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City as Archive: Contemporary

Urban Transformations and the


Possibility of Politics

Vyjayanthi Rao

Vyjayanthi Rao is Assistant Professor of Anthropology and Interna-


tional affairs at The New School for Social Research. She received
her Ph.D.in Socio-cultural Anthropology from the University of Chi-
cago and was a Post-Doctoral Associate at Yale University prior to
joining The New School.

Her research focuses on globalization, development and cities and


in particular, on issues concerning infrastructure, violence, memory
and the cultural politics of modernity in contemporary and colonial
South Asia. Her current research concerns the contemporary urban
infrastructure of Mumbai and the impact of global processes upon
Mumbais urban futures. She has published several articles based on
this research in various journals including Public Culture and Built
Environment and has a book manuscript in development, titled Glo-
balization and the Speculative Ethic: Space, Violence and Subjectiv-
ity in Post-Industrial Mumbai.
City as Archive: Contemporary Urban
Transformations and the Possibility of Politics

Now let us suppose that Rome is not a of any singular form of identity and belong-
human habitation but a psychical entity with ing. Thus the question of what sort of archive
a similarly long and copious pastan entity, corresponds to the city as demographic space
that is to say, in which nothing that has once is fundamentally connected to the problem
come into existence will have passed away of belonging within the city and to the es-
and all the earlier phases of development tablishment of rights to the city. But because
continue to exist alongside the latest one If the city draws together disparate groups of
we want to represent historical sequence in people it is also necessary to consider that
spatial terms, we can only do it by juxtaposi- the cityas multiple forms of mediamight
tion in space: the same space cannot have serve as an archive actively producing con-
two different contents It shows us how far nections amongst its residents rather than
we are from mastering the characteristics of merely reflecting them. In this paper, I will
mental life by representing them in pictorial consider both these aspects through which
terms. Sigmund Freud, Civilization and its the idea of city-as-archive can be elaborated.
Discontents They are in fact intimately connected and
have a bearing, as I suggest above, on both
our understandings of contemporary cities as
Cities and Archives well as our understandings of archives.

Understanding the relation between the city


and the archive poses numerous interest- Metropolis as Media
ing paradoxes, already signaled by Freuds
ruminations on Rome. The question raised It is undeniable that contemporary urban
most directly is that of the juxtaposition of experience is a deeply mediated one, condi-
various temporalities and the possibilities tioned, in particular, through the dissemina-
of representing these temporalities and the tion of cinematic and other kinds of imagery
historical experiences they signal in spatial and sensory stimuli. Georg Simmels seminal
terms. At the most fundamental level, ar- article, Metropolis and Mental Life, writ-
chives have deep and historical connections ten at the beginning of the 20th century, al-
to memory and in particular, to authoritative ready explores the sensory impact of the city
forms of memory. The formal characteristics on the urban residents perception of space,
of archives signify languages through which time and sense of self. The psychological
memory is constituted for different groups of foundation, upon which the metropolitan
people. In this context, positioning the city individuality is erected, writes Simmel, is
as a form of archive raises numerous ethi- the intensification of emotional life due to
cal and philosophical challenges that have a the swift and continuous shift of external and
bearing both upon how we understand the internal stimuli. The metropolis is both the
nature of archives as well as upon how we cause and the effect of the forms that social
understand the contemporary city. relations have taken in modern times, most
notably the transformation of social relations
The modern city is fundamentally a collec- into relations of calculation. Simmel writes,
tion of strangers that exceed the boundaries the relationships and concerns of the typi-
180 Education: The Present Is the Future

