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Biotechnic & Histochemistry

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Brazilwood, sappanwood, brazilin and the red dye


brazilein: from textile dyeing and folk medicine to
biological staining and musical instruments

Rw Dapson & Cl Bain

To cite this article: Rw Dapson & Cl Bain (2015) Brazilwood, sappanwood, brazilin
and the red dye brazilein: from textile dyeing and folk medicine to biological
staining and musical instruments, Biotechnic & Histochemistry, 90:6, 401-423, DOI:
10.3109/10520295.2015.1021381

To link to this article: http://dx.doi.org/10.3109/10520295.2015.1021381

Published online: 20 Apr 2015.

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Download by: [University of California, San Diego] Date: 14 September 2015, At: 06:58
Brazilwood, sappanwood, brazilin and the red dye
brazilein: from textile dyeing and folk medicine to
biological staining and musical instruments
RW Dapson1, CL Bain2
1Dapson & Dapson, LLC, Richland, Michigan and 2Mineralized Tissue Histology Research Laboratory, School of
Dentistry, Indiana University-Purdue University-Indianapolis, Indianapolis, Indiana

Accepted February 17, 2015


Downloaded by [University of California, San Diego] at 06:58 14 September 2015

Abstract

Brazilin is a nearly colorless dye precursor obtained from the heartwood of several species of trees
including brazilwood from Brazil, sappanwood from Asia and the Pacific islands, and to a minor
extent from two other species in Central America, northern South America and the Caribbean
islands. Its use as a dyeing agent and medicinal in Asia was recorded in the 2nd century BC, but
was little known in Europe until the 12th century AD. Asian supplies were replaced in the 16th
century AD after the Portuguese discovered vast quantities of trees in what is now Brazil.
Overexploitation decimated the brazilwood population to the extent that it never fully recovered.
Extensive environmental efforts currently are underway to re-create a viable, sustainable
population. Brazilin is structurally similar to the better known hematoxylin, thus is readily oxidized
to a colored dye, brazilein, which behaves like hematein. Attachment of the dye to fabric is by
hydrogen bonding or in conjunction with certain metallic mordants by coordinative bonding. For
histology, most staining procedures involve aluminum (brazalum) for staining nuclei. In addition
to textile dyeing and histological staining, brazilin and brazilein have been and still are used
extensively in Asian folk medicine to treat a wide variety of disorders. Recent pharmacological
studies for the most part have established a scientific basis for these uses and in many cases have
elucidated the biochemical pathways involved. The principal use of brazilwood today is for the
manufacture of bows for violins and other stringed musical instruments. The dye and other
physical properties of the wood combine to produce bows of unsurpassed tonal quality.

Key words: brazilein, brazilin, brazilwood, ethnopharmacology, musical instrument woods,


natural dyes, pernambuco, sappanwood, tropical forest conservation, violin bows

Brazilin is a red dye precursor obtained from the woods has been much broader, but lesser known.
heartwood of several species of tropical hardwoods, We characterize here brazilin and its various sources.
principally brazilwood and sappanwood. While We provide also an historical and geographical
several other natural dyes (cochineal/carmine, review, and discuss environmental issues, chem-
indigo, kermes/kermesic acid and madder/alizarin) istry, medicinal uses, pharmacology, and its role
have played pivotal roles as colorants through in music, textile dyeing and histological staining.
history and in society (Balfour-Paul 2006, Greenfield Several important references in Portuguese are
2005), brazilins influence and that of its source reviewed here, which makes their information avail-
able to English speaking readers for the first time.
To clarify, brazilin, like hematoxylin, technically
Correspondence: Richard W. Dapson, Dapson & Dapson, LLC, is not a dye; it is colorless and has no real means of
6951 East AB Avenue, Richland, MI 49083. Phone: 269-929-
7741, e-mail: dick@dapsons.com
binding to substrates. Nevertheless, both substances
2015 The Biological Stain Commission have been referred to as dyes even in fields like
Biotechnic & Histochemistry 2015, 90(6): 401423. histology where the distinction is fairly well known.

DOI: 10.3109/10520295.2015.1021381 401


Histologists buy or make hematoxylin solutions, French, both meaning wood of Brazil) for the main
then stain nuclei with hematoxylin, when in fact South American source, and sappanwood or Sappan
the active ingredient is hematein. In similar fash- Lignum from Southeast Asia and Malaysia. Other
ion, early users of brazilin for histology referred to names are given in Table 1. In most cases today,
its staining solutions as brazilin. Modern craft brazilin is the technical term for reasonably pure
dyers sometimes call their solutions brazilin rather dye and the other names commonly are applied to
than brazilwood even when the dye bath is red crude extracts and unextracted sawdust or wood
(obviously both brazilin and brazilein are pres- chips.
ent). Here we prefer to refer to brazilin as a red dye Historical and modern literature is quite con-
precursor. fusing because scientific, common and commercial
Our article primarily is a review of literature; names of the source trees have been used rather
however, some new information is presented in the indiscriminately or inaccurately. Moreover, there
section on dye chemistry that is based on the use is little uniformity in spelling in English language
of the molecular modeling software package, Chem references, especially those from the middle 1800s
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Draw, as described elsewhere by Dapson (2005, and earlier. Carelessness, transliteration from other
2013). We have drawn a structural formula in which languages or the direct use of foreign terms in
the energy of bonds between atoms is minimized English writings have made it difficult for modern
to achieve the lowest energy conformation, then readers to know the true source of the dye.
we performed quantum mechanical calculations to On one occasion, confusion about nomencla-
obtain various numerical parameters that are use- ture led to a lawsuit, Seixas and Seixas vs. Woods
ful for characterizing the molecule and its chemical (New York State Supreme Court, 1804). Brazilleto
behavior. (brazilwood) was advertised and sold by a trad-
ing company, but the buyer later discovered that
Nomenclature the goods actually were peachum (peachwood,
Nicaragua wood). The former was a valuable
Mohr (1950) posited that brasil is a corruption commodity, but the latter essentially was worth-
of some unknown and lost word in an unidenti- less. The trader refused to refund the money and
fied Asian language. Mayer (1943) derived the the buyer sued. The Court determined (with
word from the Arabic term, braza, which means dissension) that the trader was ignorant of the true
fiery red. In Europe, Portuguese traders and mer- nature of the wood, did not knowingly deceive the
chants referred to the dye extracted from Asian buyer, offered no warranty and thus was not held
sappanwood as braise, meaning live or burning liable. Incidentally, this became case law for caveat
ember. Various medieval names for the dye of com- emptor (let the buyer beware).
merce (brezellum, brasilium, bresellum as well as Brazilein is the scientific term for oxidized
the most common brasil) were derived from one brazilin. To avoid confusion with brazilin when
or several of these sources. Venetian tradesmen speaking, brazilein should be pronounced with
referred to the dye as verzino (Italian) before 1500, four syllables, while the Brazilian Portuguese word
but when Portugal imported vast quantities from brasileina is pronounced with five syllables. The
South America, its name (brasil and its derivatives) vernacular equivalent in textile usage was aged
quickly superseded the Italian term. Whatever the brazilwood, aged sappanwood or aged Nicaragua
original derivation, the Portuguese named the land wood.
from which they obtained the wood, Terra de Brasil,
later shortened to Brasil (Brazil in English), in rec- Sources of the dye
ognition of this valuable resource.
Pernambuco (in both Portuguese and English) Brazilin is found in the heartwood of several species
is a geographic variety of brazilwood. The name is of trees found in a tropical band across Central
derived from the state in Brazil from which some of and South America, India, and the Asian Pacific
the finest wood was harvested for the manufacture coasts and islands (Table 1). The species of his-
of bows for stringed instruments. torical and commercial importance are Caesalpinia
Brazilin (CI 75280, natural red 24; brasilina in echinata, C. sappan and Haematoxylum brasiletto.
modern Portuguese) is the name used for histol- These and several closely related species are not
ogy and pharmacology. In other fields, however, it readily distinguished from one another with cer-
is more commonly called by the same name as the tainty by persons other than experienced botanists,
trees from which it is derived, thus brazilwood or which further confounds the literature. All belong
brasilwood (pau-brasil in Portuguese, bois de Brsil in to the legume family, Fabaceae (Leguminosae or

402 Biotechnic & Histochemistry 2015, 90(6): 401423


Table 1. Common and scientific names of trees producing brazilin.

Scientific name Location Common name(s)

Caesalpinia echinata Brazil Brazilwood, pau-brasil (Port.),


pernambuco, brazilletto
Caesalpinia sappan Southeast Asia Sappanwood, Lignum Sappan,
Sappan Lignum, lima wood, bois
de sappan (Fr.), suwo (Jap.)

Caesalpinia violacea Caribbean islands Brazilette and brsillet (Sp.)


