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PHARMACEUTICAL

JURISPRUDENCE AND
ETHICS
(Pharmacy 180/181)
DEPARTMENT OF PHARMACY
COLLEGE OF PHARMACY
UNIVERSITY OF THE PHILIPPINES

Taft Avenue cor. Pedro Gil St.


Ermita, Manila

Compiled by
Margarita M. Gutierrez, RPh

Name _______________________________
Section _______ Schedule __________
Instructors _______________________________
_______________________________
Table of Contents

Chapter 1: General Concepts of Law and Ethics

I. Introduction to Jurisprudence
II. General Legal concepts
III. Types of Law
IV. Parts of the Statute
V. Pharmaceutical Ethics

Chapter 2: Standards of Pharmaceutical Education and Practice

I. RA 9711: FDA Law


II. RA 3720: Food, Drug, and Cosmetics Act
A. Administrative order No. 220 s 1974
B. Administrative order No. 420 s 1982
C. Administrative order No. 55 1989
D. Administrative order No. 56 1988
E. Administrative order No. 64 1989
F. Administrative order No. 66 1989
G. Administrative order No. 67 1989
H. Administrative order No. 79 1989
I. Administrative order No. 85 1990
J. Administrative order No. 99 1990

III. R.A. 8981: PRC modernization act of 2000


IV. RA 5921: Pharmacy Law

Chapter 3: Chapter 4: Legal control and Accessibility of drugs

I. Philippine national Drug Policy


II. RA 6675: Generics Act

A. Administrative order No. 51 1988


B. Administrative order No. 62 1989
C. Administrative order No. 63 1989

III. RA 7581: Price Act


IV. Ra 7394: Consumer act of the Philippines
V. RA 9994: additional benefits and privileges to senior citizens.
VI. RA 9257: Expanded Senior Citizen Act of 2003
VII. EO 302: Philippine Pharmacopeia as the Official Book of Standards and
Reference
VIII. RA 8423: Traditional and alternative medicines Act of 1997

Chapter 5: Control in the use of dangerous and counterfeit drugs


I. RA 9502: Universally accessible Cheapers Medicine Act
II. PD 881: Hazardous Substance Decree
III. RA 8203: Counterfeit law
IV. RA 9165: Comprehensive Dangerous Drugs Act of 2002

Chapter 6: Laws pertaining to Public Health

I. EO 51: Milk code


II. RA 8172: Asin Law
III. RA 8976: food fortification Law
IV. RA 9211: Tobacco Regulation Act of 2003
Chapter 2: Standards of
Pharmaceutical Education
and Practice
RA 9711: Food and Drug Administration
(FDA) Act of 2009
Republic of the Philippines structures, processes, mechanisms and
Congress of the Philippines initiatives that are aimed, directed and
Metro Manila designed to: (a) protect and promote the
right to health of the Filipino people; and (b)
Fourteenth Congress help establish and maintain an effective
Second Regular Session health products regulatory system and
undertake appropriate health manpower
Begun and held in Metro Manila, on development and research, responsive to
Monday, the twenty-eighth day of July, two the country's health needs and problems.
thousand eight. Pursuant to this policy, the State must
enhance its regulatory capacity and
Republic Act No. 9711 August 18, strengthen its capability with regard to the
2009 inspection, licensing and monitoring of
establishments, and the registration and
AN ACT STRENGTHENING AND monitoring of health products.
RATIONALIZING THE REGULATORY
CAPACITY OF THE BUREAU OF FOOD Section 4. This Act has the following
AND DRUGS (BFAD) BY ESTABLISHING objectives:
ADEQUATE TESTING LABORATORIES
AND FIELD OFFICES, UPGRADING ITS (a) To enhance and strengthen the
EQUIPMENT, AUGMENTING ITS HUMAN administrative and technical capacity
RESOURCE COMPLEMENT, GIVING of the FDA in the regulation of
AUTHORITY TO RETAIN ITS INCOME, establishments and products under
RENAMING IT THE FOOD AND DRUG its jurisdiction;
ADMINISTRATION (FDA), AMENDING
CERTAIN SECTIONS OF REPUBLIC ACT (b) To ensure the FDA's monitoring
NO. 3720, AS AMENDED, AND and regulatory coverage over
APPROPRIATING FUNDS THEREOF establishments and products under
its jurisdiction; and
Be it enacted by the Senate and House of
Representatives of the Philippines in (c) To provide coherence in the
Congress assembled:: FDA's regulatory system for
establishments and products under
Section 1. The Bureau of Food and Drugs its jurisdiction.
(BFAD) is hereby renamed the Food and
Drug Administration (FDA). Section 5. Section 4 of Republic Act No.
3720, as amended, is hereby further
Section 2. This Act shall be known as amended to read as follows:
the "Food and Drug Administration
(FDA) Act of 2009". "SEC. 4. To carry out the provisions
of this Act, there is hereby created
Section 3. It is hereby declared a policy of an office to be called the Food and
the State to adopt, support, establish, Drug Administration (FDA) in the
institutionalize, improve and maintain Department of Health (DOH). Said
Administration shall be under the users of health products to report to
Office of the Secretary and shall the FDA any incident that reasonably
have the following functions, powers indicates that said product has
and duties: caused or contributed to the death,
serious illness or serious injury to a
"(a) To administer the effective consumer, a patient, or any person;
implementation of this Act and of the
rules and regulations issued "(j) To issue cease and desist
pursuant to the same; orders motu propio or upon verified
complaint for health produts,
"(b) To assume primary jurisdiction in whether or not registered with the
the collection of samples of health FDA Provided, That for registered
products; health products, the cease and
desist order is valid for thirty (30)
"(c) To analyze and inspect health days and may be extended for sixty
products in connection with the (60) days only after due process has
implementation of this Act; been observed;

"(d) To establish analytical data to "(k) After due process, to order the
serve as basis for the preparation of ban, recall, and/or withdrawal of any
health products standards, and to health product found to have caused
recommend standards of identity, the death, serious illness or serious
purity, safety, efficacy, quality and fill injury to a consumer or patient, or is
of container; found to be imminently injurious,
unsafe, dangerous, or grossly
"(e) To issue certificates of deceptive, and to require all
compliance with technical concerned to implement the risk
requirements to serve as basis for management plan which is a
the issuance of appropriate requirement for the issuance of the
authorization and spot-check for appropriate authorization;
compliance with regulations
regarding operation of "(l) To strengthen the post market
manufacturers, importers, exporters, surveillance system in monitoring
distributors, wholesalers, drug health products as defined in this Act
outlets, and other establishments and incidents of adverse events
and facilities of health products, as involving such products;
determined by the FDA;
"(m) To develop and issue standards
"x x x and appropriate authorizations that
would cover establishments,
"(h) To conduct appropriate tests on facilities and health products;
all applicable health products prior to
the issuance of appropriate "(n) To conduct, supervise, monitor
authorizations to ensure safety, and audit research studies on health
efficacy, purity, and quality; and safety issues of health products
undertaken by entities duly approved
"(i) To require all manufacturers, by the FDA;
traders, distributors, importers,
exporters, wholesalers, retailers, "(o) To prescribe standards,
consumers, and non-consumer guidelines, and regulations with
respect to information, "These Centers shall
advertisements and other marketing regulate the manufacture,
instruments and promotion, importation, exportation,
sponsorship, and other marketing distribution, sale, offer for
activities about the health products sale, transfer, promotion,
as covered in this Act; advertisement, sponsorship
of, and/or, where appropriate,
"(p) To maintain bonded warehouses the use and testing of health
and/or establish the same, whenever products. The Centers shall
necessary or appropriate, as likewise conduct research on
determined by the director-general the safety, efficacy, and
for confiscated goods in strategic quality of health products,
areas of the country especially at and to institute standards for
major ports of entry; and the same.

"(q) To exercise such other powers "(b) Each Center shall be headed by
and perform such other functions a8 a director. The Centers shall be so
may be necessary to carry out its organized such that each will have,
duties and responsibilities under this at least, the following divisions:
Act."
"(1) Licensing and
Section 6. Section 5 of Republic Act No. Registration Division, which
3720, as amended, is hereby further shall be responsible for
amended and new subsections are added evaluating health products
to read as follows: and establishments as
covered by this Act for the
"SEC. 5. The FDA shall have the purpose of issuance of
following centers and offices: authorizations and conditions
to be observed;
"(a) The Centers shall be
established per major product "(2) Product Research and
category that is regulated, namely: Standards Development
Division, which shall be
"(1) Center for Drug responsible for the conduct
Regulation and Research (to of research, development of
include veterinary medicine, standards and regulations,
vaccines and biologicals); compliance monitoring, and
the oversight and audit of
"(2) Center for Food related researches that
Regulation and Research; would ensure safety, quality,
purity and efficacy of health
products, as covered in this
"(3) Center for Cosmetics
Act; and
Regulation and Research (to
include household
hazardous/urban "(3) Laboratory Support
substances); and Division, which shall be
responsible for the conduct
of research and appropriate
"(4) Center for Device
testa and calibration,
Regulation, Radiation Health,
analyses and trials of
and Research.
products including, but not Section 7. Section 6 of Republic Act No.
limited to, assays, and the 3720, as amended, is hereby further
conduct of oversight and/or amended, to read as follows:
audit of centers conducting
bioavailability and "(a) The FDA shall be headed by a
bioequivalence tests and director-general, with the rank of
other tests as covered by this undersecretary, who shall be tasked,
Act. It shall likewise provide among others, to determine the
direct line support to the needed personnel and to appoint
centers which shall be personnel, below the assistant
separate and distinct per director level in coordination with the
major product category that Secretary of Health.
is regulated.
"(b) The director-general shall be
"(c) The Administration and Finance assisted by two (2) deputy directors-
Office headed by the deputy general, one for administration and
director-general for administration finance and another for field
and finance shall have, at least, the regulatory operations.
following divisions: the Human
Resource Development Division; "(c) The director-general and deputy
Property and Logistics Management directors-general shall be appointed
Division; Human Resource by the President of the Republic of
Management Division; Assets and the Philippines.
Financial Management Division; and
the Information and Communication "(d) The director-general shall,
Technology Management Division. referably, possess either a university
degree in medicine or at least the
"(d) The Policy and Planning Office relevant master's degree in
which shall be under the Office of pharmaceutical sciences or allied
the Director-General shall have, at sciences, or equivalent executive
least, a training, advocacy and course in any regulatory
communications division and shall management. In addition, he/she
monitor the performance of the shall have management experience
centers for product research and in his/her field of discipline or
evaluation and standards profession and in any development,
development. manufacturing, regulatory work or
quality assurance of products as
"(e) The Field Regulatory Operations covered in this Act.
Office headed by the deputy
director-general for field regulatory "(e) The Deputy Director-General for
operations shall include, among Field Regulatory Operations of the
others, all the field offices, field or FDA shall, preferably, possess the
satellite laboratories and the relevant master's degree in
regulatory enforcement units. pharmaceutical sciences or allied
sciences, or equivalent executive
"(f) The Legal Services Support course in any regulatory
Center shall provide legal services to management. In addition, he/she
the entire FDA and shall be directly shall have management experience
under the Office of the Director- in his/her field of discipline or
General." profession and in any development,
manufacturing, regulatoly work or chiefs of the BFAD shall be given
quality assurance of products as preference for appointment as
covered in this Act. directors and assistant directors of
their respective centers: Provided,
"(f) The Deputy Director-General for That if the current officers of the
Administration and Finance of the BFAD and the BHDT applying for the
FDA shall he a certified public above positions lack the required
accountant or shall possess a third level civil service eligibility, they
master's degree in accounting, will have to comply with the said
management, economics or any requirement within three (3) yearn
business course, and must have from their appointment, otherwise
management experience in a their appointment shall be revoked
position related to his/her field of immediately."
discipline or profession.
Section 8. Section 7 of Republic Act No.
"(g) A person who was previously 3720, as amended, is hereby further
employed in a regular full-time amended to read as follows:
capacity regardless of its
consultative designation at higher "The FDA shall review its staffing
management supervisory levels in pattern and position titles subject to
regulated establishments, including the approval of the Secretary of
related foundations, shall be Health."
disqualified from appointment as
director-general and deputy director- Section 9. Section 10, subsections (a), (e),
general within three (3) years from (f), (g), (h), (i), (q),(r), (v), and (w) of
termination of employment with the Republic Act No. 3720, as amended, are
said establishment or foundation. All hereby further amended, and new
persons who are candidates for subsections (x), (y), (z), (aa), (bb), (cc),
appointment as director-general and (dd), (ee), (ff), (gg), (hh), (ii), (jj), (kk), (ll),
deputy director-general must and (mm) are hereby added to read as
disclose all their incomes for the follows:
past three (3) years from all
establishments regulated by this Act. "SEC. 10. For the purposes of this
The director-general and the two (2) Act, the term:
deputy directors-gencral shall, upon
assumption into office, declare any "(a) 'FDA' means the Food and Drug
conflict of interest with any Administration.
establishment covered by the FDA,
including their foundiitions. "x x x
"(h) Each center and field office shall "(e) 'Food' means any processed
be headed by a director director who substance which is intended for
shall be assisted by an assistant human consumption and includes
director. These directors shall be drink for man, beverages, chewing
appointed by the Secretary of gum and any substances which
Health. have been used as an ingredient in
the manufacture, preparation or
"(i) The existing directors of the treatment of food.
Bureau of Health Devices and
Technology (BHDT) and division
"(f) 'Drug' means: (1) articles medical or diagnostic
recognized in official pharmacopeias purposes by means of in-
and formularies, including official vitro examination of
homeopathic pharmacopeias, or any specimens derived from the
documentary supplement to any of human body. This device
them, which are recognized and does not achieve its primary
adopted by the FDA; (2) articles intended action in or on the
intended for use in the diagnosis, human body by
cure, mitigation, treatment, or pharmacological,
prevention of disease in man or immunological, or metabolic
other animals; (3) articles (other than means but which may be
food) intended to affect the structure assisted in its intended
of any function of the body of function by such means.
humans or animals; or (4)articles
intended for use as a component of "(2) 'Radiation device' means
any articles specified in clauses (1), an electrical or electronic
(2), or (3) but do not include devices apparatus emitting any
or their components, parts or ionizing or non-ionizing
accessories. electromagnetic or
particulate radiation; or any
"(g) 'Device' means medical devices, sonic; infrasonic, or
radiation devices and health-related ultrasonic wave. It includes
devices. ionizing radiation emitting
equipment which is not
"(1) 'Medical device' means intentionally designed to
any instrument, apparatus, produce radioactive
implement, machine, materials.
appliance, implant, in-vitro
reagent or calibrator, "(3) 'Health-related device'
software, material, or other means any device not used
similar or related article in health care but has been
intended by the manufacturer determined by the FDA to
to be used alone, or in adversely affect the health of
combination, for human the people.
beings for one or more of the
specific purpose(s) of: "(h) 'Cosmetics' means any
diagnosis, prevention,, substance or preparation intended to
monitoring, treatment or be placed in contact with the various
alleviation of disease; external parts of the human body or
diagnosis, monitoring, with the teeth and the mucous
treatment, alleviation of, or membranes of the oral cavity, with a
compensation for an injury; view exclusively or mainly to
investigation, replacement, cleaning them, perfuming them,
modification, or support of changing their appearance and/or
the anatomy or of a correcting body odor, and/or
physiological process; protecting the body or keeping them
supporting or sustaining life; in good condition.
preventing infection; control
of conception; disinfection of "(i) 'Label' means a display of
medical devices; and written, printed, or graphic matter
providing information for
upon, the immediate container of contemplation of the implementing
any article and a requirement made rules and regulations.
by or under authority of this Act that
any word, statement, or other "(x) 'Assay' is an analysis to
information appearing on the label determine the (1) presence of a
shall not be considered to be substance and the amount of that
complied with unless such word, substance, or (2) the pharmaceutical
statement, or other information also potency of a drug.
appears on the outside container or
wrapper, if any there be, of the retail "(y) 'Authorization' means a
package of such article, or easily permission embodied in a document
legible through the outside container granted by the FDA to a natural or
or wrapper. juridical person who has submitted
an application to implement the
"x x x manufacture, importation,
exportation, sale, offer for sale,
"(q) 'Director-general' means the distribution, transfer, and/or, where
head of the FDA. appropriate, the use, testing,
promotion, advertising, or
"(r) 'Distribute' means the delivery or sponsorship of health products. The
sale of any health product for authorization can take the form of a
purposes of distribution in permit, a license, a certificate of
commerce, except that such term registration, of accreditation, of
does not include the manufacture or compliance, or of exemption, or any
retail of such product. similar document.

