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Introduction to UMTS
Training Document
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Contents
1 Module objectives................................................................................ 4
3 Network evolution.............................................................................. 15
3.1 Starting with the basic GSM................................................................. 15
3.1.1 GSM network elements........................................................................ 16
3.2 Adding value to GSM networks............................................................ 17
3.3 Adding value with GSM phase2+ and IN services................................ 18
3.3.1 IN services........................................................................................... 18
3.4 Increasing data transfer in existing GSM networks .............................. 19
3.4.1 Benefits of faster data and services ..................................................... 19
3.5 Evolving GSM to packet core............................................................... 20
3.6 Increasing speed with EDGE ............................................................... 21
3.7 Evolving towards to the universal mobile network (Service
platform) .............................................................................................. 22
3.7.1 UMTS development ............................................................................. 23
3.7.2 Service potential in the mobile information society............................... 23
3.8 3G end-to-end IP solutions .................................................................. 24
1 Module objectives
The aim of this module is to give the participant the introductory knowledge
needed for explaining how the UMTS network has evolved. Topics to be
covered in this module include understanding the historic factors driving the
system development and the evolution of the mobile networks. Furthermore, the
student should gain a basic understanding of the different types of the air
interface and list the key benefits of UMTS for the operator and the end user.
After completing this module, the participant should be able to:
List at least three significant events in the evolution of CDMA networks
List the four main network subsystems of UMTS Release 99
Explain how existing GSM networks have evolved to support additional
services and new technologies
Name the four basic air interface access technologies
List at least three key benefits of WCDMA and identify at least three
advantages of 3G networks for both the operator and the end user
without using any references.
The services for the end users must be independent: Radio access and the
network infrastructure must not limit the services to be generated. That is,
the technology platform is one issue and the services using the platform
totally another issue.
In order to appreciate the work in creating standards like UMTS, it is helpful to
understand the history and background of wireless communications in general,
as well as GSM and CDMA. A timeline of significant GSM and CDMA events
is contained in the following table.
Year Event
1900 In December, the first human voice transmission via radio was
accomplished by Reginald Fessenden.
1906 First radio broadcast (also Reginald Fessenden).
1948 John Pierce writes a memo describing CDMA multiplexing.
1949 Claude Shannon and John Pierce describe major CDMA effects.
1956 Antimultipath RAKE receiver patented.
1970s CDMA used in several military communication and navigation
systems.
1980s Studies for narrowband CDMA for mobile cellular systems.
1981 Nokia introduces Nordic Mobile Telephone System (NMT).
1982 CEPT established Groupe Speciale Mobile by the joint proposal of
the Nordic countries and the Netherlands.
1983 Advanced Mobile Phone System (AMPS) introduced.
1985 ITU starts studies for Future Public Land Mobile
Telecommunication Systems (FPLMTS).
A decision made on GSM time schedule and action plan.
1986 Eight experimental GSM systems are tested in Paris.
1987 Memorandum of Understanding (MoU); the services of the GSM
system will be offered in all of western Europe.
A decision on system parameters and preparation of draft
recommendations.
1989 Final GSM recommendations and specifications.
1990s Studies for wideband ~5 MHz CDMA for mobile cellular systems.
th
1991 First official GSM call in the world was made on January 7 using
Nokia equipment.
Year Event
1992 GSM system ready in capitals and international airports. DCS
1800 start-up implementation.
In February, the World Administrative Radio Conference allocates
rd
initial global radio spectrum for 3 generation mobile systems in
the 1885 2025 and 2110 2200 MHz frequency ranges.
1993 Major European urban areas have GSM coverage.
nd
2 generation mobile system using narrowband CDMA
standardised in USA; it is called IS-95 (Intermediate Standard).
1994 ARIB in Japan forms a special group for FPLMTS radio interface
development.
1995 GSM covers main transportation links between major urban areas.
1996 UMTS Forum formed to raise market awareness.
In December, ETSI SMG2 forms study group for UTRA.
1997 ITU changes FPLMTS name to International Mobile
Telecommunications 2000 (IMT-2000) during WARC-97.
ITU requests proposals of Candidate Radio Transmission
Technologies (RTTs) for IMT-2000 Radio Interface.
1998 In June, ITU receives 10 proposals for terrestrial RTTs and five for
satellite RTTs. These include CDMA2000 from the USA, ARIB
W-CDMA from Japan, and UTRA from Europe.
rd
3GPP formed to co-ordinate the development of a joint 3
generation system based on evolved GSM core and UTRA air
interface.
rd
1999 ETSI start UMTS project to co-ordinate European 3 generation
network development.
