.1202 be compared against the relative size or impact of the HEI, to avoid
sustainability C8 Research 0.2842 0.0730 contextual distortions as much as possible. In order to do this, it is
C9 Public engagement 0.2481 0.0638
necessary to gather general information to build a base line for
HEIs, such as: number of students, academics and workers (ideally
as an amount that is equivalent to the full-time person load), total
On the lower level, the most important indicators are: sus- gross oor area, number of programs and courses, web presence
tainability related programs (I22), followed by sustainability in HEIs, and total number of research papers.
the strategic institutional plan (I4) and the recycling program Considering the previous recommendations, indicators ob-
coverage (I19), all of which have a cumulative weight of 32.8%. tained for implementation of the model in Chile are separated into
qualitative and quantitative groups, as shown in Table 6.
c) Indicators rationale
4. Discussion
In order to calculate the indicators, it is important to consider
that they might be based on quantitative and qualitative data. So, to The internalization of sustainability in a HEI can be facilitated by
adequately process this information we suggest the following the use of sustainability assessment tools, by benchmarking either
process: in reference to other institutions or to a vision of successful sus-
For qualitative information, the user can grade each indicator by tainability development. Although the tools proposed to date
applying a verbal rating scale such as the one proposed by Lozano deliver valuable contributions in this regard, they are not appro-
(2006a) with ve different choices, 0e4, where: priate to assess sustainability efforts in HEIs within different con-
texts and data availability scenarios.
0. There is a total lack of information for the indicator, it is non- The tools reviewed in this paper show some new approaches to
existent. SD assessment. These assessment proposals do not necessarily
1. The information presented is of poor performance. compete with each other; each delivers a solution that responds to
2. The information presented is of regular performance. different needs or levels of implementation. For international
3. The information presented is considered to be of good ranking, the TUR model has more potential than the rest, given the
performance. relative simplicity of the proposed indicators. For national bench-
4. The information has an excellent performance. marking, the STARS tools could be used if we are dealing with a

Table 5
The most valued indicators are recycling program coverage and sustainability related programs.

Ik Indicator Cj wIk Cj wIk B1 wIk B2 wIk B3 w(Ik)A

I1 Signed sustainability commitments C1 0.1075 0.0202 e e 0.0073


I2 Authority's declarations related to sustainability C1 0.0690 0,0130 e e 0.0047
I3 Sustainability in the HEI's vision and mission statement C1 0.3440 0.0646 e e 0.0234
I4 C1 0.4795 - -
Sustainability in the institutional strategic plan 0.3150 0.1138
C2 0.4934
I5 Sustainability plan C2 0.3421 0.1559 e e 0.0564
I6 Sustainability report C2 0.1645 0.0750 e e 0.0271
I7 Sustainability coordination C3 0.7115 0.2536 e e 0.0916
I8 Environmental management coordination C3 0.1256 0.0448 e e 0.0162
I9 Social responsibility coordination C3 0.1629 0.0581 e e 0.0210
I10 Women in high-level governance positions C4 0.1554 e 0.0247 e 0.0094
I11 Students from low socioeconomic background C4 0.4803 e 0.0765 e 0.0292
I12 Average tuition fees C4 0.1153 e 0.0184 e 0.0070
I13 Minimum wage C4 0.2490 e 0.0397 e 0.0151
I14 Energy consumption C5 0.2899 e 0.1457 e 0.0556
I15 Energy efciency measures C5 0.0943 e 0.0474 e 0.0181
I16 Water consumption C5 0.2306 e 0.1159 e 0.0442
I17 Water efciency measures C5 0.0772 e 0.0388 e 0.0148
I18 Hazardous waste management C5 0.1154 e 0.0580 e 0.0221
I19 C5 0.1927 e -
Recycling program coverage 0.2484 0.0948
C6 0.4481
I20 Sustainability web site C6 0.1331 e 0.0450 e 0.0172
I21 Sustainability outreach campaigns C6 0.4188 e 0.1417 e 0.0541
I22 Sustainability related programs C7 1.0000 - - 0.4677 0.1202
I23 Sustainability related research C8 1.0000 e e 0.2842 0.0730
I24 Sustainability related presence on the web C9 0.6500 e e 0.1613 0.0414
I25 Inter-campus collaboration on sustainability C9 0.3400 e e 0.0844 0.0217

mez, F., et al., Adaptable model for assessing sustainability in higher education, Journal of Cleaner
Please cite this article in press as: Urquiza Go
Production (2014), http://dx.doi.org/10.1016/j.jclepro.2014.07.047
10 mez et al. / Journal of Cleaner Production xxx (2014) 1e11
F. Urquiza Go

Table 6
List of indicators with description and type.

