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LITERATURE REVIEW
2.1 Introduction
Fractal geometries have been applied in several science and technologies such
as antennas and radiators. The term fractal was coined by French mathematician
Benoit Mandelbrot in 1975 [89] after his rigorous research on various naturally
occurring irregular and fractal structures. The term has its roots in the Latin word
fractus meaning broken, fractional and fragmented. Generally there are no ground
rules that describe what geometric shapes constitute fractal structure. But, there are a
number of geometric properties that are used to define fractals. One of them is the
size copy of the whole geometric shape [12]. The property of self-affinity is another
characteristic, in which small regions of the fractal geometry is not identical to the
In recent years, the interest in fractals has increased tremendously. The study
been used to illustrate several aspects of nature. The influence of irregular protein
biochemists [5]. Fractal geometries have also been used by various mathematicians to
simulate the effect of shoreline decay on fisheries. The fractal structures are also very
useful for fluid turbulence and bone structure. Climate and other apparently chaotic
systems can be modeled and predicted with fractal methods. Fractal shape has
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provided the computer graphics artist with an inspiring new palette of exciting
Though fractal shapes has been studied in mathematics for many years but
fractal antenna engineering is a relatively very recent development [6]. Ever since the
fractal theory has been introduced in electromagnetics, a lot of research work has been
Generally the utilization of fractal geometry in antennas tends to reduce their physical
sizes and generate multiband response in their radiation properties [8]. Since fractal
geometries have a repetitive structure, they can produce long paths in a limited
volume [111]. Fractals possess a class of geometry with exclusive properties that can
makes these structures electrically large that can be packed efficiently into small areas
[48]. Because the electrical lengths play very important role in antenna design, this
found that fractal shapes radiates electromagnetic energy efficiently and possess
several properties that are advantageous over conventional antennas. These are
compact antennas because they can occupy a portion of space more efficiently than
other antenna types. Another desirable property is that they can be used as multi-band
antennas, which can radiate signals at multiple frequency bands. The self-similarity
property of fractal antennas is responsible for their multiband behavior [49]. Other
fractal filters and resonators. This chapter gives a detail review of the theory of fractal
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2.2 Iterated Function Systems for Fractal Geometries
Systems (IFS). An IFS algorithm can be applied to generate the succession of curves
that converge to the ideal fractal shape. IFS follows a general approach of altering a
geometric object in an exact way, leaving various smaller objects each of this is
similar to the original, and then replicating the procedure on each of those smaller
objects to create even smaller parts [18]. An IFS works by applying a series of affine
a b x e
w( x, y ) Ax t (2.1)
c d y f
r cos r sin
A (2.2)
r sin r cos
where a, b, c, d, e, and f are real numbers. The real numbers a, b, c, and d control rotation
and scaling r, whereas e and f control linear translation. The new geometry is produced by
applying the set of transformations to the original geometry, A and it is represented by:
N
W( A ) wn ( A ) w1( A ) w2 ( A ) w3( A ) wN ( A ) (2.3)
1
where W is called as the Hutchinson operator. Then the fractal geometry can be generated by
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2.3 Applications of Fractals in Antenna Design
geometries since 1996. During last decade, many fractal structures have been
proposed for designing dual frequency, multi frequency and wideband antennas. The
actual advantages of using fractals geometries in antennas are widely debated as yet.
