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Philosophy in the
Middle Ages
Part I
Scope:
The great medieval Christian thinkers would all have been bewildered by the
idea, widespread in contemporary culture, that faith and reason are
fundamentally at odds. Though their philosophical outlooks varied widely, they
were in general agreement that philosophical reasoning could and should be
used to defend and elucidate the doctrines of the Christian faith. This use of
philosophy took three main forms. First, medieval thinkers used philosophical
reasoning to prove the existence of God and to establish conclusions about the
divine attributes. Second, they used philosophical views about the acquisition of
knowledge to determine which Christian doctrines are beyond the scope of
rational demonstration. And third, they used philosophical argumentation to
defend Christian beliefs against objections and to establish the internal
consistency of Christian doctrine by showing the compatibility of Christian
beliefs that might appear to contradict each other. In making all three kinds of
arguments, medieval Christian thinkers felt free to adopt the views of non-
Christian philosophers when those views could be pressed into the service of
Christian teaching; and they were confident that the errors of pagan philosophy
could be exposed by the use of natural reason, without appealing to faith in a
supernatural revelation.
This general agreement about the proper roles of faith and reason provided a
certain continuity in the history of medieval philosophy, but there were striking
discontinuities as well. As new philosophical texts were discovered and new
techniques of argumentation introduced, as philosophical schools rose to
prominence or fell into eclipse, the ways in which medieval philosophers carried
out their project of faith seeking understanding changed dramatically. For
Augustine, at the beginning of the medieval period, philosophy meant
Platonism, but for Thomas Aquinas, in the 13th century, it was Aristotle, not
Plato, who was known simply as the Philosopher. Philosophers also had to
cope with changing fashions in theology, not to mention simple church politics.
Thus, Peter Abelard was the target of ecclesiastical harassment for making an
argument that Anselm had made, without controversy, a mere half-century
earlier.
Medieval philosophy began with Augustine (354430), who was deeply
influenced by the fundamental Platonic distinction between the intelligible
realmperfect, unchanging, and accessible only by the mindand the sensible
realmimperfect, ever-changing, and apprehensible by the senses. In some
strands of Platonic thought, these two realms are irreconcilably at odds; the fact
that our souls are embodied is a regrettable, if temporary, impediment to human
fulfillment. For Augustine, however, the sensible realm is created by God and
reflects his goodness. The temporal and embodied character of our experience
means that we must rely on authority in our quest for truth. Nonetheless, by
Scope: The great medieval Christian thinkers would all have been bewildered
by the idea, widespread in contemporary culture, that faith and reason
are fundamentally at odds. Though their philosophical outlooks varied
widely, they were in general agreement that philosophical reasoning
could and should be used to defend and elucidate the doctrines of the
Christian faith. They used philosophical reasoning to prove the
existence of God and to establish conclusions about the divine
attributes. They also tried to determine which Christian doctrines are
beyond the scope of rational demonstration by examining philosophical
views about how human beings acquire knowledge. They used
philosophical argumentation to defend Christian beliefs against
objections and to establish the internal consistency of Christian
doctrine by showing the compatibility of Christian beliefs that might
appear to contradict each other. They felt free to adopt the views of
non-Christian philosophers when those views could be pressed into the
service of Christian teaching, and they were confident that the errors of
pagan philosophy could be exposed by the use of natural reason,
without appealing to faith in a supernatural revelation.
Outline
I. The great medieval Christian thinkers would all have been bewildered by
the idea that faith and reason, or theology and philosophy, are
fundamentally at odds. For them, both the techniques and the content of
philosophy are (by and large) compatible with the Christian faith.
A. All of them agreed that philosophical reasoning can and should be used
to defend and elucidate the doctrines of the Christian faith.
1. They used philosophical reasoning, in many cases borrowed from
pagan philosophers, to prove the existence of God and to establish
conclusions about the divine nature.
2. On the basis of philosophical doctrines about the nature and scope
of human knowledge, they distinguished between Christian
doctrines that can be known by reason alone and those that can be
known only by faith.
3. They used philosophical argumentation to defend Christian beliefs
against objections and to establish the internal consistency of
Christian doctrine by showing the compatibility of Christian
beliefs that might appear to contradict each other.
B. All of these great thinkers took a generally accommodating attitude
toward pagan philosophy.
Essential Reading:
Stephen P. Marrone, Medieval Philosophy in Context, in A. S. McGrade, ed.,
The Cambridge Companion to Medieval Philosophy.
Paul Vincent Spade, Medieval Philosophy.
Supplementary Reading:
David Knowles, The Evolution of Medieval Thought.
Thomas Williams, Some Reflections on Method in the History of Philosophy.
Outline
I. Platonism was Augustines primary philosophical inspiration.
A. Augustine puts his encounter with Platonism at the center of the
Confessions.
B. Two developments reduce his overt appeals to Platonism as his career
progresses.
1. As Augustine immerses himself in Scripture, scriptural language
and imagery tend to supplant Platonist language and imagery.
Moreover, his reading of Scripture (particularly of Saint Paul)
provides an independent starting point for philosophical reflection.
2. Augustines discovery of anti-Christian writings by one of the
leading Platonists forces him to establish a critical distance
between Platonism and his own thinking.
C. Nevertheless, Augustine can be aptly described as a Platonist to the end
of his days. Even his interpretation of Scripture has a recognizably
Platonist cast.
D. What Augustine took from the Platonists was not so much a set of
doctrines as a particular outlook and approach. The essentials of
Augustines Platonic outlook can be best conveyed by means of an
extended analogy.
1. Imagine that you are a high-school senior who has found the one
and only perfect partner, Pat.
Essential Reading:
J. M. Rist, Augustine: Ancient Thought Baptized.
Augustine, Confessions, Book VII.
Supplementary Reading:
Peter Brown, Augustine of Hippo: A Biography.
James J. ODonnell, Augustine: A New Biography.
Scope: Augustine argues that every human beings search for truth must begin
with the acceptance of authority, not merely in religion, but in all areas
of human life. Historical claims in particular must be accepted or
rejected on the basis of authoritative testimony. Christianity involves
such historical claims, and Augustine seeks to show that it is
reasonable to accept the testimony on which Christianity rests. Yet
although Augustine emphasizes the importance of believing, he affirms
that human reason, properly exercised, is capable of coming to some
knowledge of God. By reflecting on the imperfections and mutability
of creatures, the human mind can come to understand something of the
unchanging perfection of the creator.
Outline
I. Augustine was a crucial figure in the development of the notion that a
religion is a body of teaching about historical and metaphysical realities.
A. For many people in Augustines day and before, religion was primarily
a matter of what people did, not what they believed. Similar attitudes
are in evidence today among those who are not concerned with
doctrine but participate in worship because it works for them in some
way.
B. Augustine criticizes philosophers before him who were willing to
participate in religious rituals that were at odds with their philosophical
beliefs. Augustines viewthat ritual and teaching must be
consistentmarks an important turning point and remains influential to
the present day.
II. If we are to evaluate religion in terms of truth, we must ask how human
beings attain truth. When this question is posed with reference to religious
matters, it is often referred to as the problem of faith and reason.
A. Faith and reason seem to be opposed in several ways.
1. They involve different methods of arriving at beliefs. Faith relies
on testimony; reason relies on evidence and examination.
2. They involve different contents. Faith involves belief in such
things as the Trinity and the Incarnation, which seem incompatible
with basic principles of reason.
3. They seem to involve different ways of holding beliefs. Faith
involves commitment; reason involves detachment.
Essential Reading:
Augustine, Confessions and On Free Choice of the Will.
J. M. Rist, Faith and Reason, in Eleonore Stump and Norman Kretzmann,
eds., The Cambridge Companion to Augustine.
Supplementary Reading:
Ronald H. Nash, The Light of the Mind: St. Augustines Theory of Knowledge.
Thomas Williams, Biblical Interpretation, in Eleonore Stump and Norman
Kretzmann, eds., The Cambridge Companion to Augustine.
