Heberle - The Sociology of Ferdinand Tönnies

The Sociology of Ferdinand Tnnies
Author(s): Rudolf Heberle

Source: American Sociological Review, Vol. 2, No. 1 (Feb., 1937), pp. 9-25
Published by: American Sociological Association
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THE SOCIOLOGY OF FERDINAND TONNIES*
RUDOLF HEBERLE
University of Kiel
HE SCOPE OF TONNIES' WORK. The works of Ferdinand T6nnies

cover so many topics, and such wide reaches of sociology,
social philosophy, economics, and politics, that at first glance,
it seems all but impossible, in a short essay, to do justice to the life
work of a man who, at his death, had reached the biblical age of
eighty. The task, however, is the lighter in that the focus of Tonnies'
scheme of thought lies in the concepts, marked by genius, which
first appeared in Gemeinschaft und Gesellschaft, written at the age
of thirty-two. On these concepts, T6nnies' international reputation
rests. In vigor of thought and beauty of style the famous Gemein-
schaft und Gesellschaft was hardly surpassed by any of the numerous
later writings of the author. Here, already, the social psychological
foundations and the fundamental sociological categories of T6nnies'
scheme are well and truly laid.
In a large part of his later work T6nnies has "applied" the funda-
mental concepts of Gemeinschaft und Gesellschaft to special phe-
nomena of social life, as e.g., morals and folkways' or public opinion.2
The broader public knows Tonnies merely as the author of Gemein-
schaft und Gesellschaft but it would be unjust to identify his scien-
tific life work with the theorem of that book and its application.
For, on the one hand, his sociological system was fully developed
only in later years and, on the other, his achievements in the social
sciences reach far beyond the narrower field of theoretical sociology.
T6nnies' sociological system as a whole was for many years known
only to his personal students. It has, indeed, never been published
in adequate form, but only in some short essays and in the Ein-
fuhrung in die Soziologie, a book of his maturer years which did not
attain to the classic form of the Gemeinschaft und Gesellschaft. The
Einffihrung, nevertheless, is quite indispensable to the understand-
ing of Tonnies' theory and, because of its easy manner, will be found
to be very useful in the teaching of sociology.
* The author is indebted to Prof. Frank D. Graham, Princeton University, for valuable
assistance in translating the German text.
I Die Sitte, Frankfurt, I909.
2 Kritik der Oeffentlichen Meinung, Berlin, i922.
Io AMERICAN SOCIOLOGICAL REVIEW
T6nnies' interest in sociological problems was stirred by his

studies of Thomas Hobbes's philosophy of law and theory of the
state and, as we shall see, his own sociology cannot be rightly under-
stood or fully appreciated unless these early studies are kept in
mind. In his book on Hobbes, and in numerous later papers on prob-
lems more or less closely related to Hobbes's philosophy, T6nnies
has made valuable contributions to the theory of the modern state
and to the philosophy of law. These deserve recognition quite apart
from T6nnies' purely sociological writings.
The third and least known phase of T6nnies' work is that of the
empirical investigations to which a considerable part of his life-
work was devoted.
Among these studies the following may be mentioned here: the
surveys of the socio-economic situation of longshoremen and seamen
in Hamburg and other ports, which T6nnies was asked to undertake
after a big strike in Hamburg:3 a study of the relationship between
certain moral phenomena and socio-economic conditions in
Schleswig-Holstein ;4 a series of papers on criminality in Schleswig-
Holstein' based upon material collected in the chief prisons of the
Province, and a study on suicide6 in Schleswig-Holstein; a paper on
cyclical changes in marriage rates and in the proportion of male to
female births in relation to certain economic data,7 unhappily pub-
lished during the first year of the World War. This was one of the
first German contributions to the empirical study of business cycles.
"Hafenarbeiter und Seeleute in Hamburg vor dem Streik I896-97." drchio far Sozial-
wissenschaft und Sozialpolitik, X, 1897; "Der Hamburger Streik von I896-97 ebenda. Nebst
verschiedenen anderen Aufsitzen fiber den Streik in dieser Zeitschrift"; and "Die Ostseehifen
Flensburg, Kiel, Luibeck," in "Die Lage der in der Seeschifffahrt beschaftigten Arbeiter,"
Schriften des Vereinsfiur Sozialpolitik, Band I04, I903.
4 "Studie zur schleswig-holsteinischen Agrarstatistik," irchit fur Sozialwissenschaft und
Sozialpolitik, XXX, 9Io0.
6 "Verbrechertum in Schleswig-Holstein." Arch.ffir. S. und S., LII, I924 and LVIII, I927.
"Die schwere Kriminalitat von Minnern in Schleswig-Holstein in den Jahren I899-I9I4
in Verbindung mit Dr. E. Jurkat," Zeitschriftfuir Volkerpsychologie und Soziologie, I929.
"Ortsherkunft von Verbrechern in Schleswig-Holstein," Deutsches statistisches Zentralblatt,
I929.
"Uneheliche und verwaiste Verbrecher," Kriminalstatistische .lbhandlungen, Heft I4,

