Documenti di Didattica
Documenti di Professioni
Documenti di Cultura
U.S. 6,873,940
IPR2017-01370
U.S. 6,873,940
CHALLENGING CLAIMS
1, 2, 5, 7-13, 15, 17, 18, 21, 23-28, 30-32, 34, 35, and 38-41
TABLE OF CONTENTS
Page
I. INTRODUCTION .......................................................................................... 1
C. Counsel ................................................................................................. 2
A. Background .......................................................................................... 5
i
IPR2017-01370 Petition
U.S. 6,873,940
39)....................................................................................................... 11
ii
IPR2017-01370 Petition
U.S. 6,873,940
that the data on the measurement processing result are displayed on said
such that the audio output means will audibly output the data on the
15-18, 23-26, 28, 30, 31, and 38-41 unpatentable under 35 U.S.C. 103
............................................................................................................ 14
1. Claim 1 is obvious.................................................................... 16
2. Claim 2 is obvious.................................................................... 50
3. Claim 7 is obvious.................................................................... 51
4. Claim 8 is obvious.................................................................... 56
5. Claim 9 is obvious.................................................................... 57
6. Claim 10 is obvious.................................................................. 57
7. Claim 11 is obvious.................................................................. 57
iii
IPR2017-01370 Petition
U.S. 6,873,940
8. Claim 13 is obvious.................................................................. 59
9. Claim 15 is obvious.................................................................. 59
iv
IPR2017-01370 Petition
U.S. 6,873,940
1. Claim 16 is obvious.................................................................. 74
2. Claim 32 is obvious.................................................................. 75
3. Claim 34 is obvious.................................................................. 80
4. Claim 35 is obvious.................................................................. 81
v
IPR2017-01370 Petition
U.S. 6,873,940
vi
IPR2017-01370 Petition
U.S. 6,873,940
vii
I. INTRODUCTION
Petitioner challenges claims 1, 2, 5, 7-13, 15, 17, 18, 21, 23-28, 30-32, 34, 35,
and 38-41 of U.S. Patent 6,873,940 (EX1001) (the 940 Patent), now managed by
Kamatani Cloud LLC. The 940 Patent discloses a client taking a measurement and
But this framework was known and used years before the 940 Patent was filed at
least in the industrial control field under the name SCADA (Supervisory Control and
940 Patents original application was first rejected and the applicant did not
challenge this rejection. Instead, the application claims were narrowed to require
(1) that the server detect whether it was capable of processing data and (2) that the
server notify the client of its availability to process data. While these changes
ultimately led to allowance, the examiner was unaware of prior art demonstrating
this was known years before the 940 Patent was filed. This challenge is based on
prior art never before this Officeneither during prosecution nor afterwards. The
prior art explicitly discloses all of the features alleged as novel by the applicant.
1
II. MANDATORY NOTICES
A. Real Party-in-Interest
Petitioner) certifies that Unified is the real party-in-interest, and further certifies
that no other party exercised control or could exercise control over Unifieds
participation in this proceeding, the filing of this petition, or the conduct of any
ensuing trial. In this regard, Unified has submitted voluntary discovery. See EX1014
B. Related Matters
a subsidiary of, and is managed by, General Patent Corporation, a leading patent
monetization firm. General Patent is also the exclusive licensing agent for the
Kamatani Cloud patent.). The 940 Patent was asserted in Kamatani Cloud LLC v.
Animetrics, Inc., No. 1:16-cv-05492 (SDNY July 11, 2016), which was terminated
C. Counsel
2
D. Service Information
reached at Unified Patents Inc., 1875 Connecticut Ave. NW, Floor 10, Washington,
3
III. PRECISE RELIEF REQUESTED
Unified requests cancellation of Claims 1, 2, 5, 7-13, 15, 17, 18, 21, 23-28,
30-32, 34, 35, and 38-41 under 35 U.S.C. 103 on the following grounds:
4
IV. THE 940 PATENT
A. Background
service system for carrying out remote measurements or telemetry[.] 940 Patent
5
Id. at Figure 1 (simplified diagram added). The server processes the measurement
(using, e.g., a coupled instrument), and returns the result of the processing to the
client.
The claims of the 940 Patent require an additional feature beyond this simple
exchange between the client and the server. The server must also detect whether it
processing is available (e.g., prior to the client sending the measurement to the
server).
only once. EX1002 at 92-99. This added the requirement of detecting whether
processing is available and notifying the client of the determination; this was the
only limitation the examiner found allowable. The applicant did not challenge the
examiners finding that the prior art disclosed or rendered obvious the other
limitations of the independent claims. The applicant simply added what the
Afterwards, rather than allow the case, the examiner issued a second rejection
in view of a new reference. In response, the applicant did not amend the claims, and
attempted to distinguish the cited art based mainly on the client/server network
6
architecture and the detection functionality discussed above. EX1002 at 123-
124.
functionality discussed above. EX1002 at 132. But all of this was taught by
Miyajimaprior art that was never before the examineras discussed below.