It remains a fact that ordered nature of fractals can be explore in the design and
modeling of various such antennas [60]. Some of the common fractal structures that
have been found to be useful in developing novel and innovative designs for antennas
Sierpinski carpet have been investigated for monopole, dipole and microstrip patch
Equation 2.5 to Equation 2.12. Figure 2.1 shows the first three iterations of the
Sierpinski carpet fractal geometry. To form the first iteration, original unit square
and then necessary translations are implemented in both directions to arrange the eight
squares with eight self-affine transformations in the first iteration of carpet [161]. This
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Initiator Iteration 1 Iteration 2 Iteration 3
Figure 2.1 First three iterations of Sierpinski carpet fractal obtained after a set of
affine transformations [161]
1
0
3 x 0 (2.5)
w1
1 y 0
0
3
1
0 0 (2.6)
3 x
w2 1
1 y
0 3
3
1
0 0 (2.7)
3 x
w3 2
1 y
0 3
3
1 1
0
3 x 3 (2.8)
w4
1 y 2
0
3 3
1 2
0
3 x 3 (2.9)
w5
1 y 2
0
3 3
1
0 0
4 x (2.10)
w6 2
1 y
0 4
4
1
0 2
3 x
w7 3 (2.11)
1 y
0 0
3
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1
0 1
3 x
w8 3 (2.12)
1 y
0 0
3
properties and complexity of the fractal shape [7]. There are eight similar copies of
the original structure scaled down by a fraction of three, so the fractal dimension D of
Sierpinski carpet fractal structure has been used for several antenna
bandwidth with better impedance matching. Planar and printed antenna versions of
this structure had studied for multiband operation and bandwidth widening [54],
[165]. Some of the antennas in this category are shown in Figure 2.2. Chen and Wang
iteration orders with 1/3 iteration factor that is designed for same frequency, the size
of the patch has been reduced to about 33.9% of its conventional counterpart without
decreasing the antenna performances, such as the radiation patterns and return loss
[32]. The significance of this size reduction technique is loading capacitive elements
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inside the patch, and to achieve a more reduction in antenna size. This size reduction
(a) (b)
(c)
Figure 2.2 Sierpinski carpet fractal geometries in antenna applications (a) Carpet
monopole [142] (b) Carpet microstrip patch [54] (c) Sierpinski carpet microstrip patch
[32]
The Koch fractal curve is other very well-known fractal geometry. The Koch
fractal is used as space filling structure that can include more electrical length inside a
transformations to a linear initiator. First four iterations of the Koch curve fractal are
shown in Figure 2.3. The formation of the first iteration, the first affine transform, w1
scales a unit straight line initiator to one third of its actual length [7]. The second
affine transform, w2 scales to one-third and rotates by 60, the third affine transform,
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w3 is similar to w2 but rotates by -60. Finally, the fourth affine transform, w4 is
simply another scaling to one-third and a translation. After generating the four affine
transformations for Koch fractal curve, Iteration 1 Koch curve is obtained by using
Equation 2.3 and 2.4 [157], [8]. All four self-affine transformations with scale,
rotation and translation matrix are given from Equation 2.14 to Equation 2.17. Infinite
iterations of Koch structures can be produced using Equations 2.3 and 2.4.
1 Figure 2.3 The first four iterations of standard Koch curve obtained after a set of
affine transformations [157]
1
0
3 x
w1 (2.14)
1 y
0
3
1 1
cos 600 sin 600 1
3 3
w2 3 (2.15)
1 1
sin 600 cos 600 0
3 3
22
1 1 1
cos 600 sin 600
3 3 3
w3 (2.16)
1 1 3
sin 600 cos 600
3 3 2
1
0
3 0
w4 (2.17)
1 2 0
3 3
There are four copies of the original geometry scaled down by a fraction of
log 4
D 1.26 (2.18)
1
log
3
An important characteristic of the Koch fractal is that the unfolded length of the Koch
curve reaches infinity as the number of iterations approach infinity. However, the area
of the Koch curve remains constant. Therefore this property can be used to minimize
The prominent Koch curve structure has been used in monopole [17], [21],
[23], [25], [120], [175] and dipole [47], [53], [149], [159] configuration. This
structure uses the space filling property of fractal that encloses a long infinite curve in
a finite area. This property has been utilized to realize miniaturized and small
antennas.
The monopole configuration of the Koch curve structure has been studied
indentation angle has been studied in [158], where a curve-fit expression was
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developed for the performance and analysis of the antenna at its primary resonance.