Questions to Consider:
1. What is the role of the will in knowledge, according to Augustine? What
are his philosophical reasons for giving the will so great a role?
2. Under what circumstances, and for what purposes, is the pursuit and
attainment of knowledge valuable, according to Augustine?
Outline
I. Augustine begins his dialogue On Free Choice of the Will by asking, Isnt
God the cause of evil? The question seems surprising because it expects an
affirmative answer.
A. If God is ultimately responsible for the whole of creation and there is
evil in creation, it seems that God must be responsible for evil. But if
God is responsible for evil, he acts unjustly in punishing sinners.
B. The question of the origin of evil was the first philosophical question to
get a grip on Augustine, and he remained deeply interested in the
question throughout his career.
C. His inability (at first) to answer the question drove him to the
Manichees, who taught that evil was independent of, and co-eternal
with, good. Augustine credits the Platonists with providing the answer
he was seeking.
II. Augustine comes to his account of good and evil by reflecting on God and
his relation to creation.
A. God is incorruptible and immutable.
1. God is a being so great that one cannot even conceive of a being
that would be greater. Given that the incorruptible is greater than
the corruptible and the immutable greater than the mutable, God
must be incorruptible and immutable.
2. Augustine learns from the Platonists that if God is to be
incorruptible and immutable, he must be entirely outside of space
and time, just as truth is. In fact, God is identical with truth.
Essential Reading:
Augustine, On Free Choice of the Will and Confessions, Book VII.
Supplementary Reading:
Eleonore Stump, Augustine on Free Will, in Eleonore Stump and Norman
Kretzmann, eds., The Cambridge Companion to Augustine.
Questions to Consider:
1. What is the significance of Augustines view that evil is a privation, and
how does Augustine arrive at that view?
2. How does Augustines understanding of goodness as measure, form, and
order complicate his account of the origin of evil?
Outline
I. Boethiuss Consolation of Philosophy, written when Boethius was exiled
and in prison, was one of the most influential books ever written in Latin. It
takes the form of a dialogue between the prisoner Boethius and Philosophy,
personified as a woman.
A. Both its imagery and its arguments became part of the common stock
of medieval ideas.
B. Its interpretation poses a problem, however, because it does not seem
explicitly Christian. Why would a Christian author turn to philosophy,
not to faith, in the greatest crisis of his life?
1. Some interpretations suggest that Boethius was never more than
superficially Christian and that his real loyalty was to pagan
philosophy.
2. Others emphasize the Christian imagery and language of the
Consolation and present it as a thoroughly Christian work.
3. Intermediate between these two views is a third: Boethius set out
to write a philosophical rather than a theological work in order to
emphasize what Christians had in common with the best pagan
thought, as representatives of civilization over against the
barbarians who had falsely accused and imprisoned him.
C. The prisoners main complaint is that divine providence leaves human
affairs ungoverned, so that the wicked have power and the good suffer
at their hands. The Consolation, therefore, examines the nature of
providence, its relation to human affairs, and the nature of good and
evil, moving outward from one mans feelings about a specific
Essential Reading:
Boethius, The Consolation of Philosophy.
Questions to Consider:
1. How does the discussion of happiness in The Consolation of Philosophy
serve as part of Philosophys answer to the challenge posed by the prisoner
Boethius?
2. In what specific ways do human beings misconceive, and therefore, miss
happiness?
Outline
I. Philosophys arguments to this point have solved one problem only to
introduce another: If God is really as powerful and good as she says, why
are there evils?
A. Philosophy sets a high bar for herself: She plans to argue that the
powerful men are in fact always the good, while the wicked are always
the abject and weak; that vices never go unpunished, nor virtues
unrewarded; that the good always achieve success, and the wicked
suffer misfortune.
1. Success in human action depends on two things: will and power.
Everyone, whether virtuous or wicked, wants to attain happiness,
but the wicked dont attain it. Therefore, we must conclude that
they lack the power to attain it.
2. Boethius objects: Dont evil men clearly have power, given that
they are able to do evil? Philosophy replies: No, because evil is
nothing, the power to do evil isnt really power at all.
3. Because goodness is the reward everyone seeks, the virtuous
person has his reward simply in virtue of being good.
4. Just as virtue itself is the reward of the good, wickedness itself is
the punishment of the wicked. Wickedness demeans the wicked
person and transforms him into an animal.
Essential Reading:
Boethius, The Consolation of Philosophy.
Supplementary Reading:
John Marenbon, Boethius.
Questions to Consider:
1. What is the problem of foreknowledge and freedom, and what is
Philosophys solution to the problem?
2. What role does the doctrine of divine eternity play in the Consolation?
Scope: For nearly 500 years after the death of Boethius, there was little
noteworthy philosophical activity. The 11th century saw a revival of the
techniques of philosophical argument known as dialectic and of their
application to theological discussion. Though leading 11th-century
figures differed in emphasis and temperament, there came to be
considerable agreement that it was appropriate to use dialectic both to
elucidate Christian doctrine and to defend it. But it remained for
Anselm (10331109) to develop an explicit and systematic view of the
place of dialectic in theology. Anselm speaks of the reason of faith,
the intrinsically rational character of Christian doctrines in virtue of
which they form a coherent and rationally defensible system. The
doctrines of the Christian faith are intrinsically rational because they
concern the nature and activity of God, who is himself supreme reason
and exemplifies supreme wisdom in everything he does. And because
human beings are rational by nature, we can grasp the reason of faith.
Outline
I. There was little noteworthy philosophical activity from Boethius to
Anselm.
A. The political instability caused by the fall of Rome and the various
barbarian invasions was hardly conducive to intellectual life
generally.
B. The education of the period was primarily literary and historical, rather
than philosophical.
C. The only noteworthy philosopher of the period was John Scottus
Eriugena, who wrote during the relative calm of the Carolingian era
(9th century). He had no subsequent influence to speak of, except as a
translator, but the story of his death is worth knowing.
II. For no reason that we can discern, the 11th century saw a revival of
dialectic. According to a standard picture of the period, the disputes over
the relationship between dialectic and Christian theology produced three
main camps.
A. Rationalists, typified by Berengar of Tours, maintained the absolute
supremacy of reason and disdained reliance on authority of any kind.
B. Obscurantists, typified by Saint Peter Damian, privileged faith and
authority; they were highly skeptical of dialectic or even overtly hostile
to its use.
Supplementary Reading:
Toivo Holopainen, Dialectic and Theology in the Eleventh Century.
Questions to Consider:
1. In what ways did political and institutional factors contribute to keeping
philosophical activity in abeyance between Boethius and the 11th century?
2. What does Anselm mean by the reason of faith? How does he understand
the relationship between faith and reason?
Outline
I. Anselms argument for the existence of God, which has come to be known
as the ontological argument, has proved to be his most enduring
contribution to philosophy.
A. Anselm offered several independent proofs of the existence of God in
his first major work, the Monologion. The Monologion, written at the
request of his monks, was intended to be a template for philosophical
reflection on the nature of God, starting from premises that were
accessible even to those who do not accept the authority of Scripture or
the fathers of the church.
B. Anselm was dissatisfied with the Monologion because it involved a
complex chain of argumentation; he wanted a single argument that
established a whole range of conclusions about God at once.
C. Anselm became so preoccupied with his search for that single
argument that he came to regard it as a temptation from the devil, but
he found it impossible to give up on the idea. When the argument
finally came to him, he presented it in a new work, the Proslogion.
II. The ontological argument is an attempt to show that merely by examining
the concept of God, we can see that God does and, indeed, must exist.
A. God is a being than which a greater cannot be thought.
B. Because we can conceive of such a being, this being exists in our
minds, in the way that a painting exists in the mind of a painter who
has yet to paint it.
Essential Reading:
Anselm, Monologion, Proslogion, and the exchange with Gaunilo, in Anselm:
Basic Writings.
Sandra Visser and Thomas Williams, The Argument of the Proslogion, in
Anselm.
Supplementary Reading:
Brian Davies, The Ontological Argument, in Brian Davies and Brian Leftow,
eds., The Cambridge Companion to Anselm.
