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Center for Science and Technology Studies (CWTS), Leiden University, Leiden (The Netherlands)
This paper addresses research performance monitoring of the social sciences and the
humanities using citation analysis. Main differences in publication and citation behavior between
the (basic) sciences and the social sciences and humanities are outlined. Limitations of the (S)SCI
and A&HCI for monitoring research performance are considered. For research performance
monitoring in many social sciences and humanities, the methods used in science need to be
extended. A broader range of both publications (including non-ISI journals and monographs) and
citation indicators (including non-ISI reference citation values) is needed. Three options for
bibliometric monitoring are discussed.
Introduction
Originally, the Science Citation Index (SCI) was developed by the Institute of
Scientific Information (ISI)1 at Philadelphia, USA for use in the sciences and was
intended for facilitating literature searches rather than citation impact analyses
(GARFIELD, 1979). ISI published the Social Science Citation Index (SSCI) in 1973, the
Arts & Humanities Citation Index (A&HCI) in 1980. ISI coverage of serial publications
is not comprehensive, but aims at including the most highly cited, internationally
visible, scientific serials (HICKS, 1999). Thus, it covers the top-end of research
performance, which is usually the most valuable in monitoring of research, if not
defined too narrowly.2
01389130/US $ 20.00
Copyright 2006 Akadmiai Kiad, Budapest
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A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
Many early bibliometric studies tended to focus on the citation impact of journals
rather than that of individual publications. The well-known impact factor is produced
by ISI for most journals indexed for its databases. Perhaps the main attraction of using
impact factors in monitoring research performance is that it is easy to arrive at overall
citation impact scores. The impact factor of a journal shows how often its articles that
are one and two years old are cited, on average, for example, how often 2001 and 2002
articles of the American Psychologist are cited in 2003. This is evidently a very short-
term impact indicator. Also, an impact factor includes self-citations, so a biased
impression might result of the external citation impact of the journal. Furthermore, ISI
tends to count citations to all items in a journal, but in the computation of the impact
factor, divides these citations by just the number of articles, letters, and review articles
(MOED & VAN LEEUWEN, 1996; VAN LEEUWEN & MOED, 2001). In some cases, this
might lead to considerable error. Perhaps even more important, use of an impact factor
to weigh articles assumes that each article in a journal will obtain the same impact.
Bibliometric research has shown that this assumption is untenable: within a journal, a
large variation in citation impact of individual articles is found (e.g., VAN RAAN, 1988).
Therefore, impact factors provide a rather limited insight into the research performance
of units (e.g., LEYDESDORFF, 2003).
Subsequent monitoring efforts focused on the citation impact of individual
publications. After successful monitoring results in many science fields (GARFIELD,
1979; VAN RAAN, 1988, MOED et al., 2004), bibliometrical citation analysis has been
extended to monitoring of research in social sciences and humanities (e.g.,
FINKENSTAEDT, 1990; GARFIELD, 1979; KATZ, 1999; HICKS, 1999, 2004; NEDERHOF et
al., 1989; NEDERHOF & ZWAAN, 1991; PLETTE, 1993; VAN RAAN, 1998). Bibliometric
citation analysis studies have been successfully conducted in many social sciences and
humanities subfields, including psychology (e.g., MEERTENS et al., 1992; NEDERHOF,
1989; NEDERHOF et al., 1989; NEDERHOF & NOYONS, 1992; NEDERHOF et al., 2000),
anthropology (NEDERHOF et al., 1989), economics (e.g., NEDERHOF & VAN RAAN,
1993; TIJSSEN et al., 2003), linguistics, literature, and history (e.g., NEDERHOF, 1996;
NEDERHOF & ERLINGS, 1993; PLETTE, 1993; ZWAAN & NEDERHOF, 1990), archaeology
(NORRIS & OPPENHEIM, 2003), and sociology (e.g., CRONIN et al., 1997; GLNZEL,
1996; NEDERHOF, 1985; WEBSTER, 1998). Some studies included even all or most of
the social sciences and/or the humanities (ADAMS, 1998; INGWERSEN, 2000; NEDERHOF
& VAN WIJK, 1996, 1997; NOWT, 2004).
However, the early studies indicated that the methods developed for the use of
bibliometrics in monitoring of research performance in sciences could not be applied
without modifications to most social sciences and the humanities (see below). One
reason for this is that in the latter and the former fields there are important differences
between researchers concerning publication behavior and citation behavior.