Modification of Koch monopole fractal antenna has been detailed and analyzed in
literature [36]. Planar and loop versions of Koch [26], [129], [153] have been used for
mobile terminals and wireless devices due to their small size and space. The
resonance of monopole antennas using Koch fractal geometry has been reported by
Puente et al. in [118]. They have also observed the shift in resonant frequency by
increasing the fractal iteration order. The detailed studies indicated that this reduction
in resonant frequency does not follow the same pace as the increase in length with
each subsequent iteration order. As the fractal iteration is increased the feature length
gets smaller. There must be a limit in the minimum feature length that affects antenna
property [22]. Fractal shaped dipole antennas with Koch curves are generally fed at
the center of the structure. The length of the curve increases by increasing the fractal
iteration which is responsible to reduce the resonant frequency of the antenna [57].
Figure 2.4 shows some of the Koch curve fractal antenna configurations. The
design and analysis of these fractal antennas has been done with the numerical
reconfigurable antenna based on Koch patch shown in Figure 2.4 (d) [86]. The
authors illustrated that by controlling the switches in the slots etched on the Koch
shaped patch, different far field bi-directional radiation patterns at the dual-band
around 60 GHz/80 GHz could be achieved and azimuthal coverage at this dual-band
is feasible by electronically controlling the switches in the slots of the patch. The
Koch fractal microstrip patches are commonly used due to their attractive properties
such as: small size, a single feeding port is enough and their higher order modes result
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(a) (b) (c)
(d) (e)
Figure 2.4 Koch fractal geometries in antenna applications (a) Koch monopole [157];
(b) Rectangular monopole [23]; (c) Koch fractal loop [161]; (d) Koch
snowflakes/islands [86]; and (e) Koch microstrip patch [51].
The Sierpinski gasket is the most widely studied fractal structure for antenna
applications. Sierpinski gaskets have been investigated for monopole and dipole
The Sierpinski gasket fractal structure can be generated by the IFS method
[117]. As shown in Figure 2.5, a unit equilateral triangular elementary shape initiator
form the first self-affine transformation w1, this first scaled copy is translated by 0.5 in
x direction only, to form the second affine transformation w2, and the first scaled copy
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is translated by 0.25 and 0.433 in x and y direction respectively to form the third
affine transformation w3. After generating the three affine transformations for gasket
fractal, Iteration 1 is obtained using Equation 2.3 and 2.4 [157]. All three affine
transformations with scale and translation matrix are given from Equation 2.19 to
Equation 2.21. The infinite iterations of gasket fractal geometry can be produced
using Equations 2.3 and 2.4 [46]. It is worth noting that after infinite iterations of the
fractal shape, the entire structure has an infinite area but is bounded by a finite
perimeter. It is easy to understand from this definition that the Sierpinski gasket is an
Sierpinski gasket is shown, black regions represent metallic conducting part, whereas
the white triangular regions represent areas from where metal has been removed [95].
x' 0. 5 0 x
w1 (2.19)
y' 0 0. 5 y
Figure 2.5 First two iterations of Sierpinski Gasket fractal obtained after a set of
affine transformations [161].
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2.3.3.2 Fractal Dimension of Sierpinski Gasket
There are three copies of the original structure scaled down by a fraction of 2,
log 3
D 1.58 (2.22)
1
log
2
[7]. The classical geometry of Sierpinski gasket monopole has a scaling of r = 0.5 and
its electrical properties translate into a log periodic allocation of frequency bands
where each of these multiple bands has a common nature. It has also been illustrated
that the location of the multiple bands can be controlled by precise adjustment of the
scale factor, used to produce the Sierpinski antenna [116]. The multiband nature of
the antennas and their patterns for scale factors other than 0.5 were observed [24, 130,
141]. Various approximate formulas, for classical and perturbed Sierpinski gaskets
were reported to locate the operational resonant frequencies [95], [139], [157]. The
method developed in another study [140] is applicable for perturbed structures, but
this provides a compromised value for the first band. Some common antenna
based on finite difference time domain method, method of moments, finite element
method etc. has been used for design and analysis of these fractal antennas.