(  C. brasiliensis)
Hematoxylum brasiletto Central America, northern Peachwood, peachum or peachum
South America wood, Nicaragua wood, palo de
brasil (Sp.)
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Caesalpiniaceae according to some botanists). 16th centuries, the species is most often a shrubby
Leaves of these three species are compound, con- tree that grows up to 12 m in height. The trees favor
sisting of three to more than 10 branches (pinnae), dry, calcareous clay or sandy-clay soils from high,
each of which in turn bear from two to 30 leaflets dry areas to seasonally dry forests along the coast,
(Fig. 1). The number of pinnae and the number of which is quite different from their close relative,
leaflets on each pinna is highly variable within each logwood (Haematoxylum campechianum), which is
species depending upon geographic location and found in lowland swamps along the coast of Belize
probably genetic factors. Prickles are found at the and northern Yucatan (Mexico).
leaf bases. The trunk and branches may bear thorns. Brazilwood is known only from Brazil (Cardon
Sweetly scented yellow flowers are clustered into 2007, IPCI-Canada 2014), specifically in the coastal
pannicles borne on the tips of branches or less often areas of the Mata Atlantica (Fig. 2). Sappanwood
at the bases of branches. Authorities differ concern- (Caesalpinia sappan) is a shrubby, thorny tree up to
ing the features that distinguish the species (cf. about 8 m in height. Its natural habitat is hilly terrain
Cardon 2007 and Cavalcante de Lima and Werneck with clay soils at low to medium altitudes. The
da Cunha 2013) and taxonomic revisions continue. original range is thought to have included south-
For our purposes, scientific and vernacular names ern China, central India, Burma and Thailand. Over
are as specified in Table 1. many centuries, sappanwood was cultivated, then
Before overexploitation by Europeans, brazil- naturalized over much of northern India, Indonesia,
wood trees (C. echinata) could reach up to 30 m Papua New Guinea, the Philippines, Solomon
in height and 0.7 m in diameter (Cardon 2007). Islands, Sri Lanka, Taiwan and even Hawaii. It is
Because of massive overexploitation in the 15th and easily propagated by seeds. Sappanwood today
is used almost exclusively for medicinal purposes
(Cardon 2007).
Nicaragua wood, peachwood or peachum
(Haematoxylum brasiletto) also is known as brazileto,
brasileto (either may be spelled with two ts) or palo de
Brasil, which names occur also in English writings.
All of these names have only exacerbated the con-
fusion described above. Logwood (Haematoxylum
campechianum), the real source of hematoxylin, has
been called campeachy wood, so it is possible that
peachwood was used erroneously in early textile
dyeing literature. The names, brazilette and brsillet,
were used by the French for wood products, admit-
tedly inferior, from Jamaica and other Caribbean
islands, but these almost certainly came from a
related species, Caesalpinia violacea (C. brasiliensis)
Fig. 1. Compound leaf of brazilwood measuring with a low content of brazilin (Cardon 2007). Names
approximately 32 cm in length. Photograph taken in 2014 aside, Nicaragua wood usually grows only 2  3 m
in a park in Sao Paulo, Brazil. high as a shrub whose tangled branches are heavily

Brazilin, brazilwood and sappanwood 403


apparently was not used originally as a traditional
Chinese dye, because it was not included in a list
from the Western Zhou Dynasty (1045  711 BC),
but it probably was used in China as a medici-
nal during this early period (Ye et al. 2000). It is
mentioned repeatedly in classical texts from India
during the 6  12th centuries AD (Cardon 2007).
Arabic trade records show that sappanwood
arrived in Europe more than 10 centuries ago and
French records date back to 1085 AD (Aguiar and
Pinho 2007). These sources indicate that sappan-
wood came mostly from Japan, the Moluccas (Spice
Islands) and Thailand.
Brazilin from Chinese sappanwood was exported
to Japan during the Asuka period (593  710 AD) to
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produce the special color, koro, on silk. In 820 AD,


the Emperor established koro as an official color in
Japanese ceremonial costumes. This was mentioned
subsequently in the Engishiki in 927 AD (Hiroshi
Fig. 2. Map of Brazil showing the location of the Mata 2007), which prescribed its exclusive use by the
Atlantia before 1500 (light green) and today (medium aristocracy and Emperor s court. The Engishiki, a
green). Former distribution of brazilwood appears in dark
set of 50 scrolls written between 905 and 927 AD,
blue. States containing the Mata Atlantic are labeled, with
codified laws, procedures and customs for the Heian
those known to contain natural populations of brazilwood
today indicated by an asterisk, as follows: AL, Alagoas*; Court. Its influence over Japanese culture remains
BA, Bahia*; CE, Ceara; ES, Esprito Santo*; GO, Goias; to this day, e.g., ceremonial dolls still are dressed in
MP, Minas Gerais; PB, Paraiba*; PE, Pernambuco*; PI, cloth dyed with brazilin.
Piaui; PR, Parana; RJ, Rio de Janeiro*; RN, Rio Grande Shortly after the Engishiki was published,
do Norte*; RS, Rio Grande do Sul; SE, Sergipe*; SP, Sao European explorers and traders left records of
Paulo. This figure is a composite of separate maps in IPCI- sappanwood use and cultivation throughout
Canada (2014), used with permission. Additional Southeast Asia. Thereafter, sappanwood became a
information from Cardon (2007) and Mejia and Buitron highly valued article of commerce. Tax lists from
(2008) was added. Ferrara, Italy contain verzino, the Italian word for the
dye, in 1193 and from Barcelona, Spain in 1280 (Leg-
thorned. It grows only along the western portion gitt 1944). Three grades of the dye were recognized
of Costa Rica and Mexico, and another population in the Commercial Handbook of Pegolotti, a manual
exists in Columbia, northern Venezuela and the written in 1340 by Florentine banker, Francesco
nearby offshore islands. Nicaragua wood is not cul- Balducci Pegolotti, for merchants traveling to
tivated (Cardon 2007), probably because of its lower China (Yule 1874). As an aside, Yule translated
dye content. the original Italian manuscript, whose title was
Regardless of origin, the article of commerce was variously known as Libro di divisamenti di paesi e
and is in the form of logs, billets, sticks, chips and di misuri di mercantanzie e daltre cose bisognevoli di
sawdust of heartwood. The outside of larger pieces sapere a mercatanti, [Book of descriptions of countries
is dark red from oxidation of brazilin to brazilein, and of measures employed in business and of other things
while the interior, if reasonably fresh, is nearly col- needful to be known by merchants], or more simply
orless. The wood has an aroma and bittersweet taste La Practica. According to Pegolotti, the best dye
(Crace-Calvert et al. 1876). came from Malabar (southwest coast of India), the
second best from Lambri, Sumatra and the poorest
History grade from Siam (Thailand).
Crimson (bluish-) and scarlet (orange-) reds,
produced by the insect-derived dye kermes (kermesic
Sappanwood
acid, CI 75460) from the Levant and Eastern Europe,
Archeological textiles from Turkistan provide con- had already been reserved for high governmental
clusive evidence that brazilin had been used since and ecclesiastical symbols in Europe by the time
at least the 1st or 2nd century BC through the 3rd Asian brazilin arrived in Europe. Madder (alizarin,
century AD (Cardon 2007). Sappanwood extract CI 58000) was widely used to dye wool and silk

404 Biotechnic & Histochemistry 2015, 90(6): 401423


shades of dull red or orange, but sappanwood Portugal finally realized the land was part of a con-
offered a more robust red color at a cost consider- tinent, the name was changed to Brasil [Brazil] in
ably lower than kermes; thus the dye was adopted honor of the valuable tree.
quickly by all, including the lower classes in Europe
(Greenfield 2005).
Sappanwood trade with Asia came to an abrupt Harvesting brazilwood
halt shortly after the discovery of the Americas and Once a tree was felled, the bark and sapwood were
subsequent importation of a much richer dyewood stripped off. The wood was so heavy it had to be
called brazilwood. The change caused consider- cut into billets 5 palmas (hand spans) in length, or
able political and commercial strife among the five about 110 cm (1.2 yards). These were carried on the
great exploring nations of the 16th century: England, shoulders of local Indians, then later by African
France, Portugal, Spain and The Netherlands slaves. Eventually ox carts were used as the distance
(Aguiar and Pinho 2007, Auricchio 2014, Defillips between the harvest site and a navigable waterway
1998, Greenfield 2005, Mohr 1950). increased beyond the endurance levels of the carri-
ers. In the early 1600s brazilwood provided more
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than half of the annual import revenues for Portu-