In January, four operators are given 3rd generation mobile network
operating licenses in Finland.
2003 Commercial use of WCDMA systems.
3G systems
cdma2000 UWC-136 (DECT)
(EDGE)
FDD mode
UMTS
TDD mode
OHG
UMTS
3G.IP
rd
Figure 3. 3 Generation Partnership Project (3GPP) standardisation
body for UMTS
Because there are some political desires involved, the issue is not as simple as
described; global system means global business and this is why there has been a
lot of pressure to select or emphasise certain solutions more than others. This
political debate actually delayed the specification work remarkably, and finally
an organisation was established to take care of the harmonisation issues. This
organisation, OHG (Operator Harmonisation Group) aims to find a common
understanding concerning the global issues. The results of this organisation are
used as inputs in 3GPP work as well as in 3G future implementations. The OHG
made its maybe the most remarkable decision in April-May 1999, when it
decided the common-for-all-variants code word (chip) rate in the 3G WCDMA
air interface. This issue has a direct effect on the system capacity and
implementation and it was maybe the biggest delaying factor concerning the
UMTS specifications.
The aim of the OHG work is to affect the specifications so that all radio access
variants are compatible with all the variants meant for switching; this will
ensure true globalisation for 3G systems.
The first UMTS release was frozen in December 1999. This release is called
UMTS Release 99. In UMTS Release 99, the specification body 3GPP
concentrated on two main aspects:
Inauguration of a new radio interface solution. A new 3G radio
interface solution must use the radio interface resources more efficient
than it is the case with 2G radio interface solution. In addition to that, it
must be very flexible in terms of data rates to allow a wide range of
applications to be served.
The UMTS radio interface solutions are based on the multiple access
principle CDMA. CDMA stands for Code Division Multiple Access. In
UMTS Release 99, CDMA is applied on 5 MHz carrier frequency
bands. This is the reason, why in some areas of the world, UMTS is
called Wideband CDMA (WCDMA).
Two radio interface solutions were specified with UMTS Release 99:
The FDD-mode combines CDMA with frequency division duplex, i.e.
uplink and downlink transmission are realised on separate 5 MHz
frequency carriers
The TDD-mode combines CDMA with time division duplex, i.e.
uplink and downlink are made available of the same 5 MHz frequency
carrier, separated by time.
Network evolution: GSM is nowadays the dominating mobile
communications technology. In order to protect the investment of a
large number of mobile operators, network evolution guarantees the re-
use of the existing core network and service infrastructure in UMTS.
This was archived in UMTS Release 99 by adopting an enhanced GSM
core network solution for the UMTS core network.
The next version of the 3GPP Specifications is Release 4, which was frozen
March 2001, and Release 5, which was frozen in March/June 2002. In Release 4
and 5, the upgrades in the radio access and radio access network were minor.
The main focus lay on the core network and the service infrastructure. UMTS
Release 4 included a specification of the Multimedia Messaging Service
(MMS), a new radio interface solution for China called low chip rate TDD
mode (or TD-SCDMA). While in UMTS Release 4 the first steps toward a 3G
All IP could be found, this was fully specified in UMTS Release 5, including
the IP Multimedia Subsystem (IMS).
ATM
Service
Service
WCDMA Platform
Platform
Uu Iu
RAN
RAN CN
CN
UE
UE
O&M
UE = User Equipment
RAN = Radio Acces Network
NMS
NMS
CN = Core Network
NMS = Network Management System
The multiple access method used between the User Equipment (UE) and the
RAN (Radio Access Network) is called Wideband Code Division Multiple
Access (WCDMA). The 3GPP is aiming to specify open interfaces also within
the RAN in order to guarantee multivendor scenarios. Despite this, it is
reasonable to believe that operators will not select a large number of suppliers
for the RAN, nor for the Core Network (CN) implementation.
In GSM, we use TDM (Time Division Multiplexing) as the transmission
method between the different network elements. For UMTS, ATM
(Asynchronous Transfer Mode) has been chosen as the transmission method in
the radio access network. The basic difference between TDM and ATM is that
in TDM, we use timeslots for conveying information between network
elements. In ATM, on the other hand, the data is transmitted in cells (packets)
of fixed size across the network. (An ATM cell has 48 octets of payload, 5
octets of headers.)
Also the interfaces within the CN and between the CN and the other networks
can be considered as open, but there may be several national limitations /
enhancements / extensions present. The 3G network can also be presented as a
collection of management layers, which cover certain parts of the network.
