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The
journal of medicine
established in 1812 august 1, 2013 vol. 369 no. 5
A BS T R AC T
R
espiratory viruses are an emerging have a probable case of MERS-CoV infection if he
threat to global health security and have or she was a household, family, or health care
led to worldwide epidemics with substan- contact of a person with a confirmed case and if
tial morbidity, mortality, and economic conse- pneumonia developed without another con-
quences. Since the severe acute respiratory syn- firmed cause and either laboratory testing for
drome (SARS) pandemic in 20032004,1-3 two MERS-CoV was not performed or a single test
additional human coronaviruses HKU-1 and was negative and no other specimens were avail-
NL-63 have been identified, both of which able for testing. The date of onset was defined
cause mild respiratory infection and are distrib- among febrile patients as the first day of fever
uted worldwide.4,5 In September 2012, the World that persisted for more than 48 hours and among
Health Organization (WHO) reported two cases afebrile patients as the first day of new cough or
of severe community-acquired pneumonia caused shortness of breath. A person was considered to
by a novel human -coronavirus, subsequently have been exposed if he or she had had any face-
named the Middle East respiratory syndrome to-face contact with a symptomatic patient who
coronavirus (MERS-CoV).6-8 Since then, MERS- had a confirmed or probable case, was in the
CoV has been identified as the cause of pneumo- same hospital room or ward as a symptomatic
nia in patients in Saudi Arabia,7,9 Qatar,7,10 Jor- case patient for more than 1 hour, moved into a
dan,11,12 the United Kingdom,13,14 Germany,15 bed vacated by a symptomatic case patient, was
France,16 Tunisia,17 and Italy.17 Phylogenetic analy- being cared for by a health care worker who was
sis shows that the MERS-CoV defines a novel also caring for a symptomatic case patient, or
lineage C, making this coronavirus a lineage C was sharing hospital equipment with a symp-
-coronavirus known to infect humans.18,19 tomatic case patient.
The natural host and reservoir of MERS-CoV
remain unknown. We describe human-to-human Laboratory Surveillance
transmission of MERS-CoV in a health care set- Beginning in September 2012, the Saudi Arabian
ting, estimate the incubation period and serial in- Ministry of Health requested that all patients
terval (the time between the successive onset of with pneumonia requiring admission to the ICU
symptoms in a chain of transmission), and de- be tested for MERS-CoV. Throat-swab (Eurotubo,
scribe the clinical features of the disease. Deltalab), sputum, tracheal-aspirate, or broncho
alveolar-lavage specimens were obtained and
Me thods were placed in viral transport medium (Vircell),
stored at 28C, and transported within 72 hours
Setting to the Ministry of Health regional reference labo-
The governorate of Al-Hasa, in eastern Saudi ratory in Jeddah, Saudi Arabia, where they were
Arabia, serves a mixed urban and rural population subjected to real-time reverse-transcriptase
of 1.1 million persons. Hospital A is a 150-bed polymerase-chain-reaction (RT-PCR) assays to
general hospital in the largest urban area (Al- test for MERS-CoV.20 For all patients, the results
Hufuf). The dialysis unit, which cares for 43 pa- of RT-PCR tests were confirmed by measuring
tients in two shifts per day, is an open unit with cycle-threshold values for viral load.
16 beds spaced 1.3 to 1.5 m apart. The intensive
care unit (ICU) contains two open 6-bed bays. Identification of Clusters, Collection
Hospitals B and C are also general hospitals in of Case Data, and Assessment of Exposure
Al-Hufuf. Hospital D is a regional referral hospi- In response to an increase in the incidence of
tal located 160 km from Al-Hufuf. pneumonia among patients undergoing hemodi-
alysis, Hospital A initiated active surveillance for
Definitions pneumonia on April 20, 2013, and conducted a
A person was considered to have a confirmed retrospective review of in-hospital deaths and
case of MERS-CoV infection if there was labora- cases of pneumonia from March 1 through April
tory evidence of MERS-CoV and the person had 19. We also reviewed the medical charts of pa-
either fever and at least one respiratory symptom tients with confirmed MERS-CoV infection to
or two respiratory symptoms without another identify symptoms, laboratory findings, and clini-
identifiable cause. A person was considered to cal course. The Ministry of Health interviewed
household contacts of patients with confirmed credibility tree was used to summarize the most
MERS-CoV infection and followed them for 14 likely model.
days after exposure.