82 Scientometrics 66 (2006)
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
Below, some of the main differences in publication and citation behavior between
the (basic) sciences and the social sciences and humanities are outlined. At the start, it
should be recognized that social sciences and humanities research is not one
homogeneous block (nor even two separate ones), but is heterogeneous in nature: some
of the social sciences and humanities resemble natural and life sciences in publication
and citation behavior, while others share characteristics with the traditional profile of
humanities scholarship (NEDERHOF et al., 1989; THOMPSON, 2002).
Scientometrics 66 (2006) 83
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
political science, to social issues, and to a lesser extent physical health and geographical
location, the large majority of the topics seems to reflect a transnational substantive
interest. In addition, the five countries studied here share many social and political
issues. Of course, this may not be true for other countries, and in particular non-Western
countries. The present data suggest that the research frontier on many topics in the
social and behavioral sciences is international (NEDERHOF & VAN WIJK, 1997: p. 271).
Although there is an international research frontier in humanities research (see also
below), some fields in the social sciences and humanities have a relatively strong
regional or national orientation, for example (parts of) law, linguistics, literature
research, sociology, public administration, or political sciences (LUWEL et al., 1999).
Here, publication modes may diverge from those at the international research frontier,
with greater emphasis on reports and publications oriented at regional or national
audiences. In non-Anglo-Saxon countries, nationally and regionally oriented papers are
often published in a national language rather than English, and/or frequently in
national/regional media (cf. KYVIK, 2003; NEDERHOF et al., 1989; SCHOEPFLIN, 1992).
In the SSCI, about 93%95% of the papers is published in English, 2%3% in German,
about 1% in French, and 2% in other languages (NEDERHOF & NOYONS, 1990; VAN
LEEUWEN, 2005). In the A&HCI, 70%72% of the documents is in English, with other
major languages being French (11%) and German (8%) (GLNZEL & DEBACKERE,
2003; NEDERHOF & NOYONS, 1990).
Although national or regional orientation tends to be important, this certainly does
not imply that social science and humanities research is inherently or even for the most
part nationally or regionally bound, but such an orientation tends to be more
pronounced than in most of the sciences.
The sciences on the one hand, and the humanities and social sciences on the other
hand show different preferences for publication modes. Traditionally, in many social
sciences and humanities fields, publications in edited volumes and monographs tend to
be important for both output and impact (e.g., BROADUS, 1971; CLEMENS et al., 1995;
CRONIN et al., 1997; HICKS & POTTER, 1991; KYVIK, 2003; LEWISON, 2001;
LINDHOLM-ROMANTSCHUK & WARNER, 1996; NEDERHOF et al., 1989; NOCK, 2001;
PRICE, 1970; SMALL & CRANE, 1979; THOMPSON, 2002; but see HARGENS, 2000).
In particular, but not only, in the society-oriented disciplines and many humanities
fields, many departments and scholars derive an important share of their citation impact
from their publications outside ISI source journals (e.g., CLEMENS et al., 1995;
NEDERHOF, 1989; NEDERHOF & ERLINGS, 1993). For example, in a study of (mostly)
US sociology, books were clearly cited more often than articles, by a ratio of 3:1
(CLEMENS et al., 1995), a ratio similar to that obtained in economics (see Table 1).
84 Scientometrics 66 (2006)
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
Source: NEDERHOF & VAN RAAN (1993). Note: N = number of publications; C = number of citations;
c/p = citations per publication.
Sociological books received a majority of their citations from outside the discipline, but
this was only just true for the most highly cited quartile of journals (CLEMENS et al.,
1995, p. 460). Sociology articles tended to be cited mostly (54%) within the discipline.
Book authors received their degrees from more elite institutions, and were nearly 5
years more senior than article authors (CLEMENS et al., 1995, p. 464). Finally, book
authors were much more likely to employ qualitative data, whereas quantitative data
were more common in articles in two major journals (CLEMENS et al., 1995: p. 459).
Books are frequently used as a source in older, pre-SSCI and pre-A&HCI, citation
studies of the social sciences and humanities. In the social sciences, references to books
and monographs vary between 31% (education) to 62% (sociology), whereas books are
much less often cited in chemistry and physics (5%8%) (BROADUS, 1971). According
to SMALL & CRANE (1979), only 1% of cited items in high-energy physics referred to
books, as opposed to 15% (psychology), 25% (economics) and 40% (sociology) in three
social sciences.