cal metropolitan resident are so manifold ness and temporary experiences, as well as
and complex that, especially as a result of upon the temporariness of the bond between
the agglomeration of so many persons with urban residents, this very notion of the ar-
such differentiated interests, their relation- chive itself is problematic. Yet, there is always
ships and activities intertwine with one an- a struggle against this sense of temporariness
other into a many-membered organism. For and transition engendered by the metropolis
Simmel, this understanding of the metropolis as media.
as media is fundamental to his theory of the
development of the metropolitan personality This struggle becomes most visible in con-
type. testations over space and the production of
place or meaningful socio-spatial form, en-
The metropolitan form itself corresponds to gaging a different notion of city-as-archive.
the money economy and thereby becomes a Here, different actors deploy the creation of
very particular kind of medium within which an archive through acts of deliberate preser-
social relations are transacted. A person, vation and memorialization in order to se-
writes Simmel, does not end with the limits cure their place within the pulse of the city.
of his physical body or with the area to which Acts of deliberate destruction too are increas-
his physical activity is immediately confined ingly deployed as strategies for creating ar-
but embraces, rather, the totality of meaning- chives. Indeed, historic preservation can also
ful effects which emanates from him tempo- be viewed as much as an act of destruction
rally and spatially. In the same way the city as of preservation, as I shall explain further
exists only in the totality of the effects which on. In the understanding of metropolis as
transcend their immediate sphere. These media, which engenders social exchanges,
effects, connected to the advanced econo- the archive becomes an emergent notion,
mic division of labor, can be thought of as a a principle of ordering stimuli upon which
form of archive through which the modern future transactions are imagined and made
metropolis and its residents are constituted. present rather than a given notion of the past
The external and internal stimuli that are that has been deemed significant and marked
thrown up by the metropolis have no preor- for preservation. This sense of city-as-archive
dained significance as such but instead work is always in conflict, sometimes productive
to produce connections between residents, and sometimes corrosive, with the sense of
however temporary and tenuous those con- city-as-archive that emerges in acts of pres-
nections might be. They also deeply affect ervation and strategies to inscribe space with
the urban personality. Most fundamentally, particular social and political agendas. I now
they call into question the role of memory in turn to the built form as another site at which
the context of urban identity. What Simmels the city emerges as archive.
understanding of the metropolis foregrounds
is the idea that the city is a form of media,
which saturates the life of its residents. This Preservation and Destruction
space of saturation is one of rapid change
and transformation of stimuli and hence has Urban environments are always in transi-
a bearing upon forms of social interaction tion, through incremental additions to the
and the reproduction of socio-spatial forms built fabrics, through new infrastructural
within the city, better understood as place. initiatives and, increasingly, through rede-
velopment. In the contemporary moment,
In most commonsense understandings, ar- such transition signifies vitality and the lack
chives are directly related to preservation of of change, sometimes even radical changes,
some parts of the past, collectively deemed signifies stagnation. Thus, the most vital cit-
of significance. In the case of the metropolis, ies of today such as Dubai, Shanghai and
founded upon the problem of constant new- Beijing appear to be in perpetual motion,
City as Archive: Contemporary Urban Transformations and the Possibility of Politics 181

