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Contents
Acknowledgments vii
List of Abbreviations IX
Introduction 3
Conclusion 280
Index 289
v
Acknowledgments
vii
ACKNOWLEDGMENTS
viii
Abbreviations
Maurice Blanchot
ED L'ecriture du desastre. Paris: NRF Gallimard, 1980.
LDM "La litterature et le droit a Ia mort." In La Part dufeu. Paris: NRF
Gallimard, 1949.
TO Thomas l'obscur. Paris: L'Imaginaire Gallimard, 1950.
Martin Heidegger
BT Being and Time. Trans.John Macquarrie and Edward Robinson.
NewYork: Harper and Row, 1962.
LH "The Letter on Humanism." In Basic Writings, edited by David
Krell. San Frantisco: Harper Books, 1993.
SZ Sein und Zeit. Tubingen: Max Niemeyer, 1986.
Q Questions I et II. Paris: Gallimard, 1968.
Alexandre Kojeve
ILH Introduction a la lecture de Hegel, compiled by Raymond Queneau.
Paris: Grasset, 1990.
IRH Introduction to the &ading of Hegel, edited by Allan Bloom. Ithaca:
Cornell University Press, 1969.
Emmanuel Levinas
EE a
De !'existence l'existant. Paris: Vrin, 1993.
TI Totality and Infinity. Pittsburgh: Duquesne University Press, 1980.
Tlf Totalite et Injini. Paris: Kluwer Academic, 1971.
TIHP The Theory of Intuition in Husserl's Phenomenology. Evanston:
Northwestern University Press, 1973.
TIPH Theorie de ['intuition dans la phenomenologie de Husserl. Paris: Vrin,
1963.
Maurice Merleau-Ponty
SC La structure du comportement. Paris: Quadrige/PUF, 1942.
ix
ABBREVIATIONS
Jean-Paul Sartre
BN Being and Nothingness. New York: Washington Square Press, 1953.
EH L'existentialisme est un humanisme. Paris: Nagel, 1970.
EN L'etre et le neant. Paris: NRF Gallimard, 1943.
N Nausea. New York: New Directions, 1969.
Nf La nausee. Paris: Gallimard, 1938.
TE The Transcendence oftheEgo. New York: Octagon, 1972.
X
On the Way to France ...
Introduction
While I was attending a dinner party in Paris some years ago, the conver-
sation turned to the intellectual climate in France after World War II. At
first the discussion was dominated by the works of Sartre, an author on
whom everyone at the table held an opinion. One of the guest-, asked a
question he thought I might be able to answer: "How was it that Sartre
was able to Cartesianize Heidegger?" The question was soon refomm-
lated: "How did Sartre make Heidegger French?" I began to explain that
the story of Heidegger's reception in France is complex, that the answer
requires an investigation into the intellectual climate of France between
the wars as well as into the relation between young French intellectuals
such as Sartre, Raymond Aron, and Maurice Merleau-Ponty and the for-
eign intellectuals who emigrated to Paris in the 1930s and brought the
work of Heidegger with them. Unfortunately, before I could go any fur-
ther, I found myself fielding a veritable barrage of questions. The first
flurry concerned Heidegger's influence on Sartre, in contrast to his influ-
ence on the "postmodem" philosophers (the names Derrida, Foucault,
and Lyotard were mentioned). The next flurry changed the tenor of the
conversation entirely. I was asked to explain Heidegger's affiliation with
the National Socialist Party and the relation of his political actions to his
philosophical work. As I tried my best to tie all these topics together, the
conversation around me degenerated into a mini-Heidegger Affair. Voices
were raised, tempers flared, and I was left pondering a familiar question.
How could I tell the story of Heidegger's reception in France in a way that
would do justice to all these issues without being sidetracked by any one?
In many ways the story of Heidegger's reception in France (which is
also the story of the intellectual figures who brought Heidegger's work
to France and their influence on modern French culture and society)
3
ON THE WAY TO FRANCE
has been eclipsed by the popularity of Sartre and the notoriety of Hei-
degger's affiliation with National Socialism. Emmanuel Levinas, Alexan-
dre Kojeve, Jean Beaufret, and Maurice Blanchot are hardly household
names in the United States. Furthermore, in France these intellectuals
have been traditionally understood to be supporting players in Sartre's
existential drama. Thus for me, the task at hand was to explain the
ways in which Heidegger's philosophy was imported, incorporated, and
expanded on in France. At the same time, I had to keep in mind the
problematic issue of Heidegger's political choices, while bringing to the
fore a number of intellectual figures whose influence on modern French
philosophy has been enormous but whose lives and works have been ill-
defined and underexplored.
The reception of Heidegger's philosophy in France is the story of a
"generation" of French intellectuals who grew up in the shadow of World
War I and subsequently turned away from traditional French philosophy
and toward a new and different strain of philosophical thought imported
from Germany through an influx of foreign intellectuals. To present it in
broad strokes, this was a generation whose earliest intellectual formation
took place within a set of institutions devoted to a ne<rKantian and repub-
lican-rationalist ideology, and who, when they matured, brought about a
qualified break with that ideological context, even as they drafted an "exis-
tentialism" still compatible with the more enduring legacies of Descartes
and the Enlightenment project. But why did these young French intellectu-
als, whom I shall call the "generation of 1933,"1 turn away from the tradi-
tional French philosophical canon and ultimately toward the philosophy of
Martin Heidegger? And why was that philosophy so well received?
4
Introduction
2. The French variant of neo-Kantianism is entirely different from that of the German
schools. For a succinct description ofthe French variant, see Gary Gutting, French Philosophy
in the Twnttieth Cmtury (New York: Cambridge University Press, 2001), 40-48. For an
understanding of the German phenomenon, see Thomas Willey, Back to Kant: ThP Reuival
ofKm1tiani.sm in German Social and Historical Thought (Detroit: Wayne State University Press,
1978). For a detailed account on Bergson and spiritualism, see Dominique Janicaud, Une
grnPal.o[!j.e du fpirilualismp fram;ai\ (The Hague: Nijhoff, 1969).
3. On the life and work of Leon Brunschvicg, see Rene Boirel, Bmnschvicg: Sa vie, son
oeuvre (Paris: Presses Universitaires de France, 1964); Dominique Parodi, La pltilosophie
co11ternparainP m Fra11ce (Paris: Alcan, 1919); and the section on Brunschvicg in Gutting,
Frmr.h PhiltJ.mphy in the Twentieth Century.
4. Vincent Descombes, ModPTn Hnl('h Philosophy, trans. L. Scott Fox and J. M. Harding
(Cambridge: Cambridge University Press, 1980), G-7.
5
ON THE WAY TO FRANCE
5. Peter Gordon, "Science, Finitude, and Infinity: Neo-Kantianism and the Birth of
Existentialism," Jnoish Social Studies 6 (Fall 1999): 33.
6. See Leon Brunschvicg, /,a rnodaliti dujugeme11t (Paris: Presses Universitaires de France,
1964).
7. Leon Brunschvicg, "Vie interieure et vie spirituelle," Rcoue d.e rnitnphysiquR f't de rnural.e
32 (1925):146. Unless otherwise noted, translations from the French are my own.
6
Introduction
7
ON THE WAY TO fRANCE
ence on the generation of 1933 was not substantial. But the generation
of 1933 wanted to move beyond Bergsonian spiritualism, which they con-
sidered overly subjective and optimistic, and this created a gap in the
French philosophical world. The French neo-Kantians attempted to use
recent advances in science to explain the increasingly complex nature
of the world, but they too faced the harsh challenge that World War I
presented to the French notion of progress. Thus both strains of French
philosophy appeared insufficient to the generation of 1933. For them,
the starting point of philosophy was the desire to come to grips with the
events of World War I in relation to the optimistic view of progress and
history embodied by French philosophy and the Third Republic. Neither
the spiritualists nor the materialists could explain the senseless killing
and mass destruction that marked the "victory" of France in World War
I, nor the precarious economic position of an industrializing France. To
the generation of 1933, the traditional academic system seemed more
concerned with perpetuating itself and its republican ideals than with
confronting the realities of a changing world. The events of history had
debunked the theory of historical progress that had guided the Third
Republic from its inception. The answers the generation of 1933 sought
lay beyond the familiar territory of French academic philosophy. A new
way of thinking was required to make sense of a world that eluded the
grasp of their teacher.
It is in this sense that I will describe the reception of Heidegger in
France as an intersection of heimisch (familiar, of one's home) and unheim-
lich (strange, foreign). The tem1 unhimlich is usually translated "uncanny,"
"curious," or "strange" (all ofwhich are applicable in this case as well), but
can be rendered more literally as "not at home." 11 This is a particularly
appropriate model to keep in mind when discussing the reception of Hei-
degger in France because it was an influx of foreign emigres who brought
Heidegger to France and provided the basis for the domesticated version
of Heidegger's philosophy presented by the generation of 1933. Thus I
refer not only to the unheimlich nature of the importation of a German
philosopher's works from his "home" to the "foreign" soil of France 12 but
also to the principal agents of importation: Emmanuel Levinas, Alexandre
Koyre, Alexandre Kojeve, Georges Gurvitch, and Bernard Groethuysen, to
name several. All these figures were foreign intellectuals who made them-
I L Heidegger himself uses the term unhrimlir:h to denote that which questions the status
of knowledge, truth, and the limits of appropriability. For Heidegger, the unheimliclt is
what seems most familiar but is in fact the most strange. "Here 'unheimlich' also means
'not-being-at-home' [da.s Nidtt-z.uhnuse-sei11]" (BT, 233).
12. The reverse argument can also be made, that a "foreign" German philosophy was
imported onto "native" French soil, thus pointing out the particularly slippery question of
national identity or of nation and identity.
8
Introduction
selves "at home" in post-World War I France. The arrival of figures fleeing
Russia in 1917 via Germany infused French intellectual life with scholars
raised on Russian literature, exposed to Marxist doctrine, and schooled
in modem German philosophy. German:Jewish intellectuals fleeing anti-
Semitism in German universities represented a later wave of intellectuals
coming to France. Levinas brought a new way of reading philosophy; Alex-
andre Koyre and K.ojeve imported interpretations of Hegel. 13
These "foreign" intellectuals working on the periphery of the French
university system and publishing in French provided concrete answers
to the questions the generation of 1933 felt their own philosophical tra-
dition was unable to answer. They also imported interpretations of Hei-
degger's philosophy, on which such French thinkers as Raymond Aron,
Jean Beaufret, Maurice Merleau-Ponty, Jean Hyppolite, and Jean-Paul
Sartre (all graduates of the Ecole Norrnale Superieure) would base their
work and thereby secure Martin Heidegger's place in twentieth-century
French intellectual life. But this is not to say that Heidegger has found a
"home" in France. The very process of rooting Heidegger's work in that
country has been tense and often violent, as exemplified by the numer-
ous Heidegger Affairs that continually resurface. The process of amnesia
and rediscovery of the "insidious," "foreign," "totalitarian," and "hostile"
nature of Heidegger's work is indicative of a larger French trend toward
appropriating and then disowning academic traditions. 14
But this process of rediscovery also points to the phenomenon redis-
covered. Any serious work on Heidegger, his philosophy, or his disciples
13. See Descombes, Modem French Philosophy; Michael Roth, Knowing and Ilistary:
Appropriations of llegPl in Twentieth-century Franre (Ithaca; Cornell University Press, 1988);
Judith Butler, Subjfcts of DesirP: Hegelian RRjlertions in 1iventiPtlz Cro.tury France (New York:
Columbia University Press, 1999); Tom Rockmore, Jleidegger and French Philosophy:
1-lumanMm, Antihumanism, an.d Being (New York: Routledge, 1995).
14. This is perhaps best exemplified by the wave of work in the mid- to late 1940s by such
French thinkers as Jean Hyppolite, Jean-Paul Sartre, and even Paul Valery, nominally
on the subject of Rene Descartes but more concerned with proving that Heidegger's
philosophy was derivative and secondary to the original French genius of Descartes.
The most blatant of these works was Sartre's introduction to his own selection of texts by
Descartes: Descarte.~. 1596-1650 (Paris: Traits, 1946). Other works on Descartes from this
period include: Leon Brunschvicg, [)psrartes et Pasca~ l.eciPurs de Mont.aign.e (Paris: Brentano,
1944); Henri Lefebvre, De~cartes (Paris: Editions d'hieret aujourd'hui, 1947); Paul Valery,
Vs pagps immort.el~ de Desrart.es, choisi.es et expN.qufes par Paul Valhy (Paris: Correa, 1946). I
wish to thank George Van den Abbeele for his help in compiling this bibliography.
The subsequent attacks on French Heideggerianism can be read as internal
conflicts attempting to refocus the future of French philosophy based on purely French
philosophical grounds. Alain Renault and Luc Ferry's I-leidegger et l.es Mod.emes is a
particularly transparent attempt to extricate all things German from "French" philosophy
in an attempt to right the listing ship of the French intellectual tradition-the dismissal
of deconstruction in favor of a return to liberal humanism as exemplified in the more
traditional reading of Descartes.
9
ON THE WAY TO FRANCE
15. On the relationship between Heidegger's philosophy and his politics, see Richard
Wolin, ThP Politic..r of Being: 11ze Political Thought of Marlin I lf'idegger (New York: Columbia
University Press, 1990); Tom Rockmore, On /leideggt:r:~ Nnzi~rn and Phiwsoplty (Berkeley:
University of California Press, 1992); Tom Rockmore and Joseph Margolis, eds., The
/leidpgger Case: On Pltilo.rophy and Poli.tics (Philadelphia: Temple University Press, 1992);
Hugo Ott, Martin IlPidRggf'T: l!nfRrloegs zu stini'T Bi.ographie (Frankfurt: Campus, 1988);
Hans Sluga, lleidf'{!J{f'T's Criril: Philosophy and Politics in Nazi Germany (Cambridge: Harvard
University Press, 1993); Dominique Janicaud, The Shadow of 11mt 11wught, trans. Michael
Gendre (Evanston: Northwestern University Press, 1996); and Victor Farias, J/pifkggrr and
Nazism, trans. Gabriel R. Ricci (Philadelphia: Temple University Press, 1989).
16. A notable exception is Rockmore's l!ndeggt:r and Frnuh Phiwsaphy, a substantive
investigation into the "relation between Heidegger's theory and his politics through a self-
contained, independent inquiry into the French reception of Heidegger's thought" (xi).
Rockmore's work differs from my own in that he focuses on the relation between politics
and thought in the French reception. His book is organized thematically around the role
of "humanism" and "antihumanism" in French philosophy and attempts to understand
"how an apparent genius who was drawn to Nazism has continued to attract attention
among many philosophers who do not share his political views, above all those working in
the humanist tradition of French philosophy" (xv). As such it is an excellent companion to
this work's chronological account of the initial importation, reception, and incorporation
of Heidegger's philosophy in France and its subsequent immense popularity. Of equal
importance is Dominique Janicaud's llridPggPT er1 Franc~, vols. 1 and 2 (Paris: Albin
Michel, 2001). The first volume presents Janicaud's own account of the reception of
Heidegger in France from an insider's perspective. The second is a series of interviews
with French intellectuals that provides multiple perspectives on the process of reception.
10
Introduction
occurred between 1927 and 1961, the "first phase" of the reception of
Heidegger in France.
The basis for these divergent readings lies in the tension in Martin Hei-
degger's Being and Time (first published in 1927) between his attempt to
present a primordial collective and his desire to preserve the individuality
of the specific actor. The organizing motif of Being and Time is Heidegger's
investigation of the individual being in relation to the collective back-
ground in which that being finds itself. For this reason, Heidegger orga-
nized Being and Time into two "divisions." Division 1 is concerned with the
''way of being" in the largest sense of the term, Division 2 with the specific
aspects of particular being. But the earliest French readers seem to have
had little interest in the obscure and elusive category of the "way of being,"
and their own interest in "individuality" led them to the later parts of Being
and Time, where Heidegger's concern with the actual conditions of human
existence came to the fore. Heidegger did not intend for the two divisions
to stand in opposition, but in the French reading the emphasis was placed
on the second division, specifically the chapters "Temporality," "Death,"
and "Historicality." This shift created an oppositional dynamic between the
two divisions that emphasized the primacy of the individual who asserts his
individuality through "authentic choice" and "resolute action." This funda-
mentally humanistic, anthropocentric reading of Heidegger's project I will
call the first reading ofHeidegger in France.
In Being and Time, Heidegger is equally concerned with the collective
contextual referent of "the world" (which gives us all our possibilities
and is the social nexus into which we are thrown), and the particular
individual who exists as a being-in-the-world and for whom being is an
issueP But Heidegger's language is difficult and his intentions are at
times unclear. His investigation into the larger ontological issue of being
necessarily begins with the localized investigation into the omic proper-
ties of the specific being for whom being is an issue. 18 But this does not
mean that the individual holds the answer to the question of being. On
the one hand, everything we do and have is based on the world we live
17. On Heidegger's philosophy and &ing and Time, see Hubert L. Dreyfus, Bei11g-in-the-World
(Cambridge: MIT Press, 1992); Theodore Kisiel, The Gnle'iis of 1/eidPgger:'i Bring and Time
(Berkeley: University of California Press, 1995); Jeffrey Barash, Marti11 Hl'idegJ.,Tt'T and the
Problem of I li.'it.orical MP.fJning (New York: Fordham University Press, 2003); Michael Gelven,
ed., A Commentary on !Ieidegger's Being and Time, rev. ed. (DeKalb: Northern Illinois University
Press, 1989}; Richard Polt, lleidegger: An Introduction (Ithaca: Cornell University Press, 1999};
Harrison Hall, "Intentionality and World: Division I on Being ami Time," and Piotr lloffman,
"Death, Time, History: Division II of Bnng and TimP," both in The Cambridge Companion to
lll'idegger, ed. Charles B. Guignon (Cambridge: Cambridge University Press, 1993); Michael
Murray, ed., llei.dJ>gwrand Modern Phil.ofnphy (New Haven: Yale University Press, 1978).
18. For Heidegger, on tic properties determine the specific ways we exist on an everyday
level, for example, being a carpenter who builds houses.
11
ON THE WAY TO FRANCE
in and the cultural referents the world presents us with (and thus not
on our individual self); on the other hand, it is only through the indi-
vidual Dasein that we can come to investigate this phenomenon. While
Dasein does imply "human existence," it is not to be confused with any-
thing like the Cartesian cogito, the Freudian ego, or Husserl's concept
of consciousness. Dasein is not a conscious subject. It is not cognitive,
localizable, or definable as a process or event. Instead, Dasein is the way
human beings are. It must be understood as more basic than mental states
and intentionality and therefore as the basis on which these concepts are
grounded. 19
Dasein always understands itself in terms of its existence-in terms of
a possibility of itself: to be itself or not itself. Dasein has either cho-
sen these possibilities itself, or got into them, or grown up in them
already. Only the particular Dasein decides its existence, whether it
does so by taking hold or by neglecting. (BT, 33)
The possibilities that Dasein can "choose'' are based on the world around
it, but, because Dasein is self-interpreting in its nature, it approaches the
world individually. "The 'essence' of Dasein lies in its existence' (BT, 67). Hei-
degger's language can be interpreted to emphasize either the collective
referent or the individual existent. For reasons we will explore, the first
French readers inclined toward the individual, while the proponents of
the second reading, such as Jean Beaufret, inclined toward the collec-
tive. Heidegger wants to explore the difficult dynamic between the indi-
vidual Dasein and the world that gives it its possibilities, but he is not
clear about which of these two themes holds greater weight in the overall
investigation. This is because Heidegger's model represents an intersec-
tion between the often conflicting influences of Wilhelm Dilthey and
S0ren Kierkegaard, which become muddled in Being and Time because
of the free-flowing manner in which Heidegger moves between the two
without really spelling out their differences. The issue is compounded by
Heidegger's attempt to reconcile the communal and the individual by
using impersonal linguistic constructions in German. Heidegger appro-
priated the use of the German impersonal from neo-Kantianism but
modified it to alter its philosophical significance. Heidegger takes the
neo-Kantian es gilt ("it holds," "it is valid") and, by shifting the empha-
sis to the it, produces a philosophical construct that emphasizes that
which is prior to what is valid and which, in fact, gives validity. Thus Hei-
degger presents a pretheoretical "hold" to accompany the theoretical "it
holds" of neo-Kantianism, a "hold" given by the impersonal it. In this
move, Heidegger "gives priority to the impersonal event enveloping the
12
Introduction
13
ON THE WAY TO FRANCE
14
Introduction
15
ON THE WAY TO FRANCE
In this averageness with which it prescribes what can and may be ven-
tured, it keeps watch over everything exceptional that thrusts itself to
the fore. Every kind of priority gets noiselessly suppressed. Overnight,
everything that is primordial gets glossed over as something that has
long been well known. Everything gained by a struggle becomes just
something to be manipulated. Every secret loses its force. (BT, 165)
The particular danger of the present age is the rationality and univer-
sal principles that reinforce the grip of das Man by making everything
appear self-evident, including one's self. But this leads to an obscuring
of Dasein's ontological makeup and to the faulty assumption that exis-
tentiell answers arc existential answers. Heidegger presents these nega-
tive aspects of das A1.an as the result of das Man's "publicness."
Publicness proximally controls every way in which the world and Das-
ein get interpreted, and it is always right-not because there is some
distinctive and primary relationship-of-Being in which it is related
to "Things," or because it avails itself of some transparency on the
part of Dasein which it has explicitly appropriated, but because it is
insensitive to every difference of level and of genuineness and thus
never gets to the "heart of the matter." By publicness everything gets
obscured, and what has thus been covered up gets passed off as some-
thing familiar and accessible to everyone. (BT, 165).
Publicness has an answer for everything, but its answers are what was
known to it already and in this sense it never approaches the real ques-
tion of being. In the interest of uniformity and complete systematic
understanding, publicness invents responses that make all cases conform
to one rule, one logic, and thus removes all differentiation. Thus the
16
emphasis of chapter 4 seems to lie in Heidegger's criticism of the evils
of conformity and the inherent problems of living with others. These
themes become the central focus of Sartre's Being and Nothingness.
By the end of chapter 4, Heidegger appears to understand the appre-
hension of authentic Dasein as the individual's will and resolve to assert
its individuality in the face of the banal confom1ism of the herdlike das
Man. What is obscured in Heidegger's criticisms of das Man and public-
ness is his prior assertion that the collective category of das Man is pre-
cisely what presents the individual with all its possibilities (including the
possibility for authenticity) and that this is not a bad thing. Heidegger's
Diltheyan understanding of das Man as an existentiale, and therefore as
s
a necessary, constructive component of Dasein makeup, is lost in his
Kierkegaardian critique of conformity. As a result, Heidegger's first read-
ers in France understood his structure to be derived from Kierkegaard 's
individualist existentialism and did not sufficiently take into account
the influence of Dilthey or Heidegger's modifications to Kierkegaard's
structure. In contrast, the second wave of readers overemphasized Hei-
degger's ontological antisubjectivism and dismissed his use of Kierkeg-
aard in Being and Time. The internal tensions in Heidegger's Being and
Time ultimately became the fault line that opened when the first reading
of Heidegger's philosophy in France, based on the subjectivist elements
in Heidegger's work, was confronted by the second and third read-
ings, which focused on the ontological, postsubjectivist aspects of his
project. These themes also translated into a political understanding of
Heidegger's thought, so that proponents of the first reading interpreted
Heidegger's work as antithetical to authoritarian collectivism and thus
in opposition to totalitarian movements such as National Socialism, by
virtue of the perceived emphasis on the individual and the individual's
freedom. This in fact is the basis for the first Heidegger Affair. Now that
we have explored the tensions within Heidegger's Being and Time that
allowed for both a humanistic, anthropocentric reading and a postsub-
jectivist ontological reading, let us turn to the main focus of this work,
how these understandings manifested themselves in France. ~
The structure of this book follows chronologically the three "readings"
ofHeidegger's philosophy in France. Part 1, "On the Way to France," dis-
cusses the arrival of Heidegger's philosophy in France through the work
of Emmanuel Levinas in the late 1920s and early 1930s. Part 2, "The First
Reading," explores the initial French understanding of Heidegger's phi-
losophy as anthropocentric, teleological, and fundamentally humanistic.
Chapter 2 explores Alexandre Kojeve's seminar on Hegel at the Ecole
Pratique des Hautes Etudes as both the intersection between German
phenomenology and the generation of 1933, and as the basis for this
first reading of Heidegger's philosophy in France. Chapter 3 looks at the
17
ON THE WAY TO fRANCE
18
CHAPTER 1
Emmanuel Levinas: de l'etre .
Kovno, 1905-1921
Kovno, Lithuania, might seem an odd place to begin a history of the
reception of Martin Heidegger's philosophical oeuvre in France, yet to
UDC'aoo.y/not at home
borrow a term from Heidegger himself, it is indicative of the unheimlich
nature of the series of events that would root Heidegger's work so firmly
in French intellectual circles. In 1906, the year of Emmanuel Levinas's
birth, Kovno, Lithuania, was still very much a part of czarist Russia.
Thirty percent of its eighty thousand inhabitants were Jewish. Kovno and
the area surrounding it were known for their yeshivas and their history
of Talmudic scholars such as the Gaon of Vilna and Chaim of Vol on.
Equally prevalent was a spirit of Enlightenment and the assimilation of
Russian and Jewish heritages. 1 The enlightened Jewish families spoke
Russian, rejected Orthodoxy, and embraced traditional Russian culture
while keeping kosher and celebrating "Jewish traditions." 2 The Levinas
household was just such a family.
The tension between the desires for assimilation and autonomous
Jewish identity can be seen in the incongruities of the Levinas family's
everyday life. They lived outside the Jewish area, spoke primarily Rus-
sian at home, owned a Russian bookstore, and wanted their children to
attend Russian schools. Yet they interacted in primarily Jewish circles,
kept kosher, celebrated the Jewish holidays, and learned Hebrew, albeit
I. For an overview of the intellectual and religious climate in Lithuania, see Judith
Friedlander, Vilna on the Seine (New Haven: Yale University Press, 1990). For an account
of the tensions inherent in the Russification of modern Jews, see Michael Stanislawski,
Zioni.srn and the Hrt-d!!-Sikle: Cosrrwpolitanistn and Nalio'Tialism Nordau wjacobotinsky(Berkeley:
University of California Press, 2001 ).
2. Friedlander, Vilna on the Seine.
19
ON THE WAY TO fRANCE
20
Emmanuel Levinas: de l'itre ...
21
ON THE WAY TO FRANCE
Strasbourg, 1923-1929
Emmanuel's parents had originally planned for him to attend a Russian
university, but after the Revolution it became clear that this was no lon-
ger an option. Given his studies with Dr. Moses Schwabe, his knowledge
of German, and the proximity of Germany, the German university system
seemed a logical choice. But Emmanuel Levinas decided to venture to
the University of Strasbourg, "the city in France closest to Lithuania,"
where he did not speak the language well, and which was certainly more
distant than many universities in Germany. Increasing anti-Semitism in
Germany, the unstable value of a diploma from a jewish school in Lithu-
ania, and the reluctance of German universities to admit Eastern Euro-
pean Jewish immigrants may have determined the choice for him. 15
In any event, Levinas had made a good choice. Strasbourg was a bilin-
gual city and Levinas was able to use his German while he improved his
French. In many ways Strasbourg was the perfect place for Levinas, a city
whose nationality had changed with the multiple redrawings of the map.
Neither ~lly German nor fully French, the Alsatian capital was unheimlich
in the sense that it called the notions of borders and national identity into
question.
After World War I and the return of the Alsatian territory to France, that
country set about reintegrating Kaiser-Wilhelm University into the French
academic system under the name of the University of Strasbourg. It was
the Third Republic's intention to establish a first-rate French university that
would rival Paris in order to assert France's cultural as well as geographi-
cal control over this disputed territory. The university filled its ranks with
France's youngest and brightest scholars, primarily from the Ecole Normale
Superieure, to guarantee the success of French culture. The University of
Strasbourg was different from most French universities in that it comprised
22
Emmanuel Levinas: de l'etre ...
not only the five traditional colleges-Letters, Law, Science, Medicine, and
Pharmacy-but also two schools of theology (Protestant and Catholic) .16
To counterbalance the two religious faculties, the University of Strasbourg
packed the Department of Letters with "nonreligious" staff. Regardless
of the criteria by which the "nonreligious" instmctors were chosen, they
turned out to be extremely avant-garde. By the early 1920s the University of
Strasbourg's Faculty of Letters consisted of such notable scholars as Martial
Gueroult, Maurice Pradines, Maurice Halbwachs, Marc Bloch, and Lucien
Febvre.
But while these young professors sought to challenge the more tradi-
tional Parisian universities, their rebellion would go only as far as their
Parisian education would let it. Furthermore, their isolated position in
Strasbourg kept them out of many of the spirited debates over politics,
academics, and Parisian affairs. How could these Young Turks venture
beyond Paris when they did not know where Paris was going? For this
reason, many of the professors would leave StrclSbourg the first chance
they got for university posts in Paris. By 1925 the dean began referring to
his university as the waiting room for the Sorbonne. 17
By the time Levinas came to Strasbourg, the university was more or less
in step with the rest of the French academic world, with the exception of
the Department of Theology, which still followed its Protestant interests.
The French philosophical world Levinas entered was caught between the
poles of neo-Kantian rationalism as exemplified by Bmnschvicg, which
focused on a rational approach to philosophy based on the model of sci-
entific investigation, and the philosophy of Bergson, with its emphasis on
spiritualism, intuition, and interiority.
During his first year at StrclSbourg, Levinas studied Latin and perfected
his French. To pass his language exam he translated a text by Kant from
Latin in to French: "Principorum cognitionis metaphysicae nova dilucidatio,"
Section 3, part 2.6. The following year he enrolled as a student of philos-
ophy in the Faculty of Letters. This was Levinas's first foray into the aca-
demic world of philosophy. What he lacked in formal training he more
than made up for with his knowledge of the Old Testament and Russian
literature. His approach was not that of a student brought up studying
philosophy in the French school system. Instead, as Lcvinas writes, his
interest in philosophy came from the courses he had taken on
23
ON THE WAY TO FRANCE
24
Emmanuel Levinas: de l'etre ...
position of ethics over politics Pradines gave the example of the Dreyfus
Mfair. 20 This was an essential moment leading up to Levinas's decision to
embrace French culture and society as his own. For Levinas, as for most
Jews in Eastern Europe, the Dreyfus Affair was an event of mythic pro-
portions: "Everywhere in Eastern Europe, Jews knew about Dreyfus. Old
Jewish men with beards who had never seen a letter of the Latin alpha-
bet in their life, spoke of Zola as if he were a saint. And then, suddenly,
there was a professor before me in the flesh, who had chosen this [the
Dreyfus Affair] as his example [of the superiority of ethics over politics].
What an extraordinary world!"2 1
Through Pradines, Levinas was introduced to the works of Henri Berg-
son, a figure as inspirational to Levinas for his Jewish background as for his
philosophical prowess. But while the realization that a Jewish man could
reach the heights of popularity in the field of philosophy was encourag-
ing, if not seductive, to the young Jewish scholar, it was the realization of
how the works of Bergson could guide the future of philosophy that truly
sparked his interest. For Levinas, Bergson represented all that was new in
philosophy, and he was swept up in the novelty of this sensation. Bergson
was seen as the liberator of time and, through time, of free will. 22 For Levi-
nas and the other young students at Strasbourg, Bergson addressed the
fear of being in a world without new possibilities, without a future of
hope, a world where everything is regulated in advance; the ancient
fear before fate, be it that of a universal mechanism, absurd fate, since
what is going to pass has in a sens~ already passed! Bergson, to the
contrary, put forward the proper and irreductible reality of time ...
It is Bergson who taught us the spirituality of the new "being" disen-
gaged from the phenomenon in an "otherwise than being. "23
But Levinas's nuanced reading of Bergson surpasses Bergson in many ways.
Despite the emphasis on fluidity and movement, Le\-inas came to see
Bergson's philosophy as static because it had completed the task it set
out to achieve. In some sense it had nothing more to offer. Bergson's
work opened new horizons and new possibilities. It was the basis without
which "all the new ideas developed by philosophers during the modern
and postmodern periods, and in particular the venerable newness of
Heidegger, would not have been possible." 24 But its impact lay in how it
25
ON THE WAY TO FRANCE
26
Emmanuel Levinas: de l'etre ...
While these eminent professors were responsible for the more formal
aspects of Levinas's academic training, perhaps the two most important
figures in Levinas's development at Strasbourg were a fellow student,
Gabrielle Peiffer, and a young instructor and pastor named Jean Hering.
It was Peiffer who introduced Levinas to the work of Edmund Husserl:
In Strasbourg, a young colleague, Miss Peiffer, with whom, later, I
shared the translation of the Husserlian Cartesian Meditations, and
who prepared on Husserl what one then called the Dissertation of
the Superior Studies Degree, had recommended to me a text which
she was reading-! believe it was the Logical /nvestigations. 30
The following year Levinas enrolled in Jean Hering's course at the Fac-
ulty of Protestant Theology at Strasbourg. Hering had been a member of
the GOttingen circle, one of the original phenomenological groups that
gathered to study around Edmund Husserl.
The circle began in 1905 but did not become a cohesive entity until
1910, when the informal discussions and gatherings became a formal
philosophical society. The group consisted primarily of German students,
such as Adolf Reinach (b. 1905),Johannes Daubert (1905), Moritz Gei-
ger (1906), Theodor Conrad (1907), Hedwig Conrad-Martius (1910),
Max Scheler (1910), Hans Lipps (1911), and Edith Stein (1913); they
were joined by foreign students such as Roman Ingarden (1912, from
Poland), Alexandre Koyre (1910, from Russia via Paris), and Jean Hering
(1909, from Strasbourg). 31 From its inception, the circle worked around
Husser! but could not be defined as a school in the strict sense. The stu-
dents in the group met once a week to read papers or hold discussions
outside the university, usually without Husserl. For the members of the
circle, phenomenology had a broader meaning than it did for Husserl
himself, and while he approved of the experimental use of the phenom-
enological method in investigations of art and poetry, he did not see this
application as particularly fruitful and referred to the more frivolous
studies as "Bilderbuch phenomenology." Some of the investigations did
seem frivolous; according to Herbert Spiegelberg, even the scent of a
cigar or the taste of wine served as legitimate topics of phenomenologi-
cal investigations within the circle. In many ways this foreshadows Ray-
mond Aron's famous remark to Sartre that when using phenomenology,
even a beer is philosophy.
27
ON THE WAY TO FRANCE
32. These lectures were published as Les tendenr.es acttulles de fa jJhilosophie allemarule (Paris:
J. Vrin,1930).
33. Victor Delbos, "Husserl: Sa critique du psychologisme et sa conception d'une logique
pure," IW.mR dR mPtophysique el df morniR 19 (1911).
34. See Jean Hering's "Bemerkungen iiber das Wesen, die Wesenheit und die Idee,"
jahrbuch fil.r PltilowfJitie 7lTid Pltiinomenologie For.~r.lt'IU/g 4 ( 1921): 495-543.
35. Jean Hering, "La phenomenologie il y a trente ans," IW.nu internalionale de philofophiP
1 (1939):368.
28
Emmanuel Levinas: de retre ...
29
ON THE WAY TO FRANCE
30
Emmanuel Levinas: de nitre ...
philosophy and the strange nature of his concerns that fascinated Blan-
chot and formed the basis of their pact.
Levinas's education was not that of a French student in philosophy,
nor were his concerns. His training in Russian literature and his knowl-
edge of the Bible led him to study in the Department of Philosophy at
Strasbourg, and his work at Strasbourg led him to phenomenology. Levi-
nas had no stake in the French debates over Bergsonianism and neo-
Kantianism. For him, the future of philosophy was phenomenology and
the home of phenomenology was Freiburg. Levinas decided to go to the
source.
Freiburg, 1928-1929
Levinas spent the academic year of 1928-1929 studying with Husserl,
who had just retired from the University of Freiburg but was continuing
his courses until a replacement could be chosen. The course for the first
term was on "the notion of psychology in phenomenology," and for the
second on "the constitution ofintersubjectivity." This was the last course
Husserl taught at Freiburg, and its contents would later become the cen-
tral focus of Levinas's work. But Levinas's immediate concerns were with
phenomenology as a method and the new possibilities that Husserl's
work might open up.
In the first place, there is the possibility sich zu besinnen, of grasping
oneself, or of getting back to oneself, of posing with distinctness the
question: "Where are we?" of taking one's bearings. Perhaps this is
phenomenology in the largest sense of the term, beyond the vision
of essences, the Wesenschau which made such a fuss. A radical reflec-
tion, obstinate about itself, a cogito which seeks and describes itself
without being duped by a spontaneity or ready-made presence, in
a major distrust toward what is thrust naturally onto knowledge, a
cogito which constitutes the world and the object, but whose objec-
tivity in reality occludes and encumbers the look that fixes it. From
this objectivity one must always trace thoughts and intentions back to
the whole horizon at which they aim, which objectivity obscures and
makes one forget. Phenomenology is the recalling of these forgotten
Bernasconi and Simon Critchley (Indianapolis: Indiana University Press, 1991), 201-26;
Lars Iyer, "The Sphinx's Gaze: Art, Friendship, and the Philosophical in Blanchot and
Levinas," Soutlwmjournal ofPhilo.~ophy 39, 2 (Summer 2001): 189-206;Joseph Libertson,
Proximity, Leuinas, Blanclwt, Bataille, and Communication (The Hague: Nijhoff, 1982); Gary
D. Mole, Leuinas, Blanchot, jahes: Figures of Estrangement (Gainesville: University Press of
Florida, 1997); Thomas C. Wall, Radical Passivity: l.ernnas, Blanchol, and Agamben (New
York: State University ofNewYork Press, 1999).
31
ON THE WAY TO FRANCE
32
Emmanuel Levin as: de l'etre ...
48. Hugo Ott, Martin lleirlRgger: A Polilicnl Lift, trans. Allan Blunden (New York: Harper
Collins,l993), 175.
49. Ibid., 129.
50. See "Edmund Husserl and Martin Heidegger," in Ott, Martinlleidrggn; A Political Lifo.
33
ON THE WAY TO FRANCE
begun the radical interrogation that allowed for the possibility of "grasp-
ing oneself," of understanding the relation to things as "consciousness
of," which always implies a self that is conscience, but Heidegger took the
investigation further by shifting the focus away from the intellectual activi-
ties of the specific self and toward an investigation into being. Through
Being and Time and then through Heidegger's own lectures, Levinas was
introduced to "the comprehension of the verb to be.' Ontology would be
distinguished from all the disciplines which explore that which is, beings,
that is, the beings,' their nature, their relations-while forgetting that in
speaking of these beings they have already understood the meaning of the
word Being, without, however, having made it explicit. These disciplines
do not worry about such an explication." 51
Heidegger's project, however, made that explication of being its primary
goal by extending and reshaping Husserl's phenomenological project.
For the young Levinas, the work of Husserl seemed less convincing
precisely because it "seemed less unexpected. This may sound paradoxi-
cal or childish but everything seemed unexpected in Heidegger, the
wonders of his analysis of affectivity, the new access toward the investiga-
tion of everyday life, the famous ontological difference he drew between
being (das Sein) and beings (das seiendes)."52 Like Husserl, Heidegger
looked on science as a "certain modality of intelligibility-but a modality
already derived. "53 Thus Heidegger saw science as a secondary investiga-
tion that took the primary investigation of being for granted and thus
could not address the most important philosophical issues.
Levinas's philosophical transition from Husserlian phenomenology to
Heideggerian ontological phenomenology can be best traced through
two of Levinas 's earliest works: his article "Sur les Ideen' de M. Husserl,"
written for the Revue philosophique de la France et de l'etranger (1929) and
his doctoral dissertation, published as The Theory of Intuition irz Husserl's
Phenomenology (1930). The article was the first comprehensive and articu-
late treatment specifically of the work of Husserl that was able to explain
Husserl's project from the inside. 51 The dissertation would introduce the
philosophy of Martin Heidegger to France through Heidegger's critique
of Husserl's concept of intentionality.
"'When Levinas began to work with Husserl, he was enthralled by the phe-
nomenological methodology that apparently made it possible to reconcile
34
Emmanuellevinas: de nitre ...
55. Emmanuel Levinas, "Surles Ideen' de M. Husserl," in Les irnprevus de l'histoire (Paris:
Fata Morgana, 1994), 62.
56. Ibid., 62.
57. On this, see Adriaan Peperzak, Beyond: The Pht:losophy of Rmmnnuel Leuina5 (Evanston:
Northwestern University Press, 1997), chap. 4; RobertJohn Sheffler Manning, lntl'rprl'ting
Otherwise 11uw Hridegger: Emmanuel Lroinass Ethics as First PhilosojJhy (Pittsburgh: Duquesne
University Press, 1993); Craig R. Vassey, "Emmanuel Levinas: From Intentionality to
Proximity," Phil.osophy Today 25, 3-4 (Fall 1981): 175-95.
ON THE WAY TO fRANCE
36
Emmanuel Levinas: de l'etre ...
58. Kisiel, '17tf' GertP.ru of 1/l'idPgger's Being and Time (Berkeley and Los Angeles: University of
California Press, 1995), 17.
37
ON THE WAY TO FRANCE
38
Emmanuel Levinas: de ritre ...