Outline
I. Once Anselm has established the existence of God in the Proslogion, two
main tasks remain.
A. First, he must figure out what (if anything) we can know about God on
the basis of the ontological argument, besides the fact that he exists.
This is important because the whole point of the ontological argument
was to provide a single argument from which we could derive a great
deal of information about the divine nature.
B. Second, he must demonstrate that those attributes are consistent with
each other. If one of Gods attributes contradicts another, then God is
logically impossible, and the whole argument falls apart. And at first
glance, it does seem that some of Gods supposed attributes contradict
other ones.
II. The first task proves to be altogether straightforward.
A. Given that God is that than which nothing greater can be thought, we
know that God is whatever it is greater to be than not to be.
B. On this basis, Anselm is able to argue that God exists through himself,
that everything else depends on him for existence and well-being, that
God is unlimited in power and knowledge, that God is just, and so on.
C. The various attributes of God, Anselm argues, are not, in fact, many
distinct attributes; they are all identical with God and with each other.
1. If Gods various attributes were distinct from God himself, God
would be dependent on something other than himself to be what he
isin violation of the principle that God is utterly independent of
everything other than himself.
Essential Reading:
Anselm, Proslogion, in Anselm: Basic Writings.
Supplementary Reading:
Sandra Visser and Thomas Williams, The Divine Attributes, in Anselm.
Jasper Hopkins, A Companion to the Study of St. Anselm.
Questions to Consider:
1. How does Anselm use the ontological argument to generate a list of divine
attributes? How does this use of the argument relate to the arguments
original purpose?
2. How does Anselms discussion of the divine attributes extend and clarify
his understanding of Gods greatness?
Scope: Saint Paul asked the Corinthians, What do you have that you have not
received? He expected the answer nothing. But Anselm notes that if
literally everything we haveevery desire, every choice, every
actionis received from God, it is God who deserves all the praise for
the good we do and all the blame for the evil we do. Anselm explains
how we can reconcile human freedom and moral responsibility with the
claim that everything we have is received from God. Rational creatures
receive two fundamental inclinations from God: an inclination to
choose what they think will make them happy and an inclination to do
what they believe they ought to do. When they choose to act on one of
these inclinations in preference to the other, that choice is not received
from God, and thus, they can be held responsible for it.
Outline
I. Anselm introduces the problem of freedom and the fall by quoting from
Saint Paul (1 Corinthians 4:7): What do you have that you have not
received?
A. Pauls question clearly expects the answer nothing. But if, in fact, we
have nothing but what we have received from God, it becomes difficult
to see how we deserve credit for anything good or blame for anything
bad.
B. Anselm explicitly applies Pauls question to the angels, not to human
beings.
1. By discussing the fall of the angels, Anselm excludes a number of
complications that arise in the case of human beings but are
extraneous to Anselms main interest. (This is typical of the way in
which medieval thinkers use angels in their philosophical
discussions.)
2. Nonetheless, what Anselm says about angels will apply to human
beings, because the human will is structurally the same as the
angelic will, and the question about our moral responsibility is also
the same.
C. The essence of the problem is that the angels that did not fall had the
gift of perseverance. If creatures have nothing that they have not
received, the good angel had perseverance because he received it from
God. Accordingly, the bad angel lacked it because he didnt receive it
from God; thus, the fall of the devil was Gods fault.
II. Anselms initial solution to the problem is that God gave all the angels the
Supplementary Reading:
Sandra Visser and Thomas Williams, Anselms Account of Freedom, in Brian
Davies and Brian Leftow, eds., The Cambridge Companion to Anselm.
Jasper Hopkins, A Companion to the Study of St. Anselm.
Questions to Consider:
1. Why does Anselm use a discussion about angels to answer a question about
human beings?
2. What are the two fundamental motivations that Anselm recognizes, and
how do the two of them together provide the necessary condition for free
choice?
Scope: Peter Abelard (10791142) was famously a wreck in his personal life
and constantly at odds with ecclesiastical authority (his works were
condemned at two church councils), but he was the outstanding
philosopher and theologian of the 12th century. Although he
acknowledged that God surpasses the power of human understanding,
he was not willing to make the incomprehensibility of God an excuse
for obscurity or careless thinking. Christian doctrine, he argued, must
be elucidated and defended in accordance with the standards of
philosophical reasoning. Abelard took this approach most persistently
(and most controversially) to the doctrine of the Trinity. Through the
use of philosophical techniques, we can show that the doctrine of the
Trinity makes sense and can be defended against any objections.
Outline
I. Abelards life explains a lot about the difficulties he encountered in his
academic career.
A. His combativeness and intellectual arrogance made enemies of his
teachers.
B. His infamous romance with Heloise demonstrated his impetuousness.
Its brutal conclusion was the occasion for his entering monastic life and
focusing on his theological work.
II. One of Abelards primary interests was a wide-ranging effort to reformulate
Christian doctrine in a rationally coherent way. The doctrine of the Trinity
was at the center of this project.
A. Abelard wrote three treatises on Christian theology, each focused on
the Trinity.
1. The first treatise, written around 1120, was condemned by the
Council of Soissons in 1121, and Abelard was forced to burn it.
2. Undeterred, Abelard elaborated his arguments in a second treatise,
which was twice as long and added a great deal of praise for pagan
philosophers. This second treatise was left unfinished when
Abelard abandoned it to produce a third.
3. Thanks to a vigorous propaganda war and clever ecclesiastical
maneuvering by Bernard of Clairvaux, the third treatise was
condemned at the Council of Sens in 1141. This condemnation put
an end to Abelards teaching career.
B. Three general features of Abelards engagement with Trinitarian
doctrine reveal his approach to questions of faith and reason.
Essential Reading:
Peter King, Peter Abelard.
Supplementary Reading:
Jeffery Brower, Trinity, in Jeffrey Brower and Kevin Guilfoy, eds., The
Cambridge Companion to Abelard.
Questions to Consider:
1. On what grounds did Abelards teaching on the Trinity run afoul of the
orthodoxy of his day?
2. Does Abelard treat the doctrine of the Trinity any differently from the way
he would treat any other problem in metaphysics?
Outline
I. The Christian doctrine of the Atonement states that the suffering, death, and
resurrection of Christ effect a reconciliation between God and human
beings. Various theories of the way in which the Atonement works have
been proposed, and Abelard got in trouble for revising or rejecting the
dominant theories of his own day.
A. Theories of the Atonement can be classified as objective or subjective.
1. Objective theories describe the Passion itself as accomplishing
something. For example, a penal substitution theory holds that
Christ undergoes on our behalf the punishment owed to us for sin;
a ransom theory holds that Christs death pays a ransom owed to
the devil in order to free us from his control.
2. Subjective theories locate the efficacy of the Passion in us. For
example, an exemplarist theory holds that the Passion is simply a
manifestation of divine love that awakens an answering love in the
believer.
B. It is commonly said that Abelard both rejects objective theories and
accepts a subjective, exemplarist theory. Neither claim is true, though
neither claim is entirely without foundation.
C. As in the case of Trinitarian doctrine, Abelard seeks an account of the
Atonement that is philosophically defensible and coherent. His
arguments against the theories he rejects are purely philosophical ones.
II. Abelard discusses the Atonement in his commentary on Pauls Letter to the
Romans.
A. The commentary has two overarching themes:
Essential Reading:
Thomas Williams, Sin, Grace, and Redemption, in Jeffrey Brower and Kevin
Guilfoy, eds., The Cambridge Companion to Abelard.
Supplementary Reading:
Gustav Aulen, Christus Victor: An Historical Study of the Three Main Types of
the Idea of the Atonement.
Philip Quinn, Abelard on Atonement: Nothing Unintelligible, Arbitrary,
Illogical, or Immoral About It, in Eleonore Stump, ed., Reasoned Faith.
Questions to Consider:
1. How does Abelards overall interpretation of the Letter to the Romans
constrain his account of the Atonement?