Leipzig, I930.
6 "Der Selbstmord in Schl. H. Eine statistische soziologische Studie," Verbfentlichungen der
rc/l. hoist. Universitits-Gesellschaft, Breslau, I927.
"Der Selbstmord in Schl.-H," Nordelbingen, VIII, I930.
7 "Die Gesetzmassigkeit in der Bewegung der Bevolkerung," Arch.fiur S. und S., Bd. 39,
Heft i, Tuibingen, I914, und H. 3, I9I5.
THE SOCIOLOGY OF FERDINAND TONNIES II
For these investigations T6nnies had developed a method of correla-

tion of his own invention.8
Sociological Theory and Research; The Three Spheres of Sociology.
It was detrimental to the appreciation of Tdnnies in America that
these studies attracted scarcely any attention there and that at the
time when Gemeinschaft und Gesellschaft gained a broader public in
Germany, there was among American sociologists little interest in
what they held to be "arm-chair sociology." And yet T6nnies, be-
lieving firmly in the possibility of "exact" methods in the social
sciences, never thought of sociological theory as being an end in
itself or as independent of research. T6nnies distinguishes three
disciplines of sociology,9 distinct in their epistemological aspects and
in the methods essential to each:
i. Pure or Theoretical (reine, theoretische) Sociology.
2. Applied (angewandte) Sociology.
3. Empirical (empirische) Sociology or Sociography.
This division relates to sociology in the narrower sense. Beside
this, Tdnnies asserted the validity of a wider concept of sociology,
which had come to general recognition outside of Germany, which
includes social biology, demography, and social psychology.
T6nnies' idea of Pure Sociology corresponds approximately to
"General sociology"'0 in the meaning which has now become rather
generally accepted. It is a logical system of concepts of "normal" or
ideal types (in the meaning of Max Weber) of "soziale Wesenheiten"
(social entities) in a static condition. Such a system of concepts is a
necessary means to the description and understanding of empirical
social phenomena."
8 "Eine neue Methode der Vergleiche statist. Reihen," Schmoller's 7ahrbuch, XXX, I909.
See H. Striefler, "Zuir Methode der Rangkorrelation nach Tonnies," Deutsches Statistischcs
Zentralblatt, I93I, Heft 5.
9 Ferdinand T6nnies, Einteilung der Soziologie.
10 The term "Generelle Soziologie," however, has with Tonnies a different meaning: it com-
prises all disciplines pertaining to human society, whereas "Spezielle Soziologie," or sociology
in the proper sense, is confined to the study of "soziale Wesenheiten" and excludes, for in-
stance, Social Psychology and Social Biology.
11 In "Wege und Ziele der Soziologie," the presidential address at the first conference of the
German Sociological Society, Tonnies said that sociology was fundamentally a philosophical
science. "Als solche hat sie es wesentlich mit Begriffen zu tun ... Sie muss diese Begriffe
bilden, d.h. sie fur den Gebrauch zurecht machen ... um die Tatsachen der Erfahrung wie
an Nigel daranzuhangen oder wie mit Klammern zu ergreifen; sie hat in diesem Bereiche nicht
sowohl direkt die Erkenntnis der Tatsachen, sondern die zweckmassigsten, tauglichsten
Gerate fuir solche Erkenntnis herzustellen: Eine uiberaus wichtige, von den blossen Empiristen
oft sehr zu ihrem Schaden gering geschatzte Aufgabe." (Studien und Kritiken, II, p. 13I.)
12 AMERICAN SOCIOLOGICAL REVIEW
The "application" of these "pure" concepts to the analysis and

explanation of concrete historical societies (Kulturen) and to his-
torical processes of social evolution is the field of Angewandte
Soziologie.'2 Here the original meaning of sociology as a scientific
philosophy of history, as conceived by Lorenz Stein and A. Comte,
is restored. Tonnies planned a comprehensive treatise on the evolu-
tion of modern society which he intended to be the complement to
Gemeinschaft und Gesellschaft. He published some papers on the sub-
ject of Progress and Evolution in Society13 and, half a year before his
death, the first volume of the larger work was published under the
title Geist der Neuzeit. The difference between Reine und Angewandte
Sociology is not only that between a static and a dynamic theory of
society but also, and primarily, between a constructive and a de-
ductive approach. In Angewandte Sociology empirical data are to be
systematized and interpreted according to the principle of evolution
from "Gemeinschaft" towards "Gesellschaft."14
The sociographic study of present social conditions and processes,
or "Empirische Soziologie," can proceed by inductive or empirical
methods,15 since here almost any data required are available or can
be made available. But, of course, even in these empirical studies
the concepts of Pure Sociology will be used in order to select and
organize the "facts."'6 This concept of Soziographie corresponds
approximately to the more recent type of American social surveys
and ecological studies as a scientific representation of sociologically
1 "Die Angewandte Soziologie kann, solange als die Reine Soziologie nicht als ein einiger-
massen gefestigtes System von Begriffen und Theorien dasteht, nur als ein Versuch betrachtet
werden, bestimmte Begriffe und Theorien, die etwa provisorisch einer gewissen Anerkennung
sich erfreuen, fur das Verstindnis historischer Entwicklungen auszuwerten.
... Die angewandte Soziologie wird immer Fuihlung haben mit dem, was unter dem Namen
Philosophie der Geschichte eine gewisse Geltung gewonnen hat . . . " i. Eine Aufgabe, die
der angewandten Soziologie naher liegt insofern als sie wissenschaftlicher sein will als die
Philosophie der Geschichte, ist die Betrachtung einzelner Kulturperioden, der Kulturen selber,
in ihrem Werden und Vergehn....
Sie kann mit dem Hilfsmittel soziologischer Begriffsbildung und Theorie den bisherigen
Gang der europaischen.. . . Entwicklung in ihren Grundziigen bis zur gegenwirtigen Stunde
verfolgen. Sie muindet daher in der so sehr als m8glich gruindlichen Untersuchung des gegen-
wirtigen ... gesellschaftlichen Lebens. Diese Forschung aber stellt sich als Aufgabe ein
anderer dritter Teil der Speziellen Soziologie, der durch seine Methode sowohl von der reinen
als der angewandten Soziologie unterschieden werden will. Diese Methode ist nimlich . . . die
empirische also induktive Methode. Wir nennen sie daher empirische Soziologie oder Soziogra-
phie ......
13 Fortsckritt und soziale Entwicklung, Karlsruhe, I926.
14 Compare the above quotation, footnote I2.
15 Statistics will be employed as much as possible. T6nnies liked to explain
Soziographie by comparison with the older type of German Statistik of which
Soziographie to be an improved renovation.
16 See R. Heberle, article "Soziographie" in Handwdrterbuch der Soziologie, Stu
Here T6nnies' concept of Soziographie is criticized and the subject more strict
THE SOCIOLOGY OF FERDINAND TONNIES 13
relevant facts in concrete communities or groups. This threefold

