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ABSTRACT for the U.S. Army Air Mobility Research and Development
Laboratory (Veca, 1973). In the study a squadron of H-3
Vibration derived from the main rotor dynamics and
helicopters were configured with rotor-mounted bifilar
imbalance causes premature wear to the aircraft
vibration absorbers and compared to a similar squadron that
components, and can cause pilot fatigue. While
did not have the device. The two squadrons were similar in
improvements have been made in rotor track and balance
size and mission and flew approximately the same number
(RTB) techniques; there is room to enhance the quality of
of flight hours over the period of the study. The results were
the recommended RTB adjustments.
significant: overall helicopter failure rate and corrective
One aspect that limits the development of RTB algorithms maintenance requirements were reduced by 48% and 38.5%,
is the difficulty in quantifying the performance of new respectively. Additionally, life-cycle cost showed a
algorithms. This is because there are limited data sets to significant reduction of approximately 10% for the overall
work on, and no agreed upon metrics on which to measure aircraft.
RTB performance.
Vibration in helicopters is divided three general categories:
This paper develops a methodology to simulate the vibration
High frequency vibration associated with the
due to injecting a fault into the rotor system, and
engine/gearbox and drivetrain. Typically, the
demonstrates metrics to evaluate the performance of a RTB
frequencies are between 100 Hz to 10,000 Hz.
algorithm. A new Bayes RTB method is evaluated against a
Improvements to engine/transmission mounts and
standard least squares technique. In addition, a technique is
improved gear designs have greatly reduced this
presented to automate the selection of active adjustments.
source of vibration.
1. INTRODUCTION TO ROTOR TRACK AND BALANCE Medium frequency vibration, associated with the
tail rotor, and to a lesser extent, high harmonics of
Vibrations in helicopters result in:
the main rotor, are the main source of these
Crew fatigue, vibration.
Increased fatigue of mechanical parts, Low frequency vibration, caused exclusively by the
main rotor. This has the most severe effect on
Higher probability of avionics malfunctions, flight crew and equipment fatigue.
And potential limits on the operational envelope Main rotor vibration can be characterized as either vibration
(Rosen and Ben-Ari, 1997). that is inherent due to the asymmetric nature of rotor
Failure rates for components in fixed-wing aircraft are lower dynamics in forward flight (present even with identical
than the rates for similar components installed in rotary- blades), and vibration due to the non-uniformity of the
wing aircraft. The impact of vibrations on overall aircraft blades. The non-uniformity is due to the variation in
health was demonstrated in a study conducted by Sikorsky manufacturing, and uneven wear/fatigue of the blade as a
result of usage.
_____________________
Bechhoefer, E. This is an open-access article distributed under the terms of The vibration caused by non-uniformity results in ongoing
the Creative Commons Attribution 3.0 United States License, which
permits unrestricted use, distribution, and reproduction in any medium,
maintenance and inspection by ground crews, and is the
provided the original author and source are credited.
Annual Conference of Prognostics and Health Management Society 2013
focus of the development of improved Rotor Track and Resulting in accelerations that increased vibration.
Balance algorithms.
Initially, all efforts to decrease the non-uniformity of the
blades started as an effort to reduce track split errors. But as
2. ROTOR PHENOMENOLOGY
many maintainers know, a flat track does not always result
A rotor blade rotates with a constant angular rate , with in a smooth helicopter. Since the primary goal of rotor track
the root of the blade attached to the hub. The blade position and balance is to reduce vibration, solving the problem
for the kth blade is: k. The motion of the blade includes a efficiently is an underlying motivation.
flapping angle k, a lead-lag angle k, and a pitch angle k,
where k is the index of the blade. If elastic deformations are 2.1. Modeling Helicopter Vibration
small, then k practically determines the blade tip path The non-uniformity of the blades results in aerodynamic,
(Figure 1). mass imbalance, and track errors. To correct for these non-
uniformities, rotor blades are manufactured with devices to
B purposely induce non-uniformity to cancel the effect of the
naturally occurring blade errors. These devices include:
Weights (WTS), which are attached at specific
locations (hub and rotor tip) to change the blade
moment,
Pitch control rod (PCR) setting, which by changing
length of the pitch rod, changes the angle of attack
of that blade relative to the other blades, and
Trailing edge tabs (TAB), which effectively change
the blades camber when bent. This in turn affects
Figure 1 Blade Motion and Coordinates the aerodynamic loads/moments on the blade.