Davos, 1929
The first conference in Davos, Switzerland, was organized in 1928 to
foster Franco-German relations. The conference was in theory to be an
international event on the neutral soil of Switzerland that would allow all
European intellectuals to participate in friendly discussion and debate as
well as leisure activities (hiking, skiing). In reality, the participants were
primarily from Germany and France and thus the conference focused
on their concerns.
The 1928 conference included among it-, participants Albert Einstein,
Gottfried Salomon, Jean Piaget, Marcel Mauss, and Lucien Levy-Bruhl.
For the second annual conference in the spring of 1929, the theme was
"What Is Man?" and the participants included Henri Lichtenberger, Leon
59. Bulletir1 d' Ia facullP des let/res, 7th year, no. 7 (May-June 1929): 269.
39
ON THE WAY TO FRANCE
60. Pierre Aubenque, "Presentation sur le debat sur le kantisme et Ia philosophie," in Ernst
Cassirer and Martin Heidegger, DPbnt sur le ka11tisme et la pltilosophie (Paris: Beauchesne,
1972), 7-9.
61. Poirit\ E.L.: Qu.i ites-vous? 76.
62. Heidegger's ambivalent feelings toward Jewish intellectuals were revealed in his
decision to invite Levinas and in his behavior toward Cassirer while at the conference.
Cassirer's wife, Toni, later remarked that those at the conference "were not unaware of
Heidegger's anti-Semitism" at the time. See Toni Cassirer, Mein l..ebm mit Ern5t Cassirer
(Hildesheim: Gerstenberg, 1981), 182.
63. Hendrik Pos, "Recollections of Ernst Cassirer," in Tlte Philosophy of Ernst Cassirer, ed.
Paul Arthur Schilpp (New York: Tudor, 1949).
40
Emmanuel Levinas: de 1etre ...
say about philosophy in itself. For Heidegger, Cassirer and the neo-Kan-
tians had missed the point ofphilosophy. 64
In the end, most of the audience seemed to have the impression that
Heidegger had "won" the debate. Levinas later pointed out, "Cassirer was
the representative of an order that had been defeated"; it was the end of an
epoch in philosophy and the end of a certain type ofhumanism. 65
For the French, however, the debate was quite a different event. Given
the agenda of philosophy at the time and the absence of phenomenol-
ogy in France, the initial reaction to the debate was only mild curios-
ity. Most of the allegiances among the French professors and students
were to Ernst Cassirer, because of the perceived proximity of the work
of Leon Brunschvicg to the German neo-Kantians. The young normalien
Jean Cavailles wrote to his sister on March 23, 1929: "There was only
one defender of Husserl and Heidegger [among the French], Levinas,
a Lithuanian who is publishing an article on Husser! in the Revue phi-
losophique. 66
Mter the debate, Levinas became the focal point for French scholars
such as Maurice de Gandillac, who were intrigued and embarrassed that
they knew nothing of this Heideggerian language. Levinas held informal
seminars on the work of Husser! and Heidegger and the other students
listened attentively. Later, they would go skiing or have snowball fights.
All in all, the gravity of the debate, which would be overdetermined by
the events of 1933 and the rise of Hitler, was lost on the young Levinas
and the other French students. On the final evening of the conference,
the students put on a show. One of the highlights was a mock Heidegger-
Cassirer debate. A student named Bolnow donned Heidegger's country
clothes and mustache, and none other than Levinas played the role of
Cassirer: "I had at that time an abundance of black hair, and I had to
put a ton of powder on it to replicate the noble gray of Ernst Cassirer." 67
They brought down the house with their caricatures of the two profes-
sors. Later, Levinas would regret very much the part he played in the
conference, precisely because it was not the part of Cassirer. On reflec-
tion, Levinas would consider his choice to follow Heidegger necessary
for the future of philosophy, but it would gnaw at him after the events
64. Heidegger's critique of Cassirer is excessive and unfair. For a detailed account
of Cassirer's relationship to neoKantianism, see John Michael Krois, "Cassirer, Neo
Kantianism, and Metaphysics," RPvue d.P metaphysique ft de moralP 4 (1992): 436-53. On the
affinities between the work of Heidegger and Cassirer as well as a detailed discussion of the
debate at Davos, see Peter Gordon, Rosenz.weig nrullleideggPr: Betwfl!11 judaism arul German
Philosophy (Berkeley: University of California Press, 2003), chap. 6.
B5. Poirie, E.L.: Qlli elPs-llmLr? 78.
66. G. Ferrie res, jean CmJail/R.s, u11 phi/{).wphe dans fa guerr11 (Paris: Seuil, 1982), 52.
67. Poirie, E.L.: Qui elPHim.ts?76.
41
ON THE WAY TO FRANCE
of World War II. "I hated myself very much during the years of Hitler for
having preferred Heidegger at Davos. "68
Paris
When Levinas moved to Paris in 1930 and took an administrative post
with the Alliance Israelite Universelle (AIU), Charles Blondel told him he
was making a mistake not to pursue an academic career. But Levinas was
entering an intellectual world that was not yet ready to accept what he had
to offer. Levinas's phenomenological methodology was largely unknown
in France. It was not until 1933 that Sartre became interested in phenom-
enology, when Aron brought news of this "new" method back to Paris
after studying Husserl in Berlin. And even then it was to Levinas's Theory
of Intuition in Husserl's Phenomenology that Sartre excitedly turned: "Sartre
purchased Levinas's book on Husserl on the Boulevard Saint-Michel and
was in such a rush to read about the philosopher that he leafed through
the work while he was walking along, before he had even cut the pages."69
Thus, in one of Sartre's first encounters with Husserl, he was reading phe-
nomenology from Levinas's Heideggerian perspective.
It is therefore no surprise that in 1930 this Eastern European Jewish
immigrant who had not taken the agregation and who studied decidedly
un-French philosophy did not attempt to find placement in the Parisian
academic world. It was Leon Brunschvicg, a member of the board of the
AIU, who frankly told Levinas, ''With your accent I would never pass you
on the oral part of the examination." 70 Levinas looked at his own position
with resolute optimism: "The thesis had achieved nothing, I didn't know
Greek ... but I was free." It would not be until the work of more rooted
French scholars, all graduates of the Ecole Normale Superieure and all
working from Levinas's thesis, that the mainstream philosophical estab-
lishment in France would be ready to accept what Levinas had to offer.
For the time being, Levinas took advantage of his position outside the
mainstream 71 to continue his philosophical education, while also con-
tributing to the Jewish community in Paris. For Levinas, much of the
1930s was spent setting down roots in France. In 1931, he was allowed
to become a naturalized citizen in France and in 1932 he did his obliga-
tory service in the French army. His knowledge of Russian and Ger-
man allowed him to ascend to the rank of petty officer before he was
42
Emmanuel Lavinas: de l'etre ...
discharged. And somehow amidst his naturalization, his work, and his
service in the army, Levinas managed to travel to Lithuania, marry, and
return to Paris.
Despite the unlzeimlich nature of his work in philosophy, or perhaps
precisely because of it, Levinas adopted an allegiance of "literary chau-
vinism," a faith in the tolerance and equality of France as exemplified in
the rights of man. His was the nationalism not of a Barres or a Maurras
but of a Zola. He believed in a France based not on race and roots but
on culture.
While working at the AIU, Levinas taught several courses at the Ecole
Normale Israelite Orientale (ENIO), but also found time to continue
his education in philosophy, taking courses with Leon Brunschvicg at
the Sorbonne. Brunschvicg and Levinas had met briefly in Davos and
were also in contact through Brunschvicg's association with the AIU, but
it is hard to understand what interest Levinas found in the lectures of
France's most eminent neo-Kantian. Indeed Levinas's correspondence
with Maurice Pradines on completing an article on Heidegger in 1932
exemplifies his dissatisfaction with the results of Brunschvicg's method.
"This article expresses my own preoccupation with the education I
received at Strasbourg and which gave me the taste for philosophy that
two years at the Sorbonne has been unable to stifle. "72 Instead it might
have been an interest in the possibilities of Husserlian phenomenology
that attracted Brunschvicg to Levinas. Brunschvicg had been instrumen-
tal in organizing Husserl's lectures on the Cartesian Meditations at the
Sorbonne.
On the whole, Levinas's philosophical work continued on the course
set by Heidegger in Freiburg. In 1932 Levinas published the first article
on Heidegger to appear in France. 73 "Martin Heidegger et !'ontologie"
touches on the main themes of Heidegger's work according to Levinas.
Levinas summarized what he believed to be the most important issues
of Heidegger's ontology, as opposed to the dominant trends in French
philosophy. To this end he emphasized Heidegger's interest in the dis-
placement of the subject as the primary focus of investigation, a restruc-
turing of the concept of time based on the temporal ek-static structure
of Dasein, and the question of representation in relation to Heidegger's
concept of being-towards-death. There is nothing especially original
about this article, but what is of note is that while Levinas's exegesis of
Heidegger's work appears to be quite faithful to Heidegger, the majority
of the French thinkers who read it do not seem to have absorbed what
72. A. Grappe, ed., Pradines ou l'epofJee d-P /.a raison (Paris: Orphys, 1976), 338.
73. Emmanuel Levinas, "Martin Heidegger et )'ontologie," Rn.me philosophique (May-June
1932).
43
ON THE WAY TO fRANCE
74. Emmanuel Levinas, "Martin Heidegger et I' ontologie," in En dir.ouvranl l'existrnce a.vec
1/usserl et Ill'idegger (Paris:]. Vrin, 1994), 56.
75. Letter from Wahl to Marcel, Archives Gabriel Marcel at the Bibliotheque Nationale,
Paris.
76. Levinas, Ethics nnd lrtjinity, 55.
44
Emmanuel Levinas: de l'etre ...
work in the 1950s and 1960s. Between his publications and his presence
at the colloquiums of Wahl and Marcel and of Koyre and Kojeve, Levi-
nas became well respected among a small cadre of intellectuals, includ-
ing such figures as Georges Bataille, Maurice Merleau-Ponty, Raymond
Aron, Raymond Queneau, Eric Weil, and jean-Paul Sartre. 77 But working
by day as a clerk and without an official university post, he remained
unknown in broader academic circles.
45
The First Reading
CHAPTER 2
Alexandre Kojeve and the Hegel Seminar at
the Ecole Pratique des Hautes Etudes
The importance of Alexandre Kojeve lies in the dynamic between his semi-
nars on,Hegel and the enthusiastic participants who attended those lectures
at the Ecole Pratique des Hautes Etudes between 1933 and 1939. At that
seminar at that time, we find an intersection between traditional French aca-
demics, as embodied in the eleves of the Ecole Normale Supericure (ENS)
and the French university system who attended the seminar, and the arrival
of a melange of new philosophical approaches such as Gennan phenom-
enology and existential ontology as well as Russian theological mysticism
and Marxism embodied in Alexandre K~eve. These young French intellec-
tuals were attracted to a source outside the boundaries of the French canon,
to an alternative way of viewing philosophy and history in the aftermath of
World War I. The relationship between ~eve and the participants in his
Hegel lectures stands at the intersection of the heimisch and the unheimlich.
My investigation requires we understand precisely what was heimischr-the
French educational system and its impact on the students of the 1920s and
I 930s-and what was unheimlich: un-French, foreign, strange and new.
From its inception the French national academic system was focused on
the dissemination of a specific canon and the training of teachers to impose
this canon. To achieve this goal it was essential that the republican gov-
ernment create an institution entrusted with the sole mission of training
teachers how and what to teach. It was with this mission in mind that joseph
Lakanal, representing the Committee of Public Instruction, presented the
proposal for the "ecole normale primaire" to the Convention on 9 Bru-
maire Year III (October 30, 1794). 1 Under the Empire, Napoleon created
l. Robert J. Smith, 171.1! icole Nunnale SupmeuTP arul tlte Third &public (New York: State
University of New York Press, 1982), 7-14. See also Pierre Bourdieu, l.a nobiR.1sr d'Ptat:
Grandrs ecoles t'l rsp-rit d~ r.urfJs (Paris: Editions de Minuit, 1989). For an account of the ENS
49
THE fiRST READING
in the 1920s, see Jean-Fran~ois Sirinelli, Gfnimuum iniRliRctwll: KhligrtnJX et nurm.ali.P.rls dan.\
L'nliTl'-dntx-gunre.\ (Paris: Fayard, 1988).
2. Hippolyte A. Taine, The Modern Regime (New York: Henry Holt, 1894), 2:162.
3. Ernest Lavisse, Question! d'nHeignement national (Paris: A. Colin, 1885), xxvi.
4. Smith, 1hl' ENS and thl' 17tird lVfmblic, 56--58.
50
Alexandre Koieve
5. That is, for French students looking for posts as instructors. The EPHE did award a
"third cycle doctorate," which allowed emigres an opportunity to earn a French degree
and thus the ability to teach in France without having taken the entire program of CQTlcours,
awegatum, thrse de doctoraL The drawback of this degree is that it only made it possible tO
teach at other small research institutes and not at the Iycee or university level.
6. Terry Clark, PmphPts and PatrQTls (Cambridge: Harvard University Press, 1973), 42-51.
7. Ibid., 52.
51
THE fiRST READING
at advanced lectures at the College de France; but, knowing full well that
their future depended on their results in the agregation, they were forced
to acquire a very broad (and thin) education based on repetition and
memorization, not in-depth research.
By the beginning of the Third Republic the Ecole Normale Superieure
was well entrenched in its role as the teacher of teachers, and the struc-
ture of the national examination board had created a dogmatic monopoly
on ideas. The governing hand of the national examinations was so effec-
tive that reforms allowing more freedom for each individual professor
and eradicating the standardization of classroom teaching were enacted
without any effect on the overall structure of the system. There were two
reasons behind the educational reforms, but it is essential to keep in mind
that all advances or reforms were always checked by the exam process,
which necessarily limited the field of "acceptable" subjects.
The first reason for the administrative and substantive reforms at the
end of the nineteenth century was the creation of the Third Republic itself.
As its successive governments moved gradually to the left and acquired
increased support from the lower social "strata," the Third Republic devoted
more attention to public education. The intention of these reforms was to
expand the primary and secondary schools and create more scholarships.
The pressure this exerted on the existing structure led to the need for even
more expansion and reform. The second reason was increased envy and
admiration of the German university system. On the heels of a devastating
loss to Germany, a number of studies had been conducted that gauged,
by the number of professors and the number of students, or by the diver-
sity and quality of publications, or by various other measures, that Germany
had surpassed France intellectually. Whether this was the case or not, Hyp-
polite Taine and Ernest Renan, among others, took the issue very seriously.
Revanche was not limited to the battlefield, and in the case of academics, the
strategy of the Third Republic was to know the enemy in order to surpass it.8
While German scholarship enjoyed high prestige in the years following the
Franco-Prussian War, those who admired it were not "uncritical imitators.
Typically the French pursued erudition not for its own sake but to achieve
some broad new synthesis.'o9 The German university became the mark by
which the French system would be measured, but the changes made would
be uniquely French.
Alumni of the ENS played a crucial role in the education programs
and reforms put forth by the Third Republic. In 1880, the Societe de
l'Enseignement Superieure was created to evaluate the existing system in
8. See Claude Digeon, /.a cr~:re allnna.nd.e d.e Ia fJmser. fr,mraise (Paris: Pres.se Universitaire
de France, 1959).
9. Smith, 'HI ENS and the Third Republic, 69-70.
52
Alexandre Kojeve
53
THE FIRST READING
54
~lexandre Kojeve
percent of the active male population died and many more were partially
or totally incapacitated. 14 But these were more than numbers to the genera-
tion of 1933; these were fathers, brothers, uncles, and friends. These bitter
memories were exacerbated by other wartime conditions such as epidem-
ics, rationing, and the destruction of property. For the generation of 1933,
the starting point of philosophy was the desire to come to grips with the
events of World War I in the face of the optimistic view of progress and his-
tory embodied in French philosophy and tl1e Third Republic. The notion
of progress espoused by both spiritualists and materialists had been com-
promised and neither camp could explain the senseless killing and mass
destruction that marked tl1e "victory" of France in World War I or the pre-
carious economic position of an industrializing France. To the generation
of 1933, the traditional academic system seemed more concerned with per-
petuating itself and its republican ideals than with confronting the realities
of a changing world. The events of history had debunked the theory of his-
torical progress that had guided the Third Republic from its inception.
The generation of 1933 was not ready to scrap the teleological project on
which their education had been founded. Even as they sought to break with
the ideological content of their formative education, they conserved certain
fundamental aspects of it. These young intellectuals were dissatisfied with
the purely theoretical nature of neo-Kantian philosophy and the overly sub-
jective nature of Bergsonian spiritualism and wanted to move beyond the
existing paradigms of French academia. In the late 1920s and 1930s, there-
fore, the generation of 1933 sought to rehabilitate the concept of progress
in history. This dictated turning outward for a methodology they could not
find at home. By 1925, the 1904 reforms of the Ecole Normale Superieure
had created a new structure that allowed more freedom and less connection
with the university proper. The students were still restrained by the yoke of
the national exams but could pursue other interests that often went against
the canon. An anecdote from Raymond Aron 's Mimoirr!s (36) illustrates this
point quite well. Sartre and Aron were in a seminar at the ENS, "The Prog-
ress of Consciousness in Western Thought," given by Leon Brunschvicg.
In a discussion of Nietzsche, Bnmschvicg took an approach based on the
immanent nature of truth and dismissed Nietzsche's philosophical claims
regarding the nature of truth. Sartre loudly protested that truth claims were
based entirely on the fickle and absurd meanings individuals force on the
objects that surround them. Even in a seminar given by the head of the
jury d'agregation there was room for dissent; yet all the students knew that
such dissent would not be tolerated when taking the n~tional exams. Sartre
failed the agregration on his first attempt. 15
14. Gordon Wright, Franr.e in Modt>m TimPs (New York: W.W. Norton, 1987) 307-18.
15. Raymond Aron, Memoiffs: Cinq1.1.nnte ans de rijlexion politique (Paris: Julliard, 1983), 36.
55
THE fiRST READING
5G
Alexandre Koieve
57
THE FIRST READING
58
Alexandre Kojeve
20. Jean Hering, "La phenomenologie il y a trente ans," RevuR internationale de philosojJitie
1 (1939):368.
21. For a complete account of the reception of phenomenology in France, see Eugene
H. Frickey, "The Origins of Phenomenology in France, 1920-1940," Ph.D. diss., Indiana
University, 1979; and Herbert Spiegelman, The Pltertom.mol.ogir.al Mu11ement, part 3, "The
French Phase of the Movement" (The Hague: Nijhoff, 1960).
22. The diploma awarded by the EPHE allowed the graduate to teach in France at a
research institute.
59
THE FIRST READING
his philosophical interests and teach at the EPHE for a minimal salary.
Kovre taught in the Department of Religious Studies and was granted
en~rmous freedom in the topics he addressed.
It was Koyre who began the Hegel seminar at the EPHE in 1932, as
Corbin later remembered:
Most of the seminars took place at the Harcourt, a comfortable and
historic cafe at the corner of the place de la Sorbonne and boulevard
Saint Michel. ... It was at the Harcourt that we worked out what would
become the French philosophy of that era, Hegel and the renewal
of Hegelian studies. Besides Koyre there was Alexandre Kojeve, Ray-
mond Queneau, myself, and philosophers like Fritz Heinemann, as
well as many Jewish colleagues [collegues israilites] who had chosen
exile and through whose heartbroken accounts we learned about
the course of events in Germany. The arguments would occasionally
become very intense. Kojeve and Heinemann were in complete and
total disagreement over the interpretation of the Phenomenology of
Spirit. There were often confrontations about the phenomenology of
Husserl and that of Heidegger. 23
Koyre's influence on the French academic scene can be attributed
to his lectures at the EPHE, his participation in Recherches Philosophiques,
and three articles published in the early 1930s. Koyre was interested in
reading Hegel's early works, most important the Jena texts published
in German in 1907.24 But, unlike Jean Wahl, Koyre saw no discontinu-
ity between the young "existential" Hegel and the Hegel of the system.
Instead Koyre sought to construct a continuous reading of Hegel relating
the early texts to his entire body of work. 25 Koyre also used Heidegger's
concept of time, which was later employed by Kojeve in his reading of
Hegei.26 In 1933, Koyre was offered a post in Cairo and asked Kojeve to
take over his lectures for him.
Alexandre Kojeve
Born in Moscow to a wealthy merchant family on May 11, 1902, Alex-
andre Kojevnikov enjoyed all the creature comforts of the haute bour-
geoisie. In 1904, at the onset of the war between Japan and Russia,
Alexandre's father, Vladimir Kojevnikov, was sent to Manchuria. Kojeve's
60
Alexandre Koieve
mother, Alexandra, decided to follow her husband east; leaving the two-
year-old Alexandre with their family in Moscow. In a letter to his half-
brother, the painter Wassily Kandinsky, Vladimir let his relatives know of
his and Alexandra's immediate future: they would leave the Kazans en
route to the Caspian Sea, and from there they would travel to Manchu-
ria, though he did not know exactly where. Alexandra had decided to
become a nurse, and they hoped they could remain together for as long
as possible. 27 It would not be a very long time. Kojeve's father was mor-
tally wounded on the battlefield in March 1905. He was brought back to
a military hospital by his friend, Lemkul, and died shortly thereafter with
his wife attending him.
Alexandra Kojevnikov returned to Moscow alone, but Vladimir's friend
Lemkul followed her. Despite the awkward nature of their first and only
meeting, Lemkul had fallen in love with the wife of his fallen comrade.
Mter a period of courtship, Alexandra married Lemkul and it was he
Kojeve grew up calling father. 28 Lemkul'~ family came from England but
had established themselves as among the premier jewelers in Moscow.
They traveled in high society, believed in progressive democratic reform,
and held education at a premium. Young Alexandre had shown enor-
mous talent in language and mathematics, even at a very young age, and
his stepfather was persistent in assuring him the finest education and
every advantage. In an extract from a letter to Kojeve in 1929, Kandinsky
speaks of staying with Lemkul and Alexandra and of his fascination with
the brilliant young boy they called the "new Gogol." 29
Kojeve attended the Medvednikov Academy, one of the most presti-
gious and demanding secondary schools in Moscow. He could speak,
read, and write in Russian, German, French, and English. He was also
versed in Latin. He excelled in math and science but also in literature
and history. The Russian school system did not offer philosophy per se,
so, as in the case of Levinas, Kojeve's metaphysical investigations began
with the rich field of Russian literature and the works of Gogo!, Push kin,
Lermontov, Turgenev, Tolstoy, and Dostoevsky. Lemkul had hopes that
Kojeve would attend university in Germany and then return to Russia to
pursue a career in higher education. One reason Lemkul wanted to see
his son go west was because of his skill and potential in science, where
German universities were most advanced. But another reason may have
been the instability of the Russian political climate.
27. Letter from Vladimir Kojevnikov to Kandinsky, Kazan, July 1904, Centre Georges
Pompidou, Musee d'Art Moderne.
28. Dominique Auffret, Alexandre Kojeve (Paris: Bernard Grasset, 1990), 39-45.
29. Letter from Kandinsky to Kojeve, March 7, 1929, Centre Georges Pompidou, Musee
d'Art Moderne.
61
THE FIRST READING
In 1917, when Kojeve was fifteen years old, the czar abdicated. Lemkul
left Moscow to defend his property in the country from roving bands of
revolutionaries reclaiming estates for the people. Because he was a bour-
geois businessman and a vocal proponent of liberal democracy, he and
his large estate were prime targets. In an action that seems more circum-
stantial than overtly political, Lemkul was killed and his house burned in
July 1917. For the second time in thirteen years, Alexandre Kojeve lost
his father to the events of history.
Kojeve remained in Moscow, where he was completing his secondary
work at the Medvednikov Academy. He was arrested in 1918 for trafficking
goods on the black market. Why and what Kojeve was buying or selling is
unclear, but it could not have been for need of money, as the family had
secured a large source of capital. Kojeve spent almost a year in prison; this
is where he first came into contact with the works of Karl Marx. As part of
the rehabilitation program, the inmates were assigned passages from Marx
and Lenin. Kojeve was fascinated by Marx and sought to learn more. When
he was released in 1919, he took his college exams and then enrolled at the
University of Moscow in the Department of Philology and Philosophy. But
his professors were not very receptive to his readings of Marx, nor were they
interested in his desire to pursue the more esoteric studies of Sanskrit and
Buddhism. The university was compelled to follow strict guidelines dictated
by the new government, and Kojeve realized that he would have to leave
Russia if he was to pursue original thought.
I was a communist and had no reason to flee Russia. But I knew then
that the communist establishment would mean thirty terrible years. I
have often thought of this. One day I said to my mother, "After all, if
I hadjust stayed in Russia I could have. ."But my mother quickly
responded, "If you had stayed in Russia, you would have been killed
. at least twice!" I suppose that may have been. 30
His ambivalent relationship with the country he never stopped call-
ing "Russia" would never be truly reconciled, even as Kojeve professed,
from the safety of his apartment in Paris, his particular understanding of
Marxism and his support for the Soviet experiment.
.In 1920, Kojeve decided to leave Moscow with his friend George
Wut-a daunting task for two eighteen-year-olds when the borders were
clo~ed and the countryside was unstable. As luck would have it, they
arnved safely in Poland. The Polish authorities assumed they had been
sent by Moscow to spread Bolshevist communism and foster revolution
in Poland. The two were promptly arrested and imprisoned; after six
months they secured their release when the Polish authorities received a
30. Interview with Gilles Lapouge, Quinz.ninelitteraire, no. 500 ( 1980): 2-3.
62
Alexandre Koieve
voucher from Witt's family in Gem1any stating that Witt was of German
descent and that both he and his friend were en route to Germany seek-
ing to escape Soviet rule. Kojeve and Witt were released on the condition
that they leave immediately for Germany. They gladly complied. 31
Witt and Kojeve arrived in Berlin and stayed with Kandinsky while
they pondered their next move. They decided to tour Europe and then
return to Germany to attend university. They spent most of their time in
Austria and Italy, and on returning to Germany Witt decided to forgo
university studies to pursue a career in film; he took up residence in Ber-
lin. Kojeve decided to enroll at the university in Heidelberg. There he
worked with Karl Jaspers, but the young Kojeve was still unfocused and
undisciplined. He and Jaspers shared an interest in Oriental languages
and Eastern religions, but Kojeve devoted so much time to the study of
Sanskrit, Tibetan, and Chinese, while taking courses on the religions of
Buddhism and Islam, that he failed to absorb whatJaspers had to offer.
Furthermore, Kojeve had decided he would simultaneously pursue a
degree in physics. The result was that he had very little time to focus on
philosophy. While he did work with Jaspers, he felt he had "no time" to
work with Husser! and did not even know who Heidegger was. At age
eighteen, Kojeve was far more interested in following his whims than in
doing serious work. He relied heavily on his knowledge of Russian litera-
ture to get him through his philosophy courses. Kojeve would later regret
the time he had lost and his failure to study under Husser! or work more
attentively with Jaspers. "I voluntarily avoided the courses of Husser! and
stupidly followed many other Professors, but at least I worked with Jas-
pers. I wasted my time learning Sanskrit, Tibetan and Chinese. I studied
Buddhism because it seemed so radical-it is the only atheist religion-I
realize now that I took the wrong path, despite my interest. I realize that
I passed over several minor things that happened in Greece 2,400 years
ago, and that those things are the source and the key to everything. "32
The tongue-in-cheek response given in his last interview captures both
his ironic sense of humor and his serious sense of thought.
Kojeve was running out of money, and he convinced George Witt to
return to Moscow and pick up several packages of jewels that he had
inherited from his stepfather, Lemkul. How Kojeve convinced Witt is a
bit of a mystery, but the charismatic Russian was always a persuasive char-
acter.33 Witt successfully carried out his mission and was met by Kojeve
63
THE FIRST READING
in Berlin, where the temptation of the fast life was too much to resist; he
moved there in 1923. He claimed that Berlin had better research insti-
tutes than Heidelberg, but his declining class attendance and increas-
ing cabaret attendance betrayed his rationalizations. Witt had become
close to the film community, and Kojeve loved the fun and decadence of
Berlin in the 1920s. It might be interesting to read Kojeve's concept of
desire in terms of his days in Berlin, but it is enough to say that he did
not resist his desires in any way.
The most important event of Kojeve's wild days in Berlin was meet-
ing Alexandre Koyre, who was there visiting his brother. Kojeve was dat-
ing Cecile Shoutak, ajewish woman ten years his senior. Coincidentally,
Shoutak was recently separated from her husband, who was Koyre's
brother. The first meeting between Kojeve and Koyre was confronta-
tional, and the Koyre family's expectations were that Koyre would dismiss
the younger Kojeve as an upstart. This did not turn out to be the case.
Koyre was impressed by Kojeve's broad knowledge in a number of sub-
jects, and the two talked long into the evening. When Kojeve left, Koyre's
wife sarcastically declared, "Well that's marvelous, he's like a brother to
you," to which Koyre responded: "No no no, he's much better than my
brother, Cecile is absolutely right [elle a tout afait raison]." 34 Koyre had
been living in Paris since 1912 and teaching at the EPHE since 1922.
Koyre repeatedly urged Kojeve to move to the French capital.
Whether Koyre's constant overtures succeeded in convincing Kojeve
or Kojeve simply grew bored with Berlin life, he returned with Cecile
Shoutak to Heidelberg in 1924, determined to finish his degree. He
earned his doctorate in philosophy under Jaspers with a thesis on the
Russian mystic Sergey Solovyov. In 1926 Kojeve moved to Paris, and at
the age of twenty-four he married Cecile Shoutak. From 1926 to 1929
they lived the good life, staying in elegant hotels, eating out every night,
and buying expensive clothes--in essence spending all of Kojeve's inher-
itance. His intellectual life depended heavily on Koyre, who connected
him with a number of academic circles, most of them consisting of Rus-
sian emigres as well. It was through Koyre that Kojeve met Levinas, with
whom he loved to discuss the novels of Fyodor Dostoevsky. Kojeve would
attend salons, listen to lectures at the Sorbonne, and attend seminars at
the EPHE. He also took private lessons in mathematics and physics. In
1927 he read Heidegger's Being and Time, which he came to see as the
key to rethinking philosophy and specifically the concept of history.
By 1929 Kojeve was running out of money and his marriage was falling
apart. His dilettantish approach to academics had left him well read and
well versed in a myriad of subjects but unqualified to teach any of them;
64
Alexandre Kojeve
The Seminar
When Koyre conducted the seminar it met every Wednesday at eleven
in the morning. As a participant in Koyre's seminar, Kojeve had become
friends with Georges Bataille; after the seminar they would go for lunch
and discuss the events of the day. When Kojeve took over for Koyre, the
first thing he did was move the seminar to a more civilized time: Fridays
65
I HE t-IRST HEADING
at five thirty in the evening. This allowed Kojeve and BatailJe to go out for
drinks and dinner afterward. (Indeed the social aspects of the seminar are
as fascinating as the seminar itself. With a core group of Kojeve, Georges
Bataille,Jacques Lacan, and Raymond Queneau, and with such figures as
Raymond Aron, Maurice Merleau-Ponty, Eric Weil, Andre Breton, Emman-
uel Levinas, Alexandre Koyre, Robert Marjolin, and others dropping by,
the level of conversation and revelry was usually high.) But though Kojeve
and Bataille were the same age, Bataille always looked on Kojeve as the
sage. Kojeve's seminar on Hegel had such a profound effect on Bataille
that he spent his entire career working through the problems Kojeve pre-
sented. In a note from Sur Nietzsche, Bataille described that overwhelming
effect:
From '33 (I think) until '39 I took Alexandre Kojeve's seminar on
[Hegel's] Phenomenology of Spirit. The seminar was based on the text.
I don't know how many times Queneau and I stumbled out of that
little room gasping for air-suffocated, beaten. During those years
I had attended innumerable lectures and I was up to date with the
advances in science; but Kojeve's course left me broken, crushed,
killed ten times. 36
Raymond Aron presents a more nostalgic description of the seminar:
Kojeve first translated several lines of the Phenomenology, emphasizing
certain words, then he spoke, without notes, without ever stumbling
over a word, in an impeccable French made original and fascinating
with his Slavic accent. He captivated an audience of superintellectu-
als who were inclined toward doubt or criticism. Why? Talent, dialec-
tical virtuosity had something to do with it. I do not know if his talent
as an orator survives intact in the book that records the final year
of his course, but this art, which had nothing to do with eloquence,
stemmed from his subject and his person. 37
These "superinte1lectuals" were a cross section of the French cultural
scene and represented the shifting intellectual climate. Although enroll-
ment figures never totaled more than nineteen, the participants would
usually include in equal parts normaliens (Aron, Merleau-Ponty), graduates
of the French university system (Henry Corbin), literary figures (Andre
Breton, Georges Bataille, Raymond Queneau), foreign scholars (Emman-
uel Levinas, Eric Weil, Aron Gurvitsch), and the occasional representative
36. Georges Bataille, Omrm~ rwtTJjJI.i!tPs, vol. 6 (Paris: Gallimard, 1973), 416.
37 Aron, Mhnoir,.s, 94-100. The material covered in the final year of the seminar was
pu~Iished as "En guise d'introdnction" in Me.fures (January 1939). The material for the
entire seminar was published from Raymond Queneau's notes in 1947.
66
Alexandre Kojeve
67
THE FIRST READING
The key to Kojeve's popularity and the lasting influence of his semi-
nar lay in the new answers he provided within a familiar framework. Two
factors were central to Kojeve's interpretation of Hegel. First, his teleo-
logical framework culminated with a radical, but at the time, optimistic
"end of history." This progress was mired in pitfalls and struggle and thus
presented the participants in the seminar with answers to the perplex-
ing questions of war and conflict. Second, the entire project revolved
around a fundamentally humanistic, anthropocentric existentialism that
places the individual at the core of all understanding. Kojeve's anthropo-
centric reading used Heidegger's philosophy to read Hegel in the light
of subjectivist tendencies(see above, introduction). This led to a fun-
damentally anthropocentric understanding of Heidegger's work in the
years to come. The relation of these two factors to the existing tradition
of French philosophy made Kojeve's lectures new and radical but not
unfamiliar. As Vincent Descombes points out in his analysis of Kojeve's
lectures and their influence on French phenomenology, the turn toward
an existential subject in the throes of a conflict of consciousness already
existed in embryonic form in the Cartesian cogito.
For what was known as "the philosophy of consciousness," that is, for
the Cartesian tradition, the "I think, I am," was at once the origin and
the rule of all truth. It is the first truth, the truth which inaugurates
all others; it is the exemplary truth. The ego, as it is given in ego cogito,
ego sum, is the absolut-e to which all else is relative; its truth, indepen-
dent of any other, is the condition of all others. The word "absolute,"
destined for a brilliant career in modem philosophy, is the one used
by Descartes in the Regulae ad directionem ingenii. 43
But as Descombes points out, there can never be more than one abso-
lute at a time. The primacy of the subject becomes a point of contention
when ego 1 (myself) confronts ego 2 (the Other) leading to a struggle for
recognition and dominance. There can be only ONE absolute subject
and therefore the other must be reduced to the position of object. This
modified but fundamentally Cartesian premise is the motor that propels
Jean Hyppolite between 1939 and 1941. The first full-length study of Hegel in French was
Henri Niel's De La miditation dans La phiwsopltie de /lege{ (Paris: Editions Montaigne, 1945).
On the reception of Hegel in France, see Vincent Descombes, ModRrn FTl'ndt Philosophy,
trans. L. Scott Fox and J. M. Harding (Cambridge: Cambridge University Press, 1980;
Roth, Ktwwing and IIL~tary; Judith Butler, SubjPrls of /)esirf: Ilegelian RRflections in TwentiRth-
rml11ry France (New York: Columbia University Press. 1999). For interpretations of Hegel
in France, see Irving Fetscher, "Hegel in Frankreich," Antare~ 3 (1953): 3-15; Jacques
d'Hondt, IIPr:,ref et hegelianisrnP (Paris: Presses universitaires de France, 1982); Lawrence
Pitkethly, "Hegel in Modern France," Ph.D. diss., London School of Economics, 1975.
43. Descombes, Modern French Philo.~ophy, 22.
68
Alexandre Koieve
69
THE FIRST READING
70
Alexandre Kojeve
could assume that the use of utensils is a theoretical act consistent with
Husserl's concept of intentionality. Furthermore, Corbin's translation of
Vorhandenheit as realite-des-choses does not convey the contemplative and
theoretical aspects of Vorhandenheit and instead implies that Heidegger is
investigating the reality of things. These translations led readers to think
that Heidegger's concept of being-in-the-world was a variation of Hus-
serl's concept of intentionality, with Zuhandenheit representing the model
of consciousness and Vorhandenheit the presence of objects. Therefore, it
was sometimes assumed that Heidegger was emphasizing "human-real-
ity" as the locus of consciousness, which is the basis for intentionality.
This reading was further reinforced by Corbin's translation of Gewor-
Jenheit (thrownness) as sa dereliction. This notion of abandonment, or of
having been abandoned, corroborated Wahl's analysis of Heidegger as
an existentialist in the tradition of Kierkegaard but also led the readers
of Corbin's translations to assume that Heidegger was emphasizing the
specific and individual abandoned subject.
These translations fit Kojeve's anthropological reading of Heidegger,
which he then used in his reading of Hegel's Phenomenology of Spirit.
48. Aime Patri, "Dialectique du maitre et de l'esclave," Lf contml socia~ 5, no. 4 Quly-
August 1961): 234.
49. For a succinct and substantive discussion of the relation between Hegel and Marx
in the work of Kojeve, see chap. 2 (especially 64-65) of Butler's Subjfrts of Desire; and
Roth, Knowing and History. On French Marxism, see Arthur Hirsch, The French Nno V~ft: An
lntellertu,al/Iistury from Sartre to Con (Boston: South End Press, 1981 ); Michael Kelly, Modern
French Marxism (Baltimore: johns Hopkins University Press, 1982); Mark Poster, Existmtial
Marxism in Postwar France (Princeton: Princeton University Press, 1975). See also Martin
Jay, Marxism and Totality: The Ad11entuw.s of a Concept from Lului.cs to 1/abrnna.r (Berkeley:
University of California Press, 1984).
71
. I..... -I ..... ,LIII.U
informed reading of Marx but will not refer to it except when made
explicit by Kojeve. Instead, I will begin with an explication of Kojeve's
reading of Hegel's Phenomenology of Spirit to give the reader the basic
tenets of Kojeve's project as well as his particular understanding and use
of Hegel. I will then try to disentangle exactly how Kojeve used his read-
ing of Heidegger to create an existential reading of Hegel that addressed
the issues most pertinent and compelling to the generation of 1933. But
here we must remain constantly aware that Kojeve's reading of Hegel is
not Hegel. It is contingent on the rhetorical structure of the Phenomenol-
ogy of Spirit, as judith Butler has demonstrated.
Hegelian sentences are read with difficulty, for their meaning is not
immediately given or known, they call to be reread, read with dif-
ferent intonations and grammatical emphases. Because Hegel's
rhetoric defies our expectations of a linear and definite philosophical
presentation, it initially obstructs us, but once we have reflected upon
the assumptions that Hegel wants to release us from, the rhetoric ini-
tiates us into a consciousness of irreducibly multiple meanings which
continuously determine each other. 5
These conditions dictate that a work such as Hegel's Phenomenology of
Spirit will necessarily produce multiple readings and understandings.
The same could certainly be said about the work of Heidegger. In the
case of Kojeve, we encounter a reading of the Phenomenology of Spirit (and
one could say aU of Hegel) that is based entirely on chapter 4 and spe-
cifically on the related concepts of"Self-Consciousness" and "Desire."
According to Kojeve, the key to understanding Hegel lies in the con-
cepts of "Self-Consciousness" and "Desire."51 Kojeve claims that one
becomes conscious of one's self the first time one calls oneself "1." "To
understand man by understanding his 'origin' is, therefore, to under-
stand the origin of the I revealed by speech" (IRH, 3). But Kojeve prob-
lematizes this origin by asking how the word "I" came to be. In so doing
he demonstrates that qualities such as "thought," "reason," "understand-
ing," and all cognitive, contemplative, passive behaviors of being are sec-
ondary qualities in the creation of self-consciousness because they never
force the subject, the one who is contemplating, to contemplate its self.
72
Alexandre Koje~
73
THE FIRST READING
For man to be truly human, for him to be essentially and really dif-
ferent from an animal, his human desire must actually win out over
his animal desire. Now, all desire is desire for a value. The supreme
value for an animal is its animal life. All the desires of an animal are
in the final analysis a function of its desire to preserve its life. Human
desire, therefore, must win out over this desire for preservation. In
other words, man's humanity "comes to light" only if he risks his (ani-
mal) life for the sake of his human Desire. And that is why to
speak of the "origin" of Self-Consciousness is necessarily to speak of
the risk of life (for an essentially nonvital end). (IRH, 6-7)
74
Alexandre Kojeve
must be the history of the interaction between Mastery and Slavery: the
historical "dialectic" is the "dialectic" of Master and Slave. (IRH, 9)
We have already seen that the master is not satisfied with the recogni-
tion of the slave and thus does not attain self-consciousness by his appar-
ently superior position of master. Instead, the master remains master in
that he now has the slave to prepare his food, build his houses, and take
care of all his natural desires. The master has overcome his fear of death
but does not evolve because he is in a state of perpetual satiation in rela-
tion to the natural world and of insatiateness in relation to the human
world. There is nothing for the master to do but seek out, confront, and
enslave or kill all others he encounters.