2. What are the subjective and objective elements in the Atonement as
Abelard understands it? How do those elements work together?
absolute power: Gods ability to act beyond the limits of nature as discerned by
reason (as contrasted with ordained power).
accidental form: In Aristotelianism, a form that can begin or cease to
characterize a thing without affecting the things identity (for example, color,
size).
active (agent) intellect (nous poietikos in Greek; intellectus agens in Latin): In
Aristotelianism, the power that creates intelligible objects out of the objects of
sensation.
actuality (energeia in Greek; actus in Latin): In Aristotelianism, the state of
actually being a certain way (as opposed to potentiality).
analogy: A use of language in which a single term has different but related
meanings.
aseity: From the Latin a se, from himself; Gods aseity is his complete
independence from anything other than himself, not merely with respect to his
existence but with respect to every feature or quality that he possesses.
concupiscence (concupiscentia in Latin): Excessive or disordered desire.
dialectic: In medieval educational theory, techniques of philosophical reasoning
that involve distinguishing the meanings of ambiguous terms and developing
rigorous arguments; see also trivium.
Dominican: A member of the Order of Preachers, founded in the early 13th
century to teach, preach, and defend the Christian faith.
emanation: In neo-Platonism, the necessary flowing forth of all things from
the One.
epistemology: The part of philosophy that asks questions about the nature and
acquisition of knowledge.
equivocity (aequivocitas in Latin): A use of language in which a single term has
two or more unrelated meanings.
eternity (aeternitas in Latin): According to Boethius, the complete and perfect
possession of illimitable life all at once; a mode of existence in which there is
no before and after.
everlasting (sempiternus in Latin): Existing at all times or having endless
temporal duration (as contrasted with eternity).
exemplarism: A theory of the Atonement according to which the effectiveness
of the death of Christ is limited to its serving as an inspiring example of divine
love.
Note: In keeping with what has become the standard practice in histories of
medieval philosophy, these biographical notes are alphabetized according to
their subjects first names.
Albert the Great (12061280). Albert was received into the Dominican Order
in 1223 and educated by Dominicans in Padua and Cologne. In the 1240s, he
rose through the ranks at the University of Paris, becoming a leading exponent
of the new Aristotle and the teacher of Thomas Aquinas. From 1248 to 1252,
he directed the Dominican house of studies in Cologne. In later years, he served
in a variety of ecclesiastical roles, including three years as bishop of Ratisbon
(now Regensburg). Albert was an encyclopedic thinker, writing on a remarkable
range of scientific, philosophical, and theological topics. His work on natural
science proved especially important to later thinkers, but his greatest influence
was through his student, Thomas Aquinas.
Anselm of Canterbury (10331109). Anselm was the most important
philosopher-theologian in the 800 years between Augustine and Thomas
Aquinas. Deeply influenced by Augustine, he was nevertheless a highly original
thinker, with a fertile mind for the development of arguments. Originally
attracted to the Abbey of Bec because of the reputation of its school, which was
under the direction of the eminent theologian Lanfranc, Anselm was soon
inspired to become a monk himself. He never lost his love of the monastic life,
though his ever-increasing administrative responsibilitiesfirst prior, then
abbot of Bec and, ultimately, archbishop of Canterbury under two exceedingly
vexatious kings of Englandtook him further and further away from the peace
of the cloister. In such works as the Monologion and Proslogion (10761078)
and Cur Deus Homo (10941098), Anselm seeks to offer necessary reasons in
support of Christian doctrine.
Augustine of Hippo (354430). Both as a transmitter of Christian Platonism
and as a theologian and biblical commentator, Augustine has been one the most
influential figures in Western Christianity. When Augustine converted to
Christianity in 386, he wanted to lead a life of philosophical retirement. His
ordination to the priesthood in Hippo Regius in 391, then his elevation to bishop
of Hippo in 395 made such a life impossible for him. As a bishop, Augustine
was a public figure: a spell-binding preacher, ecclesiastical controversialist,
pastor, polemicist, and theologian of wide reputation. His extensive writings
include the semi-autobiographical Confessions, The City of God, and his
influential work On the Trinity.
Boethius (Anicius Manlius Severinus Boethius, c. 476c. 526). Boethius was
born into the Roman aristocracy and educated in the Classical tradition. He
conceived the ambitious project of translating all of Plato and Aristotle into
Latin, then showing how the two thinkers could be harmonized. Though he
came nowhere near finishing this project, he did translate a good deal of
All quotations from the works discussed in this course were translated from
Latin by the instructor. Some of these translations, including all the quotations
from Anselm, as well as those from Augustines On Free Choice of the Will,
have appeared in print; the books in which they appear are listed in the
bibliography. (In a few cases, the translation used in this course differs slightly
from the published version in order to bring out a nuance that is particularly
relevant to the material being discussed.) The other translations were made
specifically for this course.
The bibliography also lists the work of other translators. These translations were
not used in the course itself, but they represent, in the instructors judgment, the
best published English translations of the Latin works.
Those especially in interested in issues arising in the translation of medieval
philosophers from the Latin West may wish to consult Thomas Williams,
Transmission and Translation, The Cambridge Companion to Medieval
Philosophy (Cambridge University Press, 2003, pp. 328346), also available at
http:// shell.cas.usf.edu/~twilliam/trans.pdf.
Essential Reading:
Anselm. Anselm: Basic Writings. Translated by Thomas Williams. Indianapolis:
Hackett, 2007. This volume contains all the major works of Anselm in a careful
translation with notes and a glossary.
Augustine. Confessions. Translated by Rex Warner. New York: Signet Classics,
1963. Much more than an autobiography, the Confessions is a wide-ranging
meditation on God, creation, sin, and the human condition. Of the many
translations of the Confessions, Warners offers the best combination of fidelity
to the Latin text and a vivid, accessible style.
. On Free Choice of the Will. Translated by Thomas Williams.
Indianapolis: Hackett, 1993. This work represents Augustines earliest attempts
to come to grips with the origin of evil. It introduces many of the themes that
become prominent in Augustines mature works, and for that reason, it serves as
the best short introduction to Augustines thought in his own words.
. On True Religion. In Augustine: Earlier Writings, edited by John H. S.
Burleigh. Louisville, KY: Westminster John Knox Press, 1979. On True
Religion is one of the key texts in which Augustine lays out his view of the
relationship between faith and reason.
Boethius. The Consolation of Philosophy. Translated by V. E. Watts, New
York: Penguin, 1969, or translated by P. G. Walsh, New York: Oxford
University Press, 1999. To acquire a taste for The Consolation of Philosophy,
C. S. Lewis wrote, is almost to become naturalised in the Middle Ages.
Bonaventure. The Journey of the Mind to God. Translated by Philotheus
Boehner. Indianapolis: Hackett, 1993. This remarkable work unites philosophy,
Scope:
The great medieval Christian thinkers would all have been bewildered by the
idea, widespread in contemporary culture, that faith and reason are
fundamentally at odds. Though their philosophical outlooks varied widely, they
were in general agreement that philosophical reasoning could and should be
used to defend and elucidate the doctrines of the Christian faith. This use of
philosophy took three main forms. First, medieval thinkers used philosophical
reasoning to prove the existence of God and to establish conclusions about the
divine attributes. Second, they used philosophical views about the acquisition of
knowledge to determine which Christian doctrines are beyond the scope of
rational demonstration. And third, they used philosophical argumentation to
defend Christian beliefs against objections and to establish the internal
consistency of Christian doctrine by showing the compatibility of Christian
beliefs that might appear to contradict each other. In making all three kinds of
arguments, medieval Christian thinkers felt free to adopt the views of non-
Christian philosophers when those views could be pressed into the service of
Christian teaching; and they were confident that the errors of pagan philosophy
could be exposed by the use of natural reason, without appealing to faith in a
supernatural revelation.
