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Elena Caproni,*,1 Elaine Tritto,,1 Mario Cortese,* Alessandro Muzzi,* Flaviana Mosca,*
Elisabetta Monaci,* Barbara Baudner,* Anja Seubert,* and Ennio De Gregorio*
The innate immune pathways induced by adjuvants required to increase adaptive responses to influenza subunit vaccines are not well
characterized. We profiled different TLR-independent (MF59 and alum) and TLR-dependent (CpG, resiquimod, and Pam3CSK4)
adjuvants for the ability to increase the immunogenicity to a trivalent influenza seasonal subunit vaccine and to tetanus toxoid (TT) in
mouse. Although all adjuvants boosted the Ab responses to TT, only MF59 and Pam3CSK4 were able to enhance hemagglutinin Ab
responses. To identify innate immune correlates of adjuvanticity to influenza subunit vaccine, we investigated the gene signatures
T
here are different types of influenza virus vaccines with protection against virus challenge (7). Alternatively, subunit flu
distinct immunogenicity profiles (13). Live-attenuated vaccine formulation immunogenicity could be restored by incor-
virus vaccines induce a subclinical infection and there- poration of IFN inducers such as the TLR9 agonist (5).
fore are very efficacious (4). Formalin-inactivated whole-virus Clinical experience has shown that the oil-in-water emulsions are
vaccines (WV) contain viral RNA, which activates IFN type I extremely efficient in increasing the immunogenicity of flu subunit
responses that are required to boost the adaptive immune re- vaccines. The adjuvant MF59 is an oil-in-water emulsion composed
sponses (5). Subunit virus vaccines contain hemagglutinin (HA) of small droplets of squalene surrounded by a monolayer of nonionic
and neuraminidase Ags, next to some residual structural proteins detergents (8, 9). Different aspects contribute to MF59 adjuvanticity.
(M1 and NP), but lack most of the viral RNA, except from some Several studies have shown that MF59 can increase Ag uptake by
residual RNA that may be associated with NP (6). These vaccines APCs (1012) besides inducing the activation of innate immunity
are safer compared with WV, but they are also less immunogenic (13). In vitro studies have shown that MF59 induces the secretion of
and therefore require an adjuvant when administered to previously chemokines in human macrophages, monocytes, and granulocytes
unexposed or immunocompromised subjects. It has been proposed (14). We have previously demonstrated that i.m. injection of MF59
that the best strategy to boost subunit flu vaccine formulation is to induces the local activation of innate immune reactions leading to
restore IFN type I-associated activities that are lost during the recruitment of blood cells in the muscle (13). Recently, it has been
purification process. Accordingly, coadministration of type I rIFN shown that all the recruited cell types can take up both Ag and
with a subunit influenza vaccine in mice was shown to increase adjuvant and that MF59 promotes the migration of Ag/adjuvant
double-positive cells to the draining lymph nodes (LNs) (15).
A MF59-adjuvanted influenza vaccine was developed initially
*Research Center, Novartis Vaccine and Diagnostics, 53100 Siena, Italy; and for seasonal vaccination in the elderly to enhance Ab titers and
Preclinical Safety Genomics, Novartis Institute of Biomedical Research, CH-4057 seroconversion and seroprotection rates (9). More recently it was
Basel, Switzerland
1
shown that also in young children MF59 enhances seroconver-
E.C. and E.T. contributed equally to this study.