The slave is in a very different position. He must work ( arbeiten) to
satisfy the master. This notion of work is essential because in it the slave
represses his animal desire to consume and instead transforms the
object in question by work for consumption by the master. The slave thus
begins to overcome his natural desire but knows that he cannot attain his
human self until he overcomes his fear of death and revolts against the
master. In this realization, the slave has set himself a goal to be achieved
in the future. The master, however, has no goal and perpetuates his exis-
tence as it is. The slave cannot master the master, so instead the slave
seeks to master nature by work. In so doing the slave creates a human
world that is under the slave's control. The slave thus acts historically in
trying to achieve a goal, but until the goal is attained the slave acts always
under the control of the master. "If idle Mastery is an impasse, laborious
Slavery, in contrast, is the source of all human, social, historical progress.
History is the working of the Slave" (IRH, 20).
Contrary to appearances, the relationship between master and slave is
ultimately beneficial to the slave. The slave overcomes the natural world
and in so doing transforms himself:
The future and history belong not to the master, but to the working
slave. The slave represents the evolution of human being and it is the
slave who will attain self-consciousness by first transforming the world
76
Alexandre Koieva
through work and then overcoming the fear of death and overthrowing
the master.
Here, Kojeve's emphasis on chapter 4 is most explicit as he seeks
to expand his commentary beyond the limiting scope of the conflict
between individuals. Kojeve explains the historical progression of the
slave in relation to the master by looking at three periods in time: the
Pagan State, the Christian State, and the Bourgeois State, all as exten-
sions of the master-slave dialectic. It is through these three periods that
Kojeve traces the evolution of the human being, which culminates with
"Self-Consciousness" (the realization of its goal) and the end of "History''
(the pursuit of its goal). Kojeve makes the move from the individual to
society with the simple assertion that ancient society was created under
the structure of the master-slave confrontation, with the masters ruling
society in a hierarchy of mastery. This culminates in the Roman state,
where a complex system of patronage defines the social hierarchy. But it
is also under the Roman state that this system begins to break down. The
territory of the Roman Empire is too vast and the masters can no longer
fight for themselves. Instead they hire mercenaries to fight for them and
become landowners and citizens under the emperor's rule. In so doing
they give up their positions as masters, and, when all is said and done,
they are transformed into slaves of the sovereign because "to be a Master
is to fight, to risk one's life. Hence, the citizens who no longer wage war
cease to be Masters, and that is why they become Slaves of the Roman
Emperor" (IRH, 63). In becoming slaves, the former masters now turn to
what Kojeve calls the three slave ideologies.
The first is Stoicism, where the slave tries to convince himself that he
is actually free simply by knowing that he is free, by having the abstract
idea of freedom. Human beings abandon this ideology because it ren-
ders all action meaningless and leaves humankind bored. This boredom is
not sufficient to convince the slave to act against the master, but it does
drive the slave to action. This action is manifested in the second slave
ideology, skeptic-nihilism. But this new attitude culminates in solipsism,
and the only actions left for the truly skeptical and nihilistic slave is to
confront the master, which the slave cannot yet do, or commit suicide,
which the slave also cannot do. The slave is again left to reconcile the
contradiction between the ifhal of freedom and the reality of slavery. This
contradiction leads the slave to the third and final slave ideology, the
Christian ideology. Here the slave gives up trying to reconcile the con-
tradiction between freedom and slavery but justifies it by saying that all
existence implies this contradiction. "To this end he imagines an 'other
world,' which is 'beyond' the natural World of the senses." Here on earth
one is a slave and docs nothing to free oneself, but one is right in doing
this because in this world everything is slavery and the master is as much
17
THE FIRST READING
a slave before God as the slave is. In the Christian ideology, the place
of the master is transferred to God, and the fear of death is once again
avoided by the promise of the afterlife (IRH, 55).
With the emergence of Christianity, the pagan world becomes a world
of pseudomasters and pseudoslaves, or rather it is simply a world of slaves
without masters. The master is no longer a concrete manifestation but
instead God above. In the Christian State it is theology that has becomes
man's master and it will only be by "overcoming Christian theology" that
man will definitively cease to be a slave and realize his ideal of freedom.
Here what is essential is that in the transition from the pagan to the
Christian world, the role of master as a concrete entity has been abol-
ished, and each slave is in fact a citizen of sorts in the Christian world.
Thus the battle is no longer to overcome the master but to overcome
theism with atheism.
Kojeve claims that this was precisely the role of the French Revolution,
which inaugurated the third historical world in which freedom was finally
conceptualized by philosophy, attained by Napoleon, and understood by
Hegel. Kojeve claims that absolute knowledge, that is, the attainment
of self-consciousness, becomes possible at precisely the time Hegel was
writing the Phenomenology and through the historical figure of Napoleon
spreading the universal truth embodied in the French Revolution. In the
bourgeois world, the citizen sees that "he is the passive subject of a des-
potic Emperor. Just like the slave, therefore he has nothing to lose and
everything to gain by imagining a transcendent World, in which all men
are equal before an omnipotent, truly universal Master, who recognizes
moreover, the absolute value of each Particular as such." In the Christian
world, that master is Jesus Christ, but after the Enlightenment and the
fulfillment of reason, the self-conscious human being realizes that with
absolute knowledge comes absolute reason, which allows one to recog-
nize universal principles by which all human beings can be uniformly
judged and thus objectively recognized as human-beings. The final step
in attaining self-consciousness is to overcome God and, in so doing, to
overcome the fear of death and to accept the finitude that is human
being, a being with an end. "[It is] Hegel, the author of the Phenomenol-
ogy, who is somehow Napoleon's Self-Consciousness. And since the per-
fect Man, the Man fully 'satisfied' by what he is, can only be a Man who
knows what he is, who is fully self-conscious, it is Napoleon's existence as
revealed to all men in and by the Phenomenology that is the realized ideal of
human existence" (IRH, 69-70).
In the person of Hegel writing about Napoleon, human being over-
comes the fear of death, embraces atheism, and attains self-conscious-
ness in a marriage of the universal and the particular made possible by
absolute knowledge, reason, and science ( Wissenscha.ft), thus attaining
78
Alexandre Kojeve
the goal set by the slave at the beginning of history and bringing history
to a close.
Kojeve reads Hegel's understanding of human history as bloody strug-
gle, violent confrontation, and ultimate revolution; but that history also
secures a place for free will, reason, and the eventual progress of human-
kind. These are the qualities that spoke to the generation of 1933. It is
important to note that the pessimistic connotations that Kojeve later gave
to the .. end of history" do not surface until after World War 11. 52 From
1933 to 1939, the end of history was the closure of one set of possibilities
and the opening of another. His interpretation of Hegel gave the partici-
pants in his seminar a new and radical way of interpreting history-a way
that few would argue had much in common with Hegel's original inten-
tions for his Phenomenolog;y ofSpirit. Thus, while Kojeve's reading of Hegel
may tell us little about Hegel's own philosophical project, it can tell us
much about the interests of the generation of 1933 and the reception of
Heidegger in France.
Kojeve began his seminar in 1933-1934 by following Alexandre Koy-
re's analysis of Hegel but also by making it clear that he was deviating
from the path of traditional metaphysics in his attempt to "get Hegel
right." In the Resume du cours 1933-1934 Kojeve sets out to describe
Hegel's Phenomenolog;y of Spirit as a "philosophic anthropology," the same
words he uses to describe Heidegger's Being and Time. He then goes on
to describe the work as "a systematic and complete description, phenom-
enological in the modern (Husserlian) sense of the word, of the existen-
tial comportment of man, which is seen through the ontological analysis
of Being which is its basis and is in fact the theme of the Logik" (ILH,
57). This sort of phenomenological ontology is usually associated with
Heidegger and not with Hegel, but it was one of Kojeve's primary goals
in the first two years of the seminar to show that both Hegel's work and
the concept of the dialectic were primarily ontological and could best be
understood through the work of Heidegger. In doing this Kojeve shifts
the emphasis of each thinker and alters the framework of the Phenom-
enology of Spirit to create an existential Hegel and a historical Heidegger.
In 1936, Kojeve published a review of a work by Alfred Delp in Recher-
ches philosophiques. 53 In preparation for this review he completed a long
52. When asked by Gilles Lapouge about his understanding of the end of history in 1939,
Kojeve replied: "At that time I had read Hegel, but I did not yet really understand that
History was finished. Now." At the time of the seminars the end of history was still fraught
with positive possibilities. This would not be the case after World War II.
53. Alfred Delp, Tragische Existenz: Zur Philosophie Martin Heideggm- (Freiburg im Breisgau:
Herder, 1935). The review by Kojeve can be found in &chnrhes philosopltiquP.s, vol. 5 (1935-
1936): 415-19.
79
THE FIRST READING
54. Alexandre Kojeve, "Note inedite sur Hegel f't Heidegger," Ru; Descarvs, no. 7 Uune
1993): 38-39.
55. Butler, Subjl'rts of Desirl', 7.
80
Alexandre Koieve
world in the very being of each. Kojeve takes this duality one step further,
expanding on a theme he developed in his thesis on Solovyov. For Kojeve,
humans exist in the animal realm but "find" themselves above nature, a
realm they will eventually control. What is at stake here is the notion of
free will, individuality, and freedom that humans achieve through their
mastery of nature, which is brought about by the confrontation between
humans, the direct result of human desire (Begierde), which is the situa-
tion human being finds itself in (Befindlichkeit). Mter the struggle for rec-
ognition, the slave must sublimate his desires to serve the desires of the
master; this conservation of material is brought about by work (Arbeit),
which leads to the slave's mastery of nature.
Kojeve provides the ontological basis for the on tic experience of work
(Arbeit) through Heidegger's term Verstehen. Translated as "understand-
ing" but perhaps best grasped as "coping," this term is used by Heidegger
to explain how Dasein understands and deals with the world into which
it has been thrown. "In understanding [ Verstehen], as an existentiale, that
which we have such competence over is not a 'what,' but Being as exist-
ing. The kind of being which Dasein has, as potentiality-for-Being, lies
existentially in understanding. Dasein is not something present-at-hand
which possesses its competence for something by way of an extra; it is
primarily Being-possible" (BT, 183).
In his lectures at Berkeley, Hubert Dreyfus used to make this point by
explaining that understanding a hammer does not mean understanding
the properties of the hammer or the procedure of hammering. Instead,
to understand the hammer in the sense of Verstehen is simply to hammer.
This is because at the most primordial level we are such skills. We exist as
beings who cope with the world into which we are thrown and deal with
possibilities as they are presented to us. Reading a manual on hammer-
ing, an activity that is present-at-hand, thus in no way equips us for the
possibility of hammering in the sense of Verstehen, ready-to-hand.
Kojeve sees the ontic manifestation of this coping mechanism in
work (Arbeit) wherever humans turn raw material into utensils for our
use and, in so doing, master the world into which we are thrown. In
Kojeve's model it is the slave who performs this task because the mas-
ter cannot. Furthermore, Kojeve's ontological basis only serves as a key
to understanding the slave's ability to cope with and overcome nature,
which in time transforms the slave and leads to the overturning of the
master. While Verstehen is the on to logical basis for Arbeit, it is through
Arbeit that humans can evolve and come to self-consciousness over time.
But despite the slave's mastery over nature, the slave cannot overturn the
master until the slave overcomes the fear of death that forced him into
slavery in the beginning.
81
THE FIRST READING
82
Alexandre Kojev
83
CHAPTER 3
The Dissemination of Kojeve's Heideggerian
Interpretation of Hegel
Jean Wahl
Born in 1888, an eleve of the Lycee Louis le Grand and of the Ecole Nor-
male Superieure, Wahl held a philosophy position at the Sorbonne. His
work on Kierkegaard, Nietzsche, Hegel, and Heidegger was anathema to
those who adhered to the rigid structure of the French canon but seduc-
tive and profound for the young intellectuals who came to study with
him. Raymond Aron claimed that Wahl was the only non-necrKantian
within the walls of the Sorbonne and that he gave his students the chance
to explore philosophy from outside the constraints of the national sys-
tem. Wahl's Le malheur de conscience (1929) introduced the possibility
of an existential Hegel to France by focusing on the young Hegel and
84
Kojeve's Heideggerian Interpretation
1. On Wahl, see Michael Roth, Krwwing ar1d /Jistory (Ithaca: Cornell University Press,
1988); on Wahl's role in Kierkegaard's reception in Francf', see Samuel Moyn, "Selfhood
and Transcendence: Emmanuel Levinas and the Origins of Intersubjective Moral Theory,
1927-1961," Ph.D. diss., University of California, Berkeley, 2000.
2.Jean Wahl, "Heidegger et Kierkegaard," &dzndtPs phiiosophiq1U.\ 2 (1932-1933): 350.
3. Ibid., 349.
4. Ibid., 353.
85
THE FIRST READING
5. See Regis De bray, !.R pom10ir intA/ectuel e11 France (Paris: Editions Ramsay, 1979), chap. 2.
6.Jean Wahl, "Vers le concret," RrrhPrcltPs jJhil.osopllirpus 2 (1931-1932): 4.
86
Koieves Heideggerian Interpretation
Raymond Aron
Raymond Aron has often been falsely credited with introducing Hei-
degger's work to France. A more accurate, though less grandiose, claim
is that he introduced Heidegger's work to Sartre. But while that introduc-
tion was a definitive moment in the present narrative, Aron's own intel-
lectual development throughout the 1930s and 1940s is significant for
understanding the generation of 1933. Through his memoirs, his inter-
views, and his works from the 1930s and 1940s, one can trace the devel-
opment of the young intellectuals of 1933: the relations and tensions
between them and their teachers, the influence of German philosophy,
the specific concerns that led them to seek an alternative to the French
canon, and the ways that that canon continued to shape their intellec-
tual projects.8 Specifically, Aron can help us understand the influence of
87
THE fiRST READING
17. 1982. See also the relevant sections in H. Stuart Hughes, The Obstrurtf'd Path: Frenr.h
Social Tlumgltt in the Yean of DPsperalion, 1930-1960 (New York: Harper and Row, 1966).
9. Rnyrrwrul A ron, lR spectateur engage, interviews with Jean-Louis Missika and Dominique
Wolton (Paris:Julliard, 1981), 27.
88
Kojeve's Heideggerian Interpretation
10. Ibid.,38-39.
11. Aron, Mhnoires: CinquanlP ans de rijlexi.on polilique (Paris: Julliard, 1983), 109. What
Aron calls "spiritualist" we would now call "culturalist."
12. Ibid., 106.
89
THE FIRST READING
was thus a natural fit for Aron, who brought a particularly informed pres-
ence to the group. His years in Germany had given him a fundamental,
though not formal, background in phenomenology and German sociol-
ogy, and a profound interest in the philosophy of history. Furthermore,
Aron knew German and was one of the few participants who could read
Hegel in the original. This also made him one of the most skeptical and
critical members of the seminar; he often challenged Kojeve, particularly
with regard to Kojeve's conclusions about the "end of history," "Absolute
Knowledge," and the "Homogeneous State." 13
Despite Aron's guarded skepticism, Kojeve's influence should not be
underestimated. Indeed, Aron honors Kojeve as one of the three most
important figures in his life. 14 But perhaps the most essential influence lies
not in the critical engagement between the two thinkers but in a series of
interpretations proffered by Kojeve and accepted at face value by Aron.
These were: first, that Hegel's Phenomenology of Spirit was in fact a phenome-
nology in the Husserlian sense of the term; second, that Heidegger's under-
standing and use of phenomenology mirrored Husserl's and that both
projects were "anthropological" in their emphasis on a human subject; and
third, that Heidegger's anthropological philosophy was existential in the
Kierkegaardian sense of the term. This particular understanding of Hegel,
Husserl, and Heidegger led to a conflation of Hegel's teleological dialec-
tic with existential phenomenology that presented Marx and Heidegger as
fundamentally compatible and eventually led to existential Marxism.
The influence of Kojeve and Heidegger on Aron is implicit in Aron's
Introduction a la philosophie de l'histoire, written in 1937 as his these de doc-
toral and submitted to a committee consisting of Paul Fauconnet, Celes-
tin Bougie, Emile Brehier, Maurice Halbwachs, and Leon Brunschvicg.
Brunschvicg and Brehier both sat on the board of editors for Recherches
philosophiques, and Bougie had studied in Germany. They were all well
versed in classic German philosophy and sympathetic to foreign intel-
lectuals fostering dialogue between Germany and France, but they were
also the product of a previous era. At Aron 's thesis defense in the Salle
Liard of the Sorbonne (which was recorded by Pere Gaston Fessard
and published in the 1938 supplement of the Revue de metaphysique et de
morale), the differences between the concerns of the generation of 1933
and those of the previous generation became apparent. 15
13. Pere Gaston Fessard, La philosaphiR hi~toriqtJR de Rnyrrwnd Aron (Paris:Julliard, 1980), 51-52.
14. Aron, Mhnoires, 731-33. See Tom Rockmore, lleidPggerruul French Phil.o.wjJity: 1/umnnism,
Antihu:mani1m, and Bn.ng (New York: Routledge, 1995), 36-37.
lJ. For other contemporary reviews of Aron's lntroducti.on a 1~, philo.wphi~ de l1tistoire, see H.
Guuier, "Connaissance his to rique et philosophique de l'histoire," La vie iniRfJpr:tu.eUe 63 (April
25, 1939): 260-66; B. Groethuysen, "Une philosophie critique de l'histoire," NRF53 (October
90
Kojeves Heideggerian lnterpretatio1
Aron 's committee saw his work as an attack on the established edu-
cational paradigms of the Third Republic, and this perception was
exacerbated by the fact that the alternatives Aron offered were almost
exclusively of German origin at a time when German-French relations
were particularly poor. Aron's Introduction a la philosophie de l'histoire was
devoted to the refutation of the overly rational "philosophy of progress"
in favor of a more "realistic" approach employing German sociology and
phenomenology. The stakes were high, given the precarious nature of
the Third Republic and Hitler's proclamation of the Anschluss of Austria
on March 13, 1938, thirteen days before Aron's thesis defense.
Growing up in the shadow of World War I and on the eve of World
War II, the generation of 1933 sought an alternative way of viewing his-
tory and philosophy that could make sense of events that were not pro-
gressive, rational, or necessarily explicable. They found the scientific
method of investigation to be restrictive, stale, and inapplicable to the
human condition. Conversely, the previous generation viewed the gen-
eration of 1933's attack on science, rationalism, and progress as an attack
on the French canon and thus on France itself. Fauconnet's reaction to
the Introduction ala philosophie de l'histoire summarizes the feelings of this
older generation toward their pupils:
Assuredly I commend your honesty and your loyalty to your work, but I
must confess that I do not see where it is going. I cannot determine if
you are diabolic or simply without hope [ un satanique ou un disespere1. 16
Aron recalled that his "refutation of progressive rationalism shocked
all of the idealistic optimists that still dominated the left of the Sor-
bonne."17 Paul Fauconnet, a disciple of Durkheim's, may have felt per-
sonally attacked as Aron 's work gutted the suppositions on which his
scientific sociology was founded and rejected the notion of la mission
civilisatrice, which was a central tenet of his work. Fauconnet proclaimed
Aron 's work a "menace to the sociological constructions advanced by the
previous generation." 18
Aron's committee was disappointed with his break from the rational
optimism that characterized the traditional canon of the Sorbonne, the
ENS, the Republic of Professors, and, by extension, France as they con-
ceived it: "In 1938 my book surprised our teachers at the Sorbonne who
detected in my work, in my preoccupations and themes of reflections, a
91
THE FtRST READING
92
Kojeves Heideggerian Interpretation
93
T~E FIRST READING
time opening the way for an ontological "human history" that empha-
sizes choice and action, anticipating French existentialism.
Aron presented a reading of history based on Heidegger's historical-
ity but read through Kojeve's interpretation of Hegel presented in the
seminar. As a result, he did not emphasize Heidegger's presentation of
historicality based on the structure of care [Sorge] but instead presented
a version that focused on the individual (thrown into a historical situ-
ation) who must choose a course of action based on the historical sit-
uation: "[My book] invites the reader to renounce the abstractions of
moralism and of ideologies and instead determine the veritable capacity
of our possible choices which are limited by reality itself. "25
Aron's understanding of Heidegger's historicality would play a major
role in Sartre's understanding of the term and serve as a basis for his exis-
ten tialism.
Aron passed his these de doctoral; his committee recognized the origi-
nality and sophistication of his work. But he did not pass without first
hearing their grave reservations about the direction in which he was
heading: "I conclude with an act of charity," said Paul Fauconnet, "I offer
my admiration and my sympathy; an act of faith in the value of the theses
that you have condemned, and of hope, the hope that the youth of the
future will not follow the path you have chosen." 26 Fauconnet's hope and
optimism were not rewarded.
Jacques Lacan
Of the participants in the seminar the figure most directly influenced
by Kojeve was Jacques Lacan. Lacan was a medically trained psychiatrist
who was also schooled in psychoanalysis. 27 He was thus cut from a differ-
ent cloth than the normalierts and other university students in Kojeve's
seminar. But Lacan also represents a change in the French understand-
ing of psychoanalysis in France. 28 Despite his scientific and medical
94
Kojeve's Heideggerian Interpretation
history of psychoanalysis in France can be seen as two distinct movements: the first medical
and clinical, the second literary and philosophical. According to Roudinesco, Lacan was
able to bridge the two through his work and seminars throughout the 1950s and until
his death in 1981. His work plays a major role in the second phase of the reception of
Heidegger in France, but for our purposes we will limit the scope of this investigation to
his early work and his relationship to Kojeve.
29. See Anna Balakian, Surreali.\m: 17te Jwrul to the Absolute (New York: Noonday Press,
1959); Maurice Nadeau, llistoire du surrealisme (Paris: Editions du Seuil, 1964). See also
Andre Breton, Mar~yesteJ du surrealisme (Paris: Gallimard, 1973).
30. See Dean, The Sl'/f and Its Plensu11'.s.
95
THE FIRST READING
innovative methodology to his reading of Freud, pre sen ted in his semi-
nars beginning in 1953. Tellingly, the series of works that Lacan pub-
lished chronicling those lectures were simply titled The Seminar, and, like
Kojeve's Introduction to the Reading of Hegel, the book was not written by
Lacan but transcribed from notes taken during the course.
Throughout the 1930s, Lacan followed Kojeve very closely, turning
toward structuralism in the mid-1940s. Lacan's turn reflected his empha-
sis on language, which also led him to Heidegger, who had made a simi-
lar turn toward language in his "Letter on Humanism" (1947). Lacan's
engagement with Heidegger is therefore based on the second reading
of Heidegger in France and is itself a major force in the second phase of
that reception. 31 But Lacan's turn is in fact based on his participation in
Kojeve's seminar and Kojeve's lasting influence on his work.
Lacan made the shift to language based on his understanding of sev-
eral key Kojevian concepts: Desire, Self-Consciousness, and the Master-
Slave dialectic. In an article from 1933 written for Le Minotaure, Lacan
attempted to use the master-slave dialectic as a psychoanalytic category in
his analysis of the Papin sisters. The two sisters had been model employ-
ees working as maids for a woman and her daughter in Le Mans. One
d:ly, after an electrical outage interrupted their dinner preparations,
they attacked and murdered the woman and her daughter, mutilating
them almost beyond recognition with knives and other kitchen utensils.
Mterward, they locked the front door and went upstairs to their room
where they waited for the police. Lacan's assessment of the case was that
the crime manifested a structural paranoia: the murderers sought to
destroy the ideal of the master that they held within themselves in order
to overcome their slavery. He saw it as a pathological manifestation of
the stntggle for recognition. 32
In "Le stade du miroir," first presented in 1936 and then reworked for
presentation at the sixteenth International Congress of Psychoanalysis in
Zurich, Lacan displayed a more sophisticated understanding of Hegel in
relation to psychoanalysis, based on his participation in Kojeve's seminar.
Lacan explains le slade du miroir (the mirror stage) as the moment when
the infant first recognizes himself in the mirror and thus posits himself
as a self. This positing of the "I" is the locus of representation. But the
self that the infant locates is not in fact his real self but a reflection of his
self. "It is sufficient to understand the mirror stage as an identification in
the full sense that analysis gives to the term: namely, the transformation
31. I have identified the first phase of the reception ofHeidegger in France as lasting from
1927 to 1961. The second phase begins in 1961 and continues to the present.
32.Jacques Lacan, ".Motifs du crime paranoiaque: Le crime des soeurs Papin," Le Minotaure
3/4 (1933): 25-28.
96
Kojeve's Heideggerian Interpretation
97
THE FIRST READING
36. See Phillipe Van Haute, "Lacan's Philosophical Reference: Heidegger or Kojeve?"
I11ternntional Pltilosoplticnl Quarterly 32, no. 2 Uune 1992).
98
Kojeve's Heideggerian Interpretation
Merleau-Ponty
Among the participants in Kojeve's seminar, Merleau-Ponty is doubtless
the most important figure for the first phase of the reception ofHeidegger
in France. 38 This is due in part to his relation to Sartre, but more impor-
tant is the way Merleau-Ponty used the work of Heidegger throughout
his career. Through Merleau-Ponty's work one can trace the evolution of
the reception of Heidegger's thought in France, from being considered
a continuation of Husserl's phenomenology to being seen as an integral
part of Merleau-Ponty's own understanding of Hegel and Marxism (via
Kojeve), and finally to becoming the focal point of Merleau-Ponty's final
philosophical texts. 39 In fact, the central importance ofMerleau-Ponty in
relation to Sartre has more to do with the influence of Kojeve than Hei-
degger per se, because it was not Merleau-Ponty but Raymond Aron who
introduced Sartre to phenomenology. Merleau-Ponty, however, brought
the Kojevian conflation of Hegel and Heidegger to Sartre's attention and
convinced him of the importance of the dialectic that led Sartre to his
version of existential Marxism. But to read Merleau-Ponty solely in rela-
tion to Sartre would be to minimize his particular role in the reception
37. The second phase of the reception of Heidegger in France is shaped by the rise of
structuralism and the confrontation with Heidegger's political choices. See conclusion.
38. On Merleau-Ponty, see M. R. Barral, The Rnk of the Body-Su~jert in MPrlmu-Ponty
(Pittsburgh: Duquesne University Press, 1965); Vincent Descombes, Modrrn Frenrlt
Phi/,osophy, trans. L. Scott Fox and J. M. Harding (Cambridge: Cambridge University
Press, 1980); M. C. Dillon, Merl~au-Pon(v's Ontology (Bloomington: Indiana University
Press, 1988); Sonia Kruks, ThP Politiml PhilJJsophy of Merl~au.-Ponf~'V (Atlantic Highlands,
NJ: Humanities Press, 1981); R. Kwant, The Pltroome1wlogiral Philosophy of Mrrl.enu-Ponty
(Pittsburgh: Duquesne University Press, 1966); Thomas Langan, Merleau-Ponty's Critiqut>
of Reason (New Haven: Yale University Press, 1966). See also the relevant chapters in
Fred R Dallmayr, Tw#ight of Subjedivity: Contributions lo a Post-Individualist 111Pory of
Politics (Amherst: University of Massachusetts Press, 1981); Hughes, The Obstructed Path,
1966); Martin Jay, Marxism and 1otality: The Advmtu11's of n Conrept from Lukacs to 1/abermas
(Berkeley: University of California Press, 1984); Mark Poster, E.xist.mlial Marxism in Postwar
France: From Sart11' to AlthussPT (Princeton: Princeton University Press, 1975 ).
39. For the influence of Husser) on Merleau-Ponty, see Theodore Geraets, Vt'T'S une
nom1elle pltilosophie tran.w:endffltale: La genhe de Ia philosophie de Maurire MPTleau-Pmi~'Y jusq1ta
In Phbwminol.ogi.l' de la perreption (The Hague: Nijhoff, 1971); Herbert Spiegelberg, 11w
Phenomenological Mu11nnent: Mauriu Mf'Tlmu-Ponty (The Hague: Nijhoff, 1982), 538-81. See
also Eugene H. Frickey, "The Origins of Phenomenology in France, 1920-1940," Ph.D.
diss., Indiana University, 1979; Joseph Kockelmans, ed., Phenorn~moh1gy: 111P Philosophy o.f
Edmund I Jmserl and Its lnl.erfrretations (New York: Doubleday j Anchor, 1967).
99
THE FIRST READING
40.Jean-Paul Sartre, "Merleau-Ponty vivant," l.es temjJ!J modrmes, nos. 184--85, 1961, special
issue on Maurice Merleau-Ponty, 360.
100
Kojeves Heideggerian Interpretation
41. Hubert Dreyfus claims that Merleau-Ponty attended a series of lectures by Aron
Gurvitsch that explained Heidegger's account of behavior in terms of Gestalt perception,
which helps establish the connections between Heidegger's and Merleau-Ponty's work.
I have found no evidence of these lectures, and it may be that Dreyfus has confused
Merleau-Ponty's attendance at George Gurvitch's lectures at the Sorbonne with his work
with Aron Gurvitsch on phenomenology and Gestalt psychology. In either case Dreyfus's
deduction is correct.
101
THE FIRST READING
42. This proposal and his original grant proposal from 1933, "Projet de travail sur Ia nature
de Ia perception," have been published in Maurice Merleau-Ponty, IR pnmat de /.a perception
(Paris: Verdier, 1996).
43. Spiegelberg, The Pltenomenol.o!Jical MotJnfU'nf, 54 7.
102
Kojeves Heideggerian Interpretation
103
THE FIRST READING
104
Kojeves Heideggerian Interpretation
48. See chap. 2. See also Sonia Kruks, "Merleau-Ponty, Hegel, and the Dialt'ctic," jou.rual of
the British SociPf.y far PltnwrflR1wlo~-,ry 7, 2 (May 1976).
106
Kojeves Heideggerian Interpretation
of nature" said Hegel and we have seen that the nature of the living
body is unthinkable without this interior unity of significations which
distinguish a gesture from simply a sum of movements. (SC, 175)
Husserl's "consciousness of. ." is central to understanding this pas-
sage. The phenomenon of living is for us the relation of the interior to the
exterior. The conscience is the projection of symbols and structure into
the world, and the foundation of these symbols and structures is percep-
tion (precognitive), which is the means by which we come to understand
the exterior and translate it into the interior. Merleau-Ponty describes
perception as a dialectic of actions and reactions. Consequently,
different from the physical system which keeps its balance with respect
to the given forces around it, or the animal organisms which arrange
themselves in a stable order that corresponds to the monotonous a
priori of need and instinct, human work inaugurates a third dialectic
because it places use objects ( Gebrauchsobjekte) such as clothes, tables,
gardens, and cultural objects such as books, musical instruments, lan-
guage, in between man and physic<Xhemical stimuli and in so doing
constitutes. the proper human milieu from which emerge entirely
new cycles of behavior. (SC, 175)
107
THE FIRST READING
but our ability to move past the structures we have created by creating
others" (SC, 189). The human dialectic in Merleau-Ponty is ambiguous
because it can never act without the codeterminism of the world we live
in. We create structures, but in a sen11e we are also created by them. We
use language, but language preexists us. "The human dialectic is ambig-
uous: it is manifested in the social and cultural structures it creates and
these structures also imprison it. But cultural objects could not be what
they are if the activity of creating them was not also, in a sense, the act of
negating and surpassing them" (SC, 190).
Merleau-Ponty's reading of Hegel differs from Kojeve's in his under-
standing of work; for Kojeve it is essential that man master nature via the
diatectic to move forward teleologically to the end of history. For Mer-
leau-Ponty what is essential is not a mastery over nature but the creation
and re-creation of structures that allow us to live as humans in nature.
While the structure of the dialectic is ambiguous in the double move-
ment of creation and imprisonment, Merleau-Ponty conserves a progres-
sive, if not teleological, movement that implies a certain freedom within
the realm of human structures. Because the structures we have created
exist to be negated and surpassed, and we are always already involved in
a world we did not create, we can improve on what has come before.
Merleau-Ponty's analysis of work mirrors Kojeve's understanding of
Heidegger's Befindlichkeit as the essential corollary to Hegel's Begierde,
which leads in turn to Hegel's Arbeit as the corollary to Heidegger's Ver-
stehen. But Merleau-Ponty is far more interested in the relation of Befind-
lichkeit to Arbeit. Merleau-Ponty sees the issue of Begierde and the desire
for recognition in the work of Kojeve as inherently tied to the subject-
object split. He hoped to understand the human dialectic through work
in relation to the world that we find ourselves in prior to that split. His
work with Gestalt psychology had introduced him to the concept of a ref-
erential whole, and his readings of Husserl had brought him to the con-
cept of the Lebenswelt (lifeworld), "the world in which we live." Through
Kojeve's seminar he acquired the means for situating Heidegger's con-
cept of Weltlichkeit (which at the time he saw as coterminous with Hus-
serl's Lebenswelt) within the Hegelian system.
The dialectic in Merleau-Ponty cannot be understood as "the motor of
history" but must be seen as an infinite and indeterminate process that
aUows man to transcend and change but does not move toward a specific
goal. A fundamental tension exists between the individual conscience who
perceives the world but who is at the same time part of the world ( etr~au
monde) it perceives. \\'hile human being is dialectic, it is also being-in-the-
world (etre-au-monde). It is prior to cognitive representation and thus prior
to the subject-object split. This is why the Heideggerian concept of Befind-
lichkeit takes on far more significance for Merleau-Ponty than it does for
108
Kojeves Heideggerian Interpretation
Kojeve 's Hegel seminar ended on the eve of World War II, in 1939. Kojeve
concluded with the realiza~ion of the end of history reached through the
progressive evolution of the individual and society. But by the end ofWorld
War II, the concepts of progress and history, shored up by the turn to Hegel
after World War I, seemed essentially bankrupt. What do "history" and
"progress" mean in a world where the atom bomb has been unleashed and
the Shoah has occurred? Kojeve's project had an enormous influence on
the generation of 1933, but after World War II his historical project seemed
inadequate to explain the recent past, laying bare the existential ontologi-
cal premise on which Kojeve had based his reading of Hegel.
For the generation of 1933, the move away from the heimisch grounds of
the traditional French canon led to Kojeve. But the attempt to rehabilitate
the notions of history and progress came crashing down in World War II.
The project had failed in one sense, but it had opened the field of French
academics and infused the French intellectual scene with new methodolo-
gies and possibilities. Kojeve's reading of Hegel was foreign and unheimlich
to the students in his seminar, yet it was familiar enough to be domesticated
in a way that has left its mark on French thought even to this day. Kojeve's
reading of Heidegger conserved the Cartesian subject and thus presented
a domesticated Heidegger that became the basis for existentialism in the
works of Aron, Merleau-Ponty, and Sartre. 49 Aron, Merleau-Ponty, and
49. For a discussion of the existential nature of Aron's lntmdwtioTI ala jJhilo.fophiP de l'ltisf,(Jirf,
see Tony Judt, 11w B?Lrde'TI oj Responsibility (Chicago: University of Chicago Press. 1998), 142.
THE FIRST READING
110
CHAPTER 4
Jean-Paul Sartre
The work of Levinas and the figures surrounding the Kojeve seminar
prepared the ground for the understanding ofHeidegger in France, but
the popularization of Heidegger can be attributed entirely to the work
ofJean-Paul Sartre. In terms of our larger model, we can say that it was
Sartre who domesticated Heidegger's philosophy and made it a main-
stay of French intellectual culture. By presenting Heidegger historically
in his seminar as compatible with Hegel and fundamentalJy anthropo-
centric, Kojeve brought Heidegger's work closer to the French tradition
of a teleological project based on a definitive cogito. But his definitions
and constructions were often slippery and led his students to recon-
sider them in a way that restored Heidegger's strangeness and alterity.
Aron, Lacan, and Merleau-Ponty all returned to Heidegger to rethink
their own projects. Heidegger's philosophy had become less unknown,
less strange, and less uncanny, yet retained its ability to resist assimilation
into the larger French canon. His work continued to shock and perplex
those who sought to apprehend it, precisely because it questioned the
established limits of truth, understanding, and appropriability.
The work ofjean-Paul Sartre represents a shift in emphasis, from Kojeve's
historical understanding of Heidegger veiled by Hegel's teleological dialec-
tic, toward an understanding of Heidegger's work taken on its own terms. In
fact, Sartre reversed the ~ectory of fellow members of the generation of
1933. He came to Hegel after Hcidcgger and thus understood Hegel in the
light of his understanding of Heidegger and not vice versa. It is ironic that
Sartre turned increasingly toward Hegel in the late 1940s based on his rela-
tionship with Merleau-Ponty, while at the same time Merleau-Ponty turned
increasingly toward Heidegger based largely on his relationship with Sartre. 1
1. See Monika Langer, "Sartre and Merleau-Ponty: A Reappraisal," in The PhihJ.Iofihy (if.Jmn-
Paul Sart:rt', ed. Paul A Schilpp (La Salle: Open Court, Library of Living Philosophers, 1981 ).
111
THE FIRST READING
Sartre's work on Heidegger hit the French intellectual scene on the eve
of World War II, when the Hegelian historical project had lost some of its
appeal. Kojeve's seminar had come to an end, and amid the disorienting
events of defeat and collaboration, the teleological project of history could
not satisfY the immediate concerns of the generation of 1933 or the larger
French public. It was in this atmosphere of angst and uncertainty that Sar-
tre's most Heideggerian works appeared-between 1940 and 1945. Sartre
explained the attraction that he and his generation felt toward Heidegger's
work in his War Diaries. On February 1, 1940, Sartre wrote:
The menace of spring 1938 and then autumn slowly led me to search
for a philosophy that was not only contemplation but also wisdom (sag-
esse), heroism, and holiness. I didn't care what as long as it permitted
me to resist I was in the exact situation of Alexander, who had turned
to Aristotelian science to incorporate the most brutal doctrines, more
totalizing than the Stoics and the Epicureans who tried to apprehend
life. What's more, History was all around me. First of all philosophi-
cally: Aron had come to write his Introduction to the Philosophy of His-
tory, and I had come to read it Furthermore, I was enclosed within it
like all of my contemporaries; history made me feel its presence. I was
ill equipped to understand and to grasp but I wanted to with all my
force; I tried with every means I had. It was then that Corbin's book
appeared [Corbin's 1938 translation of Heidegger]. Just when it had
to. I was sufficiently detached from Husser}, and desiring a "pathetic"
philosophy, I was ready to understand Heidegger. 2
It was against the backdrop of the generation of 1933's concern with
history in the 1930s, and their subsequent desire to move from the passive
contemplation that characterized this concern toward a philosophy of active
engagement, that Sartre's interest in Heidegger and his language of "reso-
lute decision" and "authentic understanding" came to the fore. But Sartre's
work on Heidegger cannot be understood as mere derivation or repetition.
George Steiner's claim that Being and Nothingness is a long footnote to Hei-
degger's Being and Time does not give Sartre's work the credit it deserves. If
nothing else, Sartre's understanding of Heidegger is strikingly original, and
his work on such topics as "the gaze" and "the body" enter territories that
Heidegger had not considered within the scope of his project. Indeed, it is
only by investigating Sartre and his understanding of Heidegger's philoso-
phy, especially in its incorporation into Being and Nothingness, that we can
come to understand the popularization and domestication of Heidegger's
work in France, the events surrounding Heidegger's "Letter on Humanism,"
and the first Heidegger Affair.
2.Jean-Paul Sartre, Carnrts de f.a droiR dR {!;'.terre (Paris: Gal\irnard, 1995), 406.
112
Jean-Paul Sartre
Formation
A normalien like his friends Aron and Merleau-Ponty, Sartre was born in
1905 and is very much a member, and some might even say the chief
member, of the geheration of 1933. His interests in school were almost
entirely literary and philosophical. His encounters with the work of
Henri Bergson led him to focus on philosophy at the ENS, but he never
gave up his literary ambitions. 3 In school and in his work, Sartre always
bad something of the rebel about him. The secret of his success may lie
in the fact that while his work and doctrines appear to be quite rebel-
lious, they were always based on quite conservative philosophical notions
such as the Cartesian cogito and did not take the risk of moving into new
and untried territory. In this sense one could argue that despite his more
conservative philosophical methodology, the works of Merleau-Ponty
were far more radical and rebellious than Sartre's ever were.
This is not to say that Sartre's ideas were not original, only that they
guarded within them certain fundamental tenets that made them more
easily accessible to an audience trained by the French school system. Sar-
tre's chief originality and talent lay in his ability to dramatize a philosophi-
cal problem or situation and make it appear extreme. In a letter written in
February 1929, six months after he failed the agregation, Sartre displayed
this talent in his assessment of the fate of philosophy in France:
It is the paradox of the human spirit . that man, whose job it is to
create the necessary, cannot raise himself to the level of Being. It is
for this reason that I see at the root of both man and nature sadness
and boredom. This does not mean that man does not think of him-
self as a being. On the contrary, he puts all his efforts into it. Hence
the notions of good and evil, ideas of man working upon man. But
these are vain ideas. Another vain idea is determinism, which tempts
us strangely to produce the synthesis of existence and Being (existence
et l'etre). We are as free as you please, but powerless .... Everything is
too weak: all things tend to die. 4
3. There is extensive material on Sartre. For biographical material I rely heavily on Ronald
Hayman, Sartre: A Biography (New York: Carroll and Graff, 1992)); the sections on Sartre
in Jean-Franc;ois Sirinelli's Generation intelleclueliR: Khrigru'11X Pt normaliens dam l'entre-drux-
g'IU'1Tes (Paris: Fayard, 1988); Simone de Beauvoir's La force dP l'agP and La Jmre des clwses
(Paris: Gallimard, 1960 and 1963); Annie Cohen-Sola!, Sartre, 1905-1980 (Paris: Gallimard,
1999); and Michel Contat and Michel Rybalka, Les er.rils dP Sartre (Paris: Gallimard, 1970).