In literature research in the Netherlands, 67% of the citations went to books, 7% to
chapters, while 26% went to journals (NEDERHOF, 1995). For Anglo-Saxon journals
these percentages were, respectively, 66%, 15% and 17% (THOMSON, 2002). In older
studies in the humanities (BROADUS, 1971), a high percentage of references concerned
monographs or books: 60% (philology), 69.5% (music), and 71% (fine arts literature).
More recently, in single-authored philosophy monographs, 70% of the references were
to monographs, 15% to chapters, and 13% to serial articles (CULLARS, 1998).
Apparently, in parts of some humanities disciplines, a traditional publishing culture
dominated by monographs is still vivid, as it is in parts of sociology (e.g., CRONIN et al.,
1997).
GLNZEL & SCHOEPFLIN (1999) analysed the references in the 1993 SCI and SSCI
databases. They found that 64% of the psychology and psychiatry references concerned
serials, while this percentage amounted to 56% for business, 49% for economics, 40%
for sociology, and 35% for history and philosophy of science and social sciences.
However, much higher percentages were obtained in solid state physics (85%),
Scientometrics 66 (2006) 85
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
analytical chemistry (84%), but not clearly in electronic engineering (62%). Of course,
in bibliometric monitoring studies, the focus tends to be on recent publications, and
there, the importance of journal articles and books may be different. Books and chapters
tend to take longer to reach their citation peaks than journal articles (NEDERHOF et al., 1993).
In most disciplines in the social sciences and humanities, journals were found to be
the single most important medium for publication (e.g., BURNHILL & TUBBY-HILLE,
1994; HARGENS, 2000; NEDERHOF et al., 1989; VAN DER MEULEN & LEYDESDORFF,
1991). In particular in the behavioral sciences and economics, journal articles account
for the majority of citations (e.g., see Table 1; MOED et al., 2003; NEDERHOF, 1995b;
NEDERHOF et al., 1989). In recent years, there are indications that social scientists and
humanities scholars publish more often in journals - particularly those covered by the
ISI (e.g., BUTLER, 2003; KYVIK, 2003).
Compared to many of the hard sciences, many social sciences and humanities
seem to be characterized by a slower pace of theoretical development (e.g., COLE,
1983). However, there may be large differences between, for example, experimental
psychology and Scandinavian literature. A slower pace of theoretical development may
be reflected in various citation characteristics of publications, such as a larger cited half-
life of publications and a higher citation rate of older literature. In addition, social
sciences and humanities fields tend to have a (much) lower volume of citations than
many science fields (GLNZEL, 1996; NEDERHOF et al., 1989). Reference lists in social
sciences and humanities articles more often contain publications older than 5, 10, or
even 15 years than in the sciences (BALDI & HARGENS, 1997; BROADUS, 1971; COLE,
1983; MOED, 1989; PRICE, 1970; QUINONES-VIDAL et al., 2004; THOMPSON, 2002; but
see ADAIR & VOHRA, 2003).
The Price Index has been frequently used to compute the percentage of references
in journals to literature published in the last five years (PRICE, 1970). Although not
ideal, as it does not show the whole age distribution of references, this provides a first,
rough insight in the recency of references. For physics and biochemistry, the Price
Index varied between 60% and 70%, whereas for social science journals a range of
40%50% was observed (PRICE, 1970). Using a different, although still not ideal
measurement tool, GLNZEL & SCHOEPFLIN (1999) found that the mean reference age
for SCI and SSCI journals tended to coincide surprisingly, notwithstanding differences
on the field level. They showed that mean reference age was lowest in biomedicine
fields (78 years), and highest in sociology (12.5 years) and history and philosophy of
science and social sciences (39 years). However, mean reference age did not differ
appreciably in solid state physics, mathematics, psychology and psychiatry, and
business and economics (1011.5 years).
86 Scientometrics 66 (2006)
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
Furthermore, the distribution of citations over the years may differ for the sciences
and social sciences and humanities. Over a 14-year period, articles in psychology
journals took more than 8 years to reach 50% of their citations compared to 4.56.5
years for physics articles (GLNZEL & SCHOEPFLIN, 1994). Moreover, there appears to
be a large difference in obsolescence of the literature: while an estimated 46%75% of
the physics articles did not receive any citations after 14 years, compared to only 14%
22% for the psychology articles. In a study of COLE (1983), after correction for the
volume of the literature produced during the past 50 years, the Price Index for
psychology articles did not differ significantly from those of natural sciences. HARGENS
(2000) noted that the earliest, foundational paper on a topic tends to be much more
heavily cited in sociology, economics and psychology than in both physical and life
sciences and a humanities field.