UE RAN CN
3G Radio Access
Pedestrian & Office (<10 km/h): Outdoor (< 150 km/h): Outdoor (<250 km/h):
bit rate <= 2 Mb/s bit rate 384 kb/s, target 512 kb/s bit rate 144 kb/s, preferably more
As indicated already, the 3G network will have the means and readiness for data
transfer in all forms. The traffic to be delivered through 3G can be divided into
two categories: Circuit Switched and Packet Switched. The circuit switched
traffic normally has a high real-time requirement (that is, no delay or the delay
occurring must be constant). Normal speech and video phoning are examples of
this kind of traffic. The packet switched traffic normally does not have such
exact real-time requirements, and a good example of this kind of traffic is an
Internet connection. Based on this traffic division, the services generating traffic
are either Real-Time (RT) or Non-Real-Time (NRT) services. The following
values are defined for the 3G and services to be used.
3 Network evolution
How can GSM as a system be converted or upgraded further on to face the
increased requirements set by the cellular operators and their subscribers? When
studying this matter, it is relatively easy to realise that there are several steps as
to how things will be implemented. On the other hand, there are several "clans"
being either for or against certain technical development step(s).
The majority of networks will support UMTS by evolving from GSM
backbones. Several public authorities have announced that it is not necessary to
implement every single step described here, but, by experience, a complicated
technical concept must be done in phases in order to guarantee final quality and
better working equipment.
ISDN
The GSM radio access network called BSS (Base Station Subsystem) consists
of the following elements:
BSC (Base Station Controller) is responsible for radio path and radio
resource management.
BTS (Base Transceiver Station) is the network radio terminal forming the
air interface that the MSs (Mobile Stations) use for network access and
communication purposes.
TCSM (Transcoding and Sub-Multiplexer Unit) is the channel coding
converter making it possible to use more effective channel coding within
the BSS (transcoding), and thus enables saving in transmission costs
(through sub-multiplexing).
NSS (Network Switching (Sub) system), the switching part of the GSM
network, contains the following elements:
MSC (Mobile Switching Centre) performs the traffic path connections
and is responsible for the majority of the connection management related
entities.
VLR (Visitor Location Register) contains subscription and security
information of the active subscribers located in the radio network part.
The nature of the data the VLR contains is not stable: when the
subscribers change their location(s), the VLR data changes respectively.
HLR (Home Location Register) is the static data storage of the
subscription information. The HLR also contains the subscriber location
information, but the accuracy of this information is on the VLR level.
AC (Authentication Centre) maintains security information of the
subscriptions.
EIR (Equipment Identity Register) maintains security information related
to the mobile equipment, not to the subscription.
ISDN
The Short Message Service (SMS) has proven its potential in commercial use.
Originally, the SMS was not seriously considered as a service at all and thus it
was very cheap to use. However (and partly surprisingly), the subscribers
adopted this service and nowadays a remarkable share of the traffic in the GSM
networks is SMS based.
Another issue is the capacity offered. In this phase the capacity of the network
is (normally) drastically increased, and a clear difference between the analogue
and digital technology in this respect becomes evident.
ISDN
Value Added
BTS BSC TCSM Service Platform(s):
SMSC, VMS
IN
3.3.1 IN services
Fraud management is a very essential issue for the operators. For this purpose,
the basic GSM has two registers: AuC and EIR. However, these registers cannot
guarantee that the subscribers pay their bills.
IN is maybe the most common and flexible way to create a service called
Prepaid, where the prepaid customers have their own account (paid in advance)
with a call credit balance. During each call the account balance is regularly
checked. When the balance is 0 it is not possible to establish any calls.
Naturally, the subscribers are able to buy more airtime, thus increasing their
account balances.
The Intelligent Network has the following advantages:
Possibility to differentiate and compete with services.
Customer segmentation from the operators point of view.
Better utilisation of the service platform: VAS (Value Added Service)
components used in IN services.
HW/SW
Changes HLR & AC & EIR
IP Networks
ISDN
Value Added
BTS BSC TCSM Service Platform(s):
SMSC, VMS
IN
HSCSD increases data transfer capability. Hereby, physical radio channels are
allocated to the HSCSD subscriber on demand only one physical channel is
guaranteed to the subscriber. The operator can therefore optimise the radio
interface usage given the demand of normal GSM subscribers and HSCSD
subscribers. A set of coding schemes allows a dynamic adjustment of the
amount of redundancy added to the user information. This is done to maximise
the throughput via the radio interface.