"x x x "(z) 'Bioavailability' means the rate


and extent to which the active
"(v) 'Manufacturer', in relation to a ingredient or therapeutic ingredient
health product, means an is absorbed from a drug and
establishment engaged in any and becomes available at the site of drug
all operations involved in the action.
production of health products
including preparation, processing, "(aa) 'Bioequivalence' means the
compounding, formnlating, filling, rate and extent of absorption to
packing, repacking, altering, which the drugs do not show a
ornamenting, finishing and labeling significant difference from the rate
with the end in view of its storage, and extent of the listed drug when
sale or distribution: Provided, That administered at the same molar
the term shall not apply to the dose of the therapeutic ingredient
compounding and filling of under similar experimental
prescriptions in drugstores and conditions in either a single dose or
hospital pharmacies. A trader shall multiple doses. Bioequivalence shall
be categorized as a manufacturer. also refer to the absence of a
signiticant difference on the rate and
"(w) 'Veterinary drugs' means drugs extent-to-which the active
intended for use for animals ingredient(s) of the sample and
including any drug intended for use reference drug becomes available at
in animal feeds but not including the site of drug action when
animal feeds within the
administered under the same molar of a meal or diet or replacement of
dose and under similar conditions. drugs and medicines.

"(bb) 'Distributor/importer/exporter' "(ff) 'Health products' means food,


means any establishment that drugs, cosmetics, devices,
imports or exports raw materials, biologicals, vaccines, in-vitro
active ingredients and/or finished diagnostic reagents and
products for its own use or for household/urban hazardous
wholesale distribution to other substances and/or a combination of
establishments or outlets. If the and/or a derivative thereof. It shall
distributor/importer/exporter sells to also refer to products that may have
the general public, it shall be an effect on health which require
considered a retailer. regulations as determined by the
FDA.
"(cc) 'Distributor/wholesaler' means
any establishment that procures raw "(gg) 'Household/urban hazardous
materials, active ingredients and/or substance' is:
finished products from local
establishments for local distribution "(1) Any substance or mixture
on wholesale basis. of substances intended for
individual or limited purposes
"(dd) 'Establishment' means a sole and which is toxic, corrosive,
proprietorship, a partnership, a an irritant, a strong sensitizer,
corporation, an institution, an is flammable or combustible,
association, or an organization or generates pressure
engaged in the manufacture, through decomposition, heat
importation, exportation, sale, offer or other means, if such
for sale, distribution, donation, substance or mixture of
transfer, use, testing, promotion, substances may cause
advertising, or sponsorship of health substantial injury or
products including the facilities and substantial illness during or
installations needed for its activities. as a proximate result of any
customary or reasonably
"(ee) 'Food/dietary supplement' foreseeable ingestion by
means a processed food product children, but shall not include
intended to supplement the diet that agricultural fertilizer,
bears or contains one or more of the pesticide, and insecticide,
following dietary ingredients: vitamin, and other economic poisons,
mineral, herb, or other botanical, radioactive substance, or
amino acid, and dietary substance to substances intended for use
increase the total daily intake in as fuels, coolants,
amounts conforming to the latest refrigerants and the like;
Philippine recommended energy and
nutrient intakes or internationally "(2) Any substance which the
agreed minimum daily requirements. FDA finds to be under the
It usually is in the form of capsules, categories enumerated in
tablets, liquids, gels, powders or pills clause (1) of this paragraph;
and not represented for use as a
conventional food or as the sole item "(3) Any toy or other articles
intended for use by children
which the FDA may "(kk) 'Registration' means the
determine to pose an process of approval of an application
electrical, chemical, physical, to register health products prior to
or thermal hazard; and engaging in the manufacture,
importation, exportation, sale, offer
"(4) This term shall not apply for sale, distribution, transfer, and
to food, drugs, cosmetics, where applicable, the use, testing,
devices, or to substances promotion, advertisement, and/or
intended for use as fuels sponsorship of health products.
when stored in containers
and used in the heating, "(ll) 'Trader' means any
cooking or refrigeration establishment which is a registered
system of a house, but such owner of a health product and
term shall apply to any article procures the raw materials and
which is not in itself an packing components and provides
agricultural pesticide but the production monographs, quality
which is a hazardous control standards and procedures,
substance, as construed in but subcontract the manufacture of
paragraph (1) of this section, such product to a licensed
by reason of bearing or manufacturer. In addition, a trader
containing such harmful may also engage in the distribution
substances described and/or marketing of its products.
therein.
"(mm) 'Retailer' means any
"(hh) 'In-vitro diagnostic reagents' establishment which sells or offers to
are reagents and systems intended sell any health product directly to the
for use in the diagnosis of disease or general public."
other conditions, including a
determination of the state of health, Section 10. Section 11, subsections (a), (b),
in order to cure, mitigate, treat or (d), (g), (j),(k) and (l) of Republic Act No.
prevent disease or its sequelae. 3720, as amended, are hereby further
amended to read as follows:
"(ii) 'Licensing' means the process of
approval of an application to operate "SEC. 11. The following acts and the
or establish an establishment prior to causing thereof are hereby
engaging in the manufacture, prohibited:
importation, exportation, sale, offer
for sale, distribution, transfer, and "(a) The manufacture, importation,
where applicable the use, testing, exportation, sale, offering for sale,
promotion, advertisement, and/or distribution, transfer, non-consumer
sponsorship of health products. use, promotion, advertising, or
sponsorship of any health product
"(jj) 'Misbranding' means, in addition that is adulterated, unregistered or
to definitions in existing laws, misbranded.
misinformation or misleading
information on the label or other "(b) The adulteration or misbranding
information materials authorized by of any health product.
the FDA. It shall not refer to
copyright, trademark, or other "x x x
intellectual property-like instruments.
"(d) The giving of a guaranty or radiation or pest control
undertaking referred to in Section establishment by any natural or
twelve (b) hereof which guaranty or juridical person without the license to
undertaking is false, except by a operate from the FDA required under
person who relied upon a guaranty this Act.
or undertaking to the same effect,
signed by, and containing the name "(l) The sale, offering for sale,
and address of the person or entity importation, exportation, distribution
from whom he received in good faith or transfer of any health product
the health products or the giving of a beyond its expiration or expiry date,
guaranty or undertaking referred to if applicable.
in Section twelve (b) which guaranty
or undertaking is false. "x x x

"x x x "The prohibited acts mentioned


herein shall cover all applicable
"(g) The alteration, mutilation, health products."
destruction, obliteration, or removal
of the whole or any part of the Section 11. Section 12, subsection (a) of
labeling of, or the doing of any other Republic Act No, 3720, as amended, is
act with respect to health products if hereby further amended to read as follows:
such act is done while such article is
held for sale (whether or not the first "SEC. 12. (a) Any person who
sale) and results in such article violates any of the provisions of
being adulterated or Section eleven hereof shall, upon
misbranded Provided, That a retailer conviction, suffer the penalty of
may sell in smaller quantities, imprisonment ranging from one (1)
subject to guidelines issued by the year but not more than ten (10)
FDA. years or a fine of not less than Fifty
thousand pesos (P50,000.00) but
"x x x not more than Five hundred
thousand pesos (P500,000.00), or
"(j) The manufacture, importation, both, at the discretion of the
exportation, sale, offering for sale, court: Provided, That if the offender
distribution, transfer, non-consumer is a manufacturer, importer or
use, promotion, advertisement, or distributor of any health product, the
sponsorship of any health product penalty of at least five (5) years
which, although requiring imprisonment but not more than ten
registration, is not registered. with (10) years and a fine of at least Five
the FDA pursuant to this Act. hundred thousand pesos
(P500,000.00) but not more than
"(k) The manufacture, importation, Five million pesos (P5,000,000.00)
exportation, sale, offering for sale, shall be imposed Provided, further,
distribution, transfer, or retail of any That an additional fine of one
drug, device or in-vitro diagnostic percent (1%) of the economic
reagent; the manufacture, value/cost of the violative product or
importation, exportation, transfer or violation, or One thousand pesos
distribution of any food, cosmetic or (P1,000.00), whichever is higher,
household/urban hazardous shall be imposed for each day of
substance; or the operation of a continuing
violation: Provided, finally, That such person or persons shall be
health products found in violation of given an opportunity to be heard
the provisions of this Act and other before the FDA.
relevant laws, rules and regulations
may be seized and held in custody "x x x
pending proceedings, without
hearing or court order, when the "(g) Both criminal and administrative
director-general has reasonable actions may be instituted separately
cause to believe from facts found by and independent of one another."
him/her or an authorized officer or
employee of the FDA that such Section 13. Section 29-A of Republic Act
health products may cause injury or No. 3720, as amended, is hereby further
prejudice to the consuming public. amended, and new subsections are added
to read as follows:
"x x x
"SEC. 29-A. Administrative
"Should the offense be committed by Sanctions. - Where there is finding
a juridical person, the Chairman of of prohibited actions and
the Board of Directors, the president, determination of the persons liable
general manager, or the partners thereto, after notice and hearing, the
and/or the persons directly director-general is empowered to
responsible therefore shall he impose one or more of the following
penalized. administrative penalties:

"Should the offense be committed by "(1) Cancellation of any


a foreign national, he/she shall, in authorization which may have been
addition to the penalties prescribed, granted by the FDA, or suspension
be deported without further of the validity thereof for such period
proceedings after service of of time as the director-general may
sentence. deem reasonable which shall not
exceed one (1) year:
"x x x."
"(2) A fine of not less than Fifty
Section 12. Section 26, subsections (c) and thousand pesos (P50,000.00) but
(d) of Republic Act No. 3720, as amended, not more than Five hundred
are hereby further amended and subsection thousand pesos (P500,000.00). An
(g) is hereby added thereto to read as additional fine of not more than One
follows: thousand pesos (P1,000.00) shall be
imposed for each day of continuing
"x x x violation; and

"(c) Hearings authorized or required "(3) Destruction and/or appropriate


by this Act shall be conducted by the disposition of the subject health
FDA. product, and/or closure of the
establishment for any violation of
"(d) Upon preliminary findings of the this Act, as determined by the
conduct of prohibited act/s, the director-general."
director-general shall issue the
proper notices or orders to the Section 14. A new Section 30 and a new
person or persons concerned and headnote "Additional Powers and Functions
of the Director-General" are hereby added "(5) To call on the assistance of any
to Republic Act No. 3720, which shall read department, office or agency and
as follows: deputize members of the Philippine
National Police or any law
"SEC. 30. The Director-General shall enforcement agency for the effective
also exercise the following powers: implementation of this Act; and