The loads from the blades are transferred to the hub. If the The acceleration due to blade induced vibration is measured
blades are articulated, then moments acting on the hub are at specific points in the aircraft, such as the:
theoretically negligible. The force of the kth blade on the hub
is then: Pilot/Copilot vertical acceleration. These can be
combined vectorially to derive cockpit vertical
!! = ! ! + ! ! (1) (A+B) or cockpit roll (A-B),
where X are the loads along the aircrafts x,y and z axis and
Cabin Vertical
the force due to blade k on the hub is FkH. In the case of
identical blades, the sum of all forces on the hub would then Cabin Lateral
be: or other location where vibration deleteriously effects
!
= !!! ! equipment or passengers. The levels of vibration will also
!!! ! =0 (2)
be affected by the regime (airspeed) of the helicopter. For
where b is the total number of blades in the rotor system. example, there is no flapping motion (k) when the
Deviation from a nominal blade will result in a non-zero helicopter is in ground or hover. Typical regimes for
force, which is measured as accelerations in the helicopter. helicopter might be: Ground, Hover, 90 knots, 120 knots
The relationship between perturbations between blades and and 150 knots. The Fourier coefficients to describe the
the resulting track deviation and vibration is complex. change in vibration then need to account for: adjustment
Consider the case where the mass balance of all blades is type (a), sensor location (s), aircraft regime (r) and order
identical, but the flapping angle, k, is different. By (e.g. harmonic order, o).
adjusting pitch of the kth blade, an identical track/flapping For b blades, the Fourier representation of an adjustment,
angle could be reached, for a given helicopter airspeed. Aa, is the multiplication of the time domain representation of
However, a change in pitch of that blade would: the adjustment (e.g. blade k) multiplied by the discrete
Affect that blades lift and drag, Fourier transform matrix Dk,o,
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For example, the Fourier representation of an adjustment of such as RTB, on aircraft. By modeling the vibration
2 on blade 1, and 3 on blade 2, of a 3 bladed rotor is: associated with the rotor, it is possible to test algorithms
2 + 1.73 0 without the large expenses associated with on-aircraft
.5 .86 .5 + .86 1
development. This allows for quicker deployment of new
2 1.73 = .5 + .86 .5 .86 1 2 (5)
features, and reduces risk of associated with deviating from
5 1 1 1 3
an existing practice. Additionally, it allows testing that
The vector Ao, is indexed by order: the 1st index is first would be deemed to risky for on aircraft use.
harmonic (e.g. shaft order 1), the 2nd index is the 2nd
harmonic, while the 3rd index is DC (static value, which for Further, simulation will allow the development of metrics
WTS in the sum of all weights, while for PCR/TAB is the for algorithm performance evaluation. Consider a typical
coning angle of the blades). However, Equation (1) is by a scenario to test a new RTB algorithm. Using Equation (3)
given order, for an adjustment type. Measured vibration is and Equation (7), a known adjustment will derive a known
for a given order, over sensor and regime. This means that vibration F, plus measurement process noise. The test
an adjustment vector, over adjustment type, is built by algorithm generates a solution, from which a residual error
calculating the DFT adjustment for a given adjustment type, is derived (e.g. input adjustment calculated adjustment, or
then building and adjustment vector for a given order. difference in measurements prior to the adjustment and after
the adjustment). This experiment can be run in Monte Carlo
Consider a WTS adjustment of [1 1 0], a PCR adjustment of fashion to derive performance statistics. Hence, one can
[0 2 3], and a TAB adjustment of [-5 5 0]. Then the DFT now develop probabilistic models on how well one RTB
adjustment for order 1 is: algorithms perform against another algorithm.
