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Received: 8 July 2011 Revised: 3 September 2011 Accepted: 4 September 2011 Published online in Wiley Online Library: 21 November 2011
Abstract
Sugarcane is among the principal agricultural crops cultivated in tropical countries. The annual world production of sugarcane is
1.6 billion tons, and it generates 279 million metric tons (MMT) of biomass residues (bagasse and leaves). Sugarcane
residues, particularly sugarcane bagasse (SB) and leaves (SL) have been explored for both biotechnological and non-
biotechnological applications. For the last three decades, SB and SL have been explored for use in lignocellulosic
bioconversion, which offers opportunities for the economic utilization of residual substrates in the production of bioethanol
and value-added commercial products such as xylitol, specialty enzymes, organic acids, single-cell protein, etc. However, there
are still major technological and economic challenges to be addressed in the development of bio-based commercial
processes utilizing SB and SL as raw substrates. This article aims to explore SB and SL as cheaper sources of carbohydrates in
the developing world for their industrial implications, their use in commercial products including commercial evaluation, and
their potential to advance sustainable bio-based fuel systems.
c 2011 Society of Chemical
Industry
Biotechnological Non-
Applications biotechnological
Applications
Figure 1. Strategic applications of sugarcane plant. The pocessing of sugarcane in fields yield green tops and dried leaves, so-called sugarcane trash
(ST). The bagasse is products from the stem after juice extraction. Both have profound importance in biotechnological and non-biotechnological
applications.
spite major research efforts to promote SB as a bioenergy tion, including downstream recovery in the process and products
material, commercial use of SB on an industrial scale has yet developed including commercial evaluation of bio-products from
to be explored.12,13 However, recent advancements in genetic SB and SL/ST.
engineering to improve microbial strains, media formulations, and
product recovery have enabled more efficient conversion of SB
and SL into value-added products of commercial interest.1,3,14 CHEMISTRY OF SUGARCANE BAGASSE
This article discusses the possibilities of exploiting SB and SL/ST AND SUGARCANE LEAVES
as potential substrates for biofuel and value-added products of The complex chemical composition of the cell walls in SB limits
commercial interest. Special emphasis is placed on recent devel- its use as fodder for cattle and ruminants, in contrast to wheat
opments such as genetically modified microbial strains, statistical straw, rice straw, sorghum straw, etc., which makes SB a more
software for designing the process parameters and media formula- attractive substrate for commercialization. Generally, SB is
composed (% w/w
12
Figure 2. Procedural steps involved in the application of SB for the formation of various industrially important products.
dry basis) of hemicellulose (26.2 35.8), cellulose (35 45), enzyme cocktail, the amount of enzyme loading, hydrolyzing
lignin (11.4 25.2), and others (2.9 14.4).15,16 The unequal conditions and the nature of lignocellulosic material are critical
chemical composition of bagasse depends upon multiple factors, parameters for maximum hydrolysis of lignocellulosic material.15
including crop variety, climate conditions, location and mode of Substantial increase in lignin removal and hemicellulose depoly-
growth, use of fertilizers, and physical and chemical composition merization into simpler sugars has often been reported with
of soil.16 The method of chemical composition analysis may also pretreated substrate.19 Among classical methods for
play a crucial role in establishing the chemical makeup of pretreatment of lignocellulosic materials, alkaline hydrolysis
bagasse.17 (NaOH, Na2 SO3 , NH4 OH etc.), biological treatment (growth of
A detailed chemical analysis (% dry matter) from the cell wall of white rot fungi or delignifying microorganisms over the
SB and SL showed glucan (41.4, 33.3); xylan (22.5, 18.1); arabinan lignocellulosic residues), and acidic pretreatments (HCl, H2 SO4 ,
(1.3, 3.1); galactan (1.3, 1.5); mannan (3.4, 1.5); and lignin H3 PO4 , oxalic acid, formic acid, etc.) have been known to either
(23.6, depolymerise the hemicellulosic fraction of cell wall into simpler
36.1), respectively.18 The higher content of lignin limits the SL or
monomeric constituents or re- move the lignin.20 Pretreatment is
lignocellulosic biomass (LB) usage for industrial applications. In
required to make the cellulosics more amenable to further
order to utilize the LB into value-added products, harnessing of
cel- lulosics fraction into ready-to-fermentable sugars is cellulase mediated hydrolytic reactions. Pretreated SB has also
inevitable.15 been utilized as an inert support material
It is evident that the high content of lignin in the plant cell wall for fungal biomass in the solid-state fermentation process7,21 and
is a major barrier to access the carbohydrate fraction of the cell as an immobilization carrier.22 The mechanistic application of
wall, which essentially requires pretreatment (higher chemical pretreated SB impregnated with suitable liquid media provides
loadings in conjunction with increased reaction time and homogenous aerobic conditions throughout the bioreactor, which
temperature) and higher cellulase loadings result in an in turn will yield high product titers with relatively high purity after
uneconomic process.14,30 the completion of a cultivation cycle.22
The costs of cellulolytic enzymes are high, and the required The acidic hydrolysis of lignocellulosic substrates degrades
amount of cellulases is also high, which increases processing the hemicellulose fraction into a variety of sugar monomers
costs. The removal of lignin increases accessibility to cellulose and (xylose, arabinose, mannose, galactose, and glucose) in addition
allows more amenability of cellulase to the carbohydrate skeleton to fermentation inhibitors (furfurals, phenolics, and weak acids).