A person of ordinary skill in the art in the field of the 940 Patent would have
7
V. CLAIM CONSTRUCTION
of the specification in this proceeding. 37 C.F.R. 42.100(b).1 All claim terms not
understood by one of ordinary skill in the art and consistent with the disclosure.
EX1001 at 4:9-11. The figures and certain dependent claims of the patent confirm
this interpretation. Id. at Figs. 1-4 and Claims 9, 10, 25, and 26. Therefore, the
Paragraph. The function for the clients modulation means, per the claims plain
1
Petitioners position regarding claim scope is not to be taken as a concession in a
8
transmission. The following items are identified in the 940 Patent as performing
and client computer (4:6-8). Regarding the latter, the 940 Patent discloses steps
taken to perform this function, including receiving the measurement data, encoding
the data into transmission signals, and multiplexing (if required). EX1001 at
Abstract, 3:19-24, and 4:32-37. Equivalents of these items are also included within
the data on the measurement processing results into signals suitable for processing
on said client apparatus. The following items are identified in the 940 Patent as
computer (4:6-8). Regarding the latter, the 940 Patent discloses steps taken to
perform this function, including receiving the result data and decoding the result data
9
3:62-67, and 6:21-26. Equivalents of these items are also included within the scope
items are identified in the 940 Patent as performing this function: measuring
Equivalents of these items are also included within the scope of the measurement
means.
Paragraph. The function for this limitation is detecting whether the measurement
data [are/is] capable of being measured by any measurement means in [the said/the]
10
server apparatus. A server computer coupled to an instrument through an interface
is identified in the 940 Patent as performing this function. EX1001 at Figs. 1-4,
5:40-6:8. Equivalents of this arrangement are also included within the scope of this
limitation.
Paragraph. The function for this limitation is notifying whether the measurement
Figs. 1-4, 5:40-6:8. Optionally, the server computer can use a Web site to indicate
the state of the instrument. Id. at 2:19-31. Equivalents of these arrangements are
Paragraph. The function for this limitation is modulating the data on the
following items are identified in the 940 Patent as performing this function:
11
result sending circuit (Abstract, 3:55-61, 4:57-61, 6:14-20, 7:5-13), and server
computer (4:6-8). Regarding the latter, the 940 Patent discloses steps taken to
perform this function, including receiving the measurement processing results data,
encoding the data into transmission signals, and multiplexing (if required). EX1001
at Abstract, 3:55-61, 4:57-61, 6:14-20, 7:5-13. Equivalents of these items are also
Paragraph. The function for this limitation is adding to the measurement data coded
processing in said server apparatus. The following items are identified in the 940
site on the Internet (6:57-58, 7:5-14), and client computer (4:6-8). Regarding the
latter, the 940 Patent discloses steps taken to perform this function, including
12
information to the server. EX1001 at 3:44-54, 6:18-17, 6:57-58, 7:5-14. Equivalents
of these items are also included within the scope of this limitation.
Paragraph. The function for this limitation is displaying data on the measurement
demodulation means (see supra V.C for this term) as performing this function.
items are also included within the scope of the display means limitation.
Paragraph. The function for this limitation is audibly outputting the data on the
measurement processing result. The 940 Patent discloses a client computer and a
EX1001 at 2:19-31, 4:6-8, 5:3-5, 6:27-32, and Figs. 1-3. Equivalents of these items
are also included within the scope of the audio output means limitation.
13
VI. DETAILED ANALYSIS OF GROUNDS FOR UNPATENTABILITY
Sunshine was filed on October 31, 2000, and claims priority to, inter alia, U.S.
60/164,022 (filed on November 4, 1999),2 which predates the March 7, 2000 priority
date of the 940 Patent. Therefore, Sunshine qualifies as prior art under 35 U.S.C.
102(e).
2
This provisional application supports the portions of Sunshine discussed below.
14
Id. at Figure 1 (simplified diagram added).
Miyajima was filed on November 26, 2001 and claims priority to U.S.
09/165,267 (filed on October 1, 1998).3 This predates the March 7, 2000 priority
3
This application supports the portions of Miyajima discussed below as the two
applications have substantially similar disclosure except for the aspects of the
specification (not the claims) following 117 of Miyajima. See generally EX1009.
15
date of the 940 Patent. Therefore, Miyajima qualifies as prior art under 35 U.S.C.
102(e).