We mapped confirmed and probable MERS- Statistical Analysis
CoV cases in time and in space within health care We calculated empirical cumulative density func-
facilities. For each case, we identified potential tions of the incubation period and serial intervals
exposures, with the assumption that face-to-face by computing the cumulative fraction of all ob-
contact or time spent in the same area conferred servations that fell below each observed value in
a greater risk than shared caregivers, which in the respective data sets. We estimated the incuba-
turn conferred a greater risk than shared equip- tion period by identifying the earliest and latest
ment. No assumptions were made about incuba- time of possible exposure and the time of symp-
tion periods. Three of the authors reviewed po- tom onset for each case. Treating these times as
tential exposures independently; when more than interval-censored estimates of the incubation pe-
one potential exposure was possible, the most riod for each person, we fit a log-normal distri-
likely source of exposure was identified by con- bution to these data using maximum-likelihood
sensus among those authors and an additional techniques. We then examined the robustness of
author. The corresponding author vouches for the our estimates with multiple definitions of onset
accuracy and completeness of the data. and with the exclusion of particular cases.
We estimated the serial interval by identify-
Sequencing and Phylogenetic Analysis ing the times of symptom onset in the patient
Full-genome sequences were obtained from speci- and in the person who transmitted the infection
mens from four patients (Patients I, J, K, and V) (infectedinfector pairs) and then fitting a log-
(see Table S1 in the Supplementary Appendix, avail- normal distribution to these interval-censored
able with the full text of this article at NEJM.org). data.21 We estimated the medians and 5th and
Amplicon products were sequenced with the use 95th percentiles of the incubation period and the
of the Illumina MiSeq sequencer and assembled serial interval using the quantiles of the log-
into full genomes by means of assembly with the normal distribution fit to each data set (R statis-
SPAdes 2 genome assembler, version 2.4.0. As- tical package, version 2.15.1, and coarseData-
semblies were validated with the use of reference- Tools library).21
based assembly (SMALT, version 0.7.4). The open
reading frames of the novel genomes and a com- R e sult s
parison of nucleotide changes relative to the
closest existing MERS genome (England2_HPA) Description of the Outbreak
were analyzed with the use of Python scripts. Between April 1 and May 23, 2013, a total of 23
Full-length genomes were combined with confirmed cases of human infection with MERS-
five previously identified MERS-CoV genomes CoV were identified in the eastern province of
(KC776174, JX869059, KC667074, EMC/Munich/ Saudi Arabia (Fig. S1 in the Supplementary Ap-
AbuDhabi/2013, and England2) and aligned with pendix). All confirmed cases and 11 probable cases
the use of Molecular Evolution Genetics Analysis, were part of a single outbreak involving four
version 5 (MEGA5), software. A second align- health care facilities (Fig. 1).
ment was created to include only coding regions
(ORF1ab, S, ORF3, ORF4a, ORF4b, ORF5, E, M, Illness in Patients at Hospital A
N). Maximum-likelihood phylogenies were in- Community Introductions
ferred with the use of Phylogenetic Estimation On April 5, 2013, Patient A was admitted to the
Using Maximum Likelihood (PhyML), version 3.0, medical ward with dizziness and diaphoresis. On
software and bootstrapped 1000 times to assess hospital day 4, fever and progressive pulmonary
confidence. Further time-resolved phylogenetic infiltrates developed. The patient was not tested
trees were obtained from concatenated coding for MERS-CoV, but his son (Patient O) subse-
alignment with the use of Bayesian evolutionary quently had a confirmed case of MERS-CoV in-
analysis by sampling trees (BEAST), version 1.7.5, fection (Fig. S2 and Table S1 in the Supplemen-
software. The likelihoods of runs under different tary Appendix).
models were compared, and a maximum clade On April 4, Patient B was admitted to the ICU
3
No. of New Cases
0
Ap l 7
Ap l 8
Ap ril 9
Ap l 10
Ap l 11
Ap 12
Ap l 13
Ap l 14
Ap l 15
Ap l 16
Ap l 17
Ap l 18
Ap l 19
Ap 20
Ap l 21
Ap 22
Ap l 23
Ap l 24
Ap l 25
Ap l 26
Ap l 27
Ap l 28
Ap l 29
M 0
M 1
M 2
M 3
M 4
M 5
M 6
M 7
M 8
M y9
M 10
M 11
M 12
M 13
14
3
ay
ay
ay
ay
ay
ay
ay
ay
ri
ri
a
ril
ril
ril
ril
ay
ay
ay
ay
ay
ri
ri
ri
ri
ri
ri
ri
ri
ri
ri
ri
ri
ri
ri
ri
ri
ri
Ap
2013
Figure 1. Epidemiologic Plot of Confirmed and Probable Cases of MERS-CoV Infection in Saudi Arabia, April 1May 23, 2013.