"(1) To hold in direct or indirect "(6) To exercise such powers and


contempt any person who functions as may be necessary for
disregards orders or writs he or she the effective implementation of this
issues and impose the appropriate Act."
penalties following the same
procedures and penalties provided Section 15. Two new sections shall be
in the Rules of Court; added, which shall be the new Sections 31
and 32 of Republic Act No. 3720, as
"(2) To administer oaths and amended, which shall read as follows:
affirmations and issue subpoena
duces tecum and subpoena ad "SEC. 31. The orders, rulings or
testificandumrequiring the decisions of the FDA shall become
production of such books, contracts, final and executory fifteen (15) days
correspondence, records, statement after the receipt of a copy thereof by
of accounts and other documents the party adversely affected unless
and/or the attendance and testimony within that period, an administrative
of parties and witnesses as may be appeal has been perfected. One
material to the investigation motion for reconsideration may be
conducted by the FDA; filled, which shall suspend the
running of the said period."
"(3) To obtain information from any
officer or office of the national or "SEC. 32. The orders, rulings or
local governments, government decisions of the FDA shall be
agencies and its instrumentalities; appealable to the Secretary of
Health. An appeal shall be deemed
"(4) To issue orders of seizure, to perfected upon filing of the notice of
seize and hold in custody any article appeal and posting of the
or articles of food, device, corresponding appeal bond.
cosmetics, household hazardous
substances and health products that "An appeal shall not stay the
is adulterated, counterfeited, decision appealed from unless an
misbranded or unregistered, or drug, order from the Secretary of Health is
in-vitro diagnostic reagent, issued to stay the execution thereof."
biologicals, and vaccine that is
adulterated or misbranded, when Section 16. Section 30 of Republic Act No.
introduced into domestic commerce 3720, as amended, shall be renumbered as
pending the authorized hearing Section 33, and the subsequent sections
under Republic Act No. 3720, as shall also be renumbered accordingly.
amended, Executive Order No. 175
(1987), and Republic Act No. 7394, Section 17. Section 31, Chapter XIII of
otherwise known as the Consumers Republic Act No. 3720, as amended, is
Act of the Philippines; hereby further amended to read as follows:
"SEC. 34. Fees and Other Income. - testing laboratories, in case the above
laboratories will be increased, and other
"(a) Upon the sole approval of the activities or services of the agency in the
Secretary, the authorization and performance of its mandate.
other fees shall annually be
determined and reviewed by the The fund shall be allowed to accept grants,
FDA and any proposed increase donations and all other endowments from
shall be published in two (2) leading local and external sources in accordance
newspapers of general circulation. with pertinent laws, rules and regulations.

"(b) There shall be determined and The retention, use and application of this
constituted additional fees such as fund shall not be delayed, amended, altered
sale of publications and services, or modified, or affected in any way by an
assessment fees, fines, penalties, order or directive from any executive office,
and other fees and charges outside but will be subject only to the general
the usual licensing and registration accounting rules and guidelines by the
fees, to be known as 'other related Commission on Audit (COA). The primary
regulatory fees'. purpose of the fund as herein stated shall
prevail over any other purpose that may be
"(c) The Director-General of the pursued by the FDA on its own initiative or
FDA, upon approval of the through an order or directive by any higher
Secretary, shall be authorized to office. The FDA shall submit to the
promulgate rules and regulations Secretary of Health, the Secretary of Budget
governing the collection of the 'other and Management and the Congressional
related regulatory fees'. Upon Oversight Committee, created under
approval of the Secretary, these fees Section 23 of this Act, a report on how the
shall likewise be reviewed funds were utilized, including its
periodically and any proposed accomplishments.
increase shall be published in two
(2) leading newspapers of general There shall also be established a legal fund
circulation." out of the interest earned from the retained
income for use in case of legal actions
Section 18. All income that the FDA is against the officials and employees of the
allowed to retain under Section 31 of the FDA in the course of the exercise of their
Universally Accessible Cheaper and Quality official functions and duties.
Medicines Act of 2008 shall, any provision
of law to the contrary notwithstanding, be Section 19. The FDA shall establish a
deposited in an authorized government Regulatory Enforcement Unit (REU) for a
depository bank as a special regulatory period not exceeding five (5) years from the
fund. Any interest earned by such fund shall effectivity of this Act. It shall be composed of
form part of the retained income. Such fund at least five (5) qualified personnel in every
shall be used primarily for the acquisition of region who shall be directly under the
office and laboratory space, human control and supervision of the Deputy
resource development and expansion, Director-General for Field Regulatory
purchase of laboratory equipment and Operations and shall be administratively
motor vehicles, the upgrading of its current supported by the field offices. They shall:
facilities and equipment and maintenance,
other operating expenses ofthe central (a) Bear arms, wear official uniforms
office laboratory divisions and satellite and insignias and shall be classified
laboratories in Davao, Cebu and other as law enforcement agents;
(b) Serve and execute rulings, office shall be maintained and shall
orders, and decisions of the serve as a support unit to the
Director-General of the FDA; and centers for product research and
evaluation and standards
(c) Execute and serve search development and shall serve as
warrants and arrest warrants issued testing centers that would include
by the courts in connection with assay and the conduct, supervision,
violations under this Act and related oversight and/or audit of
laws concerning the regulation of bioequivalence and bioavailability
health products. test/researches, among others. The
existing laboratories in Cebu and
All law enforcement agents shall undergo Davao will be upgraded and
the appropriate training to equip them with transformed as quality assurance
the necessary skills needed for this laboratories, while another one will
purpose. Their authority and functions shall be established in Subic, Zambales.
be strictly limited to the implementation of
the FDA's regulatory functions. "The testing laboratories may be
increased by the director-general,
All regional regulatory enforcement units upon approval of the Secretary.
shall be headed by a lawyer who is at least Moreover, the director-general, upon
thirty (30) years old but not older than fifty approval of the Secretary, may call
(50), an Integrated Bar of the Philippines upon other government and private
(IBP) member of good standing, and shall testing laboratories to conduct
have a rank of a Division Director; and an testing, calibration, assay and
assistant who must be at the very least a examination of samples of health
law graduate who shall have a rank of an products: Provided, That the private
Assistant Division Director. testing laboratories are accredited
by the Philippine Accreditation Office
Section 20. A new chapter XIV and three (PAO) of the Department of Trade
new sections, Sections 35, 36, and 37 shall and industry (DTI) and the DOH."
be introduced, which shall read as follows:
"SEC. 36. The FDA shall establish
"CHAPTER XIV field offices in all regions of the
"TESTING LABORATORIES AND country to effectively implement its
FIELD OFFICES regulatory functions. The current
regional food and drug regulatory
"SEC. 35. The FDA is hereby officers and regional health
mandated to improve, upgrade and physicists in every regional office of
increase the capability of the the DOH shall now be put under the
agency, to test, calibrate, assay and FDA's sole control and supervision.
examine samples of health products. The regional field office shall also
For the purpose of achieving the assume primary jurisdiction in the
above mandate, there shall be collection of samples of food, drugs,
established at least one (1) testing devices and cosmetics being
laboratory each in Luzon, Visayas imported or offered for import at a
and Mindanao, which shall have the port of entry other than Manila in
necessary and appropriate state-of- his/her assigned region and where it
the-art laboratory equipment and appears that said items or products
personnel complement. The main satisfy any of the conditions as
testing laboratories at the central provided for in Section 33(a) of
Republic Act No. 3720, as amended,
without prejudice to the exercise of Committee (COC) is hereby created
the powers of the director-general composed of the Chairpersons of the
provided under Sections 13 and 14 Committees on Health and Appropriations of
of this Act in the exercise of the the House of Representatives and two (2)
agency's regulatory functions. The Members to be appointed by the Speaker,
field offices shall be comprised of the Chairpersons of the Committees on
the following: (a) licensing, Health and Finance of the Senate and two
inspection and compliance division, (2) Members to he appointed by the
which shall have charge of the President of the Senate, to oversee the
inspection of food, drugs and implementation of this Act for a period of
cosmetic establishments engaged in five (5) years and to review the
their manufacture, importation, accomplishments and the utilization of
distribution, and sale; (b) satellite income of the FDA. The secretariat of the
laboratory division; and (c) COC shall be drawn from the existing
administrative division." personnel of the committees comprising the
COC.
"SEC. 37. The FDA, with the
approval of the Secretary, shall Section 24. Transitory Provisions. - The
create organizational units which are BFAD Director and Deputy Director shall
deemed necessary to address serve as FDA Director-General and Deputy
emerging concerns and to be Director-General for Field Regulatory
abreast with internationally Operations, respectively. The current
acceptable standards. There shall officials and employees of the BFAD shall
be created additional plantilla be transferred as far as practicable to the
positions to augment the human appropriate unit in the FDA as determined
resource complement of the FDA, by the Director-General. The current
subject to existing rules and officials and employees of the BHDT shall
regulations." be transferred to the Center for Device
Regulation, Radiation Health, and
Section 21. Appropriations. - The Research. The current regional food and
appropriations for the BFAD and the BHDT drug regulatory officers and regional health
included in the budget of the DOH under the physicists under the Centers for Health
current General Appropriations Act shall be Development of the DOH shall be
used to carry out the implementation of this transferred as far as practicable to the
Act. The appropriation may be augmented appropriate unit in the FDA as determined
by the income which the agency is by the Director-General. There shall be no
authorized to use under this Act. Thereafter, demotion in ranks and positions and no
such sums as may be necessary for its diminution in salaries. benefits, allowances
continued implementation shall be included and emoluments of all BFAD, BHDT and
in the annual General Appropriations Act. indicated Center for Health and
Development (CHD) personnel transferred
Section 22. Implementing Rules and to the FDA. All positions, powers, functions
Regulatiorts. - The DOH shall promulgate, and duties together with the facilities,
in consultation with the FDA, the equipment, supplies, records, files,
implementing rules and regulations of this appropriations, and funds for these bureaus
Act within one hundred twenty (120) days and the indicated CHD personnel shall be
after the passage of this Act. transferred to the FDA.

Section 23. Congressional Oversight Section 25. Coverage. - This Act shall
Committee. - A Congressional Oversight govern all health products: Provided, That
nothing in this Act shall be deemed to
modify the sole and exclusive jurisdiction of
other specialized agencies and special laws(Sgd.) PROSPERO C. NOGRALES (Sgd.) JUAN PONCE ENRILE
only insofar as the acts covered by theseSpeaker of the House of Representatives President of the Senate
specialized agencies and laws, including,
but not limited to, those covered by
Republic Act No. 9211, Executive Order No. This Act which is a consolidation of Senate Bill No. 2645 and
245, Executive Order No. 18, and House Bill No. 3293 was finally passed by the Senate and
the House of Representatives on June 3, 2009.
Presidential Decree No. 1468.

Section 26. Separability Clause. - If any


(Sgd.) MARILYN B. BARUA-YAP (Sgd.) EMMA LIRIO-REYES
part, section or provision of this Act shall be Secretary General Secretary of Senate
declared invalid or unconstitutional, other House of Represenatives
provisions or parts thereof which are not
affected thereby shall remain in full force
and effect. Approved: AUG 18 2009

Section 27. Repealing Clause. - Laws or (Sgd.) GLORIA MACAPAGAL-ARROYO


President of the Philippines
part of laws, executive orders, circulars,
regulations and memoranda inconsistent
with this Act are hereby repealed or
amended accordingly.

Section 28. Effectivity Clause. - This Act


shall take effect fifteen (15) days after its
publication in the Official Gazette or in two
(2) newspapers of generhl circulation.

Approved,

RA 3720: Food, Drug, and Cosmetics Act


____________________________________
CHAPTER I
Title
REPUBLIC ACT No. 3720
Section 1. This Act shall be known as the
AN ACT TO ENSURE THE SAFETY AND "Food, Drug, and Cosmetic Act."
PURITY OF FOODS, DRUGS, AND
COSMETICS BEING MADE AVAILABLE CHAPTER II
TO THE PUBLIC BY CREATING THE Declaration of Policy
FOOD AND DRUG ADMINISTRATION
WHICH SHALL ADMINISTER AND
ENFORCE THE LAWS PERTAINING
THERETO.
Section 2. It is hereby declared the policy of and to recommend standards of
the State to insure safe and good quality identity, purity, quality and fill of
supply of food, drug and cosmetic, and to container.
regulate the production, sale, and traffic of
the same to protect the health of the people. (e) To issue certificate of compliance
with technical requirements to serve
Section 3. In the implementation of the as basis for the issuance of license
foregoing policy, the Government shall in and spot-check for compliance with
accordance with the provisions of this Act: regulations regarding operation of
food, drug and cosmetic
(a) Establish standards and quality manufacturers and establishments.
measures for food, drug, and
cosmetic. (f) To levy, assess and collect fees
for inspection, analysis and testing
(b) Adopt measures to insure pure of products and materials submitted
and safe supply of food, drug, and in compliance with the provisions of
cosmetic in the country. this Act.