EX1005 at 38)this is the same feature that the applicants added to the
independent claims for allowance of the 940 Patent. See supra IV.A.
motivated to combine Sunshine with Miyajima. EX1007 at 80. Both are in the
using networks. EX1004 at Fig. 1; EX1005 at Fig. 1. Thus, it would have been
obvious for a skilled artisan to combine the references in such a way as to render the
claims obvious. See also EX1015 (claim chart for Ground 1).
1. Claim 1 is obvious
16
A measuring service system comprising a server apparatus and
a client apparatus connected to each other through an
interactive communication line
(corresponding to the claimed server apparatus), and the processor sends results
17
Sunshine
940 Patent
18
Sunshine discloses a field device that communicates measurements to a
server. Id. at 6:66-7:9. The processor sends results of processing the measurement
data over the network back to the field device. Id. at 5:35-47.
Therefore, Sunshine discloses this limitation. See also id. at Abstract, 1:16-
20, 1:45-55, 1:56-2:11, 2:31-37, 2:39-55, 2:66-3:4, 3:5-30, 6:66-7:9, 8:66-9:8, 9:30-
communication line). The similarity between Sunshine and the '940 Patent is
19
Sunshine
940 Patent
20
Sunshines field device detects an analyte (e.g., a vapor) in its environment,
and send electronic signals representative of the detected analyte to the processor
Therefore, Sunshine discloses this limitation. See also id. at Abstract, 2:31-
37, 2:39-55, 4:25-32, 4:46-55, 4:63-5:13, 5:14-20, 7:26-45, 7:46-51, 7:52-59, 8:66-
21
measurement processing results to the client apparatus
through the interactive communication line
identity of the analyte (e.g., a vapor) based on the received electronic signals from
limitation), and sends the determined analyte (e.g., a vapor) identity (corresponding
to the claimed client apparatus) over a computer network, e.g. the Internet
between Sunshine and the '940 Patent is illustrated below (the blue arrows indicate
22
Sunshine
940 Patent
23
Sunshine discloses a processor receiving measurements from the field device
over a network (e.g. the Internet) and performing processing based on the
(e.g., a vapor):
chemical leaks in the same manner as this claimed limitation. Id. at 9:30-42. As
these citations demonstrate, the identity of the analyte (i.e., the result of processing
the field devices data) is sent to the field device over the network. See also id. at
1:20-22, 4:11-19, 4:22-5:6, 6:25-7:13, 9:3-14, and Fig. 17; see also supra
VI.A.1.b.
processing disclosed by the 940 Patent. In one embodiment, the 940 Patent
24
measurement processing as sending electronic signals representing measurements
artisan would have understood involves, or at least renders obvious, modulating data
25
of a variety of networks including a worldwide computer
network, an internet, the Internet, a WAN, a LAN or an intranet.
. . . The field device 10 can communicate with the computer
network 18 via the communication interface 24 using either
wireless or wired technologies. Wireless technologies may
include infrared, radio waves, satellite and microwaves.
EX1004 at 7:26-51 (emphasis added); see also id. at 4:63-5:13, 7:52-59, 8:10-18,
obvious, that the signals representing the analyte measurements are modulated for
35, 40-48, and 81-84. Moreover, Sunshines disclosure is similar to the 940 Patents
The measurement data taken from the detecting unit 11 into the
client apparatus 200 are modulated by the interface circuit 12 as
detection signals, coded by the measurement-signal sending
circuit 13 into signals suitable for transmission, and subjected to
other modulation processing such as multiplexing as required.
EX1001 at 3:19-24; see also id. at 4:32-37. Because using modulation would have
been inferred by a skilled artisan reading Sunshine and because modulation was a
26
modulation. KSR Int'l Co. v. Teleflex Inc., 550 U.S. 398, 127 S.Ct. 1727, 1741, 167
L.Ed.2d 705 (2007); In re Translogic Tech., Inc., 504 F.3d 1249, 1262 (Fed. Cir.
2007); Scanner Techs. Corp. v. ICOS Vision Sys. Corp. N.V., 528 F.3d 1365, 1381
82 (Fed. Cir. 2008). Therefore, Sunshine discloses, or at least renders obvious, the
27
A skilled artisan would have understood that the Palm or Handspring devices
that such devices communicated wirelessly using internal chips integrated into
circuit boards or modules. Id. Moreover, a skilled artisan would have understood
Id. Hence, Sunshine discloses, teaches, or at least renders obvious, the structure of
measurement processing results into signals suitable for processing on said client
supra V.C.
28
representing an analyte identification (corresponding to the claimed data on the
Further, the field device processes the received electronic signals for use by the
device, e.g. to display the analyte identification to the user (which implicitly teaches,
or at least renders obvious, the claimed signals suitable for processing on said client
apparatus).
Sunshine discloses the field device receiving signals from the remote
processor (e.g. over the Internet) representing the analyte identification using
wireless means (such as satellite radio or microwave signals) and processing them
for use:
29
are decoded by the data codec 22 to allow the data to be used by
the field device 10.