of plant cell wall.15 The low content of ash (1.4%) in SB was found These inhibitory substances must be eliminated from the
to be highly advantageous over other agricultural residues such hydrolysates prior to fermentation to improve the yield of
as rice straw (17.5% ash) or wheat straw (11.0% ash).4 desirable products.9,23 Alkali-based pretreatments and bio-
delignification methods remove the lignin, leaving cellulose and
hemicellulose. The pretreated material can then be hydrolyzed
PRETREATMENT OF SUGARCANE BAGASSE into simpler sugars using a cellulolytic enzyme cocktail. The
FOR INDUSTRIAL APPLICATIONS cellulolytic cocktail should contain sufficient amounts of
An effective pretreatment is to expose the cellulosics by re- exoglucanase, endoglucanase, -glucosidase, and other
moval of lignin or hemicellulose to improve the overall hydrolysis ancillary enzymes required for the
efficiency.20 In addition to pretreatment, an effective cellulolytic 13
Table 1. Hydrolytic efficiency of chemically pretreated sugarcane bagasse followed by enzymatic saccharification
Based on dry weight of total carbohydrate content available in substrate.
Table 2. Applications of SB in ethanol production using different microorganisms under various cultivation conditions
Ethanol production
Hydrolysate composition (g L1 ) Microorganism Fermentation conditions (g L1 or g g1 ) References
E. coli MM160 37 C, pH: 6.5, 150 rpm, 24 h 29.0 g L1 27
Glucose, 7.3; Xylose, 65.9; Galactose,
2.2; Acetic acid, 5.9
Candida tropicalis JH030 30 C, pH: 6.0, 100 rpm, 24 h 3.2 g L1 31
Glucose, 3.5; Xylose, 25.8; Arabinose
2.4; Acetic Acid 4.6
Pachysolen tannophilus DW06 30 C, pH: 5 150 rpm 0.34 g g1 32
Glucose, 9.1; Xylose, 42.8; Galactose,
2.3; Arabinose, 4.6; Acetic acid, 0.8 1
S. cerevisiae D5A 30 C, pH: 4.8, 200 rpm, 48 h 23 g 100 g biomass 33
Glucan, 41.63%; Xylan, 17.24%;
Arabinan, 0.68% C. shehatae NCIM 3501
30 C, 150 rpm, 24 h 0.48 g g1 , 8.67 g L1 9
Xylose, 21.5; Arabinose, 2.95;
Glucose, 5.84
Glucose, 50.9; Xylose 33.1 S. cerevisiae 424A LNH-ST 30 C, 150 rpm, 120 h 33.7 g L1 8
Simultaneous saccharification and Zymomonas mobilis
Enzymatic hydrolysis at 50 C, 12 h 60 g L1 34
fermentation (SiSF), Glucose, and fermentation at 30 C, pH:
80 g L1 5.5
efficient breakdown of polysaccharides present in the cell ethanologenic strains (Pichia stipitis, Candida shehatae, Pachysolen
walls of lignocellulosics.15,19 The effects of different enzyme tanophillus, native and recombinant Saccharomyces cerevisiae,
loadings on the hydrolysis efficiency of SB after pretreatments recombinant Escherichia coli, and Zymomonas mobilis) under
at different conditions are being summarized in Table 1. Different various cultivation techniques.10 Table 2 summarizes ethanol
enzyme loadings are required to maximum hydrolysis of SB after production from SB hydrolysates using different microorganisms.