CHAPTER III (g) To certify batches of anti-biotic


Creation of the Food and Drug and anti-biotic preparations in
Administration compliance with the provisions of
this Act.
Section 4. To carry out the provisions of this
Act, there is hereby created an office to be Section 5. The Food and Drug
called the Food and Drug Administration in Administration shall have the following
the Department of Health. Said Divisions:
Administration shall be under the Office of
the Secretary and shall have the following (a) Inspection and Licensing
functions, powers and duties: Division, which shall have charge of
the inspection of food, drug, and
(a) To administer and supervise the cosmetic establishments engaged in
implementation of this Act and of the their manufacture and sale.
rules and regulations issued
pursuant to the same. (b) Laboratory Division, which shall
conduct all the tests, analyses and
(b) To provide for the collection of trials of products covered by this Act.
samples of food, drug and cosmetic.
Section 6. The Food and Drug
(c) To analyze and inspect food, Administration shall have a Food and Drug
drug and cosmetic in connection Administrator who shall be appointed by the
with the implementation of this Act. Secretary of Health subject to the Civil
Service rules and regulations. The
(d) To establish analytical data to compensation of said official shall be
serve as basis for the preparation of determined by the Secretary of Health.
food, drug and cosmetic standards,
Section 7. The Secretary of Health shall Administrator with the approval of
provide for the additional personnel needed the Secretary of Health.
to carry out the functions and duties of the
Food and Drug Administration. (g) The President of the Philippine
Medical Association of his
Section 8. The powers, functions and authorized representative;
duties of the Division of Food and Drug
Testing of the Bureau of Research and (h) The President of the Philippine
Laboratories and the Board of Food Dental Association or his authorized
Inspection, all personnel in the Bureau of representative; and
Health Services who are engaged in food
and drug control work, together with all their (i) The President of the Philippine
equipment, supplies, records, files, Pharmaceutical Association or his
personnel and balance of appropriations are authorized representative.
transferred to the Food and Drug
Administration. Each member of the Board as well as the
Board secretary shall receive a per diem of
CHAPTER IV twenty pesos per meeting, hearing or
Board of Food and Drug Inspection investigation actually attended, but in no
case shall the total per diem exceed two
Section 9. The Board of Food Inspection is hundred pesos each per month.
hereby converted into the Board of Food
and Drug Inspection which shall consist of: It shall be the duty of the Board,
conformably with the rules and regulations,
(a) A representative of the to hold hearings and conduct investigations
Department of Health to be relative to matters touching the
designated by the Secretary of administration of this Act, to investigate
Health, as Chairman; processes of food, drug and cosmetic
manufacture and to submit reports to the
(b) A representative of the Food and Drug Administrator,
Department of Agriculture and recommending food and drug standards for
Natural Resources; adoption. Said Board shall also perform
such additional functions, properly within the
(c) A representative of the scope of the administration hereof, as may
Department of Commerce and be assigned to it by the Food and Drug
Industry; Administrator. The decisions of the Board
shall be advisory to the Food and Drug
(d) An authorized designate of the Administrator.
Commissioner of Customs;
CHAPTER V
(e) An authorized representative of Definitions
the Office of the Solicitor-General;
Section 10. For the purposes of this Act,
(f) A technical member to be the term:
designated by the Food and Drug
(a) "Board" means the Board of (g) "Device" means instruments,
Food and Drug Inspection. apparatus, or contrivances, including
their components, parts, and
(b) "Secretary" means the Secretary accessories, intended (1) for use in
of Health. the diagnosis, cure, mitigation,
treatment, or prevention of disease
(c) "Department" means the in man or animals; or (2) to affect the
Department of Health. structure or any function of the body
of man or animals.
(d) "Person" includes individual,
partnership, corporation and (h) "Cosmetic" means (1) articles
association. intended to be rubbed, poured,
sprinkled, or sprayed on, introduced
(e) "Food" means (1) articles used into, or otherwise applied to the
for food or drink for man, (2) human body or any part thereof for
chewing gum, and (3) articles used cleansing, beautifying, promoting
for components of any such article. attractiveness, or altering the
appearance, and (2) articles
(f) "Drug" means (1) articles intended for use as a component of
recognized in the official United any such articles.
States Pharmacopoeia, official
Homeopathic Pharmacopoeia of the (i) "Label" means a display of
United States, or official National written, printed, or graphic matter
Formulary, or any supplement to any upon the immediate container of any
of them; and (2) articles intended for article and a requirement made by or
use in the diagnosis, cure, under authority of this Act that any
mitigation, treatment, or prevention word, statement, or other information
of disease in man or other animals; appearing on the label shall not be
and (3) articles (other than food) considered to be complied with
intended to affect the structure or unless such word, statement, or
any function of the body of man or other information also appears on
animals; and (4) articles intended for the outside container or wrapper, if
use as a component of any articles any there be, of the retail package of
specified in clauses (1), (2), or (3), such article, or is easily legible
but not include devices or their through the outside container or
components, parts, or accessories. wrapper.

(j) "Immediate container" does not


include package liners.

(k) "Labeling" means all labels and


other written, printed, or graphic
matter (1) upon any article or any of
its containers or wrappers, or (2) (m) If an article is alleged to be
accompanying such article. misbranded because the labeling is
misleading, then in determining
(l) "New drugs" mean: whether the labeling is misleading
there shall be taken into account
(1) any drug the composition of (among other things) not only
which is such that said drug is not representations made or suggested
generally recognized, among by statement, word, design, device,
experts qualified by scientific training or any combination thereof, but also
and experience to evaluate the the extent to which the labeling fails
safety of drugs, as safe for use to reveal facts material in the light of
under the conditions prescribed, such representations or material with
recommended, or suggested in the respect to consequences which may
labeling thereof. result from the use of the article to
which the labeling relates under the
(2) any drug the composition of conditions of use prescribed in the
which is such that said drug, as a labeling thereof or under such
result of investigations to determine conditions of use as are customary
its safety for use under such or usual.
conditions, has become so
recognized, but which has not, (n) "Food additive" means any
otherwise than in such substance the intended use of which
investigations, been used to a results or may reasonably be
material extent or for a material time expected to result, directly or
under such conditions. indirectly, in its becoming a
component or otherwise affecting
the characteristics of any food
(including any substance intended
for use in producing, manufacturing,
packing, processing, preparing,
treating, packaging, transporting, or
holding food; and including any
source of radiation intended for any
such use), if such substance is not
generally recognized, among
experts qualified by scientific training
and experience to evaluate its
safety, as having been adequately
shown through scientific procedures
to be safe under the conditions of its
intended use.

CHAPTER VI
Prohibited Acts and Penalties
PROHIBITED ACTS judicial proceeding under this Act,
any information acquired under
Section 11. The following acts and the authority of Section nine, or
causing thereof are hereby prohibited: (a) concerning any method or process
The manufacture, sale, offering for sale or which as a trade secret is entitled to
transfer of any food, drug, device or protection.
cosmetic that is adulterated or misbranded.
(g) The alteration, mutilation,
(b) The adulteration or misbranding destruction, obliteration, or removal
of any food, drug, device, or of the whole or any part of the
cosmetic. labeling of, or the doing of any other
act with respect to, a food, drug,
(c) The refusal to permit entry or device, or cosmetic, if such act is
inspection as authorized by Section done while such article is held for
twenty-seven hereof or to allow sale (whether or not the first sale)
samples to be collected. and results in such article being
adulterated or misbranded.
(d) The giving of a guaranty or
undertaking referred to in Section (h) The use, on the labeling of any
twelve (b) hereof which guaranty or drug or in any advertising relating to
undertaking is false, except by a such drug, of any representation or
person who relied upon a guaranty suggestion that an application with
or undertaking to the same effect respect to such drug is effective
signed by, and containing the name under Section twenty-one hereof, or
and address of, the person residing that such drug complies with the
in the Philippines from whom he provisions of such section.
received in good faith the food, drug,
device, or cosmetic or the giving of a (i) The use, in labeling, advertising
guaranty or undertaking referred to or other sales promotion of any
in Section twelve (b) which guaranty reference to any report or analysis
or undertaking is false. furnished in compliance with Section
twenty-six hereof.
(e) Forging, counterfeiting,
simulating, or falsely representing or PENALTIES
without proper authority using any
mark, stamp, tag label, or other Section 12. (a) Any person who violates
identification device authorized or any of the provisions of Section eleven
required by regulations promulgated hereof shall, upon conviction, be subject to
under the provisions of this Act. imprisonment of not less than six months
and one day, but not more than five years,
(f) The using by any person to his or a fine of not less than one thousand
own advantage, or revealing, other pesos, or both such imprisonment and fine,
than to the Secretary or officers or in the discretion of the Court.
employees of the Department or to
the courts when relevant in any
(b) No person shall be subject to the hearing or court order, when the
penalties of subsection (a) of this Secretary has probable cause to
section (1) for having sold, offered believe from facts found by him or
for sale or transferred any article and any officer or employee of the Food
delivered it, if such delivery was and Drug Administration that the
made in good faith, unless he misbranded article is dangerous to
refuses to furnish on request of the health, or that the labeling of the
Board of Food and Drug Inspection misbranded articles is fraudulent, or
or an officer or employee duly would be in a material respect
designated by the Secretary, the misleading to the injury or damage
name and address of the person of the purchaser or consumer.
from whom he purchased or
received such article and copies of CHAPTER VII
all documents, if any there be, Definition and Standards for Food
pertaining to the delivery of the
article to him; (2) for having violated Section 13. Whenever in the judgment of
Section eleven (a) if he established the Secretary such action will promote
a guaranty or undertaking signed by, honesty and fair dealing in the interest of
and containing the name and consumers, he shall, upon recommendation
address of, the person residing in of the Food and Drug Administrator,
the Philippines from whom he promulgate regulations fixing and
received in good faith the article, or establishing for any food, under its common
(3) for having violated Section or usual name so far as practicable, a
eleven (a), where the violation exists reasonable definition and standard of
because the article is adulterated by identity, a reasonable standard of quality,
reason of containing a coal-tar color and/or reasonable standards of fill of
not permissible under regulations container: Provided, That no definition and
promulgated by the Secretary under standard of identity and no standard of
this Act, if such person establishes a quality shall be established for fresh or dried
guaranty or undertaking signed by, fruits, fresh or dried vegetables.
and containing the name and
address, of the manufacturer of the ADULTERATED FOOD
coal-tar color, to the effect that such
color is permissible, under Section 14. A food shall be deemed to be
applicable regulations promulgated adulterated: (a) (1) If it bears or contains
by the Secretary under this Act. any poisonous or deleterious substance
which may render it injurious to health; but
(c) Any article of food, drug, device, in case the substance is not an added
or cosmetic that is adulterated or substance such food shall not be
misbranded when introduced into considered adulterated under this clause if
the domestic commerce may be the quantity of such substance in such food
seized and held in custody pending does not ordinarily render it injurious to
proceedings pursuant to Section health;
twenty-six (d) hereof, without a
(2) if it bears or contains any (2) if any substance injurious
added poisonous or added to health has been added or
deleterious substance other substituted;
then one which is a pesticide
chemical in or a raw (3) if damage or inferiority
agricultural commodity for has been concealed in any
which tolerances have been manner; and
established and it conforms
to such tolerances; (4) if any substance has
been added thereto or mixed
(3) if it consists in whole or in or packed therewith so as to
part of any filthy, putrid, or increase its bulk or weight, or
decomposed substance, or if reduce its quality or strength,
it is otherwise unfit for food: or make it appear better or of
greater value than it is.
(4) if it has been prepared,
packed, or held under (c) If it bears or contains a coal-tar
unsanitary conditions color other than one which is
whereby it may have become permissible under existing
contaminated with filth, or regulations;
whereby, it may have been
rendered injurious to health; (d) If it is confectionery, and it bears
or contains any alcohol or non-
(5) if it is, in whole or in part, nutritive article or substance except
the product of a diseased harmless coloring, harmless
animal or of an animal which flavoring, harmless resinous glass
has died otherwise than by less coloring, harmless flavoring,
slaughter; harmless resinous glass not in
excess of four-tenths of one per
(6) if its container is centum, natural gum and
composed, in whole or in pectin: Provided, That this
part, of any poisonous or paragraph shall not apply to any
deleterious substance which confectionery by reason of its
may render the contents containing less than one-half of one
injurious to health. per centum by volume of alcohol
derived solely from the use of
(b) (1) If any valuable constituent flavoring extracts, or to any chewing
has been, in whole or in part, gum by reason of its containing
omitted or abstracted therefrom and harmless non-nutritive masticatory
same has not been substituted by substances;
any healthful equivalent of such
constituent; (e) If it is oleomargarine or
margarine or butter and any of the
raw material used therein consists in
whole or in part of any filthy, putrid or conspicuousness (as compared with
decomposed substance, or such other words, statements, designs, or
oleomargarine, margarine or butter devices, in the labeling), and in such
is otherwise unfit for food. terms as to render it likely to be read
and understood by the ordinary
MISBRANDED FOOD individual under customary
conditions of purchase and use.
Section 15. A food shall be deemed to be
misbranded: (g) If it purports to be or is
represented as a food for which a
(a) If its labeling is false or definition and standard of identity
misleading in any particular; has been prescribed unless (1) it
conforms to such definition and
(b) If it is offered for sale under the standard, and (2) its label bears the
name of another food; name of the food specified in the
definition and standard, and, insofar
(c) If it is an imitation of another as may be required by such
food, unless its label bears in types regulations, the common names of
of uniform size and prominence, the optional ingredients (other than
word "imitation" and, immediately spices, flavoring, and coloring)
thereafter, the name of the food present in such food.
imitated;
(h) If it purports to be or is
(d) If its container is so made, represented as
formed, or filled as to be misleading;
(1) A food for which a
(e) If in package form unless it bears standard of quality has been
a label containing (1) the name and prescribed by regulations as
place of business of the provided by Section thirteen,
manufacturer, packer, distributor; and its quality falls below
and (2) an accurate statement of the such standard, unless its
quantity of the contents in terms of label bears, in such manner
weight, measure, numerial and form as such regulations
count: Provided, That under clause specify, a statement that it
(2) of this paragraph reasonable falls below such standard; or
variations shall be permitted, and
exemptions as to small packages (2) a food for which a
shall be established, by regulations standard or standards of fill
prescribed by the Secretary. of container have been
prescribed by regulations as
(f) If any word, statement, or other provided by Section thirteen
information required by or under and it falls below the
authority of this Act to appear on the standard of fill of container
label or labeling is not prominently applicable thereto, unless its
placed thereon with such
label bears, in such manner impracticable, exemptions shall be
and form as such regulations established by regulations
specify, statement that if falls promulgated by the Secretary. The
below such standard. provisions of this paragraph or
paragraphs (g) and (i) with respect
(i) If it is not subject to the provisions to artificial coloring shall not apply in
of paragraph (g) of this section the case of butter, cheese or ice
unless its label bears (1) the cream.
common or usual name of the food,
if there be any, and (2) in case it is Emergency Permit Control
fabricated from two or more
ingredients, the common or usual Section 16. (a) Whenever the Secretary
name of each such ingredient; finds after investigation that the sale or
except that spices, flavorings, and distribution in domestic commerce of any
colorings, other than those sold as class of food may be injurious to health, and
such, may be designated as spices, that such injurious nature cannot be
flavorings and colorings without adequately determined after such articles
naming each: Provided, That to the have entered domestic commerce, he shall
extent that compliance with the promulgate regulations also in accordance
requirements of clause (2) of this with the recommendations of the Food and
paragraph is impracticable or results Drug Administrator providing for the
in deception or unfair competition, issuance, to manufacturers, processors, or
exemptions shall be established by packers of such class of food in such
regulations promulgated by the locality, of permits to which shall be
Secretary. attached such conditions governing the
manufacture, processing, or packing of such
(j) If it purports to be or is class of food, for such temporary period of
represented for special dietary uses, time, as may be necessary to protect the
unless its label bears such public health; and after the effective date of
information concerning its vitamin, such regulations, and during such
mineral and other dietary properties temporary period, no person shall
as the Secretary determined to be, manufacture, sell or offer for sale or transfer
and by regulations prescribes as any such food manufactured, processed, or
necessary in order fully to inform packed by any such manufacturer,
purchasers as to its value for such processor, or packer unless such
uses. manufacturer, processor or packer holds a
permit issued by the Secretary as provided
(k) If it bears or contains any artificial by such regulations.
flavoring, artificial coloring, or
chemical preservative, unless it (b) The Secretary is authorized to
bears labeling stating that suspend immediately upon notice
fact: Provided, That to the extent any permit issued under authority of
that compliance with the this section if it is found that any of
requirements of this paragraph is
the conditions of the permit have (b) The Secretary shall, upon
been violated. recommendation of the Food and
Drug Administrator, promulgate
(c) Any officer or employee duly regulations providing for the listing of
designated by the Secretary shall coal-tar colors which are harmless
have access to any factory or and suitable for use in food.
establishment, the operator of which
holds a permit from the Secretary, CHAPTER VIII
for the purpose of ascertaining Drug and Devices
whether or not the conditions of the
permit are being complied with, and ADULTERATED DRUGS AND DEVICES
denial of access for such inspection
shall be ground for suspension of Section 18. A drug or device shall be
the permit until such access is freely deemed to be adulterated: (a) (1) If it
given by the operator. consists in whole or in part of any filthy,
putrid, decomposed substance; or (2) if it
Tolerances for Poisonous Ingredients in has been prepared, packed, or held under
Food insanitary conditions contaminated with filth
or whereby it may have been rendered
COAL-TAR COLOR FOR FOOD injurious to health; or (3) if it is a drug and
its container is composed, in whole or in
Section 17. (a) Any poisonous or part, of any poisonous or deleterious
deleterious substance added to any food, substance which may render the contents
shall be deemed to be unsafe except when injurious to health; or (4) if it is a drug and it
such substance is required or cannot be bears or contains, for purposes of coloring
avoided in its production or manufacture. In only, a coal-tar color other than a
such case the Secretary shall promulgate, permissible one.
upon recommendation of the Food and
Drug Administrator, regulations limiting the (b) If it purports to be or is
quantity therein to such extent as he finds represented as a drug the name of
necessary for the protection of public health, which is recognized in an official
and any quantity exceeding the limits so compendium, and its strength differs
fixed shall also be deemed to be unsafe. In from, or its quality or purity falls
determining the quantity of such added below, the standard set forth in such
substance to be tolerated in different articles compendium, except that whenever
of food the Secretary shall take into account tests or methods of assay as are
the extent to which the use of such article is prescribed are, in the judgment of
required or cannot be avoided in the the Secretary, insufficient for the
production or manufacture of such article making of such determination the
and the other ways in which the consumer Secretary, shall promulgate, upon
may be affected by the same or other recommendation of the Food and
poisonous or deleterious substances. Drug Administrator, regulations
prescribing appropriate tests or
methods of assay in accordance
with which such determination as to authority of this Act to appear on the
strength, quality or purity shall be label or labeling is not prominently
made. No drug defined in an official placed thereon with such
compendium shall be deemed to be conspicuousness (as compared with
adulterated under this paragraph other words, statements, designs, or
because it differs from the standard devices, in the labeling) and in such
of strength, quality or purity in terms as to render it likely to be read
strength, quality, or purity from such and understood by the ordinary
standards is plainly stated on its individual under customary
label. conditions of purchase and use.