Id. at 4:46-54. One example of how the field device can use the data that has been
A skilled artisan would have understood that Sunshines teaching that wireless
skilled artisan would have understood that processing data received wirelessly using
Sunshines codec typically included extracting the data from the analog carrier signal
skilled artisan would have understood that to display data received using the
30
received data into a format suitable for use by the device, e.g. displaying on the field
device. Id.
demodulation would have been inferred by a skilled artisan reading Sunshine and
obvious performing modulation. KSR Int'l Co., 127 S.Ct. at 1741; Translogic, 504
means-plus-function limitation.
31
device) including a codec to receive data in a mobile manner and allow the data to
received information wirelessly using internal chips integrated into circuit boards or
modules. Moreover, a skilled artisan would have understood that Sunshine taught,
or at least rendered obvious, using one more circuits to implement these structures
32
Sunshine discloses, or at least renders obvious, this limitation. This is a
the basis of the measurement data and whose corresponding structure includes a
claimed server apparatus) determines the identity of the analyte (e.g., a vapor)
based on the received electronic signals from the field device (corresponding to the
analyte (e.g., a vapor) identity to the field device over a computer network. See
supra VI.A.1.c.
33
EX1004 at Fig. 1 (arrow added);
34
data retrieved from the electronic database 14 to identify the
identity of the detected analyte.
Id. at 5:35-40; see also id. at Abstract, 1:56-2:11, 2:55-61, 2:66-3:4, 5:21-34, 5:35-
47, 5:49-6:54, 6:55-65, 6:66-7:9, 7:26-45, 8:19-23, 8:53-65, 9:9-23, 9:30-42, 9:53-
67, and Figs. 1, 2, and 6-8. Sunshine teaches that the analyte analyzer instrument
receives the measurement data, processes it using known patterns, and generates an
identity of the analyte. Sunshine discloses the algorithms applied by the analyte
analyzer when processing the measurement data. Id. at 5:49-6:54. In view of this
alone, a skilled artisan would have understood that Sunshines analyte analyzer
25), because Sunshines analyte analyzer analyzes signals representing the chemical
EX1007 at 89.
35
As another example, Sunshines analyte analyzer performs a similar type of
electrical signals and performing processing to present information about the signals
stored signals and that involved comparing the received electrical signals to stored
This similarity holds for other instruments disclosed by the 940 Patent. The
electrical signals and performing processing to present information about the signals
to the user; in particular, a spectrum analyzer could compare the received electrical
signals to stored patterns. EX1007 at 93. The disclosed tester instrument operates
94.
to find that Sunshine does not disclose or render obvious a measuring instrument or
36
function limitation (which includes a measuring instrument and a spectrum analyzer,
see supra V.D). Miyajima explicitly discloses that the server is connected to a
can be a spectrum analyzer. Id. at 44. Thus, Miyajima discloses the structure
Sunshine. Several reasons for doing so are mentioned supra VI.A. In addition, a
skilled artisan would have been motivated to combine the measurement instruments
1:16-20) and that the invention can be applied in a wide variety of technologies
also id. at 3:5-30. Such a combination would merely involve substituting a known,
commercially available part without requiring any great effort by a skilled artisan.
EX1007 at 95-98; KSR Int'l Co., 127 S.Ct. at 1741; Translogic, 504 F.3d at 1262;
37
A skilled artisan would have understood that either the general measuring
would have understood that the spectrum analyzer could be used to perform
data are capable of being measured by any measurement means in the said server
through an interface. See supra V.E and V.F. In addition, for the notifying
function, an optional feature of the structure is to use a Web site. See supra V.F.
38
(e.g., if it is powered on or if it is processing another clients data). Id. at 47 and
58. This corresponds to the detecting whether the measurement data are capable of
being measured by any measurement means in the said server apparatus limitation.
The server communicates the availability status of the instrument to the client via a
dispatcher. Id. In this manner, the client can choose a currently available instrument.
limitation.
39
EX1005 at Fig. 1 (simplified diagram added).
40
Miyajima discloses a client apparatus that can communicate with a remote
available for use by the client, e.g. if the instrument is powered on or if the instrument
41
Id. at 58. See also id. at 5, 6, 12, 13, 38, 40, 47, 58, and Figs. 1-12.