This general agreement about the proper roles of faith and reason provided a
certain continuity in the history of medieval philosophy, but there were striking
discontinuities as well. As new philosophical texts were discovered and new
techniques of argumentation introduced, as philosophical schools rose to
prominence or fell into eclipse, the ways in which medieval philosophers carried
out their project of faith seeking understanding changed dramatically. For
Augustine, at the beginning of the medieval period, philosophy meant
Platonism, but for Thomas Aquinas, in the 13th century, it was Aristotle, not
Plato, who was known simply as the Philosopher. Philosophers also had to
cope with changing fashions in theology, not to mention simple church politics.
Thus, Peter Abelard was the target of ecclesiastical harassment for making an
argument that Anselm had made, without controversy, a mere half-century
earlier.
Medieval philosophy began with Augustine (354430), who was deeply
influenced by the fundamental Platonic distinction between the intelligible
realmperfect, unchanging, and accessible only by the mindand the sensible
realmimperfect, ever-changing, and apprehensible by the senses. In some
strands of Platonic thought, these two realms are irreconcilably at odds; the fact
that our souls are embodied is a regrettable, if temporary, impediment to human
fulfillment. For Augustine, however, the sensible realm is created by God and
reflects his goodness. The temporal and embodied character of our experience
means that we must rely on authority in our quest for truth. Nonetheless, by
Scope: The recovery of the full Aristotelian corpus by the middle of the 13th
century revolutionized Christian thought in the Latin West. Aristotles
thinking offered a conceptual apparatus of obvious power and
usefulness for philosophy and theology, but many of Aristotles ideas
were at odds with Christian doctrine. Thirteenth-century thinkers had
to figure out how to accommodate this new material as prohibitions
against lecturing on Aristotles works proved ineffective. Albert the
Great (12061280) did more than anyone else in making the study of
Aristotle respectable by using Aristotelian principles to systematize
theology, though Alberts most enduring influence was as the teacher
of Thomas Aquinas (c. 12251274). By contrast, Bonaventure (c.
12171274) was willing to borrow Aristotelian doctrines when he
found them helpful, but the character of his thinking is not noticeably
Aristotelian, and he argues passionately against excessive enthusiasm
in following Aristotle. Such excesses were attributed to the integral
Aristotelians of the University of Paris, for whom Aristotelian
philosophy was a complete, freestanding account of the natural world.
Outline
I. Beginning late in Abelards lifetime, the full corpus of Aristotles works
began to become available in Latin.
A. Until this time, scholars had had access only to some of Aristotles
logical works and a handful of other texts.
1. The Categories (containing Aristotles theory of terms) and De
interpretatione (containing Aristotles theory of statements), as
translated by Boethius, were the only Aristotelian texts in wide
circulation in the early Middle Ages.
2. Early medieval scholars also had access to Porphyrys Isagoge (an
introduction to the Categories) and commentaries and original
logical works by Boethius.
B. The first new translations were of the remainder of Aristotles logical
works (dubbed the new logic).
1. The Prior Analytics (containing Aristotles theory of the
syllogism) did not make a great impact because its contents were
known at second hand.
2. The Posterior Analytics (containing Aristotles theory of scientific
knowledge) was too difficult to make a great impact immediately.
Essential Reading:
C. H. Lohr, The Medieval Interpretation of Aristotle, in Norman Kretzmann,
Anthony Kenny, and Jan Pinborg, eds., The Cambridge History of Later
Medieval Philosophy.
Supplementary Reading:
Bernard G. Dod, Aristoteles latinus, in Norman Kretzmann, Anthony Kenny,
and Jan Pinborg, eds., The Cambridge History of Later Medieval Philosophy.
Questions to Consider:
1. Why did the reintroduction of the full Aristotelian corpus have such wide-
ranging effects on medieval philosophical thought?
2. What role did the nature of the 13th-century university play in the disputes
over Aristotle?
Outline
I. In his most influential work, The Minds Journey into God (Itinerarium
mentis in Deum; also translated as The Journey of the Mind to God),
Bonaventure identifies six ways of approaching the knowledge of God.
A. Bonaventure takes the image of the six-winged seraph as standing for
six progressive illuminations by which human beings can come to
know God.
B. Each pair of wings corresponds to a different level in the hierarchy of
being.
1. The first pair represents the traces of Gods activity that can be
discerned in the sub-rational world. Here, we contemplate God
outside us or below us.
2. The second pair represents the image of God borne by the human
intellect. Here, we contemplate God within us.
3. The third pair represents God himself. Here, we contemplate God
above us.
Essential Reading:
Bonaventure, The Journey of the Mind to God.
Timothy B. Noone and R. E. Houser, Saint Bonaventure.
Questions to Consider:
1. Why is it difficult to talk about Bonaventures approach to faith and reason
in the same terms we use for talking about other authors?
2. How does Bonaventures use of both sensible and intelligible creation as
stepping stones to knowledge of God illustrate his blending of
philosophical and theological arguments?
Scope: Thomas Aquinas, following Aristotle, held that all human knowledge
ultimately derives from sense experience. Consequently, by the
exercise of their natural intellectual powers, human beings can know
only those facts about God that are somehow evident from reflection
upon sense experience, for example, that God exists, that there is only
one God, and so forth. Other things that Christians believe about God,
such as his being a Trinity, are not evident from sensible things; such
facts must be revealed if human beings are to have any awareness of
them at all. Yet (Aquinas believes) God also reveals truths that can be
known apart from revelation, because otherwise, too few people would
know them.
Outline
I. Aquinas follows Aristotle in affirming that all natural human knowledge
originates in sensation. One consequence of this view is a clear distinction
between truths about God that we can know by the exercise of natural
reason, unaided by supernatural revelation, and truths about God that we
must take on faith.
A. In this present life, the human intellect can grasp only what can be
inferred from the objects of the senses. Because sensible objects are
effects that fall short of the power of their cause, we can know some
things about God, but we cannot achieve knowledge of his essence.
1. Aquinas calls these naturally knowable truths preambles to faith.
2. Among the preambles to faith are that God exists, that there is only
one God, that he is omnipotent and immutable, and so forth. We
can (in principle) come to know these on the basis of reasoning
about sensible things.
B. There are also truths about God that exceed the ability of human reason
because they cannot be discerned by examining sensible things.
1. Aquinas calls such truths mysteries of faith.
2. Among the mysteries of faith are the Trinity and the Incarnation.
II. Although the mysteries of faith exceed the powers of natural reason, it is
reasonable to believe in them.
A. Aquinas argues that it is reasonable to think that not everything is
accessible to human reason. Even in mundane affairs, we find that we
have a tenuous grasp even on what we apprehend by means of the
senses.
Essential Reading:
Ralph McInerny and John OCallaghan, Saint Thomas Aquinas.
Thomas Aquinas, Summa contra Gentiles, Book One: God, chapters 19.
Supplementary Reading:
Norman Kretzmann, Theology from the Bottom Up (chapter 1), in The
Metaphysics of Theism: Aquinass Natural Theology in Summa Contra Gentiles
I.
Questions to Consider:
1. What philosophical considerations make it necessary for Aquinas to
distinguish between preambles to faith and mysteries of faith?
2. How does Aquinass understanding of the relationship between faith and
reason make him a centrist figure in the 13th-century debate?
Scope: Before arguing that God exists, Aquinas deals with two objections to
the project of proving Gods existence: first, that it is unnecessary to
prove Gods existence because it is self-evident that God exists and,
second, that it is impossible to prove Gods existence because the
existence of God is exclusively a matter for faith and revelation. In
response, Aquinas argues that the existence of God is not self-evident
in the way a mathematical or logical truth is, but it can be proved by
reasoning backwards from effectsthe objects of our sense
experienceto God as their ultimate cause. There are five ways to
prove that God exists. The first and most evident of these is an
argument from motion. Everything that is in motion must be put in
motion by some other thing. Because an infinite series of movers is
impossible, there must be a first mover that is not itself in motion. This
first unmoved mover, Aquinas says, is God.
Outline
I. Before Aquinas offers his five proofs for the existence of God, he deals
with the objection that the existence of God cannot be proved: either
because it is self-evident or because it just has to be taken on faith.