See also Ronald Aronson, Jean-Paul Sartre: Philosophy in lhR World (London: NLB, 1980);
Martin Jay, JHnrxisrn and Totality (Berkeley: University of California Press, 1984); Maurice
Natanson, A Criti.qW' of]ean-Pnul Sartre's Ontology (The Hague: Nijhoff, 1973).
4.Jean-Paul Sartre, letter written to Lel nouvt>Ues liltP.raiTP~, published February 2, 1929, 10.
113
THE FIRST READING
Here we see the themes that run throughout Sartre's work: notably,
his desire to develop an articulate understanding of the relationship
between existence and being that is not a mere synthesis of the two, and
his odd and impotent notion of freedom. Sartre's thinking in 1929 is typ-
ical of the generation of 1933: disillusioned, bored, powerless. But Sartre
presents these concerns with a forceful rhetoric that borders on exagger-
ation. Like the generation of 1933 generally, Sartre felt ensnared within
the narrow confines of French philosophy as defined by the French acad-
emy. Bnmschvicg's brand of neo-Kantianism did not address the "neces-
sary paradox that is man," and this led Sartre to consider it a variant of
determinism. Bergson's philosophy, conversely, seemed to Sartre to pro-
vide an escape from the "vain ideas" of determinism, which understood
man as a "synthesis of existence and Being." At first he thought that Berg-
son provided a solution in his investigation of immediate experience.
But he soon became disenchanted with Bergson for making the same
errors as the determinists, transforming consciousness into a thing and
thus arriving again at a synthesis of existence and being. It was through
his thesis for the ENS in 1927 (an investigation of "the image") that Sar-
tre became disillusioned with Bergson. By the time of the publication of
L'imagination in 1936, he had fully articulated his critique:
Bergson has attempted to substitute his spiritualism for the geometric
and spatial thought of Cartesianism and associationism: but he has
only produced a physico-chemico fiction where the associations are
pre-logical. . . He has created in effect a certain atmosphere, a way
of seeing, a tendency to search everywhere for mobility, the living,
and in this aspect in some respect methodological, Bergsonism repre-
sents the great trend in pre-war thought. The principal characteristic
of this spiritual state appears to us as a superficial optimism without
good faith, in that it believes it has resolved a problem when in fact it
has only diluted the terms into an amorphous continuity. 5
Sartre saw Bergson's work as fundamentally no different from the od1er
classical metaphysical systems (in L'imagination Sartre refutes the work of
Descartes, Kant, Hume, and Leibniz, as well as the French neo-Kantians)
who have all made the same fundamental error of turning consciousness
into a thing. Instead of liberating free will in relation to time, Bergson had
simply conflated the two terms. For "the Bergsonian reality," as for the oth-
ers, "d1e thing is image, the matter is an ensemble ofimages."6 Furiliermore,
Sartre felt that Bergson was worse ilian the others because he claimed to have
solved the problem and thus duped an entire generation. Sartre wanted to
begin his own philosophical project by rectifying the fundamental error of
5.jean-Paul Sartre, /.'imagination (Paris: Quadridge/PUF, 1994), 60, 65.
6. Ibid., 43.
114
Jean-Paul Sartre
7.Jean-Paul Sartre, "Merleau-Ponty vivant," Les temps rnodenvs, nos. 184-85, 1961, special
issue on Maurice Merleau-Ponty, 307.
8. See chap. 2.
9. This aversion to intellectual dependency may explain Sartre's habit of planting "false dues"
in interviews and in his journals. In the case of such thinkers as Bergson, Proust, Franz Kafka,
and Heidegger, Sartre either downplays their significance for him or dates his introduction
to them well after his own use of their philosophical ideas. See Tom Rockmore, Ilridpgger and
French Philtw;plty: lhJ.manifm, Antihumanism, and Being (New York: Routledge, 1995), 77.
10. On existential Marxism, see Mark Poster, f:xislt!nlial Marxism in Post-War France (Princeton:
Princeton University Press, 1975) and Snrtre's MarxiHn (Cambridge: Cambridge University
115
THE FIRST READING
Phenomenology
The famous moment of Sartre's introduction to phenomenology is
recounted by de Beauvoir in La force de l'age and by Aron in his Memoires.
According to de Beauvoir,
Sartre was gready attracted by what he had heard of German phenom-
enology. Raymond Aron, preparing a thesis on history, was studying Hus-
ser!. When he came to Paris (1932), we spent an evening together at the
Bee de Gaz, rue Montpamasse; we ordered the specialty of the house:
apricot cocktails. Aron pointed to his glass: "You see, my friend, if you are
a phenomenologist, you can talk about this cocktail, and that is philoso-
phy." Sartre grew pale with excitement, or nearly so. This was precisely
what he had wished for years: to talk of things as he touched them and
that this was philosophy. Aron convinced him that this was exacdy what
fitted his preoccupations: to transcend the opposition of idealism and
realism, to affirm at the same time the sovereignty of consciousness and
the presence of the world as given to us. On the boulevard Saint Michel
he [Sartre] bought the book on Husserl by Levinas, and he was in such a
hurry to inform himself that, while walking, he leafed through the book,
whose pages he had not even cut. ... Sartre decided to study it seriously,
and at Aron's instigation, he took the necessary steps for succeeding his
"friend" at the Institut Franc,;ais de Berlin the following year. 11
According to Aron, the drink in question was a beer. Either way, while
the meeting may have given Sartre the impetus to study phenomenology
seriously, and to spend a year abroad in Germany, it was not his first con-
tact with either Husserl or Heidegger.
References to Husserl can be found in Sartre's works as early as his
thesis on the image, written in 1927 while Sartre was still at the ENS.
In 1928, Sartre met weekly for two and a half months with the Japanese
philosopher Baron Shuzo Kuki. Kuki arrived in Paris, having studied in
Freiburg with Husserl and in Marburg with Heidegger. He thus deserves
credit for steering Sartre toward phenomenology. 12 Even more significant
Press, 1982). See also David Caute, Communism and the Frntch IntelfRctualf, 1914-1960 (New
York: Macmillan, 1964); Michael Kelly, Modern French Marxism (Baltimore: johns Hopkins
LTniversity Press, 1982);Jay, Ma.rxi.sm ar1d Totality.
11. De Beauvoir, La force dP /age, 141-42.
12. See Stephen Light, Sltu.zo Kuki mul jmn-Paul SarlTf' (Carbondale: Southern Illinois
University Press, 1987), part 1.
116
Jean-Paul Sartre
is that Sartre had read Henry Corbin's translation of Heidegger's Was ist
Metaphysik?13 The translation appeared in the June 1931 issue of Bifur,
which also contained Sartre's first article, "The Legend of Truth." In his
War Diaries, Sartre wrote in 1939 that he had read Was ist Metaphysik? in
Bifur, that is, in 1931, "without understanding." 14 But this article had a
far more profound effect on Sartre's work then is usually granted it. In
terms of his interpretation of Husserl, the fact that Sartre did not truly
understand Heidegger's essay only intensified its effect on him.
In Heidegger's Was ist Metaphysik? Sartre found an essay that directly
engaged the questions he sought to answer. The essay's main focus is on
the nature of being, and the text mirrors Sartre's own concerns about
the shortcomings of the metaphysical tradition, as well as his deep mis-
trust of objective science. Furthermore, Heidegger confronted the two
themes that would remain a central focus of Sartre's philosophical and
literary career. These also lead directly to Sartre's interpretation of Hus-
serl and, curiously, of Heidegger himself. The two themes are the rela-
tion of being to things (objects) and the understanding of being in
relation to "nothingness" ( le Neant).
Heidegger begins his critique of science in Was ist Metaphysik? by dem-
onstrating that it is through science and its concern with that "which is"
that we avoid any real metaphysical investigation. Instead of approaching
the-difficult questions of philosophy, we satisfy ourselves with constant
investigations into that which we already know. But, Heidegger con-
tends, if we look beyond that which we already know, that "which is," we
can commence an investigation of being based on the limits of being in
relation to that which is not. For Heidegger, the shortcoming of science
and philosophy is that the domain "which research penetrates is simply
'that which is' and outside of that-nothing (rien): only 'that which is' and
otherwise-nothing: exclusively 'that which is' and beyond that-noth-
ing. "' 15 Thus the issue for philosophy is to move beyond the realm of
science and that "which is," in order to commence an investigation into
the "nothing." This crucial movement is the basis for an understanding
of being that places our entire understanding of truth and the limits of
knowledge in question. According to Heidegger, it is only in relation to
13. This was Heidegger's inaugural lecture at the University of Freiburg-am-Brisgau, given
onjuly 24, 1929.
14. Sartre, f'..arnets dr Ia drole dr r;uerrr, 404.
15. Heidegger, Wrts ist Mrtaphysik? trans. He m-y Corbin as Qu 'rsf-cr que Ia rnetajJhy:.iqtu? for
Bifur, June 1931, repr. in 1/eilkgger: Questions 1/Il (Paris: Gallimard, 1968), 51. This essay,
along with several other of Heidegger's essays translated. by Corbin, was published as
Qu 'rst-ce qut> Ia rnetaphysique? (1938). This collection included two sections from Srirr ur1d
l.eit that had not yet been translated into French.
117
THE FIRST READING
what we are not that we come to define what we are. But what does that
say about that which we already "know"?
The relation of being to nothingness became the central focus of
Sartre's first philosophical treatise, La Transcendence de l'ego. This essay
is primarily an investigation into Husserlian phenomenology, but it also
serves as the prime motor for his displacement of the primacy of"things"
in L'imagination and L'imaginaire, through his use of the relation between
being and nothingness. In Heidegger's Was ist Metaphysik? Sartre found
a formula that could explicate the relation of "existence to Being" and
finally deliver him from what he termed the chosiste philosophies, with
their false distinctions between subject and object, interior and exterior.
It is only by reason of the original manifestation of Nothingness that the
human~reality [Corbin translated Heidegger's Dasein as realiti-humaine]
of man can go toward the existant and penetrate into it. Nothing-
ness is the condition that renders possible the revelation of the existent
as such for the human-reality. Nothingness does not simply form the
antithetical concept of the existan4 instead it is the essence of Being itself
that comports the origin of Nothingness. It is within the Being of the
existant that the negatingqualityofNothingness is produced. (Q, 62-63)
Here Heidegger presents several themes that Sartre will seize on later in
his work, but, for Sartre's early development, what is essential is that Hei-
degger does not fall into the trap of confusing being and things. Instead,
Heidegger asserts that it is only through the concept of nothingness that
we can come to approach things. Furthermore, this nothingness is not
something exterior to what Sartre read as "human-reality" but is in fact the
comportment of our human-reality. Heidegger writes, "Without the origi-
nal manifestation of nothingness, there could not be personal being nor
liberty" (Q, 63), and thus Heidegger also appeals to Sartre's interest in radi-
cal individualism. For Sartre, the question of being was always and only a
question of personal being. The dilemma of the individual confronting the
overwhelming problem of understanding the relationship of consciousness
to things, of being to things, is the central focus of Sartre's novel Nausea,
which he drafted between 1931 and 1934 while teaching at Le Havre.
Heidegger's critique of science maintains that, because science is con-
cerned primarily with the investigation into things, it constantly avoids
the investigation into nothing. Instead, science makes everything fit its
model and serve its purpose so as to avoid the possibility of nothingness.
It is the "privileged character of science to take that which is left by prin-
ciple, expressly and uniquely by the thing itself, as the first and last word"
(Q, 49). Science is not interested in how things reveal themselves to us or
how it is we come to make sense of them through interrogation, which
always implies a negative as well as a positive. Nor does science have any
118
Jean-Paul Sartre
La transcendence de /'ego
Mter his meeting with Aron and de Beauvoir in 1933, Sartre turned to
Husserl's phenomenology as the only methodology that could present
16. On the differing interpretations and significance of nothingness for Heidegger and
Sartre, see Charles E. Scott, "The Role of Ontology in Sartre and Heidegger," in Schilpp.
1711' Philosophy oJJmn-Paul Sartre.
119
THE FIRST READING
17. For an account of Sartre's place in the phenomenological movement, see the chapter
on Sartre in Herbert Spiegelberg's 17te PherwmmouJ{Jical Movrrnmt (The Hague: Nijhoff,
1982); and also Eugene H. Frickey, "The Origins of Phenomenology in France, 1920-
1940," Ph.D. diss., Indiana University, 1979.
18.Jean-Paul Sartre, "Man muB fUr sich selbst und fiir die anderen Ieben" (interview with
Rupert Neudeck), Merkur33, no. 379 (December 1979): 1210.
19. For a history of Recherr.IIP.s philo.mpluquRs and its position in the reception of Heidegger
in France, see chap. 2.
20. Sartre's initial understanding of Husser! was based on his reading of Levinas's Theory
of Tntuition in lhLuPTl's Plumom~mol.ogy. It is important to remember that the last section
of Levinas's book on Hussed was written after Levinas had become more interested in
Heidegger's work and thus is heavily oriented toward Heidegger.
120
Jean-Paul Sartre
21. See Leo Fretz, "Individuality in Sartre's Philosophy," in 11tt> Cambridgr ComfJa71ion to
Sartrt, ed. Christina Howells (Cambridge: Cambridge University Press, 1992), 71-77.
121
THE FIRST READING
122
Jean-Paul Sartre
is first confronted with reality and comes to "find" its egological nature
later. The ego (self, cogito, I-Sartre does not really distinguish between
the terms) is not the foundation of consciousness but a derivation that
renders consciousness opaque and deprives it of its freedom and sponta-
neity by locking it into a state of objectness. Consciousness is revealed to
Sartre as translucent, as a nothingness that fulfills itself in its intentional
activity. What is for Husserl an emphasis on the noematic aspect of the
phenomenon becomes for Sartre a theory of consciousness where the
non being of the ego (or the relation of the ego to the Nothingness that
is consciousness) is the primary phenomenological datum. 22 Here again
we see the proximity of Sartre's understanding of Husser! to his under-
standing of Heidegger's realite-humaine in its relation to Nothingness in
Was ist Metaphysik 1'-3
But what kind of I is it that exists through consciousness in such way
that it is always its own annihilation? Sartre does not yet answer this ques-
tion, but in La transcendence de l'ego, the I is presented as an "existant" and
as being; so, like Heidegger, Sartre must depart from phenomenology
and move toward the ontological investigation of being.
The ramifications of this movement to a "collective" prepersonal con-
sciousness will be discussed later in relation to Sartre's notions of respon-
sibility and freedom. 24 What is essential at this point is to see how Sartre's
rereading and reinterpretation of Husserl is based on his impressionis-
tic understanding of the themes in Was ist Metaphysik? It is the explora-
tion of these themes that leads Sartre closer to Heidegger in his work on
Husserl. This is especially apparent in Sartre's investigation into human
being as the intersection between being and consciousness. While this
still follows the understanding of intentionality outlined by Husserl, it
shifts the emphasis to an ontological investigation of the particular
human being as the nexus of pure consciousness and object. This is not
to say that Husserl's influence on Sartre was not profound, but, I would
argue, this influence is more substantive in terms of methodology than
in terms of content.
123
I HI: riH;:, I nt:AUINll
Nausea
25. On Corbin's translation of Daseirt as realitf-hmnain.e, see Denis Hollier, ed., Le Colvge de
sociologie: 1937-1939 (Paris: Gallimard, 1979), 55.
124
.Jean-t"aul ~artre
The opening of the novel also suggests that Sartre had perhaps read
more Heidegger than he let on. Roquentin is writing his diary to keep
track of things, a Husserlian theme, but the reason he is keeping this diary
is that he has come to the realization that the world around him is totally
contingent. Roquentin first experiences his nausea at the beach while
holding a stone. This episode appears to be based on Husserl 's phenom-
enological tactic of the "epoche," where one withdraws from one's natu-
ral attitude to study and observe objects. In Roquentin's case, however,
the event is more a shock of anxiety, a sudden wave of nausea with the
realization of the arbitrary nature of the world he lives in. This notion of
contingency is much closer to Heidegger's understanding of being-in-the-
world and the two related concepts of present-at-hand ( Vorhandenheit) and
ready-to-hand (Zuhandenheit) than to any Husserlian formulation.
The key to understanding Heidegger's early influence on Sartre is to see
how Heidegger's "forgotten self' relates to Sartre 's "unreflected ego." When
Dasein is doing something, there is a certain transparency to the action, but
this transparency becomes opaque when something goes wrong. If one is
hammering and the hammer breaks or is too heavy for the job, then we
become aware of the hammer as object. When this happens, the activity
or equipment in question becomes present-at-hand: "The modes of con-
spicuousness, obtrusiveness, and obstinacy all have the function of bringing
to the fore the characteristic of presence-at-hand in what is ready-to-hand.
But the ready-to-hand is not thereby just observed and stared at as something
present-at-hand; the presence-at-hand which makes itself known is still
bound up in the readiness to hand of equipment" (BT, 104).
In the realization of the object as present-at-hand in the face of a
breakdown, Heidegger leaves space for the Husserlian understanding of
intentionality. Sartre parallels Heidegger in La transcendence de l'ego by
limiting the consciousness of the "consciousness of ..." (which is inten-
tionality in the Husserlian sense) to reflected consciousness, and leaving
originary consciousness oblivious, thus entirely transparent and fluid,
though still intentional.
For Heidegger, the breakdown revealed through conspicuousness,
obtn1siveness, or obstinacy does not lead to the sort of paralysis that
affects Sartre's Roquentin. In Heidegger's understanding of the break-
down, the equipment in question does not become something per-
manently "present-at-hand" that is observed. Instead, in its capacity as
a "broken hammer" or a "hammer that is too heavy for the job," it is
absorbed back into the world of equipment:
To the everydayness of Being-in-the-world there belongs certain
modes of concern. These permit the entities with which we concern
ourselves to be encountered in such a way that the worldly character
125
THE FIRST READING
126
Jean-Paul Sartre
Well, when I heard him come up the stairs, it gave me quite a thrill,
it was so reassuring: what is there to fear in such a regular world? I
think I am cured. (N, 3)
This passage is actually a succinct description of what Heidegger terms
''inauthentic" existence, where one goes about the routine of one's life
without ever questioning why one does what one does. Roquentin takes
127
THE FIRST READING
comfort in the routinization of life because it allows him to avoid his con-
frontation with anxiety. But once the transparency of Roquentin's every-
day existence begins to turn opaque, he can no longer simply flee, since
the contingency of the world is revealed even in his flight.
For Sartre, the problem of being-in-the-world is expressed in terms of
the conflict between the subject and the objects it encounters. Roquen-
tin reflects: "Objects should not touch because they are not alive. You
use them, put them back in place, you live among them: they are useful,
nothing more. But they touch me, it is unbearable. I am afraid of being
in contact with them as though they were living beasts" (N, 10).
The problem for Sartre extends beyond the issue of encountering
objects, because he assigns thinglike status to humans as well. In Husserl,
this problem is avoided through the transcendental I as the locus of pure
intentionality. For Heidegger, Dasein is not mentalistic, though it cannot
be said to be entirely outside the mind. In Sartre's understanding of con-
sciousness and its relation to objects via the realiti-humaine (the human
being), this issue is a foremost concern. Deviating from both Husserl and
Heidegger, Sartre's understanding of existence as located in a particular
human being is based on that being's relationship to contingency and by
extension to nothingness.
The essential thing is contingency. I mean that one cannot define
existence as necessity. To exist is to be there; those who exist let them-
selves be encountered, but you can never deduce any thing from
them. I believe there are people who have understood this. Only they
tried to overcome this contingency by inventing a necessary causal
being. But no necessary being can explain existence: contingence is
not a delusion, a probability which can be dissipated; it is the abso-
lute, consequently, the perfect free gift. (N, 131)
This notion of those who have tried to "overcome this contingency by
inventing a necessary causal being" could be a reference to science or to
Husserl himself. In either case, it mirrors the critique of science in Hei-
degger's Was ist MetajJhysik? Sartre's question is, "Why is there something
instead of nothing?" which was also the starting point for Heidegger. The
answer for Sartre in Nausea is that there is no reason, and the conclu-
sions Sartre draws, while more Husserlian than Heideggerian, are based
on his work in La transcendence de l'ego. Roquentin concludes:
Now when I say "I," it seems hollow to me. I can't manage to feel
myself very well, I am so forgotten. The only real thing left in me
is existence which feels it exists. I yawn lengthily. No one. Antoine
Roquentin exists for no one. That amuses me. And just what is
Antoine Roquentin? An abstraction. A pale reflection of myself
128
Jean-~aul :iartre
Existentialism
After Nausea was published in 1938, its success made Sartre a literary
name. It was probably because of this success that L'imaginaire was pub-
lished in 1940. 26 The 1930s brought enormous intellectual development
for Sartre both as a novelist and a philosopher, but like the other mem-
bers of the generation of 1933, his development was entirely intellectual
and not political. Sartre's lack of interest in politics in the 1930s would
become a recurring theme in interviews. 27 It was also the subject of seri-
ous reflection in his War Diaries, written as a soldier in the French army
26. While working on Nausea, Sartre also kept up his philosophical production in the
form of two works, I!imag;ina.ti.on ( 1936), and L'imag;inairf' (1940). Originally intended
as one piece based on his thesis from the ENS, the second half (L'imaginaire) was
rejected by Alcan in 1936, leading to a four-year delay in its publication. This is of note
because between 1936 and 1940 Sartre shifted his emphasis from Husser) to Heidegger.
2'7. Interview with Sartre in SariTf' par b.ti-miuw: lln film, directed by Alexandre Astruc and
Michel Con tat.
129
I nt: I In;) I llt:~UII'IIJ
and as a prisoner of war during World War II. This discussion of political
inactivity is couched in a reflection on his intellectual development and
his turn toward Heidegger as an attempt to find a philosopher who could
lead him from the world of "ideas" to the world of "action." The War Dia-
ries also served as a testing ground for Sartre to "work out" his philosophy
of action in preparation for writing Being and Nothingness. Thus, to under-
stand Sartre's philosophical and literary work in its postwar incarnation,
we must look to Sartre's diaries and the influences he cites in the 1930s
that led him to Husser! and Heidegger-namely, Jean Wahl, Raymond
Aron, and Henry Corbin-within the framework of the influence of the
war itself.
Jean Wahl's Vers le concret first appeared in 1932 as an article for Recher-
ches philosophiques and was published in book form soon after. 28 From
this work, and from Wahl's later Etudes kierkegaardiennes, Sartre became
acquainted with Heidegger, presented in relation to Hegel and Kierkeg-
aard. Significantly, Wahl's analysis of the concept of the "unhappy con-
sciousness" in Hegel would lead Sartre to his own understanding of the
structure of human being as manifested in "bad faith." But the most
important influence that Wahl had on Sanre was through Wahl's under-
standing of Heidegger's concept of angst, 29 which was derived from, and
considered compatible with, Kierkegaard's concept of "anxiety." 30 Sartre
accepted this compatibility between Kierkegaard and Heidegger unques-
tioningly. Citing Wahl as his source, he quotes Kierkegaard to demon-
strate their proximity.
Kierkegaard (Le Concept d'angoisse, 85): "the rapport between anguish
and its object, is a thing which is nothing (and we say this in everyday
language when we state that our anguish is nothing). ."The influ-
ence on Heidegger is clear; his use of the everyday phrase; "we are
anguished by nothing" (it was nothing .), can be found word for
word in Being and Time. But it is true that for Heidegger, anguish is
anguish-in-front-of-Nothing (Neant) which is not the Nothing (Rien)
but, as Wahl says, "the cosmic fact which is the detachment of exis-
tence." In Kierkegaard's case it is a psychological anguish and a noth-
ing/ rien that is in the spirit. This "nothing" is in fact possibility.
Anguish in the face of Nothing in Heidegger? Anguish in the face of
freedom, with Kierkegaard? In my understanding they are one and
the same thing because freedom is the appearance of Nothingness in
the world. 31
130
Jean-Paul Sartre
Here we see the formulation derived from Sartre's work on Husser} and
Heidegger, but, following \Vahl's emphasis on the relation of Heidegger
to Kierkegaard, Sartre was able to present Heidegger as a philosopher of
the individual. This reinforced his (and his readers') understanding of
Dasein as realiti-humaine (a particular human being).
We have already seen the influence that Raymond Aron had on Sartre
in the early 1930s and his role in Sartre's decision to study in Berlin. In
the late 1930s, the publication of Aron's Introduction a la philosophie de
l'histoire led Sartre to Heidegger's section on historicality in Being and
Time but also to a nascent appreciation of history in the Hegelian sense. 32
Sartre's discussion of Aron in his War Diaries also shows the fascination
with history that consumed the generation of 1933 in the years before
World War II.
Aron led Sartre to consider Heidegger's concept of history, but
through the lens of Alexandre Kojeve's Hegel seminar. Maurice Merleau-
Ponty also played an important role in Sartre's development. While Sar-
tre, playing the role of Aron, led Merleau-Ponty to the study of Husserl
and phenomenology in 1933, Merleau-Ponty led Sartre to an articulated
understanding of Hegel and Marxism after the war. In the late 1930s
it was enough that Sartre came to see the importance of Hegel's work
as a philosophical methodology that could engage the particular prob-
lems philosophy encountered through phenomenological investigation.
This compatibility between phenomenology and Hegel was derived from
Sanre's contact with Aron and Merleau-Ponty and is the direct result of
their participation in Kojeve's seminar on Hegel at the Ecole Pratique
des Hautes Etudes.
But the most important factor in Sartre's understanding of Heidegger
is Henry Corbin's translation of Heidegger's work. Corbin's translation
of Was ist Metaphysik? appeared in 1931 and was republished, along with
translations of Vom We5en des Grundes and two sections of Being and Time,
in 1938. 33 Sartre describes the event of this translation in terms of the
contingency of circumstance and history. It is probably best to consider
it in this light, rather than assign it the position of a specific "influence."
Corbin's translation of Heidegger appeared to Sartre's "situation, his
generation, his epoque" just when it "had to":
It was for us that Corbin made the translation. It stirred our first inter-
est in Heidegger's philosophy but we were not ready for it. It took 12
32. For an analysis of this work in relation to Aron's participation in Kojeve's Hegel
seminar, see chap. 3.
33. Despite reports to the contrary, Heidegger had seen and approved all of Corbin's
translations. The fundamental problem with Corbin's translation of Da.~t'in as rralifi..
h1lmaine may not have seemed as egregious before Sartre's popularization of the term in
his existentialist philosophy. See the section on Corbin in chap. 2.
131
I n1:: I lni) I I lt:I\UIIIIU
132
Jean-Paul 5artre
such as Carl Schmitt and Ernstjiinger as it was with Raymond Aron and
Jean-Paul Sartre. 36
We have briefly discussed the implications of Corbin's translation of
Dasein as realiti-humaine, which led to the inference that Heidegger was
a "humanist" and that his was primarily an investigation into human-
being. By this logic, Heidegger's concern was with the freedom of the
il)dividual. This might explain why Sartre felt he could employ Hei-
degger's work against fascist totalitarianism. Corbin translated Geworfen-
heit (thrownness) as sa dereliction (one's abandonment), which also gave
the work a more subjective tone~ Sartre seized on this and modified the
translation to dilaissement, which added the connotation of helplessness,
of being without recourse to aid, and intensified the identification with a
specific abandoned subject finding its way in the world. This translation
shows the generation of 1933's need to represent being as a being, to fix
a specific representable site for being. Corbin's translation of eigentlich
and uneigentlich as "authentic" and "inauthentic" also had serious rami-
fications for Sartre's work, especially when coupled with his understand-
ing of the concept of "bad faith." But here we have already moved into a
discussion of Being and Nothingness, which is the product of this melange
of philosophical currents and events and which led to the popularization
of Heidegger as an existentialist thinker after World War II.
36. This position is contested in works such as Richard Wolin, Tlze Politi.c.s of RPing: The
Political Thought of Martin lleideggf'r (New York: Columbia University Press, 1990); Tom
Rockmore, On 1/PidPgg"'s Nazism and Philo.wphy (Berkeley: University of California Press,
1992); Tom Rockmore and Joseph Margolis, eds., The J-leidegger Ca.re: On Philosophy a11rl
Polit;cs (Philadelphia: Temple University Press, 1992). My point is not that Heidegger's early
philosophical work was antithetical to National Socialism but that its antiestablishment
critique of contemporary philosophy could be used by philosophers from a wide range of
political perspectives.
133
THE FIRST READING
there is a fluidity of shifting terms that evolve as new pieces of the puzzle
are revealed, but without ever concretizing the moments of change. Thus
when "freedom" turns out to be "nothingness," it is not distinguished
from the consciousness from which it is derived, which has previously
been defined as "nothingness." This shifting vocabulary seems to revolve
around the relation of being to nothingness, and can thus be unpacked
by understanding the work as the logical extension of the ideas Sartre had
been working on since 1931. 37
Sartre begins by establishing the two categories of being he is going
to investigate, except that now he employs the language of Hegel in his
definitions. 38 The first category is the en-soi (in-itselO, which is being-in-
itself, the object, totally self-sufficient. The second category is the pour-soi
(for-itself), which is the consciousness of the reflected ego, the cogito.
The en-soi is described as self-sufficient being and as such is always an
object in its opacity. The en-soi "is what it is and as such has no secret."
This is to say that there is nothing more to the en-soi than what it is. The
massive and opaque qualities of objects that were so terrifying in Nausea
are in fact the simple properties of the en-soi, which is impervious to all
becoming, transforming, changing, or temporality. The en-soi is simply
an object in all its contingency. The en-soi has no reason for being, it sim-
ply is, in the sense that a rock has no concern for its own being but is sim-
ply a rock. The en-soi thus cannot be seen as either possible or impossible
because "the possible is the structure of the pour-soi, this is to say that it
[the pour-soi] exists in the other region of Being [ etre.pour-soi] . Being-in-
itself [etre-en-soi] is neither possible nor impossible, it is" (EN, 34). In the
simplest formulation, the en-soi is an object and as such it exists in com-
plete self-sufficiency with no cares or regard. It is without intentionality.
The en-soi, as being, can therefore be reduced to this formula: "Being is.
Being is in-itself [en-soi]. Being is what it is" (EN, 34). The "other region
of Being" is the pour-soi or being-for-itself which is in fact the mode of
human being. The pour-soi is the free subject that continually creates its
own existence. This formula is familiar because what Sartre now calls the
pour-soi is in fact the precarious position of the realite-humaine (human
being) constituted as the opaque object of the reflective consciousness
37. But see also Joseph S. Catalano, A Commrntary onJean-Paul Sartrr! l "Bfing and Nothingne5S"
(Chicago: University Of Chicago Press, 1980).
38. In "Sartre et Ia conscience malheureuse," Magazine {;t/Rrairr!, no. 293 (November 1991):
59-61, Juliette Simont claims that Sartre had not read Hegel's Plumom.l"TTology of Spiril when
he wrote Being and Notltinr;rvs.5. In Sarfre and llegel: The Varintiom of an Enirr;ma irt "/,'Etre rt fp
Neanl" (Bonn: Bouvier, 1988), Christopher Fry contends that Sartre did not seriously study
Hegel (3). But see also "From Hegel to Sartre," in Judith Butler, Subjn:ts of Desirr! (New
York: Columbia University Press, 1987).
134
Jean-Paul Sartre
135
....... , .. ,..,., , ..... n~uu
136
Jean-Paul Sartre
137
1 tiLt I l l " I IICMUII"U
138
Jean-Paul Sartre
Bad faith is trying to be what you are not. Good faith is being what
you are. The stn1cture of the pour-soi in good faith is to be "that which
it is not" by virtue of its negativity, and therefore it is alwayi in bad faith
even in good faith. The structure of the pour-soi makes good faith an
impossibility and the attempt to achieve it bad faith. The escape from
this paradox leads to something like Heidegger's category of authentic
existence, and Sartre makes this explicit in a footnote: "It is indifferent
whether one is in good or bad faith, because bad faith re-apprehends
good faith and slides to the very origin of the project of good faith; this
does not mean that we cannot radically escape bad faith. But this sup-
poses a self-recovery of Being which was previously corrupted. This self-
recovery we shall call authenticity, the description of which has no place
here" (EN, Ill). That description never occurs, and the circular nature
of the dilemma as manifested in the very structure of the pour-soi makes
any radical escape from bad faith seem impossible, or at least unfathom-
able, based on Sartre's work to this point.
Furthermore, this paradoxical situation, presented without means of
reconciliation, eliminates the possibility of a dialectical understanding of
being and instead presents what Merleau-Ponty described as a truncated
dialectic, but which appears to be more like a perpetual circle:
The Being of human reality ( realite-humaine) is suffering because it
rises in Being as perpetually haunted by a totality which it is with-
out being able to be it, precisely because it could not attain the in-
itself (en-soi) without losing itself as for-itself (pour-soz). Human reality
therefore is by nature an unhappy consciousness with no possibility
of surpassing its unhappy state. (EN, 134)
139
llt~IIIIUI I.LMUIIVU
140
Jean-Paul Sanre
Facticity is what remains of the en-soi (pure being) in the pour-soi, and
as such it is the basis on which reflective consciousness is founded, but it
cannot return the pour-soi to the position of en-soi. Instead, it simply indi-
cates the pour-soz"'s relation to pure being through memory.
What the pour-soi lacks is not any thing or object in particular but
being itself. The pour-soi does not find itself as being in relation t.o the
nothingness that is its freedom. "The pour-soi, as the foundation of itself,
is the surge of negation. The pour-soi founds itself in as much as it denies
itself a certain Being or manner of Being" (EN, 131). The being that the
pour-soi denies itself is the being of the en-soi. In its negating capacity,
the pour-soi cannot be simply what "it is" without losing this freedom and
becoming a mere thing.
To better understand this structure of the pour-soi, which is the struc-
ture of human being, Sartre turns his attention to the nature of tempo-
rality. Sartre uses the categories provided by Heidegger in Being and Time
(where Heidegger defines the temporal nature of Dasein as ek-stasis, out-
standing), but Sartre also uses temporality to explain the nature of the
pour-soi as continuous negation. For Heidegger, time is the main prop-
erty of being and thus constitutes being's horizon. Sartre uses the term
to show that the past is what was and therefore is no longer. This nega-
tion of the present transforms it into something that has the properties
of an object via memory. The past is not an object but has all the proper-
ties of an object because it no longer is. "If already I am no longer what I
was, it is still necessary that I have to be so in the unity of an annihilating
synthesis which I myself sustain in Being; otherwise I would have no rela-
tion of any sort with what I am no longer, and my full positivity would be
exclusive of the non-being essential to becoming" (EN, 161).
1 Ht r"ltf:S I ntAUING
Sartre interprets Hegel's Wesen ist was Gewesen ist to fit his own negat-
ing system. Here one's past constitutes one's being in that it is what one
was, but in the present one faces what one will become. It is precisely in
the present that realiti-humaine is continually in contact with being and
nothingness: I confront what I am, which, by the time I reflect on it, is no
longer what I am but what I was: "The present is precisely this negation
of Being, this flight from Being inasmuch as Being is there as that which
one evades. The pour-soi is present to Being in the form of flight; the
present is a perpetual flight in the face of Being. Thus we have precisely
defined the fundamental meaning of the Present: the Present is not"
(EN, 167-68). The present is the manifestation of the negative character
of the pour-soi.
For Sartre, the key property of the pour-soi in its temporality is its
negating capacity as that which is always oriented toward the future. The
pour-soi is constantly constituting and reconstituting itself through its free
acts, which are always future-oriented. "In this sense the pour-soi has to be
its future because it can be the foundation of what it is only before itself
and beyond its Being. It is the very nature of the pour-soi that it must be
an always future hollow" (EN, 172).
Sartre's temporal stnicture implies a profound shift in emphasis
between Sartre and Heidegger. In his temporal structure, Sartre relies
almost entirely on the Aristotelian understanding of time and thus uses
the categories of past, present, and future with little or no reflection on
those categories. By contrast, part of Heidegger's project in Being and
Time was to red1ink Aristotle's concept of time and to provide a new
understanding that corresponds to Dasein's own temporal structure
as being-in-the-world. Sartre adopted Heidegger's categories and his
basic structure but did not take the departure from Aristotle seriously
because he was more interested in defining the negating nature of the
pour-soi (which he does using the traditional categories of past, present,
and future). Heidegger's understanding of time conserves the Aristote-
lian model as what he calls "public" or "now" time. This is time as mea-
surement. This move is similar to the one he uses to redefine human
being's primary mode of being-in-the-world as nonreflective coping
(ready-to-hand), while at the same time conserving Husserl's concept
of intentionality in the contemplation of things (present-at-hand). In
his understanding of time Heidegger wants to show a similar formula
wherein Aristotelian (public) time is understood in terms of that which
is present-at-hand and thus detached from our everyday existence. An
authentic understanding of time conserves the aspect of public "now
time" but also requires an understanding of time in relation to Dasein's
temporal structure and must take into account the categories of "dar-
ability" (Datierbmkeit) and "significance" (Bedeutsamkeit). "The ordinary
142
Jean-Paul Sartre
143
THE fiRST READING
existence. Because our possibilities for the future are based on a collec-
tive cultural nexus, the present is a falling ( Verfallen) into "the way things
have been interpreted by das Man" (BT, 239). This leads Heidegger to
the existential crisis, when Dasein will either project itself into the safe
harbor of inauthentic existence or own up to an authentic relationship
"'ith its ownmost potentiality for being. In either case, Dasein follows
the structure of care, which is the basis of everything we do. Simply put,
everything we do, we do with care.
Dasein's concern with the world it lives in manifests itself in the three-
fold structure of care and through this category Heidegger leads us to
an understanding of time that is not simply detached observation of the
phenomena as manifested on a clock. For Heidegger, the theoretical,
limited, and necessarily compartmentalized categories of past, present,
and future are inadequate to understand the kind of beings we are who
exist in a concerned and care-ful relationship with the world. Heidegger
therefore offers an alternative structure wherein our primary mode of
existence in the world is neither compartmentalized nor theoretical.
Indeed, Heidegger's use of time in the structure of care seems to strad-
dle the categories of past, present, and future. In the case of "caring"
Heidegger shows that "the being of Dasein means ahead-of-itself-being-
already-in-(the-world) as being-amidst (entities encountered within-the-
world). This being fills in the signification of the term 'care' [Sorge],
which is used in a purely ontologico-existential manner" (BT, 237).
Dasein is "already in," "ahead of itself," and "amidst." Heidegger
describes temporality as the sense of care (Sorge), and the gerund best
describes this relational movement, which is not merely a flux of "nows"
nor the denial of the present in anticipation of the future but the ek-
static (out-standing) temporal structure of Dasein.
Heidegger does not privilege the future in terms of specific construc-
tions to be finished at a later date (as Sartre supposes) nor does he rely
on a series of "nows" in flux (like Bergson). In Aristotelian language, we
work on projects that are future-oriented but our involvement with the
future is conditioned by our relational position in the present. In fact,
for Heidegger, having too much concern for the future, as in Hegel's
teleological stntcture, is a way to avoid our finitude by placing something
in front of us that we must conclude, which allows us to avoid the pos-
sibility that we ourselves could "conclude" at any moment. This over-
emphasis on the future, which exists in the structure of care as falling
( Verfallen), is the realm of inauthentic existence, of das Man, and as such
can be seen in relation to Dasein's flight in the face of death. For Sartre,
conversely, the future presents the promise of freedom. It is what we are
not yet and thus, in Sartre's construction of the pour-soi as self-constitu-
tive, the future is the realm of pure possibility where we can reconstitute
144
Jean-Paul Sartre
the Being of the Future which I have to be, on the contrary, is such
that I can only be it; for my freedom gnaws at its Being from below.
This means that the Future constitutes the meaning of my pres-
ent pour-soi as the project of its possibility, but that in no way pre-
determines my pour-soi which is to come. Since the pour-soi is always
abandoned [dilaisse1 to the annihilating obligation of being the foun-
dation of its Nothingness. (EN, 156) '
Sartre sees the "not yet being" of the future as the site where the
pour-soi constitutes itself, not because it wants to but because it has to. "It
stands on the horizon to announce to me what I am from the standpoint
of what I shall Be." Thus the p~esent and even the past are coded by the
future, which is the site of freedom.
Sartre criticizes Heidegger for placing too much emphasis on the
future and claims that one should instead emphasize the present. His
criticism is misplaced, however, since he makes no distinction between
Heidegger and Aristotle, seeing Heidegger's program as a privileging
of one aspect of time and not as a restructuring of the concept. This
criticism is based partly on Sartre's philosophical training, partly on his
particular understanding of Heidegger, and partly on Sartre's desire
to emphasize the present as the continual meeting point of being and
nothingness. But as we will see when we discuss Sartre's understanding
of "responsibility," the success of his own existential project and notion
of freedom can be achieved only through an emphasis on the future.
It is through Sartre's discussion of "transcendence" that we come to
understand how the temporal nature of the structure of the pour-soi relates
back to the en-soi. Here we might want to take quick note of the distinc-
tions between Sartre's understanding of transcendence and the under-
standings of Husser! and Heidegger. 42 Transcendence for Husserl refers
principally to the intentional object. He uses the example of a cube, which
is constituted by the intentional interpretation of immanent content. The
cube has immanent content as cube but I as the observer can only observe
one, two, or at most three sides of the cube at a time. By means of tran-
scendence, I perceive the cube as cube despite the limited nature of my
perception. Transcendent objects are thus the main field of application
42. For a discussion of the phenomenological use of the term trmt.~cendrorl' in Husserl,
Heidegger, and Sartre, see Spiegelberg, The Plumomenolof!;ical Mm,1'111ent, 511-13. Sec also
Hazel E. Barnes, "Sanre's Ontology: The Revealing and Making of Being" in Howell, 17Je
Camln'idge Compo11ion to Sartrl'.