(c) If it is not subject to the (d) If it is for use by man and


provisions of paragraph (b) of this contains any quantity of the narcotic
section and its strength differs from, or hypnotic substance alpha-
or its purity of quality falls below, that eucaine, barbituric acid, beta-
which it purports or its represented eucaine, bromal, cannabis,
to possess. cabromal, chloral, coca, cocaine,
codeine, heroin, marihuana,
(d) If it is a drug and any substance morphine, opium, paraldehyde,
has been (1) mixed or packed peyote, or sulfonmethane; or any
therewith so as to reduce its quality chemical derivative of such
or strength or (2) substituted wholly substance, which derivative has
or in part therefor. been recommended by the
Secretary, after investigation, and by
MISBRANDED DRUGS AND DEVICES regulations, designated as, habit
forming; unless its label bears the
Section 19. A drug or device shall be name, and quantity or proportion of
deemed to be misbranded: (a) If its labeling such substance or derivative and in
is false or misleading in any particular. juxtaposition therewith the statement
"Warning May be habit forming."
(b) If in a package form unless it
bears a label containing (1) the (e) If it is a drug and is not
name and place of business of the designated solely by a name
manufacturer, packer, or distributor; recognized in an official
(2) an accurate statement of the compendium unless its label bears
quantity of the contents in terms of (1) the common or usual name of
weight, measure, or numerical the drug, if such there be; and (2) in
count: Provided, That reasonable case it is fabricated from two or
variations shall be permitted and more ingredients, the common or
exemptions as to small packages usual name of each active
shall be established by regulations ingredient, including the quantity,
prescribed by the Secretary. kind, and proportion of any alcohol,
and also including whether active or
(c) If any word, statement, or other not, the name and quantity of
information required by or under
proportion of any bromides, ether, of packing may be modified with the
chloroform, acetanilid, consent of the Secretary.
acetophenetidin, amidopyrine,
antipyrine, atropine, hyoscine, (h) If it has been found by the
hyoscyamine, arsenic, digitalis, Secretary to be a drug liable to
digitalis glucosides mercury, determination, unless it is packaged
ouabain, strophantin, strychnine, in such form and manner, and its
thyroid, or any derivative or label bears a statement of such
preparation of any such substances, precautions, as the Secretary shall
contained therein: Provided, That by regulations require as necessary
where compliance with this for the protection of the public
paragraph in impracticable, health.
exemptions shall, upon
recommendation of the Food and (i) (1) If it is a drug and its container
Drug Administrator, be established is so made, formed, or filled as to be
by regulations promulgated by the misleading; or
Secretary.
(2) if it is an imitation of
(f) Unless its labeling bears (1) another drug; or
adequate directions for use; and (2)
such adequate warnings against use (3) if it is offered for sale
in those pathological conditions or under the name of another
by children where its use may be drug.
dangerous to health, or against
unsafe dosage or methods or (j) If it is dangerous to health when
duration of administration or used in the dosage, or with the
application, in such manner and frequency of duration prescribed,
form, as necessary for the protection recommended or suggested in the
of users: Provided, That where any labeling thereof.
requirement of clause (1) of this
paragraph, as applied to any drug or (k) If it is, or purports to be, or is
device, is not necessary for the represented as a drug composed
protection of the public health, the wholly or partly of any kind of
Secretary shall, upon penicillin, streptomycin,
recommendation of the Food and chlortetracycline, chloramphenicol,
Drug Administrator, promulgate bacitracin, or any other anti-biotic
regulations exempting such drug or drug, or any derivative thereof,
device from such requirement. unless (1) it is from a batch with
respect to which a certificate of
(g) If it purports to be a drug the release has been issued pursuant to
name of which is recognized in an Section twenty-two (a), and (2) such
official compendium, unless it is certificate of release is in effect with
packaged and labeled as prescribed respect to such drug: Provided, That
therein: Provided, That the method this paragraph shall not apply to any
drug or class of drugs exempted by
regulations promulgated under a practitioner licensed
Section twenty-one (a), (b) and (c). by law to administer
such drug, or (2)
EXEMPTION IN CASE OF DRUGS AND upon an oral
DEVICES prescription of such
practitioner which is
Section 20. (a) The Secretary is hereby reduced promptly to
directed to promulgate regulations writing and filed by
exempting from any labeling or packaging the pharmacist, or (3)
requirement of this Act drugs and devices by refilling any such
which are, in accordance with the practice written or oral
of the trade, to be processed, labeled, or prescription if such
repacked in substantial quantities at refilling is authorized
establishments other than those where by the prescriber
originally processed or packed, on condition either in the original
that such drugs and devices are not prescription or by oral
adulterated or misbranded, under the order which is
provisions of this Act upon removal from reduced promptly to
such processing, labeling, or repacking writing and filed by
establishment. the pharmacist. The
act of dispensing a
(b) (1) Drugs intended for use by drug contrary to the
man which: provisions of this
paragraph shall be
(A) are habit-forming deemed to be an act
which results in the
(B) because of its drug being
toxicity or other misbranded while
potentiality for held for sale.
harmful effect, or the
method of its use is (2) Any drug dispensed by
not safe for use filling or refilling a written
except under the prescription of a practitioner
supervision of a licensed by law to administer
practitioner licensed such drug shall be exempt
by law to administer from the requirements of
such drug; Section nineteen, except
paragraphs (a), (1), (2) and
(C) are new drugs (3), and the packaging
whose application are requirements of paragraphs
limited to (g) and (h), if the drug bears
investigational use a label containing the name
shall be dispensed and address of the
only (1) upon a dispenser, the serial number
written prescription of
and date of the prescription Section 21. (a) No person shall
or of its filling, the name of manufacture, sell, offer for the sale or
prescriber, and, if stated in transfer any new drug, unless an application
the prescription the name of filed pursuant to subsection (b) is effective
the patient, and the with respect to such drug.
directions of use and
cautionary statements, if any, (b) Any person may file with the
contained in such Secretary, thru the Food and Drug
prescription. Administration, an application with
respect to any drug subject to the
(3) The Secretary may by provisions of subsection (a). Such
regulation remove drugs persons shall permit to the Secretary
subject to Section nineteen thru the Food and Drug
(d) and Section twenty-one Administration as a part of the
from the requirements of application (1) full reports of
Subsection (b) (1) of this investigations which have been
Section, when such made to show whether or not such
requirements are not drug is safe for use; (2) a full list of
necessary for the protection the articles used as components of
of the public health. such drug; (3) a full statement of the
composition of such drug; (4) a full
(4) A drug which is subject to description of the methods used in
subsection (b) (1) of this and the facilities and controls used
section shall be deemed to for the manufacture, processing, and
be misbranded if at any time packing of such drug; (5) such
prior to dispensing, its label samples of such drug and of the
fails to bear the statement articles used as components hereof
"Caution: Food, Drug and as the Secretary may require; and
Cosmetics Law prohibits (6) specimens of the labeling
dispensing without proposed to be used for such drug.
prescription." A drug to which
subsection (b) (1) of this (c) Within one hundred and eighty
Section does not apply shall days after the filing of an application
be deemed to be misbranded under this subsection, or such
if at any time prior to additional period as may be agreed
dispensing, its label bears upon by the Secretary and the
the caution statement quoted applicant, the Secretary shall either
in the preceding sentence. (1) approve the application if he then
finds that none of the grounds for
NEW DRUGS denying approval specified in
subsection (d) applies, or (2) give
the applicant notice of an opportunity
for a hearing before the Secretary
under subsection (d) on the question
whether such application is based on a fair evaluation of all
approvable. material facts, such labeling is false
or misleading in any particular; he
(d) If the Secretary finds, after due shall issue an order refusing to
notice to the applicant and giving approve the application.
him an opportunity for a hearing, that
(1) the investigation, reports of which (e) The effectiveness of an
are required to be submitted to the application with respect to any drug
Secretary pursuant to subsection shall, after due notice and
(b), do not include adequate tests by opportunity for hearing to the
all methods reasonably applicable to applicant, by order of the Secretary
show whether or not such drug is be suspended if the Secretary finds
safe for use under the conditions (1) that clinical experience, tests by
prescribed, recommended, or new methods, or tests by methods
suggested in the proposed labeling not deemed reasonably applicable
thereof; (2) the results of such tests when such application became
show that such drug is unsafe for effective show that such drug is
use under such conditions or do not unsafe for use under the conditions
show that such drug is safe for use of use upon the basis of which the
under such conditions; (3) the application became effective, or (2)
methods used in, and the facilities that the application contains any
and controls used for the untrue statement of a material fact.
manufacture, processing, and The order shall state the findings
packing of such drug are inadequate upon which it is based.
to preserve its identity, strength,
quality, and purity; or (4) upon the (f) An order refusing to permit an
basis of the information submitted to application with respect to any drug
him as part of the application, or to become effective shall be revoked
upon the basis of any other whenever the Secretary finds that
information before him with respect the facts so require.
to such drug, he has insufficient
information to determine whether (g) The Secretary shall promulgate
such drug is safe for use under such regulations for exempting from the
conditions; or (5) evaluated on the operation of this section drugs
basis of the information submitted to intended solely for investigational
him as part of the application, and use by experts qualified by scientific
any other information before him training and experience to
with respect to such drug, there is a investigate the safety and
lack of substantial evidence that the effectiveness of drugs.
drug will have the effect it purports
or is represented to have under the CHAPTER IX
conditions of use prescribed, Certification of Drugs containing
recommended, or suggested in the Penicillin, Streptomycin,
proposed labeling thereof; or (6)
Chlortetracycline, Chloramphenicol or class of drugs from such
Bacitracin. requirements.

