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KEY WORDS Falls are a serious public health concern among older adults in the United States. Although many fall pre-
accident prevention vention recommendations exist, such as those published by the American Geriatrics Society (AGS) and the
British Geriatrics Society (BGS) in 2010, the specific role of occupational therapy in these efforts is unclear.
accidental falls
This article presents a scoping review of current published research documenting the role of occupational
evidence-based practice therapy in fall prevention interventions among community-dwelling older adults, structured by the AGS and
occupational therapy BGS guidelines. We identified evidence for occupational therapy practitioner involvement in fall prevention in
professional role environmental modifications, exercise, and multifactorial and multicomponent interventions. Although re-
search documenting the efficacy of occupational therapy interventions is identified as part of the Occupa-
tional Therapy Practice Framework: Domain and Process (2nd ed.; American Occupational Therapy
Association, 2008), we identified little or no such research examining interventions to modify behaviors
(e.g., fear of falling), manage postural hypotension, recommend appropriate footwear, and manage med-
ications. Although occupational therapy is represented in the fall prevention research, the evidence for the
professions role in many areas is still lacking.
Leland, N. E., Elliott, S. J., OMalley, L., & Murphy, S. L. (2012). Occupational therapy in fall prevention: Current evidence
and future directions. American Journal of Occupational Therapy, 66, 149160. http://dx.doi.org/10.5014/
ajot.2012.002733
Natalie E. Leland, PhD, OTR/L, BCG, is Assistant hirty percent of community-dwelling older adults 65 yr old fall each year;
Professor, Division of Occupational Science and
Occupational Therapy, Herman Ostrow School of Dentistry,
T of that group, 10% suffer a severe injury (Anderson, Minino, Fingerhut,
Warner, & Heinen, 2006). Falls are associated with limitations in activity, loss
and Davis School of Gerontology, University of Southern
California, 1540 Alcazar Street, CHP 133, Los Angeles, CA of independence, and institutionalization (Stevens, Corso, Finkelstein, &
90089-9003; nleland@usc.edu Miller, 2006; Tinetti, Inouye, Gill, & Doucette, 1995) often caused by
Sharon J. Elliott, DHS, GCG, OTR/L, BCG, FAOTA,
a combination of medical, social, and environmental factors (Chang & Ganz,
is Adult Therapy Services Coordinator, Therapeutic Life 2007). Occupational therapy practitioners are uniquely qualified to address the
Center, Greenville, NC. multifactorial nature of falls, given their knowledge of factors that influence
occupational performance (Peterson & Clemson, 2008). The specific role of
Lisa OMalley, PhD, is Lecturer, Department of Social
Policy and Social Work, University of York, Heslington, occupational therapy in fall prevention, however, is unclear.
York, England. Fall prevention research, in general, has been synthesized and translated into
clinical practice recommendations such as the guidelines updated in 2010 by the
Susan L. Murphy, ScD, OTR/L, is Assistant Professor,
American Geriatrics Society (AGS) in collaboration with the British Geriatrics
Physical Medicine and Rehabilitation, University of
Michigan, and Research Health Science Specialist, Society (BGS). These evidence-based guidelines outline strategies for fall risk
Geriatric Research, Education and Clinical Center, VA screening and highlight areas of risk for which research evidence supports in-
Ann Arbor Healthcare System, Ann Arbor, MI. tervention. Recommended intervention areas include modifying the environment;
using exercise to improve strength, balance, and gait; managing and minimizing
medications; managing postural hypotension; recommending appropriate foot-
wear and managing existing foot problems; and modifying behavior, such as
reducing the fear of falling. According to the Occupational Therapy Practice
Framework: Domain and Process (2nd ed.; American Occupational Therapy As-
sociation [AOTA], 2008), occupational therapy has a role in supporting each
intervention area. Although modifying the environment has been a traditional
occupational therapy role in fall prevention, given the occupational therapy
perspective of treating people within context, occupational therapy practitioners
152
Author Study Purpose Study Type Sample Intervention Conclusions
Cumming Determine whether occupational RCT N 5 530 Intervention group: An occupational Participants in the intervention group
et al. (1999) therapist home visits targeted at therapist completed an assessment had a reduced likelihood of falling
addressing environmental hazards Mean age 5 77 yr of environmental hazards, facilitated in the 12-mo follow-up period. It
reduce the risk of falls Australia necessary home modifications is not clear, however, how much
(approximately 1 hr duration), and this result can be attributed to the
followed up via phone call at 2 wk intervention because falls were reduced
to check that the modifications had both in and out of the home environment.
been made and to encourage compliance
with recommendations.