A. Aquinass approach to this objection illustrates his use of the
Scholastic method, which framed philosophical inquiry as a debate
between opposing points of view.
1. The Scholastic method begins with a quaestio: a question that can
be given a yes-or-no answer.
2. Then, one marshals the best arguments from authorities (the big
names in the field) for the view that one rejects.
3. Then, one sets forth ones own view and gives arguments for it.
4. Finally, one considers the opposing arguments and explains why
they fail. Perhaps one finds a mistaken premise or logical fallacy in
the original argument, or perhaps one shows that the authority is
wrong if interpreted in one way but right if interpreted in another
way.
B. Aquinas interprets Anselm as holding that the existence of God is self-
evident. In reply, he denies that the existence of God is self-evident in a
way that would make a proof of Gods existence otiose.
1. A proposition is self-evident when one can tell, just by thinking
about the concepts involved, that it is true.
Essential Reading:
Brian Davies, Getting to God (chapter 2), in The Thought of Thomas Aquinas.
Thomas Aquinas, Summa contra Gentiles, Book One: God, chapters 1013.
Supplementary Reading:
Norman Kretzmann, The God of the Self-Movers (chapter 2), in The
Metaphysics of Theism: Aquinass Natural Theology in Summa Contra Gentiles
I.
Questions to Consider:
1. Why can Aquinas not take it for granted that it makes sense to argue for the
existence of God?
2. How does Aquinas employ Aristotelian principles in making his argument
from motion?
Outline
I. Given the fact that God far exceeds our understanding, how can we say
anything true about God? In medieval terminology, how can we have
names for God?
A. Some of Aquinass sources concerning this issue particularly
emphasized the via remotionis or via negativa: that is, the approach to
speaking of God that insists that we can say only what God is not.
1. According to these authors, God is so much beyond the sensible
things that we must use in order to understand him that the best we
can do is to say of him what he is not.
2. Some would even go so far as to say that even the affirmative
names are really disguised negatives.
3. Maimonides had held that affirmative names for God actually
express (a) what God is not and (b) Gods relation to creatures.
B. Aquinas allows a role to the via remotionis, but he insists that it can
and must be supplemented by the via affirmationis: the practice of
using affirmative names to speak of God.
1. If no positive predications are possible, there is no reason to call
God one thing in preference to another.
2. Although God transcends sensible things, such things do provide
enough clues to his nature that we can derive positive conclusions
about God and express them in affirmative names.
II. Aquinas develops a general theory about how names work, then applies it
to the case of names for God.
Essential Reading:
Brian Davies, Talking About God (chapter 4), in The Thought of Thomas
Aquinas.
Thomas Aquinas, Summa contra Gentiles, Book One: God, chapters 3036.
Supplementary Reading:
Ralph McInerny, Analogy of Names Is a Logical Doctrine.
Questions to Consider:
1. What philosophical and theological considerations push Aquinas to find the
middle ground of analogy between purely univocal predication, on the one
hand, and purely equivocal predication, on the other?
2. How is the doctrine of analogy related both to Aquinass metaphysics of
God (his account of what God is) and his epistemology of God (his theory
of how we know God)?
Outline
I. Aquinass understanding of the human soul derives from Aristotles
account of change in the Physics and Metaphysics and his account of soul
in De anima (On the Soul).
A. Rejecting the arguments of Parmenides, Aristotle held that what comes
to be arises both from what is and from what is not.
1. In every change, there must be three principles. There is
privation (what is not), form (what comes to be), and the subject
(the thing that exists both before and after the change).
2. When the subject of the change is a substance, what comes to be is
an accidental form.
3. When a new substance comes into being, such a substance cant be
the subject that exists before the change and endures throughout
the change; instead, the subject of the change is matter, and what
comes to be is a substantial form.
4. A soul is a substantial form: It is what makes a given parcel of
matter to be the living thing that it is.
B. Aquinass starting definition of soul, derived from Aristotle, is the
first principle of life in those things in our world which live.
1. This definition means, in effect, that the presence of some sort of
soul is what makes the difference between something that is alive
and something that is not.
2. On this understanding of soul, every living thing has a soul, even
plants.
Essential Reading:
Brian Davies, Being Human (chapter 11), in The Thought of Thomas Aquinas.
Robert C. Pasnau, Thomas Aquinas on Human Nature.
Supplementary Reading:
Eleonore Stump, The Nature of Human Beings (Part II), in Aquinas.
Questions to Consider:
1. What does Aquinas mean by calling the soul both a substantial form and a
substance in its own right?
2. What difficulties related to the problem of faith and reason are posed by
Aquinass Aristotelian account of human nature?
Scope: Aquinass account of the virtues shows how he resisted both the
extreme naturalism of the integral Aristotelians and the conservative
hostility to Aristotle. Even as he adopted much of Aristotles
philosophy, he did not agree with the integral Aristotelians that
philosophy by itself offers a comprehensive, autonomous account of
everything there is. Aquinas insisted that in addition to the natural
order, which philosophy investigates, there is a supernatural order,
which is beyond the competence of philosophy. The supernatural order
does not supersede the natural but brings it to a higher fulfillment.
Within ethics, this understanding of the relationship between natural
and supernatural allowed Aquinas to affirm that there is indeed such a
thing as natural happiness and that it does not lose its importance
simply because, as Christians affirm, there is also a supernatural
happiness, of which Aristotle was unaware. For Aquinas, natural
happiness is what sets the standards of natural law, and natural
virtuespreeminently temperance, fortitude, justice, and practical
wisdomdispose us to attain such happiness. But in addition, there
must be supernatural virtues that dispose us to attain supernatural
happiness. Natural virtues are attained by a natural process of moral
development; supernatural virtues are acquired by divine gift.
Outline
I. Aquinas develops his account of natural law by appeal to an analogy
between the functioning of theoretical reason (the sort of thinking that aims
simply at knowing the truth) and the functioning of practical reason (the
sort of thinking that aims at making or doing something).
A. Theoretical reason starts from first principles and proceeds by way of
theoretical argument or syllogism until it reaches a conclusion.
1. First principles are known without proof.
2. They play a role in speculative reasoning, although an individual
reasoner may not explicitly formulate them.
B. Practical reason also starts from first principles. It proceeds by way of
practical argument or syllogism until it issues in a particular action.
1. The first principles of practical reason are called natural law.
2. The principles of natural law play a role in practical reasoning,
although an individual reasoner may not explicitly formulate them.
C. The very first principle of natural law is that good is to be done and
pursued, and evil is to be avoided. The most general precepts of the
Essential Reading:
Thomas Aquinas, Disputed Questions on the Virtues.
Supplementary Reading:
Eleonore Stump, The Nature of Human Excellence (Part III), in Aquinas.
Questions to Consider:
1. How do the virtues function in Aquinass ethics? What is their role, and
how are they related to the various powers that belong to human nature?
2. How does Aquinass twofold understanding of happiness reflect his general
approach to the relationship between faith and reason?
Outline
I. Just four years after the death of Thomas Aquinas, Stephen Tempier, bishop
of Paris, published a list of 219 philosophical and theological theses.
Anyone teaching or listening to these theses would be excommunicated.
This event is known as the Condemnation of 1277.
A. The Condemnation did not identify the people suspected of teaching
heresy.
1. Tempier simply wrote of some scholars of arts at Paris,
suggesting that the rivalry between the faculties of theology and
arts had something to do with the Condemnation.
2. Scholars have soughtwith mixed resultsto identify the authors
or disseminators of the condemned theses. It is widely thought that
Thomas Aquinas was a target of part of the Condemnation.
3. At any rate, it seems clear that the Condemnation was, in some
way, a reaction to the reintroduction of Greek philosophy and its
overenthusiastic reception by some in the faculty of arts and even
in the faculty of theology.
B. The Condemnation can be seen as an attempt to reassert the
prerogatives of revealed theology.
1. Many of the condemned theses assert the dignity and autonomy of
philosophy and of the natural world.