sion and cross-protection against flu strains mismatched to the
Received for publication June 17, 2011. Accepted for publication January 13, 2012. Ags of a seasonal subunit flu vaccine (16). MF59 and a second
The microarray data presented in this article have been submitted to the ArrayExpress oil-in-water emulsion, called AS03, have also been successfully
database, European Molecular Biology Laboratory-European Bioinformatics (http://
www.ebi.ac.uk/), under accession number E-MTAB-942. used for the development of prepandemic flu vaccines to protect
Address correspondence and reprint requests to Dr. Ennio De Gregorio, Novartis
from a potential H5N1 pandemic influenza outbreak (17, 18). The
Vaccine and Diagnostics, Via Fiorentina 1, 53100 Siena, Italy. E-mail address: clinical data have shown that MF59 increases cross-reactive neu-
ennio.de_gregorio@novartis.com tralizing Ab titers and memory responses to H5 (17, 19). Recently,
The online version of this article contains supplemental material. MF59 and AS03 have also been used during the vaccination cam-
Abbreviations used in this article: DC, dendritic cell; HA, hemagglutinin; HI, hem- paign in the 20092010 H1N1 pandemic outbreak (20).
agglutination inhibition; KO, knockout; LN, lymph node; TT, tetanus toxoid; WV, The ability of emulsions to increase the immunogenicity of sub-
whole-virus vaccine.
unit flu vaccines seems to be quite unique. Clinical trials have shown
Copyright 2012 by The American Association of Immunologists, Inc. 0022-1767/12/$16.00 that the administration of MF59-adjuvanted H5N1 induces higher
www.jimmunol.org/cgi/doi/10.4049/jimmunol.1101764
The Journal of Immunology 3089
hemagglutination inhibition (HI) and microneutralization titers to measured by endpoint ELISA. MaxiSorp 96-well plates were coated with
flu compared with the administration of the same vaccine formulated 2.5 mg/well flu Ag or 0.2 mg/well TT Ag in 100 ml/well PBS. Goat anti-
mouse IgG (Southern Biotechnology Associates), goat anti-mouse IgG1
with alum (21). Furthermore, mouse studies have shown that MF59 (Southern Biotech), or goat anti-mouse IgG2a (Southern Biotechnology
enhances HI titers to seasonal flu Ags compared with alum and CpG Associates) Abs, all conjugated with alkaline phosphatase, were used at
(22). However, the innate immune pathways required for the adju- 1:2000 dilution. The reaction was developed by addition of 100 ml/well
vant effect of oil-in-water emulsions to influenza subunit vaccines p-nitrophenyl phosphate disodium salt substrate (Sigma-Aldrich), and ab-
and the exact role played by IFN type I are not well characterized. sorbance at 405 nm was measured by Spectramax plate reader. ELISA
titers were expressed as the reciprocal dilution that gave an OD higher than
In this work, we investigated the innate immune reactions that are the average OD of the blanks plus 3 times the SD.
associated with adjuvanticity to influenza subunit vaccines in mouse
using a systems biology approach. First, we monitored the ability of Measurement of flu HI inhibition titers
MF59, alum, and three TLR-dependent adjuvants, CpG, resiquimod, Sera were pretreated with DENKA receptor-destroying enzyme (Bio-
and Pam3CSK4, to increase the immunogenicity of a commercial flu genetics) and then inactivated at 56C for 30 min. Two-fold serial
seasonal subunit vaccine and to tetanus toxoid (TT). We found that dilutions of 25 ml pretreated sera and positive control sera were treated
with 25 ml virus working dilution. Samples were incubated at room
despite the fact that all adjuvants were able to increase the immu- temperature; 50 ml turkey RBC suspension was dispensed in each well;
nogenicity of TT, only MF59 and to a less extent Pam3CSK4 were and plates were again incubated at room temperature. The test endpoint
able to adjuvant the flu vaccine. Then, we analyzed the innate was determined by visual inspection for an agglutination reaction: a red
immune signatures induced by each adjuvant in vitro in splenocytes, dot formation indicated a positive reaction (inhibition), whereas a diffuse
and in vivo at the injection site (muscle) and in the draining LNs patch of cells a negative reaction (hemagglutination). The titer was de-
fined as the highest serum dilution at which hemagglutination was in-
using DNA microarrays. Surprisingly, we found that the activation
Data deposition were calculated by subtracting the background measured in the corre-
sponding negative control for each cytokine.