Control group: No home visit was provided.
Cumming Examine adherence to home RCT (secondary N 5 178 participants from Same intervention as for Cumming 65% of participants adhered to 50% of
et al. (2001) modification recommendations analysis) the intervention arm of et al. (1999) study. recommendations. Those who adhered to
made by an occupational therapist the Cumming et al. recommendations were more likely than
in Cumming et al. (1999) study (1999) study those who did not to believe that home
modifications can reduce the risk of falling.
Mean age 5 76 yr
Australia
Di Monaco Assess the effectiveness of a Quasi-RCT N 5 95 women admitted Intervention group: Participants completed No significant difference was found
et al. (2008) single home visit by an to a rehabilitation hospital a home safety checklist in the hospital in fall rate between the intervention
occupational therapist in reducing after sustaining a fall-related with an occupational therapist and and control groups. However, participants
fall risk after hip fracture in hip fracture received a 1-hr home visit after who complied with the intervention (i.e.,
older adult women discharge that focused on hazard followed 50% of recommendations) were
Mean age 5 80 yr assessment, behaviors during ADLs, significantly less likely to experience one
Italy and recommendations. or more falls than control participants.
Control group: Participants completed
only a home safety checklist in the
hospital with an occupational therapist.
Greene, Sample, & Report a partial inventory of fall Pretestposttest N 5 35 community-dwelling All participants received a home visit in One or more modifications were made
Fruhauf (2009) hazards for community-dwelling design older adults which fall risks were evaluated and in 81% of homes. Seven participants
older adults and characterize older recommendations for home modifications fell in the follow-up period. Only one
Mean age of those with a
adult responses to fall prevention were made. Follow-up interviews were fall was related to recommended
history of a fall 5 79.3; conducted 6 mo later. modifications. The authors suggest
mean age of those with that it is important to address unique
no fall history 5 75.3 fall situations by addressing behavior,
United States raising awareness, and improving
problem solving among older adults.
Pardessus Investigate whether home visits by an RCT N 5 60 participants who Intervention group: Participants received No significant difference was found in the
et al. (2002) occupational therapist reduce fall risk were hospitalized for one 2-hr visit from several members number of falls between the intervention
and improve autonomy of older patients falling and were able of the physical medicine team who and control groups. Autonomy (measured
to return home after assessed ADLs, functional mobility, by ADL independence indexes) was better
Peel, Steinberg, Examine the effectiveness of a RCT N 5 252 people in 4 groups, Intervention groups: Participants received 59% of participants in the home assessment
& Williams (2000) home safety assessment as 2 that received a home one home visit to address home group made at least one home modification,
part of a randomized trial of assessment and 2 that modifications, financial assistance to compared with 32% of control participants.
fall prevention interventions did not make modifications, and the same A trend was found toward reduced fall
among older community dwellers education and exercise components as incidence in the home assessment group
Mean age 5 69 yr the control group. Half of the home compared with the control group during
Australia assessment group also received a the follow-up period, although the result
clinical assessment addressing was nonsignificant.
fall risk factors.
Control groups: All received education
(an oral presentation and video on
home safety and modifications), and
half were offered a monthly
exercise class.
Note. ADLs 5 activities of daily living; RCT5 randomized controlled trial.
153
Table 2. Exercise Interventions to Decrease Fall Risk (n 5 3)
154
Author Study Purpose Study Type Sample Intervention Conclusions
Clemson Examine whether LiFE RCT with single N 5 34 participants who Intervention groups: Participants LiFE exercises were effective
et al. (2010) intervention methods blinding of assessors had had 2 falls or one engaged in exercises during in reducing the number of falls.