In the humanities, the age of references might easily be misleading concerning the
recency of work cited. A study of the language or literary style used by Dante (13th14th
century) might contain some references to publications by Dante, while others will be to
publications of linguists doing similar work. Citations to primary work (Dante) are so
called data source citations or, briefly, data citations, while citations to secondary
publications (e.g., other linguists) are called influence citations (COLE, 1983;
THOMPSON, 2002). COLE (1983) noted that the mean age of references in two English
literature journals amounted to 43 years. However, data citations averaged 83 years,
whereas influence citations had a mean age of only 18 years. Nevertheless, after
correcting for the size and age of the literature in the field, COLE (1983) found that the
corrected Price Index for English literature influence citations was significantly lower
than that for natural scientists and psychology researchers.
In his seminal study, COLE (1983) found little difference between the natural and
social sciences and humanities at the international research frontier, but large
differences in the extent to which core knowledge accumulates. Concerning the latter,
he found that in undergraduate textbooks, very few of the references were to recent
research in natural sciences (6% in chemistry and 3% in physics), versus no less than
75% in sociology textbooks. Whereas authors of natural science textbooks tended to
cite about 75100 articles or books, sociology textbooks averaged 800 references. In
physics and chemistry, COLE (1983) noted almost universal agreement in undergraduate
textbooks on the important theories and exemplars, while in sociology textbooks, little
agreement existed and a wide variety of topics of current interest was discussed. Also,
material covered in current textbooks and those 20 years ago was essentially the same in
physics and chemistry, whereas current textbooks in sociology cited only a small
fraction of the work included 20 years ago.
In contrast, at the research frontier in the natural sciences, COLE (1983, p. 131)
noted substantial levels of disagreement about who is doing important work, what are
important problems, what research should be funded (but see HARGENS, 2000).
Scientometrics 66 (2006) 87
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
He found, for example, a high level of disagreement among reviewers of the same NSF
proposal. Also, he cited a study by Henry Small that found a weak correlation between
ratings given by referees to articles and citations once the articles were published in the
journals (COLE, 1983, p. 132). COLE (1983) concluded that, apparently, in sociology the
core of established knowledge is very small and the research frontier is relatively large.
Whereas scientists address mostly other scientists, humanities scholars and social
scientists have to cater as well to the general public (e.g., VAN DER MEULEN &
LEYDESDORFF, 1991). A related phenomenon is that a high percentage of social science
studies is (in)directly relevant to policy (NEDERHOF & VAN WIJK, 1997). In many
applied sciences and engineering fields, researchers target part of their publications by
means of trade journals to specialized segments of the population or to non-scientific
specialists (NEDERHOF & MEIJER, 1995). In some social science and humanities fields,
up to 75% of publications of researchers address a non-scholarly public (e.g.,
NEDERHOF et al., 1989; NEDERHOF & ERLINGS, 1993). NEDERHOF et al. (1989) found
that departments in three social sciences devoted between 3% and 33% of their
publications to a non-scholarly public, while in five humanities disciplines, this varied
between 3% and 43%. In modern language and literature studies in the Netherlands,
88 Scientometrics 66 (2006)
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
the figures were higher for literature fields (26%73%) than for linguistics (8%44%)
(NEDERHOF & ERLINGS, 1993). In many sciences, such publications appear much less
often (WILLEMS, 2003).
Conclusions
Scientometrics 66 (2006) 89
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
3 Core journals were defined as journals that are well known (at least 20% of experts in a world-wide survey
knows the journal well enough to evaluate it), possess high scholarly quality (mean rating above 7.5 on a scale
from 1 to 10), and are found very useful to ones own research by at least 20% of scholars (NEDERHOF &
ZWAAN, 1991).
90 Scientometrics 66 (2006)
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
Many important social science and humanities journals that are published on the
European continent are not covered by the SSCI and A&HCI, although they are
(largely) published in English. This means that scientists may appear to have a higher
number of articles in ISI citation indices than social scientists and humanities scholars,
even if they are equally productive in terms of journal publications. In addition, the
latter may miss a considerably larger number of citations from articles in important non-
ISI journals.