covered with both construction sites and, in in a colonial city, these neighborhoods have
the case of Beijing and Shanghai, with plenty been home to generations of Mumbaikars
of demolition sites as well. In other cities, with deep historical connections and roots in
such as Beirut, repeatedly destroyed by wars, the city. Yet these citizens today are caught
the process of reconstruction sparks off de- a paradoxical situation of occupying some
bates around questions of heritage and pres- of the worlds most expensive properties,
ervation. However, even if a city is not being closest to the citys central business district,
subjected to dramatic transformations due to while also finding themselves rapidly disen-
war or financial investment, the preservation franchised in the ambitious process of rede-
of the historic fabric invariably alters the built veloping the erstwhile port and trading city
environment of the city by altering its very into a global hub for services.
atmosphere and significance. Preservation is
undertaken as a means of creating collective In this context, conservation practices amount
memory by marking out certain places as be- to what one Mumbai-based architect, Mus-
ing of significance. tansir Dalvi has referred to evocatively as
architectural eugenics, or freezing the
Yet the significance of historic preservation building envelope to conform to some im-
in the contemporary world is open to debate. age deemed objectively authentic. Yet this
As the cultural theorist Ackbar Abbas has form of eugenics amounts largely to impos-
argued in several articles about Shanghai, ing a particular vision and aesthetics based
historic preservation functions not to forge on claims of authenticity that are highly con-
collective memory so much as to accommo- testable and do not take into account the ac-
date and naturalize change. The image-city tual history of these neighborhoods. Treating
created by these acts of preservation is then the building envelope as a guide, conserva-
retailed to citizens and tourists by politicians, tionists associate these neighborhoods with
planners and developers as a source of rev- certain communities even when empirical
enue from mass tourism, festivals, rentals and evidence shows the co-habitation of these
so on. In places like Mumbai, where major areas by multiple communities. Thus conser-
transformations are currently underway in an vation strategies sometimes become projects
attempt to turn it into a world-class city, of ethnic cleansing and end up erasing the
the nascent heritage preservation movement contribution of certain groups to the produc-
continues to be dominated by elite citizens. tion of the city. In this way, authoritative nar-
Due to a highly particular rent-control leg- ratives are circulated, based on the so-called
islation enacted almost six decades ago, a historical expertise of particular specialists.
large part of the citys earliest neighborhoods This process represents one of ways in which
have fallen into disrepair. The same legisla- the past is enshrined in the process of erasure
tion however, prevents the eviction of long- through recourse to authoritative narrative.
term tenants paying rents at rates determined The built environment becomes an archive
in the 1940s and therefore has effectively in which the silencing of multiple pasts and
stopped the redevelopment of these neigh- diversity is effectively achieved.
borhoods.
Cities with heterogeneous populations such
While developers and politicians have re- as Mumbai and Beirut are perhaps in a dif-
cently found ways to subvert all these regula- ferent relationship when it comes to the pro-
tions and to knock down a number of 19th duction of the built environment as an ar-
and early 20th century buildings, the condi- chive than others such as Dubai, Shanghai or
tion of these neighborhoods have also given Beijing where the rapid and massive transfor-
rise to a vigorous debate over the question of mations of the built environment sends out
preservation. As early examples of populist other kinds of signals. In these latter cities,
and vernacular, native architectural attempts architecture often becomes a monumental
182 Education: The Present Is the Future

tool in an attempt to produce feedback from theorists have pointed out, is the assumption
a new world, forged by the forces of contem- of the a priori significance of the information
porary globalization. What kinds of signals gathered within the formal archive, usually
do these monumental new cityscapes broad- considered to reflect something else, some-
cast? In the context of speedy physiognomic thing that is less tangible such as cultural
alterations that are increasingly making dif- genius or a higher truth. The authority of the
ferent cities alike in appearance, cultural archive in fact rests upon this assumption.
specificity as signaled by the built environ-
ment has been called into question. In the preceding sections, I outlined the fun-
damentally ephemeral nature of the flows
If archives are associated with the produc- that constitute urban space on the one hand
tion and dissemination of particular forms as and the problems of locating any archive
signifiers of an absent past, the lack of cul- around what appears to be the least epheme-
tural specificity physiognomically signaled, ral aspect of urban space viz. the built en-
complicates the project of imagining the vironment on the other hand. In the latter
city as archive, at least at the level of built instance too, we are forced to confront the
form. New kinds of signals about emergence, fact that urban environments are constituted
declaration and resistance to global cultur- by a continuous and cumulative process of
al integration are being broadcast by these subtraction and destruction, which forms a
new cityscapes. In fact, it might be possible crucial layer of the history of almost all con-
even to argue that monumental construction temporary cities. Even historic preservation, I
projects, such as those underway in Beijing suggested, ends up being a form of destruc-
in preparation for the Olympics signal an in- tion.
tention to harvest a new kind of cultural her-
meticism, using an international language of In considering the relationship between cit-
design and style. How does the city emerge ies and archives, we could do well to explore
as an archiveone broadcasting particular the built environment itself as an archive of
cultural signals in such diverse contexts as the city. But given the complexity of both cit-
the Asian cities like Mumbai, Beirut, Shang- ies and archives as historical forms, I suggest
hai, Beijing and Dubai, described in this sec- the alternative concept of city-as-archive as a
tion? To answer this question, we would need tool with which to explore both the complex-
to turn briefly to a theoretical elaboration of ities of contemporary cities as well as of the
the notion of the archive itself. processes by which archives are constituted.
To take this a bit further, the concept of city-
as-archive suggests an analogical relationship
Navigating Voids between cities and archives in terms of form
and raises the question of the limits of each
Archives are neither universal forms nor are form. In so formulating the relation between
they uniform institutions that collect particu- cities and archives, I suggest that we are able
lar kinds of information in the service of par- to interrogate both the limits of the principles
ticular, universal projects of history. Rather, by which archives are constituted as well as
we might think of archives as languages, the problem of belonging by which the city is
whose formal characteristics constitute constituted as a demographic space.
memory in different ways for different groups
of people. This position assumes that the past In particular, if we conceive of archives not
itself, as an absence, is inherently unstable just as institutional forms but also as proces-
and is constantly reconstituted as memory ses, this analogical relation between cities
through active forms of recollection and and archives begins to acquire a shape that
through institutional forms such as archives. corresponds to the particular conditions of
The problem of the archive, as numerous contemporary cities. The idea of the me-
City as Archive: Contemporary Urban Transformations and the Possibility of Politics 183