2. The Condemnation gives particular emphasis to the notion of
divine omnipotence. The notion of Gods absolute powerhis
ability to act beyond the limits of nature as discerned by reason
Essential Reading:
John Duns Scotus, Duns Scotus on the Will and Morality.
Hans Thijssen, Condemnation of 1277.
Supplementary Reading:
Thomas Williams, The Libertarian Foundations of Scotuss Moral Philosophy
and A Most Methodical Lover? On Scotuss Arbitrary Creator.
Questions to Consider:
1. How does the emphasis on divine omnipotence in the Condemnation of
1277 provide a background for Scotuss view of Gods will in its relation to
both creation and the moral law?
2. In what ways does Scotuss account of the will reflect a more Augustinian
than Aristotelian understanding of human nature?
Scope: Like Thomas Aquinas, John Duns Scotus accepts Aristotles view that
natural knowledge of God must be obtained by reasoning from effects
to cause. He denies, however, that this view implies any slippage of
meaning in the words we use in talking about God. Unless theological
language has the same meaning as ordinary language, we will not be
able to know anything about God at all, and it will be impossible for
theology to be an argumentative discipline. In defending this view,
Scotus must find a way to preserve a radical discontinuity between God
and creatures without sacrificing the continuity of language that he
claims is necessary.
Outline
I. The differences between Aquinas and Scotus are illustrative of the
difference between Dominicans and Franciscans more generally.
A. Though it is often said that the Franciscans were hostile to Aristotle
and the Dominicans embraced Aristotle, the reality was more
complicated.
1. Granted, it was two DominicansAlbert the Great and Thomas
Aquinaswho did the most to make Aristotle respectable in 13th-
century Christian philosophy, and a FranciscanBonaventure
who resisted the new Aristotelianism most emphatically.
2. But even Bonaventure used Aristotelian terminology when it
suited him, and Scotus (also a Franciscan) is unabashedly
Aristotelian.
B. A better way to explain the difference is to say that the Franciscans
were much more in the spirit of Augustine than the Dominicans were.
1. Like Augustine, the Franciscans tended to emphasize the role of
the will and of love more than the role of the intellect and
knowledge.
2. In particular, they tended to have a more radical view of the
freedom of the will than the Dominicans did.
3. It is important to note, however, that these are merely general
tendencies or characteristic temperaments of the two orders. They
suggest only a broad uniformity of outlook, which was compatible
with quite marked divergences in teaching. Franciscans and
Dominicans argued among themselves as much as they argued
against each other.
II. Scotus goes much further than Aquinas in rejecting the via negativa.
Essential Reading:
John Duns Scotus, Mans Natural Knowledge of God (II), in Philosophical
Writings: A Selection.
Thomas Williams, John Duns Scotus.
Supplementary Reading:
James F. Ross and Todd Bates, Natural Theology, in Thomas Williams, ed.,
The Cambridge Companion to Duns Scotus.
Questions to Consider:
1. In what ways does Scotuss account of our knowledge of God reflect his
Franciscan leanings?
Scope: William Ockham (c. 12881347) is best known for what has come to
be called Ockhams razor, the methodological principle that one should
refrain from positing entities unless there is compelling reason to do so.
Ockham employed this principle to reduce drastically the basic
categories in the Aristotelian inventory of the world. Where Scotus had
recognized 10 irreducible categories of beings, Ockham acknowledged
only 3: substance, quality, and relation. And the entities in the category
of relation are needed only for theological reasons pertaining to the
Trinity, the Incarnation, and the Eucharist. If it were not for revelation,
Ockham argued, we would see no reason at all for this third category.
Ockhams nominalism, his denial that there are universal entities, is not
a consequence of the razor. Ockham does not argue merely that we
have no good reason to posit universal entities but that theories of
universal entities are outright incoherent.
Outline
I. William Ockham (c. 12881347) is best known for the principle of
ontological parsimony, or Ockhams razor: the principle that one should
not needlessly multiply entities.
A. Ockham was not the first to appeal to this principle, but he made
unusually extensive use of it.
B. Strictly speaking, the razor does not allow one to deny entities; it
simply cautions against positing them unless there are compelling
theoretical reasons to do so.
C. The relevance of Ockhams razor to issues of faith and reason may not
seem immediately evident, and the connection is not often discussed.
But in fact, Ockhams extensive use of the razor represents a
destabilizing force in the medieval synthesis of faith and reason.
1. We will examine in some detail Ockhams use of the razor within
his metaphysics. This use is an exercise of reason: The razor is a
principle of reason, and Ockham applies it through arguments and
logical analysis.
2. Yet Ockham will note that this exercise of reason leaves him with
a metaphysical theory that is too sparse to support the requirements
of Christian faith.
3. He will, therefore, add back into his metaphysical theory certain
features whose only purpose is to allow a coherent statement of
Christian doctrine. Thus, for Ockham, the elucidation of Christian
doctrine is not simply a matter of the best philosophy pressed into
Essential Reading:
Paul Vincent Spade, William of Ockham.
Questions to Consider:
1. How does Ockham represent a radical departure from the prevailing
metaphysical and epistemological theories of medieval Aristotelianism?
2. What is the relation between Ockhams razor and his nominalism?
Outline
I. Although Ockham is noticeably (and notoriously) less sanguine than his
predecessors about the possibility of attaining knowledge of God by the
exercise of natural reason alone, apart from revelation, the contrast between
Ockham and Aquinas or Scotus should not be exaggerated.
A. All three are situated within the mainstream of Christian thought on
these matters, which has rejected both fideism (exclusive reliance on
faith) and rationalism (exclusive reliance on reason).
B. All three accept that it is legitimate to use the achievements of pagan
philosophy in Christian thought.
C. All three affirm that the powers of human reason are not only limited in
themselves but also damaged by the fall, so that reason requires both
supplementation and repair by the deliverances of faith.
II. Nevertheless, Ockham differs from both Aquinas and Scotus in important
ways.
A. Ockham rejects the claim that theology counts as an Aristotelian
science, that is, as an organized body of knowledge that proceeds from
self-evident principles to conclusions that are seen to follow
deductively from those principles.
1. Both Aquinas and Scotus had regarded theology as a science, even
though the principles of theology are not self-evident to us. They
are self-evident to God and to the blessed; thus, they can serve as
the basis for a science.
Essential Reading:
Alfred J. Freddoso, Ockham on Faith and Reason, in Paul Vincent Spade, ed.,
The Cambridge Companion to Ockham.
Supplementary Reading:
David Knowles, The Evolution of Medieval Thought, chapters 2728.
Questions to Consider:
1. In what ways does Ockham represent a continuation of the main line of
medieval thinking on issues of faith and reason and in what ways does he
represent a departure?
2. How does Ockham differ from Aquinas and Scotus in his account of
apparent conflicts between faith and reason?
Scope: Aristotelianism did not remain dominant for long. By 1350, it was
losing ground rapidly, and by 1400, a new Renaissance version of
Platonism was widespread and thriving. Nicholas of Autrecourt
(c. 12951369) challenged some of the main tenets of medieval
Aristotelianism, including the principle that we can infer causes from
effects without experiencing both. Consequently, he denied that it was
possible to infer anything at all about God on the basis of creatures.
Nicholas of Cusa (14011464) adopted a mystical brand of Platonism
that emphasized the infinite distance between God and creatures. Given
that God is beyond all comparison, human reason, which proceeds by
means of comparison, is utterly incapable of grasping God. We must,
therefore, go beyond reason and use what Cusa called intelligence, a
power of knowing that does not involve a process of argument but a
direct vision of reality.
Outline
I. The best account of later medieval philosophy does not see it simply as a
decline from a glorious summit but as involving a loss of confidence in one
project and a shift of focus to other projects.
II. Both philosophical and theological developments led to the waning of
Aristotelianism in the 14th century.
A. The Condemnation of 1277 and its aftermath led to a more cautious
approach to Aristotelianism. One of the targets of the Condemnation
had been Aristotelian natures as a limit on divine omnipotence.
B. The Aristotelian tradition itself ran into intractable problems in
accounting for human knowledge.