Mobile phones usually have small screens. Therefore http-pages cannot be
presented in a satisfying way. WAP (Wireless Application Protocol) was
introduced to overcome this problem. This is a uniform way to browse the
Internet from the mobile station without any accessory equipment. Roughly, the
WAP changes the nature of the mobile equipment from pure mobile towards
data terminal; the mobile able to use WAP is actually an ASCII based Internet
browser.
HW/SW
Changes HLR & AC & EIR
IP Networks
ISDN
Value Added
BTS BSC TCSM Service Platform(s):
SMSC, VMS
IN
SGSN
GGSN
IP Networks
The traffic through the packet core is not equal when comparing to the MSC
side: the packet core traffic uses free air interface slots and thus the capacity of
the packet connection varies all the time. This is the basic reason why the 2G
packet traffic does not have exact QoS (Quality of Service) classification in use;
it is said that 2G packet connection QoS is best effort.
From the operator point of view, the packet connections increase traffic anyway
and the time slots not used by circuit switched services are in effective use.
Fast, wireless access to the Internet is enabled; theoretically, bit rates of 150
kb/s in optimal circumstances are possible. A subscriber can expect nowadays
data rates of about 30 to 40 kb/s. Packet data transfer does not waste the
capacity (as the HSCSD does on one physical channel). WAP and SMS will be
utilised very effectively in the context of different services either provided by
the operator or a 3rd party.
HW/SW
Changes HLR & AC & EIR
IP Networks
ISDN
Value Added
BTS BSC TCSM Service Platform(s):
SMSC, VMS
IN
SGSN
This step will probably be the end point for several operators due to the
licensing policy (country-specific regulations). On the other hand, some
operators may skip this phase and move on to the next step in this development
path. EDGE utilises everything built in the GSM, including the multiple access
method used in the air interface (TDMA, Time Division Multiple Access).
Because the channel coding methods experience remarkable changes in this
step, the spectral efficiency does not change: same kinds of time slots are still in
use, carrying traffic like they have been carrying in a normal GSM. Also from
the network planning point of view, the use of radio frequencies will not
change. The changes in the system are related to transmission and multiple time
slot allocation required in PSTN connections.
HW/SW Changes
HLR & AC & EIR
IP Networks
ISDN
Value Added
BTS BSC TCSM Service Platform(s):
SMSC, VMS
IN
SGSN
GGSN
IP Networks
BTS MGW
RNC
If there is a possibility (as well as requirements and license), the operator may
move to a completely new level in service offering. This phase introduces new
wideband radio access technology, which, in the beginning, roughly equals the
bit rates the EDGE concept is able to provide. The new radio access require new
network elements in the radio network: RNC (Radio Network Controller) and
BS (Base Station) The BS is referred to as Node B in the 3GPP specifications.
The new radio access introduced in this phase is, however, utilising the
frequency spectrum more efficiently; the data flow and its bit rate is not
dependent on time slots any more. When the radio access method was planned,
the packet type of traffic was especially considered.
UMTS will be developed in releases like GSM. When the technology is more
mature, the services will be more sophisticated and involved in every area of
life.
The structure of the network will change considerably. There will be several
radio access technologies in use in parallel. The wideband communication has
changed the structure of the network equipment and transmission.
The trend is that packet switched traffic volume soon will dominate over circuit
switched. It is expected that circuit switched traffic is used only in special cases,
such as for real time services that have high Quality of Service (QoS)
requirements.
The UMTS cellular network is tightly integrated to the society, and some other
items (like digital signature) are widely used. This offers the possibility to
combine many items together. For instance, banking and business can be done
almost completely wirelessly. The 3G terminal is far more than a phone, it
may act as a social security card, passport, purse, etc.
The business model will change, too. In an ordinary 2G network the operator
provides most of the services. In UMTS network the operator can be considered
as a carrier provider. Some service providers use carrier provider resources to
deliver the service and the content of the service is provided to the service
providers by content providers. This structure will create a lot of challenges to
be sorted out when integrating UMTS to the other networks and technologies.
IS D N
PSTN
The majority of the traffic is expected to be packet switched data transfer over
IP (its more mature variant(s)). That is, the IP is expected to fully support
mobility management (if expressed in telecommunication terms). Additionally,
in this kind of environment the IP must fully support QoS (Quality of Service)
thinking. These two conditions are essential if cellular IP terminals are going to
be used.
in each time frame, some time resources are used for uplink
transmission, while the remaining ones are used for downlink
transmission.
e
Uplink
tim
tim
Downlink
Uplink
Downlink
link
link
Up
wn
Uplink
Do
Downlink
frequency frequency
There are two basic formats used in the radio communication: analogue and
digital. The commercially available analogue format has been used since 1900,
while the commercially available digital format was introduced in 1990. The
difference between the analogue and the digital format is that when using
analogue, a persons voice signal is transmitted over the air, while the digital
format uses a string of 1s and 0s to represent the voice signal (Figure 16). If
someone would lock on to the frequency used for an analogue conversation,
he/she could actually hear the users voices. For that same situation in the
digital format the observer would need to decode the 1s and 0s before hearing
the conversation.