In view of this, a skilled artisan would have understood that Miyajima teaches
a server that detects whether measurement data can be processed by disclosing the
client. This is done by the server detecting if the instrument is powered on or if the
Miyajima discloses that the server notifies the client as to the availability of
the measuring apparatuses. In particular, Miyajima discloses that the server uses the
42
In addition, the client apparatus described above includes a
communicable-server-apparatus query section for requesting
prior to data transmission to the server apparatus, a list data on
the server apparatuses and electronic measuring apparatuses
connected to the network, and the dispatcher apparatus includes
a communicable-server-apparatus query response section for
returning the list data in response to the request. Thus, the client
apparatus can determine before carrying out predetermined
measurements, the presence of an electronic measuring
apparatus that is actually connected to the network and that can
be allowed to execute desired measuring operations and of a
server apparatus including this measuring apparatus, in order to
reliably and freely specify the electronic measuring apparatus
and the server apparatus from a selectable range.
EX1005 at 10. Moreover, Miyajimas disclosure is similar to the 940 Patents
at the server:
43
Id. at 5:46-54. Therefore, Miyajima discloses, or at least renders obvious, the
interface. Miyajima discloses the following structure for its server apparatus:
the figure). Miyajima explains how the server communicates with the instrument:
44
and the ID number of the electronic measuring apparatus 310
(step b2). Once the registered information data has been created,
the connection switch section 340 connects the server apparatus
information registration section 320 and the communication
device 350 together, and the server apparatus information
registration section 320 then transfers the created registered
information data to the communication device 350 (step b3),
which then transmits this data to Ethernet (step b4).
Id. at 47. A skilled artisan would have understood that Miyajimas server apparatus
information registration section 320 serves as an interface between the server and
the instrument. Thus, Miyajima discloses, or at least renders obvious, the structure
In VI.A above, reasons were given as to why Sunshine is properly combined with
notifying a client that an instrument was available for use by the client to Sunshine
because the benefits of this teaching recited by Miyajima would apply to the
reliability for the client ( 10), eliminates the step of confirming an instruments
power state ( 11) thereby providing for faster operation, and improves accuracy (
45
13). All of these apply to Sunshine. Sunshine discloses using its invention to detect
chemical leaks. EX1004 at 9:30-42. A skilled artisan would have understood that
improving reliability and accuracy when detecting chemical leaks by being notified
of the servers availability to process data would be desirable to avoid costly and
appreciate that reducing a step to provide faster service, as Miyajima teaches, would
benefit a user trying to detect a chemical leak where the passage of time can increase
the likelihood of damage and its severity. Id. Indeed, Sunshine acknowledges the
46
the presence of certain substances can potentially lead to
dangerous conditions, such as a gas leak in a foundry or a home,
the swift transmission of sensory data for analysis can very well
preempt an impending disaster. Clearly, there are many other
situations which one could think of where the efficient
transmission of sensory data will generate tremendous benefits.
Hence, it would be desirable and beneficial to provide a system
that is capable of timely transmitting sensory data for analysis.
EX1004 at 1:56-2:11. Hence, a skilled artisan would be motivated to combine
measurement processing results into signals suitable for transmission and whose
47
technologies (which a skilled artisan would have understood involves, or at least
obvious, that the signals representing the analyte identification data are modulated
48
sending circuit 20 into signals suitable for transmission, and
subjected to other modulation processing such as multiplexing as
required. The transceiver 16 transmits the modulated data
signals of the measurement results to the switched network 15.
EX1001 at 3:55-61; see also id. at 4:57-61, 6:14-20, and 7:5-13. Therefore,
processor being implemented in a server (as one embodiment) and including a codec
to communicate data:
6-8.
49
In view of this, a skilled artisan would have understood that Sunshines server
internal chips integrated into circuit boards or modules. Moreover, a skilled artisan
would have understood that Sunshine taught, or at least rendered obvious, using an
2. Claim 2 is obvious
The system according to claim 1, wherein the measurement data from said
measured medium are data obtained by operating physical and chemical
equipment.
940 Patent was filed, a foundry is an industrial site where physical and chemical
equipment are used to work metal. EX1007 at 102. Thus, Sunshine applies its
50
applications of obtaining and transmitting sensory data that involve physical and
chemical equipment, such as detecting chemical leaks, fire safety monitoring, heavy
3. Claim 7 is obvious
Sunshine and Miyajima render obvious the system of Claim 1. See supra
apparatuses that are coupled to one or more servers (e.g., two servers each connected
51
to a measuring apparatus) using a dispatcher by obtaining a list of available servers
52
EX1005 at Fig. 1 (simplified diagram added) and 41. Miyajima discloses that the
client can choose among the servers that are available at that time. Id. at 42. Thus,
particular server among multiple servers with which to connect. See also EX1005
at 44 and 51.
electronic measuring apparatus to a name that the client would use (corresponding
While Miyajima does not expressly state that the clients transmission
and efficient, to accompany the data desired to be processed with the identification
of the instrument that the client desires to process the data. A skilled artisan would
53
have found it obvious to include the information as to which measuring apparatus
should process the measurement data it is sending, given that Miyajima explicitly
discloses the client being able to choose which measurement apparatus to use.