Brazilwood gal. When Brazil gained independence in 1822, the
Geopolitical aspects Portuguese monopoly ended, but the country was
Much of the following historical account, unless so far in debt that it had to use brazilwood to pay
otherwise noted, is derived from Aguiar and its loans.
Pinho (2007), an authoritative Portuguese language Estimates of the yield of brazilwood logs vary
on-line pamphlet from the Institute of Botany in widely. During the first 30 years, 300 metric tons
Sao Paolo, Brazil. Defilipps (1998) is another general were shipped annually (Auricchio 2014). Based on
historical source. Cabral discovered the northeast trade records and speculative estimates of average
coast of South America in 1500 as he attempted tree size and density in the forests, 6,000 km2 of
to sail to India, and he claimed the new land for low altitude coastal rainforest (Mata Atlantica) were
Portugal. He landed in what is now Porto Segura devastated during the first century of exploration.
in the state of Bahia. Believing he was on an island, Another estimate claimed 2 million trees of various
he named it Ilha de Vera Cruz [Island of the True species had been cut during that period. During the
Cross]. 16th and 17th centuries combined, more than 91,000
News of the discovery and its treasure spread metric tons of brazilwood were harvested; which is
quickly. A map made in Lisbon in 1502 shows the equivalent of about 527,000 trees.
brazilwood trees. By 1503, commerce in the wood
was well established. The dye was very popular Secondary market for brazilwood
in Europe so the Portuguese Crown declared a In 1775, the Frenchman, Franois Xavier Tourte,
monopoly on brazilwood in 1511 and established an fashioned a violin bow of brazilwood. Because of
excise tax of 15%. The tax caused England, France, its superior resonance qualities (described below
Holland and Spain to ignore the monopoly and under Bow making), demand for the tree grew
to harvest (or pirate) their own timber (Auricchio even greater. When the market for natural tex-
2014). France operated out of La France Antarctique, tile dyes collapsed in the latter quarter of the 19th
now Rio de Janeiro. The land was so large that the century, bow makers became the principal users of
Portuguese Crown remained either unaware or brazilwood.
unconcerned until 1530 when two French mer-
chant ships, commandeered by the Portuguese as
they were re-provisioning in Spain, were found to Environmental aspects of brazilwood
contain considerable wealth in brazilwood, gold Before the collapse of the natural dye market,
and parrots. The Crowns solution was to colonize however, the devastation of the Mata Atlantica had
the land by establishing Captaincies in what was continued almost unabated for nearly 375 years
then called Terra de Santa Cruz [Land of the Holy despite several well-intentioned efforts to the con-
Cross]. Captaincies were self-governing administra- trary, albeit not always for environmental reasons.
tive regions given to Portuguese nobility and other The First Royal Charter in 1542 established rules
friends of the government in the Azores, Madeira and punishments for harvesting in an attempt to
and what later became Brazil. The Brazilian protect Portugals economic interests (Auricchio
Captaincies existed from 1534  1549 and effectively 2014). In 1605, the Kings Phillippe III of Spain and
returned control of commerce to Portugal. When Phillipe II of Portugal approved another set of rules

Brazilin, brazilwood and sappanwood 405


to rationalize and regulate the trade in brazilwood. that sustainable harvests are possible. Appendix
Harvesters were required to obtain permits from the III includes species that are not listed in the other
landowners. Penalties of death and confiscation of appendices and thus would be unregulated except
assets were mandated (Aguiar and Pinho 2007). The that a Party to the Convention, which already
annual harvest was set at 600 metric tons, this time regulates domestic trade, asks for help on an
to limit the supply in Europe so that prices could international scale.
be kept artificially high. The Charter Act of 1827 In 2001, a group of bowmakers from 10 coun-
transferred authority to local justices of the peace to tries became alarmed that brazilwood soon would
monitor and ban timber cutting. Brazils King Dom be placed in CITES Appendix I, which would make
Pedro II in 1850 again prohibited harvesting, but it unavailable. Their organization, the Interna-
that too was ignored as agricultural interests caused tional Pernambuco Conservation Initiative (IPCI),
forests to be cleared for coffee plantations. None developed a partnership with Brazilian authorities
of these measures had an effect on the decline of to create a re-forestation project whose ultimate
brazilwood. Hoping to avert disaster, Dom Pedros goal was to establish a sustainable harvest. The
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daughter, Princess Isabel, limited timber cutting to Brazilian Ministry of Agriculture agreed and estab-
a single company, but that was a short-lived mea- lished the Programa Pau-Brasil to begin re-forestation
sure. In the 1920s, Presidents Epitacio Pessoa and in the state of Bahia. The international bowmak-
Artur Bernandes established a Forest Code and ing community helps fund such projects through
an accompanying Forest Service, neither of which contributions and sale of merchandise. One IPCI
solved the problem (Auricchio 2014). project teamed cacao growers with bowmakers.
The first effective action, which created the fully Cacao trees fare best when associated with taller
protected Itatiaia National Park, occurred in 1934, (overstory) trees, and there now are thriving young
although the remainder of the coastal rain forest plantations using brazilwood to shade the cacao
continued to be overexploited. To raise awareness of trees (Rymer 2004). Several Brazilian bowmakers
the plight of the trees, brazilwood was designated including Arcos Brazil (http://www.arcosbrasil.
the national tree and May 3 became Brazilwood Day com/), Marco Raposa Bows (http://www.marcora-
in 1972. At that time, the Federal Rural University poso.com/) and Waterviolet Bows (http://www.
of Pernambuco (Universidade Federal Rural de watervioletbows.com.br/) have mounted massive
Pernambuco) developed a program to collect and re-forestation projects of their own, by growing
plant seeds of brazilwood to prevent extinction of plants from seed in nurseries and transplanting
the species (Auricchio 2014). them to plantations or natural settings. Because it
A series of regulations and directives finally takes at least 20  30 years to produce a harvestable
provided effective conservation with a goal of crop, their efforts only now are beginning to pay
obtaining a sustainable harvest. Regulation 37-N of off, but their activities definitely were an influential
April 3, 1992 put C. echinata on the official list of force in keeping brazilwood off CITES Appendix I.
endangered species (Ministrio do Meio Ambiente, At the June 2007 meeting of CITES, Brazil won
1992). Decree 3.607 of September 21, 2000 estab- approval to have brazilwood included in CITES
lished Brazil as a party to the Convention on Appendix II (CITES 2007). This was quickly codified
International Trade in Endangered Species (CITES) in Brazil (Ministrio do Meio Ambiente 2008). As
after establishing acceptable compliance procedures part of that commitment, a comprehensive national
(Presidencia da Republica da Brasil 2000). program was created to promote strategic actions
CITES is a treaty ratified by many countries to for preserving brazilwood and its natural habitat.
regulate trade in endangered species (see CITES These actions included evaluation of the status of
2014a for the text of the Convention). Its goals the species in its disparate locations, identifica-
are protection and development of endangered tion of conservation units and remaining pockets
populations to the point where sustainable harvests of Mata Atlantica, and promotion of sustainable
are possible. CITES publishes a list of endangered use and commercial farming in the public and
species, set out in three Appendices (CITES 2014b). private sectors. The program is linked to state and
Species in Appendix I are most endangered and local governments as well as civil organizations
cannot be sold in international commercial trade. (Ministrio do Meio Ambiente 2012) such as Global
Species in Appendix II are not threatened with Trees Campaign (GTC 2014), another initiative
extinction, but require strict regulation of inter- by bowmakers (IPCI 2014). A measure of success
national trade to prevent further decline of their of these efforts comes from the International Union
populations. Export permits are required and part for Conservation of Nature (IUCN), whose Red
of the permit application process requires evidence Book had included brazilwood as an endangered

406 Biotechnic & Histochemistry 2015, 90(6): 401423


species in 2010, but no longer lists it (IUCN 2010, Atlantica, but these areas have changed substantially
2014). during recent geologic history (Cavalcante de Lima
To illustrate how the proportion of heartwood and Werneck da Cunha 2013, Mejia and Buitron
increases with age of the tree, we calculated the 2008). Glacial periods actually were favorable to
surface area of heartwood and sapwood from trans- this species, because the forests became cooler and
verse cuts across the trunks of 12- and 27-year-old less humid. Under post-glacial conditions, how-
trees depicted in IPCI-Canada (2014). Heartwood ever, brazilwood became restricted to small refugia.
of the younger trees occupied approximately 19% While Mata Atlantica is widely diverse today in
of the total cross section, while that from the older terms of population structure, climate and elevation,
trees measured approximately 56%. Clearly, a sus- brazilwood still would be in clumped populations
tainable harvest is still one or two decades away, even without deforestation, because of its limited
because of the slow growth of heartwood. potential for dispersal (see next section). Over-
harvesting has simply made remnant populations
smaller. Not surprisingly, three morphologically
Habitat
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and geographically distinct groupings have been