There are four basic air interface technologies used for communication:
Frequency Division Multiple Access (FDMA)
Space Division Multiple Access (SDMA)
Time Division Multiple Access (TDMA)
Code Division Multiple Access (CDMA)
Both FDMA and SDMA were introduced in the analogue format. TDMA and
CDMA technologies are based on the digital format.
Analogue
Digital
e
tim
4
1
e
e
on
on
on
on
ph
ph
ph
ph
ile
ile
ile
ile
ob
ob
ob
ob
m
m
m
frequency
carrier band
Early cellular systems (1940s - 1960s) used higher power and lower frequencies
compared to todays cellular systems.
in the newly created uncovered areas. A second alternative was to add another
frequency to the existing cell, so that two calls could be placed from the same
cell. Both of these solutions, however, did not overcome the basic limit of one
call per frequency.
f3
f1 f6
f4 f2
f2 f7
f5 f3
f1
Mobile Phone 3
e
tim
Mobile Phone 2
Mobile Phone 1
Mobile Phone 4
Mobile Phone 3
Mobile Phone 2 TDMA frame
Mobile Phone 1
Mobile Phone 4
Mobile Phone 3
Mobile Phone 2 TDMA frame
Mobile Phone 1
carrier band frequency
Figure 20. TDMA divides the frequency into multiple time slices
Power (P)
Time
Codes
Frequency
Power Frequency
Band
Spreading
Factor
Power (P)
Time
Codes
Frequency
The direct sequence (DS) spread spectrum method is used in both the 2nd
generation CDMA systems (that is, IS-95) and in the new 3rd generation
Wideband CDMA (WCDMA) (UMTS and cdma2000).
Let us visualise the spreading process. We have the information bits with some
power per bits. The spreading signal is like a monster truck driving over the
bits. The bits get squashed and spread over the ground. The power that
previously defined the height of the bits is also flattened. The power is spread
over the spectrum, that is, the power per unit bandwidth is small. This is our
goal. For someone not knowing how the information was actually squashed, it
is very difficult to detect the presence of a spread spectrum user. All one would
hear is an increased amount of noise.
P User A
f f
Data Data after
spreading
P f f
User B
Transm ission
Transmission Despread
over the air User A signal
at the receiver
f f
In a spread spectrum system all the users are in the same frequency band. The
frequency band is not divided in time to the users as in GSM. All users may
send at the same time at will. The users information is spread over the whole
frequency band with a user-specific pseudo-noise (PN) signal, the spreading
code. The transmitted signal occupies a much wider bandwidth than would be
necessary to send the information. The bits in the spreading code are called
chips. The chip rate of our code is fixed to 1.96 Mchip/s.
In a multiple access environment, we will have at the receiver our spread
spectrum signal summed with the other user signals. Our receiver will decode
the original message fine as long as the noise caused by the other signals present
is not too high. This is why we can say that each user is sharing a pool of power
in the system.
5 User Services
Subscribers are paying for value added services offered to them. Therefore
mobile operators are currently concentrating in broadening the services, offered
to the subscribers.
Access to a complete range of integrated, customer-friendly services
customised to their needs by operators and service providers. These
services will be available irrespective of the serving network and
terminal, assuming that similar capabilities are available. Where the
capabilities are not available, the user will be presented with a subset of
the service.
Enhanced user service management covering the ability to customise and
configure the appearance and behaviour of user services and applications.
This management may include user interface customisation where the
terminal supports that capability.
Simplified service provisioning and service upgrades through the
capability to download new service applications with minimal customer
interaction.
Wireless personal Internet
information anywhere at
anytime.
Multimedia messaging
Enhanced e-mail
Telecommuting
Improved quality of service
Support for video/audio clips
6 Review questions
Please take some time to answer the following questions.
True False
10. CDMA is an access technology, which was developed for high capacity
commercial mobile networks.
True False
11. Which of the following are benefits or services for the end user?
a. Integrated services that may be customised per subscriber
b. Ability to download and activate new services at will
c. Multimedia messaging
d. Possibility for telecommuting
e. Improved quality of service
f. Videophony
g. Location-based services
h. Support for video/audio clips
i. All of the above.