Section 22. (a) The Secretary, pursuant to (c) The Secretary shall promulgate
regulations promulgated by him shall regulations exempting from the
provide for the certification of batches of requirement of this section and of
drugs composed wholly or partly of any kind Section nineteen (k), (1) drugs which
of penicillin, streptomycin, chlortetracycline, are to be stored, processed labeled,
chloramphenicol, bacitracin, or any anti- or repacked at establishments other
biotic drug, or any derivative thereof. A than those where manufactured, on
batch of such drug shall be certified if such condition that such drugs comply
drug has such characteristics of identity, with all such requirements upon
strength, quality and purity, as the Secretary removal from such establishments;
prescribes in such regulations as necessary (2) drugs which conform to
to adequately insure safety and efficacy of applicable standards of identity,
use, but shall not otherwise be certified. strength, quality, and purity
Prior to the effective date of such prescribed by these regulations and
regulations the Secretary, in lieu of are intended for use in
certification, shall issue a release for any manufacturing other drugs; and (3)
batch which, in his judgment, may be drugs which are intended for
released without risk as to the safety and investigational use by experts
efficacy of its use. Such release shall qualified by scientific training and
prescribe the date of its expiration and other experience to investigate the safety
conditions under which it shall cease to be and efficacy of drugs.
effective as to such batch and as to portions
thereof. For purposes of this section and of CHAPTER X
Section nineteen (k), the term "anti-biotic Cosmetics
drug" means any drug intended for use by
man containing any quantity of any ADULTERATED COSMETICS
chemical substance which is produced by
micro-organism and which has the capacity Section 23. A cosmetic shall be deemed to
to inhibit or destroy micro-organism in dilute be adulterated: (a) If it bears or contains any
solution (including the chemically poisonous or deleterious substances which
synthesized equivalent of any such may render it injurious to users under the
substance). conditions of use prescribed in the labeling
thereof, or under the conditions of use as
(b) Whenever in the judgment of the are customary or usual: Provided, That this
Secretary, the requirements of this provision shall not apply to coal-tar hair dye,
section and of Section nineteen (k) the label of which bears the following legend
with respect to any drug or class of conspicuous displayed thereon: "Caution:
drugs are not necessary to insure This product contains ingredients which
safety and efficacy of use, the may cause skin irritation on certain
Secretary shall promulgate individuals and a preliminary test according
regulations exempting such drug or to accompanying directions should first be
made. This product must not be used for count: Provided, That under
dyeing the eyelashes or eyebrows; to do so reasonable variations shall be
may cause blindness", and the labeling of permitted and exemptions as to
which bears adequate directions for such small packages shall be established
preliminary testing. For the purposes of this by regulations prescribed by the
paragraph and paragraph (e) the term "hair Secretary.
dye" shall not include eyelash dyes or
eyebrow dyes. (c) If any word, statement, or other
information required by or under
(b) If it consists in whole or in part of authority of this Act, to appear on the
any filthy, putrid, or decomposed label or labeling is not prominently
substance. placed thereon with such
conspicuousness (as compared with
(c) If it has been prepared, packed, other words, statements, designs, or
or held under insanitary conditions devices, in the labeling) and in such
whereby it may have become terms as to render it likely to be read
contaminated with filth, or whereby it and understood by the ordinary
may have been rendered injurious to individual under customary
health. conditions of purchase and use.

(d) If its container is composed, in (d) If its container is so made,


whole or in part, of any poisonous or formed, or filled as to be misleading.
deleterious substance which may
render the contents injurious to REGULATIONS MAKING EXEMPTIONS
health.
Section 25. The Secretary shall promulgate
(e) If it is not a hair dye and it bears regulations exempting from any labeling
or contains a coal-tar color other requirements of this Act cosmetic which are,
than one which is permissible. in accordance with the practice of the trade,
to be processed, labeled, or repacked in
MISBRANDED COSMETIC substantial quantities at establishments
other than those where originally processed
Section 24. A cosmetic shall be deemed to or packed, on condition that such cosmetics
be misbranded: are not adulterated or misbranded under the
provisions of this Act upon removal from
(a) If its labeling is false or such processing, labeling, repacking
misleading in any particular. establishment.

(b) If in package form unless it bears CHAPTER XI


a label containing (1) the name and General Administration Provisions,
place of business of the Regulations, Hearings and Institution of
manufacturer, packer, or distributor; Criminal Action
and (2) an accurate statement of the
quantity of the contents in terms of Section 26. (a) Except as otherwise
weight, measure, of numerical provided in this section, the Secretary of
Health shall, upon recommendation of the (e) When a violation of any
Food and Drug Administrator, issue rules provisions of this Act comes to the
and regulations as may be necessary to knowledge of the Food and Drug
enforce effectively the provisions of this Act. Administrator of such character that
a criminal prosecution ought to be
(b) The Commissioner of Customs, instituted against the offender, he
the Commissioner of Internal shall certify the facts to the
Revenue and the Secretary of Secretary of Justice through the
Health shall jointly prescribe Secretary of Health, together with
regulations for the efficient the chemist's report, the findings of
enforcement of the provisions of the Board of Food and Drug
Section thirty, except as otherwise Inspection, or other documentary
provided therein. Such regulations evidence on which the charge is
shall be promulgated upon the based.
recommendation of the Food and
Drug Administrator and shall take (f) Nothing in this Act shall be
effect at such time, after due notice, construed as requiring the Food and
as the Secretary of Health shall Drug Administrator to certify for
determine. prosecution pursuant to sub-
paragraph (e) hereof, minor
(c) Hearings authorized or required violations of this Act whenever he
by this Act shall be conducted by the believes that public interest will be
Board of Food and Drug Inspection adequately served by a suitable
which shall submit its written notice or warning.
recommendation to the Food and
Drug Administrator. FACTORY INSPECTION

(d) When it appears to the Food and Section 27. (a) For purposes of
Drug Administrator from the report of enforcement of this Act, officers or
the Food and Drug Laboratory that employees duly designated by the
any article of food or any drug, or Secretary, upon presenting appropriate
cosmetic secured pursuant to credentials to the owner, operator, or agent
Section twenty-eight of this Act is in charge, are authorized (1) to enter, at
adulterated or misbranded, he shall reasonable hours, any factory, warehouse,
cause notice thereof to be given to or establishment in which food, drugs,
the person or persons concerned devices or cosmetics are manufactured,
and such person or persons shall be processed, packed or held, for introduction
given an opportunity to be heard into domestic commerce or are held after
before the Board of Food and Drug such introduction, or to enter any vehicle
Inspection and to submit evidence being used to transport or hold such food,
impeaching the correctness of the drugs, devices, or cosmetics, in domestic
finding or charge in question. commerce; and (2) to inspect, in a
reasonable manner, such factory,
warehouse, establishment, or vehicle and
all pertinent equipment, finished and Section 30. (a) The Commissioner of
unfinished materials, containers, and Customs shall cause to be delivered to the
labeling therein. Food and Drug Administration samples
taken at random from every incoming
Section 28. (a) If the officer or employee shipment of food, drugs, devices, and
making any such inspection of a factory, cosmetics which are being imported or
warehouse or other establishment has offered for import into the Philippines giving
obtained any sample in the course of the notice thereof to the owner or consignee.
inspection, upon completion of the The quantity of such samples shall be fixed
inspection and prior to leaving the premises by regulation issued by the Secretary. If it
he shall give to the owner, operator, or appears from the examination of such
agent in charge a receipt describing the samples or otherwise that (1) such article
samples obtained. has been manufactured, processed, or
packed under insanitary conditions, or (2)
(b) Whenever in the course of any such such article is forbidden or restricted from
inspection of a factory or other sale in the country in which it was produced
establishment where food is manufactured, or from which it was produced or from which
processed, or packed, the officer or it was exported, or (3) such article is
employee making the inspection obtains a adulterated, misbranded, or in violation of
sample of any such food, and an analysis is Section twenty-one, then the Food and Drug
made of such sample for the purpose of Administrator shall so inform the
ascertaining whether such food consists in Commissioner of Customs and such article
whole or in part of any filthy, putrid or shall be refused admission, except as
decomposed substance, or is otherwise provided in subsection (b) of this section.
unfit for food, a copy of the results of such The Commissioner of Customs shall then
analysis shall be furnished promptly to the cause the destruction of any such article
owner, operator, or agent in charge. refused admission unless such article is
exported, under regulations prescribed by
PUBLICITY the Commissioner of Customs, within ninety
days of the date of notice of such refusal or
Section 29. (a) The Secretary may cause to within such additional time as may be
be disseminated information regarding food, permitted pursuant to such regulations. If
drugs, devices, or cosmetics in situations the food, drugs, devices, and cosmetics
involving, in the opinion of the Secretary, being imported or offered for import into the
imminent danger to health, or gross Philippines arrives at a port of entry other
deception of the consumer. Nothing in this than Manila, the collection of such samples
Section shall be construed to prohibit the shall be the responsibility of the Regional
Secretary from collecting, reporting, and Health Director having jurisdiction over the
illustrating the results of the investigations of port of entry and such samples shall be
the Department. forwarded to the Food and Drug
Administration.
CHAPTER XII
Imports and Exports (b) Pending decision as to the
admission of an article being
imported or offered for import, the (c) All expenses (including travel, per
Commissioner of Customs may diem or subsistence, and salaries) of
authorize delivery of such article to officers or employees of the
the owner or consignee upon Philippines in connection with the
execution by him of a good and destruction provided for in
sufficient bond providing for the subsection (a) of this section and the
payment of such liquidated damages supervision of the relabeling or other
in the event of default as may be action authorized under the
required pursuant to regulations of provisions of subsection (b) of this
the Commissioner of Customs. If it section, the amount of such
appears to the Secretary that an expenses to be determined in
article included within the provisions accordance with regulations, and all
of clause (3) of subsection (a) of this expenses in connection with the
section can, by relabeling or other storage, cargo, or labor with respect
action, be brought into compliance to any article refused admission
with the Act or rendered other than a under subsection (a) of this section,
food, drug, device, or cosmetic, final shall be paid by the owner or
determination as to admission of consignee, and in default of such
such article may be deferred, and payment, shall constitute a lien
upon filing to timely written against any future importations
application by the owner or made by such owner or consignee.
consignee, and the execution by him
of a bond as provided in the (d) A food, drug, device, or cosmetic
preceding provisions of this intended for export shall not be
subsection, the Secretary may, in deemed to be adulterated or
accordance with regulations, misbranded under this Act if it (1)
authorize the applicant to perform conforms with the specifications of
such relabeling or other actions the foreign purchaser, (2) is not
specified in such authorization with conflict with laws of the country to
regulations (including destruction or which it is intended for export, and
export of rejected articles or portions (3) is labelled on the outside of the
thereof, as may be specified in the shipping package to show that it is
Secretary's authorization). All such intended for export. But if such
relabeling or other action pursuant to article is sold or offered for sale in
such authorization shall be in domestic commerce, this subsection
accordance with regulations and be shall not exempt it from any of the
under the supervision of an office or provisions of this Act.
employee of the Bureau of Customs
designated by the Commissioner of CHAPTER XIII
Customs and a duly authorized Financing
representative of the Food and Drug
Administrator. Section 31. The amount of one million
pesos is hereby appropriated from any
funds in the National Treasury not otherwise
appropriated to augment the funds Section 33. Section eleven hundred and
transferred to this Office under Section eight nine to Section eleven hundred twenty-nine
for the implementation of this Act. All income of the Administrative Code, and such other
derived from fees authorized in Section laws, executive orders, rules and
Four of this Act shall accrue to the General regulations inconsistent with the provisions
Fund. of this Act are repealed.

CHAPTER XIV Section 34. This Act shall take effect upon
Repealing Clause and Effectivity its approval.

Section 32. If any provision of this Act or Approved: June 22, 1963.
the application of such provision to any
person or circumstance is held invalid, the
remainder of this Act or the application of
such provision to other persons of
circumstances should not be affected
thereby.