The present status and fate of brazilwood are identified as a result of this isolation.
closely related to its habitat, the Mata Atlantica
(Fig. 1). This is a rainforest, both coastal and mon-
tane, with extraordinary ecological diversity. It Genetics
originally occupied 16% of Brazilian territory, or Brazilwoods discontinuous distribution had a
1.3 million km2 (one half million miles2). Since profound effect on gene flow. Seed dispersal is
1503, the forests have been cleared for timber limited; seeds fall to the ground within a few meters
(brazilwood, mahogany, rosewood and cedar) and of the parent tree and the pollen:seed flow ratio
agriculture (first sugarcane, then coffee). Estimates of 6.7:1 is very low, i.e., seeds are dispersed very
of the current size of the Mata Atlantica range from little and pollen is blown less than seven times
7  8% of the original to 11  16%; the higher figure that distance. Clearly, pollen cannot cross the inter-
includes fragments less than 100 hectares ( 0.4 vening spaces between refugia; therefore genetic
miles2). Because nearly 40% of the current habitat is variation within populations is limited (9%), while
fragmented and 80% of the fragments are very small inter-population variation is high. Variation among
( 50 hectares or  0.2 miles2), brazilwood restora- the three distinct groupings mentioned above
tion efforts face formidable challenges. It is simply account for 36% of total genetic variation, which
economically and logistically impractical to trans- is consistent with the theory that the species has
port labor, equipment and supplies to innumerable always lived in clumps with large distances between,
tiny plots (Aguiar and Pinho 2007, Carvalhal et al. and that the current fragmentation of populations
2014, Mejia and Buitron 2008, Ribeiro et al. 2009). resulted from re-emergence from refugia caused
Today, brazilwood is found in its natural habitat by changing sea levels during the Ice Age rather
only in the states of Alagoas, Bahia, Espirito Santo, than by over-harvesting during the past 500 years
Paraiba, Pernambuco, Rio de Janeiro, Rio Grande (Cardoso et al. 1998, Lira et al. 2003). Re-forestation
do Norte and Sergipe; it had been found in Minas efforts must be sensitive to this genetic informa-
Gerais until a few decades ago. Figure 2 overlays tion to avoid massive inbreeding on the one hand
the presumed original distribution and current or introduction of trees into areas for which they
distribution of Mata Atlantica, together with the are not genetically acclimated on the other. New
former distribution of brazilwood. Current natural genetic markers have since been developed for just
populations of brazilwood are too small to appear that purpose (Melo et al. 2007).
on the map.
Prospects for Mata Atlantic are bleak in the state Components of extracts
of Minas Gerais, where only 6.8% of the area is
forested (Da Fonseca 1985). In the state of Sergipe, Dye content of source wood
brazilwood trees were found rarely in 1994; in fact,
only a few small fragments of rainforest survive Billets of brazilwood typically are deep red on the
there (Rocha 2010). IPCI is working with others to outside, but pale yellow in the interior. The yellow
establish biocorridors to connect these fragmented color is due to brazilin and related compounds and
ecosystems (Rymer 2004). the red is brazilein. Once the heartwood is chipped,
The genus Caesalpinia in general and C. echinata rasped or pulverized into sawdust, brazilin even-
in particular, prefer the drier portions of the Mata tually is oxidized by air to brazilein. If the dye is

Brazilin, brazilwood and sappanwood 407


extracted soon after physical reduction of the heart- Perhaps the earliest reference to the chemical
wood, it is rich in brazilin with little brazilein, but structure of brazilin (and hematoxylin) is Chevreul
in many cases extraction is delayed and the brazil- (1808), but William Perkin Jr. and his colleague
ein content rises appreciably. Puchtler et al. (1986) Robert Robinson made the definitive determina-
noted considerable variation in the proportions of tion. Perkin is best known as the inventor of the
brazilin and brazilein in their samples of dye just first synthetic dye, mauve (CI 50245), but he also
as they did with hematoxylin and hematein in spent years investigating the structures of brazilin
samples of logwood. and hematoxylin. Perkin was recognized in the
Estimates of dye content of chips or sawdust 1907 inaugural address of the Manchester Library
are highly variable. Cardon (2007) stated that and Philosophical Society by incoming president
brazilwood contains about 1.3% brazilin, but sap- H. B. Dixon for, among other things, his work on
panwood contains only about 0.05%. By contrast, these two natural compounds (Dixon 19071908).
Zanin et al. (2012) claimed that sappanwood con- Perkin and several colleagues, notably Robinson,
tained 822% w/w brazilin. The large discrepancy presented a long series of papers at the Chemical
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could be due to several factors: variation in the Society of London and later published them in the
amount of time between pulverizing the wood and Journal of the Chemical Society Transactions over an 8
extracting the dye, the age of the tree, whether the year period under the title, Brazilin, haematoxy-
sample contained only heartwood or heartwood lin, and their derivatives (see citation of Robinson
and sapwood, and geographic differences among and Perkin 19011908 for the first eight papers). The
trees of the same species. The general consensus ninth paper in the series (Engels et al. 1908) reca-
among historical commercial references suggested pitulated the experiments. Ten years later, Perkins
that dye contents were as follows: pernambuco  son, A. G. Perkin and his colleague, A. E. Everest
other brazilwood  sappanwood  peachwood (1918) presented a thoroughly detailed and more
(Haematoxylum brasiletto)  brazilette (C. violacea). readable account. Parenthetically, Everest was the
first to isolate and characterize a group of antho-
cyanin dyes (Livingstone 1987). The structure of
Other compounds in extracts brazilein actually was determined by Robinson and
Brazilin and protosappannin B (in that order) are described in another series of papers by Perkin and
the major components of aqueous and/or alcoholic Robinson between 1926 and 1928 (not individually
extracts of sappanwood (Tong et al. 2013), followed cited here, but summarized by Livingstone 1987).
by protosappannins A, C E and sappanchalcone Morsingh and Robinson (1970) synthesized ()-
(see Washiyama et al. 2009 for structural formulas). brazilin and ()-hematoxylin (formerly called d,
Numerous minor phenolic components also occur, l-stereoisomers), and from those mixtures isolated
such as brazilein (Namikoshi et al. 1987, Fu et al. ()-brazilin and ()-hematoxylin, which were
2008, Zanin et al. 2012). Except for brazilein, these identical to the natural dyes. Huang et al. (2005)
components probably do not contribute signifi- developed a different synthesis of brazilin that
cantly to the color of the wood or extract, although involved regioselective reagents, but the outcome
it is possible that some, at least, occur in the natural again was a mixture of the two enantiomers; the
synthesis of brazilin (Saitoh et al. 1986) or may natural product, ()-brazilin, was not isolated. Yen
be converted to brazilein during dyeing (Cardon et al. (2010) synthesized ()-brazilin, then converted
2007). it to ()-brazilein.

Dye chemistry

Molecular structure of brazilin and brazilein


Brazilin (C16H14O5) is a homoisoflavonoid com-
pound (Cardon 2007), whose molecular weight is
286.98 (Lillie 1977). As already noted, it is readily
oxidized by contact with atmospheric oxygen or
other chemical oxidants to brazilein (MW 284.27)
with a loss of two hydrogen atoms to form a
carbonyl. It is in this way similar to hematoxylin
in behavior and structure; the latter possesses an Fig. 3. Chemical structure of hematoxylin (left) and brazilin
additional hydroxyl group (Fig. 3). (right). Most hydrogen atoms have been omitted.

408 Biotechnic & Histochemistry 2015, 90(6): 401423


textiles. Yan et al. (2005) developed a quantitative
method for brazilein using HPLC, with a detection
limit of 0.6 ng/20 l injection volume.
Organic molecules with aromatic systems
(alternating single and double bonds) are con-
sidered to be conjugated, i.e., the electrons of
conjugated atoms do not belong to any one atom,
but are mobile and free to move through the
system. They can be energized by extraneous
forces such as UV or visible light. Light absorbed
by the molecule causes the electrons to go from
a lowest energy ground state to an excited state.
Higher wavelengths of light are absorbed as the
Fig. 4. Brazilein in three-dimensional conformation to
show asymmetry. Brazilin appears similar.
number of electrons in a conjugated system
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increases.
Brazilin has two small conjugated systems of six
A three-dimensional depiction of ()-brazilein atoms each (Fig. 5, left). An aliphatic region with a
(Fig. 4) shows the molecules left/right, front/back carbon atom (C 7) and two single bonds separates
asymmetry well; the O 11 hydroxyl group projects the aromatic rings. The system is small, so only low
forward of the rest of the structure. The original wavelength (UV) light is absorbed and the molecule
two aromatic rings are twisted out of a single plane is colorless when pure. With oxidation, the number
to accommodate spatially the hydrogen atoms of electrons increases to 14 (Fig. 5, right), light is
attached to C 3 and C 14. See Fig. 5 for how atoms absorbed at longer wavelengths and the molecule
are numbered. becomes visibly colored. Compounds with conju-
Since Perkin and Robinsons work, the chemical gated systems of  30 atoms are likely to be fluores-
structures of brazilin and brazilein have been cent, as brazilin is (Juarranz et al. 1986). Solutions of
verified in various ways. The stereochemistry of brazilin may be colored weakly yellow or yellow-
both dyes was studied by Craig et al. (1964) and orange if contaminated with brazilein. Brazilein
like hematoxylin and hematein, they are ()- solutions are red. Acids cause brazilein to become
stereoisomers. NMR characterization of brazilein orange and alkalis produce a deep crimson color
was reported by Seon et al. (1997) and Wongsooksin (Crace-Calvert et al. 1876).
et al. (2008). Raman and infrared spectra for brazilin Although brazilin and hematoxylin are closely
and brazilein were obtained by de Oliveira et al. related molecules, far more work has been done
(2002), which provided a nondestructive assay for on the latter, probably because it has been more
identifying the dyes in archival and archeological important commercially as a dye since the late
specimens. Domnech-Carbo et al. (2005) used abra- 1800s. When oxidized, hematoxylin loses a proton
sive voltammetry, an electrochemical procedure, to from one of the paired hydroxyl groups to form a
identify brazilin and hematoxylin from 15th century carbonyl to form hematein. Various investigators