The complete set of microarray data have been submitted to the ArrayExpress
database, European Molecular Biology Laboratory-European Bioinformat- Quantitative real-time PCR
ics (ArrayExpress accession: E-MTAB-942, www.ebi.ac.uk/arrayexpress).
Correlation analysis between gene expression profiles in the muscle and IgG The expression levels of five genes (Cxcl10, Il6, Ccl2, Tnfa, Mx1) induced
titers was calculated as follows. First, the ratios of both gene expression in- by injection of PBS, MF59, alum, and CpG (three mice for each group)
tensity levels and IgG titers in each animal induced by each adjuvant were were measured by quantitative RT-PCR using the same RNA samples
calculated against the corresponding nonadjuvanted formulations (MF59, previously used for microarray analysis. A total of 400 ng RNA from each
alum, and CpG against PBS, R848, and Pam3CSK4 against DMSO, respec- muscle was used for RT-PCR using qScript cDNA SuperMix kit (Quanta
tively). Then the ratio values were log2 rescaled, and averages and variances Biosciences), according to the manufacturers protocol. Quantitative RT-
were calculated. Finally, the linear correlation fit between gene expression and PCR was performed for each cDNA sample in duplicate using Perfecta
IgG log2 ratios, weighted on both gene expression and IgG log2 ratio rescaled qPCR FastMix, UNG, Low Rox mix (Quanta Biosciences), and Applied
variances, was evaluated. Supplemental Table II shows gene expression values Biosystems TaqMan probes (Cxcl10, IL6, Ccl2, TNFa, Mx1) in Stratagene
for the 1410 selected genes together with the correlation data between gene MX3000P System. The thermal cycling program was as follows: an initial
expression profiles and influenza vaccine Ab titers for all the genes. 10 min at 45C and 3 min at 95C, followed by 40 cycles of 15 s at 95C
and 1 min at 60C. The expression level of Gapdh was used as the internal
Confocal analysis of muscle cryosections control to calculate the D cycle threshold.
OCT-embedded muscle tissue was sectioned transversely at 5 mm, thaw
mounted onto Superfrost glass slides, and quickly air dried. Slides were Results
fixed in a 4% formaldehyde solution on ice and blocked in 3% BSA, 1% The efficacy of vaccine adjuvants is Ag dependent: MF59 and
saponin in PBS. Slides were then stained with goat anti-mouse utrophin Pam3CSK4 are the best adjuvants for a trivalent flu subunit
polyclonal IgG (Santa Cruz Biotechnology; 1:50 dilution) and rat anti-
FIGURE 1. Humoral and cellular responses to influenza subunit vaccine formulated with different adjuvants. BALB/c mice (8 mice/group) were treated Downloaded from http://www.jimmunol.org/ by guest on September 19, 2013
with seasonal trivalent influenza Ags (flu) in combination with MF59, alum, CpG, Pam3CSK4, or R848, or in their respective control buffer (PBS or 1%
DMSO). Ab titers or HI titers were measured 2 wk post-second immunization. The data are representative of two independent experiments. (A) Total IgG
titers to flu Ags B Florida, H1N1 Brisbane, and H3N2 Brisbane. (B) HI titers to H3N2 Ag: the black circles represent values from single mice, and the red
bars represent the geometric mean titers over eight mice. (B) H1N1- and H3N2-specific IgG1 titers (C) and IgG2a titers (D) were measured 2 wk post-
second immunization. (E and F) Analysis of CD4 T cell responses to trivalent influenza Ags in combination with the various Ags in the spleen 3 wk post-
second immunization. (E) The graph shows the average frequencies of IL-4+/IL-13+ CD4 T cells from four mice/group as a percentage of total CD4 T cells.