All confirmed and probable cases are shown, according to the location of the most probable transmission. One of the five family con-
tacts (Patient M) who is included as having been exposed in Hospital A was also exposed through caring for the patient at home and
may have acquired the infection either in the hospital or in the community.
with a diagnosis of stroke. On hospital day 6, derwent hemodialysis at times that overlapped
fever developed, and a throat-swab specimen was with the times Patient C was undergoing hemo-
obtained, which was negative for MERS-CoV. dialysis on either April 11 or April 13; three of
When pneumonia developed in the patient, MERS- them underwent the procedure in beds adjacent
CoV was identified on repeat testing. No epide- to Patient Cs bed. Two patients (Patients K and P)
miologic link between Patients A and B could be underwent hemodialysis at times that overlapped
established. with the times Patient F was undergoing hemodi-
Patient C, who had been undergoing long-term alysis after the onset of his symptoms, and one
hemodialysis, was admitted to Hospital A on patient (Patient L) underwent hemodialysis in a
April 6 to the room adjacent to Patient A. He was bed adjacent to symptomatic Patient E. Eight ad-
still in that room on April 8, which was the day ditional probable cases occurred among patients
on which fever developed in Patient A. Fever de- undergoing hemodialysis between April 15 and
veloped in Patient C 3 days later. He underwent April 30. There were no links between individual
dialysis in the hospitals outpatient hemodialysis dialysis nurses or machines and case patients.
unit twice after the onset of symptoms on Among the nine patients undergoing hemodi-
April 11 and April 13. alysis at Hospital A who had confirmed MERS-
CoV infection, eight had an onset of disease
Hemodialysis Unit before or within 24 hours after infection-control
Between April 14 and April 30, MERS-CoV infec- interventions were implemented on April 21.
tion was confirmed in nine additional patients, These interventions included monitoring hand
who were undergoing hemodialysis in Hospital A hygiene, implementing droplet and contact pre-
(Fig. S2 in the Supplementary Appendix). Six of cautions for febrile patients, testing patients with
these patients (Patients D, E, F, G, H, and I) un- fever for MERS-CoV, putting masks on all pa-
B P Community
L
V
Ward 1, Hospital A
A C E
X
Ward 2, Hospital A
F K
Y Dialysis, Hospital A
G M ICU, Hospital A
D
H N S Ward, Hospital B
W
Dialysis, Hospital C
I U
ICU, Hospital D
J Q T
Ward, Hospital D
8
15
22
29
13
ril
ay
ril
ril
ril
ay
Ap
M
Ap
Ap
Ap
Onset Date
0.6 0.6
0.4 0.4
0.2 0.2
0.0 0.0
0 5 10 15 0 5 10 15 20 25 30
Days after Infection Days after Symptom Onset in Patient
Transmitting Infection
Figure 3. Estimates of the Incubation Period and Serial Interval of MERS-CoV Infection.
The empirical cumulative density function of the observed cases (the fraction of all observations that fell below each
observed value) (black lines) with respect to the incubation period (Panel A) and serial interval (the time between
the onset of illness in a case patient and the onset of illness in a contact) (Panel B) is shown, with a plot of the cu-
mulative distribution of log-normal distributions fit to the data indicated by thick yellow and blue lines, respectively.
The 95% confidence intervals for the 5th, 50th, and 95th percentiles of these fitted distributions are indicated by the
yellow and blue horizontal lines. Yellow and blue shading indicates cumulative distributions of log-normal distribu-
tions fit to bootstrapped samples of our observed data.
about the risk of health careassociated trans- symptomatic; however, this does not rule out
mission of this virus. The apparent heterogene- transmission during the incubation phase or
ity in transmission, with many infected patients during asymptomatic infection. Because this
not transmitting disease at all and one patient was a retrospective investigation, we may have
transmitting disease to seven others, is reminis- missed exposures that were not documented or
cent of SARS.33,34 that were forgotten; we may also have misclassi-
Epidemiologic and phylogenetic analyses sup- fied community-acquired cases as health care
port person-to-person transmission; however, it associated cases. Our choice of the most likely
is not possible to be certain about whether there exposure to link patients may have been incor-
were single or multiple introductions from the rect. Despite these limitations, multiple iterations
community. Similarly, we are unable to deter- of transmission mapping resulted in maps with
mine whether person-to-person transmission similar overall results.