Ik Indicator Description Type of indicator

I1 Signed sustainability commitments Total number of commitments signed by the HEI Quantitative
I2 Authority's declarations related to sustainability Number of public declarations by the HEI's highest authority related to sustainability Quantitative
efforts being made by the HEI
I3 Sustainability in the HEI's vision and Presence of Sustainability in the HEI's vision and mission statement Qualitative
mission statement
I4 Sustainability in the institutional strategic plan Presence of sustainability in the institutional strategic plan Qualitative
I5 Sustainability plan Does the HEI have a sustainability plan? (Binary indicator yes/no) Quantitative
I6 Sustainability report Does the HEI have a sustainability report? Does this report cover all important issues? Qualitative
I7 Sustainability coordination Does the HEI engage in some kind of sustainability coordination? Quantitative
I8 Environmental management coordination Does the HEI engage in some kind of environmental management coordination? Quantitative
I9 Social responsibility coordination Does the HEI engage in some kind of social responsibility coordination? Quantitative
I10 Women in high-level governance positions Women in high-level governance committees/total amount of people in high level Quantitative
governance committees
I11 Students from low socioeconomic background Students from fully and partially public funded schools/total students Quantitative
I12 Average tuition fees Average tuition for one year for all programs offered by the institution Quantitative
I13 Minimum wage Lowest wage paid by the institution Quantitative
I14 Energy consumption Total direct energy consumption (Electric, gas, diesel)/gross oor area Quantitative
I15 Energy efciency measures What efforts are being made to reduce energy consumption? Qualitative
I16 Water consumption Total direct water consumption/(total students plus equivalent of the Quantitative
full-time person time load)
I17 Water efciency measures What efforts are being made to reduce water consumption? Qualitative
I18 Hazardous waste management What efforts are being made to minimize and safely dispose of all hazardous waste? Qualitative
I19 Recycling program coverage What efforts are being made to reduce waste and conserve resources Qualitative
by recycling and composting?
I20 Sustainability web site Does it have a comprehensive and dynamic sustainability web site? Qualitative
I21 Sustainability outreach campaigns What efforts are being made to spread and promote sustainability principles within the Qualitative
institution's community through the use of outreach campaigns?
I22 Sustainability related programs Total sustainability related programs/total programs Quantitative
I23 Sustainability related research Total sustainability related research/total research Quantitative
I24 Sustainability related presence on the web Total sustainability related web presence of the HEI/total web presence of the institution Quantitative
I25 Inter-campus collaboration on sustainability What efforts are being made to collaborate with other HEIs on sustainability issues? Qualitative

context of advanced sustainability efforts, and is appropriate as a would be able to build off of previous experience. The process could
road map toward sustainability for beginners. The GASU tool is be facilitated with the aid of a web platform that would help
useful as a complement for a sustainability report based on GRI explain (or show) the hierarchical assessment model, and, if
guidelines. necessary, could serve to answer questions that experts might have
The four step process (Fig. 2), provides a proposal for the cre- related to the survey.
ation and improvement of assessment models. This paper deal
with the rst three steps of the process in order to create the 5. Conclusions
AMAS tool, which includes; a four tiered assessment hierarchy
with the corresponding criteria, sub-criteria and indicators (Fig. 3); The increasing interest of higher education institutions around
a complete set of weights for the criteria and sub-criteria level the world to improve their sustainability performance can be aided
(Table 4), applicable in any context; and a complete set of in- along with the use of assessment tools that allow for comparison
dicators with their respective weights (Table 5), applicable to the among institutions. Tools available today are difcult or even
Chilean context. impossible to apply in contexts where sustainability efforts are at
The weights obtained from the international consultation pro- an early stage of development. The AMAS tool delivers a trans-
cess showed a preference for institutional commitment and parent methodology, intentionally divided into four steps in such a
example setting/leadership criterion, with weights of 36.1% and way as to permit local calibration without discarding international
38.2% respectively, and less preference for advancing sustainability agreements concerning the relative importance of key issues
criterion with a weight of 25.7%. On the sub-criteria level (Fig. 4), related to sustainability in higher education. This process also could
criteria dealing with resource consumption were shown to be more be used to recalibrate existing tools in a more participative manner,
important, as in other tools such as STARS and GreenMetric, where resetting their weight at the indicator or criteria level.
the added points of indicators related to resource consumption are The AMAS tool could allow for the creation of national and
superior to 30% and 75% of their total points respectively, in both regional rankings, thus encouraging discussion and promotion of
cases the most valued issue. Also the weights obtained on the sub- sustainability in countries where these issues are still not a priority,
criteria level are more balanced that other tools such as STARS, to and giving institutions that have made an effort towards sustain-
illustrate this we can compare the standard deviation of the ability development a chance to show their results. The model can
weights for our results in was 0.05, signicantly lower that for the be applied by any person or organization interested in promote
STARS tool with a value of 0.1. The fact that our results are more sustainability in higher education, as long as they have access to
balanced could be evidence of a more integral understanding of some level data and the capability to show results to different au-
what it is sustainability in the higher education context. diences, is possible to use this models as a powerful communica-
The consultation process required formulating a survey and tion tool that could highlight sustainability attracting the attention
building a database of experts. Both of these processes were very of leaders and institutions.
time consuming to carry out for the rst time, but if the process is We must highlight that even though AMAS can give an overall
repeated, the work load would be signicantly less as researchers idea of the sustainability performance of a group of institutions, it

 mez, F., et al., Adaptable model for assessing sustainability in higher education, Journal of Cleaner
Please cite this article in press as: Urquiza Go
Production (2014), http://dx.doi.org/10.1016/j.jclepro.2014.07.047
mez et al. / Journal of Cleaner Production xxx (2014) 1e11
F. Urquiza Go 11

Lozano, R., 2006b. Incorporation and institutionalization of SD into universities:


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Statement 6.8%
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