Is there a USA dominance in the SSCI and A&HCI? Among the social sciences, the
percentage of USA publications tended to be high in law (83%), management science
(71%) and education (70%), while it varied between 54% (economics) and 62%
(psychology) for other social science fields (NEDERHOF & NOYONS, 1990). In the
humanities, USA presence tended to be lower, as it varied between 44% (history) and
61% (creative arts) (NEDERHOF & NOYONS, 1990). To some extent, the high USA
presence reflects the dominant position of the USA in many social sciences and some
humanities fields. Partly also, this reflects the USA basis of the ISI. Clearly in law, but
also to some extent in management science and education, these findings suggest that,
in the late 1980s, SSCI coverage may not have been representative of non-USA
research. For the late 1990s, however, INGWERSEN (2000) showed that Scandinavian
countries and the Netherlands are quite well visible in the SSCI by publications and
citation impact in management and education.
In recent decades, European non-Anglo-Saxon countries have increased their
percentage of world production share, as evident from the SSCI and A&HCI,
considerably (e.g., INGWERSEN, 2000; NEDERHOF & NOYONS, 1990; VAN LEEUWEN,
2005). For these countries, the SSCI and A&HCI have become more useful as a
monitoring tool.
Several studies addressed the extent of the USA dominance in citation impact using
the A&HCI and the SSCI. In a comparison of the better European and USA linguistics
departments, NEDERHOF & NOYONS (1992) found that, while the citation impact of
journal articles of departments from the Netherlands was below that of the USA
department, an Italian one matched the USA citation impact level. In the General
literature field, the impact of the journal articles of a USA department was comparable
to that of a Dutch department, but well below a German department. NEDERHOF &
NOYONS (1992, p. 252) concluded that in the A&HCI, the extent of Anglo-Saxon bias is
at most a relative one, not an absolute one. INGWERSEN (2000) and VAN LEEUWEN
(2005) reached a similar conclusion concerning the USA presence in the SSCI.
Particularly outside the USA, the less extensive coverage of the ISI citation indices
of non-Anglo-Saxon journals in some social science and humanities fields has given
rise to a variety of, usually short-lived, attempts to create alternative, often regionally
oriented, citation indices. For example, HAGENDIJK & PRINS (1984) analyzed references
in Dutch sociology journals not covered by ISI. Another database focused on Polish
Scientometrics 66 (2006) 91
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
sociology journals (WEBSTER, 1998; WINCLAWSKA, 1996). These efforts traced some
work of regional or national importance that did not have an appreciable worldwide
impact. Recently, this idea has been revived by the European Science Foundation,
which intends to create a Humanities Citation Index for 15 fields, including
linguistics, psychology, pedagogy, and anthropology, but not, apparently, fields such as
sociology and economics (ESF, 2002; VESTERGAARD, 2003).
In general, despite limitations, the more important international journals in fields
with a dominant international research frontier are represented reasonably well to very
well in the SSCI and A&HCI (e.g., NEDERHOF & VAN WIJK, 1997; ZWAAN &
NEDERHOF, 1990). SSCI and A&HCI coverage of fields or communities of researchers
who are strongly regionally or nationally oriented is less extensive (NEDERHOF et al.,
1989; RUBIO, 1992).
Another limitation of the (S)SCI and A&HCI refers to their non-coverage of non-
serial publications. Especially for those fields in the social sciences and humanities
where books form an important medium of publication (see above), this represents a
shortcoming.
The research performance of large research units such as countries has been
monitored in many bibliometric studies (e.g., DOR et al., 1996; GLNZEL, 1996;
INGWERSEN, 2000; NOWT, 2004; SCHUBERT et al., 1989). It should be noted that
bibliometric statistics on that macro-level tend to provide only a limited view of the
performance at lower aggregation levels. Even in macro-scale studies, a good overall
performance score in a subfield may depend only on a few excellent research units or
individuals, whereas a relatively low national performance score may obscure a
significant volume of medium- or high quality research. Therefore, it is important to
look beyond the macro-level in order to identify productive and highly cited research
units.
Modifications of indicators
92 Scientometrics 66 (2006)
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Scientometrics 66 (2006) 93
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
How can we improve upon extant bibliometric methods and information sources for
internationally comparative citation analyses of research performance in the social
sciences and humanities? Below, three options for bibliometric monitoring of research
performance in the humanities and social sciences are discussed. One key technical
parameter deals with the type of publication output included in the monitoring: the
research literature as covered in ISI source journals (ISI publications) and/or in other
(non-ISI) sources of information. A second parameter concerns whether or not citation
impact is measured.