gasket structure [116], [140]. These configurations consist of patch, monopole, dipole
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and their several variants [3], [119], [130]. In monopole and dipole configurations, the
of the underlying fractal structures. Such a close relationship is hard to achieve by the
patch configuration, although this being conformal, has several aesthetic advantages
from applications point of view [178]. In the Sierpinski gasket monopole antenna, the
Duroid and FR4 are used as the dielectric material, whereas aluminum sheet is
For dipole configuration, two Sierpinski gaskets are printed on the ungrounded
dielectric substrate so as to face each other at their apex. In this case, the feed is
divided between the two geometries. There is no ground plane present, making the
antenna of low profile. It may be observed that the antenna configuration is very
similar to a printed bow-tie antenna [48, 49]. In the patch configuration, the Sierpinski
gasket geometry is placed parallel to the ground plane, as done in the case of
good input impedance characteristics often. This is also achieved by spacing the
substrate with an air gap, above the ground plane. A probe feed is convenient if only
one gasket is used. However if two are present either a probe feed, or a microstrip in-
The fractal antennas using Sierpinski gasket have been configured to generate
logarithmic interval. The individual bands at these resonant frequencies are generally
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(a) (b)
(c) (d)
(e)
Figure 2.6 Some common gasket fractal geometries in antenna applications. (a)
Sierpinski monopole [116], [140], [154], [157]; (b) Sierpinski dipole [48], [49]; (c)
Sierpinski Yagi [116]; (d) Sierpinski patch [104], [155]; (e) Reconfigurable antenna
with bias lines and RF feed line [4]
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The IFS parameters of the three standard fractal structures detailed above is given in
Table 2.1 that include the scaling, rotation and number of self-similar copies in the
fractal geometries.
Fractal Rotation
Scaling Number of self-similar copies
geometries angle 0
Sierpinski
00 3
gasket
Koch 1/3 600 4
Sierpinski
1/3 00 8
carpet
As one class of fractal geometries, the fractal tree has already been explored in
Fractal trees offer a significant variation due to their branching nature and are
includes several families such as the binary, three dimensional, ternary, etc. [2], [114].
As illustrated in Figure 2.7, the structure of a canonical binary fractal tree can be
defined by the following parameters: a length of the trunk, branch angle 2 or branch
half angle , scale ratio that is the length ratio between a child branch and its parent
branch as well as between a first level branch and the trunk; the number of iterations
N [168]. The method used for the generation of trees is somewhat different from that
of the conventional fractal shape designs. One starts with a stem and allows one of
its ends to branch off in two directions. In the next stage of the current iteration, each
of these branches is allowed to branch out again, and this process can be continued
infinite times.
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Figure 2.7 First three iterations of a binary fractal tree
There are ways to improve antenna miniaturization techniques that employ fractal tree
miniaturization schemes for fractal tree antennas are introduced, which are based on
stub is also considered as a means for improving existing designs for miniature fractal
of iterated function system. It is possible to vary the scale factor between the length of
the trunk and branches [157]. The transformation required to obtain the branches of
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2.3.5 Other Fractal Geometries
Besides the fractal shapes described above, several other structures have also
been used for antenna applications. Some of these fractal geometries are listed in
Table 2.2.
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Hybrid This paper described that, increase of
fractal current path length of classical
cross traveling-wave antennas degrades the
performance of the antenna, especially
the radiation pattern and cross-
polarization characteristics. This
fractal structure of the cross antenna
has been proposed to remove this
problem [29].
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Quasi- In this paper, a dipole antenna based
fractal on the quasi-fractal binary tree was
binary tree proposed. To achieve broadband
characteristics, the proposed antenna
was optimized in an auto- mated
design, making use of the Genetic
Algorithm (GA) in conjunction with
NEC [168].
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Hexagonal The hexagonal fractal antenna is
fractal observed to possess multiband
multiband behavior similar to the Sierpinski
antenna gasket antenna. This fractal antenna
allows flexibility in matching
multiband operations in which a larger
frequency separation is required [150].