(F) Frequencies of influenza-specific CD4 T cells expressing single (IFN-g, IL-4, IL-2, IL-17, or TNF-a) or different combinations of two (double) or three
(triple) cytokines. For Abs and T cell responses, unpaired two-tailed Student t test was performed comparing each group of mice treated with adjuvanted
vaccines with the corresponding nonadjuvanted control group. *p # 0.05.
MF59 is the strongest activator of cytokine genes in the muscle experiments by whole genome microarray analysis. In a previous
and induces early recruitment of CD11b+ cells at the injection kinetic study, we followed the transcription profile between 3 h and
site 4 d induced by several vaccine adjuvants after i.m. injection. We
To identify early innate immune gene signatures that correlate with found that most of the selected early innate immunity genes were
flu adjuvanticity, we analyzed the transcriptional profiles of mouse significantly regulated in the 6-h time point; therefore, we selected
splenocytes (in vitro), mouse muscles, and draining LNs (in vivo) the 6-h time point for all the microarray experiments performed in
after treatment with the same adjuvants tested in the previous this study (13). Significantly regulated genes were selected with an
3092 INNATE IMMUNE SIGNATURES OF VACCINE ADJUVANTS
nation of Ag with the adjuvant did not alter the transcriptional (CD11c+/CD11b+) expressing CD86 and high levels of MHC class II
profile of the adjuvant alone. molecules (Fig. 5G). In summary, R848 was able to strongly induce
the IFN pathway and cytokine responses in vitro, to activate the IFN
R848 strongly modulates IFN-related genes in the muscle and pathway at the injection site, and to strongly activate IFN and cy-
draining LNs tokine pathways in LNs, leading to T, NK, and B cell activation and
Analysis of genes encoding for components of the IFN signaling to DC recruitment. Interestingly, even if the broad immunostimu-
pathway or for IFN-responsive genes revealed that both R848 latory activity of R848 correlated with TT adjuvanticity, it was not
and CpG strongly induced these genes either in vitro in mouse sufficient to promote flu adjuvanticity. By contrast, MF59, which is
splenocytes or in vivo in muscle (Supplemental Fig. 2A), in agree- the best adjuvant for a flu subunit vaccine among the adjuvants tested
ment with the available data on TLR7 and TLR9 signaling pathways in this work, was unable to activate either splenocytes or LNs in vivo,
(24, 25). Interestingly, in the draining LNs, R848 was the only whereas it worked efficiently locally at the injection site.
regulator of IFN-related genes (61 of the 62 significantly modulated To validate the microarray data, we have analyzed the expression
genes in this cluster), whereas none of the other adjuvants tested profile of five genes (Cxcl10, Il6, Ccl2, Tnfa, and Mx1) in muscle
had an impact on transcription of these genes (Fig. 5A). In addition injected with PBS, MF59, alum, and CpG by quantitative RT-
to cytokine and IFN pathways, R848 was also a selective inducer of PCR. The data obtained with microarray and RT-PCR using the
cell activation marker genes such as CD69, CD86, and CD40 (Fig. same RNA samples were very similar for all the genes tested
5B). These data together with the cytokine data shown in Fig. 2 and (Supplemental Fig. 2B).
Supplemental Fig. 1A suggest that R848 could induce a broad ac-
tivation of the immune cells in the LNs. CD69 and CD86 were used MF59 and Pam3CSK4 adjuvanticity to flu and TT is IFN type I
as biomarkers in multicolor flow cytometric stainings of LN cells independent
24 h after i.m. injection of the different adjuvants in the absence of Type I IFN was shown to be a powerful adjuvant for a subunit flu
coadministered Ag. In agreement with the microarray data, R848 vaccine formulation (6). Similarly to MF59, rIFN type I coad-
was the only compound able to induce an increased expression of ministered to a subunit flu vaccine increased HI titers and pro-
CD69 on T, B, and NK cells (Fig. 5CE, respectively) and of CD86 tection against intranasal influenza challenge in the mouse model.