EX1007 at 49 and 104-106. To send them separately would add another step,
resulting in inefficiency and increasing the likelihood of error. This is especially the
limitation:
structure can be a sending circuit. See supra V.H. Miyajima discloses the client
performing identifying a desired server and transmitting that preference using one
or more circuits.
discussed above:
54
The communicable-server-apparatus query section 120
creates and outputs query data for a check on which electronic-
measuring-apparatus server apparatuses 300 are enabled to
communicate, and obtains a list data indicating the names of
electronic-measuring-apparatus server apparatuses 300 enabled
to communicate returned in response to the query data. The data
communication request section 130 creates data that is
transmitted to the electronic-measuring-apparatus dispatcher
apparatus 200 and that indicates a data communication request,
and obtains a communication channel as a communication path.
EX1005 at 36 (emphasis added). Miyajima depicts these components arranged as
one or more sending circuits in which transmission switch 412 receives the
120 and data communication request section 130 in order to pass the data to
55
Id. at Fig. 11 (annotations added); see also id. at 36, 41, 42, 44, 51, 52, 70, 71, 72,
and Figs. 1-12. A skilled artisan would have understood this discloses the sending
Miyajima with Sunshine for the reasons discussed above. See supra VI.A VI.A.1.
4. Claim 8 is obvious
56
a list of multiple servers and the electronic measuring apparatuses (e.g., an
instrument) connected to the servers, and the client selecting one of the servers based
on the desired measuring apparatus. See supra VI.A.7. A skilled artisan would
have been motivated to combine these aspects of Miyajima with Sunshine for the
5. Claim 9 is obvious
the field device and the processor over the Internet. EX1004 at 2:31-37 and 7:26-
45.
6. Claim 10 is obvious
the field device and the processor occurring wirelessly. EX1004 at 7:46-51; see also
7. Claim 11 is obvious
57
The system according to claim 1, further comprising detecting unit for
fetching the measurement data from the measured medium to input the
same to said client apparatus.
discloses the additional feature of Claim 10 by disclosing a field device that includes
measurement data from the measured medium) and sends the information to a data
codec that transmits the information to the processor (corresponding to the claimed
58
accordingly generates a unique output signature for this
unknown analyte 16. The unique output signature is next relayed
to the data codec 22 and encoded for transmission to the
processor 12.
Id. at 9:3-8; see also id. at Abstract, 1:24-30, 2:39-55, 4:25-32, 4:46-55, 4:63-5:13,
8. Claim 13 is obvious
The system according to claim 1, wherein the measurement data from said
measured medium are medical diagnostic data.
discloses the additional feature of Claim 13 by explicitly disclosing that field device
can detect medical diagnostic information. EX1004 at 10:55-11:29; see also id. at
9. Claim 15 is obvious
discloses, or at least renders obvious, the additional features of Claim 15. This is a
59
processing result and whose corresponding structure includes a display unit
the claimed data on the measurement processing result) via, e.g., wireless
the received data). Further, the field device processes the received electronic signals
to display the analyte identification to the user (corresponding to the claimed the
Sunshine discloses the field device wirelessly receiving signals from the
remote processor (e.g. over the Internet) representing the analyte identification.
EX1004 at 7:26-51. Sunshine also discloses displaying the data for the user of the
field device using a data codec. Id. at 4:46-54 and 9:30-42. A skilled artisan would
have understood that to display data received using the disclosed wireless means
involves, or at least renders obvious, demodulating the received data into a format
60
Moreover, Sunshine discloses that the field device can be implemented using
would have understood that the Palm and Handspring devices identified by Sunshine
26. Therefore, Sunshine discloses, or at least renders obvious, the function of this
means-plus-function limitation.
means. Sunshine discloses that the field device is a Palm or Handspring personal
4:63-5:13 and 4:46-55. A skilled artisan would have understood that such devices
61
included displays that were connected to demodulation means to display the
demodulated information to the user. EX1007 at 36-38, 48, 81-88, and 103.
displaying information using a display unit as this was well-understood at the time.
means-plus-function limitation.
(discussing outputting this data on a display). Sunshines disclosure that the field
renders obvious that the form of this output is sound using a speaker in the field
device.
A skilled artisan would have understood that the Palm and Handspring devices
identified by Sunshine both include speakers for outputting sound and that
62
communicating information to users of client devices using sound was a common
artisan would have understood that such devices included speakers that were
Id. Notably, Sunshines disclosure is like the 940 Patents limited discussion of
Co., 127 S.Ct. at 1741; Translogic, 504 F.3d at 1262; Scanner Techs., 528 F.3d at
138182.
4
Indeed, this claim was rejected twice during prosecutionand the applicant never
argued that these limitations differed from the prior art. See supra IV.A.