system of Sociology, in the special sense, can be said to combine in
an organic unity the main approaches to the subject of society which
have led to the development of different and apparently irreconcil-
able schools of sociological thought.'
"Gemeinschaft" and "Gesellschaft." The heart of T6nnies' system
lies in the doctrine of human relationships or social entities (soziale
Wesenheiten). This rests, in turn, on the distinction between the
"basic concepts," "Gemeinschaft" and "Gesellschaft." The historical
importance of the theorem of Gemeinschaft und Gesellschaft lies in
the synthesis of the rational and the romantic conception of society.
The two concepts of social life which, since the time of Aristotle,
have been the principal theme of the discussion of social philosophers
are there held to be a one-sided picture of social reality. Its essential
feature is not the construction of two antithetic concepts (we shall
see that they are by no means intended to be strictly antithetical,
but the clear conceptual distinction between two social patterns,
representing alternative possibilities of forming social groups, and,
further, the recognition that the differences between schools of social
philosophy rest on the fact that their proponents have seen only
one of the two spheres as the whole of social reality.
It is true that we find the inception of this recognition with Hobbes
in the distinction between natural and political commonwealths.
But the clear formulation in the concepts of Gemeinschaft und
Gesellschaft was possible only after the romantic theory of state and
society had prepared the way in the criticism of natural rights and
rationalistic social doctrines; the knowledge of the social life of primi-
tive peoples which, during the i9th century, was attained through
cultural anthropology, comparative philology, and the studies of
comparative law, were also a prerequisite.
It is impossible within the limits of this paper to trace in detail
the influence on Tdnnies of German natural rights philosophers and
thinkers of the Romantic School and, above all, of the English and
American scholars (e.g., Morgan, Ancient Society). In Gemeinschaft
und Gesellschaft T6nnies has especially acknowledged the decisive
stimulus which he received from Sir Henry Maine's antithesis of
status and contract.18
The distinction between "Gemeinschaft" and "Gesel/schaft" as
17 Tonnies shows especially the possibility of combining "formal" sociology with historical
sociology.
18 Tonnies gives a short enumeration of the intellectual sources of his theory in: "Mein
Verhiltnis zur Soziologie," in R. Thurnwald, Soziologie von hieute, Leipzig, 1932.
fundamental concepts of social groups recalls the distinction be-

tween organic and mechanical social entities (even Tdnnies occa-
sionally employs these pictures but only as analogues) or between
those relationships which have grown naturally out of emotion and
instinct and those which have been consciously set up.
The essential points in T6nnies' theory, however, are:
(i) that all social relationships are to be regarded as creatures of the
human will. They exist as social facts only through the will of in-
dividuals to associate.
(2) This will and, along with it, the inner relationship of the associated
individuals with one another can be of very varied character: a
group or relationship can be willed either because it is desired to
attain through it a definite end (with complete indifference toward
or even antipathy against the partners, e.g., a business co-operation),
or because, from sympathy with the partners, it is felt that the re-
lationship is valuable in itself (e.g., friendship). T6nnies designates
the two types of will as "Wesenwille" and "Kfirwille." "Kfirwille"'19
means the rational will which distinguishes between end and means
(the concept corresponds fairly exactly to Max Weber's concept of
the "zweckrationale" behavior). "Wesenwille" means any process of
willing which springs from the temper and character of an individ-
ual, whether it has its origin in inclination, habit, or conviction.20
(3) The "Wesenwille" therefore is by no means necessarily irrational.
On the contrary, one can distinguish rather between degrees of
rationality of the "Wesenwille" and of the "communities" which
derive therefrom. The scale runs from those in which the instinctive
sympathy of biologically related individuals determines the individ-
ual will to those which are based solely on a relationship arising out
of common adherence to certain values (e.g., blood-relationship,
neighborliness, friendship; family, community, guild). These wholly
mental forms (stages) of "Gemeinschaft"21 come nearest to the
"gesellschaftlichen" relationships which are always purely mental.22
The two categories of "Gemeinschaft" and "Gesel/schaft" stand in

a complicated relationship to one another which is not always
understood by critics. The objection has been raised23 that these
concepts represent, on the one hand, antithetical conceptional cate-
gories and, on the other head, stages of historical development, and
19 Kfiren" means "to choose."