(balance and strength fall-related injury in the everyday activities to improve
exercises within daily previous year balance (e.g., standing on one
activities) were pragmatic foot while working at the kitchen
and effective in reducing Intervention group mean age 5 81 counter) and strength (e.g.,
yr; control group mean age 5 82 yr
falls in older adults crouching to pick up a dropped item).
Australia Control group: No exercise
intervention was offered.
Luukinen Investigate the effectiveness RCT N 5 555 Intervention groups: Participants The intervention was
et al. (2007) of a fall prevention intervention engaged in walking exercises, ineffective in lowering fall
planned and conducted Mean age 5 88 yr group exercises, self-care risk but did slow the
by a geriatric team Finland exercises, or home exercises. deterioration of balance skills.
Control group: Participants
received routine care.
Mihay, Boggs, Compare tai chiInspired Pilot study using N 5 22 TCIE group: Participants engaged Both interventions were beneficial.
Breck, Dokken, Exercise (TCIE) with strengthening a quantitative in TCIE that incorporated The strength-training group showed
& Nathalang (2006) for reducing fall risk in quasi-experimental Tai chi group: n 5 12, balance, shifting weight, and greater improvements in movement
community-dwelling older adults design mean age 5 80.3 yr fall reduction principles 2/weekly and directional control for repetitive
Strength-training group: for 18 mo. movements. The TCIE group showed
n 5 10, mean age 5 78 yr a higher level of performance during
Strength-training group: Participants functional tasks.
United States did strengthening exercises that
emphasized repetitive target
movement while distributing
weight evenly through both legs
(p. 23) 3/weekly for 18 mo.
Note. LiFE 5 Lifestyle approach to reducing Falls through Exercise; RCT5 randomized controlled trial.
Davison, Bond, Examine the effectiveness of a RCT N 5 313 older adults age Intervention group: Participants received The intervention group experienced
Dawson, Steen, multifactorial fall prevention 651 yr who visited the a multidisciplinary, multifactorial reduced recurrent falls.
& Kenny (2005) program for cognitively intact ER after a fall or intervention incorporating a medical
community-dwelling older adults fall-related injury assessment (medication, vision,
cardiovascular, blood, EKG), physical
Mean age 5 77 yr therapy assessment (gait balance
United Kingdom assessment [POMA]; assessment of
feet, footwear, and assistive devices),
and occupational therapy assessment
(home safety checklist).
Control group: Participants received
usual care.
(Continued)
155
Table 3. Multifactorial and Multicomponent Interventions to Decrease Fall Risk (n 5 5) (cont. )
156
Author Study Purpose Study Type Sample Intervention Conclusion
Hendriks Examine the efficacy of a multifactorial RCT N 5 335 older adults age Intervention group: Participants received The intervention was not
et al. (2008) intervention vs. usual care 651 yr seen in a multidisciplinary, multifactorial effective in decreasing falls.
ER after a fall intervention, including medical and
occupational therapy assessments,
Intervention group mean to assess and address potential risk
age 5 74.5 yr; control factors for new falls (i.e., assessment
group mean age 5 75.2 yr of vision, sense of hearing, locomotor
Netherlands apparatus, feet and footwear, peripheral
nervous system, balance and mobility,
anthropometry, cognition, affect,
blood tests, and medication use).
Control group: Participants received
usual care.
Nikolaus Examine the effect of a multidisciplinary RCT N 5 360 older adults admitted Intervention group: Participants received The intervention group
& Bach (2003) team intervention aimed at reducing falls from community to geriatric a multidisciplinary, multifactorial experienced decreased
hospital intervention that included a comprehensive fall risk.
geriatric assessment; a home evaluation
Intervention group mean completed by an occupational therapist,
age 5 81.2 yr; control nurse, or physiotherapist; a follow-up
group mean age 5 81.9 yr
home visit to educate on fall risk and
Germany adaptive equipment use; and suggestions
for home modifications.
Control group: Participants received a
geriatric assessment with usual care.
Note. EKG 5 electrocardiogram; ER 5 emergency room; POMA 5 Performance Oriented Mobility Assessment; RCT 5 randomized controlled trial.