1. For Aristotle, the individual substance is the most basic thing and
the primary object of knowledge, yet only what is universal is fully
intelligible.
2. If all our knowledge comes from the senses, how can we know the
essences of things? Medieval Aristotelians had developed an
elaborate psychological machinery to explain how we come to
know essences, when in fact, it appears that we cannot know
essences at all.
III. Nicholas of Autrecourt (c. 12951369) is representative of 14th-century
anti-Aristotelianism.
Essential Reading:
Nicholas of Autrecourt, Letters to Bernard of Arezzo, in Arthur Hyman and
James J. Walsh, eds., Philosophy in the Middle Ages.
Nicholas of Cusa, On Learned Ignorance, in Nicholas of Cusa: Selected
Spiritual Writings.
Supplementary Reading:
David Luscombe, Medieval Thought, chapters 78.
For contemporary work that carries on the tradition of faith seeking
understanding, see the following:
Michael J. Murray, ed., Reason for the Hope Within.
Eleonore Stump, ed., Reasoned Faith.
Peter van Inwagen, The Problem of Evil.
Questions to Consider:
1. How do both Nicholas of Cusa and Nicholas of Autrecourt react against the
Aristotelian theory of knowledge?
2. In what ways did developments in the church and in the universities
contribute to the fragmentation of intellectual life in the late Middle Ages?
absolute power: Gods ability to act beyond the limits of nature as discerned by
reason (as contrasted with ordained power).
accidental form: In Aristotelianism, a form that can begin or cease to
characterize a thing without affecting the things identity (for example, color,
size).
active (agent) intellect (nous poietikos in Greek; intellectus agens in Latin): In
Aristotelianism, the power that creates intelligible objects out of the objects of
sensation.
actuality (energeia in Greek; actus in Latin): In Aristotelianism, the state of
actually being a certain way (as opposed to potentiality).
analogy: A use of language in which a single term has different but related
meanings.
aseity: From the Latin a se, from himself; Gods aseity is his complete
independence from anything other than himself, not merely with respect to his
existence but with respect to every feature or quality that he possesses.
concupiscence (concupiscentia in Latin): Excessive or disordered desire.
dialectic: In medieval educational theory, techniques of philosophical reasoning
that involve distinguishing the meanings of ambiguous terms and developing
rigorous arguments; see also trivium.
Dominican: A member of the Order of Preachers, founded in the early 13th
century to teach, preach, and defend the Christian faith.
emanation: In neo-Platonism, the necessary flowing forth of all things from
the One.
epistemology: The part of philosophy that asks questions about the nature and
acquisition of knowledge.
equivocity (aequivocitas in Latin): A use of language in which a single term has
two or more unrelated meanings.
eternity (aeternitas in Latin): According to Boethius, the complete and perfect
possession of illimitable life all at once; a mode of existence in which there is
no before and after.
everlasting (sempiternus in Latin): Existing at all times or having endless
temporal duration (as contrasted with eternity).
exemplarism: A theory of the Atonement according to which the effectiveness
of the death of Christ is limited to its serving as an inspiring example of divine
love.
Note: In keeping with what has become the standard practice in histories of
medieval philosophy, these biographical notes are alphabetized according to
their subjects first names.
Albert the Great (12061280). Albert was received into the Dominican Order
in 1223 and educated by Dominicans in Padua and Cologne. In the 1240s, he
rose through the ranks at the University of Paris, becoming a leading exponent
of the new Aristotle and the teacher of Thomas Aquinas. From 1248 to 1252,
he directed the Dominican house of studies in Cologne. In later years, he served
in a variety of ecclesiastical roles, including three years as bishop of Ratisbon
(now Regensburg). Albert was an encyclopedic thinker, writing on a remarkable
range of scientific, philosophical, and theological topics. His work on natural
science proved especially important to later thinkers, but his greatest influence
was through his student, Thomas Aquinas.
Anselm of Canterbury (10331109). Anselm was the most important
philosopher-theologian in the 800 years between Augustine and Thomas
Aquinas. Deeply influenced by Augustine, he was nevertheless a highly original
thinker, with a fertile mind for the development of arguments. Originally
attracted to the Abbey of Bec because of the reputation of its school, which was
under the direction of the eminent theologian Lanfranc, Anselm was soon
inspired to become a monk himself. He never lost his love of the monastic life,
though his ever-increasing administrative responsibilitiesfirst prior, then
abbot of Bec and, ultimately, archbishop of Canterbury under two exceedingly
vexatious kings of Englandtook him further and further away from the peace
of the cloister. In such works as the Monologion and Proslogion (10761078)
and Cur Deus Homo (10941098), Anselm seeks to offer necessary reasons in
support of Christian doctrine.
Augustine of Hippo (354430). Both as a transmitter of Christian Platonism
and as a theologian and biblical commentator, Augustine has been one the most
influential figures in Western Christianity. When Augustine converted to
Christianity in 386, he wanted to lead a life of philosophical retirement. His
ordination to the priesthood in Hippo Regius in 391, then his elevation to bishop
of Hippo in 395 made such a life impossible for him. As a bishop, Augustine
was a public figure: a spell-binding preacher, ecclesiastical controversialist,
pastor, polemicist, and theologian of wide reputation. His extensive writings
include the semi-autobiographical Confessions, The City of God, and his
influential work On the Trinity.
Boethius (Anicius Manlius Severinus Boethius, c. 476c. 526). Boethius was
born into the Roman aristocracy and educated in the Classical tradition. He
conceived the ambitious project of translating all of Plato and Aristotle into
Latin, then showing how the two thinkers could be harmonized. Though he
came nowhere near finishing this project, he did translate a good deal of
All quotations from the works discussed in this course were translated from
Latin by the instructor. Some of these translations, including all the quotations
from Anselm, as well as those from Augustines On Free Choice of the Will,
have appeared in print; the books in which they appear are listed in the
bibliography. (In a few cases, the translation used in this course differs slightly
from the published version in order to bring out a nuance that is particularly
relevant to the material being discussed.) The other translations were made
specifically for this course.
The bibliography also lists the work of other translators. These translations were
not used in the course itself, but they represent, in the instructors judgment, the
best published English translations of the Latin works.
Those especially in interested in issues arising in the translation of medieval
philosophers from the Latin West may wish to consult Thomas Williams,
Transmission and Translation, The Cambridge Companion to Medieval
Philosophy (Cambridge University Press, 2003, pp. 328346), also available at
http:// shell.cas.usf.edu/~twilliam/trans.pdf.
Essential Reading:
Anselm. Anselm: Basic Writings. Translated by Thomas Williams. Indianapolis:
Hackett, 2007. This volume contains all the major works of Anselm in a careful
translation with notes and a glossary.
Augustine. Confessions. Translated by Rex Warner. New York: Signet Classics,
1963. Much more than an autobiography, the Confessions is a wide-ranging
meditation on God, creation, sin, and the human condition. Of the many
translations of the Confessions, Warners offers the best combination of fidelity
to the Latin text and a vivid, accessible style.
. On Free Choice of the Will. Translated by Thomas Williams.
Indianapolis: Hackett, 1993. This work represents Augustines earliest attempts
to come to grips with the origin of evil. It introduces many of the themes that
become prominent in Augustines mature works, and for that reason, it serves as
the best short introduction to Augustines thought in his own words.
. On True Religion. In Augustine: Earlier Writings, edited by John H. S.
Burleigh. Louisville, KY: Westminster John Knox Press, 1979. On True
Religion is one of the key texts in which Augustine lays out his view of the
relationship between faith and reason.
Boethius. The Consolation of Philosophy. Translated by V. E. Watts, New
York: Penguin, 1969, or translated by P. G. Walsh, New York: Oxford
University Press, 1999. To acquire a taste for The Consolation of Philosophy,
C. S. Lewis wrote, is almost to become naturalised in the Middle Ages.
Bonaventure. The Journey of the Mind to God. Translated by Philotheus
Boehner. Indianapolis: Hackett, 1993. This remarkable work unites philosophy,