occurred through respiratory droplets or through Laboratory testing for MERS-CoV remains a
direct or indirect contact and whether the virus challenge. Validated serologic assays are not yet
was transmitted when the contact was more available, and this may have limited the identifi-
than 1 m away from the case patient. Because cation of cases. In this cluster, results of throat
some patients presented with gastrointestinal swabs were occasionally negative and repeat test-
symptoms, and transmission appeared to occur ing for MERS-CoV was required. It is not clear
between rooms on the ward, the current WHO whether sputum or nasopharyngeal samples
recommendations for surveillance and control might be superior to throat samples or whether
should be regarded as the minimum standards35; virus is shed more abundantly later in the course
hospitals should use contact and droplet precau- of the illness or in more severe illness, as it is in
tions and should consider the follow-up of per- SARS.36 It seems prudent to conclude that one
sons who were in the same ward as a patient cannot reliably rule out MERS-CoV disease on
with MERS-CoV infection. the basis of a single negative test when a patient
It is possible to explain all the episodes of presents with the appropriate clinical syndrome
transmission in this outbreak by assuming that and epidemiologic exposure. There is evidence
patients were infectious only when they were that repeat testing and tests on sputum or
A
Al-Hasa_4_2013
Al-Hasa_3_2013
Al-Hasa_2_2013
Al-Hasa_1_2013
Munich/AbuDhabi/2013
KC667074_England-Qatar/2012
JX869059_EMC/2012
KC776174_Jordan-N3/2012
B C
KC776174_Jordan-N3/2012 KC776174_Jordan-N3/2012
100
JX869059_EMC/2012 JX869059_EMC/2012
1
England2-HPA/2013 England2-HPA/2013
100 0.52 1
Al-Hasa_4_2013 Al-Hasa_2_2013
100 1
Al-Hasa_3_2013 Al-Hasa_3_2013
99 Munich/AbuDhabi/2013 Munich/AbuDhabi/2013
1
KC667074_England-Qatar/2012 KC667074_England-Qatar/2012
Figure 4. Phylogenetic Analysis of the Sequences of All Genes Identified in Four Patients Infected with MERS-CoV.
Panel A shows single-nucleotide differences (vertical colored bars) between the England2 genome and the four Al-Hasa genomes as
well as the four additional full genomes available; gray indicates a gap in the query sequence, orange a change to A, crimson a change
to T, blue a change to G, and purple a change to C. The reference genomes we used were from a Jordanian patient in April 2012 (Gen-
Bank accession number, KC776174), EMC/2012 from a Saudi Arabian patient in July 2012 (JX869059),19 England/Qatar/2012 from a Lon-
don Qatari patient in September 2012 (KC667074),22 England2 from a patient who had traveled to Pakistan and Saudi Arabia in February
2013,13 and the Munich/AbuDhabi sequence from a patient from the United Arab Emirates in March 2013.23 Panel B shows an unrooted
maximum-likelihood phylogeny inferred under a generalized-time-reversal (GTR)+Gamma substitution model that compares the five
previously identified Middle East respiratory syndrome (MERS) genomes with the four Al-Hasa genomes. Bootstrap values are shown
for the highly supported nodes. Panel C shows a time-resolved maximum clade credibility tree for the five previously identified ge-
nomes and the four Al-Hasa MERS coronavirus genomes. Posterior probability values are shown for nodes with posterior support
greater than 0.5. Findings are consistent with previously published estimates.24
bronchoalveolar-lavage fluid are of value in im- patients until 24 hours after symptoms resolved.
proving diagnostic accuracy. To date, the Ministry of Health has found no
The repeated introduction of the infection evidence of transmission from patients in whom
into the community, the ongoing detection of precautions have been discontinued. Further in-
new illness, and the substantial impact of hospi- vestigations to identify the duration of viral
tal transmission in this outbreak underscore the shedding as well as the complete spectrum of
importance of investigations into the commu- disease are needed to refine public health rec-
nity source of MERS-CoV. Without the ability to ommendations.
prevent community infection, prevention of health Disclosure forms provided by the authors are available with
the full text of this article at NEJM.org.
care transmission will remain a challenge. Out- We thank Drs. Ali Alshammari, Ali Alshanqeeti, Kenan Alke-
break-control measures included precautions for bani, and Waled Hussein; the staff and leaders of the Ministry of
Health laboratory services; the Al-Hasa and Dammam regional ser and Astrid Gall; and the staff of the Wellcome Trust Sanger
health directorates; the infection-control teams at hospitals in Institute, Bespoke Illumina Sequencing Team 181, United
the eastern province, particularly Hospitals A and D; Anne Pal- Kingdom.
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