DEPARTMENT OF HEALTH
ADMINISTRATIVE ORDERS
A. Administrative order No. 220 s 1974
B. Administrative order No. 420 s 1982
C. Administrative order No. 55 1989
D. Administrative order No. 56 1988
E. Administrative order No. 64 1989
F.Administrative order No. 66 1989
G. Administrative order No. 67 1989
H. Administrative order No. 79 1989
I. Administrative order No. 85 1990
J.Administrative order No. 99 1990

manufacturing of drugs, including those


AO 220s 1974 that may not appear in the finished
product.
Republic of the Philippines b) Batch means a specific homogenous
Department of Health
quantity of a drug or in case of drug
OFFICE OF THE SECRETARY produced according to single
Manila
manufacturing order during the same
June 13, 1974 cycle of manufacture.
ADMINISTRATIVE ORDER c) Lot means a batch or any portion of
No. 220 s. 1974
batch of a drug produced by a continuous
process,an amount of drug produced in a
SUBJECT: DRUGS: CURRENT GOOD
unit of time or quantity in a matter that
MANUFACTURING PRACTICE IN assures its uniformity and in either case
MANUFACTURE, PROCESSING, PACKING OR
which is identified by a distinctive lot
HOLDING number and has uniform character and
quality within specified limits.
Summary: This order prescribes the conditions and
requirements for good manufacturing practice
d) Lot number or control number means
applied to premises, equipment, personnel, any distinctive combination of letters or
product and warehousing.
numbers, both, by which the complete
history of the manufacture, control,
1. Definitions- the definitions and interpretations
packaging and distribution of a batch or lot
contained in section 10 of the Food, Drug and of a drug is determined.
Cosmetics Act RA 3720 are applicable to such
terms when used in this regulation. The following
definitions shall also apply:
e) Active ingredient means any substance
of a which is intended to furnish
a) Component (raw material) means any
pharmacological activity or other effect in
ingredient intended for use in the
the diagnosis, cure, mitigation, treatment, processing, packing, labeling or holding of a drug.
or prevention of disease or to affect the The buildings shall:
structure or any function of the body of
man or other animals. a) Provide adequate space for:

f) Inactive ingredient means any 1. Orderly placement of equipment and materials


substance other than active ingredient to minimize any risks of mix-ups between different
present in a drug. drugs, drug components, in-process materials,
packaging, or
labeling, and to minimize the possibility of cross
g) Materials approval unit means an contamination of one drug by another drug (s);
organizational element having the
authority and responsibility to approve or 2. The receipt, storage and withholding from use of
reject raw materials, in-process materials, components pending sampling, Identification and
packaging components, and final testing prior to release by the materials approval
products. unit for manufacturing or packaging.

h) Strength means (i) the concentration of 3. The holding of rejected components prior to
known active drug substance in disposition in such a way as to preclude the
formulation (for example, w/w, w/v, or unit possibility of their use in any manufacturing or
dose /volume basis) and/or (ii) potency, packaging procedure;
that is, the specific ability or capacity of
the product as indicated by appropriate 4. The storage of components approved for use;
laboratory tests or by adequately 5. Any manufacturing and processing operation
controlled clinical data obtained through performed on the drug;
the administration of the product in the
manner intended to effect a given result 6. Any packaging and labeling operations;
(s) expressed, for example, in terms of
units by reference to a standard). 7. Storage of components approved for use;

8. Control and production-laboratory operations.


2. Current Good Manufacturing Practice
The criteria in paragraphs 3 to 14 inclusive, shall b) Provide adequate lighting, ventilation, and when
apply in determining whether the methods used in, necessary for the intended production or control
or the facilities or controls used for, the purposes, facilities for adequate air-pressure,
manufacture, processing, packing or holding of a microbiological, dust, screening, filtering, humidity,
drug conform to or are operated or administered in and temperature control to
conformity with current good manufacturing
practice to assure that a drug meets the 1) Minimize contamination of products by
requirements of the act as to safety, and has the extraneous adulterants (including cross
identify and strength and meets the quality and contamination of one product by dust or particles of
purity characteristics which it purports or is ingredients arising from th manufacture, storage, or
represented to possess, as required by section 18 handling of another drug).
(a) of the Food, Drug and Cosmetic Act (Republic
Act 3720) . The regulations permit the use of 2) Minimize dissemination of microorganism from
precision automatic, mechanical, or electronic one area to another.
equipment in the production and control of drugs
when adequate inspection and checking c) Provide for adequate locker facilities and hot and
procedures are used to assure proper cold water washing facilities including soap or
performance. detergent, air drier or single service towels, and
clean toilet facilities near working areas.
3. Buildings
Buildings shall be maintained in a clean and d) Provide an adequate supply of potable water
orderly manner and shall be of suitable size, (PHS standards) under continuous positive
construction and location in relation to pressure in plumbing system free of defects which
surroundings to facilitate adequate cleaning, could cause or contribute to contamination of the
maintenance, and proper operations for their product. Drains shall be adequate in size and
intended purpose - - - the manufacturing, where connected directly to a sewer, shall be
equipped with traps to prevent back siphonage.
b) Personnel having direct contact with drugs shall
e) Provide suitable housing and space for the care have periodic health checks, and shall be free from
of all laboratory animals. communicable disease and open lesions on he
exposed surface of the body.
f) Provide for safe and sanitary disposal of sewage,
trash and other refuse. 6. Components (Raw Materials)
Components used in the manufacture and
4. Equipment processing of drugs (including those components
Equipment used for the manufacture, processing, that undergo chemical change or are eliminated in
packing, labeling, holding, testing or control of the process) shall be withheld from such use until
drugs shall be maintained in a clean and orderly they have been identified, sampled and tested for
manner and shall be of suitable design, size, conformance with established specifications that
construction and location in relation to are appropriate and adequate, and are released by
surroundings to facilitate cleaning, maintenance the materials approval unit. Control of components
and operation for its intended purpose. shall include the following:

The equipment shall: a) Each container of components shall be


a) Be so constructed that all surfaces that come examined visually for damage or contamination in
into contract with a drug shall not be reactive, transit, including examination for breakage of seals
additive or absorptive so as to alter the safety, when indicated;
identity, strength, quality or purity of the drug or its
components, beyond the official or other b) An adequate number of samples shall be taken
established requirements. from a representative number of component
containers and shall be subjected to one or more
b) Be constructed that any substance required for identity tests, including at least one laboratory test
operation of the equipment, such as lubricants or for identity.
coolants, do not come in contact with drug
products. c) Representative samples of all components shall
be appropriately examined, including when
c) Be constructed and installed to facilitate indicated microscopic examination, for evidence of
adjustment, disassembly, cleaning and filth, insect infestation or other extraneous
maintenance as necessary to assure the reliability contamination.
of control procedures, uniformity of production and
exclusion from drugs or contaminants (for example, d) Representative samples of components
pesticides, lubricants), including contaminants from particularly liable to contamination with highly toxic
previous and current operations (for example, substances (for example, heavy metals), as
crosscontamination with penicillin or any other indicated by tests for such substances in
drug). monographs of the official compendia, shall be
tested to assure that official compendia or other
d) Be of suitable type, size and accuracy for any appropriate limits for such impurities are not
intended testing, measuring, mixing, weighing, or exceeded.
other processing or storage operations.
e) Representative samples of all components
5. Personnel intended to be used as active ingredients shallbe
a) The personnel responsible for directing the tested to determine their strength per unit of weight
manufacture and control of the drug shall be or measure to assure compliance with adequate
adequate in number and background of education specification for such strength.
and experience to assure that the drug has the
safety, identity, strength, quality and purity that it f) Representative samples of components subject
purports to possess. All personnel shall have the to microbiological contamination (such as those of
capabilities commensurate with their assigned animal and botanical origin) shall be subjected to
functions, thorough understanding of the microbiological tests. Such samples shall contain
manufacturing or control operations which they no micro-organisms which are objectionable in
perform, the necessary training and experience view of the intended use of the components.
relating to individual products, and adequate
information concerning the reasons for and the g. Approved components shall be appropriately
application of the pertinent provisions of this part to marked and retested as necessary to assure that
their respective functions. they conform to appropriate specifications of
identity, strength, quality and purity at the time of contained in a retail package of the drug and their
use. This requires the following printing authorization, dated and endorsed by the
responsible person or persons approving the draft.
1. Approve components are so handled and stored
as to guard against their contaminating other drugs 2. The name and weight or measure of each
by dust or other particles resulting from such ingredient per dosage unit or per unit of weight or
handling and storing. Similarly, approved measure of the finished drug, and a statement of
components are so handled and stored as to guard total weight or measure of any dosage unit.
against their being contaminated by other
preparations, substances, dust or other particles 3. A complete list of ingredients designated by
resulting from such handling storing. names or codes sufficiently specific to indicate any
special quality characteristics: an accurate
2. Approved components shall be rotated in such a statement of the weight or measure of each
manner that the oldest stock is used first. ingredient regardless of whether it appears in the
finished product, except that reasonable variations
3. Rejected components shall be so marked and may be permitted in the amount of components
held as to preclude the possibility of their use in necessary in the preparation in dosage form
any manufacturing or processing procedures. provided that the variations are stated in master-
formula; an appropriate statement concerning any
4. Appropriate records shall be maintained of the calculated excess of an ingredient; and appropriate
name of supplier, lot number of each component, statement of theoretical weight or measure at
date and amount received, and examinations and various stages of processing and a statement of
tests performed. Said records shall also show any the theoretical yield.
components rejected and their disposition. An
individual inventory record shall be maintained for 4. A description of the containers, closures, and
each components lot showing the amount of packaging, and finishing materials.
component used in each batch of drug
manufactured or processed. 5. Manufacturing and control instructions,
procedures, specifications, special notations, and
h) A reserve sample of all active ingredients precautions to be followed.
consisting of at least twice the quantity necessary
for all required tests of identity, quality, purity and b) Readily accessible records shall be prepared for
strength shall be retained for at least 2 years after each batch of drug produced and shall include
distribution of the last drug lot incorporating the complete information relating to the production and
active ingredient, whichever is shortest. control of each such batch.

7 Master Formula and Batch Production Said records shall be retained for at least 2 years,
Records after batch distribution is complete, or 1 year after
a) To assure drug batch uniformity, a master the batch expiration date, whichever is shortest.
formula record for each drug product and each The records relating to production, including
batch size of such drug product shall be prepared, packaging, labeling, and control of each batch,
endorsed, and dated by a competent and plus copies of the
responsible individual and shall be independently labeling bearing the lot number or control numbers
checked, reconciled, endorsed and dated by a used on the batch, shall be readily available during
second competent and responsible individual. such retention period. The batch records shall
Master-formula record, or 1 year after the include:
expiration date of this last drug batch, whichever is
shortest. The master-formula record shall include: 1) An accurate reproduction of the
appropriate master-formula record
1. The name of the product, a description of its checked and endorsed by a competent,
dosage form, and a specimen or copy of each label responsible individual.
and all other labeling contained in a retail package
of the drug. (In private formula production, upon 2) Records of each step in the
receipt of a written order for a portion of the drug manufacturing, processing, packaging,
stored in bulk form, a specimen or copy of the label labeling, testing, and controlling of the
to be used in filling that order shall be attached to batch, including dates, individual major
the master- formula record prior to production of equipment and lines employed, specific
the batch records). Also included shall be copies of identification of each batch of components
the final draft of each label and all other labeling used in course of processing, in-process
and laboratory-control results, and the the stage of processing, and the batch.
endorsements of the individual actively For equipment and lines, placement of this
performing and the individual actively identification distribution until released by
supervising or checking each step in the the materials approval unit on the basis of
operation. satisfactory control tests.

1) Returned goods shall be identified and held. If


3) A batch number that permits determination the condition of the container, carton, or labeling is
of all laboratory-control procedures and such as to cast doubt on the identity, strength,
results on the batch, and all lot or control quality or purity of the drug, the returned goods
numbers appearing on the labeling of shall be destroyed or subjected to the complete
drugs from that batch, including copies of protocol of testing (to assure that the material will
the labeling bearing the lot or control meet all appropriate standards and specifications)
numbers used on the final containers of before being returned to stock for warehouse,
the batch. distribution or repacking. No returned goods shall
be re-processed unless they have been found by
4) A record with complete investigative appropriate tests not to have undergone any
history of any mix-ups, errors, and significant physical, chemical or microbiological
unsatisfactory drug products found during degradation and not to have become contaminated
and after drug manufacturing, processing, with extraneous substances or filth. Records of
packaging, labeling, testing, controlling returned goods shall be maintained and shall
and distributing of the batch. This indicate the amount returned, ate and actual
investigative history shall be evaluated, disposition of the product, such as reprocessed,
appropriate action shall be taken. Said destroyed or returned to stock.
record shall indicate the evaluation and
action. 9. Product Containers
Suitable specifications, test methods, cleaning
procedures, and when indicated, sterilization
8. Production and Control Procedures procedures shall be used to assure that containers,
closures, and other component parts of drug
Production and control procedures shall include all packages are suitable for their intended use. The
reasonable precautions, including the following, to container shall comply with applicable compendial
assure that the drugs produced have the safety, requirements when used for an official product.
identity, strength, quality and purity they purport to Containers, closures and other component parts of
possess: drug packages shall not be reactive, additive, or
absorptive so as to alter safety, identity, strength,
a) Each critical step in the process such as quality or purity of the drug or its components
the selection, weighing, and measuring beyond the official or other established
during various stages of the processing, requirements, and shall provide adequate
and the determination of the finished yield, protection against deterioration or contamination of
shall be performed by a competent, the drug. Containers closures and other
responsible individual, and checked by a component parts of the drug packages shall be
second competent responsible individual; handled and stored in a manner to protect them
or if such steps in the processing are from contamination and deterioration and to avoid
controlled by precision automatic, mix-ups.
mechanical or electronic equipment, their
proper performance is adequately 10 Packaging and Labeling
checked by one or more competent Packaging and labeling operations shall be
individuals. The written record of the adequately controlled: to assure that only those
critical steps in the process shall be drug products that have met the standards and
initiated by the individual performing the specifications established in the master-formula
critical step and also initiated by the records shall be distributed, to prevent mix-ups
individual charged with checking each between drugs during filling, packaging and
critical step. labelling operations; to assure that correct labels
and labeling are employed for the drugs; and to
b) All containers, lines and equipment used identify the finished product with a lot or control
in producing a batch of drugs shall be number that permits determination of the history of
distinctly labeled at all times to identify the manufacture and control of the batch. The lot or
accurately and completely their contents, control number shall be identified as such on the
label. An hour, day, or shift code is appropriate as a reconcile any discrepancy between the quantity of
lot or control number for the drug products the drugs finished and quantities of the labeling
manufactured or processed in continuous issued. All excess package labeling bearing lot or
production equipment. control numbers shall be destroyed. In the event of
any significant, unexplained discrepancy,
Packaging and labeling operations shall: distribution of batch record of the batch in question
a) Be separated (physically or spatially) from and other associated batches of the drugs that
operations on any other drugs in a manner may have been involved in such discrepancy shall
adequate to avoid mix-ups. Two or more be prevented. A statement regarding the
packaging/labeling operations having drugs, discrepancy, the facts underlying the discrepancy,
containers, or labeling similar in appearances shall an explanation determined by an appropriate
not be processed simultaneously on adjacent or investigation, and resultant action shall also be
nearby lines unless these operations are separated entered on the batch record of the batch or
by a physical barrier; batches in question and shall also be signed by a
competent, responsible individual.
b) Provide for an inspection of the facilities prior to
use to assure that all other drugs and previously e) Provide for adequate examination and
done labeling have been removed; laboratory testing of any adequate number of
representative samples of finished products after
c) Include the following labeling controls: packaging and labeling to safeguard against any
error in the finishing operations and to prevent
1) The holding of labels and package distribution of any batch until all specified tests
labeling upon receipt plus review and have been met. Manufacturers, however, may
proofing against an approved final copy by perform adequate examination of an adequate
a competent, responsible individual to number of representative samples of their finished
assure that they are accurate in respect to drug products after packaging and labeling in lieu
identify, content, and conformity with the of laboratory testing in the case of, and only in the
approved copy before release to inventory. case of, those tablet or capsule dosage forms of
drugs which, in addition to having had all
2) The maintenance and storage of each necessary laboratory tests on the bulk (but
type label and package labeling unpacked drug), are not similar in physical
representing different products, strengths appearance to any other final dosage form product
or dosage forms in separate found within that manufacturing establishment.
compartments, drawers, or containers Repackers who, in accordance with the practice of
suitably identified. Said compartments, the trade, repack tablet or capsule dosage forms of
drawers or containers shall have drugs in substantial quantities in establishment
prominently affixed to them a specimen of other than those where originally processed or
the label or labeling they contain or some packed may meet these requirements of adequate
other adequate means of identification to examination and laboratory testing by complying
avoid mix-ups; with all of the following conditions:

1) The drug received by the repacker in bulk


3) A perpetual check of current labels and containers is readily distinguishable
package labeling. Stocks of outdated and visually from all other drugs in his
obsolete labels and other package possession and in the possession of the
labeling shall be destroyed. supplier of the drug;

4) Restrict access to labels and package 2) The repacker has in his possession, and
labeling storage areas to persons in good faith relies on a valid guarantee or
responsible for them. undertaking (referred to in section 12(b)
(2) of the Food, Drug and Cosmetic Act
(RA 3720) from the manufacturer of the
d) Provide strict control of the package labeling bulk drug setting forth that the time of
issued for use with the drug. Such issue shall be delivery to the repacker said drug
carefully checked by a competent, responsible complied with the Act.
person for identity and conformity to the labeling
specified in the batch production records. Said
records shall identify the labelling and the 3) A labeled sample package of the drug, for
quantities issued and used and shall reasonably which the manufacturer furnishes protocol
(s) of laboratory tests showing that the example identity, weight variation, disintegration,
drug meets appropriate standards of homogeneity) to assure that components, drug
identity, strength, quality and purity, and preparations in the course of processing, and
which sample package bears a label finished products conform to appropriate standards
identical (except for the quantity of content of identity, strength,quality and purity. Laboratory
statement) to the label on the bulk controls shall include:
package of the capsules or tablets, is
shipped by the manufacturer to the a) The establishment of master records
repacker for comparison with the containing appropriate specifications for
appearance and labeling of the article in the acceptance of each lot of components,
the bulk container. Such sample package containers, and closures used in drug
contains at least twice the quantity of drug production and packaging and a
required to conduct all the tests performed description of the sampling and testing
on the batch of the drug. The sample procedures used for them. Said samples
package and a sufficient number of shall be representative and adequately
finished labeled containers of the identified. Such records shall also provide
repacked drug to contain at least 2 years for appropriate resetting of components,
after distribution has been completed, or 1 containers and closures subject to
year after the drugs expiration date, deterioration.
whichever is shortest.
b) A reserve sample of all active ingredients
4) Prior to repacking, a visual comparison is and all components which appear in
conducted by a competent, responsible significant quantities in the finished drug
person to assure that the drug to be product. These reserve samples shall
repacked from bulk is identical in consist of at least twice the quantities
appearance to that in the sample package necessary to perform all required tests.
and the labeling of the bulk package and Said samples shall be retained for at least
the sample package show the same drug 2 years after distribution of the last drug lot
identity and composition incorporating such active ingredient or
component, whichever is shortest
. .
5) The repacker labels the drug with a c) The establishment of master records,
suitable expiration date in accordance with when needed containing specifications
the stability requirements of No. 13) to and a description of sampling and testing
assure that the drug meets appropriate procedures for in-process drug
standard of identity, strength, quality and preparations. Such samples shall be
purity at the time of use. adequately representative and properly
marked.
6) The label of the repacked drug bears a lot
or control number and the repacker d) The establishment of master records
maintains records for at least 2 years after containing a description of sampling
drug distribution has been completed, or 1 procedures, testing procedures, and
year after the drugs expiration date appropriate specifications for finished drug
whichever is the shortest, from which the products. Such samples shall be
lot or control number of the bulk drug used representative and properly marked.
in the repacking can be ascertained.

e) Adequate provision for checking the


f) Gang printing of cut labels or cartons should be identity and strength for all active
avoided especially when labels or the cartons for ingredients of drug products and for
different products or different strengths of the assuring:
product are of same size and have identical or
similar format/color schemes. 1) Compliance with satisfactory criteria for assuring
sterility of drugs purporting to be sterile.

11 Laboratory Controls 2) Compliance with satisfactory criteria of non


Laboratory control shall include the establishment pyrogenicity as required by an official compendium
of scientifically sound and appropriate or as indicated by the manner in which the drug is
specifications, standards, and test procedures (for to be used;
other contamination and mix-ups. Equipment being
3) Freedom of ophthalmic ointments from foreign employed for consecutive identical product batches
particles, such as metal, plastic, or other harsh and shall be thoroughly cleaned at suitable intervals. All
abrasive substances, to the extent possible under equipment used in the handling of sterile products
current good manufacturing practice. shall be appropriately cleaned and, when
necessary, sterilized prior to use.
4) That the drug release pattern of sustained
release products is tested by laboratory methods c) Appropriate procedures, such as the
used in establishing appropriate specifications following, shall be taken to minimize the
related to clinical safety and effectiveness to hazard of contamination with
assure conformance to such specifications. microorganisms in the production of
parenteral drugs, ophthalmic solutions and
5) That all components are adequately tested to other drugs purporting to be sterile.
conform to such specifications for example particle d)
size, as are necessary to assure reasonable 1) Filling operations shall be performed with
uniform rates of absorption, biological availability, adequate physical segregation from similar
and the stability of the drug products. operations on any other drugs to avoid cross-
examination.
f) Adequate provisions for auditing the reliability,
accuracy, precision and performance of laboratory 2) Proper control of air movement and air filtration
test procedures and laboratory instruments used. prior to entry and discharge shall be provided in all
sterile areas to minimize microbiological
g) A property identified reserve sample (including at contamination, particulate matter, and cross
least two labeled containers of the final dosage contamination of one drug with another.
form) of at least twice the quantity of the finished
drug lot required to conduct all appropriate tests e) Appropriate to procedures shall be taken to
performed shall be retained for at least 2 years minimize the hazard of cross contamination of non-
after drug distribution has been completed, or 1 penicillin products by penicillin in those
year after the drugs expiration date, whichever is establishments that manufacture, store, or handle
shortest. The reserve sample need not contain penicillin as well as non-penicillin products.
units for sterility testing and pyrogens. Identification
of this sample shall include the labeling used on f) To assure the uniformity and integrity of products,
the finished product. there shall be adequate in-process control, such as
checking the weights and disintegration time of
h) Provisions for retaining complete records of all tablets, and fill of liquids, the adequacy of mixing,
date, including analytical raw data, concerning the homogeneity of suspensions, and the clarity of
laboratory tests performed, including the dates and solutions. Such in-process testing shall be done at
endorsements of individuals obtaining the samples, appropriate intervals during each individual
making the tests, releasing lots (component and operations, when practicable, using readily
finished material) from storage, and provision for accessible, adequate and suitable equipment. A
specifically relating the tests to each batch or lot of written record of all such tests shall be maintained,
drug, component, and animals to which they apply. including the date and time of each test, the
Such records shall be retained for at least 2 years product name and batch number, and the
after the drug distribution has been completed, or 1 quantitytested, the results and the initials of the
year after the drugs expiration date, whichever is person performing the test.
shortest, except for stability data as provided for by
paragraph 13 f. shall include, where applicable., g) Competent and responsible personnel shall
Input lines, output lines and operator control. All check actual against theoretically yields of each
containers, lines and equipment used in producing batch of drug, or at appropriate intervals in
a batch of drugs shall be stored and handled in a continuous production operations, and in the event
manner adequate to prevent mix-ups or of any significant unexplained discrepancies shall
contamination with other drugs. prevent distribution of the batch in question and
other associated batches of drugs that may have
c) Equipment, utensils and containers shall be been involved. A satisfactory explanation for any
thoroughly cleaned and properly stored and have significant discrepancy between theoretical and
previous batch identification removed between actual yields shall be entered on the batch record
batches, or at suitable intervals in continuous and signed by the person who investigated the
production operations to minimize the hazard of discrepancy. This record shall also contain a
contamination with microorganisms and to prevent
statement on criteria used in accepting or rejecting expiration date, whichever is shortest. Finished-
such a batch. goods warehouse control shall also include a
system whereby the oldest approved stock is
h) In-process batches of drugs found unacceptable distributed first, whenever possible, to assure the
to the firm shall be held until a determination as to quality of the product.
their disposition has been made. Appropriate
records shall be maintained which reflects the 13 Stability
reason(s) for unacceptability and the ultimate There shall be assurance of the stability of
disposition of this material. components, drug preparations in the course of
processing and finished drugs. The stability shall
i) Certifiable antibiotics and insulin are to be be:
withheld from distribution until the certification
certificate is actually received. a) Determined by reliable, meaningful and specific
test methods.
i) Provision that firms which manufacture non-
penicillin products, including certifiable antibiotic b) Determined on products in the container in
products, on the same premises or use the same which they are marketed to assure, among other
equipment as that used for manufacturing penicillin things, that the container is not reactive, additive,
products or that operate under any circumstances or absorptive so as to alter the safety, identity,
that may reasonably be regarded as conducive to strength, quality or purity of the drug or its
contamination of other drugs by penicillin, shall test components beyond the official or other
such non-penicillin products to determine whether established requirements.
any have become crosscontaminated by penicillin.
Such products shall not be marketed if intended for c) Determined on any solution of a drug product
use by man and the product is contaminated with which is to be prepared, as directed in its labeling,
an amount of penicillin equivalent to 0,05 unit or at the time of dispensing.
more of penicillin G per maximum single dose
recommended in the labeling of a drug intended for d) Determined in relation to specifications
parenteral administration, or an amount of penicillin necessary to assure reasonable uniform rates of
equivalent to 0.5 unit or more of penicillin G per absorption and the biological availability of the drug
maximum single dose recommended in the product as well as in relation to the specifications
labeling of a drug intended for oral use. for composition and physical characteristics of the
drug product.
j) Provision that animals used in laboratory tests
and procedures shall be adequately housed, fed e) Expressed as an expiration date with related
and maintained under suitable conditions of conditions of storage on the drug label. When the
temperature and humidity. They shall be identified drug is marketed in the dry state for use in
and records maintained as to use and date and preparing a solution or suspension, the labeling
time of use. shall bear an expiration period for such solution or
suspension as well as an expiration date for the dry
k) Adequate regular retesting and recording of product. Expiration dates and periods shall be
results on products and components subject to justified by (1) readily available date from stability
deterioration. studies or (2) readily available date showing that
samples from each marketed batch of the drug are
12. Finished-Goods Warehouse Control laboratory tested at appropriate intervals so that
Distribution Records any batch of drug that falls below any of its
Finished-good warehouse control and distribution professed standards of safety, identity, strength,
records shall include an adequate perpetual quality or purity prior to the expiration date is
inventory control system or other suitable system recalled from channels of distribution. Expiration
for warehoused finished goods so that he dates, including the redating of drug products, shall
distribution of each lot drug, identified by lot or be calculated from time of inception of the latest
control number, can be readily determined to set of pertinent laboratory tests. An expiration date
facilitate its recall, if necessary, from all consignee shall assure that the drug maintains its safety,
of the manufacturer or repacker. Records within the identity, strength, quality or purity until that date if
system shall contain the name and the address of related conditions of storage are met.
the consignee, date and quantity shipped, and lot
or control number of drug. Records shall be f) Records shall be maintained of the expiration
retained for at least 2 years after drug distribution dates and periods used in the labeling of each
has been completed or 1 year after the drugs batch or lot of drug and said records shall be
maintained for at least 2 years after drug
distribution has been completed or I year after the This regulation shall take effect thirty (30) days
drugs expiration date, whichever is shortest. after publication in the Official Gazette.

14 Complaint Files (Sgd) CLEMENTE S. GATMAITAN, M.D. M.P.H.


Secretary
Records shall be maintained of all written or verbal Recommended by:
complaints regarding each product.
Complaints shall be evaluated by competent and (Sgd) L.M. PESIGAN
responsible personnel and where indicated, Food and Drug Administrator
appropriate action shall be taken. The record shall
indicate the evaluation and action. Said complaint Annotation: This is part of the requirement for
files shall be maintained for at least 2 years after licensing of drug manufacturer
drug distribution has been completed, or 1 year Provided for under Administrative Order No. 56
after the drugs expiration date, whichever is s. 1989
shortest.

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