145
THE FIRST READING
for the transcendental reduction, by which they are removed from the
real world and bracketed for descriptive observation and reflection. This
reveals the ego, which is the source of all phenomenological investigation.
Sartre differed from Husserl on the issue ofhyletic sense data and the con-
stitution of a transcendental ego. For Heidegger, transcendence applies to
a fundamental property of Da.sein that is the basis of intentional acts and
that thus makes it possible for Dasein to refer to objects beyond its acts.
Heidegger's transcendence is therefore unrelated to the static property
of objects in Husserl's immanent sphere and denies the primacy of theory
and reflection. Instead, transcendence can be understood as the present
participle of the verb "to transcend" and characterizes the way human
beings relate to the world and the way beings relate to being.
Sartre was well acquainted with both these models, but his concept
of transcendence seems to relate to the flight in the face of anguish that
the pour-soi experiences when faced with the nothingness that constitutes
freedom. For Sartre, transcendence is the consequence of the fact that
the pour-soi is always a lack. It is an expression of the pour-soi's incomplete-
ness. The pour-soi wants to be the en-soi; what the pour-soi lacks is precisely
an en-soi. This is in fact the revelation of the pour-soi in its totality. Sartre
uses Descartes's second proof to show how the pour-soi in its "imperfect
Being surges past itself toward the perfect Being" (EN, 133). The being
that is founded on nothing but its own nothingness (the pour-soi) surges
toward the being that is founded on its own being (the en-soi). But if the
pour-soi actually became the en-soi it would lose its character as pour-soi,
and thus the pour-soi is always a "detotalized-totality which temporalizes
itself in a perpetual incompleteness" (EN, 229). The notion of the pour-
soi as detotalized-totalization became the basis for Sartre's understanding
of Hegel's dialectic. The pour-soi is transcendence because it is never sat-
isfied with itself and always passes beyond its present to its future, negat-
ing the present that it passes.
Because Sartre employs Corbin's translation (of Heidegger's section
on transcendence), which uses the verb se dipasser (to pass beyond),
one might infer that the structure of Sartre's concept of transcendence
is closer to Heidegger's than to Husserl's. Yet curiously, Sartre's "tran-
scendence" seems to be closer to Heidegger's term Verfallen, the realm
of inauthentic existence (of das Man) where Dasein flees in the face of
anxiety. For Sartre, the flight into the future that negates the past is not
the construction of an inauthentic existence but the structure of tran-
scendence itself (EN, 243).
In the final section of Being and Nothingness, Sartre attempts to come
to an understanding of the concept of freedom for the rialit6-humaine
based on the conclusions of the previous chapters. This is also where
the work becomes most explicitly a "confrontation with Heidegger." In
Jean-Paul Sartre
43. It is important to note that Sartre has equated the pour-roiwith the cogito, the ego, the
self, the I, and rinlit.i-humaine. While the terms seem to have slightly different meanings at
different points of the book, they all refer to human being.
44. For an excellent critique of Sartre's Bei11g and Nothir1g1U'ss based on these issues,
see Marcuse, "Existentialism," 309-46. See also Natanson, A CritiquR of jmn-Paul Snrtre's
Ontol.ogy.
147
THE FIRST READING
148
Jean-Paul Sartre
nist Party. 45 Therefore the primary concern of the work as a whole lies
in the assimilation of, and confrontation with, the works of Heidegger.
This movement was based on Sartre's particular understanding of Hei-
degger's philosophical project, which ultimately led to his reformula-
tions of Heidegger's philosophical constructions.
45. For the influence of Hegel and Marx on Sartre, see above, n. 10; see also the section
on Merleau-Ponty in chap. 3.
46. It should not be surprising that a seven-hundred-page philosophical treatise did not
sell well, especially given the economic conditions in France in 1943 under the German
Occupation. What is surprising is that the book was published, given the paper shortage
and the "restricted" selection of texts under German control. See Henri Michel, "L'activite
culturelle: Evasion ou soumission," in Paris Allemand (Paris: Albin Michel, 1981).
47. Interview in Liheration,]une 8-9 and 10, 1985, published posthumously.
THE FIRST READING
150
Jean-Paul Sartre
151
THE fiRST READING
52. Frede1ick Olafson points out that Sartre's contention that one cannot consistently
desire one's own freedom without desiring that of others is very Kantian and in "flagrant
conflict" with the line of thought developed in BPing and NolhingnPss and elsewhere. See
Frederick A. Olafson, Heidegger and tltf' Ground '!f Ethirs: A Study of the Mitsein (Cambridge:
Cambridge University Press, 1998).
53.Jean-Paul Sartre, "La Republique du silence," Les !eftTf's Jranr;a.ises, no. 20 (September 9,
1944): 1.
Jean-Paul Sartr1
choose our situation but react t<? it. The randomness and absurdity of
facticity is simply the site we find ourselves in and, if that site is German
Occupation, then the responsible act is to make choices in that situation
based on our own selves and nothing more. If these choices displayed
cowardice or weak character, we can redeem ourselves through coura-
geous and productive choices in the future. 54
"Existentialism Is a Humanism" is based on Sartre's confrontation with
and appropriation of Heidegger in Being and Nothingness, but despite the
retention of Heidegger's terminology and his frequent references to Hei-
degger as the basis for his work, there is very little, if any, of Heidegger's own
philosophical concerns left in Sartre's existentialism. Sartre conceded that
in "Existentialism Is a Humanism" he accepted "the discussion on the ter-
rain of vulgarization" in order to enter the field of politics and engage the
masses (EH, 101). 55 But Sartre's transformation of Heidegger's philosophy
goes beyond the simplifications in "Existentialism Is a Humanism," as we
have seen in our analysis of Being and Nothingness.
A further consequence of this lecture was that it led to a conflation of
existentialism with Marxism in the 1950s. Sartre presented Heidegger as
fundamentally compatible with Marx. But here we have ventured into the
vast domain ofSanre's existential Marxism, which lies beyond the scope of
this work. 56 What is important here is that Sartre's understanding of Hei-
degger is the basis on which he co~es to present Hegel's dialectic in Being
and Nothingness. Sartre 's articulated use of Hegel (derived from the influ-
ence of Merleau-Ponty) fit into the framework of the en-soi/pour-soi and
the relation of the pour-soi to the other as manifested in the pour-autrui.
There was nothing fundamentally left-wing about Sartre's philosophical
structure at the time of his lecture on humanism. Despite his later turn to
Marx, the essential component in his philosophy is simply choice.
Sartre's use of Heidegger led to the widespread supposition in France
that Heidegger was an existential humanist, and Sartre's own politi-
cal affiliations with various left-wing political groups led to the vague
impression that Heidegger had similar concerns. This in part explains
the stunned reaction of many intellectuals to Heidegger's affiliation with
the National Socialist Party, a "realization" that came about with the first
Heidegger Affair of 1946-1947. Another factor is that Sartre transformed
Heidegger into a French thinker focused on the Cartesian cogito and
54. Sartre's model is especially effective because it works equally well for individuals and
for collectivities.
55. This point is brought up in the question-and-answer period following the lecture.
Sanre later came to the conclusion that it was a mistake to publish this essay, but he never
stopped its publication or its widespread international circulation. Sartre makes this claim
in Francis] eanson's Le problhne rrwml et Ia prnsfp dl' Snrtre (Paris: Seuil, 1965), 46.
56. See Postet, Existmtial Mm-xMm;Jay, Marxism anti 'Jbtafiry; and Judt, Pnstlmperfert.
153
THE FIRST READING
the project of freedom and progress, which had its roots in the work of
Diderot, Rousseau, and Voltaire. In a move that resembles Freud's return
of the repressed or Heidegger's concept of the unheimlich, the strange-
ness, unfamiliarity, and foreignness ofHeidegger's philosophy returned to
France in Heidegger's "Letter on Humanism" to Jean Beaufret, in which
the German philosopher confronted Sartre's philosophical appropriation
of him. This letter arrived on the heels of the first Heidegger Affair and
revealed Heidegger's philosophy as something other than what it was sup-
posed to be, disturbing the niche that Sartre had carved out for it. This
disturbance, which questioned the primacy of the Cartesian cogito as well
as the metaphysical tradition, returned Heidegger's philosophy to France
with as much force and originality as when it gripped Levinas, Kojeve, or
Sartre. But Heidegger's emphasis had changed during the twenty years
between the publication of Being and Time and the "Letter on Human-
ism." The investigation into being via the particular being-which was the
project of Being and Time and the basis of the first reading of Heidegger in
France-was replaced by an emphasis on the history of being and the rela-
tion of being to language, which defines the second reading of Heidegger
in France. This second reading centers on the relationship between Hei-
degger and Jean Beaufret. Thus we must turn to Jean Beaufret in the
milieu immediately following World War II to understand the confronta-
tion between the two readings.
154
The Second Reading
CHAPTER 5
Jean Beaufret, the First Heidegger Affair,
and the "letter on Humanism"
157
THE SECOND READING
facilitated the first direct contact between Heidegger and Sartre as well as
between Heidegger and Beaufret.
Towarnicki's visits to Heidegger changed the French understanding
of Heidegger in two ways. First, Towarnicki's article on Heidegger in the
pages of Les temps modemes led directly to the first Heidegger Affair, plac-
ing Heidegger's philosophy in question and forcing many left-wing exis-
tentialists (the champions of freedom, individualism, and responsibility)
to reconsider the first reading of Heidegger derived from the work of
Sartre, Wahl, Kojeve, and others. Second, Towarnicki's visits led to a new
understanding of Heidegger in France based on the "Letter on Human-
ism," distancing the German thinker from the subjectivist tendencies of
French existentialism.
Jean Beaufret
The origins of this second reading of Heidegger in France and its rela-
tion to the first are the keys to understanding the recurring Heidegger
Mfairs. This second reading of Heidegger can be dated to the "Letter on
Humanism" in 1947. Thus we must explorejean Beaufret's role in the
acquisition and dissemination of Heidegger's thought in France and its
opposition to the existential understanding of the first reading presented
by Kojeve, Wahl, Sartre, and to a lesser extent Merleau-Ponty, which was
the dominant reading of Heidegger at the time. Jean Beaufret is instruc-
tive both as an example of the second wave of scholars who came to Hei-
degger via Sartre-the reigning maitre apenser in France-but also as the
porteparole, the mouthpiece, through which Heidegger was able to com-
municate with the French intellectuals who were so fascinated with his
work.
Beaufret was born on May 22, 1907, in Auzances, Creuse. He was tech-
nically of the same generation as Sartre, Aron, and Merleau-Ponty and
he did exhibit some of the characteristics of the generation of 1933, such
as a lack of political engagement in the 1930s, followed by a period of
active participation during the war and immediately following it. But
unlike the other members of that generation we have discussed, Beaufret
h~d no interest in challenging the established borders of French phi-
losophy during his years at preparatory school, the ENS, or immediately
thereafter. Beaufret's interest in Heidegger came after his turn to exis-
tentialism, which was inspired by the widespread popularity of Sartre. By
all accounts, Beaufret was an excellent teacher and a good writer with an
impressive ability to grasp and explain the most difficult philosophical
constructs, but he was not an original thinker. He did not seek to create
a new philosophy or push the limits of the old as Aron, Merleau-Ponty,
Jean Beaufret
and Sartre were doing. Instead, Beaufret was content to follow in the
footsteps of others and explore the philosophical fields cleared for him.
Beaufret grew up in the small rural village of Auzances, the only son
of two grade school teachers. He did not share the same experiences
of World War I that affected Sartre, Aron, and Merleau-Ponty. World
War I passed without directly affecting him, his family, or his immedi-
ate circumstances. He moved to Paris in 1925, where he enrolled in a
preparatory class for the ENS at Louis-le-Grand. In 1928 he entered the
Ecole Normale Superieure. While at the ENS, Beaufret worked under
the direction of Leon Brunschvicg. His academic formation in Paris
was very similar to that of Aron, Merleau-Ponty, and Sartre, but unlike
the three elder normaliens, Beaufret remained entirely within the fold
of Brunschvicg's neo-Kantian rationalism and centered his studies on
Descartes. 1 While at the ENS, he met Merleau-Ponty, who was two years
ahead of him, but they did not become close until much later. Beaufret
spent a year at the Institut Franc,;ais in Berlin in 1930-1931, but he was
not interested in phenomenology or the work of Husser! or Heidegger.
He spent his time working on the philosophy of Fichte in preparation
for his thesis. On returning to France, Beaufret did his military service
and after completing it took and passed the agregation.
Beaufret's first teaching post was at the Lycee de Gueret in Creuse,
not far from his parents' house. In 1937 he took a post in Auxerre, and
from 1937 to 1939 taught at a French lycee in Alexandria. Beaufret was
away from Paris throughout the 1930s and he did not produce any philo-
sophical texts until well into the 1940s. He did not have the opportunity
to attend any of Kojeve's seminars nor did he strike out on his own as
Sartre did in Le Havre. Instead, Beaufret became a perfect product of
the ENS: a teacher of traditional philosophy. "In 1937, when I was at the
lycee in Alexandria, I taught philosophy in the most academic fashion,
like all the other instructors at the time. There wasn't the slightest trace
of phenomenology. "2
Beaufret's turn to phenomenology, which led him to Heidegger, is
bound up with the events of World War II. In 1939, when he was called
to active duty, he ran into Merleau-Ponty at the military training center
known as the Ecole d'Etat-Major in Vincennes. During their conversa-
tion, Merleau-Ponty told Beaufret about phenomenology and showed
him a text by Husser!. By 1939, Beaufret had become bored with the
abstract and purely theoretical nature of the neo-Kantian model and had
1. Jacques Havet, 'Jean Beaufret," Associati,Qn Arnical.e des Anciem Elives de l'Er.ol.e Narrnnl.e
Supeneure (1984): 82-94.
2. Roger Kempf, "En ecoutant Jean Beaufret," in Jean Beaufret, De l'nti.\ln1.tinli.~rnP a
lleidPgger (Paris:J. Vrin, 1986), 9.
159
THE SECOND READING
3. Jean Beaufret, Entreliens avec frf.dh-ir d.e 1(Jwarnir.ki (Paris: Presses Universitaires de
France, 1984), 6.
4. Ibid., 4-5.
5. Joseph Rovan translated the "Letter on Humanism" into French for the review
Fontaine.
6.Joseph Rovan, Mm1lhnoignagesur llridegwr, 1-e Mo11dt>, December 8, 1987,2.
160
Jean Beaufret
7. Ibid., 2.
8. Beaufret, l~nlretiRns aller Fredmr de Townrnicki, 4.
161
THE SECOND READING
That year,just before the first Heidegger Mfair, Beaufret's position was
heavily indebted to the first reading of Heidegger in France and mirrors
the work of the scholars we have investigated so far. In this sense Beau-
fret is indicative of a larger trend among French intellectuals who came
to Heidegger in the 1940s through the work of Sartre and the popularity
of existentialism. It was not until after Beaufret's contact with Heidegger
and after the "Letter on Humanism" that Beaufret came to understand
the difference between Heidegger's own presentation of his philosophi-
cal pr~ject and the understanding of Heidegger in the work of Sartre
and other French existentialists.9 But before we begin our investigation
of Heidegger's "Letter on Humanism," let us first return to Frederic de
Towarnicki to better understand how the phenomenon of the "Letter"
is inextricably linked to the activities of the French army and the first
Heidegger Affair.
Frederic de Towarnicki
Towarnicki had not studied philosophy formally. His interests were lit-
erature and poetry, and he was acquainted with the philosophy of Hei-
degger through the works of Sartre, Merleau-Ponty, Raymond Queneau,
Maurice Blanchot, and Jean Beaufret. Towarnicki had co~e to existen-
tialism during its wave of popularity in France after World War II. His
mission to visit Heidegger was like an imitation to visit a celebrity. Towar-
nicki was starstruck in Heidegger's presence, and it shows in his articles
and in his reflections on his visits to the Black Forest.
Towamicki was still serving in the French army immediately following
World War II when he was assigned to the service social for the Rhine and
Danube area, which included Freiburg. The officer in charge was a lieuten-
ant named Fleurquin, whom everyone in the company called "Captain." 10
Towarnicki was part of a detachment that included Marcel Marceau and
Alain Resnais. Their mission was to set up a cultural center to get in touch
\vith German writers, artists, and intellectuals and reestablish dialogue
between France and Germany. Part of this entailed ascertaining the extent
9. I disagree with Anson Rabinbach's assertion in "Heidegger's 'Letter of Humanism'
as Text and Event," in In the Shadow of Cala,\lrofJhe: GPrman lrt/elleclua/.s !xlween Apocalypse
and Enlightenment (Berkeley: University of California Press, 2000), that Beaufret's article
was a challenge to Sartre. While I agree that Beaufret attempts to distinguish between
Sartre and Heidegger in this article, I would argue he was still too indebted to the first
reading to seriously challenge Sartre, who provides both the vocabulary and commentarY
that inform his reading of Heidegger at that time. For a full treatment of the 1945 article
in Co11jluPnc.Ps, see Ethan Kleinberg, "The Reception of Martin Heidegger's Philosophy in
France: 1927-1961 ," Ph.D. diss., University of California, Los Angeles, 1998, chap. 6.
10. Towarnicki does not explain the reason for this, but all references to Fleurquin in his
memoirs and in lette1s are to "Captain Fleurquin."
162
Jean Beaulret
to which any of these writers, artists, and intellectuals had been aligned with
National Socialism and to report this information through the appropri-
ate channels.U Fleurquin was especially interested in existentialism and
wanted to stage an international debate at their cultural center. Towamicki
was given the mission of establishing contact with the necessary people:
"Captain Fleurquin dreamed of organizing a great philosophical debate on
existentialism. According to him this was also the desire of many officers
in General Arnaud's press service ... but Sartre was impossible to find in
Paris, I did not yet know Beaufret, and nobody knew the exact whereabouts
of Heidegger. "12
While doing preliminary legwork for the debate, Towarnicki came across
accusations that Heidegger had been a high-ranking Nazi. In the summer
of 1945 he was officially ordered by Fleurquin to conduct an investigation
into Heidegger's political past but only so as to make a recommendation
concerning the debate on existentialism. Towamicki read the army's dos-
sier, but at that point there was no conclusive proof of participation other
than his service as rector at the University of Freiburg in 1933.
At the end of summer 1945, Towamicki made his first attempt to see Hei-
degger. It was only partially successful, since Heidegger was not at his home
in Freiburg but at his cabin in Todtnauberg. Towan1icki did see Heidegger's
wife, told her of the planned debate, and gave her two issues of Conflumces.
The two issues contained installments of Beaufret's article on existentialism,
the first, on Kierkegaard and his relation to Heidegger, and the fifth, which
included the discussion of Sartre, Descartes's cogito, and the relationship
between Husserl and Heidegger via the concept of intentionality.
In September 1945, Lieutenant Fleurquin, Alain Resnais, and Towar-
nicki went to see Heidegger and this time found him home. Given the
precarious position of Heidegger's circumstances, both professional and
personal, he was pleased to discover that these representatives of the
French army were interested in his philosophical work and not his poli-
tics. Heidegger was also eager to discuss the state of philosophy in France.
He had been invited by Emile Brehier and Jean Wahl to participate in a
conference on Descartes in 1936, but according to Heidegger relations
between the two countries broke down soon after and the conference
never took place. 13 Based on that invitation and the visit of Henry Corbin
that same year, 14 Heidegger knew there was some French interest in his
work but he had no idea what had happened in the last decade. Heidegger
was especially interested in the work of jean-Paul Sartre. Beaufret's article
11. Frederic de Towarnicki, A /.a renconlre de 1-JPidegger (Paris: Arcades Gallimard, 1993),
18-21.
12. Ibid., 20.
13. Ibid., 31-32. According to Brehier, Heidegger never wrote back.
14. Henry Corbin, llenry Corbin: V.s Cnltiers dR l'llerne (Paris: Editions de L'Heme, 1981), 17.
163
THE SECOND READING
was the first time he had heard mention of this young philosopherI nov-
elist/playwright. Towarnicki attempted to explain Sartre's philosophical
program as best he could, but in the end he offered to bring Heidegger
some samples of Sartre's work. Heidegger in turn gave Towarnicki a copy
of his article on Descartes composed for the conference in 1936. Hei-
degger hoped it might clarify some of his positions that were presented
in an "overly Cartesian fashion" in Beaufret's article. 15 Before they left,
Resnais photographed Heidegger with Towarnicki and Fleurquin.
Between September and December 1945, Towarnicki spent all his time
traveling between Paris and Freiburg in his attempt to organize the con-
ference on existentialism. In this capacity, Towarnicki opened a direct
line of communication between Heidegger and the French philosophers
who had been using his work. Through this line of communication, Hei-
degger's own philosophical texts made their way to France, as did his
defense of his political choices and actions.
Mter his first visit to Heidegger, Towarnicki returned to Paris in the
hope of finding jean-Paul Sartre and enlisting him in the debate on exis-
tentialism. Sartre had recently departed for America, so Towarnicki could
only leave him a note. Towarnicki went next to the Sorbonne to contact
Emile Brehier to see if he still wanted Heidegger to come lecture on Des-
cartes. Brehier was of the opinion that Heidegger had answered his letter
eight years too late. He no longer wanted to deal with Heidegger, whose
questionable political past was now known among intellectuals in Paris. 16
Brchier was also concerned about the negative effects of the influence
of this "typically German philosophy" on the youth of France, especially
as presented in Sartre's work. Towarnicki was no closer to organizing the
debate than before. He picked up several texts that he felt marked the
influence of Heidegger in France and prepared to return to Freiburg.
During this second visit, Towarnicki brought Heidegger copies of Sar-
tre 's Being and Nothingness, Merleau-Ponty's Phenomenology of Perception,
and Raymond Queneau's Obstacle et valeur} 7
On returning to Paris, Towarnicki had given up all hope of finding Sar-
tre, only to run into him on the rue Jacob, not far from the Cafe de Flore.
Sartre was excited to finally see Towarnicki and, more important, to hear
the news about Heidegger. Sartre invited Towarnicki to join him for a drink
at the Cafe Deux Magots and began to fire question after question at him.
Of the utmost importance to Sartre were two issues: the state ofHeidegger's
work now and his account of his activities during the Nazi regime. while
164
Jean Beaufret
Sartre was visiting the United States he heard a number of rumors about
Heidegger and National Socialism, among them that he had ordered book
burnings and d1at he had locked Husserl out of the school library. Sartre lis-
tened attentively as Towarnicki told him Heidegger's account of the event~
of the 1930s. Sartre told Towarnicki that he believed Heidegger's shortcom-
ing was that he had not addressed the issue of ethics and that Heidegger's
philosophy lacked a concrete motal synthesis of the historical and univer-
sal.18 Sartre's analysis was based on his concept of engagement as presented
in "Existentialism Is a Humanism." While sitting at the Deux Magots, Sar-
tre proposed that Towarnicki write an article on Heidegger for Les temps
modrnes in which Towarnicki could present Heidegger's side of the case as
Towarnicki understood it. Towarnicki agreed; that decision would become
the basis for the first Heidegger Affair in France. The topic of conversation
then turned to Heidegger's current work in philosophy. Towarnicki told
Sartre that Heidegger was in the process of reading Being and Nothingness;
Sartre could not wait to hear Heidegger's comments. Towarnicki promised
to report Heidegger's assessment of the work back to Sartre and tried to
establish a specific date for the debate on existentialism. Sartre's time was
in high demand, so in the end they decided to get together after Towar-
nicki returned from his next visit to the Black Forest.
While Towamicki was in Paris, Heidegger read Being and Nothingness.
He was impressed with Sartre's use of phenomenological description, and
in reading Sartre's philosophical opus Heidegger came to understand the
association between his philosophical work and French existentialism. To
Heidegger, Sartre's emphasis on d1e human actor and the conservation of
the Cartesian ego cogito was a misreading of his work. As a result, he was
impatient to meet Sartre and discuss the discrepancies between their philo-
sophical programs. When Towarnicki returned from Paris, Heidegger set
out to instruct him about the fundamental differences between his philo-
sophical project and Sartre's existentialism. Heidegger explained to Towar-
nicki that, unlike Sartre in Being and Nothingness, he in Being and Time had
been interested solely in the question of being. "And that question was not
an anthropological interrogation of human experience or the foundations
for an ethics, but the question into the truth of Being in itsclf." 19
During this visit, Heidegger also tried to explain what he saw as the
problems with the French presentation of Dasein:
165
THE SECOND READING
166
Jean Beaufret
back an epistle dated November 23, 1945. In this letter, which Beaufret
would attach as an appendix to the published version of "Letter on Human-
ism," Heidegger began to engage the French reading of his work. Beaufret
formulated a number of questions for Heidegger based on this letter and
sent it to him. Heidegger's response to these questions was the "Letter on
Humanism. "23
Towarnicki was far more interested in facilitating a meeting between
Heidegger and Sartre than a meeting between Heidegger and Beaufret.
Towarnicki spent most of his time in Paris trying to arrange the necessary
paperwork and passes to coordinate the meeting, which he hoped would
lead to the debate on existentialism. The paperwork did not go through,
the passes were not acquired. Sartre and de Beauvoir were far too busy
to waste time waiting for visas that might not come, and the meeting
had to be postponed. When Towarnicki returned to Freiburg and told
Heidegger that Sartre would not be coming, Heidegger was deeply dis-
appointed. He immediately had Towarnicki help him draft a letter to
Sartre. Towarnicki reproduced and kept a copy of this letter. 24
The letter sheds light both on Heidegger's interest in the phenom-
enological work being done in France and on his own precarious and
desperate position in Germany. Heidegger had been forbidden to teach,
and his work was impeached by his association with National Socialism. 25
He was a man of great pride and perhaps even greater ego. As a philoso-
pher, he was in desperate need of an audience interested in the philoso-
phy he had to offer. From what he had read of Sartre and Merleau-Ponty,
Heidegger believed that the most interesting work in phenomenology
was being done in France, but that this work was falling into the same
errors as Husserl's phenomenology. The French variant of phenomenol-
ogy was simply repeating the old strategies of Cartesianism and idealism
and thus could not approach the essential problem of being, despite the
originality of the philosophers attempting this inqniry. Heidegger saw
it as imperative, both personally and professionally, to establish contact
Wirken Heideggers in Frankreich," DiP HeiriRggp,r Kot~trmerse, ed. Jltrg Altwegg (Frankfurt
am Main: Atheniium, 1988). For Palmier's investigations into the relation between politics
and philosophy in the work of Heidegger, see Jean-Michel Palmier, /,es P.crits poliliquPS de
1/eidegger (Paris: L'Herne, 1968); and idem, "Heidegger et le national-socialisme," Calti.ers
tk l'Her'fll!: Heidegger, ed. Michel Haar (Paris: Editions de !'Herne, 1983). For his most
current views on the subject, see Pahnier's~postface to Hugo Ott, Martin HeidRgger: lb11R11ls
pour 1.t111! biographie (Paris: Payot, 1990), 379-413. .
23. Interview of Jean Beaufret by Frederic de Towarnicki, published in Towamicki, A la
rnteontre tk 1-/rideggn; 264.
24. Towamicki, A Ia rencontre de Jfeidegger, 83.
25. For a succinct presentation of the German context ofHeidegger's "Letter on Humanism,"
see Rabinbach, "Heidegger's 'Letter of Humanism' as Text and Event," 104-18.
167
THE SECOND READING
168
Jean Beaufret
29. Henri Lefebvre's critique of Sartre was placed within his chapter on Heidegger in
L'existentialisme (Paris: Le Saggitaire, 1946). Henri Lefebvre, was ultimately expelled from
the French Communist Party. Other attacks came from communists such as jean Kanapa
in his L'exirtentialisme 11 'est fJas 1.m huma11i.wne (Paris: Editions sociales, 1947) and Armand
Cuvillier in Lrs i11fiftralu.ms germaniqw.1 dans Ia pmsie fraru;ai.\1' (Paris: Editions Universe lies,
1945).
30. Emmanuel Levinas, "Comme un consentment a I'horrible," I.e nouvrl ob.wnmleur,
January 22-28, 1988.
169
THE SECOND READING
Sartre found himself under attack and began to craft a defense, but in
doing so he actually precipitated the Heidegger AffairY In his defense
of existentialism, "Existentialisme: Mise au point," for the review Action,
Sartre attempted to distinguish between Heidegger the man and Hei-
degger the philosopher:
Heidegger was a philosopher well before becoming a Nazi. His adher-
ence to Hitlerism, caused by fear, perhaps opportunism, and surely con-
formism, is not pretty, I must agree. But is this sufficient to confinn the
reasoning that "since Heidegger is a member of the National Socialist
Party then his philosophy must be a Nazi philosophy?" This is not the
case. Heidegger has no character and that is the simple truth. Would one
dare say that his philosophy is an apology for cowardice? Don't you know
what happens to men who cannot live up to the level of their work?:~ 2
In this article, written before Sartre had any contact with Heidegger the
man, Sartre attempted to distance himself from Heidegger while at the
same time keeping what is important in Heidegger's philosophy as Sartre
understands it. 33 Sartre's strategy elicited responses that sought to defend
Heidegger as "naive," as well as further attacks from the communists and
the center right. In a certain sense, the Heidegger Affair had already begun,
although only in the margins of a larger attack on existentialism. Thus part
of the complexity of the Heidegger Affair is that it began as a component of
a larger debate about existentialism but with much greater stakes.
These attacks also led Sartre to assign Towarnicki and another French
philosopher, Maurice de Gandillac, to write articles on Heidegger for Les
temps modernes. These articles would "present the facts" as each author
saw them and let the "reader decide for himself." Over the course of the
next two years this first Heidegger Mfair ran its course. The first articles
by Towarnicki and Gandillac appeared on January 1, 1946. These were
followed by an article in November 1946 that Karl Lowith, a Germanjew
and former student of Heidegger, had written while in exile in 1939 but
had updated to respond to the articles by Towarnicki and Gandillac. Two
more articles appeared in july 1947, both in response to Lowith's article,
one by Eric Weil and the other by Alphonse de Waehlens. The debate
concluded with an exchange of letters between Lowith and Waehlens in
which each reiterated their points but neither yielded any ground.
31. For an account of the backlash against Sartre, see John Gerassi, Jean-Paul Sartre: Jlat.Pd
Conscience of /lis Century: Pmte.sl.arll or Protester? (Chicago: University of Chicago Press, 1989).
32. Sartre, "A propos de l'existentialisme: Mise au point," Action, December 29, 1944.
33. This foreshadows what will be developed as the "contingency theory" in the Heidegger
debates, where either Heidegger's affiliation with National Socialism is dismissed
as an aberration or, as in the case of this article, his political activities are dismissed as
inconsequential to his philosophy.
170
Jean Beaufret
But to understand the nature of this first debate and its subsequent
permutations, one must remember it took place before the publication of
the "Letter on Humanism" and thus must be seen entirely in the light
of the first reading of Heidegger in France. At stake is Heidegger's cred-
ibility as an existentialist thinker whose primary focus is ontology, but
ontology as the investigation into human being with all the humanistic
trappings that accompany this reading. The result is that the defense of
Heidegger's philosophy in this first Heidegger Mfair is based on the sub-
jectivist understanding of his philosophy that characterizes the first read-
ing of Heidegger in France. The irony is that these defense strategies
remain virtually unchanged to this day.
The first Heidegger Affair can be divided into two components. The
first is a ''presentation of the facts" based entirely on the allegations
against Heidegger in the Allied dossier and Heidegger's own version of
the facts as told to Towarnicki and Gandillac. The second component
focuses on the extent to which Heidegger's philosophy is National Social-
ist. In this first debate, the two components are related but this relation is
not necessary, since it is possible (though not necessarily satisfactory) to
reach a conclusion about one component without recourse to the other.
The first articles by Gandillac and Towarnicki deal entirely with the first
component, but their "presentation of the facts" as related to them by
Heidegger lead to a conclusion on the second.
A more complex strategy is demonstrated in a preface to the two articles
by Towamicki and Gandillac that was written by the editor of Les temps mod-
emes, either Merleau-Ponty or, more likely, Sartre. In this preface, the edi-
tor introduces the two pieces on Heidegger as two distinct accounts: one
written by a Heidegger enthusiast (Towarnicki) and the other by a "visitor
with some reservations" (Gandillac). With implied objectivity as the media-
tor between these two positions, both substantially similar, the editor makes
a plea for the careful study of Heidegger's philosophy in relation to his
political actions. Mirroring the position Sartre took in his article for Action,
the editor presents a comparison between Hegel and Heidegger in order
to illustrate his point. The analogy between Hegel and Heidegger suggests
that, as in the case of Hegel (and here the author claims that Hegel's later
philosophy was related to his support of the Prussian state), Heidegger "the
philosopher showed his infidelity to his best philosophy when it came to
his political decisions. "34 Furthermore, the editor concludes that on care-
ful consideration of the "essentials of Hegelianism," the dialectic, one dis-
covers that despite Hegel's later tum, the essentials of his philosophy are
34. Preface to "Deux documents sur Heidegger," Les temps rrwdemrs, no. 4 (January 1,
1946): 713.
171
THE SECOND READING
"above suspicion." The reader is to draw the conclusion that the same holds
true for the work of Heidegger.
The preface defuses the issue as to the actual relation of Heidegger to
National Socialism by removing it from the equation. The point is con-
ceded, and thus the extent of Heidegger's involvement is removed from
investigation. This concession allows the editor to avoid the issue of Hei-
degger the man and to concentrate on Heidegger's philosophy. But here
too a concession is made in the allusion to Hegel. The argument claims
that a philosopher's betrayal of his own thought does not prove that that
thought is discredited. Thus Heidegger's turn to National Socialism does
not mean that the essence of his thought is invalid. In Les temps modernes,
the editor presents an argument that allows him to distance himself from
the Heidegger of National Socialism while retaining the essential com-
ponent of Heidegger's philosophy, the pre-Nazi Being and Time. 35
The articles by Gandillac and Towarnicki are far less concerned with
the implications of National Socialism on Heidegger's philosophy than
they are with establishing the "facts" about his activities in the 1930s and
1940s. In an attempt to clarify the situation, these articles ask Heidegger
to respond to the general accusations against him. These accusations
are based on Heidegger's position as rector at Freiburg, reports from
the dossier collected by military intelligence, the rumors and innuendo
presented in the French press in the attacks on existentialism, and the
testimony of emigres and survivors. 36 At the time these articles were
written, very little had been concretely established, there was no paper
trail, and the French army was still soliciting testimony from Heidegger's
colleagues. The official position of the French army in its evaluation of
Heidegger's wartime activities would not be established until December
1947. Thus the first Heidegger Affair is a case of sweeping accusations
35. It is interesting to note that this argument is the opposite of that presented in the 1960s
and 1980s using the "Letter on Humanism." In these later strategies, Heidegger's defenders
distance themselves from the Heidegger of National Socialism on the grounds that the
problem lies with everything written bifore Heidegger's turn away from metaphysics in the
"Letter on Humanism." They thus conserve what they consider to be the essential component
in Heidegger's thought. In Of Spirit: 1/eideggl'T attd tiiP QuRslion (Chicago: University of
Chicago Press, 1989), itself a critical reading of Heidegger's work and his relation to the
metaphysical tradition, Jacques Derrida manages to take this strategy one step further.
Using his inquiry into the term "spirit" {(;eisl], he brackets a phase in Heidegger's work
that corresponds to his association with National Socialism and thus opens the possibility
of salvaging Heidegger's early and later work. One mu~t note that Derrida puts Heidegger's
entire project into question as well. For a discussion of these strategies in relation to the
"Letter on Humanism," see Rockmore, 1/ridR{fgl'T and Frrodt Philosoph_v, 157-58.
36. The issue is clouded by the fact that Heidegger was able to deny certain rumors
that were untrue and thus falsely appeared to be denying his association with National
Socialism generally.
172
Jean Beaufret
173
THE SECOND READING
41. In fact it is the "bad faith" that Heidegger showed in his equivocations, denials, and
misrepresentations of events that led to the escalation in the intensity of the accusations
and denials in the debates of the 1960s and 1980s. As more and more evidence relating
to the extent of Heidegger's involvement became available, his testimony was shown to
be faulty at best, and many of the intellectuals who had believed Heidegger in the 1940s
found that they had been duped. The embarrassing nature of this position caused some
to reevaluate but others to dig deeper and search for alternative strategies to defend the
position in which they had invested their time and energy. In a domino effect, this led
others to heighten their attacks, drawing on the increasing amount of evidence against
Heidegger, and so on.
42. These are Heidegger's actual words to Towarnicki, published in "Deux documents
sur Heidegger," 717. Based on the investigation into Heidegger's affiliation with National
Socialism, presented in the work of Hugo Ott and others, Heidegger's assertion cannot be
considered truthful.
114
Jean Beaufret
175
THE SECOND READING
176
Jean Beaufr1
177
THE SECOND READING
178
Jean Beaufret
179
THE SECOND READING
56. Ibid., 119. Attached to this claim is a more petty argument that any conclusion that
leads to the connection between Ileidegger's philosophy and National Socialism must be
based on a misreading of Heidegger's work. Again this argument would be taken up by
defenders of Heidegger in later debates, but it is particularly ironic in this case, given the
misinformed nature of the first reading of Heidegger in France.
57. Ibid., 122.
180
Jean Beaufre
58. Eric Weil, "Le cas Heidegger," Les tnnps modnTu.s, no. 22 (July 1947): 131-32.
181
THE SECOND READING
182
Jean Beaufret
183
THE SECOND READING
63. This partial translation was published in Fontaine, no. 63 (1947). A translation of a
revised version was published in Cnhiers du sud, nos. 319-20 (1957).
184
Jean Beaufret
64. Anson Rabinbach says that "the 'Letter' exemplifies Heidegger's characteristic ability
to assume a position of the highest philosophical rigor while positioning himself in the
most opportune political light." Rabinbach, "Heidegger's 'Letter of Humanism' as Text
and Event," 97.
65. Jean Beaufret's response to Mcrleau-Ponty in Maurice Merleau-Ponty, l.P Jtrirnat dP Ia
peraption (Paris: Verdier, 1996), 103.
185
THE SECOND READING
66. On Heidegger's "tum," see Beda Allemann, Ilolderlin und Ilridf!{!gPT (Zurich: Atlantis
Verlag, 1954); Jean Grondin, I.e loumant d(J:ns ln pmsie de Martin lleubggrr (Paris: Presses
Universitaires de France, 1987);Jean-Fra.nc;:ois Mattei, "Le chiasme heideggerien ou Ia mise
a l'ecart de Ia philosophie," in La mitapltysi.que a Ia limiiR, ed. DominiqueJanicaud andjean-
Franc;:ois Mattei (Paris: Presse Universitaires de France, 1983); Alberto Rosales, "Zum Problem
der Kehre in Denken Heideggers," Zeitschrifl Jilr philasophischt> Fursrhu11g, 38 (1984). See also
Fred R. Dallmayr, "Ontology of Freedom: Heidegger and Political Philosophy," J>ofiliwl171ory,
12, no. 2 (May 1984): 204-34. Jacques Derrida and Philippe Lacoue-Labarthe both place
Heidegger's turn at the center of their investigations into his politics and philosophy: Derrida,
OJ Spirit: Heit!Rggn- and the QuPsti.orl,' Philippe Lacoue-Labanhe, llPidPggpr, Art, and Pofitirs: 17~e
Fiction of t!IP Poluiml (New York: Blackwell, 1990). For a critique of these works, see Wolin,
"French Heidegger Wars," in 111P llrideg;,IT'r Controvm-y; and Rockmore, "Heidegger's Politics
and French Philosophy." in 1-leidtggt>r and Fwndt Phi!o.foplty.
186
Jean Beaufret
187
THE SECOND READING
188
Jean Beaufret
189
THE SECOND READING
190
Jean Beaufret
68. The translator's note states: "In Bring and Tjmp 'ecstatic' (from the Greek ekstasi5)
means the way Dasein 'stands out' in the va1ious moments of the temporality of care,
being 'thrown' out of a past and 'projecting' itself toward a future by way of the present.
The word is closely related to another Heidegger introduces now to capture the unique
sense of man's Being-ek-sistence. This too means the way man 'stands out' into the truth
of Being and so is exceptional among beings that are on hand only as things of nature or
human production."
191
THE SECOND READING
192
Jean Beaufre1
issue that always privileges the subject and places the emphasis of phi-
losophy on the issue of representation. The consequence of such an
approach is that being is passed over altogether: "Metaphysics recog-
nizes the clearing of Being either solely as the view of what is present in
'outward appearance' (idea) or critically as what is seen as a result of cat-
egorical representation on the part of subjectivity" (LH, 235). The truth
of being as that which "lights up" our world is concealed from meta-
physics, which looks over or past it. The metaphysical tradition wants
to understand being spatially so that it can be classified as something
that "is present" or as something that can be "represented categorically."
In both cases, the metaphysical investigation fails to recognize being
because being cannot be understood within traditional categories of
space and time: "But nearer than the nearest and at the same time for
ordinary thinking farther than the farthest is nearness itself: the truth of
Being" (LH, 235).