20 It is obvious that the idea of "Wesenwille" is derived from Schopenhauer's "bewuisslloser
Willie."
21 For the concept of "Gemeinschaft," see T6nnies, Studien und Kritiken, II, p. 271.
22 Thus the concept of "Wesenwille" corresponds approximately to Max Weber's types of
emotional-affectual, of traditional and of "wertrationale" behavior.
23 Cf. Th. Geiger . . . Die Gestalten der Gesellung, Karlsruhe, I922, p. 22.
THE SOCIOLOGY OF FERDINAND TONNIES is
that they also are mere classificatory concepts. The last of these is
certainly not Tonnies' meaning. Though he sometimes designates
the family or the village as a "Gemeinschaft," the city or the state
as a "Gesel/schaft," this is only as a paradigm. To him "Gemeinschaft"
and "Gesellschaft" are pure concepts of ideal types which, as such,
do not exist in the empirical world. They can, therefore, find no
employment as classificatory concepts. Rather are they to be re-
garded as traits, which, in empirical social entities, are found in
varying proportions. If one should, e.g., define the family as a
"Gemeinschaft," the road to sociological understanding would
thereby be barred; it is the peculiar task of the sociologists to find
out how far the family in a concrete situation (e.g., the wage earner's
family in a great city) approaches more nearly to the type of "Gesell-
schaft" than a family in another situation (e.g., on a farm).24 If one
takes the concepts in this sense, it will then be possible to apply them
to historical phenomena without doing violence to the logic of the
system.
A peculiar difficulty lies in the fact that the two categories are not
strictly antithetical, inasmuch as a purely "gesellschaftliche" em-
pirical condition of social life is for Tonnies inconceivable. For, since
man, in his behavior, is never motivated alone by intellect and reason
but, whatever the stage of social development, by inclinations and
emotions, that is to say, fundamentally by "Wesenwillen" and only
partially by "Kfirwillen," all empirical "associations" must have a
"Gemeinschafts," or "community," basis.25
The social entities are classified as (i) social relations ("VerhAlt-
nisse"); (2) social "Samtschaften"; and (3) social corporations
("Kdrperschaften"). These social relations are to be conceptually dis-
tinguished from natural and psychic relations. Natural relation by
common blood does not per se constitute a social relation. A social
relation springs from a psychic relation "in the measure in which the
latter is felt not only as such but is also willed to exist and persist"
. * . and in so far as certain common and mutual rights and duties of
14 An individual "gemeinschaftfiches" relation of partnership (e.g., a love-match) can change

into a "gesellschaftliches" relation (if the marriage is preserved only for reasons of respecta-
bility).
2' Certainly Tannies does not distinguish between the categorical relation, the links, of a
group to the whole and the personal relation to each other. For example, a joint-stock company
as a social form remains also a "Gesel/schaft," if the stockholders or at all events the active
elements among them are personally friendly or even connected by family. This distinction is
to be derived from a disciple of T6nnies, Max Graf Solms. (Gestalt und Gerlist der Menschen-
welt, Karlsruhe, i929).
i6 AMERICAN SOCIOLOGICAL REVIEW
the participants are derived from it (e.g., courtship developing into