tropolis as media connected to perpetual and gists, who claim that it is necessary to study
ephemeral flows of information and stimuli, the city not only in its physical aspects but
explored above, is a powerful reminder that also by positioning its people and their net-
we would need a processual understanding work producing activities as the infrastruc-
of the archive in order to grasp the nature ture that allows the city to function (see Si-
of these flows. As a principle of order, the mone 2004).
archive provides a base upon which history,
memory and recollection takes place. Such The physical transformation of cities in the
memory structures relations between strang- context of globalization is sometimes ac-
ers thereby producing a sense of urban lo- companied by the massive displacement of
cality and place. Hence the relationship be- peopleeither physically as in the case of
tween cities and archives and the concept of Mumbai and Beirut or intangibly as in the
city-as-archive has a significant resonance, case of the Parisian banlieues, whose inhab-
especially in the context of globalization, itants find themselves increasingly disenfran-
the profound and epochal socio-economic chised and imprisoned in place, displaced by
transformation confronting the world today. being rendered immobile. The city beyond
In sum, I suggest that contemporary urban maps thus now includes not only the move-
form can provide a theoretical apparatus to ment of global economic forces but also the
explore the constitution of archives and vice informational layers carried by people as they
versa. are being displaced from familiar habitats or
dangerous, temporary ones, as they are be-
ing rendered mobile. The city itself acquires
City Beyond Maps a new relationship to density, the character-
istic relationship between people and milieu,
Maps and mapping have historically provid- which defines the production of urban local-
ed important functional tools in navigating ity. Place-based density is transformed into a
the relationship between reality and its ab- physically absurd value but is recoded into
stractions. I specifically stress the functional the stories that people carry with them across
aspects of maps because the concept of real- urban domains as they struggle to reconsti-
ity is itself highly contested and philosophi- tute their place within the city. For urban re-
cal debates on the nature of reality are leg- search, it becomes necessary to find ways of
endary. In one sense, maps provide anchors mapping these invisible and emergent struc-
for the production of archives as they mirror tures of urban information in order to under-
the transformations of the urban realm. As stand the processes by which residents are
numerous recent analyses have suggested, being re-embedded across diverse geograph-
the epochal transformation of society into ical spaces and scales into new networks of
an urban one is taking place at a planetary exchange and interdependency. These kinds
scale today. Yet the role of architectural plans of transformations provide a way of exploring
in shaping contemporary urbanism is reced- the idea of city-as-archive in some depth.
ing rather than increasing. As the architect
Kazys Varnelis suggests, the workings of the As an example, I will turn here to some of
contemporary, information-based economy, the transformations currently underway in
obviate the need for the architectural plan Mumbai as a way of examining the useful-
(Varnelis 2005). In this way, he suggests that ness of the city-as-archive. As is well known,
a city beyond maps has already come approximately half of Mumbais population
into existence, one that cannot be mapped is estimated to be living in informal settle-
in terms of its visible architecture and infra- ments, which are poorly serviced and largely
structure. This insight, about what we might disconnected from the infrastructural grid.
call invisible urbanism is also a phenom- Popularly referred to as slums, by residents
enon that has been studied by anthropolo- as well as planners, politicians and develop-
184 Education: The Present Is the Future