Fig. 5. Chemical structures of brazilin (left) and brazilein (right). Non-hydrogen atoms are assigned sequential numbers
by the modeling software. Carbon atoms in solid black circles belong to conjugated systems. Additionally, O21 is a conjugated
atom. Partial atomic charges for numbered atoms are listed in Table 2. Most hydrogen atoms have been omitted.

Brazilin, brazilwood and sappanwood 409


have presented different structural interpretations and c) an anion at O21 and a cation at O12. None of
(see Puchtler et al. 1986 and Bettinger and Zimmer- the structures proposed by either group of research-
mann 1991a for thorough reviews and their own ers is demonstrable by quantum mechanical com-
proposals); however, neither of these groups of putations. The latter investigators acknowledged
researchers was able to detect a carbonyl. Molecu- that their structures were not real and that only the
lar modeling software using quantum mechanical quantum mechanical combination of the structures
computations provides a simpler, more comprehen- describes the actual molecule; using partial charges
sible explanation. to represent the molecule accomplishes a reasonable
A nominal carbonyl is depicted for brazilein description.
(Fig. 4), but it is part of a conjugated system.
Unconjugated carbonyl oxygen atoms hold a high
Molecular structure of brazalum
partial charge, e.g., 0.88 in eosin Y, CI 45380,
but the partial charge of brazileins carbonyl Most formulated histological stains derived from
oxygen atom (21 in Table 2) is reduced substan- hematoxylin contain a complex of hematein and
tially to 0.25 by its dispersion among 12 carbon
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aluminum, and thus are known as hemalum solu-


atoms, particularly C6, 16 and 17. Hematein exhibits tions. Likewise, the term brazalum refers to the
the same charge characteristics as brazilein. By corresponding solution of brazilein and alumi-
contrast, Puchtler et al. (1986) chose to depict O21 num. Although several reports have both dyes
as an anion and C7 with a dot to signify a coordina- in their titles, little work actually has been done
tively unsaturated state. Unlike most free radicals, to elucidate the structure of brazalum except for
however, C7 is stabilized by the aliphatic cres- Wongsooksin et al. (2008). Much of the research
cent formed by C19, 8 and 9 (Puchtler et al. 1986). and speculation about the structure of hemalum is
Bettinger and Zimmerman (1991b) proposed three not germane to our review of brazalum, because
resonance structures for hematein: a) a carbonyl at of brazileins more limited opportunity for metal
C16 and O21, b) an anion at O21 and cation at C7, chelation. Hemalum, however, provides a reason-
able starting point for a discussion of brazalum,
although the following is not intended to be
Table 2. Partial charges on non-hydrogen atoms of
a complete description of the many molecular
brazilin and brazilein. species proposed for hemalum. To clarify, we
have standardized the terminology of dye/metal
Partial charges complexes and ratios so that the first term is the
dye and the second is the metal, as in hemalum
Atom Brazilin Brazilein
and brazalum, although many references put the
C1 0.11 0.13 metal first.
C2 0.24 0.20
According to various investigators, hemalum
C3 0.15 0.04
C4 0.13 0.15
consists of 1:1 (Arshid et al. 1954b, Bettinger and
C5 0.12 0.16 Zimmermann 1991b), 2:1 (Arshid et al. 1954b), or
C6 0.18 0.25 1:2 (Harms 1957, Baker 1962, Puchtler et al. 1986,
C7 0.01 0.05 Marshall and Horobin 1973, Marshall et al. 1979)
C8 0.04 0.07 ratios of hematein:aluminum. To some extent, the
C9 0.03 0.01 disagreement has its origin in different experimen-
O10 0.21 0.20 tal conditions. Curiously, none of the work was
O11 0.29 0.30 performed in the acidic pH range that nearly all
O12 0.25 0.24
hemalum stains use. As Bettinger and Zimmermann
C13 0.05 0.04
(1991a) and Puchtler et al. (1986) have shown,
C14 0.15 0.20
C15 0.01 0.01 hematein is neutral or ionic depending upon the pH
C16 0.06 0.29 and this can affect its interaction with aluminum.
C17 0.11 0.22 Unfortunately, after 60 years we still do not know
C18 0.08 0.02 with certainty the molecular structure of hemalum
C19 0.13 0.16 at its conventional staining pH (2.03.5). It is plau-
O20 0.27 0.22 sible, however, that in formulations with nearly
O21 0.25 0.25 equal molar proportions of dye and metal, the 1:1
See Fig. 5 for how the atoms are numbered. Partial charges on
complex is most likely, while in formulations with
three atoms (boldface) are significantly greater in brazilein owing very low proportions of dye to metal, a 1:2 ratio
to charge dispersal from the carbonyl oxygen (O21). should predominate.

410 Biotechnic & Histochemistry 2015, 90(6): 401423


binding two aluminum atoms, so 1:2 complexes are
impossible.

Physico-chemical properties of brazilin


and brazilein
In recent years, certain structural attributes of
molecules have been used successfully to predict
their behavior as stains, fluorochromes, therapeutic
agents or pesticides; the technique is called quan-
titative structure activity relationships (QSAR).
Several such quantitative measures, taken from
Juarranz et al. (1985), Rashid and Horobin (1991)
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and Dapson (2005) are given in Table 3 for brazilin


Fig. 6. Structure of a 1:1 complex of brazalum. The two and brazilein.
bonds connecting the aluminum atom to brazilein follows Brazilin and brazilein are similar for all para-
the convention of Rys and Zollinger (1972). Bound water meters. Brazilin is lipophilic (positive log P, hydro-
is not shown.
phobic Index  5.0). With a pKa of 5.2, brazilin is
nonionic below pH 3.2 and monoanionic above pH
To our knowledge, the only comparable research 7.2. Brazilein would be similar.
on brazalum is that of Wongsooksin et al. (2008). With five atoms having partial atomic charges
These investigators did not use low pH, but they between 0.15 and 0.50, or between  0.15
did vary the molar proportions widely. They and  0.30, brazilin and brazilein have moderately
concluded that when there was a two-fold or greater high potential for hydrogen bonding. Two sites in
excess of dye over aluminum, brazalum consists of brazilein (C15O20 and C16O21, Fig. 5) lie adjacent
a 2:1 complex; otherwise a 1:1 complex prevailed. to one another and thus are likely to form coordina-
Because no common stain formulation has more tion complexes with metal ions. There is rather low
dye than aluminum, we conclude that brazalum potential for bonding by van der Waals forces as
staining solutions probably contain 1:1 com- evidenced by low values for atoms, d and alpha.
plexes (Fig. 6). Note that brazilein is incapable of See Dapson (2005) for detailed explanations of how

Table 3. QSAR parameters for brazilin and brazilein.

Parameter Parameter name and significance Brazilin Brazilein

alpha Polarizability (range 69 to  960) 161 201


Measures potential for dipole-induced dipole interactions and
dispersion forces (van der Waals interactions)
CBN, LCF Conjugated bond number, largest conjugated fragment (manual 16 n/a
inspection)
Measures potential for van der Waals interactions
d Dipole moment (range 0 to  100) 1.2 3.5
Measures potential for dipole-dipole and dipole-induced dipole
(van der Waals) interactions
h Hydrogen bonding parameter (range 0 to  11) 5 5
HI Hydrophobic Index (range 1.3 to  8) ( 5.0 hydrophilic,  5.0 7.13 6.49
lipophilic)
Log P Lipophilicity (), hydrophilicity (-)  1.3
MW Molecular weight 286.28 284.26
atoms Number of conjugated () atoms (range 13 to  60) 66 14
Generated by molecular modeling software
Measures potential for van der Waals interactions
pKa pH at which half the molecules are nonionic 5.2 Similar
Z Ionic charge 0 below pH 3.2 Similar
1 above pH 7.2

From Dapson 2005, Juarranz et al. 1985, Rashid and Horobin 1991. n/a  not available.