= 1 0 2 + 1.73 0 + 8.66 (6)
In other words, the first term of each Ao vector calculated by
90 0.2
multiplying !,! with each adjustment type vector, is 120 60 90 Knts
combined into a new vector ! . 120 Knts
150 0.1 30 140 Knts
The acceleration, for a given sensor location and regime for
order 1, in the matrix representation of Equation (1), is
expressed as: 180 0
! = ! ! (7)
210 330
Note that this is a linear model. It is assumed that the
perturbation induced by Ao, is small relative to the nominal 240 300
blade, such that the Taylor series of Xo is dominated by the 270
first derivative (e.g. slope). The concept that adjustment
Pilot, Order 1 Vib
coefficients are linear has, been presented by other
researchers (Ferrer, 2001., Dimarco, 1990).
Equation (7) explicitly describes a system of equations that 90 0.04
120 60
can generate vibration, for a given set of adjustment types, 0.03
over a given order. This also suggest that: 0.02
150 30
Implicitly, this means that there is no control over 0.01
the bth order vibration (e.g. forth harmonic of a 4-
180 0
blade rotor cannot be controlled passively).
That vibration is operated on by order (e.g. one 210 330
cannot solve a system of equations for order 1 and
order 2 simultaneously. Meaning, when 240 300
implementing a 2 blade solution on a 4 bladed rotor 270
for vibration on the 1st order, if the vibration
Pilot, Order 2 Vib
coefficients are not zeros for the 2nd order, the 2
blade solution affects the 2nd order vibration.
2.2. Development of a Vibration Simulation Figure 2. Simulated Pilot Sensor Vibration, 1st and 2nd
Orders
Simulation provides a power tool to for RTB research.
Because of restriction concerning software developed (FAA Of course, simulation is only as good as the data that drives
2008), it is difficult to develop, test and mature algorithms, it. In this study, rotorcraft data from a 4-blade helicopter
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Annual Conference of Prognostics and Health Management Society 2013
was used to model the vibration coefficients, X1, X2, with however, affect the helicopter rigging for such things as
measured process noise. Process noise was modeled as a auto rotation, which is not a desired result of an RTB event.
stochastic process, where a Gaussian random variable, N(0,
s,r,o ) was added to the real and complex values of the 3.2. A Procedure to Develop Real Blade Adjustments
vibration coefficients. These process noises where estimated
Multiplying the inverse of Equation (3) to solve for the real
from flight data. Figure 2 shows the simulated vibration for
blade adjustments results a solution with a DC component.
the pilot sensor at 90 knots, 120 knots and 140 knots, for
In order to get a solution that would be implemented, an
orders 1, and 2. This is the estimated vibration as a result of automated procedure must be used in order to provide
injecting the these blade faults on a 4-blade rotor appropriate adjustment solution. This will depend on the
WTS: [0 5 10 0]. Because this is Hub WTS, there adjustment order and type.
is no effect on the 2nd order, hence only 2 blades. A balance solution (either vibration or track) requires
PCR: [5 7 2 0] solving for Equation (7) for the number of blades1 orders
(recall that in the DFT, only the number of blades1 order
TAB: [5 0 3 -3] are available, as kth blade is DC). Additionally, the solutions
are conjugate (Ventres, 2000): the order 3 solution is the
3. ROTOR TRACK AND BALANCE SOLUTION STRATEGIES conjugate to the order 1 solution on a 4-blade rotor. For a 5-
RTB solutions present an unusually difficult challenge in blade rotor, order 1 and 4 are conjugate, just as order 2 and
solving. While optimization on Equation (7) using least 3 are conjugate. Thus, the RTB analysis calls the for the
squares or some other methodology, the solution is in the solution of Equation (7) for order 1 and order 2 (assuming a
Fourier domain. In the conversion from Fourier to time 4 blade rotor) then sets order 3 as the conjugate of the order
domain or real solution, the result has multiple 1 solution.