According to Heidegger, traditional metaphysics (Sartre's existential-
ism and humanism included) attaches itself to what is perceived spatially
as nearest and overlooks being, which is closest to us, because being
eschews categorical representation and thus seems spatially farthest. The
nearness of being occurs in language, which is itself always closest to us.
The problem with metaphysics, and humanism in particular, is that it
looks first to man as the measure by which to detennine its own human-
ity and thus looks over what is most important to humanity: the relation-
ship between being and man that occurs in language. The question for
Heidegger is whether the understanding of man in this rethought inves-
tigation into humanity still falls under the rubric of "humanism." The
answer is both yes and no.
According to him, the answer is no insofar as "humanism thinks meta-
physically," and "certainly not if humanism is existentialism and is rep-
resented by what Sartre expresses: We are precisely in a situation where
there are only human beings." But the answer is yes if we rethink human-
ism as principally concerned with understanding humanity in its rela-
tion to being. The issue for Heidegger is that we need to escape from an
outlook that concludes there are "only human beings" and shift to one
where we understand humanity as "in a situation where principally there
is Being" (LH, 237). This allows Heidegger to elaborate on his claim that
being should not be thought of as a possession or as something that spe-
cifically "is" because ''Being 'is' precisely not 'a being.'" Here again Hei-
degger exposes the trap of representational thinking that seeks to give
being spatial and quantifiable attributes so that it can be placed under
subjective observation. According to him, this representational approach
avoids the issue of being by pretending to engage it.
193
THE SECOND READING
69. This is also the move by which Heidegger shifts responsibility for National Socialism
fmm Germany (and himself) in particular to the West in general. See Rabinbach.
"Heidegger's 'Letter of Humanism' as Text and Event"; Rockmore, "Heidegger's Politics
and French Philosophy"; Wolin, "French Heidegger Wars."
70. For an in-depth investigation into the idea of JIPimat. see Celia Applewhite, A Nation of
f'rrmincial1 (Berkeley: University of California Press, 1990).
194
Jean Beaufret
71. While the self-serving nature of this philosophical statement is obvious, it has been
fruitfully employed in several legitimate critiques of modernity and thus cannot be
completely discounted.
72. Heidegger's use of Marx smacks of opportunism because of the Soviet victory under
Stalin, but also because Heidegger's sons were in Soviet prisoner-of-war camps and
he feared that Georg Lukacs's criticisms of his work could affect them. (Rabinbach,
~Heidegger's 'Letter of Humanism' as Text and Event," 112-13). Heidegger's use of Marx
also had the unintended consequence of allying him with certain members of the French
Communist Resistance (such as jean Beaufret).
195
fHE SECOND READING
196
Jean Beaufre'
For what is more "logical" than that a thinking that denies values
must necessarily pronounce everything valueless? (LH, 249) 73
In the context of 1947, Heidegger was strategically distancing himself
from these sorts of criticisms. His point is that the inability to critique
such notions as "values," "logic," or even "humanism" is indicative of the
manipulative and domineering nature of the metaphysical tradition.
When "people hear talk about 'humanism,' 'logic,' 'values,' 'world,' and
'God,'" they "accept these things as positive" and anything that "disturbs
the habitual somnolence of prevailing opinion is automatically regis-
tered as a despicable contradiction." Concealed in this procedure is "the
refusal to subject to reflection this presupposed 'positive' in which one
believes oneself saved. By continually appealing to the logical one
conjures up the illusion that one is entering straightforwardly into think-
ing when in fact one has disavowed it"(LH, 250). "Humanism," "values,"
"God," "logic"-all these terms are indebted to the metaphysical tradi-
tion for their meaning, thus do not address the fundamental question of
being. Furthermore, because these terms have been rendered unques-
tionable, one cannot reclaim the truth of being on the basis of any of
them. Heidegger is not calling for the refutation of any of these terms
but rather the critical reappraisal of all of them to return them to the
realm of thinking.
The final issue Heidegger seeks to address is that of the relation of eth-
ics to ontology. Once again he is answering a question posed by Beaufret,
but the answer is closely related to Sartre's statement about Heidegger
at the end of Being and Nothingness, that an authentic understanding of
human being would be inextricably linked to an ethics. Heidegger sees
this "need" for an ethics as indicative of the problem of metaphysics
and not the solution to it: "The desire for an ethics presses ever more
ardently for fulfillment as the obvious no less than the hidden perplexity
of man soars to immeasurable heights" (LH, 255). The creation of an
ethics based on the tenets of metaphysics does not provide a solution to
man's perplexity but only adds to it. Furthermore, Heidegger sees it as a
fundamental error to believe that one can construct an ethics based on
a work such as Being and Time, because the investigation itself is within
the metaphysical tradition. Heidegger concedes that Being and Time itself
was "bound to lead immediately and inevitably into error. For the terms
and the conceptual language corresponding to them were not rethought
by readers from the matter particularly to be thought; rather, the matter
was conceived according to the established terminology in its customary
meaning" (LH, 259).
73. These qut"stions must be taken seriously given Heidegger's past and especially since it
is Heidegger who presents them.
197
THE SECOND READING
198
Jean Beaufret
74. There are those, such as Jean Henri Cousineau, who claim the text is intentionally
ambiguous. See Cousineau, Hu.rnan~rn and Ethics: An Introd7lction to /leideggPT:5 Letter on
Humanism with a Critir.al Biblingm.phy (Louvain: Editions Nauwelaens, 1972), 65-66.
75. This has led to statements such as the one cited in Paul Ricoeur's C.'rifiqtlll and Cormi<tion that
"Heidegger was introduced in France almost entirely through Beaufret, to whom Heidegger
addressed the famous 'Letter on Humanism.'M Paul Ricoeur, Critique arul Conlliclion, trans.
Kathleen Blarney (New York: Columbia University Press, 1998), 188n. 16.
199
THE SECOND READING
schools for the ENS. Beaufret was able to bring Heidegger's philosophy
into the mainstream of French higher education. The generation of
1933 had to look outside the established grounds of French academics to
find a philosophy as striking and different as Heidegger's, but from 1946
on it was possible to work on Heidegger at a major khiig;ne in Paris or
even at the ENS. Furthermore, Beaufret was in constant communication
with Heidegger, who continued to produce original pieces of work that
entranced and seduced the young students drawn to Heidegger through
Beaufret's courses. 76
For six years at the Khagne Henri IV and then for seventeen years at
Condorcet, not to mention my time at the ENS. I was charged with
instmcting my students in preparation for the agregation. The classes
I taught led quite a number of them to a real interest in the work
of Heidegger. This was so especially at Condorcet where after 1955 I
dealt specifically with that subject. 77
Mter the "Letter on Humanism," Beaufret found himself at the center
of the Parisian intellectual world. Figures who had influenced him in the
1930s, such as Jean Wahl, Gabriel Marcel, Maurice Merleau-Ponty, Jean
Hyppolite, and Alexandre Koyre now came to him to discuss Heidegger's
current work. Beaufret was riding a wave that continued to grow. Hei-
degger's popularity increased after 1947, and between 1947 and 1955
there was a proliferation of works on or about Heidegger, including the
republication of Gurvitch's Les tendences actuelles de la philosophie allemande
(1953); a collection of Levinas's articles from the 1930s and 1940s titled
En decouvrant l'existence avec Husser[ et Heidegger (1949); and an entire
issue of the Revue de metaphysique et de morale devoted to Heidegger's work
(1953). In 1946 Jean Wahl gave a course at the Sorbonne on the phi-
losophy ofHeidegger. 78 More than this, by the 1950s students at the ENS
were handing in theses on Heidegger, and there was even talk of Hei-
degger fanatics. 79 These young intellectuals were led to Heidegger by the
popularity of Sartre, but moved from Sartre to Jean Beaufret in their
desire to "get Heidegger right." In the wake of World War II and with
the prospect of a rapidly industrializing world, Heidegger's critique of
technology and traditional metaphysics spoke to the young intellectuals
76. This is not to say that Beaufret's allegiance to Heidegger did not have its drawbacks;
Beaufret's work on Heidegger kept him from obtaining a university post. See Havet, ':Jean
Beaufret," 89.
77.Jean Beaufret, Dial.ogue avn: Ileidegger: 1..~> chemin d~ Heideggn- (Paris: Editions de Minuit,
1985), 81.
78. This course was later published as jean Wahl, lntrotluction ala pPmeP dP fleidegger (Paris:
Librairie generate franc;aise, 1998).
79.Jean-Paul Aron, /,e.~ ModRrrtPs (Paris: Gallimard, 1984), 104-5.
200
Jean Beaufre
80. "Uean] Hyppolite wanted to invite Heidegger to the Ji;co/e norma I.e but feared a negative
reaction from students on the left." Interview with Walter Biemel in Dominique Janicaud,
lleideggern1 Ft-anre II, entretums (Paris: Albin Michel, 2001). 42-43.
81. Beaufn:t, Dialogue avec lleidegger; 86n. 9.
201
THE SECOND READING
82. Dominique Janicaud, f!Pideg.f!;er nt France I (Paris: Albin Michel, 2001 ), 147.
83. See ibid., as well as the interview with Kostas Axelos in Janicaud, Ileidegger en Franu II,
entrl'lieJ!s (Paris: Albin Michel, 2001), 12.
84. Beau fret, /Jialogue avt'c I IPidegger, 86.
85. A brief discussion of this dinner can be found in Jean Beaufret, "En France" in
F.rirmm.tng an Martin I leideggpr (Pfullingen: Neske, 1977); a philosophical reflection based
on this dinner is in Jean Beaufret, "L'entretien sous le marronnier," L'Arr no. 22 (Summer
1963).
86. Beaufret, ~En France," 10.
87. Interview with Kostas Axelos injanicaud, /II'idRggl'rrn Frmu:p II, rntretims, 12.
202
Jean Beaufret
88. Elisabeth Roudinesco, lli.\toire tiP la psychano/-y~e en France (Paris: Editions du Seuil,
1986}, 309-10. See also Roudinesco,Jacques Lacan (Paris: Fayard, 1993), 301-302.
89. Interview with Kostas Axe los in Janicaud, 1/eidegger en Hance ll, entrr.tiens, 13.
90. Aron, /.es lvlodernes, 122.
9I.Janicaud, Hddeggn-en Fraru:e I, 151.
203
ancl because Ileidegger was not one for rambling conversations it all went
through jean Beaufret and me."92 At the end of the first day, Gabriel Marcel
and Lucien Goldmann suggested that they be allowed to move away from
the prescribed topics of discussion (Kant and Hegel) and toward a more
general discussion of Heidegger's philosophy as a whole. In the ensuing
discussion, Beaufret conceded that the agenda was a guideline for discus-
sion that did not need to be strictly followed. Nonetheless, Marcel, Gold-
mann, and Walter Biemel came away from the conference with the feeling
that their questions had not been answered. 93 Paul Ricoeur went so far as
to say that he "took away a bad memory" of his meeting with Heidegger at
Cerisy because Heidegger "was literally guarded by Axelos and Beaufret,
and he behaved like a school-master. "94 Indeed, Axelos 's greatest regret
about the conference was that Heidegger had not been "more forward
in the discussion. "95 But as in the visits with Char and Lacan, there was no
real dialogue. There was no discussion. Heidegger presented his lectures,
Axelos translated, and Beaufret controlled the questions and answers.
There is a discrepancy between Heidegger's repeated statement at Cerisy
that there is no "Heideggerian philosophy" and Beaufret's attempts to
determine the interpretation and discussion of Heidegger's work. 96 But
this discrepancy captures precisely the nature of the second reading of
Heidegger in France, marked by both the presence of Heidegger's new
work and the Heideggerian orthodoxy of jean Beaufret.
92. Interview with Kostas Axe los in Janicaud, Heirkgger 1111 Franre II, entretiRns, 13.
93.Janicaud, lleidPggrrroFrana I, 150-62. This section also provides a substantive account
of the topics of discussion for each day of the conference. Janicaud relies on a transcript of
Alex Philonenko's tape recording of the conference.
94. Ricoeur, Critiqur and Co-rwiclion, 20.
95. Interview with Kostas Axe los in Janicaud, 1-lridegger 1111 Franre II, rotretiPns, 19.
96. Heidegger's statement that there is no "philosophy of Heidegger" seems to be the
single most consistent memory of those attending the conference at Cerisy. I have found
this in my own research and throughout the interviews conducted by janicaud.
204
in France, one could not say that it was at home in the world of French
philosophy. Heidegger's work would not be canonized despite the efforts
of a devoted following led by Jean Beaufret. In fact, Heidegger's work
would have its most important influence on philosophers who saw it as a
call to continue to rethin'k the established boundaries of philosophy and
thought even as they pertained to Heidegger himself. 97
Afterword
I must include a a few words here regarding Jean Beaufret's pathological
defense of Heidegger and his letters in support of the "negationist" his-
torian Robert Faurisson. (I follow Henry Rousso in using the term "nega-
tionist" instead of"revisionist." I feel this term is better suited to define the
nature of Faurisson's work, which does not seek to seriously "revise" the
historical evidence of the Holocaust but in fact to deny it.) The issue to
be addressed is whether Beaufret had a "hidden agenda" in his defense of
Heidegger, which is later revealed in his "covert support" of Robert Fauns-
son, as Richard Wolin claims in his article "French HeideggerWars" (291):
"As it turns out, Beaufret seems to have had a hidden agenda: he was a
covert supporter of Robert Faurisson, the French historian who denies the
existence of the gas chambers specifically and the Holocaust in general."
Let me be clear that what is at stake is not whether Beaufret supported
Faurisson or not. Beaufret did support Faurisson in two letters, dated
November 22, 1978, and January 18, 1979, which were later published in
Faurisson'sjournal Annates d'histoirerevisioniste. What is at stake, however, is
whether this implies that Beaufret's interest in and defense of Heidegger
is part of the same agenda to deny the Holocaust and whether Beaufret's
support of Faurisson necessarily impeaches his support of Heidegger.
I would argue that Beaufret's support of Heidegger is not indicative of
his later support of Faurisson but precisely the reverse. Beaufret's deci-
sion to support Faurisson is a direct result of his desire to protect and
rehabilitate Heidegger. Beaufret had invested everything in Heidegger
and his work. His place in the French academic world was a direct result
of his proximity to Heidegger. As Beaufret's relationship with Hei-
degger developed over the years, his defensive strategies became more
and more extreme. In 1945, in his article for Confluences, Beaufret dis-
missed Heidegger's association with National Socialism as a result of his
205
"naive-bourgeois character." Later, he became a proponent of the con-
tingency theory, relying entirely on Heidegger's own testimony. As the
facts came out and Heidegger's story was shown to be deficient, if not
deceitful, Beaufret continued to take Heidegger's side, totally denying
any commitment on Heidegger's part to National Socialism, or adopting
Heidegger's own strategy, defined in the "Letter on Humanism," which
showed him to be the proponent of an "internal critique" of National
Socialism all along. Lacan commented on the pathological nature of
Beaufret's defense of Heidegger soon after Beaufret had left analysis
with him (Roudinesco,Jacques Lacan, 297-98).
As more information became accessible and the extent of Heidegger's
involvement became less refutable, Beaufret's position became increas-
ingly untenable. It is at this point that Beaufret turned to the possibil-
ity of a "negationist" argument as presented by Faurisson. By denying
the existence of the Nazi death camps, "the link between Heidegger and
National Socialism becomes unproblematic because, in a word, Nazism
was not Nazism" (Rockmore, "Heidegger's French Connection," 379). In
the face of overwhelming evidence, Beaufret could no longer extricate
Heidegger from Nazism, so instead he had to exorcise what was most
problematic about Nazism. I do not believe Beaufret's denial of the Holo-
caust is the "hidden agenda" in Beaufret's defense of Heidegger. Rather,
Beaufret's agenda, which is quite "open" and obvious, is to protect and
defend Heidegger by all means, no matter how extreme. This calls into
question Beaufret's reading and presentation of Heidegger's thought. It
attests not only to the bond between Heidegger and Beaufret but to the
seductive nature of Heidegger's thought in general.
206
The Third Reading
CHAPTER 6
Maurice Blanchot: The Writing of Disaster
1. Even in Jean-Paul Sartre's Rijlections sur In question juivP (Paris: Morihien, 1946), the
issue is dealt with in terms of his existential political program and not as an attempt to
address the issue of the Shoah.
2. See Beret Lang, Hl'idRgger:~ SilerJ.e (Ithaca: Cornell University Press, 1996) ;Jean-Fram,;ois
Lyotard, Heideggp and "the jews, " trans. Andreas Michel and Mark Roberts (Minneapolis:
University of Minnesota Press, 1990).
3. On Blanchot, see Christophe Bident, Mauria Blanc/tot: Partenaire invirible (Paris:
Champ Vall on, 1996); Philippe Mesnard, Maurice Blanrltot, lR sujet de l'engagt'f1U"ffl (Paris:
L'Harmauan, 1996); Thomas Wall, Radical Passivity: Le1.1inas, Blanclwt, and Agmnben (New
209
of the decline and danger of the modern world. Both thinkers were suspi-
cious and frightened by the effects of rapid industrialization, which they
saw as linked to the twin dangers of Soviet communism and American
capitalism and as a harbinger of the final decline of the West. Blanchot,
like Heidegger, turned to a conservative nationalism as the solution to
this decline. But for Blanchot, this nationalism did not take the form of a
search for an "essential" understanding of the Dasein of the Volk as exem-
plified in a national construct. Instead, Blanchot looked to the nation as
the positing of the supreme subject that would be the measure by which
all was defined. Blanchot's nationalism took the form of an extreme
Cartesianism in which the nation became the cogito. He defined this
national "I'' in opposition to the concept of the other, which sought to
displace its supremacy and put it in question. In this sense, Blanchot's
understanding of nationalism was philosophically very far removed from
Heidegger's, though politically it remained incredibly close. 4
Blanchot began his writing career as a journalist, and his relation to
the right wing seems to be entirely linked to his career as ajournalist. 5 In
the early 1930s he began writing for several Catholic nationalist journals
such as Reaction and La revue du siecle. He also did a column of literary
criticism for the Journal des debats. In 1933 Blanchot began writing for
Paul Levy's Le rempart, and this seems to be the start of his most extreme
nationalist period, which culminated in his work for Combat beginning
in 1936 and for L'insurgebeginning in 1937. Blanchot's political position
was based on what he saw as the decline of France and the disaster to
come. Hitler's rise to power in Germany and the events of the Spanish
Civil War exposed the weakness of the Third Republic, and the rise of
Leon Blum's Popular Front seemed to confinn Blanchot's suspicions. As
a result, Blanchot saw France's greatest threat as coming from within.
These sentiments took their ugliest tum in his writing for Combat and
L'insurge between 1936 and 1938.
York: State University of New York Press, 1999); Gerald L. Bruns. Maurice Blaru:hot: The
Refusal of Philosophy (Baltimore: johns Hopkins University Press, 1997).
4. An investigation into the nation as the supreme subject in the work ofHeidegger might
prove interesting. It might expose some of the most traditional aspects of Heidegger's
thought. It is indeed a possibility that, like Blanchot, Heidegger's tum toward the nation
was in fact a flight from what was most unfamiliar in his work and toward what is in a sense
most familiar (the "same" as the nation presents it). This would also support Philippe
Lacoue-Labarthe's contention in lleideggn; Art, and Politirs (New York: Blackwell, 1990)
that during Heidegger's National Socialist period his work was the closest it would ever be
to traditional metaphysical philosophy.
5. For a discussion of Blanchot's politics in relation to his philosophy, see Leslie Hill,
Blanchot: Extrem.e (~mtempr;rary (New York: Routledge, 1997); Deborah M. Hess, Politir..s and
hleralu,re: The Case of Maurice Bl.nnr:Jwt (New York: Peter Lang, 1999).
210
Blanchot's political pos1uon was firmly anti-Hitlerian but the anti-
Blum sentiment in his articles also highlighted the domestic danger. Fol-
lowing a larger trend in right-wing nationalism, Blanchot saw the "true"
threat to France as coming from the stranger within who appears to be
like the rest but is totally other and thus destroys what is pure and true by
tainting it with otherness. In the France of the 1930s, this rhetoric, with
its emphasis on the stranger, always led directly to the Jewish question.
In Blanchot's criticisms of Blum in an article for L'insurge on January 27,
1937, he wrote that "[Blum] represents exactly what is contemptible to
the nation he seeks to address. His is a backward ideology, an antiquated
mentality, a foreign race." That single statement stands alone as an egre-
gious example of anti-Semitism; but because the article appeared with
other more virulent strains of anti-Semitism in the same journals, by asso-
ciation Blanchot's work takes on a more extreme character.
The issue is clouded by Blanchot's friendship with Levinas as well as
his relation to Paul Levy. Levy's right-wing nationalism was absolved from
the taint of collaboration with the most vinilent anti-Semitic groups pre-
cisely because he was aJ~w. Furthermore, Blanchot's work with and con-
tinuous support of Paul Levy demonstrates that his particular brand of
nationalism was not fundamentally antagonistic toward d1e Jews. Blan-
chot never succumbed to the crudest forms of anti-Semitism nor did he
overtly support fascism, the Vichy regime, or National Socialism. Indeed,
after the defeat and the German Occupation, Blanchot suspended all his
political activities. He did participate in the Vichy-financed ]eune France
as director of literature from 1940 till 1941 and continued his work for
Debats. 6 Mter Debats was placed under Vichy control, Blanchot gave up
his position on the editorial board and contented himself with a small
column of literary criticism that he submitted from Occupied France.
He was also refused a position at the Nouvelle revue Jran~aise, largely
because of his antagonistic relationship with Robert Brasillach. 7 Despite
6. Mesnard, Maurice Blanch,ot, lR sujet fk l'engagpnent, 46. See also Jeffrey Mehlman, I .egruies of
Anti~itism in Fraru-.1' (Minneapolis: University of Minnesota Press, 1983), chap. 1: "Bianchot
at Combat" ; Stephen Ungar, Scandal and Afo'reffect: Blanclwt at1d Frana since I 930 (Minneapolis:
University of Minnesota Press, 1995); Biden t, MauriCP B/anchot: Partenaire irmisih!R.
7. In a letter to Diane Rubinstein of August 20, 1983, Blanchot writes: "I remember
little about Combat. I do recall however that, as I was utterly opposed to Brasillach,
who was completely committed to Fascism and anti-Semitism, I made it a condition of
my participation on the journal that there was no possibility that he would also be a
contributor. Moreover, things were reciprocal. Brasillach detested Cornbot because I had
been involved with it. Opposition to Brasillach and what he represented was a constant
for me at that time" (Diane Rubinstein, t.v.'tats LPfl? [Madison: University of Wisconsin
Press, 1990], 187n. 72). Brasillach's sentiments toward Combat are made quite explicit in
Notre avant-g'lutrre: "On Cornhat there were one or two liberal intellectuals whose presence
spoilt things in my view, and soon we were obliged to cease our involvement with an organ
211
THE THIRD READING
Blanchot's nationalist sympathies, his work with Levy and his opposition
to anti-Semitic policy revealed his incapacity to grasp fully the essential
"ethnic" issue, a necessity under the Vichy regime.
In the 1930s, Blanchot sought a response to what he perceived as a
crisis within France, which had been revealed by the mounting pressure
without, by positing the nation as the supreme subject. Blanchot saw
the national subject as inherently threatened from within. This threat
was leading to a destabilization of the nation as subject that would pro-
duce the downfall of France. France as the ultimate "I" was threatened
by the other, which had made itself at home within France and thus had
placed the primacy of the national "I" in question. In response to pres-
sure from without, in response to Hitler's Germany, to Soviet commu-
nism, to American capitalism and liberal democracy, France therefore
had to strengthen itself to preserve its own identity. For Blanchot, this
meant that France had to eliminate the danger within so as to protect the
national "1." As a result, the jew was inextricably linked to all the dangers
from without. As Blanchot wrote for L'insurge on April 4, 1936: "We have
nothing to do with the perfidious propaganda of national honor made
by suspicious foreigners who reside in the offices of the quai d'Orsay
and precipitate young Frenchmen into conflict in the name of Moscow
or in the name of Israel." In another article he would define the French
government as a conglomerate of Soviet, jewish, and capitalist interests. 8
All this was tied to Blanchot's premonition that disaster lay around the
corner; but the disaster that would alter Blanchot's understanding of
the "I" and the other was not the collapse of France, as he imagined in
the 1930s, but something beyond his or anyone else's imagination. The
disaster that was to come was the Shoah, and Blanchot would continue to
work through the ramifications of this disaster for the rest of his career.
Blanchot's nationalism was a reaction to his work (and friendship) with
Emmanuel Levinas, influenced by Heidegger's work. At its foundation was
the issue of calling the primacy of the subject into question. In the face of
the other, as friend but also as philosophical concept, Blanchot was tread-
ing on unstable ground. The instability of this philosophical ground was
exacerbated by the crisis of modernity. Thus, in the 1930s, like the other
members of the generation of 1933, Blanchot made political choices dic-
tated by primarily philosophical concerns. Mistaking cause for effect, he
fled from the other, which he perceived (correctly) as a threat to the self,
and turned instead toward the ultimate controlling subject, the nation.
that openly condemned some of the positions that we had defended elsewhere" (Robert
Brasillach, Notre lWOTII-guP-rre [Paris: Livre de Poche, 1973]. 240).
8. Maurice Blanchot, L'fnsurge,]uly 7, 1936. See also Mesnard, Mauri.ct' Rlanchot, le sujet de
l'engagnnnrt, 36.
212
Maurice Blancho1
But both Blanchot and Heidegger came to see that what they thought
was the solution to the crisis of modernity was in fact its fruition. Rather
than revealing what was essential, nationalism led to a dominance of the
same, to the leveling of difference, and to the covering over of the essen~
tial. In response to this realization, they both sought to break with the
metaphysical tradition that led them to their false conclusions. For Hei-
degger, this was the movement away from ontology (which itself was still
indebted to the metaphysical tradition) and toward the history of being.
For Blanchot it was the movement away from the Cartesian subject and
toward the investigation into the possibility of the other. But here the
parallel between Heidegger and Blanchot breaks down, because while
Blanchot saw himself as somehow complicitous in the decline of the
West, even while he sought to avoid that complicity, Heidegger never saw
his position as errant. It was not Heidegger's understanding of National
Socialism that was the false path but rather the "historical manifestation"
of National Socialism, which "had nothing whatever to do with the inner
truth and greatness of this movement (namely the encounter between
global technology and modern man)."9 Heidegger could never confront
the issues of forgiveness fhat Blanchot attempted to address, precisely
,because he never saw his actions as culpable. He never admitted any
error in his own thinking, only in his allegiance to a certain National
Socialism that had nothing to do with his understanding of the move~
ment. Heidegger could only account for his relation to National Social-
ism as a "big mistake," a "grosse Dummheit, " and nothing more.
For Blanchot, any attempt to rethink philosophy hinges precisely on
this issue of culpability and responsibility and is necessarily centered on
the confrontation with and attempt to think the Shoah and its place in
relation to philosophy, literature, history, and understanding. 10
213
THE THIRD READING
Thinking Disaster
214
Maurice Blanchot
215
THE THIRD READING
the moment that is always yet to come and always ahead. In this sense,
death is the infinity that provides the finite because it is the basis of
understanding what has come, but on the basis of a not yet that eschews
any sort of narrative or teleology (BT, 2.48.285-90).
For Blanchot, the Shoah, which is the disaster beyond human scale
and thus beyond representation, mimics that moment of death, which
gives meaning while at the same time taking it away. This is a profoundly
dangerous moment, because when the disaster speaks, or gives meaning,
it destroys its prior meaning, which is beyond representation, the singular
phenomenon that cannot be expressed and yet defines expression. For
Blanchot, language is the sphere of representation and speaks only in
relation to death. It destroys that to which it gives meaning. The danger
of this move is that language always risks reducing that which is named
to the level of banality, a merely categorized object to be possessed and
controlled (which is precisely the crisis of modernization and the West-
ern metaphysical tradition). Thus the Shoah as the limit beyond all lim-
its must be communicated precisely because it is the sole possibility of
giving meaning to the modern world. But when it is expressed through
representation, it is always in peril of losing its singularity as the limit
beyond limits and being reduced to a banality. The Shoah, like death,
exists in language as infinitely ambiguous and permanently in peril.
The Shoah must be placed within history to be communicated as the
moment that gives meaning to all other moments; yet it is profoundly
ahistorical as the source of meaning by which any history can be pre-
sented. The Shoah stands outside history in its singularity but must be
placed historically in order to be communicated. Thus it is always in
peril of being reduced to a mere historical moment. The nature of such
a claim places in question all history and representation as the site of
understanding, which is replaced by "a passivity without measure: disas-
ter understood, under-understood not as an event in the past but as the
immemorial past [ le Tres Haut] that returns dispersed by the return of
the present where it can be lived as relived" (ED, 34). Here a notion of
repetition is also invoked. It has its source in Kierkegaard and Nietzsche
but arrives in the work of Blanchot through the section of Being and Time
on historicality.
216
Maurice Blanchot
rupture creates the opening for another type of understanding. "It is the
darkness of disaster that brings the light" (ED, 17). And this understand-
ing is not accessible through the traditional models of representation
but only by that which places representation in question and thus does
not lose access to the singular even as it attempts to make it common.
For Blanchot, this is the opening for literature, fiction, and poetry: "We
must tum to a language that has never been written but is always to be
prescribed so that the incomprehensible word can be understood in the
heaviness of disaster and invites us to turn towards the disaster without
understanding or supporting it" (ED, 47). Blanchot sees this impossible
task as that ofliterature, which exists both as the comprehensible and the
incomprehensible, both real and unreal, an ultimately ambiguous form
that presents the possibility of the unrepresentable precisely because it
allows access to what is not real (fiction) via what is real but rendered
ultimately ambiguous (language). Literature conserves the moment of
singularity, or unrepresentability, within a form that is pure representa-
tion and as such is the liaison between comprehension and the incom-
prehensible that allows us to turn toward disaster without "understanding
or supporting it."
Blanchot's understanding of the role of literarure relies heavily on his
notion of language, which is based largely on Levinas's philosophical work
from the late 1930s and 1940s.U Blanchot, like Levinas, sees language as a
double-edged sword that opens the possibility of encountering the other
but is always in danger of reducing the other to the position of an object
through the banal categorization entailed in mere representation. language
exposes the ambiguous, precarious, and unsettling relationship between the
self and the other and, in so doing, it calls both into question. In its most
banal form, all meaning is lost in language, which becomes mere classifica-
tion without any reference to that which it is classifYing. In this sense, that
which is named is deprived of its very being and reduced to an o~ect in a
larger system of objective knowledge. For Blanchot as for Levinas, this is the
inherent poverty of idealism in its neo-Kantian but also spiritualist incarna-
tions, where the understanding of being is sacrificed for a system of categori-
cal objectification and representation via the scientific model or in the form
of a pure consciousness that traps and identifies everything within its sphere.
Blanchot wanted to get to the moment prior to the positing of the self, the
11. Blanchot's understanding of the role of language is equally indebted to the work of
Mallarme, and in this respect is part of a larger French dialogue on the subject that goes
well beyond the influence of Heidegger. For the purposes of this project I will focus on
what is immediately pertinent to the reception of Heidegger's philosophy in France. See
Ulrich Hass and William Large: Maurit-e Blanclwt (New York: Routledge, 2001), chap. 2,
"Language and Literature."
217
THE THIR!l READING
basis for both subjective and objective analysis, by looking toward language
for the moment prior to that positing. The unsettling nature of language
as a deposition (in the sense that a king is deposed) as well as a position
is a focal point of his literary work throughout the 1930s and especially in
Thomas l'obscur. But this moment prior gives no comfon or security, unlike
the Canesian positing, which allows one to come to grips with oneself in the
most banal sense. Instead, the investigation into language reveals its destruc-
tive nature, and the investigation into death exposes the other side of being,
which is revealed through annihilation. This is what Levinas described as the
il y a, which is not the nothingness that Sartre saw as the opposite of being
but the realization that even in annihilation being remains. The moment
of destruction is not the destruction of being but rather the realization that
being is always already there, "impersonal and anonymous." As Levinas states
in De I'existence a l'existant, "lbe il y a is the anonymous and impersonal cur-
rent of Being that precedes all being, the Being that is at the heart of the
disappearance is already present, that is the basis of all annihilation returns
again to Being, Being that is like the fatality of Being, the nothingness as
existence: when there is nothing there is [ il y a] Being." 12
This is the realization that there is a something beyond finitude,
namely, the anonymity of infinite being. This philosophical move sup-
poses that the self, the "1," is in no way prior to the other and that the
other is necessarily an equal: both the self and the other stand on this side
of being, which is always prior and in fact gives meaning to both. It is not
the "I" as ego cogito that gives meaning to the world, as Husserl supposed
and Sartre sought to elaborate and modifY; nor does the self define itself
in conflict with the other as in Kojeve's uaderstanding of Hegel. Instead,
meaning is derived from the moment before and beyond. Far from a
breakthrough revelation, the construction of this understanding was a
slow realization for Blanchot. Furthermore, that realization was unset-
tling to Blanchot because it involved the impossibility of escaping the
impersonal being that is both the source and annihilation of the self. It
was precisely this unsettled feeling that led Blanchot to construct the self
as nation in an attempt to escape from his philosophical revelation. Mter
World War II, Blanchot turned away from philosophy, and specifically
the politics of the self, because he realized that his attempt to avoid the
moment beyond the self could never escape the il y a. 13 Furthermore,
218
Maurice Blanchot
after the Shoah, Blanchot came to see the politics of the self as even
more horrific (in its resolve to remove the other to protect the same)
than the it y a, which, despite its strangeness and unfamiliarity, conserves
a place for the other in the moment of creation.
Thomas l'obscurembodies the conflict Blanchot experienced while try-
ing to work through these philosophical issues in the 1930s. In Thomas
there is a constant tension in the character of Thomas himself, who can-
not come to grips with his self because he realizes he is also radically
other. Thomas is the moment of strangeness but also of horror when
one realizes oneself as other or, rather, realizes that there is nothing pri-
mary in one's self and that there is something prior to it. Thomas is con-
stantly assaulted by the contradiction between identity and strangeness.
Thomas's desire to name, to catalog, to control, is repeatedly thwarted
by the unheimlich nature of existence, which is beyond his control. Thom-
as's very existence is not his own and defies his own understanding. In
chapter 5 Thomas finds that he has turned into a cat, and in this state
everything seems unfamiliar, strange, outside him. He is not the subject,
or rather his subjectivity is in question. He cannot control his self, his
being, or his perception, and he is removed from himself as the site of
these perceptions:
This head, my head doesn't see me because I am annihilated. It is me
that looks at me but cannot distinguish that it is me. Oh superior cat
that I have become this instant to discover my decease (demise), I
will disappear now for the good of all. At first I ceased to be a man. I
became a little cat, cold and uninhabitable, sprawled out on the floor.
I rally one more time. I throw a last look at the valley that shuts me in
and I see a man who is also a superior cat. I hear him scratch on the
ground, probably with his claws. That which is called the beyond is
finished for me. (TO, 37-38)
The very issue of positionality is entirely ambiguous both for Thomas
and for the reader. What is striking in this passage is that while Thomas
is struggling with the displacement of his self and the realization of a
moment prior to his being that is both the creation and destruction
of representable presence, this move is not isolated. There is another
ambiguous subject. Perhaps it is another man who has become a supe-
rior cat or Thomas himself who has become the other man.
The language is vague, and this leads to another confrontation in the
narrative. This is the realization that the moment prior to the self and
the other is accessible through language and that the relation of the self
to the other occurs in language. Everyday language rarely reflects on this
relation, but in literature it is exposed. There, the limits of representation
come to the fore, because in everyday language things are made opaque
219
THE THIRD READING
220
Maurice Blanchot
instead that he is in fact drawn toward the absence he feels "close to."
The menace that puts Thomas's self in question is also the basis for the
constitution of the self. For Thomas, the movement toward the nothing,
the absence, that is the origin of language serves to expose the impos-
sibility of escaping being. This is not an understanding of being as self
but of being as infinite anonymity in the il y a. Here, even the absence of
being implies being.
Furthermore, in the confrontation with language, which implies the
nothingness by carrying the absence with it, Thomas comes up against
the limits of representation. The moment of the absence, the il y a,
implies a moment prior to language. This is the moment of naming,
which creates and destroys in the same act, but also implies a namer. The
issue of the namer, the ultimate other who gives the name, will become
of great importance to both Blanchot and Levinas. It is the possibility
of God. During the writing of Thomas, however, Blanchot was obsessed
with the absence on the other side of being, which he took for annihi-
lation but which he came to realize was something even more strange
and frightening. Writing Thomas l'ohscur, Blanchot "encountered in the
search for annihilation (absence) the impossibility of escaping Being
(presence)-whic~ was not even a contradiction in fact, but the demand
of an unhappy perpetuity in dying itself."15 In Thomas, Blanchot intuits
the possibility of the opening to the other but only in terms of the dis-
placement of the self in the face of language and in relation to decline,
destntction, and negation.
literature presents Blanchot with the possibility of confronting language
and creating a space for the other, but always at the supreme risk of losing
oneself, as in Thomas, or of sacrificing the other, as in the case ofBlanchot's
political writings. In the 1930s, Blanchot's focus was on the annihilation of
the self and the attempt to protect the endangered self through the cre-
ation of a national subject. Mter the disaster, he came to recognize this
negation, this deposition of the self, as the opening to the other.
Mter the Shoah, Blanchot sought to move beyond any system of
thought that privileged the same at the expense of the other. Thus he
turned to literature, which, by means of its ambiguous nature, refuses
categorical representation and the domination of the same. In this move,
Blanchot turned away from his allegiance to the "I," which was the source
of his nationalism, and toward the understanding of the other that he
sought to explore in the confrontation of language with/in literature.
Blanchol saw the ambiguity of literature as the means by which to reveal
the paradoxical nature of language, as that which reveals the meaning of
15. Blanc hot, "Mter the Fact." in Vicious Circles: Tum Fic#ons and "After the Far./." (Barrytown,
NY: Station Hill, 1985), 64. This is the focus of Blanchot's novel Arr;l de mort (1948).
221
THE THIRD READING
the singular to the common but also conceals the true meaning of the
singular by replacing it with the common. Furthermore, Blanchot saw
literature as the sole means of representing the unrepresentable without
reducing it to the merely categorical.
Here again we see the complex nature of Blanchot's project, which is
defined by a historical event that is itself the basis for all understanding
and thus stands outside history. For Blanchot, all our understanding is
coded by the disaster, which is itself impossible to understand. Thus the
access we can achieve is necessarily and infinitely ambiguous. The other
offers itself as ambiguity.
222
Maurice Blanchot
of death as presented in Being and Time, which is the basis for Blanchot's
understanding of language and literature, since they mimic death in their
structure, required rethinking. Blanchot considered Heidegger's under-
standing of death still too focused on the individual. He saw Jemeinigkeit,
the mine-ownness of death, as an exclusionary and insufficient notion.
In the face of disaster (the Shoah), Blanchot wanted to rethink death in
relation to language and literature so as to include room for the possi-
bility of the other while at the same time conserving what is essentially
"one's ownmost" in death. While this notion can never be clear, it is more
understandable when one remembers that for Heidegger death is one's
ownmost possibility, it is the possibility of the impossible. "In Dasein there
is undeniably a constant ' lack of totality' which finds an end with death.
This 'not-yet' 'belongs' to Dasein as long as it is" (BT, 286). Dasein does
not complete itself until the moment of death but that is also the moment
when all possibilities disappear for Dasein. Mter death Dasein has no more
possibilities. "Death is the possibility of the absolute impossibility of Dasein"
(BT, 294). Blanchot sought to elaborate on and deviate from I-Ieidegger
precisely regarding the issue of singularity, which is what Heidegger's con-
ception of death rests on: "When it [Dasein] stands before itself in this
way [as the possibility of the impossibility of Dasein], all its relations to
any other Dasein have been undone [gelost]. This ownmost non-relational
[ unbeziigliche] possibility is at the same time the uttermost one" (BT, 294).
What is quite delicate in Blanchot's reading of Heidegger in the wake of
the Shoah is that it does not deny the singularity of death but demands an
investigation into the moment beyond/before. For Blanchot, this is the
moment of Levinas's il y a but also the moment before the singular, when
one can access the other in all its impossibility.
Blanchot takes Heidegger to task for the overly subjectivist tendencies
of Being and Time, the very issue Heidegger ascribed to the French read-
ing of his philosophy in the "Letter on Humanism." As we have seen, Hei-
degger too was moving away from the methodology of Being and Time and
the ontological investigation of being, which necessarily focused on Dasein
as the existential manifestation of being. Heidegger's decision to break
entirely with the metaphysical tradition of philosophy and tum to an inves-
tigation into the history of being was also a turn away from the primacy
of the subject and toward language. His shift became explicit in France in
1947 with the publication of the "Letter on Humanism," his lectures from
makes this point in an investigation into /Jasri11 in relation to the Hegelian category of self.
His conclusion is that Heidegger's philosophy does not differentiate itself sufficiently from
the Hegelian model and thus also becomes a philosophy of the self (~'Ol). See Jean-Luc
Nancy, l.n rornmurwute dhoeuvrPP (Paris: Christian Bourgois, 1990), 203. Nancy also posits
the Mitsein as the possible opening to a philosophy m-<ommu.n instead of m-soi.