marriage).
A social relation thus is thought of as something "valid"-not only
by the participants but, if it is not a secret relation, by other per-
sons. These, however, can refuse to recognize the validity, e.g., if
parents refuse to recognize an engagement of their daughter. A com-
plex of social relations between more than two persons is called a
social circle ("sozialer Kreis"), e.g., a circle of friends. This is the
link between social relation and social "Samtschaften."
Under "Samtschaft" we are to understand a group of individuals
who, because of common natural or psychic traits, are regarded as
units (race or language groups); social "Samtschaften" are such
natural or psychic groups, in so far as they are recognized by the
associated individuals themselves as units, to which their assent is
given and which they will to persist. A people would be the best
example of a "Samtschafft resting on natural and psychic common
characteristics; the political party may be considered as an example
of a purely psychic or mental "Samtschaft."
"Corporations," social bodies or social unions, are to be distin-
guished from the two former categories inasmuch as they possess an
organization, that is, that definite persons can perform definite func-
tions, which are regarded by the members of the corporation and,
even by outsiders, as the acts of the corporation. The corporation is
thought of as a person, which possesses a rational will to which it
can give validity through its "membra." Thus, the idea of social
entity comes to full expression in the concept of the corporation.
A Corporation may be based on a social "Samtschaft," as the
church rests in the community of believers, or it may spring from a
social "Samtschaft," as the party-machine from the mass of those
who feel that they are bound together by similar political ends.
All three categories of sociale Wesenheiten" can be willed pre-
dominantly by "Wesenwillen" or by "Kfrwillen," and therefore pre-
dominantly resemble the type of "Gemeinschaft" or "Gesel/schaft,"
as the case may be.
While, as a rule, in social philosophy, a "superindividual" char-
acter is attributed only to corporations, in which case the concept of
the Juristic person is usually employed, 'it is an essential feature of
T6nnies' theory that even the "social relation" is conceived as a
creature of the will of the partners which exists in their conscious-
ness as something objective, toward which the partners recognize
that they have definite obligations and from which they acquire
certain rights. Thus a man says, "My friendship to X binds me to
do or refrain from doing this or that." When social relations are
legally sanctioned as, e.g., marriage, or the relation of employer and
employee, the identity in principle of their mode of existence with
the corporations becomes obvious. And with that we define the point
where the objects of sociology and social psychology diverge. Sociol-
ogy deals with types of social relationship, not with the typical
psychic attitudes of the persons related.
The state, as the most important corporation, has been the object
of philosophical and sociological speculations and theories ever since
antiquity. Tdnnies considers the so-called "Al/gemeine Staatslehre"
as a part of sociology,2" so far as it deals with the "Sein" and not
with the "Sollen," i.e., with really existing states and not with ideals
of the state. Several of his most important writings are concerned
with problems of the theory of the state, and, during the great war,
T6nnies wrote an excellent comparative study of the English and
the German state.27
General (Pure) Sociology. It is the criterion of the social life of
human beings, as distinguished from the mere living together in
groups, such as occurs even among animals, that that life is regu-
lated; for this reason the theory of social norms and social values-
from which these norms derive their meaning-is the necessary com-
plement to the theory of social entities. Tbnnies was always par-
ticularly interested in the theory of social norms, and we, therefore,
find it more systematically developed in his work than is the theory
of social values.28
In this paper only the elementary features of Tbnnies' theory of
norms can be presented. Social norms are defined as all command-
ments and inhibitions, of general validity to individuals linked to-
gether in a social entity, which regulate the conduct of those individ-
uals toward one another and toward outsiders. These regulations
gain validity by the agreement (consent)-expressed or tacit-of
the individuals; they may be norms autonomous or heteronomous;
and they may be followed from conviction of their rightness or
26 The differentiation between sociology and political science apparently does not go so far
in Germany as in the United States.
27 Der englischc und der deutsche Saat, Berlin, 1917.
28 This theory has been formed remarkably by a disciple of Tonnies, E. Jurkat: Das
soziologischc Wertproblem, Dissertation, Kiel, 1930.
i8 AMERICAN SOCIOLOGICAL REVIEW
merely in order to avoid the detrimental consequences of dis-

obedience.
Tdnnies distinguishes: (i) Three classes of norms: order, law, and
morality; and (2) the following kinds of social will, by which the
norms [as objects of will] are created:29 (a) norms of "community"
("gemeinschaftliche Normen"): (i) unanimity, or concord, as the
general trait of all common willing which, based upon relations for-
merly described as of "community" type appears to be natural and
necessary per se; (ii) custom, based upon habits in common; (iii)
religion, based upon faith in supernatural commanding powers.
(b) norms of "association": (i) convention; (ii) legislation; (iii)
public opinion (based upon common interests).
"Order" is the most general complex of norms, preferably based
upon concord or convention. It might be said that it comprises those
norms which are valid through the normative power of facts.
Law is the complex of norms which, according to their idea, are
to be interpreted and enforced by judicial decision. Law is created
either by custom or by formal and intentional "legislation."
Morality is the complex of those norms the interpretation and
application of which is thought of as the function of an imaginary
judge (God or conscience). The norms of morality are sanctioned
more or less either by religion or by public opinion.
All these distinctions, however, are of purely conceptual character;
in reality transitions exist between the various types of norms, while
each category contains elements of the others. The systems of norms
of the various social entities are composed of norms of order, law,
and morality.30
T6nnies' concept of custom is thus defined in a manner slightly
different from what is usual: for him custom is not the original unity
(or common origin) of all norms, out of which law and morality de-
velop at a higher level of culture. And again custom is not a definite
body of norms. It is the will of a social entity rooted in common
habits, by which definite norms attain content and validity.
The distinction between customary law and law by legislation is
not identical with the distinction between codified law and un-
written law: for even customary law is liable to become codified and
sanctioned by legislation. But, in order to regulate new conditions
constantly arising, the modern state has to establish laws which are
29 "Einteilung der Soziologie," in Studien und Kritiken, II, p. 438.
30 Ibid., p. 438 et seq.
THE SOCIOLOGY OF FERDINAND TONNIES I9
sanctioned by no "sacred" customs but only by their being generally