computational techniques have also been used for the design and analysis of fractal
antennas are limited in number, their versatility makes them very attractive and
A specially formulated GA has been used to design the optimal layouts of polyfractal
arrays, a subset of fractal random arrays [112], [113]. The actual advantage of
applying GA was the drastically reduced time to effectively design large array
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polyfractal arrays with wide bandwidths, improved side lobe suppression and narrow
beam widths have been reported. In [164] GA has also been used in conjunction with
IFS to develop a powerful design optimization tool for Koch curve structure. The
component values of loads, and projected length of the fractal antenna, in addition to
the optimization of fractal antenna geometry, for the geometry to resonate at required
antenna optimized using PSO have been reported in [14]. The PSO was used to
simultaneously optimize the fractal shape and the input impedance of the antenna. A
dipole antenna based on the quasi fractal binary tree has been discussed [168] to
design, making use of the Genetic Algorithm (GA) in conjunction with NEC
network trained with the help of GA has been used to generate the driving point
impedance of fractal dipole antennas. The neural network was used to correlate the
IFS parameters with the driving point impedances. The advantage of developing such
substrate of 2 mm thickness using ANN and BFO is presented [76]. The calculation of
resonant frequency using these methods was an interesting part of this study, which
reflects the simplicity and accuracy of these techniques [176]. The variations in slot
parameters show their impact on antenna output parameters which were verified using
Algorithm (BFA) for the design of uniform linear antenna arrays for null steering by
controlling only the element amplitudes. The optimization method is applied to obtain
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the excitation coefficients for a 10 element linear array at 30dB side lobe level. From
simulation results, it was found that the BFA is capable of steering the array nulls
microstrip patch antenna using PSO with curve fitting is introduced in [59]. An
inverted E-shaped microstrip patch antenna designed for IMT-2000 band was utilized
to demonstrate the optimization technique. The data for curve fitting was obtained
Comparison between conventional antenna and curve fitting based PSO optimized
care to any place where health care is needed. It is an effective solution for providing
specialty health care in the form of improved access and reduced cost to the rural
patients and the reduced professional isolation of the rural doctors. The telemedicine
technology can enable ordinary doctors to accomplish extra-ordinary work [107]. The
self affine fractal antenna designed to operate at MICS band (Medical Implant
[144], [145]. The proposed antennas can be incorporated in any wireless telemedicine
boards or through handheld devices for monitoring the physiological parameters and
to effectively transmit the collected data. Design and realization of small implantable
antenna for biotelemetry applications has been presented [1] and it is well matched
within the medical implanted communications system band and adequate gain is
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achieved. The miniaturization design of the spiral antenna for wireless capsule
antenna mainly comprise a double layer patch, ground plane, lossless high dielectric
substrate shorting pin or wall, and the spiral geometries. Another Study available [10],
[37], [69] described the use of radio-frequency (RF) communication and identification
for biotelemetry applications where the system consists of a transmitter and a receiver
with a transmission link in between. The transmitted data can either be a bio potential
or a nonelectric value like respiration, arterial pressure, body temperature etc. In [31]
Chen and Luo developed a low-profile multi-band mobile antenna for telemedicine
applications. A monopole feeding of the gap associated with coupling energy and
the coupling of the gap, the parasitic metal arm is designed to resonate at the
frequency of about 2500 MHZ. In [91] Merli et al. investigates the versatility and
shows dual band capability working in both the Medical Device Radio
communication Service (MedRadio, 401-406 MHz) and the Industrial, Scientific and
Medical (ISM, 2.4-2.5 GHz) bands while inserted in a homogenous body phantom.
2.6 Conclusion
A rigorous review of fractal antennas was carried out in this chapter with
special emphasis to the three fractal structures viz. Koch curve, Sierpinski carpet and
fractal tree that have been used in presented work. It has been revealed that various
fractal pattern can be used for the design of antenna to improve various antenna
characteristics that include size reduction, increased gain, power pattern and wideband
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antennas were studied. Some of the applications that use biologically inspired
optimization techniques were also discussed. Some efforts have also been made to
The literature survey describe that, many fractal geometries have been analyzed till
date and used for various electromagnetic applications, but as far as their design
procedure is concerned, very few approaches have been made. Aim of this research
work is to find out a technique of designing user defined fractal antennas that is user-
friendly and at the same time cost-effective covering various wireless and
been tested only for three different fractal structures but it can be easily explored to
other structures also. Before moving towards the actual implementation of the
proposed approach, next chapter illustrates the capabilities and necessities of two
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