Brazilin, brazilwood and sappanwood 411


these parameters are related to various types of the biological staining market. The only novel use
bonding. of brazilin in biological staining since 1900 seems to
have been by Lillie (1956), who found that it behaved
Uses of brazilin, brazilein and their similarly to hematoxylin and other catechols in a
Meirowsky reaction for keratohyalin. This reaction
source woods
does not need a mordant to stain the granules black.
Lillie (1965) reported that red color was produced
Biology and histology
with aluminum and tin mordants, red-brown with
The earliest uses of brazilin in biology were sum- copper, and a mixture of blue-green and red-brown
marized by Mohr (1950) and are reproduced here with iron.
because we could not access the original papers Lillie et al. (1976) tried 26 dyes, including bra-
cited by Mohr. In 1758, Reichel traced the vessels zilin, as substitutes for hematoxylin, but surpris-
of beans (Phaseolus) and lupines (Lupinus) by dip- ingly, brazilin was considered unsatisfactory for
ping cut stems into an aqueous extract of brazil- staining nuclei. Puchtler et al. (1986) found that
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wood and concluded from the uptake of dye that their samples of brazilin did not produce suitable
the function of the vessels was to carry sap rather brazalum stains when oxidized with sodium iodate,
than air. Similar experiments were carried out but did perform satisfactorily without oxidation,
by Hedwig in 1782 and Mayer in 1793. In 1884, which suggests that most of the dye had already
Saefftigen may have been the earliest to use bra- been oxidized to brazilein by atmospheric oxygen.
zilwood extract as a stain for animal tissues (Acan- These investigators also found that brazilin did not
thocephalid worms). This was followed in 1889 work as a hematoxylin substitute in Weigerts or
independently by Breglia in Italy and Flechsig Heidenhains iron formulations, Verhoeff s elastin
in Germany using mammalian neurological tis- stain or a phosphotungstic acid brazilin stain for
sue, but the results were unsatisfactory (Hickson striated muscle. Given the findings by Puchtler et al.
1901). Both investigators used alcoholic extracts of (1986) that both dye content and the ratio of brazilin
brazilwood; Breglia modanted with copper, iron to brazilein were highly variable, the frequent fail-
or lead salts, while Hickson used a lengthy pro- ure of brazilin/brazilein to stain nuclei selectively
cedure similar to a Pal-Weigert stain, which had is not surprising.
been developed a few years earlier (Conn et al. Brazilin is listed as a fluorochrome by Rost (1995)
1960). In the 1890s, Rawitz made a brazilin stain and it has been used as a fluorescent probe for mito-
with alum, Heimann used a Delafield-type variant, chondria in living cells (Rashid and Horobin 1991).
Eisen adapted Bhmer s ripened alum hematoxy- The mechanism is ion trapping, which involves
lin to use brazilin/brazilein, and Schaudinn used interplay between the dyes pKa (5.2) and the vari-
his own variant (Mohr 1950). Belling (1928) used ous pH environments within the cell. Between pH
a method based on brazilin/brazilein instead of 3.2 and 7.2, some portion of the dyes molecules are
carmine (CI 75470) to demonstrate chromosomes nonionic and thus lipophilic; therefore, the dye can
in pollen. cross cell and organelle membranes. Once within
Hickson (1901) provided the most complete mitochondria, however, most dye molecules become
instructions for solution preparation and staining anionic, because the internal pH of the organelle
with brazilein by adapting Heidenhains iron hema- when metabolically active is slightly alkaline; thus
toxylin procedure. He was the first to claim satis- the brazilin anions are trapped within. Dye mol-
factory results for a wide variety of animal tissues ecules that diffuse through the rest of the cell soon
and he noted that brazilin produced polychrome move out, which leaves mitochondria quite visible
colors including dark purple chromosomes, brown under UV light.
cytoplasmic granules and various shades of red for Small amounts of brazilin were sold to fiber
other components. Brazalum was described by Lee artists in the latter quarter of the 20th century as
and Mayer (1907) and thought by Kiernan (1999) to craft dyers rediscovered natural dyes. These prod-
be more stable than hemalum, because it has one ucts were too impure for histological use and
fewer hydroxyl group and thus is less prone to over- likely came from one of the lesser sources (Caesal-
oxidation. pinia violacea, Haematoxylon brasiletto or Caesalpinia
After the early 1900s, brazilin was not available sappan). One of us (RWD) obtained a large quan-
reliably, because the source trees became increas- tity of high quality material and produced a com-
ingly threatened. Its use in the textile industry mercial Harris-type brazalum stain trade-named
dwindled with the substitution of synthetic dyes. Brazilliant (Anatech Ltd., Battle Creek, MI) in
Dye from sappanwood apparently never entered 2001 (Fig. 7, Anon. 2002).

412 Biotechnic & Histochemistry 2015, 90(6): 401423


Colors
The typical color of fabric dyed with extracts of brazil-
wood or sappanwood without mordant varies from
pink to red; clearly, brazilein is the agent responsible.
Mordants expand the color range from brown with
chromium to purple-black with iron (Crace-Calvert
et al. 1876). Copper gives a muddy light brown
with hints of purple and green, aluminum produces
orange-red, while tin gives the most vibrant red
(Fig. 8). The pH of the dyebath also is important,
more orange hues are produced in acidic solutions.
If the fabric or yarn is treated with an alumi-
num, cobalt, chromium or iron salt before dyeing,
brazilein forms a metal coordination complex in situ
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(Arshid et al. 1954b). In earlier days, the dye usually


was applied to the cloth first, followed by the addi-
tion of mordant to the dye bath (Bemiss 1815), but
the reverse sequence retains more dye in the fibers.
Bemiss (1815) used brazilwood with potassium
aluminum sulfate in a copper kettle to obtain red,
Fig. 7. A Harris-type brazalum stain with Alcian blue.
Nuclei are dark red, cytoplasm pink, goblet cells blue.
or varied the shade by adding potassium carbonate
to achieve crimson, urea from aged urine to obtain
maroon, or tin (stannous) nitrate to obtain claret.
Textile dyeing In various recipes, the mordant was applied either
before or after the dye. Bemiss (1815) frequently used
In the textile dyeing industry, there are two classes madder (CI natural red 8 that contained alizarin,
of red dye woods, insoluble and soluble. The for- CI 75330, and its relatives) with brazilwood either
mer, including sandalwood, barwood and cam- mixing the two dyes in the same bath or by dye-
wood, produce a complex mixture of resinous red ing sequentially, but he preferred brazilwood alone
compounds (CI natural red 22) somewhat related to for a purer red color. No doubt the less expensive
some of the constituents of crude extracts of brazil- and more widely available madder was used for
wood or sappanwood, but more resistant to fading economic reasons. Bemiss (1815) also was mindful
by light because of their high tannin content (Car- of expense in another recipe that involved both
don 2007). Soluble red dye woods contain brazilin. brazilwood and logwood and suggested substitu-
tion of peachwood for brazilwood with no adjust-

Dye binding
As discussed above, textile fibers or whole garments
have been colored with derivatives of brazilin for at
least several thousand years. Because pure brazilin is
colorless, brazilein must be the coloring agent. Wool
and nylon usually are dyed with brazilein from an
acid bath to expand the fibers and to keep the dye
in a non-ionized state. According to Arshid et al.
(1954a) the mechanism of attachment to wool is by
hydrogen and ionic bonding, but to cellulose (cot-
ton, linen etc.) it must be by van der Waals forces.
Their reasoning was that brazilein (and hematein)
could not compete with hydrogen-bonded water
molecules attached to the hydroxyl groups of cel-
lulose. Why these dyes could hydrogen bond to
proteins and not cellulose was not addressed. The
ability of brazilein to bind by van der Waals forces Fig. 8. Skeins of wool yarn dyed with brazilwood dust and
is minimal (see Physico-chemical properties and four different mordants. From left to right: tin, copper, iron
Table 2 above). and alum.