reasonable or by their serving certain interests, as, e.g., most rules
of modern transportation and traffic law.
Thus, the systematic theory of law, in so far as law is factually
effective and can, therefore, be studied by empirical methods, forms
an essential part of Pure Sociology. But for T6nnies even those
ideas of the origins of law and of laws valid under all conditions of
human society which form the content of "Natural Law" become
essential subjects of sociological theory through their great im-
portance in politics. T6nnies has added to the well-known rational-
istic theory of natural law-of which he considers Hobbes to be the
classic philosopher-the principles of a modern "community-law
of nature."
By resuming Aristotles' idea of man as a being by nature destined
to live in communities, the concept of a law based upon natural
altruism and not on conflicting interests domesticated by reason
could be constructed. In every social relationship based upon mutual
sympathy and upon the feeling of duty arising from it, there would
lie hidden the bud of a system of law, which could be called, "natural
law of community."'" This system of law would, in every one of its
institutions, express the principles of solidarity within the com-
munity and of the immediate interdependence of rights and duties.
It would especially presuppose common property in land and in other
means of production of primary importance, and even common use
of these.32 This type of law, being motivated only by the common
good of the people, would not permit of any disparity between law
and morality. These ideas and their explication, especially with re-
gard to the legal status of wage-earners as given in the Einffihrung,33
have today a high degree of actuality with regard to the reforms in
German law proposed by the national-socialist government; but
they might also be interesting to American social reformers, since
they furnish arguments against an individualistic philosophy of law,
which is apt to bar the way to social reform.
The link between Pure and Applied Sociology is furnished by the
theory of "soziale Bezugsgebilde," i.e., in those systems of activities
of economic, political, and spiritual or moral character "in which
social will finds its fields of action."34 This part of T6nnies' socio-
"1 Einffihrung in die Soziologie, p. 2i8.
32 Ibid., p. 220.
3P P. 2I7 et seq.
34 Einteilung, p. 441; Einffihrung, Bk. V.
logical system may be said to be the least developed. Here a general

sociology of religion or of art and similar theories, would find their
place within the system.
Applied or Special Sociology-Tdnnies and Marx. T6nnies shows
that in the course of social evolution "kfirwillige" attitudes and "ge-
sellschaftliche" social entities and norms arise pre-eminently from
trade, from the modern state, and from science. As to the question
to which of the three spheres of economics, politics and culture, into
which we are accustomed-under the necessity of analytical ab-
straction-to divide the unity of social life, there should be ascribed
the leading role in social evolution, or rather the highest degree of
variability, Tbnnies commits himself to the economic interpretation
of history, or, as he preferred to say, to a realistic interpretation of
social evolution. (Einffihrung, p. 270 et seq.) In this regard, Tbnnies
stood perhaps less under the influence of Karl Marx than in accord
with seventeenth and eighteenth century social science in England
and France. In Germany this tradition had been interrupted by the
philosophic school of Idealism, and, being restored by Karl Marx,
was adopted as a slogan in political conflict, thereby losing credit
with the great public. While Marx considers technical conditions and
progress to be the real motor of social evolution (thus relying upon
an extra-economic factor for its explanation), Tbnnies conceives
capitalism as an outgrowth of trade, in particular of large scale and
foreign trade which is not limited to the simple exchange of goods
for money and of money for goods, but whose function consists in
the profitable use of money as "capital." The infiltration of this
kind of trade into the realms of industrial and agricultural produc-
tion in the shape of the plantation-economy, home-industry, the
sweat-shop and the factory, tends to burst all the old traditional,
"community" conditions of economic life.35
And yet T6nnies, being vitally interested in questions of theo-
logical and philosophical doctrine, has all but underestimated the
enormous importance of "ideas" in social life. For him, the economic
(realistic) interpretation of history was a useful device of analysis
but not the last word in wisdom. He held, however, to the opinion,
that only those ideas which, regardless of their "rightness," had
actual validity and significance in society correspondent to the real
or assumed interests of influential social groups could, in fact, exert
31 The explanation in detail of these thoughts was reserved for the above-mentioned trea-
tise on the evolution of modern society.
their sway on social life. Tbnnies therefore expected social reforms

to result not from propagation of ethical social doctrines but from
appeal to the well understood special interest of the parties involved
in social conflicts. For the same reason Tbnnies disapproved of the
opinion, chiefly shared by political reactionaries, that the faults
of the modern social system were due to the heretical doctrines of
individualistic social philosophy. He considered these theories rather
as attempts at an understanding and justification of the modern
social order. That Thomas Hobbes should have recognized the rad-
ically new principle of the modern state as opposed to all earlier
'communal" forms of political bodies and should have undertaken
to make it conceivable by the doctrine of a contract of state, Tdnnie
appreciated as the sociologically significant feature of Hobbes' the-
ory of the state and of the rationalistic doctrine of state-contract
in general. For the modern omnipotent centralistic state, independ-
ent as it was in principle, of any ethnic basis, could in fact be
understood only by a rationalistic construction, and the principle
of sovereignty could be justified only by some such fictional devices
of thought. The modern state is in this regard, distinct from both
the antique Polis (representing in principle a "community") and
from the feudalistic and "stindischen" (guild) mediaeval realms.
Tdnnies conceives the state as a revolutionary force, which tends to
weaken and even to destroy most of the older community features
of the social order and which establishes a new "associational"
order in its place.
Political Attitude and Personal Experience. Tdnnies has been
blamed for the bias which his theory implied. He has been called a
pessimist and even a romantic. Against such criticism-brought, at
first, by his elderly friend Harald Hbffding, the famous Danish phi-
losopher, and only recently by L. von Wiese-Tdnnies was prone to
defend himself by explaining that his intention was simply to de-
scribe the irreversible course of social evolution which he occasionally
compared to the cycle of human beings. Nobody could say whether
youth or old age was "better," and there was no sense in putting
the question in this fashion. And yet it could not be denied, that
youth, in certain respects, was preferable to age and that, in other
respects, old age had its own advantages. Thus Tbnnies' verdict on
the development of scientific thinking and its victory over theology
and metaphysics-a victory he welcomed-was absolutely positive.
He had been a promoter of all activities aiming at the establishment
of "ethical culture" independent of religion in its narrower sense.