63
such that the client apparatus sends measurement data, input
thereto from a measured medium, to the server apparatus
through the interactive communication line
VI.A.1.d.
VI.A.1.e.
Sunshine does not expressly disclose this limitation, but Miyajima teaches this
64
Sunshine does not expressly disclose this limitation, but Miyajima teaches this
VI.A.1.h.
The method according to claim 17, wherein the measurement data from said
measured medium are data obtained by operating physical and chemical
equipment.
Sunshine discloses, or at least renders obvious, this claim. See supra VI.A.2.
The method according to claim 17, wherein said client apparatus further
comprises means for adding to the measurement data coded information for
specifying measurement means for executing measurement processing in
said server apparatus.
Sunshine and Miyajima render this claim obvious. See supra VI.A.7.
65
Sunshine and Miyajima disclose this claim. See supra VI.A.8.
The method according to claim 17, wherein the measurement data from said
measured medium are medical diagnostic data.
The method according to claim 17, wherein said client apparatus displays
the data on the measurement processing results.
VI.A.15.
The method according to claim 17, wherein said client apparatus audibly
outputs the data on the measurement processing results.
66
Sunshine alone or in combination with Ezekiel render this claim obvious. See
Sunshine does not expressly disclose this limitation, but Miyajima teaches this
67
said client apparatus comprising: modulation means for
modulating the measurement data into signals suitable for
transmission
VI.A.1.d.
VI.A.1.e.
68
said server apparatus comprising: at least one measurement
means that enables execution of measurement processing on
the basis of the measurement data
on the basis of the measurement data and whose corresponding structure includes
VI.A.1.f.
VI.A.1.h.
69
22. Claim 40 is obvious
Sunshine does not expressly disclose this limitation, but Miyajima teaches this
limitation and it would have been obvious to combine them. See supra VI.A.1.g.
VI.A.1.d.
70
the data on the measurement processing results are
demodulated into signals suitable for processing on said client
apparatus
VI.A.1.e.
Sunshine does not expressly disclose this limitation, but Miyajima teaches this
limitation and it would have been obvious to combine them. See supra VI.A.1.g.
Sunshine does not expressly disclose this limitation, but Miyajima teaches this
limitation and it would have been obvious to combine them. See supra VI.A.1.g.
71
sending data on the measurement processing results to the
client apparatus through the interactive communication line
VI.A.1.h.
Ezekiel was filed on February 6, 1997 and was issued on August 4, 1998
(which predates the March 7, 2000 PCT filing date of the 940 Patent by over a year).
discloses a client accessing an instrument over the Internet. Id. The client uses a
72
EX1006 at Fig. 2.
Ezekiel. EX1007 at 116-117. Both are in the same field of working with
at Abstract; EX1006 at Abstract and 2:45-53. Both discuss the use of the Internet.
73
would combine the teachings of these references is given in the discussion of how
these references invalidate the 940 Patent below. See also EX1016 (claim chart for
Ground 2).
1. Claim 16 is obvious
to a user from demodulation means. See supra VI.A.11 (discussing outputting this
data on a display). Sunshines disclosure that the field device can be a Palm or
Handspring handheld device renders obvious that the form of this output is sound
using a speaker. See supra VI.A.12. Ezekiel discloses the client device receiving
output from the instrument via a Web browser and that Web browsers can deliver
sound to the user. EX1006 at 1:19-24 and 2:45-53. This corresponds to the disclosed
structure of this claim. See supra V.J. In view of this, a skilled artisan would have
found this claim obvious especially because outputting information as sound in this
technical field was well-known before the 940 Patent. EX1007 at 109-110; see
also supra VI.B and VI.B.1 (discussing motivations to combine Ezekiel and
74
Sunshine); KSR Int'l Co., 127 S.Ct. at 1741; Translogic, 504 F.3d at 1262; Scanner
2. Claim 32 is obvious
discloses a field device that sends a measurement to a processor over the Internet,
and discloses that the processor can make the results available to the field device on
a Web site. While Sunshine does not explicitly state that the field device initiates
service with the processor to send the measurement using a Web site, the fact that
75
Sunshine discloses the processor communicating results of processing the
measurement via a Web site would have made it obvious to a skilled artisan at the
time for the processor to accept applications for measurement services are accepted
Sunshine discloses that the processor can be accessed via a Web site and that
the processor can post results of measurement services onto a Web site. EX1004 at
6:66-7:9 and 9:9-23. Given the ubiquity of interactive Web site applications at the
time, including those disclosed of posting the results for retrieval, it would have been
applications for measurement services are accepted on the Web site as is claimed
when the field device and the processor are already disclosed as communicating
web site inputthat would have required only simple substitution of known
equivalents at the time of invention. KSR Int'l Co., 127 S.Ct. at 1741; Translogic,
504 F.3d at 1262; Scanner Techs., 528 F.3d at 138182. That this limitation would
have been obvious to a skilled artisan is further evidenced by the 940 Patents sole
76
In the embodiment, the Internet network is used as the
interactive communication line. Therefore, applications for
measurements are accepted on the Web site 55, and in some
cases, the applicants may be billed online through the Web site
55. The server apparatus 100 and the client apparatus 200 may
be a server computer and a client computer, respectively. In this
case, a desired measuring instrument in the server apparatus 100
can be selected on the Web site 55 so that transmission of
measurement data from the client apparatus 200 will be accepted.