equivalent solutions. Consider an order 1 solution for a 4 For WTS solution, since there is no flapping motion, there is
blade rotor of: -8 -4i. There are four possible real solutions: no order 2 solution. The real blade solution is the set of all
[-8 -4 0 0], [0 -4 8 0], [-8 0 0 4] or [0 0 8 4] possible 2-blade solutions. This is found by multiplying the
DFT solution of Equation (7) by the partitioned inverse of
These four solutions are equivalent in the Fourier domain. (3).
The best solution would be based externalities, such as: if
an adjustment can be pulled off the blade, or an adjustment Set of possible 2-blade combinations:
that minimizes track, or the preference of the maintainer. B1 = [1 2], B2 = [1 4], B3 = [2 3], and B4=[3 4]
3.1. Details on Converting the Adjustment from Fourier Note that solutions such as [1 3] or [2 4] do not exist, as this
to Time Domain is equivalent to adding weights on opposing blades. Since
there is no order 2 solution, for each set (e.g. i = 1 through
For this discussion, the following convention for blade 4), the real blade solution would be:
identification is used for a notional, 4 bladed rotor: !!
1
Black k = 0, Yellow k = 1, Blue k = 2, Red k=3 ! = ! ! (8)
3
Expanding on the prior blade solution example, assume that Recall that A[2] = A[1]* and that ai is a real valued vector,
the order 2 solution was: 2.0. From Equation (3), one should where the index Bi is the blade adjustment value (say -8 on
observe that the order 2 solution for a 4-blade solution is the black blade, and -4 on the yellow blade, for solution B1).
always real, and that the resulting time domain solution is:
For a three-blade solution, which is appropriate for
[2 -2 2 -2] . The implemented adjustments are the
adjustments that are affected by blade flapping in forward
superposition of the order 1 and order 2 solutions:
flight, the set of all possible solutions is:
Black Yellow Blue Red
B1 = [1 2 3], B2 = [1 2 4], B3 = [2 3 4], and
-8 -4 0 0
B4 = [1 3 4]
2 -2 2 -2
Adj: 6 -6 2 -2 The order 2 solution is real: for each set (e.g. i = 1 through
4), the real blade solution would be:
However, no maintainer would implement this adjustment,
!!
as it is equivalent to an [8 -4 4 0] blade adjustment. Why 1
!
touch 4 blades when 3 blades will do? In effect, the 4 blade ! = 2 ! (9)
solution captures DC in the Fourier domain, but in time, 3
adds nothing to reducing the order 1 and order 2 vibrations, Here A[3] = A[1]* and that, again, ai is a real valued vector.
hence it should be removed. The DC component would, A comment on the values of a in both Equation (8), and
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Annual Conference of Prognostics and Health Management Society 2013
Equation (9) is that generally, adjustments for weights are Equation (3) and Equation (7). The results are given in
an integer values. Similarly for PCR (number of clicks or Figure 3.
notches), TABS are in mils of bend against a jib or dial
Clearly, the Bayes solution strategy provides a more robust
caliper fixture. Thus, it is implied in Equation (8) and
solution, as both the order 1 and order 2 norm residual
Equation (9) that the values are rounded to the nearest
vibration error is approximately 40% smaller.
integer.
3.6. Issues with Track
3.3. The Least Square Solution
Typically, the object of RTB is to reduce vibration, and as
The least squares solution (LSS) is a relatively simple
noted, a flat track does not mean low vibration. However,
solution strategy. The optimization object is to minimize the
there are cases where minimizing Track split is a
sum of squares residual error. In effect, this is the dual
requirement. For example, after a blade change and prior to
problem to the solution strategy implement by (Bechhoefer,
flight, a flat track maintenance event is performed. This is
2011), in which the objective function was to minimize the
primarily the result of established procedures but also serves
adjustment size given a constraint on allowable vibration
the purpose of providing a better field of view for the pilots.
after the adjustment.