He considered the modern state, although he labelled it an "asso-
ciational" group, all but an evil; on the other hand, he believed the
solution of many social problems, arising from the evolution of mod-
ern capitalism, to be possible through a combination, in some way,
of the efforts of co-operative and trade-union movements with those
of state socialism.36 Tdnnies was, however, a man of firm judgment,
and, on many things, he held rather fixed opinions. Thus it cannot
be denied that antipathy toward many features of capitalism and
industrial society crops out quite obviously in his writings. But, if
he had written on feudal society, he would not have failed to con-
demn in no less cogent fashion certain features of precapitalistic
society. There was however no reason for such criticism in Gemein-
schaft und Gesellschaft since this book was intended as a criticism of
the present and not of the past.
The strong and far-reaching influence" of this chief book of Tdn-
nies was not only due to the fact that in it was attained a synthesis
of the strivings of social philosophy and theories of the state reach-
ing back for three centuries, but to the marked though restrained
emotion (Leidenschaft) of a vigorous thinker, whose theories sprang
not from mere intellectual interest but from intensive experience
(Erlebnis). Tdnnies had himself gone through the process of assimi-
lation of a social background predominated by "community" values
and norms to a social milieu of essentially "associational" type,
when, as a young man, he had left a countryside of farms and small
towns for the world of big cities. He had, moreover, in those political
turmoils (Umwdlzungen) and social conflicts which occurred during
his childhood and youth, observed with vigilant eyes the unfolding
of the modern state and of the capitalistic middle-class (blirgerliche)
society in Germany. In his home in Eiderstedt (a district in Schles-
wig-Holstein) he had experienced the influence of the capitalistic
commercial spirit (attitudes) on the life and character of a society
of cattle-grazing farmers. But he had also seen, in his childhood,
how Eiderstedt, on the incorporation of the duchies of Schleswig and
36 "Vorrede den Gemeinschaft und Gesellschaft," 3. Auflage, I9I9. Reprinted in Studien und
Kritiken, I, pp. 58 et seq.
37 This influence cannot be discussed here. It reaches far beyond Germany; more or less
obvious symptoms of T6nnies' influence are to be traced in Austria and southeast Europe, in
Scandinavia and even in Japan and China. It may only be mentioned that Sombart and M.
Weber both accepted the concepts of "Gemeinschaft" and "Gesellschaft." Spengler's Untergang
des Abendlandes is supposed to have been influenced largely by T6nnies' ideas, although
T6nnies is never quoted.
Holstein into Prussia, had lost those considerable remnants of auton-

omous self-government preserved under the Danish Regime and
been converted from a semi-mediaeval political community into a
mere administrative district within a modern state. During his
early manhood there occurred the first big strikes of labor and the
attacks of Bismarck on the socialist labor movement. When T6nnies
took sides with the laborers he was motivated not merely by his
sociological theory. Having an extraordinary facility in making con-
tacts with plain people and gaining their confidence, he had, quite
early, acquired a comprehensive knowledge of the conditions of
life of the working classes and of "what was on the worker's mind."
He was, however, concerned not merely about the well-being of the
laboring class but about the future of the whole nation. Like his
friend and teacher Adolf Wagner and the other so-called "Katheder-
sozialisten," he conceived that social peace could be guaranteed for
the future only by radical social reforms.38 A peaceful condition of
group life appeared to him so obviously to be the end and meaning
of any social order, that, even in Pure Sociology, he would admit as
its essential subject only the peaceful relations between men.39 He
therefore condemned any kind of social revolution, since he believed
that a sudden and doctrinaire recasting of existing institutions would
not lead to better conditions but rather give rise to new and unfor-
seen social evils.40 On the other hand, he held his own science justi-
fied and necessary, just because of the existing conflicts and tensions
in modern society. T6nnies wrote in i926:
Die jiingste ungeheure Umgestaltung der Grundverhiltnisse des
sozialen Lebens, die seit etwa IOO Jahren in zunehmender Weise deren
Lebensfihigkeit selber in Frage stellt-die soziale Frage-ist es, die der
neuen Soziologie ihr unbestrittenes Recht auf Dasein und Einfluss ver-
leiht, die in ihr ebenso die Kulturwissenschaften sich systematisch vol-
lenden lasst, wie die beschreibenden Naturwissenschaften langst in der
Biologie sich vollenden wollten. Das Beduirfnis wirkt entscheidend. Die
Arbeiterbewegung hat von ihren Anfangen her bis auf den heutigen Tag
das Denken uiber die Zusammenhange und Gegensatze der sozialen
Klassen machtig angeregt.
Sociology, he said, was the science of the statesman, if not of the

statesman of to-day, then inevitably of the statesman of the day
after to-morrow. In the preface to the Einfuihrung we read, how-
38 C.f., Die Entwicklung der sozialen Frage bis zum Weltking, Berlin, i926.
39 Compare the criticism of Wiese and the reply of T6nnies in Soziologie von heAute.
40 Einfthrung, p. IX.
ever, that the future of nations would be shaped by politicians and