ers, these settlements occupy a mere 8% of Meanwhile, speculative capital continues to


the total space of the city within its munici- thrive and even profit from these struggles as
pal limits. However, they are geographically bets are laid down on the future shape of the
spread all over the city and are often in very city and profits realized in the present mo-
close proximity to affluent neighborhoods, ment, on the basis of anticipation.
forming the very antithesis of the isolated
apartheid township, the contemporary Pa- In this context, the challenge for both plan-
risian banlieue or the ghetto. This to better ning and politics is the identification of new
developed neighborhoods has resulted in forms of general or common interest. Norma-
inflating the notional property values of the tive notions of urban planning take infrastruc-
parcels of land on which slums are construct- ture as a point of departure and as terminus,
ed, even if many of these land parcels only understanding underlying urban conditions
exist as a result of painstaking reclamation or in relation to existing infrastructure. Infra-
are situated on top of infrastructural facilities structure is seen as providing the organiza-
and thus environmentally precarious or are tional glue for an automatically constituted
lands whose ownership is locked in dispute. public sphere and an accurate indication of
As the flow of real-estate capital has been existing conditions, including demographic
liberalized and development itself has been ones. But this form of understanding the ba-
privatized, these informal settlements have sis for politics is clearly in danger as urban-
become highly prized targets since they stand ism advances, marching to the tune of a city
as obstacles to the complete make-over of beyond maps, an invisible architecture of
the city along the lines of Shanghai or Dubai. forces. Here, a new concept of urban poli-
In this context, a new form of struggle has tics can be usefully articulated by reference
taken shape, one that is different from the to the city-as-archive. Following my earlier
struggle to preserve historic neighborhoods analysis, archives can be treated as anchors
in Mumbai, which I discussed earlier. in the reconstitution of social relations rather
than as reflections of an already existing set
As the parcels of land on which these infor- of underlying conditions. Further, if we can
mal settlements sit are absorbed into the for- treat density as a reflection of a network of
mal, built landscape of the new city, with its information and relationships rather than as
aspirations to becoming the next Shanghai, a demographic indicator of the quality and
large numbers of residents have been dis- nature of the experience of place, then I sug-
placed into new tower-block buildings, built gest that these newly mobile forms of density
on designated parcels of land, often at a great can themselves be positioned as a form of ar-
distance away from their original homes. The chive. The new city, coming into being, can
slum, in one sense, constitutes a material then be read as an archive, and urban po-
expression of density in space. But density litical struggles might be repositioned in the
itself can be reconceptualized, not merely zone of anticipation rather than in the zone
as the spatial occupation of a location by a of nostalgia.
given population but also as a network of in-
formation and relationships, which can also
be detached from space. Thus the displace- The Pedagogy of the Urban
ment of these residents can also be seen as
a detachment of the density of their infor- This city-as-archive, which includes the re-
mal infrastructure of relations and networks constitution of urban density as a key factor,
from place itself. While many of the current can provide an important counterpoint to
struggles in the city are articulated around understanding how emergent relationships
the idea of asserting a right to the city, these within the new city are to be understood. By
struggles primarily function to produce po- providing a means of recording and includ-
litical gridlock and to maintaining status quo. ing the fluidities of urban informality as vital
City as Archive: Contemporary Urban Transformations and the Possibility of Politics 185