223
THE THIRD READING
Cerisy, his lectures on Thor, and his Holderlin lectures, which were trans-
lated byJoseph Rovan. The turn to poetry were strikingly similar trajectories
for Heidegger and Blanchot. The interests of Blanchot and to an extent of
Levinas were parallel to those of Heidegger in 1947: language and the pov-
erty of traditional philosophy, given its tendency to cover up in the very act
of revealing and thus deprive humankind of meaning in its desire to define
everything. The "Letter on Humanism" introduced French philosophy to
Hejdegger's concern with the relation of language to being and shifted it.,
focus away from existential humanism and toward an investigation into lan-
guage and the decentered subject. In this way, the "Letter on Humanism"
and the second reading of Heidegger in France opened the possibility for a
serious interest in the work ofBlanchot and Levinas.
Although Heidegger's shift in focus led French intellectuals to an inter-
est in Levinas and Blanchot, their understanding of Heidegger deviated
from, and even stood in opposition to, the second reading of Heidegger,
despite parallel interests and methodologies. Blanchot and Levinas would
play a seminal role in leading young French thinkers to (and away from)
Heidegger by constantly challenging him in a way that Jean Beaufret's
orthodoxy never could and that Jean-Paul Sartre never attempted. Blan-
chot and Levinas deviated from Heidegger because they both sought to
confront the Shoah, which led them to rethink not only the relation oflan-
guage to being but also the place of the other in that relation. This is why,
for them, "Language is not the house of being but the site of skepticism"
(ED, 170). Being is not something lost that can be recovered through the
patient investigation into the ancient, which will bring us understanding
through contemplation. Instead, language is the site of meaning, but a
dangerous site where meaning is derived from the act of negation and
destruction. Language is the point of access to the moment beyond mean-
ing, but it is also in danger of falling into the banality of categorization
that deprives it of all meaning in the very act of defining. For Blanchot,
the issue of being is inextricably linked to the relation with the other, and
this can only be thought after, but in relation to, the rupture of the Shoah,
as that which was and that which is al'\<\'ays to come.
Heidegger's apologies for his own actions and for the actions of
Germany during World War II confront the issue as the fruition of a
certain history that can be traced through the metaphysical tradition
of the West. In this sense, Heidegger saw nothing singular or exem-
plary in the event, nor did he confront the specificity of the Shoah. 18
18. Heidegger's claim that National Socialism was the result of a "structural malady"
of the West, that one could substitute "East Germans" for Jews, and his equation of the
extermination camps with the industrial production of food products, all attest to this
trend in his thought. See n. 34 below.
224
Maurice Blancho1
225
THE THIRD READING
One can surely write without asking why one writes. But a writer who
watches his pen print the letters still has the right to pause and say:
Stop! Do you know what you are doing? Do you know where you are
going? Can't you see that your ink leaves no trace? That you move
freely but in an emptiness? That if you haven't encountered any
obstacles it is because you have never left your point of departure?
And still you write: you write without stop, I discover what I have dic-
tated to you and it reveals to me what I know; in reading you, others
enrich what they have taken from you and give you that which you
learn from them. Now you have made that which you did not make;
you have written what you did not write: you are condemned to the
ineffaceable. (LDM, 293)
The question implies that writing is more than it seems but also is that
which necessarily avoids an answer. Each response Blanchot gives to the
question is itself contradictory. How does the ink leave no trace? How
does one write what one has not written? And how is a project that moves
in an emptiness and never leaves the place it has begun, that does not say
what it set out to say, and that does not leave a mark, condemned to the
ineffaceable? For Blanchot the answer is the question: "Literature begins
at the moment when literature becomes a question" (LDM, 293).
This question is also addressed to language through literature, which
puts into question the very language the writer uses. In this sense, litera-
ture exists as a question but as the question that puts itself in question.
This structure seems to mirror Heidegger's understanding of Dasein as
that being for whom being is an issue and that thus questions its being.
But the structure of the question also implies a negation, and here Blan-
chot is very close to Sartre's work in L'imaginaire. In Sartre, the question
always implies a negative as well as a positive, and literature, which is not
real but the unreal domain of negation, is exposed as a creation from
nothingness. Literature "opens itself from the nothingness where it real-
izes its proper irreality" (LDM, 293). But while Sartre understands the
imaginary as the site of free will where human beings create something
from the nothing, which is the proof of freedom itself, Blanchot uses the
relation of the real to the unreal to demonstrate the profound ambigu-
ity of literature. 21 Thus for Blanchot, literature is the ambiguous liaison
between the real and the unreal, between being and nothingness, and
as such is more important than philosophy, religion, history, or any dis-
cipline that privileges the answer above the question. Here Blanchot is
21. In another article in J.a part du fru, "Les romans de Sartre," Blanchot makes this
point explicit and claims that the importance of Sanre's wmk does not lie in the claim to
freedom or the call to engagement but in the profound ambiguity that is the basis of his
work.
226
Maurice Blanchot
227
THE THIRD READING
material into something of use for man. Thus the production of a book
is the historical manifestation of an object. But Blanchot deviates from
Hegel because literature does not have the same properties as other
objects produced by work and thus resists incorporation into history.
"The essence of literature as thing (object) is still silence, the nothing-
ness" (LDM, 300). Thus while it is a product of history in the Hegelian
sense-it is the result of work-literature remains at some level outside
history as that which is no-thing, not real, and that thus confounds his-
tory. The ambiguity of literature distinguishes it from the Hegelian
notion of work defined by Kojeve, where the creative act of negation
transforms nature into an object under man's control. In Blanchot's pre-
sentation, literature is the act of creation via negation that creates some-
thing completely out of man's control. "What is most striking is that in
literature, trickery and mystification are not only inevitable but form the
honesty of the writer. It is the place of hope and truth that he has within
himself." This "malady" inherent in words "is also the sanctity of words"
(LDM, 302). It is precisely the possibility of misunderstanding that opens
the possibility of understanding.
But this also must be understood in relation to Kojeve's reading of
Hegel and Kojeve's definition of language a" an act of negation, where
the presence of a word corresponds to the absence of that which is
named. As opposed to the act of negation in naming, which provides a
definition (a universal) that is substituted for the particular (singular)
and thus destroys the singular in the creation of the common, literature
leaves the relation ambiguous, because that which is named is not real.
Thus in Blanchot's example of a writer writing about a cat, the writer is
not able to clarifY a universal notion of catness that he can convey to the
reader precisely because, in presenting the cat in his work, it is not clear
but mystifying. The "cat is not a cat." We are reminded of Thomas in
Thomrul'obscur, who himself becomes a cat but is never a cat. The reader
is never clear on the identity of the cat or of Thomas; unlike the act of
representation in nonliterary language, which is also the act of objecti-
fication (and in this sense the act of work), in literature this act of rep-
resentation is always a slippage between the real and the unreal. It is
a movement between the singular and the common and between the
representable and the limits of representation. "The slippage makes the
writer perpetually absent and irresponsible, that is to say without con-
sciousness, but the slippage also extends the writer's presence in his risks
and his responsibility" (LDM, 303).
Literature exists as ambiguity and paradox. It is a tension and an open
question that destabilizes meaning and thus does not allow for the sort
of classification and objectification that is the domain of nonliterary lan-
guage and the sciences of man. Literature cannot focus on finding an
228
Maurice Blancho
229
THE THIRD READING
Literature refuses to enter the real world and thus is not like work in
the Hegelian sense. It is not under control, nor does it serve humans, but
instead serves to expose the moment prior to negation. This is essential
for Blanchot, because, if Kojeve's Hegelian model is kept intact, then the
moment of confrontation between the self and the other can only exist
within the sphere of negation that manifests itself as the Master-Slave dia-
lectic. If, however, there is a moment prior to negation, then the encoun-
ter between the self and the other is not necessarily based on the model of
negation. What Blanchot exposes in his understanding of literature is the
impossibility of negating. This is because the anonymous being of the il y
a is always prior to negation. This is the place prior to the self and prior
to the "I" as posited in language and is thus the opening to the other.
Furthermore, by exposing the infinity of anonymous being, which is the
other side of dying, this move displaces the privileged position of death as
that which is my ownmost. In its impersonal anonymity the il y a is like an
endless dying that is never completed in the moment of death. Literature
is also like this endless dying. The language of literature cannot be the
language of negation but is somehow the negation of negation.
Unlike nonliterary language, literature can never be an imperative but
is always a question. "The language of the writer, even the revolutionary
writer, is not the language of a commandment. The writer does not com-
mand but presents, and in presenting he does not render present what
he shows but shows that which is behind what he presents, as the mean-
ing and absence of it all" (LDM, 308). Here too we see a parallel between
Heidegger's project in the "Letter on Humanism" and Blanchot's
understanding of language in literature. Both want to avoid traditional
prescriptive philosophy as Sartre practices it. Instead they want to let lan-
guage be, let it present itself in its absence and in its silence. To this end
both writers turn to poetry and specifically to the works of Holderlin as
the site where language reveals and conceals all its meaning. 26
But Blanchot is also interested in the relation of this realization to the
writer's position in and outside history and thus continues his exploration
of the place of literature in association with Kojeve's interpretation of Hegel.
In his model, Blanchot sees the writer as always already situated at the end
of history. This moment becomes explicit in the Hegelian schema at t11e
moment when the concept of death is universalized through the enactment
of the Terror during the French Revolution, which removes the singularity
of death by making it universal and in doing so overcomes the fear of death
26. Blanchot makes his agreement and disagreement with Heidegger explicit in "La
Parole 'sacree' de Holderlin," in La part du feu. On Heidegger and Holderlin, see Beda
Allemann, llolderlirt und IJPirleggpr (Zftrich: Atlantis Verlag, 1954); John Sallis, Jusearch
in Pltf!'71om.enology, 1989, Special Topi.r: 1/eidt>gger and l/ol.fkrlin (Atlantic Highlands, NJ:
Humanities Press, 1990).
230
Maurice Blancbot
as manifested in theism. But as a result of the Terror, "no one has the right
to a private life. All is made public and anyone who has a secret, who keeps
to himself a thought or an intimate act, is the most guilty of all suspects.
In the end, no one has the right to their own life, to an existence that is
separate and physically distinct. This is the meaning of the Terror. Every
citizen has the right to die: death is not a condemnation but the essence
of their rights. It does not suppress those who are guilty but needs death
to affirm who is a citizen. Thus it is in the disappearance of death that free-
dom is born." 27 Mter the Terror, death became universalized, leveled, and
banalized to such a point that chopping off a human head had no more
significance than chopping up a head oflettuce. This sense of death follows
Blanchot's understanding of language because, in its universalized form, it
loses its significance as singular and unrepresentable.
As the significance of meaning is disappearing into the universal at
the end of history, literature exists as a denial of the negation that leads
to universalization. Blanchot sees this manifest in the works of the Mar-
quis de Sade: "From a sentiment that is the most singular, the most hid-
den, the most private and the furthest removed from common meaning,
he [Sade] makes an affirmation of the Universal. He presents the reality
of public speech delivered from history so that it becomes an explana-
tion of the human condition in its collective. In the end it is negation
itself" (LDM, 311).
From his position as the singular in relation to the common, Sade
restores meaning to death not as a banality but as "the greatest passion."
In Sade, death does not resolve itself but manifests itself as the greatest
contradiction. Far from allowing death to be subordinated by language
and universality, Sade presents death as the universal, which is also the
singular. For Blanchot, the Terror is the "historical moment when life
carries death and holds itself within this same death in order to obtain
the possibility of the truth of speech. This is the question that literature
seeks to accomplish and is itll very being" (LDM, 311). Literature exposes
the moment of contradiction that lies hidden by the seemingly factual
and common definition of the universal. But even when what is most pri-
vate is made public, literature calls the relation of the two into question,
thus dislodging the primacy of the universal and calling history itself into
question.
For Blanchot, "Literature is linked to language. Language is both reas-
suring and troubling at the same time. When we speak, we make ourselves
masters of things in a way that satisfies us." But when we speak we also
destroy that which we name. "When I say 'that woman' I dispose of her.
I remove our relation, take away the possibility of any surprising action
231
THE THIRD READING
and transform her so that she becomes exactly what I want her to be.
Speech makes life easy and secure. We would not know what to do with an
object that has no name" (LDM, 311-12). Blanchot presents a melange
of Heidegger's concept of the unheimlich and Kojeve's understanding of
language as fundamentally destructive. Language becomes unheimlich, is
always in proximity to death, because it is both what is closest and what is
farthest away. It is familiar and yet strange, reassuring and troubling. But
this understanding is placed within Kojeve's model of language as what
manifests the negative in its capacity to create through destruction. The
two themes are actually quite compatible, given that Kojeve's understand-
ing of work, which underlies his understanding of language, is based on
Heidegger's concept of death. 28 Blanchot follows Kojeve's model of lan-
guage as structurally equivalent to murder and thus in constant proximity
to death. "The word gives me Being but also deprives me of Being." Blan-
chot quotes Hegel as he is presented in Kojeve's Introduction ala kcture de
Hegel to explain the nature of the act of naming:
In a text anterior to the Phenomenology of Spirit, Hegel wrote (and here
he is the friend and neighbor of Holderlin): "The first act by which
Adam made himself master of the animals was to impose on them a
name. This is to say that he annihilated their existence (as individual
existents)." Hegel wants to say that from that instant forward the cat
stopped being a cat as uniquely real and became an idea." (LDM, 312)
In language the cat is annihilated as the singular cat to become a
universal concept that is called "cat" and defines catness. But again we
are reminded of Thomas l'obscurand the fact that in literature this act of
negation is blurred and the meaning of the cat as singular and common
is put into question.
.
Blanchot elaborates on the Kojevian notion of language as murder:
Without doubt language has never killed anyone. However, when
I say "that woman," real death is announced and is always present
in my language. My language wants to say that that person who is
there right now can be detached from herself, subtracted from her
existence and from her presence, and plunged into a nothingness of
existence and presence. My language essentially signifies the possibil-
ity of that destruction and is at every moment an allusion resolved to
that specific event. (LDM, 313)
28. Blanchot cites Kojeve's lnlmdu.ction a /,a I.P.ctureck 1/rgel as the source for his interpretation
of hmguage as destruction. See 372-75, where Kojeve states that as an act of negation, the
conc.ept as manifested in language is equivalent to murder. This concept was expanded in
the work of both Jacques Lacan and Georges Bataille.
232
Maurice Blanchot
While language is not really death, it always evokes and mimics the
structure of death as the presentation of the unpresentable. Language is
the destruction of the singular in the attempt to make it common. Thus,
for Blanchot, it is "precisely exact to say that when I speak, death speaks
in me," but death as the limit of representation is also the basis for rep-
resentation. To define being, one needs non being, even if it destroys the
meaning of being in the act. "Without death everything would collapse
into absurdity and nothingness" (LDM, 313). Language begins from
nothing or rather from negation and thus does not present what really is
but instead makes an allusion that destroys that which it names. Hence
the allusion is always to death. But this allusion also gives us meaning and
allows us to communicate. The paradox of language is that it "can only
start from emptiness, and therefore no abundance or certainty speaks.
Something essential is always missing in that which is expressed."
The danger of language lies in its negation of the essential in the sin-
gular as it attempts to make the singular accessible to the universal. In
language everything is labeled, categorized, and brought under human
control. This tranquillity of language lulls man into thinking he is mas-
ter of the world. Thus nonliterary language seeks to present the world
as a "perfectly determined and objective reality"; literature, conversely,
constantly disturbs this tranquillity, denies language the easy answers and
confronts it with impossible questions. For Blanchot, "The language of
literature is made of contradictions and disturbances. Its position is not
stable or solid" (LDM, 315). Literature places determined objectivity
in question. It interrogates the domain of science and philosophy and
questions the status of truth because it exposes the essentially ambigu-
ous nature of meaning. Here again we see the influence of Heidegger's
unheimlich on the work of Blanchot. For Blanc hot, language provides us
with meaning but the meaning of language lacks what is essential in what
it has named. Blanchot describes the "lack" that occurs in naming using
the example of Lazarus returning from the dead. Mter his return, Laza-
rus is spirit and not mortal; he is still Lazarus but has lost something
vital. This loss is also seen in Blanchot's depiction of God the namer. It
is God who is the origin of language, who is the giver of names, but the
same God who has delivered language is also lost in language. Once the
namer has finished naming, that which has been named no longer has
any need for the namer, who is left to perish, but who, as the source of
all meaning, can never die. Once all is named and presentable, language
takes on a life of its own, destroying the original meaning on which it is
based. In this sense the nature of objective reasoning and logic necessar-
ily excludes the possibility of God, who is absolutely unrepresentable and
unquantifiable:
233
THE THIRD READING
Who saw God die? In speech, death gives life to speech; speech is
the life of that death and is "the life that carries death in it and holds
death within itself." An admirable power. But something was there
that isn't any longer. Something has disappeared. How can I retrieve
it? How can I return to what was before if all of my power consists in
making what comes after? The language of literature is the search for
this moment that precedes. (LDM, 316)
Literature seeks to find the Lazarus of the tomb who still smells of death
and decay, not the Lazarus of the spirit who has returned.
In his novel Le Tres haul, Blanchot attempts to come to terms with the
displacement of the namer in his search for the moment prior. Mter the
Terror and the establishment of the universal state as the supreme entity,
after rationality, language, and bureaucracy have taken over as the basis of
doctrine, after the end of history, the namer, the Tres haul, finds that he is
a minor functionary in the state apparatus. He is lost and powerless. Henri
Sorge, whose very name reveals the influence of Heidegger on Blanchot,
is the moment before. Sorge is the Ungrundwhere speech, in naming, cre-
ates the world, but creates it from nothing. He embodies the Heideggerian
structure of care, but as existence deprived of being. He is God deprived of
his name. In the rational structure of the modern world, the place for God
is replaced by the nothing. This nothing is still the opening for the possibil-
ity of God but for a God who has nothing left to say. Furthermore, because
Sorge is existence without being, he has no possibility of not-being and thus
cannot die. In his state of chronic illness he suffers decline but is deprived
of the moment of death. Sorge is deprived of the possibility of the impossi-
ble. In Le Tres haul, Blanchot shows the degradation of even the most noble
name in existence through language, which is inherently destructive but
is also the site where the name comes into existence. 29 It is only after the
death of God, after Henri Sorge is killed by his nurse, who has recognized
him as le Tres haul, that he regains his meaning. It is only after it is too late
that he finds his voice.
Blanchot expands on the relation between language and God in "La
parole 'sacree' de Holderlin" "The language of gods is becoming and
changing, but the language of mortals is persistence. It is the affirmation
of a duration of time that passes, the unity of a time that is torn. In this the
Immortals need mortals because they need finitude. It is in finitude that
the gods can establish the world and give it Being in the consciousness of
Being. "30 Being only takes on significance through individual beings who
are conscious of being. Outside the finitude of conscious beings there
29. See Pierre Klossowski, "Sur Maurice Blanchot," Les temjJ~ modemeJ, no. 40 (February
1949): 298-314.
30. Blanchot, ''La Parole 'sacree" de Holderlin," 126.
234
Maurice Blanchot
235
THE THIRD READING
finds itself always behind itself like one's shadow that changes when
one looks at it. (LDM, 320)
Literature opens the possibility of the moment prior to being, which
is still and always being, though not being as attached to a Cartesian sub-
ject. Blanchot follows the work of Levinas on Heidegger by presenting
the desire to cling to a subject (an "I") as the desire to fix being in a rep-
resentable and localized site. For Levinas and Blanchot, this desire to fix
being in a specific site is the flight away from the horror of the moment
of anonymous being. Levin as and Blanchot do not agree with Heidegger
that anxiety occurs in the face of death (of the possibility of not being);
instead, they contend that it occurs in the face of the il y a (the possibility
of always being). Furthermore, the confrontation with anonymous being,
which is the horror of existence deprived of the world (the realization
that that which "ceases to be" continues to be) is also the realization of
the impossibility of dying, or rather the deprivation of that moment that
gives meaning to all other moments. The impossibility of being lies in its
infinite and unrepresentable character as that which still and always is.
This is rendered comprehensible to us only in relation to the finitude
of death, which is our limit. But the fact that limitlessness exists beyond
death, beyond my ownmost possibility, also shows that there is something
prior to that which is my own, and this, as frightening as it seems, is the
opening to the other.
Literature is open to the moment prior, but it is also always that which
holds death within it. In its relation to death and being, literature stands
outside history, or rather at the end of history in the Kojevian sense, as
that which gives meaning to history and to narrative (as the side of being
that can be defined and yet is always in question). "If one wants to bring
literature back in a way that grasps all of its ambiguities then this is it:
literature as common language begins with the end, which alone permits
us to understand" (LDM, 324). Blanchot's statement can be understood
on a number of levels. The moment of naming by God allows for com-
mon communication only after God has named all and thus ceases to be
the namer. Henri Sorge in Le Tres hautgains his voice only after the novel
ends. In this way Blanchot also claims that we come to understand being
only in relation to nonbeing, only after it ceases to be. And perhaps most
important for Blanchot's work is the realization that it is only in the
face of disaster, the greatest disaster, the Shoah, that any understanding
becomes possible and that all understanding is rendered impossible. 31
31. Dominick LaCapra suggests, in Wrilit1g Ilistury, Writing Tmuma (Baltimore: Johns
Hopkins University Press, 2001). that one "might want to inquire how Blanchot's Death
Sert/.t'1U'P relates to the Holocaust, its antecedents, its larger context, and its aftermath-
even though one might never arrive at definitive or even convincing answers. One might
236
Maurice Blanchot
The rupture of the disaster is the opening to the possibility that lies
within the impossible. Departing from Sartre's equation, Blanchot claims:
"It is in this sense that one can say that there is Being because there is
nothingness. Death is the possibility of man, it is his chance. It is by virtue
of death that there remains a future in a world already achieved. Death
is man's greatest hope because it is his only hope to be human" (LDM,
324). The limit of death and the constraints of finitude are tantamount
to the possibility inherent in mortality. It is death that allows us to exist as
Dasein in Heidegger's sense of the word and to be a totality that is never
total except in the completion of itself, which is also the end of itself.
Death defines the limits of the finite world but even in a world where
all is achieved death is always that which is to come. It is the ambiguous
and paradoxical nature of death that opens onto the moment before
and after death, which is the infinity of the il y a. This is why for Blan-
chot, anxiety in the face of the "horror of Being" is more original than
Heidegger's anxiety in the face of death. "Existence is our sole veritable
anxiety, as has been demonstrated by Emmanuel Levinas. Our fear of
existence is not caused by death which gives it its limit. Instead, our fear
of existence is caused by the fact that existence excludes death, it is the
underside of death where presence remains as the base of absence. It is
the unrelenting day in which all other days begin and end" (LDM, 324).
For Blanchot, anxiety is not caused by the limit of death but by the
limitlessness of anonymous being. Death defines the self, being deposes
it. Something like a subject is only possible in the face of death, which is
also the end of the subject. In the infinite anonymity of being, the exclu-
sion of death takes away this possibility and in so doing takes away all
possibilities. This is counterintuitive for a traditional understanding of
a Cartesian subject as the locus of being, but it does not seek to remove
the Cartesian subject as Heidegger's philosophy does. Instead, Levinas
and Blanchot want to dislodge the primacy of the Cartesian subject to
create a space for the other, and this is the key to understanding the
third reading of Heidegger in France.
For Levinas and Blanchot, the moment of death presents a further
paradox beyond that examined by Heidegger in Being and Time, which
lies in the fact that death is not only the possibility of an impossibility
but that after the moment of death existence remains but is deprived of
the possibility of dying. This double paradox reveals Blanchot's use and
even contend that inviting such questions is part of the way these texts are unsettling,
question-worthy, and perhaps at times questionable" (188-89). See Dominick LaCapra,
Represeflting the llolor:au.sl (Ithaca: Cornell University Press, 1996) and llistory and Mnnory
after Auscllwilz. (Ithaca: Co.-nell University Press, 1998); see also Anson Rabinbach, In the
Shadow of Catastn;phe: G1'1'mart lnlelledu.ab betrvem Apom~-vpse and Enlightemnent (Berkeley:
University of California Press, 2000), esp. 205-7 and "Part 11.1946-47."
237
THE THIRD READING
238
Maurice Blanchot
239
THE THIRD READING
il y a. It is the link between the finite and the infinite, which is the realm
of the off-the-edge. If it falls into infinity then it is rendered meaningless
and incommunicable, but if it falls into the finite it loses its singularity
and becomes objective classification.
For Blanchot, literature's power lies in its ability to resist the seren-
ity that results from thematization and representation while using these
tools to present precisely what is unrepresentable, inherently unstable,
ambiguous, and enigmatic. It is created within history and yet exists out-
side the historical. Blanchot points out that this may be an enigma, but
"the mystery comes from literature's right to indifferently affect every
one of its moments so that every one of these results in a negative sign
or a positive sign." Blanchot points out the unsatisfying nature of this
"strange right that is bound to the question of ambiguity in general,"
but it is precisely this dissatisfaction that resists the seductive calm. It is
only through literature in its ambiguity that one can present the singu-
lar to the common in a way that resists objective classification. Litera-
ture resists tranquillity because "ambiguity is its proper response" (LDM,
328). Ambiguity is the space for the singular in relation to the common
and for the unpresentable to present itself. It is the moment by which all
moments are defined because it is the confrontation of the infinite with
the finite that limits it. It is the moment of death but also the moment
beyond death, as anonymous being, which horrifies us because it robs us
of what is most familiar and most secure. But in doing so it also opens
up the space where the other has as much right to be as the "I" does. It
is also the moment of the Shoah, the rupture of the present in the form
of the disaster. For Blanchot, the Shoah is that which is most singular but
must be understood in common. It is infinitely inconceivable and yet
was conceived. It is beyond telling and yet must be told. It stands on the
edge of death as the limit of representation and thus is the basis for any
understanding of life in our postcatastrophic world. This is to say that
for Blanchot, the lessons that humankind needs to learn to live ethically
must be learned from the disaster of the Shoah, even though they will
have been learned too late.
According to Blanchot, literature is the only site of investigation that is
not doomed to end in the banalization of representation. It exists as that
which comes into being from the horror of disaster and opens onto the
possibility of the other. It is infinitely dangerous and infinitely meaning-
ful. "In its initial double meaning, which is at the base of all speech like a
<..ondemnation still ignored and a happiness still invisible, literature finds
it' form. Thus it is the form that chooses to find itself behind the value
and meaning of words and the question it poses is the question that poses
literature" (LDM, 331). Heidegger has had a profound influence on the
240
Maurice Blanchot
way Blanchot privileges the question that allows one access to being. Even
though Blanchot's understanding is based on the work of Levinas and
indebted to Sartre and Kqjeve, his model is principally Heideggerian in
its use of death and the central position of the question. This is perhaps
not surprising, given that all of Blanchot's philosophical influences were
directly influenced by Heidegger. But it is sadly ironic, given the centrality
for Blanchot of a confrontation with the Shoah, that Heidegger was silent
on the issue.
Confronting Disaster
For Blanchot, the impossible task of presenting the unrepresentable
falls on literature as that which is always yet to come. It is through litera-
ture that the unpresentable is made present in language in a way that
destroys the original meaning in the act of representation but conserves
the trace of the unpresentable as enigmatic and fundamentally ambigu-
ous. Thus what is singular is made accessible to the community in a way
that destroys its true nature but leaves the trace of the destniCtion and
the relation to nothingness that is inherent in fiction. But literature is
infinitely dangerous because it is a creation by destruction that takes the
singular and makes it common in such a way that it revokes the author's
responsibility for the work and leaves it "open" to interpretation. Litera-
ture as common language always risks falling into mere objective catego-
rization, which leads to somnolent tranquillity.
But according to Blanchot, this ambiguity, which is the danger of lit-
erature, is also its saving grace. Literature is not what it seems to be; it
is not quantifiable or categorical. It is both the moment of death and
a moment always yet to come. Literature announces the il y a, which
deposes the sovereign position of the "I" by positing a moment prior
to the self. This moment before the self-which stands on the other
side of death as the il y a-is the opening to the other. But in order
for this moment to manifest itself, the somnolence of language must be
disturbed. The metaphysical tradition that commences all investigation
with the "I" as the locus of representation must be broken. For Blanchot,
the opening to the other can manifest itself only after it is too late-in
the wake of a rupture so great that it tears a hole in representation. This
rupture is the disaster of the Shoah. Literature as the writing of the disas-
ter is beyond history because it begins where history (narrative represen-
tation) ends; but it is also the condition by which history understands
itself. For Blanchot, the Shoah is the historical moment outside history
through which all history is understood. Thus Blanchot's project opens
the space for the other but only in confrontation with the most horrible.
241
THE THIRD READING
32. Blanchot's (and Levinas's) critical use of Heidegger led such thinkers as Jean
Baudrillard, Helene Cixous, Gilles Deleuze, Jacques Derrida, Michel Foucault, Luce
Irigary, Philippe Lacoue-Labarthe,Jean-Fran(ois Lyotard, andjean-Luc Nancy to confront
the themes of alterity, difference, plurality, mystery, and the secret.
33. This letter was published as "Penser !'Apocalypse" in /,e nout1el obseroateur,January 22-
28, 1988, 79.
34. The thesis that "modernity" and the West were responsible for World War II and the
Final Solution was employed by Heidegger to shift the blame from Germany in particular
to the West in general. Others, such as Theodor Adorno and Max Horkeimer in n~e
Dialectic oj Enlighlenment (trans. john Cumming [New York: Herder and Herder: 1972] and
Zygmunt Bauman in Modernity and Till' /lol.ormLIt (Ithaca: Cornell University Press, 1989),
have attempted to investigate the complicity of the West and the project of modernity
in a manner that does not excuse or diminish the role that Germany, and particularly
Germans, played in the rise of National Socialism and the enactment of the Final Solution.
242
Maurice Blanchot
forces one to confront the most horrible, the impossible. But this con-
frontation can exist only when one voices it: when one says what one
cannot say. Heidegger's fault lies in the fact that he never asked for that
which he could never have: forgiveness. By refusing to ask forgiveness
Heidegger refused the Shoah in all of its significance. He engaged in
the kind of forgetting and covering up that his philosophy claimed to
remedy. Heidegger refused to speak the unspeakable, instead turning to
equivocations and generalizations. He sought refuge in the tranquillity
of language, which allowed him to ignore the horror of the disaster. To
speak the unspeakable is to preserve the memory of the disaster even at
the cost of losing its singularity. But this risk is coded by the rupture of
the Shoah, which disturbs any possibility of future serenity, even in the
face of silence. Mter the Shoah, the moment in history that defines all
history and thus is outside history, Heidegger's silence speaks his culpa-
bility precisely in his refusal to speak.
Blanchot and Levinas both broke with Heidegger after World War II pre-
cisely on the issue of the Shoah. They turned away from ontology, which
they felt was still limited by the dominance of the self, and toward a new
investigation based on ethics as the site of the rapport with the other. Blan-
chot saw the disaster of the Shoah as a rupture so great that it exposed the
deficiencies of the W'esiem-~physical tradition and opened the possibil-
ity for a new understanding of phuosophy based on the relation with the
other. This third reading of Heidegger's philosophy in France moved away
from Heidegger and into the realm of the Mitsein (Being-with-others), which
is underdeveloped in Being and Time and never fully elaborated in his later
work. 35 It is in this concept of being-with-others that Blanchot sees the power
<?f language, not as the revelation of being, which Heidegger explores in his
"Letter on Humanism," but as that which always implies an ot11er.
Heidegger's goal in employing this strategy seems to have been to avoid the issue of
German responsibility, but I do not believe that this was Blanchot's intention in presenting
his critique of the West.
35. See Frederick Olafson and Robert Pippin, eds., Heidegger and the Grmlnd of Ethics: A
Study l?f Mitsein (Cambridge: Cambridge University Press, 1998); Michael Theunissen, lHr
~ndere: Sttulien zur Soziabmwlogie der (;egenwart (Berlin: De Gruyter, 1965); Samuel Moyn,
Origins of the Other: Emmanuel Levinas mul lnlen~l(lr Phil.osophy (forthcoming); Nancy, La
communnttli disoeutnie.
243
THE THIRD READING
Shoah would not manifest itself in France until the 1970s, after a period
when Vichy had been interpreted in several different ways, primarily in
terms of collaboration and/ or resistance and in the wake of the Algerian
conflict and of the student rebellions of May 1968. 36 But ifBlanchot's cri-
tique of history is to be taken seriously, his work is always to come but is
always already. The confrontation with the Shoah and the desire to find
a place for the other would later become a central issues in French phi-
losophy, especially in the late 1960sY Blanchot's work would be instm-
mental in leading younger thinkers, who saw the issue of the other in
the new light of the Algerian conflict, to also confront the issue of the
Shoah. This led these intellectuals toward and away from the philosophy
of Heidegger.
Blanchot's project may have been untimely, but its time was yet
to come, and when it did it was embraced by a younger generation of
intellectuals who came to see ontology, produced in the metaphysical
tradition and exemplified in existentialism, as ultimately solipsistic. Blan-
chot's rejection of existentialism was aided by Heidegger's critique of
metaphysics, but it also moved past Heidegger. Blanchot saw Heidegger
as constrained by his emphasis on the question of being, an emphasis
that failed to address the place of the other, which Blanchot saw as the
central issue in the wake of the Shoah. Blanchot's work marked a shift of
emphasis from ontology to ethics and the relationship of self to other.
This is also the basis of Emmanuel Levinas's project in Totality and Infin-
ity, which in effect breaks with the first reading of Heidegger in France
as manifested in the work of Kojeve, Wahl, and Sartre, but also with the
second reading of Heidegger in France (as manifested in the work of
Jean Beaufret and his students), and with Heidegger himself, even as it
announced a new engagement with Heidegger. This skeptical, critical,
and engaged use of Heidegger in an effort to "overcome" him character-
izes the third reading of Heidegger in France.
36. Henry Rousso, The Vichy Syndrome (Cambridge: Harvard University Press, 1991); see
chap. 4, "Obsession (after 1974):Jewish Memorv."
37. I will attempt to demonstrate the relation between these concerns, the reception of
Heidegger in France and the origins of"postmodern" philosophy, in the conclusion.
244
CHAPTER 7
Emmanuel Levinas: ... aI' autre
1. This was soon regained with the move toward Marxism. See Michael Kelly, Modtrn
Frenrh Marxism (Baltimore: johns Hopkins University Press, 1982); Mark Poster, Existential
Marxism in Postwar France (Princeton: Princeton University Press, 1975). See also Martin
Jay, Marxism and Totality: 11u> Advmtures of a Co11r.ept from l.ukacs to lfabermas (Berkeley:
University of California Press, 1984).
245
THE THIRD READING
2. Raul Hilberg, 17le Destmction of the European jews (Chicago: Quadrangle, 1961), 401.
This policy did not apply to Jewish members of the Red Army or to former Jewish members
of the Reich who were serving in any army. These prisoners of war were either shot or sent
locamps.
3. F. Poirie, Emnln.rmell.etfinas: Qui ilrs-riQus? (Lyon: La Manufacture, 1987), 85-86.
246
Emmanuel Levinas: ... al'autre
4. Michael R. Marrus and Robert 0. Paxton, Vichy France and tltejnos (Stanford: Stanford
University Press, 1981), 3-4. See also Renee Poznanski, ]m'-~ in Fran.c.e during World War
1/, trans. Nathan Bracher (Hanover: University of New England Press, 2001); Richard
Weisberg, Vichy Law and thf' Holocaust (New York: New York University Press, 1996).
5. Hilberg, The Destruction uf the European jews, 389.
6. Fran~ois Poirie, Entrt'li.en avec Emmamvl LeTJinas (Paris: Babel, 1996), 72-73.
247
THE THIRD READING
something resembling what one hears when one puts an empty shell
close to the ear, as if the emptiness were full, as if the silence were
a noise. It is something one can also feel when one thinks that even
if there were nothing, the fact that "there is" is undeniable. Not that
there is this or that; but the very scene of Being is open: there is. In the
absolute nothing that one can imagine before creation-there is. 7
In the impersonal, anonymous being of the "there is," Levinas attempts
to explore the space prior to the positing of a subject. The foray into the
il y a was an extension of the unease and disquiet Levin as sought to inves-
tigate in De l'evasion, but a solution to this metaphysical problem would
not be found until after the war. 8
7. Emmanuel Levinas, Ethirs and Infinity, trans. Richard A. Cohen (Pittsburgh: Duquesne
University Press, 1985), 48.
8. Samuel Moyn's work demonstrates that Levinas was already interested in the theme
of transcendence in the early 1930s and this suggests that he may have moved beyond the
question of being prior to World War II. While I agree that Levinas was interested in the
issue of transcendence in the 1930s, I believe this manifested itself in the same sort of unease
and discomfort that confronted Blanchot at the same time. In the following sections I will
demonstrate that while the possibility of confronting something beyond being (the il y n)
was present in Levinas's prewar work, it was seen as a terrifYing prospect. This sense of terror
and unease grew during his internment. The solution to this confrontation, which allowed
Levinas to move beyond the question of being, was not realized until after the Shoah and war.
See Samuel MO)TI, "Selthood and Transcendence: Emmanuel Levinas and the Origins of
Intersubjective Moral Theory, 1928-1961," Ph.D. diss., University of California, Berkeley, 2000;
and also idem, "Judaism against Paganism: Emmanuel Levinas's Response to Heidegger and
Nazism in d1e 1930s," 1/islory and Mnnmy 10, 1 (Spring/Summer 1998): 25-58.
9. Hilberg, The D11strurtion of thf' Europf'an.few.\~ 196-208.
248
Emmanuel Levinas: ... a l'autre
249
THE THIRD READING
250
Emmanuel Levinas: ... a Iautre
Thus for Levinas it is only tltrough a critique that addresses the struc-
ture, results, and faults of Heidegger's work that Levinas sees the possi-
bility of moving beyond the philosophy of Heidegger.
Levinas focuses his critique on Heidegger's concept of Being-towards-
death. Levinas agrees with Heidegger's presentation of Dasein as a tem-
poral construct but does not agree with Heidegger's understanding of
the finitude of being localized in the singular Dasein as defined in Being-
towards-death. For Heidegger, death is one's ownmost possibility, but it
is also the possibility of the impossible as the confrontation with one's
own finitude. "In Dasein there is undeniably a constant 'lack of total-
ity' which finds an end with death. This 'not-yet' 'belongs' to Dasein as
long as it is" (BT, 286). Dasein does not complete itself until the moment
of death, when all possibilities disappear for Dasein. Mter death Dasein
has no more possibilities; it is completed, which is to say it has finished.
"Death is the possibility of the absolute impossibility of Dasein" (BT, 294).
While Levinas agrees that death is the completion of Dasein and defines
its finite character, he does not agree that it is the completion of being.
This is because for Levinas, while the individual being may be finite,
being itself, as manifested in the anonymous and impersonal being of
the il y a, is infinite and beyond life and death. Therefore Heidegger's
description of anxiety in the face of cleat~' is a misconception. Individual
beings encounter anxiety, but after death t ey are returned to the realm
of anonymous being, which does not. 11 The fore, the cause of anxiety,
according to Levinas, is not the finitude of d~ath, which is the limit of
our self, but instead the infinity of anonymous )\eing that continues long
after we have shed our mortal coil. Unlike deatl\, being never stops but
is always there in its menacing anonymity. The question for Levinas is:
"Anxiety before Being-the horror of Being-is this not more original
than anxiety before death?" (EE, 20).
For Levinas, what is truly horrible and terrifYing is not death, which
actually fixes the subject as an individual being in relation to its own fini-
tude, but the realization that being exists anonymously prior to and after
the positing of a self. What is unsettling is the realization that the self is
not a primary category but simply a manifestation within being that has
no claim in the face of the il y a, which is anonymous impersonal being.
For Levinas, what is frightening in death is not one's finitude but the
realization that being continues infinitely after one dies-the realization
that being has no need for any individual existant.
Levinas's primary concern in De !'existence a l'existant, written in the
context of prison camps and the aftermath of World War II, was to break
11. See Simon Critchley, "II y a-A Dying Stronger than Death (Bianchot with Levinas) ,"
Oxford Literary Review, 15,1-2 (1993): 81-131.
251
THE THIRD READING
252
Emmanuel Levinas: ... aI'autre
sibility of Dasein), all its relations to any other Dasein have been undone
(gelost). This ownmost, non-relational (unbezilgliche) possibility is at the
same time the uttermost one" (BT, 294). For Levinas, Heidegger's under-
standing of death is still too focused on the individual. Levinas felt Hei-
degger's presentation of the Jemeinigkeit, the mine-ownness, of death led to
the same conclusion as traditional metaphysics. In the end Heidegger suf-
fers from the same desire to pose a subject, even if it is a complex subject,
which is not the locus of being but in relation to being.
For Levinas, the structure of Heidegger's being-towards-death misses
the essential point of the it y a because Heidegger's structure places the
emphasis on finitude. What is horrifying about the il y a is not anything
like finitude but the fact that it never ends and goes on without us. The
il y a is precisely that which deprives us of our ownmost possibility as
manifested in being-towards-death. In the il y a: "It is subjectivity, the
power of private existence, that is stripped from the subject in the hor-
ror. The subject is de-personalized." What is horrifying is not the pos-
sibility of death as finitude but the impossibility of death in infinity. If
being-towards-death is the possibility of no longer being possible, the il
y a is the negation, the impossibility, of that possibility. "It is, if we can
say this, the impossibility of death, the universality of existence even in
its own annihilation" (EE, 100). The horror of death does t1ot lie in the
finitude but in the realization that anonymous being goesfn infinitely.