EX1001 at 5:35-45 (emphasis added). As this quotation demonstrates, the 940
Patent itself treats this limitation as simply a natural consequence of having the client
it is found not obvious in light of Sunshine itself, Ezekiel teaches, or at least renders
can access an instrument over the Internet using a Web site. The Web site displays
the instruments that are available, and the client selects the instrument it would like
77
Ezekiel discloses a system in which a client can visit a Web site, view the
Id. at Fig. 2;
78
URLs on web page 70 do not have to exist in one physical
location.
Id. at 4:24-28;
are accepted on the Web site as is claimed. In fact, Ezekiels disclosure directly
obvious, this limitation. KSR Int'l Co., 127 S.Ct. at 1741; Translogic, 504 F.3d at
79
A skilled artisan at the time would have been motivated to combine Ezekiels
teaching of a client selecting a desired instrument over a server with Sunshine for
several reasons in addition to the reasons given supra VI.B. First, as discussed
above, Sunshine discloses using a Web site for communication between the field
device and the processor. Second, Ezekiels stated advantage of providing flexibility
system of Sunshine because it would provide field devices a flexible and accessible
117.
VI.A.1.g.
3. Claim 34 is obvious
The method according to claim 18, wherein a desired one of the measuring
instruments is selected on the Web site before transmission of the
measurement data is accepted.
80
Ezekiel discloses this claim because it discloses a user being able to select a
desired instrument from a Web site. EX1006 at Fig. 2 and 3:64-4:51; see also id. at
2:5-19.
4. Claim 35 is obvious
and Ezekiel discloses the additional feature of Claim 35 because it discloses a Web
site displaying, in addition to data from the instrument, diagnostic data such as
alarms when thresholds are exceeded. EX1006 at 4:24-42; see also id. at 3:64-4:51
and Figs. 1-5. A skilled artisan would have been motivated to add this feature of
Ezekiel to Sunshine for the reasons discussed above. See supra VI.B and VI.B.1.
Nathanson was filed on August 26, 1998 (which predates the March 7, 2000
PCT filing date of the 940 Patent by over a year). Therefore, Nathanson qualifies
as prior art under 35 U.S.C. 102(e). Nathanson discloses the subject matter added
by Claims 5, 12, 21, and 27 to their respective independent claims. Thus, Sunshine,
in view of Miyajima and Nathanson, renders these claims obvious. See EX1017
81
Claims 5, 12, 21, and 27 recite similar subject matter. Claim 5 is
representative:
it over, e.g, an IP network like the Internet. EX1010 at Abstract, 1:15-2:48, 3:1-30,
4:4-37, and 4:43-5:52. Therefore, it discloses the limitations in Claims 5, 12, 21,
and 27.
In view of this, it would have been obvious to apply the system of Sunshine
118-120. Both are in the same field of working with measurements in a client/server
EX1007 at 50-57. Both discuss the use of the Internet to transmit sensory data.
EX1004 at 6:55-65; EX1010 at 4:4-16. And both discuss transmitting sensory data
82
VII. CONCLUSION
For the forgoing reasons, Petitioner respectfully requests inter partes review
of Claims 1, 2, 5, 7-13, 15, 17, 18, 21, 23-28, 30-32, 34, 35, and 38-41 of the 940
Patent.
Respectfully Submitted,
______________________________
Roshan S. Mansinghani
Registration No. 62,429
Jonathan Stroud
Registration No. 72,518
83
CERTIFICATE UNDER 37 CFR 42.24(d)
that the word count for the foregoing Petition for Inter Partes Review totals 13,907,
which is fewer than the 14,000 words allowed under 37 CFR 42.24(a)(i).
Respectfully submitted,
Roshan S. Mansinghani
Registration No. 62,429
84
CERTIFICATE OF SERVICE
I hereby certify that on May 8, 2017, I served a copy of this Petition for Inter
Partes Review of U.S. Patent No. 6,873,940 Under 35 U.S.C. 312 and 37 C.F.R.
KHEYFITS P.C.
1140 6TH AVENUE, 9TH FLOOR
NEW YORK, NY 10036
______________________________
Roshan S. Mansinghani
Registration No. 62,429
85