The solution strategy for track is identical to vibration. This
The LSS is a nave implementation, in that is sensitive to
is done by converting the track into its Fourier
outlier data, especially at the end points. For non-
representation (T) using Equation (3), replacing a in
Gaussian residuals (difference between the measured and
Equation (3) with blade track height, then replacing F in
predicted vibration), this could be problematic. That said,
Equations (10) and Equation (11) with T, and solving for
the solution to Equation (7) is simply implemented as:
the time domain adjustment per Section 3.2. Track is in fact
For
Each
Order,
i:
a simpler solution. This is because for track, there is always
only one sensor. Care must be taken in that, for one regime
! = !! ! !!
!! ! (10) (ground), only one adjustment can be solved (typically a
Then the set of real blade adjustments are calculated as per PCR adjustment).
Section 3.2.
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Blue -4 0 4 2 between 2nd order vibration (e.g. the second harmonic of the
main rotor) and blade track split was observed.
Red 0 4 8 6
Most importantly, it was observed that increasing the
number of acquisitions used in an adjustment reduced the
TAB Set 1 Set 2 Set 3 Set 4 post adjustment vibration. This could impact future RTB
design requirements. Instead of sampling helicopter
Black -13 -2 -8 0
vibration once every 6 to 10 minutes (a limit imposed by the
Yellow -5 6 0 8 processing power of the onboard vibration monitoring
system), the key to a rotor tuning may be sampling the
Blue -11 0 -6 2
helicopter once per minute. Simulation results showed that
Red 0 11 5 13 increasing the number of samples from 10 to 50 acquisitions
reduced mean vibration error and track split by 45%.
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Renzi, M., (2004). An Assessment of Modern Methods for of the IEEE Reliability Society.
Rotor Track and Balance. Air Force Institute of
Technology, Wright-Patterson Air Force Base. Austin Fang is a senior engineer at Sikorsky Aircraft
Keller, J., Brower, G., (2007). Coefficient Development for Corporation. After graduating Cornell University with an
Linear Rotor Smoothing on the MH-6 Main Rotor. M.S. in Mechanical Engineering in 2005, Austin joined the
http://www.rmc98.com/Coefficient%20Development% Noise, Vibration, and Harshness group as a dynamics
20for%20Linear%20Rotor%20Smoothing%20on%20th engineer. Austin holds a fixed wing private pilot certificate
e%20MH-6%20Main%20Rotor.pdf and enjoys working on condition monitoring applicable to
Wackerly, D., Mendenhall, W., and Scheaffer, R., (1996) rotorcraft.
Mathematical Statistics with Applications, Duxbury
Press, Belmont. Pg. 451-453.
Ephrahim Garcia is a Professor of Mechanical and
Aerospace Engineering at Cornell University, College of
BIOGRAPHIES Engineering. Dr. Garcias is interested in dynamics and
Eric Bechhoefer received his B.S. in Biology from the controls, especially sensors and actuators involving smart
University of Michigan, his M.S. in Operations Research materials. Current projects include: Modeling and Analyses
from the Naval Postgraduate School, and a Ph.D. in General of Flapping Wings, Design and Control of Nanoscale Smart
Engineering from Kennedy Western University. His is a Material Actuators, Control of Reconfigurable Morphing
former Naval Aviator who has worked extensively on Aircraft , Energy Harvesting for Biological Systems: Lab-
condition based maintenance, rotor track and balance, on-a-Bird,Aeroelastic Energy Harvesting Modeling with
Applications to Urban Terrain, Artificial Muscles for a
vibration analysis of rotating machinery and fault detection
Bipedal Walking Robot, and Mesoscale Hydraulics for Bio-
in electronic systems. Dr. Bechhoefer is a board member of
inspired Robots
the Prognostics Health Management Society, and a member