diplomats only within comparatively narrow limits. The essential
factor was rather the general conditions of life, the well-being or the
ill-feeling which would influence the willing and not-willing of the
broad masses of a nation; these, however, were the working people
together with the intellectually farsighted, experienced, and think-
ing elements, so far as the latter are earnestly and persistently de-
voted to the improvement of the conditions of the people. It was
generally known how wide and deep were the divergencies of opin-
ions in this regard, and that there were but few people who were
willing and also able to think and to strive not for the benefit of a
certain class or rank, but for the future life and health (Gedeihen)
of their nation and (just for the sake of their nation) of all human-
ity. Sociology would be best justified if it helped to increase the
number of these friends of the people and of humanity at large and
if it contributed to a strengthening and deepening of their knowl-
edge.
SELECTED BIBLIOGRAPHY
I. WORKS:
Gemeinschaft und Gesellschaft, I887. 8. Auflage, Leipzig, I935.
Hobbes Leben und Lehre, I896. 3. Auflage, Stuttgart, I925.
Die Entwicklung der sozialen Frage, Leipzig, I907; 4. Auflage "bis zum
Weltkrieg," Berlin, I926.
"Das Wesen der Soziologie": (Vortrag in der Gehe-Stiftung), in Neue Zeit-
und Streitfragen, IV. Band, I907.
"Entwicklung der Soziologie in Deutschland im i9. 7ahrhundert," in Ent-
wicklung der deutschen Jolkswirtschaftslehre im 1g. 7ahrhundert. Fest-
gabe fir Gustav Schmoller, I908.
Die Sitte, Frankfurt a./Main, I909.
Der englische Staat und der deutsche Staat. Eine Studie, Berlin, I9I7.
Marx, Leben und Lehre, Berlin, I92I.
Kritik der dffentlichen Meinung, Berlin, I922.
"Zweck und Mittel im Sozialen Leben," in Hauptprobleme der Soziologie,
Erinnerungsgabefiur Max Weber, Muinchen und Leipzig, I923.
"Einteilung der Soziologie." Zeitschrift fuir die gesamte Staatswissenschaft,
LXXIX, I925; also published in Atti del V. congresso internazionale
difilosofia, Napoli, I925.
Fortschrit und Soziale Entwicklung. Geschichtsphilosophische Ansichten,
Karlsruhe, I1926.
Soziologische Studien und Kritiken, I, Jena, I925; II, Jena, I926; III, Jena,
I929.
Einfuihrung in die Soziologie, Stuttgart, I93I. Norwegian edition by E.

Bosse, Oslo, I932.
"Eigentum," "Moderne Familie," "Gemeinschaft und Gesellschaft,"

"Stande und Klassen," articles in Handworterbuch der Soziologie,
Stuttgart, 193 I .
Geist der Neuzeit, Leipzig, I935.
"The present problems of social structure," American journal of Sociology,
X, I 904.
II. CRITICISMS AND EXPOSITIONS:

H. L. Stoltenberg, Ein Fuihrer durch F. Tonnies "Gemeinschaft und Gesell-
schaft."
E. Rosenbaum, "Ferd. Tonnies' Werk." Schmollers 7ahrbuch, 1914.
V. Leemans, Ferdinand Tonnies en de deutsche sociologie, Brugge, I932.
Trans. into French.
G. Jahn, Ferdinand Tonnies, Leipzig, 1935.
H. Freyer, "Ferdinand Tonnies und die deutsche Soziologie," Weltwirt-
schaftliches Archiv, 1936.
E. Jurkat, "Die Soziologie von Ferdinand Tonnies," Geistige Arbeit, Nov.
1936.
Ko/ner Vierte/jahrshefte fur Soziologie, I925, Heft I/2, zum 70. Geburtstag
von F.T.
Reine und angewandte Soziologie, eine Festgabe fur F.T. zu seinem 8o.
Geburtstage, Leipzig, 1936.

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The Sociology of Ferdinand Tnnies

Author(s): Rudolf Heberle

HE SCOPE OF TONNIES' WORK. The works of Ferdinand T6nnies

T6nnies' interest in sociological problems was stirred by his

"Uneheliche und verwaiste Verbrecher," Kriminalstatistische .lbhandlungen, Heft I4,

For these investigations T6nnies had developed a method of correla-

The "application" of these "pure" concepts to the analysis and

relevant facts in concrete communities or groups. This threefold

fundamental concepts of social groups recalls the distinction be-

The two categories of "Gemeinschaft" and "Gesel/schaft" stand in

19 Kfiren" means "to choose."

14 An individual "gemeinschaftfiches" relation of partnership (e.g., a love-match) can change

the participants are derived from it (e.g., courtship developing into

merely in order to avoid the detrimental consequences of dis-

sanctioned by no "sacred" customs but only by their being generally

logical system may be said to be the least developed. Here a general

their sway on social life. Tbnnies therefore expected social reforms

of "ethical culture" independent of religion in its narrower sense.

Holstein into Prussia, had lost those considerable remnants of auton-

Sociology, he said, was the science of the statesman, if not of the

ever, that the future of nations would be shaped by politicians and

Einfuihrung in die Soziologie, Stuttgart, I93I. Norwegian edition by E.

"Eigentum," "Moderne Familie," "Gemeinschaft und Gesellschaft,"

II. CRITICISMS AND EXPOSITIONS:

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