Brazilin, brazilwood and sappanwood 413


ment for dye content, although he knew full well however, an increasing number of investigators
that peachwood was inferior. To his credit, Bemiss have isolated and tested specific components; those
did state, this [the substitution] I leave to your own related to brazilin and brazilein specifically are
choice (Bemiss 1815). reviewed in the following section.
Curiously, there is little information about
brazilin-containing woods in Brazilian ethno-
Fastness pharmacology. Zanins review (Zanin et al. 2012) is
Historically, fabric dyed with brazilin/brazilein authored by Brazilians and it mentions Caesalpinia
was known to fade upon exposure to sunlight (see echinata, but there is no record of its use in local folk
Puchtler et al. 1989 for information and references medicine. Brazilwood is not included in an exten-
spanning the years 13831670). It is not known sive summary of pharmacologically interesting
whether mordants were used in these examples. plants produced by Brazils South American Office
Later dyers developed processes that substantially for Anti-cancer Drug Development (Mans et al.
increased the fastness of dyed and printed fabrics, 2000). Defilipps (1998) does state that brazilwood
e.g., Crace-Calvert et al. (1876) used sumac extract,
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is used in tonics and in rinses to soothe toothaches.


which is rich in tannins (Veitch et al. 1920), on By contrast, the Digital Library of Traditional Mexi-
fabric dyed with extract of sappanwood. Mordants can Medicine (Anon. 2009) includes palo de brasil
of aluminum, chromium and iron also increased (Haematoxylum brasiletto) as a remedy for diabetes,
fastness to light. dizziness, fainting, gastrointestinal distress, high
Ye et al. (2000) studied fading of alum-mordanted blood pressure, inflammation and kidney ailments.
brazilein on silk in the absence of light. Appreciable Wood chips of the species are offered for sale as
fading was evident after 22 weeks of exposure to a Cuban folk curative to lower blood sugar and
400 ppb ozone, a concentration similar to highly cholesterol (De Gezelle 2004).
polluted urban air. This is important for conser-
vators of silk artifacts, silk textiles, silk paintings Pharmacological properties
and silk tapestries that might be stored in urban
environments. It should be noted that with many Some components of wood extracts other than
dyes, silk fabric is unusually sensitive to sunlight brazilin or brazilein also have pharmacologi-
or daylight-type fluorescent fixtures. cal properties (Liu et al. 2009, Washiyama et al.
2009). Consequently, reports of activity of unpuri-
fied extracts of source trees must be viewed with
Traditional folk medicine caution when considering attributes of the two
dyes discussed here. For a thorough review of the
Traditional medical practices throughout Asia,
pharmacologic properties of extracts from many
especially in China, India, Indonesia, Japan and
species of the genus Caesalpinia, see Zanin et al.
South Korea, use sappanwood and its extracts for
(2012). The following is an account of the specific
a variety of treatments as described in two recent
effects of brazilin or brazilein unless otherwise
comprehensive reviews (Badami et al. 2004, Zanin
noted.
et al. 2012). Different cultures use the medicaments
for different conditions and diseases. Reported uses
include promoting menstruation, blood flow and Antibacterial
diuresis; reducing pain and swelling; and treating Pratt and Yuzuriha (1959) applied aqueous
skin diseases, high blood sugar, microbial and viral extracts of Haematoxylum brasiletto heartwood and
infections, cancer and atherosclerosis. In China, noted bactericidal effects on Salmonella typhi and
brazilin is used as an analgesic and as therapy for Micrococcus pyroxenes, and bacteriostatic effects on
thrombosis and tumors (Soka 1985). In Indone- E. coli. They theorized that brazilin and/or brazilein
sia, a decoction of sappanwood is used to lighten were responsible, although no attempt was made to
skin color (Chun 2002), which is curious in light isolate the components. Nevertheless, later research
of Lillies (1956) use of brazilin in the Meirowsky by others (below) appears to support their claim.
reaction to blacken keratohyalin. MRSA refers to methicillin-resistant Staphy-
Scientific research into the pharmacological lococcus aureus, but resistance can be toward any
properties of purified brazilin began in the late beta-lactam antibiotics (the penicillins and cepha-
1970s. In many cases, these studies used whole losporins). Other bacterial species also have
extracts containing inter alia, flavonoids, phenols, become resistant to drugs of choice, e.g., vancomy-
protosappanins, quinones, steroids and terpenes cin-resistant enterococci (VRE). Brazilin is a potent
(Hikino et al. 1977, Zanin et al. 2012). More recently, antibiotic that kills MRSA and VRE by inhibiting

414 Biotechnic & Histochemistry 2015, 90(6): 401423


incorporation of thymidine into DNA and serine brazilin causes increased activity of HO-1 (Choi
into proteins. Culturing bacteria at sublethal doses et al. 2007) in part by disrupting several intracel-
of the dye for 20 generations did not lead to devel- lular and extracellular pathways that activate HO-1
opment of resistance (Xu and Lee 2004). (Choi and Kim 2008).
In pharmacological research, the activity of
prospective antioxidants is compared with the
Antihelminthic vitamin E analog, Trolox, a standard antioxidant.
Brazilein is significantly toxic to Hymenolepis nana, Brazilein compared favorably in scavenging radical
the most common cause of cestode infections cations with a score of 0.98 g/1.0 g Trolox (Liang
globally, when administered to isolated parasites. et al. 2013). Antioxidant activity also can be mea-
It was less effective against Anisakis simplex, the sured by assessing the inhibition of lipid oxidation
nematode commonly ingested when eating raw, of membranes. In this case, brazilein was more
lightly pickled or salted sea food including sushi, effective than the antioxidants Trolox and rutin
sashimi and Scandinavian raw fish (Liang et al. (Liang et al. 2013). Brazilin showed less than half
2013).
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the antioxidant activity of vitamin E in the linoleic


acid emulsion test (Sasaki et al. 2007).
Antiobesity Inflammation is caused in part by the production
Brazilein inhibits accumulation of lipid droplets of superoxide anions. Brazilin, brazilein and a vari-
in adipocytes. It also inhibits the regulatory pro- ety of synthetic analogs showed potent inhibitory
cess that involves transcription factors that govern effects on superoxide generation (Yen et al. 2010).
adipogenesis (Liang et al. 2013).

Antitumor
Antioxidant The antitumor activity of brazilin has been rec-
Brazilin is an antioxidant under certain circum- ognized for centuries in Chinese herbal medi-
stances. Bromotrichloromethane causes oxidative cine. Several recent studies have validated this
damage by free radicals including increased lipid claim under experimental conditions (Table 4).
oxidation and cell membrane leakage in cultured Interestingly, hematoxylin has similar antitumor
rat hepatocytes. These effects are inhibited by the properties by inducing apoptosis and/or direct
dye (Moon et al. 1992). Under more natural con- affects on T24 human urinary bladder cancer cells
ditions, the enzyme, heme oxygenase-1 (HO-1), (Ren 2008); it also prolonged survival of mice
protects cells against oxidative injury from sun- with experimentally induced hepatitis hepatomas
light, free radicals and certain chemicals. Purified (Ren 2009).

Table 4. Examples of antitumor activity by brazilin and brazilein.

Compound Cell lines Action References

Brazilin Bladder T24* 1 Ren et al. 2011


Glioblastoma* 1 Lee et al. 2013
Ovarian 1, 2 Zhang et al. 2010a,b

Brazilein Basal cell carcinoma BCC 1 Liang et al. 2013


Epidermoid carcinoma A431 1 Liang et al. 2013
Leukemic monocyte macrophage RAW264.7 Liang et al. 2013
Malignant melanoma 1 Liang et al. 2013
Premalignant keratinocytes HaCaT* 1 Liang et al. 2013
Squamous cell carcinoma SCC25 1 Liang et al. 2013
Liver Hep 3B* 3 Yen et al. 2010
Liver Hep62* 3 Yen et al. 2010
Breast MDA-MB-231* 3 Yen et al. 2010
Breast MCF-7* 3 Yen et al. 2010
Lung A549* 3 Yen et al. 2010
Gingiva Ca922* 3 Yen et al. 2010

Cell lines marked with (*) are human. Actions include: (1) inhibits proliferation, (2) inhibits apoptosis, and
(3) cytotoxic.