Output lists of research units can be used to establish a count of the number of items
that are listed as publication output. More sophisticated variants select only refereed
media. Even these suffer from the basic problem that an article in a top journal is
weighted equally with a contribution to a more modest, albeit refereed, outlet. To deal
with this problem, a limited, but cautious monitoring method aims at the development
of sets of journal and monograph weights. When publication output in ISI source
journals is low, and this is no exception in parts of the social sciences and humanities
(such as non-USA law), this option is particularly valuable. Lists of journals and
publishers are rated in surveys of both national and international experts, and, based on
the ratings, trimmed statistical weights are computed (cf. LUWEL et al., 1999; MOED et
al., 2002; NEDERHOF et al., 2001). These weights can be applied to output of research
units. In addition, output directed at a non-scholarly public can be categorized and
counted. Although this method represents sophisticated output monitoring, it does not
include measurement of citation impact. Also, it focuses on the perceived quality of
publication media rather than that of individual publications.
Option 2 requires that publications of research units in serials covered by the ISI
citation indices are retrieved. Often, the most recent output of eight to ten years is
included, but shorter periods of, for instance, five publication years can be monitored if
the output volume in ISI source journals is not too small, and expected citation rates in
the relevant subfields are sufficient for statistical analysis. Subsequently, a citation
analysis can be conducted that includes average journal citation scores and average field
citation scores as benchmarks (e.g., GLNZEL, 1996; NEDERHOF & VAN WIJK, 1997). In
natural and life science fields, this option would not be presented as advancement.
94 Scientometrics 66 (2006)
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
However, in social sciences, this type of analysis is, as yet, too often neglected, while
only a limited number of studies have been conducted in the humanities.
Option 3.1: Raw citation counts. If ISI coverage of the most important (national or
regional) journals in a particular subfield is wanting, raw citation counts might be
collected to articles published in non-ISI source journals. Citation counts might also
include other important publication categories, such as monographs, contributions to
edited volumes or conference proceedings. Usually, impact of non-English language
material is low, while the impact of grey publications such as unpublished reports,
internal reports and so on tends to be rather disappointing, notwithstanding the
occasional exception. As a rule of thumb, if the extended standard analysis at least
doubles the citation score of the standard citation analysis, it should be seriously
considered. However, in many cases, even in subfields with a monograph publication
tradition (as e.g., economics), 70% or more of the citations tends to go to serial
publications included in the standard analysis. Nevertheless, the extended analysis may
be needed for small groups or individuals with a divergent publication signature, to
obtain a fair indication of their citation impact (cf. NEDERHOF, 1989). A drawback of
this option is that the raw citation counts of non-ISI publications are not compared with
international reference values. However, the next option addresses this point.
Option 3.2: Extended citation analysis with international impact reference values.
At present, methods are developed at CWTS for comparing the impact of non-ISI
publications with international citation impact reference values (cf. VISSER et al., 2003,
2004). The method includes computation of separate reference values for non-ISI
journal articles as well as other contributions to serial publication volumes on the one
hand, and all other non-ISI documents on the other hand. For matching research fields,
the impact of cited documents is then compared with those of all similar non-ISI
documents present in the database. Upper and lower reference values for citation impact
are established. Although this citation analysis method is not yet as precise as the
standard citation analysis, it tends to yield useful and informative outcomes. For
example, for one unit in economics, thousands of non-ISI documents yielded few cited
documents, and the impact ratio of these with the non-ISI reference citation values was
similar to those of the units standard analysis results (VISSER et al., 2003). For another
economics research unit, a higher number of cited non-ISI documents was obtained.
The extended citation analysis proved highly successful in monitoring information
science research units that published frequently in non-ISI conference proceedings
(VISSER et al., 2003).
Scientometrics 66 (2006) 95
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
Conclusion
96 Scientometrics 66 (2006)
A. J. NEDERHOF: Research performance in the Social Sciences and the Humanities
The ESRC (UK) has funded part of the work included in this study. Earlier versions of parts of this paper
were presented at SPRU, Bristol, UK on May 29, 1995, at the Royal Society, London, UK on May 7, 2004,
and at the 8th international S&T indicators Conference Leiden, The Netherlands, 23-25 September 2004. The
author thanks Sven Hemlin and, especially, Robert Tijssen for encouragement and comments on previous
drafts.
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