in B cells (Fig. 5F). Moreover, R848 increased the number of DCs The effect was shown to depend on IFN type I receptor (IFN-RI),
3094 INNATE IMMUNE SIGNATURES OF VACCINE ADJUVANTS
Discussion
In the current work, we compared MF59 with alum and with the
agonists rare known to directly activate splenocytes by binding to infiltration of CD11b+ cells into the muscle 6 h after injection of
TLRs. By contrast, MF59 and alum were not able to modulate blood MF59. CD11b+ cell recruitment at 6 h was observed also after
cell transcription in vitro, even though it has been shown that MF59 Pam3CSK4 injection. Further characterization of muscle single-
and alum induced secretion of chemokines in monocytes (14), and cell suspensions by flow cytometry of the muscle 1 d after injec-
that alum activated the NOD-like receptor protein 3 inflammasome tion revealed that the cell populations recruited by MF59 and
complex (32). We hypothesize that the activation of chemokine Pam3CSK4 differed greatly. MF59 induced significant recruitment
secretion by blood cells in vitro by alum and MF59 is driven by post- of granulocytes, monocytes, and DCs, whereas Pam3CSK4 could
transcriptional events. More work needs to be done to investigate only induce neutrophil infiltration, which can explain some of the
whether alum and MF59 stimulate mRNA translation or secretion of differences in the quality of the immune responses elicited by these
preformed chemokines. Next, we analyzed the transcriptional pro- two adjuvants. Overall, these results are in agreement with results
files induced by each vaccine adjuvant in the muscle and in draining published by Mosca et al. (13) and by Calabro et al. (15) on the
LNs. Even if MF59 did not activate innate immunity in vitro, it was effect of MF59 on muscle transcriptome and cell recruitment. The
the strongest inducer of transcriptional changes at the injection site. striking correlation between the early cell recruitment events in the
In particular, MF59 was the most potent inducer of genes coding for muscle and the ability of the vaccine adjuvants to boost adaptive
chemokines, chemokine receptors, and transendothelial migration response to HA suggests that leukocyte migration to the injection
factors. In agreement with microarray data, we detected a significant site promotes adjuvanticity to flu subunit vaccines. Of course, these
3096 INNATE IMMUNE SIGNATURES OF VACCINE ADJUVANTS
FIGURE 6. MF59 and Pam3CSK4 adjuvanticity to flu and TT is IFN independent. BALB/c mice (6 mice/group) were injected i.p. with antiIFN-ab
receptor 2 Ab (anti-IFNAR2) or control (iso), 1 d before and 7 d after the first immunization and immunized with TT or seasonal trivalent flu Ags either
alone or in combination with various adjuvants. (A) Two weeks post-second immunization, sera were analyzed for total IgG titers to TT. Two weeks post-
first immunization, sera were analyzed for total IgG titers for H1N1 (B), H3N2 (C), and B Florida (D). Two weeks post-second immunization, IgG titer sera
were analyzed for total IgG titers to H1N1 (E), H3N2 (F), and B Florida (G). The values are shown as mean titer over six mice. Unpaired two-tailed Student
t test was performed comparing mice treated with IFNAR2 versus mice treated with control Ab, *p # 0.05, **p # 0.01. (H) CD4+ T cell responses to
trivalent influenza Ags were measured 3 wk post-second immunization from a pool of four draining LN/group. The histograms show the percentage of
CD44+CD4 T cells positive for any cytokine. -, Unstimulated T cells; 3 mg, T cells stimulated with 0.3 mg/ml flu Ags. The percentage of CD4 T cells
positive for each cytokines following stimulation with flu Ags is shown in the graph below each group.
events are also linked to local reactogenicity of the vaccine. Inter- the muscle. Probably the blood cell types present in the muscle
estingly, R848 was able to strongly activate both IFN and cytokine respond differently to TLR7 activation compared with mouse blood
pathways in splenocytes, but induced only IFN-responsive genes in cells in vitro.
The Journal of Immunology 3097
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