Brazilin, brazilwood and sappanwood 415


Binding to DNA Hypoglycemic effects and diabetes
Some chemotherapeutic and antibacterial com- Brazilin lowers blood glucose levels by several
pounds work by binding to DNA. Bhakta et al. physiological routes. Glucose normally is taken
(2013) showed that spectral properties of brazilin, up into muscle and fat cells under the influence of
as measured by ultraviolet, visible, infrared and insulin in a multi-step pathway that culminates in
circular dichroism spectroscopy, shifted over a 3 transport across the cell membrane by the protein,
h period upon the addition of DNA, which sug- GLUT4 (glucose transporter type 4). Brazilin may
gests that the dye binds to DNA. Further, comput- increase glucose transport by moving GLUT4 from
erized molecular docking simulations indicated intracellular vesicles to the cell membrane (Khil
that brazilin could bind readily to DNA; the et al. 1997, 1999). In addition to increasing glucose
conclusions are problematic, however, because transport, brazilin also influences enzymatic path-
unoxidized dye was used without a mordant. As ways that involve glucose metabolism, which
indicated previously under Mechanism of stain- causes increased glucose oxidation, glucose-6 phos-
ing, brazilin itself does not stain (bind) to nuclei phate dehydrogenase activity, glycogen synthesis
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unless it has been oxidized and complexed with a and glycolysis. (Moon et al. 1990, 1993). Brazilin
metal ion such as aluminum or iron. Bhakta et al. also decreases gluconeogenesis in hepatocytes that
(2013) actually may have used brazilein, not bra- have been stimulated with glucagon or fatty acids
zilin, because they extracted the dye from sap- (Won et al. 2004). Brazilin elevates levels of fruc-
panwood using the method of Fu et al. (2008), tose-2,6-bisphosphate, a regulator of gluconeogen-
who isolated brazilein from sappanwood chips. esis (You et al. 2005) and enhances insulin receptor
Nevertheless, a mordant was lacking, which function (Kim et al. 1995, 1998). When normal and
leaves the mechanism of binding in question. induced-diabetic rats were fed Sappan Lignum
Clearly further work is required to substantiate extract, both brazilin and protosappanin B were
these findings, because they could be significant retained longer in the induced diabetic group, which
for DNA-targeted therapeutics. suggests that these compounds are accumulated in
diabetic individuals (Tong et al. 2013).
The enzyme that initiates cataract formation in
Blood clotting diabetic individuals is aldose reductase. Many fla-
Brazilin inhibits aggregation of rat platelets in vonoids inhibit lens aldose reductase (Varma and
vitro by decreasing phospholipase activity and Kinoshita 1976) including brazilin and hematoxylin
increasing intracellular free calcium ions (Hwang (Moon et al. 1985).
et al. 1998), which gives credence to the use of the
dye as an anti-thrombocytic agent in traditional Inflammation and immune functions
Asian folk medicine. Brazilin also appears to facili- Brazilin can affect immune functions in several
tate clotting, however. In damaged human blood ways including mitigation of asthma, inhibition of
vessels, clotting begins when platelets encounter complement fixation, lessening of general inflam-
exposed subendothelial collagen. Affinity and mation and prevention of immunologic tolerance.
efficacy of collagen receptors on the platelets are Two experimentally induced diseases were also
enhanced by brazilin (Chang et al. 2013). These affected positively. Table 5 lists how all of these
investigators attributed the conflicting results to events were accomplished.
species differences. More likely, the two groups of
researchers were viewing the complex process of
clotting from different perspectives: inhibition of Neurological disorders
clotting in normal vessels vs. clotting induced by g-Aminobutyric acid (GABA) is a neurotransmitter
damaged vessels. that is deactivated in a complex system (GABA
shunt regulating enzymes) that includes succinic
semialdehyde reductase (SSAR). Abnormally low
Cardiac effects levels of GABA, possibly owing to an excess of
Inotropes are chemicals that alter the force of car- SSAR, may be associated with some neurologi-
diac muscular contractions, either strengthening cal disorders such as Parkinsonism, epilepsy and
(positive effects) or weakening (negative effects) convulsions. Brazilin produces dose-dependent
contractions. Brazilein acts as a positive inotrope by inactivation of SSAR and has been proposed for use
inhibiting Na()- and K()-ATPase, and therefore in anticonvulsant therapy (Baek et al. 2000).
might be used to enhance cardiac function in certain Ischemia following stroke or brain trauma
cardiomyopathies (Zhao et al. 2006) causes activation of endothelial cells, which then

416 Biotechnic & Histochemistry 2015, 90(6): 401423


Table 5. Examples of how brazilin affects inflammatory and immune responses.

Condition Action of brazilin References

Asthma Decreases interleukin-4 and -5, which inhibits T Lee et al. 2012
helper cell activity
Complement fixation Anti-complementary effects (inhibits lysis, Oh et al. 1998
phagocytosis and anaphylaxis)
General inflammation Activation of heme oxygenase-1; suppression of Hu et al. 2009,
iNOS mRNA Sasaki et al. 2009,
Bae et al. 2005
Halothane-induced hepatitis Prevents proliferation of splenocytes and Choi et al. 1997
prevents inhibition of suppressor T cells
Immunologic tolerance Inhibits suppressor cell activity Mok et al. 1998
Infections in mice with induced Restores normal cellular immune responses Yang et al. 2000
type I diabetes
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produce reactive oxygen species. This in turn leads transferred to smooth muscle cells, which activates
to an inflammatory response when blood flow is another cascade system that results in relaxation of
restored (ischemic re-perfusion). Brazilein admin- muscle tension (Xie et al. 2000, Hu et al. 2003).
istered after re-perfusion reduces the inflamma-
tion. The mechanism involves decreased mRNA
levels of the pro-inflammatory cytokines, tumor Manufacture of musical instruments
necrosis factor-alpha (TNF-alpha), interleukin-6
The modern violin bow was developed between
(IL-6) and nitric oxide synthetase (iNOS) (Shen
1785 and 1790 by Francois Xavier Tourte in France.
et al. 2007).
Prior to that, bows were crafted of dense European
or tropical hardwoods. Each was cut with a length-
Skin care wise camber (arch). Camber is critical for sound
Acne vulgaris is associated with hyperkeratinization quality (Ablitzer and Dalmont 2011). Among other
and increased production of sebum by sebaceous changes, Tourte used pernambuco heartwood from
glands, and it usually is accompanied by the bacte- Brazil, previously valued solely for its dye. Brazil-
rium, Propionibacterium acnes. The organism releases wood has several outstanding qualities for bows.
lipases that degrade sebum to free fatty acids that in When heated, it can be bent into a curve that remains
turn induce inflammation. Inflammation generates fixed after cooling, so that the wood does not need
free radicals, so the body suffers oxidative stress as to be milled to achieve a camber. It is very dense,
antioxidants are depleted. An effective therapeutic flexible and beautiful (ICPI-Canada 2014).
for acne, therefore, should be antibacterial toward The secret of a good violin (or other stringed
P. acnes, inhibit lipase activity and possess anti- instrument) bow is its ability to preserve the vibra-
oxidative properties (Batubara et al. 2009). Brazilin tions created when the bow is drawn across the
purified from sappanwood had sufficient potency strings. Vibrations are energy and that energy is
in all three categories to suggest its use as an anti- dissipated over time (the sound diminishes and/
acne treatment (Batubara et al. 2010). or the pitch changes); a good bow retards the dimi-
UV-B radiation causes loss of viability of der- nution of energy. This quality is measurable and is
mal fibroblasts, generates reactive oxygen species expressed as the loss tangent or loss factor. A low
and activates the collagenase matrix metalloprotei- loss factor is desirable. Pernambuco, the brazilwood
nase (MMP) that breaks down interstitial collagen. with the highest content of brazilin and related
Brazilin affords protection against these events (Lee compounds, has a low loss factor; less desirable
et al. 2012). wood has a high loss factor. When an extract of
pernambuco that contained protosappanin B and
brazilin was impregnated into spruce wood, how-
Vasodilation ever, the loss factor decreased significantly. The
Brazilin causes vasodilation by increasing the influx phenomenon was thought to involve hydrogen
of extracellular calcium ions into endothelial cells, bonding. The investigators suggested that the dye
which in turn activates a calcium ion/calmodulin- and its relatives are responsible for pernamubos
dependent synthesis of nitric oxide. Nitric oxide is musical attributes (Matsunaga et al. 2000). Why

Brazilin, brazilwood and sappanwood 417


Fig. 9. Brazilwood pegs in a lute.

Tourte chose pernambuco is not known and it is


doubtful that he understood the physics of loss
tangents, but he certainly made a sound decision.
Virtually all professional bows since have been
made of pernambuco.
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Unrelated to bows, but in the realm of stringed


instruments, brazilwood also has been used for the
pegs in vihuelas. The instrument shown in Fig. 9
is a modern reconstruction of one of three surviv-
ing Medieval lute-like vihuelas. The instrument
shown is based on Vihuela in a (E0748), part of the
museum collection of the Cit de la Musique, Paris,
France. See http://www.lutesandguitars.co.uk/
htm/cat12.htm for more detailed information,
especially under the section, Models currently
available, 4. Vihuela in a.

Miscellaneous applications
Before the Portuguese arrived in South America,
local inhabitants used brazilwood for making
bows and arrows, and they used the dye for col-
oring ornaments including feathers (Auricchio
2014). Since the 1500s, brazilwood has been used
for cabinetry and even today can be found in Brazil
in such objects as ornate household doors (Fig. 10).
Heartwood extract from Caesalpinia sappan is used in
several Asiatic countries today to enhance the color
of wine and other beverages, and meat (Badami
et al. 2004). The component responsible undoubt- Fig. 10. An ornate door made of brazilwood. Picture taken
in 2014 in a home in Sao Paulo, Brazil.
edly is brazilein. Finally, in Brazil, C. echinata is a
popular shade and landscape tree, although in
colder regions it does not flourish.
Declaration of interest: The authors report no
conflicts of interest. The authors alone are respon-
Acknowledgments sible for the content and writing of this paper.

Chad Fagan, Richard Horobin and John Kiernan


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