pretreatment under different conditions. The ethanol production and yield may vary depending upon the
process and the conditions used for fermentation as well as the
microbial strain used in the conversion.4
SUGARCANE BAGASSE AND VALUE-ADDED Separate hydrolysis and fermentation (SHF) and simultaneous
PRODUCTS OF COMMERCIAL SIGNIFICANCE saccharification and fermentation (SSF) have been implemented
Ethanol using SB for ethanol production.19 Santos et al.34 obtained max-
SB has long been studied for industrial applications, including imum cellulose-to-ethanol conversions (60%) with volumetric
ethanol production. Theoretically, a single ton of SB could yield up productivity 0.29 0.30 g L1 h1 in pre-saccharification
assisted
to 300 L of ethanol.11 However, there are several parameters that
SSF from SB.
directly affect ethanol yield, such as the quality of bagasse and the
In this study, SB was first treated with acid using H2 SO4
process employed for ethanol production.11 It has been predicted
(1% (v/v), solid/liquid ratio 1 : 2) at 121 C for 30 min followed
that 12 000 to 15 000 L ethanol ha1 could be produced if
the sugarcane juice and bagasse were processed for ethanol by separation of solid biomass (cellulignin) which was again
production.11,12 This amount could be even higher if SL was treated with NaOH (4% (v/v), solid/liquid ratio of 1 : 20) at
employed in the process.12 Both enzymatic and acidic 121 C for 30 min. Afterwards, the treated solution was used
hydrolysates of SB have been employed for ethanol production for SSF. Ferreira et al.35 carried out SSF for ethanol production
using different using a recombinant S. cerevisiae harboring a -glucosidase gene
14
Table 3. Utilization of SB for production of industrial enzymes under varying cultivation conditions
Table 4. Production of value added products of commercial interest from SB under various cultivation conditions
the potential for strong commercialization. Despite this, no sig- SB has been explored in many other applications, including the
nificant approach has been developed to harness its commercial removal of heavy metal ions from wastewater, as reviewed by Wan
potential as a raw substrate. The molecular elements of microbial Ngah and Hanafiah.60 These proven non-biological applications
metabolism using SB have not been established, which may assist suggest that SB could play a pivotal role in best economic
in efficient utilization of SB for products of commercial interest. utilization, as it is abundantly available in nature as a renewable,
cheap, and widespread residue in tropical countries. Therefore, it
is important to point out that in the developing world, SB is the
NON-BIOTECHNOLOGICAL APPLICATIONS raw material for 20% of total paper production. In the entire
OF SUGARCANE BAGASSE world,
SB has also been used in conventional applications, including as a 10% of all the available bagasse is used for paper production
cheaper source of energy. Burning it in boilers for steam (www.innovations-report.com).
generation is the most common application in sugar and alcohol
producing industries.4 Apart from steam generation, SB plays
major roles in the electricity generation and pulp and paper BIO-INDUSTRIAL SIGNIFICANCE
production industries.55 In one study, SB was fractionated into OF SUGARCANE LEAVES/TRASH
cellulose, hemicellulose, and lignin by a proprietary steam SL has yet to be explored for biological processes. The cell
explosion process, followed by downstream purification, walls of SL are composed of 57.5% carbohydrate, demonstrating
revealing that SB can be utilized to produce high-value the potential for the bioconversion of products of commercial
plastics.56 In another potential application, Ou et al.57 studied significance, including ethanol as biofuel. However, the
phenolic acids that were released from SB by alkaline hydrolysis abundance of lignin (36.1%) and silica (6.96%) may limit the
at 30 C and purified with anion exchange resin. The main industrial and veterinary acceptability of SL.61 Regardless of the
component of the purified bagasse hydrolysate was revealed complex chemical composition of its cell wall, SL was hydrolyzed