In this sense, the il y a is the negation of negation. Even ter death it
is. The il y a is pure being. It is without world and without 'me. It is the
realization that even where there is nothing, there is. ~
The il y a is the recognition of being in all its strangenes and a1terity,
as that which is beyond representation or localization and thus is com-
pletely beyond our control. We do not observe the il y a, but rather it
observes us. This is why "our relation with the il y a is horror. We have
already noted its insinuation in the night like an indeterminate menace
that comes from a space that is disengaged from space's function as the
receptacle of objects and the access of beings" (EE, 98). Theil y a is not
representable because it does not have the properties of an object; it is
outside time because it is infinite. It is that which is completely beyond
us and yet it is always there in front of us.
Our attempt to escape the il y a always relies on a return to the self,
to consciousness: "To be consciousness is to be pulled out of the il y a
because the existence of a consciousness constitutes subjectivity. This
consciousness is the subject of existence and this is to say the master of
Being which has been named in the anonymity of night" (EE, 98).
For Levinas, consciousness is the locus of representation, and naming
is the act of representation par excellence. When consciousness names
being, it gives it a time and a place. It is locatable and categorical. Thus
253
THE THIRD READING
254
Emmanuel Levinas: ... al'autre
255
THE THIRD READING
ethics, which for him was the investigation into the rapport between the
self and the other.
Levinas's turn away from ontology was made clear immediately after
World War II with the publication of De /'existence al'existant and his lecture
"Time and the Othe1~" both in 1947. But his response to what he consid-
ered the crisis ofWestern philosophy-manifested in the events ofWorld
War II, Stalinism, and principally the Shoah--came in the form of his these
de doctorat, published in 1961 as Totalite et infini. 17 This text is decisive for
our study of the reception of Heidegger in France because it closes a cer-
tain reading of Heidegger in France and opens another. In his quest to
interrogate and rethink the Western philosophical tradition, which he saw
as a tradition of totality, Levinas sought to break with the current under-
standing of Hegel, Husser!, Heidegger, and Sartre by shifting the empha-
sis of his project away from a concern with the subject and toward the
understanding of the other. In doing so, Levinas works from Heidegger's
critique of Western metaphysics by removing the emphasis on the ego
cogito from the center of the inquiry, but he does not follow Heidegger
in shifting the emphasis of his investigation toward being. Instead, Levi-
nas discovers an unexpected ally in his implementation of a Heideggerian
critique of metaphysics. Levinas turns to Descartes, understood through
Heidegger's critique of intellectualism, in order to shift the focus of his
argument from an emphasis on the prima<--y of the "I" to an emphasis on
the relation to the other. 18 This is not the Descartes employed by Husserl
or Sartre but the Descartes of the "Third Meditation."
In Descartes's reflections on the relation of the finite to the infinite,
Levinas saw the key to escaping the concept of totality that had domi-
nated Western philosophy from Plato to Heidegger: "It is true that I have
the idea of substance in me in virtue of the fact that I am a substance; but
this would not account for my having the idea of an infinite substance,
when I am finite, unless this idea proceeded from some substance which
really was infinite." 19
This use of Descartes implies a return to intellectualism, as in the work
of Husserl, since it relies on the "idea of infinity" as produced by an "I
think"; but what is significant for Levinas is precisely the limited nature
17. Translated into English by Alphonso Lingis as Totality and h1.ftnity (Pittsburgh: Duquesne
University Press, 1980).
18. On Levinas's use of Descartes, see Dennis Keenan, "Reading Levinas Reading
Desca1tes' 'Meditations,"' Joumnl of the British Soriety for PhP.rwmPnology 29, 1 (1998): 63-74;
Jean-Franc;:ois Lavigne, "L'idee de l'infini: Descartes dans Ia pensee d'Emmanuel Levinas,"
1?1>-uue de milnjJhysiquR et de rrwrale 92, 1 (January-March 1987).
19. Rene Descartes, Meditations on First Pltilojophy, trans. John Cottingham (Cambridge:
Cambridge University Press, 1994), 31.
256
Emmanuel Levinas: ... a l'autre
257
THE THIRD READING
Totality
For Levinas, the notion of totality constitutes the essence of the Western
philosophical tradition. As the basis for politics, war, and most institutions
22. On Levinas's Totality m1d htjirtit_'V see Adriaan Peperzak, To till' Other: An lntrodurt.ion
to the Philosophy of Emmnnu.el Lf'uinas (West Lafayette: Purdue University Press, 1993),
chap. 5, "'A Key to Totality a7Ui htjir1it.y"; see also Edith Wyschogrod, Rm,marw.el Ln.1imLr:
11w Problnn of Et.himl MdajJ!tysir.r (New York: Fordham University Press, 2000); Moyn,
"Selfhood and Transcendence," chap. 6, "Autonomy and Responsibility: A reading of
Totality anrl Infinity, 1961" (Moyn has revised his reading of 1olmily and Infinity in the
epilogue to Ori[Jirtf of the Otlwr: Emmanuel Ln.Jinas (J1td lntPnoar Philosophy, forthcoming.)
258
Emmanuel Levinas: ... a I' autre
259
THE THIRD READING
260
Emmanuel Levinas: ... al'autre
261
THE THIRD READING
Infinity
According to Levinas, infinity is beyond representation and thematiza-
tion and thus completely beyond what is comfortable or controllable for
a finite being. We have recourse to infinity but not to the understanding
of infinity. It presents itself in forms such as the il y a, which is the rum-
bling of infinite and anonymous being-and as such is beyond any par-
ticular subject. Levinas also offers the model of the elements (earth, sky,
wind, sea), which imply the infinite to us in our finite understanding of
the world; we cannot grasp the elements as we grasp an object. They are
not representable. We name them but, according to Levinas, we cannot
thematize them. They always exceed our attempts to contain them.
The navigator who makes use of the sea and the wind dominates
these elements but does not thereby transform them into things.
They retain the indetermination of elements despite the precision
of the laws that govern them, which can be known and taught. The
element has no form containing; it is content without form. The
depth of the element prolongs it till it is lost in the earth and the
heavens. "Nothing ends, nothing begins." (TI, 131)
The elements and the il y a, which are closely related, imply infinity
but they do not announce it. This is to say that the presence of infinity is
felt in our everyday life, but as anxiety, unease, and discomfort, because
it is a feeling of lack of control. We flee from this anxiety that is pro-
duced by the il y a and the elements, seeking refuge in the totalizing
structures that give us the illusion that we are in control of the world.
Thus, in confronting the elements or the il y a, we do not recognize the
infinite but only the menace of the unknown. "It is wind, earth, sea, sky,
air. Indetermination here is not equivalent to the infinite surpassing lim-
its; it precedes the distinction between the finite and the infinite" (TI,
132). As implied in the elements and in the il y a, infinity is unarticulated
and unarticulable.
Here again Levinas presents us with a seemingly paradoxical structure;
the exteriority of infinity is unrepresentable, entirely beyond the grasp of
finite being, but at the same time it is the only means by which the "I" can
engage the other in its alterity without reducing it to the same. But if the
infinite does not present itself for thematization because it is unrepresent-
able, how can we have recourse to the infinite and thus to ethics? Levinas's
answer is that the infinite is the original moment prior to finite being,
prior to representation, and prior to totality. Infinity is always already
262
Emmanuel Levinas: ... ill'autre
there for us, implied in the elements. The question thus becomes how
we recognize the infinite: how do we recognize that which is beyond our
capacities for recognition? Here Levinas turns to Descartes and doubles
back on his own critique of totality to reread the philosophical tradition
and articulate how we come to engage the moment prior to totality, which
is the realm of infinity. "It is true that I have the idea of substance in me in
virtue of the fact that I am a substance; but this would not account for my
having the idea of an infinite substance, when I am finite, unless this idea
proceeded from some substance which really was infinite."31
For Levinas, the realization of infinity can occur only through the intel-
lectual act of reflection, which requires a cogito, as Husserl pointed out,
but for Levinas a cogito limited in its capacity. For him, infinity lies out-
side the realm of equivocation and thematization, which is the realm of the
same, and thus stands as entirely other. The cogito can think the idea of
infinity but our idea of infinity is necessarily inadequate, as Descartes shows.
For Levinas, all other ideas can be made to fit into a Husserlian model of
intentionality, but the idea of infinity exposes the limited nature of repre-
sentation: "The idea of Infinity is exceptional in that its ideatum surpasses its
idea, whereas for the things the total coincidence of their 'objective' and
'formal' realities is not precluded; we could conceivably have accounted for
all the ideas, other than that of Infinity, by ourselves" (Tl, 49).
The idea of infinity does not come from the interior but somehow from
the outside. The idea of infinity punctures the self as that which is always
the same and opens it to that which comes from outside, to that which
is totally other. "Infinity is characteristic of a transcendent being as tran-
scendent; the infinite is the absolutely Other" (TI, 49). By returning to
the intellectualist tradition through his critique of totality, Levinas pres-
ents the relationship with infinity that comes to us in our relationship with
the other as the relationship between a specific ego cogito and that which
exceeds it and thus places its primacy in question. For Levinas, this rap-
port between the same and the other can occur only to a thinking being
capable of reflection. This relationship with infinity is not produced by the
thinking being-the "I" does not escape totality by itself. Instead, it is pro-
duced by the other, which pierces the "I" and breaks totality. "It is not 'I'
who resists the system, as Kierkegaard thought; it is the Other" (TI, 40). 32
Thus, as Levinas presents it, the idea of infinity can be produced only
in an isolated subject, a separated being that is not the source of the idea
of infinity. It is the presence of the other that produces the idea of infinity
in the isolated subject (the same). This is because the other is beyond me,
263
THE THIRD READING
Separated Being
As we have seen, Levinas understands totality as extrapolated from the
model of separated being. 33 For Levinas, Western philosophy has been
33. On separated being in Totality and hifinity, see Travis Anderson, "The Anarchy of the
Spectacle: Emmanuel Levin as on Separated Subjectivity and the Myth of Gyges," GraduafR
Faculty Philosopltyjmtnull20/21 (1998): 321-34.
264
Emmanuel Levinas: ... a 1autre
265
THE THIRD READING
For Levinas, the relation to the other cannot come from rules of logic
but must instead come from beyond what is rational. It cannot follow
the model of a "need" that must be filled, the logical model of total-
ity. Instead the relation with the other must be posited in the separated
being by something exterior to it in a way that does not correspond to
the reasonable, the rational, or the representable. Here Levinas pres-
ents us with two questions. The first is how separated being establishes
itself as an entirely self-sufficient whole, distinct from the larger model of
totality. The second is how such an isolated and satisfied being has access
to infinity, which is necessarily exterior. Both answers rely on the work of
Heidegger.
Levinas uses Heidegger's model of being-towards-death both to cri-
tique representation and equivocation and to present the separated
being as its own totality, sufficient unto itself and distinct from a larger
whole. As we have seen, Heidegger presents death as the phenomenon
that both completes and concludes Dasein so that Dasein exists toward its
own totality as the moment when it ceases to be. The moment of one's
death constitutes Dasein in its singularity and uniqueness and also denies
the incorporation of Dasein into a totality based on the laws of adequa-
tion and representation; that moment of death is beyond the limits of
representation and adequation. Death is in each case entirely particu-
lar and singular and as such puts the very notion of representation into
question. Death is a possibility and can be presented as such. It can be
named and it can be discussed: "However, this possibility of representing
breaks down completely if the issue is one of representing that possibil-
ity-of-being which makes up Dasein's coming to an end, and which, as
such, gives to it its wholeness" (BT, 284).
Death stands as distinct from any other possibility because it is the pos-
sibility of having no more possibilities. The singularity of this event forms
the totality of Dasein as distinct from any other Dasein. Levinas appro-
priates Heidegger's model of death to present separated being as dis-
tinct from totality and situated in time. But he maintains his critique of
Heidegger's being-towards-death as presented in De !'existence a l'existant
by placing the finitude of separated being in relation to the infinity of
anonymous being. In this way Levinas employs Heidegger's structure of
death both to situate separated being as its own totality and to place it in
relation to infinity. For Levinas it is essential that "in separated being the
door to the exterior must be opened and closed at the same time" (Tif,
159).
Levinas also deviates from Heidegger by emphasizing the subjectivity
of the separated being. For Heidegger the emphasis on a particular sub-
ject was detrimental to his project because it led to intellectualism and
suqjectivity, as in the philosophy of Husserl or Descartes. For Levinas,
266
Emmanuel Levinas: ... al'autre
267
THE THIRD READING
35. See the essays in Hugh J. Silverman, ed., Phil.osoph:y and Desire (New York: Routledge,
1999).
36. See chap. 2.
268
Emmanuel Levinas: ... al'autre
satisfied only by the other who recognizes my worth. This is the origin of
the struggle for recognition. In Levinas's model, desire does not follow
a logic of need: "Desire does not coincide with an unsatisfied need; it is
situated beyond satisfaction and non-satisfaction. The relationship with
the Other, or the idea of Infinity, accomplishes it" (TI, 179). Contrary to
Kojeve, who sees need as the incorporation of the other into the same,
Levinas presents desire as the desire for the one thing that cannot be
contained within a finite self, namely, the infinite. Levinas sees Kojeve's
reading of Hegel, with its emphasis on bloody struggle and a teleology
toward absolute knowledge, as based on a misreading of the concept of
desire based on the logic of totality. 37 In opposition to Kojeve's "fight to
the death," Levinas sees the original encounter between human beings
in terms of the gift of discourse. But this opening to the other can be
seen only in its originary peaceful conception, produced in the idea of
infinity and understood through a return to intellectualism.
According to Levinas, the "I" has the ability to contain a concept, but
the idea of infinity overflows the finite container of the "1." The idea of
infinity is necessarily unrepresentable, the site of alterity and difference
that exceeds the grasp of the "I'' and places its primacy in question. Thus,
in intellectualism, the "I" opens to infinity, to the other, not to obtain the
validation of the "I" but instead to problematize the "I" in relation to the
other.
Infinity occurs only after reflection in the model of Husserl's "con-
sciousness of," but reflection is not sufficient to contain infinity. The
importance of Heidegger's critique of intellectualism is that it allows
Levinas to conserve a space for infinity in the realm that is beyond repre-
sentation. Like Heidegger, Levinas does not jettison intellectualism but
returns to it through a nuanced reading based on Heidegger's critique.
The idea of Infinity does not proceed from the I, nor from a need in
the I gauging exactly its own voids; here the movement proceeds from
what is thought and not from the thinker. It is the unique knowledge
that presents this inversion-a knowledge without a prior. The idea
of Infinity is revealed, in the strong sense of the term .... Infinity is not
the "object" of a cognition (which would be to reduce it to the mea-
sure of the gaze that contemplates), but is the desirable, that which
arouses Desire, that is, that which is approachable by a thought that
at each instant thinks more than it thinks. (TI, 61-62)
This construction is not Husserlian because the contemplative act is
inverted so that the cogito does not produce the idea of infinity as it
37. Compare this to Lac an's reading of desire; see Carolyn Dean, '11v 5Mf and lt.v Pleasures
(Ithaca: Cornell University Press, 1992), part 1: "Psychoanalysis and the Self."
269
THE THIRD READING
270
Emmanuel Levinas: ... a I'autre
For Levinas, the calling into question of the self by the presence of the
other as manifested in language is the primary moment of philosophy
and society and affirms the primacy of ethics.
Levinas admits that this is often suppressed by the tendency to make
things the same. One views a phenomenon such as language as pure
equivocation or "a gesture of behavior. But this omits the essential of
language: the coinciding of the revealer and the revealed in the face,
which is accomplished in being situated in height with respect to us-in
teaching." Language announces the other in its alterity and thus it places
the self in question, and by placing the self in question it opens the possi-
bility of an ethical society based on alterity instead of homogeneity. "The
relation of the face to face both announces a society and permits the
maintaining of a separated 'I"' (TI, 67-68). Thus for Levinas, commu-
nity is not originally established on the model of totality but on the basis
of the face to face, which is the model of alterity. He wants to rethink
society in light of this revelation, to see society based on the structure of
separated being, which presupposes the relation with the other, infinity.
Levinas does not want to break with metaphysics but to reread it
through his conception of ethics. Our understanding of concepts such as
desire, freedom, responsibility, and language can then take into account
the primacy of infinity and the necessity of thinking alterity, and only
then can philosophy break the grip of totality and present the possibil-
ity of an ethical society. But Levinas does not present this rethinking in
the form of a prescription or programmatic imperative. This would be
a return to the model of the same. Instead he attempts to construct a
system based on that which cannot be thematized or objectivized. It is
not a program of political engagement but of philosophical instruction,
a teaching that offers the possibility of more than it says. How such a pro-
gram might be enacted is difficult to discern. What is clear in this model
is an antitotalitarian motif that runs throughout the work and Levinas's
own abhorrence of political action as subjugation or imposition.
In light of his philosophical construct, Levinas purports to be able to
reevaluate such structures as work, economy, the state, and even philoso-
phy based on the idea of infinity (the other) and not on the idea of total-
ity (the same). In this sense, Levinas's work is the systematic development
of an understanding that had never been thought through before (TI,
19). He presents a system based entirely on difference, not homogene-
ity. Thus he challenges all the previous Western philosophical traditions
to rethink their projects in light of the possibility of infinity, the possi-
bility of alterity. But while Levinas seeks to question the entire Western
philosophical tradition, we will focus on three specific critiques that nm
throughout Totality and Infinity: critiques of the Hegelian dialectic, of
271
THE THIRD READING
Kojeve's Hegel
For Levinas, the Hegelian system is the system of totality par excellence. 40
But it is also on the basis of his rereading of several terms from Hegel pre-
sented by Kojeve, such as desire, that Levinas is able to move past the work
of Heidegger. Levinas believes that Hegel's model is based on a system of
negation and synthesis that leads to homogeneous unification in absolute
knowledge, but he also believes that this entire construct is based on a
faulty premise. In Hegel's system presented by Kojeve, the initial confron-
tation between human beings is a necessarily violent and potentially lethal
stmggle for recognition. 41 Levinas claims that this is a misreading of the
initial confrontation coded by the model of totality, which understands
the relationship between human beings only in the context of making the
other resemble the same. For Levinas, even the fight to the death sup-
poses a prior moment manifested in the encounter of the "face to face"
wherein the other presents himself to me as entirely other. The stn1ggle
for recognition already conforms to representable logic, since it is a need
that one logically tries to fill, but the appearance of the other is prior to
the mles of logic and equivocation: "The Other's designs do not present
themselves to me as do the laws of things. His schemes show themselves
to be inconvertible into data of a problem, which the will might calcu-
late. The will that refuses the foreign will is obliged to recognize this for-
eign will as absolutely exterior, as untranslatable into thoughts that would
be immanent in itself." Even the conflict with the other presupposes the
uncontainable nature of the other. The fact that the struggle for recogni-
tion culminates in an act of possession shows that the possessor concedes
the ability to contain the other as other but only to contain him as object,
without recourse to him in his alterity. In Kojeve's model, only possession
and subjugation, and never recognition itself, are produced in the stmg-
gle for recognition. Levinas sees this as proof of the limitation of Kojeve's
reading of Hegel, which does not achieve a rapport between individual
beings (the same and the other) except at the level of homogenization;
the same becomes the model for every particular in absolute knowledge.
40. On Levinas and Hegel, see Robert Bernasconi, "Hegel and Levinas: The Possibility of
Reconciliation and Forgiveness," Archirri.o di Filas(~fia 54 ( 1986): 325-46; and "Levinas Face
to Face-with Hegel," jonrnal of the /Jritish Society for Pherw71U'Tlol<Jgy 13, 3 (October 1982);
267-76; Adolph Lichtigfeld, "On Infinity and Totality in Hegel and Levinas," Soullt AJrifan
Journal of Philn.mphy 2 (1983); 31-33; Brian Schroeder, "The (Non) Logic of Desire and
War: Hegel and Levin as," in Silverman, Philosophy a11d Desire.
41. See chap. 2.
272
.
Emmanuel Levinas: ... alautre
273
THE THIRD READING
of the Other" (TI, 117). Phenomena such as labor, economy, law, and the
state all exist in the realm of the social, which already acknowledges the
other. This original moment of recognition opens the possibility of being
more than the realm of need, more than the universal, of exceeding total-
ity by acknowledging infinity and thus establishing the possibility of an
ethics that is already promised in the initial encounter with the other.
Sartre
Levinas and Sartre followed similar trajectories from the work of Husserl
to the work of Heidegger, but Levinas believed that Sartre never over-
came the intellectualist tendencies of Husserl, even after his turn to Hei-
degger.42 For Levinas, it was essential to view intellectualism through its
limitations, lest one continue to see the other in the same way that one
regards an object or thing. He saw this as the main fault in the existential
ontology of Jean-Paul Sartre. Levinas opposed Sartre's presentation of
the pour-soi and en-soi because he believed Sartre's definitions were based
on the primacy of vision and thematization. 43 Sartre focuses primarily on
the symmetry of the relationship between self and other; the fact that he
views the other as an object means that the other must view him in the
same way. 44 Thus Sartre could understand the other only as a limitation
of the self. Levinas felt that Sartre's philosophy was ultimately solipsis-
tic, despite the fact that Sartre provides a space for the other, because
the other's position in Sartre 's philosophy is always as an obstacle to the
primacy of the "I." Here too Levinas locates the originary moment of
ethics-the other does contest the primacy of the "I." According to him,
Sartre's interpretation is accurate insofar as the other always places the
self in question, but Sartre is concerned only with the freedom of the
self and not the freedom of the other. Sartre's philosophy falls within the
project of totality in its emphasis on the freedom of the "I" (the same),
which relegates the other to the position of an obstacle, an object, and
ignores the other as other.
42. On Levinas and Sartre, see Christina Howells, "Sartre and Levinas," in Tile
Provoration of Levinas: Rethinking the Other, ed. Robert Bernasconi and David Wood
(L.Jndon: Routledge, 1988); Steven Hendley, "Autonomy and Alterity: Moral
Obligation in Sartre and Levinas," journal of the British Soriety for Phenomenology 27, 3
(1 996): 246-66; Marek Jedraszewski, "On the Paths of Cartesian Freedom: Sartre and
Levinas," Analerta 1/uswrliana 27 (1989): 671-83; David Jopling, "Levinas, Sartre, and
Understanding the Other," Journal of the Bn:tislt Society for Pltmomenology 24, 3 (1993):
214-31; Arnejohan Vetlesen, "Relations with Others in Sartre and Levinas: Assessing
Some Implications for an Ethics of Proximity," Constellations 1, 3 (1995): 358-82.
43. See chap. 4.
44. See jay, Downcast Eyes, chap. 5.
274
Emmanuel Levinas: ... al'autre
275
THE THIRD READING
Beyond Heidegger
Levinas's critique of the Western philosophical tradition relies heavily on
Heidegger, and Levinas does not challenge the validity of Heidegger's
analysis of being-in-the-world or his critique of intellectualism. 45 But Levi-
nas wants to view these analyses in light of the prior moment of ethics.
He believed that his own work could not be accomplished without the
influence ofHeidegger, but also believed that the strength of Heidegger's
philosophy lay in the nature of his critique, not in his philosophical inves-
tigation into being. As we have seen, Levinas breaks with Heidegger pre-
cisely on the issue of subjectivity. Heidegger struggled with the issue of
subjectivism in Being and Time and his attempt to remove the subject from
45. On Levinas and Heidegger, see Silvia Benso, "Of Things Face-to-Face with Levinas
Face-to-Face with Heidegger," Phil.osophy Today 40, 1 (Spring 1996): 132-41; Luk Bouckaert,
"Ontology and Ethics: Reflections on Levinas's Critique of Heidegger," lnternafiorwl
Phil.o~opltical Quart.erly 10 (1970): 402-19; Tina Chanter, "Levinas and Impossible Possibility:
Thinking Ethics with Rosenzweig and Heidegger in the Wake of the Shoah," RPsearrh
i11 Plunu"n.erwlogy 28 (1998): 91-109; Richard Cohen, "Levinas, Rosenzweig, and the
Phenomenologies ofHusserl and Heidegger," Philosophy Todny 32,2 (Summer 1988): 165-
78; Theo De Boer, "Judaism and Hellenism in the Philosophy of Levin as and Heidegger,"
ArchitJio di 1'7losojia 53 (1985): 197-215; Darin Crawford Gates, "Ontological Disclosure and
Ethical Exposure: Heidegger and Levin as on Meaning, Subjectivity, and Non-Indifference,"
Philosophy Today 4 (2001); C. D. Keyes, "An Evaluation of Levinas's Critique of Heidegger,"
Research in Phenorneuol.ogy 2 (1972): 121-42; Robert John Sheffler Manning, lntnpreting
Othnwise than 1/PidRgger: ErnmanuRli.R'I.Jinns~\ Ethic.~ as Fint Philosophy (Pittsburgh: DuquRsnf'
llnivn-sily Prrss, 1993); Pefmzflk, "Phnwrnnwlogy-Ontolor;y--MelnfJitysirs" 113-27; and irlnn,
'J(J the OIIU'T: An lntrodurtion to tltr Philosophy of Emrnaruul Levinns (West Lafayette: Purdue
University Press, 1993).
276
Emmanuel Levinas: ... a rautre
277
THE THIRD READING
278
Emmanuel Levinas: ... a I' autre
279
Conclusion
"What draws young people together and ignites the sparks that join them
is a sense of common grievance. " 1 For the young French intellectuals
of the generation of 1933, it was the collective feeling that the previous
generation of philosophers and thinkers were out of touch with reality,
unable to address the complex problems of a rapidly changing world.
Traditional French philosophy had been unable to explain the senseless
killings and mass destruction that marked the French "victory" in World
War I, or the precarious position of an industrializing France. The gen-
eration of 1933 was receptive to Heidegger's thought because it seemed
to confront these complex questions in a way that returned philosophy
to the concrete issues of everyday existence.
But while Heidegger's philosophy was introduced to France through
the work of Emmanuel Levinas in the late 1920s, the generation of 1933
was not yet ready to scrap the teleological project on which their educa-
tion had been founded. It was not until Alexandre Kojeve's seminar on
Hegel at the Ecole Pratique des Hautes Etudes from 1933 to 1939 that
this generation began to incorporate Heidegger's philosophy into their
own work. In Kojeve's seminar, Heidegger's Being and Time served as the
light by which Hegel could be read to rehabilitate the concept of his-
tory through an understanding of progress in relation to struggle. But
the generation of 1933 also read Heidegger in the light of their own
philosophical heritage and training. The new and foreign philosophy of
Heidegger was modified to fit an old and familiar schema.
Heidegger's philosophy was understood by the generation of 1933
in "existential" terms, as fundamentally anthropocentric and primarily
1. Robert Wohl, Tltf' Gnwralion of 1914 (Cambridge: Harvard University Press, 1979),
215.
280
Conclusion
281
THE THIRD READING
the nature of Heidegger's philosophy but also by the revelation of his affili-
ation with National Socialism. Mter that realization and in the wake of the
Shoah, Levinas and Blanchot were compelled to place Heidegger's thought
in permanent question. Given his political decisions, his philosophy could
not be left unchallenged. Using Heidegger's critique of anthropocentrism
and intellectualism, Levinas and Blanchot looked to construct a new phil-
osophical program that could rethink the primacy of the su~ect in rela-
tion to the other and by doing so move beyond Heidegger's concern with
being toward an emphasis on ethics. This third reading, which sought to
challenge Heidegger's thought, represents another cycle of repetition that
broke with the orthodox understanding of the second reading and led to a
whole new realm of possibilities.
Emmanuel Levinas's Totality and Infinity is itself a fitting conclusion to
the first phase of the reception of Heidegger in France that began with
his work in the late 1920s. With that book, he closed the door on the
first reading and opened the door to a dialogue with the second reading
that shifted the focus of the discussion to include the other in relation
to ethics, testimony, desire, responsibility, and the secret. These themes
would become central areas of investigation for thinkers such as Georges
Bataille, Maurice Blanchot, and Jacques Lacan, but also for younger
thinkers such as Jean Baudrillard, Helene Cixous, Jacques Derrida,
Gilles Deleuze, Michel Foucault, Philippe Lacoue-Labarthe, Jean-Fran-
c;ois Lyotard, Jean-Luc Nancy, and Paul Ricoeur. This opens the second
phase of the reception of Heidegger in France.
The second phase is also marked by the rise of structuralism and this
separates and distinguishes it from the first phase. A history of that phase
would begin with an overview of the rise of structuralism in the 1950s and
its opposition to the existential phenomenological project as embodied
in the work of Sartre. 2 This would then lead to an investigation of the
philosophical production of Maurice Merleau-Ponty and Jacques Lacan
in the 1950s. These two veterans of Kojeve 's seminar on Hegel formed a
bridge between the use of Heidegger and structuralism that shaped the
second phase of the reception of Heidegger in France.
Merleau-Ponty attempted to appropriate the works of Mauss, Levi-
Strauss, and Saussure in the service of his phenomenological project and
in the process he introduced a generation of young philosophers to mod-
ern linguistics and anthropology. 3 I would argue that Merleau-Ponty's turn
2. Specifically, one would look to Claude Levi-Strauss's critique of Sartre and the primacy
of the phenomenological subject in /,a fJi'nSPe smwage (Paris: Pion, 1962). See Fran~ois
Dosse, 1/istrrry of Stru.rturali~rn. vols. 1 and 2, trans. Deborah Glassman (Minneapolis:
University of Minnesota Ptess, 1997); Gary Gutting, French Philosophy in the Twentieth Century
(Cambridge: Cambridge University Press, 2001).
3. Dosse, llistory ofStnutumlisrn, 38-39.
282
Conclusion
4. Jacques Lacan, report to the Rome Congress held at the Instituto di Psicologia della
Universiti di Roma, September 26-27, 1953. Published as "Fonction et champ de Ia parole
et du langage en psych analyse" in Errits I (Paris: Editions du Seuil, 1966).
5. A corollary condition that distinguishes the second phase from the first is that
Heidegger's philosophy was increasingly presented in relation to that of Nietzsche.
Whereas in the first phase this relationship was occasionally explored, in the second it
became essential. This too is related to the concerns of the young "structuralists" and their
own interest in Nietzsche and language. Michael Roth explores this in Knowing and 1/istury
(Ithaca: Cornell University Press, 1988), afterword.
283
THE THIRD READING
the significance ofVichy had shifted several times, based primarily on the
issues of collaboration and/or resistance. 6 Given Heidegger's affiliation
with the fonner Resistant Jean Beaufret, it makes sense that the debate
would originally be focused in terms of whether or not Heidegger was a
Nazi. Mter the work of Levinas and Blanchot, the issue of Heidegger's
silence on the Shoah loomed larger and larger, as the centrality of the
Shoah became a growing source of concern for France as a whole.
In the second phase of the reception of Heidegger in France, any use
of Heidegger's philosophy constantly confronts the issue of the Shoah,
even when one decides to ignore its relevance. But here we return to
the issue of the repeated Heidegger Mfairs in France. Since the first
Heidegger Affair in 1946, there were two other large-scale affairs at
twenty-year intervals, in 1968 and 1988, with countless minor skirmishes
in between. Each subsequent Heidegger Mfair has been more virulent
and heated than its predecessor. The reason for this escalation lies in
the nature of the appropriation of Heidegger's philosophy, first by the
existentialists, then by Jean Beaufret and his students, and finally by pro-
ponents of a certain understanding of postmodernism. Each successive
cycle of Heidegger's reception in France has been based on the ground
cleared by the movement before it and the phenomenon of his philoso-
phy has established its own French tradition over the past fifty years. In
this light, Tom Rockmore's claim, in his assessment of the escalation of
each Heidegger Affair, that "French scholars sometimes acted as if they
were as much engaged in defending French thought as in defending
Heidegger's position" is absolutely correct. 7 Heidegger's thought has
been sufficiently incorporated into the French philosophical tradition
through the publication of works by French intellectuals indebted to his
thought that a "French Heideggerian" tradition ha<i become a source
of national pride. But as Heidegger's philosophy has been presented
as more and more "French" over the years, its questioning of progress,
rational knowledge, and humanism has placed it in constant conflict
with the fundamentally rational humanist republicanism of the larger
French canon. Thus one can read attacks on French Heideggerianism by
other French intellectuals as internal conflicts attempting to refocus the
future of French philosophy on purely French philosophical grounds.
But there is another factor that precludes the possibility of any defini-
tive settling of the Heidegger Affair. This is the fact that the parameters
of the debate over Heidegger and National Socialism were established
6. Henry Rousso, The Vi-rhy Syndm71!P (Cambridge: Harvard University Press, 1991), chap.
4: "Obsession:Jewish Memory."
7. Tom Rockmore, "Heidegger's French Connection," in '/111' llndl!f!Jrf:r Caw, ed. Tom
Rockmore andjoseph Margolis (Philadelphia: Temple Unive1sity Press, 1992), 378.
284
Conclusion
during the first Heidegger Affair and based on the first reading of Hei-
degger in France. Both the necessitarian thesis, which sees Heidegger's
philosophy as inherently National Socialist, and the contingency thesis,
which sees his politics and his philosophy as unrelated, were established
through the debates of the first Heidegger Affair. The survival of these
strategies throughout the numerous readings and interpretations of Hei-
degger's work has more to do with their efficacy in defending or prosecut-
ing Heidegger than with their ability to explain Heidegger's relationship
to National Socialism. The contingency thesis, presented by de Waehlens
during the first Heidegger Affair, included a defense strategy that claimed
anyone who thought that Heidegger's philosophy was compatible with
National Socialism did not understand that philosophy. This claim holds a
certain ironic validity if one understands Heidegger's philosophy through
the first reading of Heidegger in France, but it has served equally well for
Beaufret, despite its increasingly absurd nature in light of the avalanche of
historical information linking Heidegger to National Socialism.8
There is a definite link between Heidegger's philosophy and his deci-
sion to turn to National Socialism in the 1930s. But the extremist nature
of the necessitarian and contingency theses have precluded any serious
investigation into this link by forcing one to focus on whether Heidegger
was or was not ~ National Socialist and whether his philosophy was orwas
not National Socialist. This belies the complexity of the question by privi-
leging an immediate polemical response. This need for a response that
allows one to take a stand on the Heidegger issue has become an inher-
ent characteristic of the second phase of the reception of Heidegger in
France. But the ability to align oneself "with'' or "against" Heidegger has
in no way resolved the issue of Heidegger's political choice or of the rela-
tion of his politics to his philosophy. As jacques Derrida pointed out, this
is part of the fascination with the Heidegger Mfair
precisely because no one has ever been able to reduce the whole work
of Heidegger's thought to that of some Nazi ideologue. This "record"
would be of little interest otherwise. For more than a half-century, no
rigorous philosopher has been able to avoid an "explanation" with
[explication avec (auseinandersetz.ung)] Heidegger. How can one deny
that? Why deny that so many "revolutionary," audacious, and trou-
bling works of the twentieth-century have ventured into or even com-
mitted themselves to regions that, according to a philosophy which is
8. See Victor Farias, Ilei.de-ggpr and Nazism, trans. Gabriel R. Ricci (Philadelphia: Temple
University Press, 1989); Hugo Ott, Martin HeidJ>gger: Untmiii'J.TS zu .\'einer Biographie (Frankfurt
an Main: Campus, 1988); Richard Wolin, The Politics of Being: The Political Thought of Martin
J/eidegger (New York: Columbia University Press, 1990); Tom Rockmore, On 1/eideggers
Nazism and Philosophy (Berkeley: University of California Press, 1992).
285
THE THIRD READING
286
Conclusion
that the site that has become the "home" of his appropriation in philoso-
phy is entirely uncomfortable with the un(heim)lich nature of that phi-
losophy and the means by which it entered-through a continental drift
of Eastern European and German emigres who found positions within
the French universities and publishing industries but were outside the
mainstream of French academic thought.
In his 1988 essay Heidegger and "the jews," Jean-Fran(,;ois Lyotard
attempts to present an explanation for the reception of Heidegger's phi-
losophy in France. He places Heidegger's work within a French literary
tradition that holds that the real objective of literature is to represent in
words what every representation misses, what is forgotten. This, Lyotard
contends, is what philosophers in France have understood to be at work
in Heidegger's texts. But in establishing his explanation, Lyotard pres-
ents a question he claims he will not, or perhaps cannot, answer. "I will
not try to 'explain' here why it was France that found itself in charge of a
thinking of the immemorial. To assume that an 'explanation' is permis-
sible and possible means to presume that it bears some relationship to a
'political' history (which is more than a story) marked by the beheading
of a king." 10
This passage is illuminating on a number of levels-first and foremost
because it once again attempts to explain the phenomenon of the popu-
larity of Heidegger's philosophy in France by placing his work within a
preexisting French tradition, but also because it reveals the problematic
nature of this sort of incorporation. Lyotard links Heidegger's thought
to the origins of the French Republic, "marked by the beheading of a
king." This can be interpreted literally, as the beheading of Louis XVI, or
allegorically, as the beheading of the Cartesian tradition, as in Levinas's
description of the "deposition of the sovereign ego . in the sense one
speaks of deposed kings."ll In either case it represents the establishment
of a new tradition that breaks abruptly and violently with the old. But this
new tradition, despite its antipathy toward the old, is inextricably linked
and beholden to the previous tradition by the nature of this break. In this
sense, Lyotard places Heidegger's philosophy within the French repub-
lican tradition, but as a response to the darkest moments of excess and
terror. In Lyotard's model, the use of Heidegger's philosophy in France
is haunted by an internal critique of the tradition that inherited it. 12
10.Jean-Frant;ois Lyotard, /JeidRggerand t/u> "jf"ws, "trans. Andreas Michel and Mark Roberts
(Minneapolis: University of Minnesota Press, 1990), 5.
11. Emmanuel Levinas, Ethics and Infinity, trans. Richard A. Cohen (Pittsburgh: Duquesne
University Press, 1985), 51.
12. The work ofLevinas became popular in the 1960s for a myriad of reasons, not the least
of which was his use of Descartes in Totality and Infinity to rethink, and thus rehabilitate,
Heidegger's philosophy by moving past it.
287
THE THIRD READING
228
Index
Action (journal), 150, 170, 171 Bergsonism, 5, 8, 35, 36, 55, 69, 114, 115,
Agregation, 42, 50, 52, 55, 113, 115, 159, 200 252
Alliance Israelite Universelle, 42 Biemel, Walter, 201,204
Anti-Semitic/ism, 9, 20, 22, 147, 175,211, Bifur (journal), 117, 119
212 Blanchot, Maurice, 4, 18, 29-31, 162,
Aristotle, 5, 24, 2fi, 142, 144, 145, 255 209-244; "disaster," 212, 214-217, 221,
Aron,Jean-Paul, 203 222.225,237,240,242,243,245,247,
Aron, Raymond, 3, 5, 9, 18, 27, 36, 42, 279, 282-284, 286; L'icriture du desastre,
45,55,56,57,66,84,87-95, 100,106, 217, 224; "La litterature et le droit a Ia
109,111-113,115,116,119,120,130, mort," 225-241; Thomas l'obscur, 214, 215,
131, 133, 158, 159, 175, 178, 180, 218-221, 228, 232, 235; Le Tres llau.t, 215,
185, 204, 209, 281, 286; "historicality" 216, 234-236; use of il y a, 21~221, 223,
( Geschictlidtkeit), 93, 94; Introduction aIa 230,235-237,240,241
philosophie de l'histoire, 90-93, 106, 112, Bloch, Marc, 23
178, 180; Kojeve's influence, 88-94 Blonde!, Charles, 24, 26, 39, 42
Axelos, Kostas, 195, 201-204 Blum, Leon, 54, 210, 211
Bonaparte, Napoleon, 49, 50, 78
Barrc~s, Mamice, 43 Bougie, Celestin, 88, 90
Barthes, Roland, 201 Boutmy, Emile, 53
Bataille, Georges, 45, 56, 65, 66, 95, 150, Brasillach, Robert, 211
209,225,227 Brehier, Emile, 56, 58, 86, 90, 163, 164, 169,
Bataille-Lacan, Sylvia, 203 185
Baudelaire, Charles, 29 Breton, Andre, 66, 95
Baudrillard,Jean, 279 Brunschvicg, Leon, 5, 6, 9 n. 11, 23, 36,
Baumler, Alfred, 175 39-43,55,56,58,59,86,9o, 100,101,
Beaufret,Jean, 4, 5, 9, 10, 12, 18, 70, 83, 112, 114, 159, 160
154,157-164,166,167,184-186,188, Butler,Judith, 72
196,197,199-206,209,222,243-245,
281,284,286 Carteron, Henri, 24, 26
Beauvoir, Simone de, 56, 115, 116, 119, 166, Cartesian, 32, 40, 44, 68-70, 85, 87, 98, 109,
167 113, 114, 121. 132, 135, 140, 149, 151,
Bergson, Henri, 6, 7, 23-26,28,29,35, 51, 153, 154, 165, 167, 184, 191,201,210,
59,67,69,88,89,100-102,104,113,114, 213,214,218,222,236,237,250,252,
120,144,254,255 260,281,287
289
INDEX
290
Index
291
INDEX
292
Index
293
INDEX
World War Two, 18, 30, 42, 57, 69, 79, 91. 209,218,224,225,243,245-247,251,
103, 104, 109, 112, 130, 132, 133, 149, 256
151,152,154,159,162,169,200,204. Zola, Emile, 25, 43
294