information, the city-as-archive provides a away from considering these spatial transfor-
lens into the emergent as much as it index- mations as archival evidence in understand-
es historical forms. I suggested earlier that ing contemporary urban fabric and politics.
rather than highlight the archives capacity Instead, we argue for a new methodological
to accurately represent a past, that we use move, to posit the transforming city itself as
the notion of archive as a way of navigating an archive in the making, a form that will
the voids of the present, as a practice of in- have a profound bearing on our understand-
tervening into and reading the urban fabrics ing of the past as a history of the present.
created by these voids, not for reading the
urban fabric as a quilt or a palimpsest of his- Such an approach has practical pedagogi-
torical forms, preserved within the archive. cal implications, particularly for the design
These voids of the present are created not professions, engaged in harnessing creativity
only by environmental destruction, catas- for the production of urban futures. At the
trophes or targeted acts of terror but also by broadest level, it enables us to rethink the
the quotidian transformations of urban space kinds of tools necessary for projects of urban
by politicians, developers and planners. In regeneration, itself a constant feature of con-
an age marked both by destruction and the temporary cities. By providing a theoretical
stimulation of memory and identities as well apparatus for mapping emergent relations
as by the massive proliferation of data, infor- rather than isolating and classifying certain
mation, its collection and its organization, forms as belonging to the past and others to
we need to rethink the notion of archive to the present, city-as-archive also serves as a
encompass a dynamic sense of ordering and methodological intervention into the re-crea-
interpretation, unmoored from the politics of tion of everyday relations. In this sense, city-
preservation and evidence creation for his- as-archive is fundamentally a pedagogical
torical understanding. tool, one that encourages conceptual crea-
tivity as the basis for political transformation.
In contexts such as Mumbai but also in many Without such conceptual creativity, the ana-
other contemporary urban contexts, such an lytic basis for political action remains funda-
approach is invaluable for it points to the pos- mentally conservative. If design as a profes-
sibilities of a politics based on anticipation sional activity is fundamentally connected to
rather than one that is based on known forms imagining and producing the future, then the
of place and demographic arrangement. The particular concept of the archive advanced in
notion of the city-as-archive enables the pro- this exposition of city-as-archive can provide
duction of tools of urban design that take a the basis of that creativity. In other words,
very different view of demographic density city-as-archive fundamentally works as a tool
and its relation to urban infrastructure. On refashioning our relation to the future itself
this view, density would be seen as part of a through its potential to intervene in the edu-
mobile and transforming infrastructural land- cation of urban designers.
scape rather than as a static indicator to be
rearranged through new infrastructural input.
In other words, the citys demographic profile, Conclusion
seen through the lens of the city-as-archive
foregrounds information that has a bearing Both cities and archives play a central role in
on the future rather than information that constituting our understanding of social life.
merely has to be reorganized and purged or, The modern metropolis as media constantly
in other words, as information belonging to mediates, produces and maintains relations
an archive that merely plots historical transi- amongst strangers. Similarly, once we free
tions by containing information as evidence. ourselves from the constraints of archives as
Thus, beginning with the simple fact of the particular, official institutional forms, we are
centrality of spatial transformations, we move in a better position to understand the archive
186 Education: The Present Is the Future

beyond its role as a repository of evidence References


about the past, always directed toward a pu-
tative future. Instead, by taking a more ecu- ABBAS, ACKBAR. 2000. Cosmopolitan De-
menical view of what kinds of information scriptions: Shanghai and Hong Kong,
or activities might be included in an archive, Public Culture, Vol. 12, No. 3, pp. 769-
we begin to see an analogical relationship 786.
between cities and archives. In the context
of the rapid transformation of contemporary SIMMEL, GEORG. 1950. Metropolis and Men-
cities, it is necessary that we move away tal Life, in Kurt Wolff (trans) The Soci-
from an inherently conservative and preser- ology of Georg Simmel. New York, Free
vationist understanding of archives because Press, pp. 409-424 (original given as lec-
such a view inevitably influences the way we ture in 1903).
perceive urban politics. Instead, we might
benefit by taking the form of the modern me- SIMONE, A. M. 2004. People as Infrastruc-
tropolis as media as a prototype for the city- ture: Intersecting Fragments in Johannes-
as-archive, a method for navigating the pro- burg, Public Culture, Vol. 16, No. 3, pp.
found social transformations of the present 407-429.
without succumbing to a view of the past as
a succession of historical forms, preserved VARNELIS, KAZYS. 2005. The City Beyond
within an archive that is itself detached from Maps: from Bonaventure to One Wil-
the present. Instead, I suggest that the city-as- shire, accessed online at kazys.varnelis.
archive is a way of embedding the past within net (originally published in Pasajes de Ar-
the present as an absent but ongoing tempo- quitectura y Crtica, September 2003).
ral phenomenon, one that does not treat the
city as a palimpsest of historical forms and
does not take the archive as merely a reposi-
tory of those forms.

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