to be p-coumaric acid rather than ferulic acid. This purified by sulfuric acid at varying temperatures, acid loads, hydrolysis
product showed the same antioxidant activity, reducing power, times, and solid : liquid ratios in a fractional factorial and central
and free radical scavenging capacity as the standard p- composite
coumaric acid. In another attempt, SB was anaerobically design. The optimal conditions at 130 C with 2.9% w/v H2 SO4
digested to produce methane,55 and the digested residue and ,
fresh bagasse were pyrolyzed separately into biochar at 600 C solid : liquid ratio (1 : 10) for 30 min residence time allowed
in a nitrogen environment. This study suggests that efficient formation of xylose (56.5 g L1 ), corresponding to a recovery
use of SB under anaerobic digestion and pyrolysis to produce of 85.1% from the hemicellulosic fraction of SL (Moutta et al.,
biochar may be an economically and environmentally beneficial unpublished work). Krishna et al.6 reported ethanol production
use of agricultural wastes.55 (2% w/v) from SL employing SSF with cellulases from Trichoderma
In a different application of SB, Gonzalez et al.58 developed a reesei QM 9414 and S. cerevisiae NRRL-Y-132. Ferreira-Leita o et
novel process for synthesis of diverse nanometric materials (silica al.18 evaluated the saccharification of SL into glucose (97.2%
oxide) with specific crystal arrays as precursors to agro-industrial theoretical yield) after pretreatment with steam at 220 C for
62
wastes by employing vermicompost with annelids (Eisenia foetida). 5 min. Silva et al. reported enzymatic hydrolysis yield of
In road transportation, it is a challenge to develop low-emission glucose (77.6%) and xylose (56.8%) based upon the total
vehicles with high specific power dealing with specific energy. structural carbohydrates present in ball milled pretreated
Super capacitors, or electrochemical double-layer capacitors, are sugarcane leaves straw and this sugar solution when fermented
a promising high-power technology that can meet peak power by S. cerevisiae showed 91.8% ethanol yield under submerged
demands in fuel cell electric vehicles. Rufford et al.59 studied the fermentation conditions.
characterization and electrochemical performance of activated Another study of enzymatic digestibility (95 98%) by the
carbons prepared by the ZnCl2 activation of sugarcane bagasse. co- ordinated action of cellulases and hemicellulases was
Their study showed that SB carbons prepared with a ZnCl2 ratio conducted using SL.8 The released sugars were converted into
of 3.5 were the most stable electrochemical performer at fast ethanol by S. cerevisiae 424A LNH-ST with appreciable ethanol
charge discharge rates.59 concentration (34 36 g L1 ) and yield (92%). Singh et al.7
16 processed dried SL after microbial pretreatment for the
reduction of C : N ratio in conjunction with cellulase
Table 5. Factors and procedural steps governing the commercialization of SB/ST with respect to impact on cost incurred
Mode of Impact on cost
application Procedural steps involved Cultivation type Bio-products incurred
Direct Mild pretreatment, washing Solid state fermentation (SSF) or Industrial enzymes, organic acids, +
submerged fermentation (SmF) pigments, antibiotics etc.
or their modifications
Indirect Auto hydrolysis, Pretreatment with SmF Xylitol, ethanol, 2, 3 butanediol, ++
dilute acid, detoxification single cell protein
Alkaline, biological pretreatment, SHF (Separate hydrolysis and Ethanol ++
enzymatic hydrolysis fermentation),
Simultaneous saccharification and ++
fermentation (SiSF)
Consolidated bio-processing (CBP) ++
Specialized Mild pretreatment, washing Immobilization Microbial cells attached on +
applications pretreated SB
Mild pretreatment Bioremediation Dye decolorization ++
Impact on cost incurred in the process: + moderate, ++ considerable, +++ strong.
trash caused the reduction in C : N ratio from 108 : 1 to a varying Technology Institute (ARTI) developed a technology for producing
range of approximately 42 : 1 to 60 : 1. The maximum 61% reduc- briquetted charcoal from ST (http://www.arti-india.org).
tion in C : N ratio was achieved with Aspergillus terreus, followed
by Cellulomonas uda (52%), Trichoderma reesei, and Zymomonas
mobilis (49%). These microorganisms were also able to produce COMMERCIAL EVALUATION OF
in situ cellulase by triggering the degradation of sugarcane trash. BIO-PRODUCTS FROM SB/ST
Maximum cellulase production came from A. terreus (12-fold), Bio-products derived from SB/ST are considered a breakthrough to
followed by C. uda (10-fold), Cellulomonas cartae (9-fold), and replace chemically synthesized products in industries. In particular,
Bacillus macerans (8-fold).7 Saad et al.63 reported the impact they offer tremendous opportunities for chemical industries to
of fungal pretreatment of sugarcane leaf straw for organosolv develop unique functionality and marketing benefits due to their
pulping resulting in 40% reduction in lignin, which ameliorated sustainability, eco-friendly assessment and their vast availability in
2.4-fold cellulose degradation after enzymatic hydrolysis. nature.71 Looking at the copious amount of SB and ST in the world
Sugarcane trash (SL+Tops) was used for ammonium carboxylate and their practical feasibility for the production of value-added
production under long-term air-lime pretreatment/mixed-culture products, this feedstock can be referred as biological or green
fermentation using marine microorganisms.64 The study revealed currency. Therefore, the importance of SB/ST as a sustainable
over 75% production of ammonium acetate by a mixed culture source of energy or other valuable products has become a subject
of marine microorganisms at 55 C. In another study,65 ST was of intense research and commercial interest.4,10,12,71 However,
amended for the vermistabilization of municipal sewage sludge the market for white biotechnology based products including SB
by epigeic Eisenia fetida, showing their optimum growth by and ST appears to be small (3 4%) on a global industry
reducing organic matter (12.7%) and simultaneously mitigating scale.71
the metal toxicity of sludge. Jayasinghe et al.66 attempted to Despite the socio-economic advantages, environmental benefits
improve the growth and nutrition of lettuce using ST-based and technological developments, entrepreneurs are hesitant to
sewage sludge. These studies promote the utilization of ST-based invest in agro-based biotechnology units. Recently, corporate
growth medium in horticulture as an alternative to the widely business has shown their interest in biofuels promotion with
used and expensive peat. Roopashree et al.67 evaluated the limited investment in research. Table 5 highlights the cost
potency of ST as compost under field conditions using chilli as decisive factors of various other applications of SB and ST
the test crop. The results revealed that combining trash compost The bioconversion of SB/ST into value-added products such as
with chemical fertilizers on a 50% basis was helpful in improving xylitol, organic acids, and industrial enzymes is profitable business
the growth and yield of green chillies (10.757 to 12.627 ton ha1 compared to ethanol production.4 In general, the cost of raw
) compared with applying ST alone (8.44 to 10.239 tone ha1 ). material such as sugarcane and maize single handedly contributes
Among products of commercial significance, Mane et al.68 34% of the total cost of bioethanol production. Tabular data
exploited ST for oxalic acid production (42.9 51.6% w/w) using (Table 6) reveals that the cost of biomass and cellulases has
a nitric oxide oxidation process. SL was explored for the maximum impact (nearly 70%) on bioethanol production. The
development of a low-density biomass gasification system for total cost of bioethanol production from SB/ST can be brought
thermal applications,69 and the efficacy of this system was down if combined approaches like cellulase production,
assessed for more than 700 h ex situ, generating output levels hydrolysis and fermentation of released sugars into ethanol can
of 288 1080 MJ h1 . Rossy et al.70 attempted to develop be merged in a single unit. Traditional challenges such as
an essence of SL through a spraying and freeze-drying detoxification and recovery of sugars, etc. will remain part of the
procedure, and found that this essence improved the taste of process for ethanol production. Dias et al.12 performed a
flavored calcium supplements, food, beverages, chewing gums, process simulation study in which bioethanol was produced
and oral care products. In another promising application, the from sugarcane juice and SB
Appropriate Rural after pretreatment with an organosolv process with dilute acid
hydrolysis in a process integration using multi-pressure 17
distillation columns allowing cost reduction of hot utilities
requirements. ST
J Chem Technol Biotechnol 2012; 87: 11 20 c 2011 Society of Chemical wileyonlinelibrary.com/jctb
Industry
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68 Mane JD, Modak HM, Ramaiah NA and Jadhav SJ, Utilisation of compositions and calcium supplement. United States Patent
sugarcane trash and other cellulosic wastes for production of 6251463 (2001).
oxalic acid. Biol Wastes 25:171 76 (1988). 71 Nieuwenhuizen PJ and Lyon D, Anticipating opportunities in
69 Jorapur RM and Rajvanshi AK, Development of sugarcane leaves industrial biotechnology: sizing the market and growth scenarios.
gasifier for electricity generation. Biomass Bioenergy 8:91 8 J Comm Biotechnol 17:159 164 (2011).
(1995). 72 Viikari L, Overcoming technical barriers in bioethanol production from
70 Rossy PA, Davidson RH, Miller KP, Warder IT, Schulman M, Pittet AO, lignocellulosics. European-China Workshop on Liquid Biofuels 45
Bolen PL and Hawn RD. Use of spray-dried and freeze-dried November, Beijing (2004).
sugarcane leaf essence in improving taste of flavored calcium
supplements, foodstuffs, beverages, chewing gum, oral care
20