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Abstract
A challenge of todays 5G research is the many waveforms,
frequencies, and bandwidths being investigated. This includes
waveforms at frequencies below 6 GHz, as well as waveforms at
microwave and millimeter-wave frequencies. In addition, some of
the waveforms may involve wide bandwidths. These introduce new
test challenges for 5G signal generation and analysis--flexibility is
key for todays 5G research. This whitepaper will discuss some of
the candidate waveforms, and then introduce a new flexible testbed
for 5G waveform generation and analysis. This testbed combines
software solutions with test equipment to investigate and to perform
what-if scenarios for new emerging 5G waveform applications.
Co-existence scenarios between candidate 5G and 4G waveforms
will be investigated. Wideband signal generation and analysis case
studies will be shown at microwave and millimeter-wave frequencies
with modulation bandwidths up to 2 GHz.
02 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
Introduction
Even as fourth-generation cellular systemsLTE and LTE-Advancedare being deployed,
research has begun on fifth-generation or 5G systems. 5G mobile networks offer a vision
of everything everywhere and always connected.
Key attributes may include a dense, highly integrated network comprised of small
cells supporting data rates on the order of 10 Gbps with roundtrip latency of 1 ms or
less. Most studies assume multiple air interfaces, which will operate at microwave and
millimeter frequencies. The use of high-order spatial multiplexing techniques such as
MIMO will enhance capacity.
The combined network will be able to support everything from simple machine-to-
machine (M2M) devices to immersive virtual-reality streaming. It will be capable of
monitoring and controlling potentially billions of sensors and multiple simultaneous
streaming services, and will support the massive data collection and distribution needs
of the Internet of Things (IoT). In this environment, wireless data traffic is projected to
increase 5000x by 2030.1
Making the leap from astonishing predictions to practical implementation starts with the
creation, generation and analysis of prototype signals. Because 5G research is starting
so early, the standardization process has not yet begun. Physical-layer waveforms have
not been defined and, because there is no consensus on potential waveforms, several
candidates are in the running: filter bank multi-carrier (FBMC), generalized frequency-
division multiplexing (GFDM), universal filtered multi-carrier (UFMC), filtered orthogonal
frequency-division multiplexing (F-OFDM), and many more.
Thats one reason why flexibility is paramount: it enables what if? analyses to be
performed in the evaluation of early concepts and potential 5G waveforms that may
use a variety of modulation schemes at many different frequencies and modulation
bandwidths. For developers, the risk of choosing the wrong path further reinforces the
need for flexibility, especially in the form of signal-creation and signal-analysis tools that
enable rapid changes in direction as strong candidates emerge in the evolution of 5G.
1. IWPC Whitepaper: Evolutionary & Disruptive Visions Towards Ultra High Capacity Network, available at www.iwpc.org
03 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
Figure 1. A variety of enabling technologies, devices and methods will be needed to achieve the six technical
characteristics currently envisioned for 5G2.
Working around the diagram, new waveforms may be capable of supporting a greater
density of users, higher data throughput and more efficient utilization of allocated
spectrum. These waveforms may require advanced signal processing as well as adaptive
channel estimation and equalization for robustness and improved immunity from
interference.
It may be necessary to support multiple frequency bands with new and legacy radio
access technologies (RAT), including 5G millimeter-wave frequency band extensions for
high data throughput applications. Multiple access modes may be required, including
non-orthogonal multiple access (NOMA) and random, scheduled and hybrid modes.
Finally, new waveforms, multiple frequency bands, wide bandwidths and higher-order
modulation may present new challenges for power amplifier (PA) designs and may
require new PA digital pre-distortion (DPD) techniques.
Coping with this array of challenges will benefit from a paradigm shift in design
verification and testing during the early stages of research and development.
Bandwidths/
frequencies
Wider bandwidths, higher frequencies
Note 1:
- Orthogonal Frequency Division Multiplexing (OFDM)
New RATs - Filter Bank Multicarrier (FBMC)
OFDMA - Universal Filtered Multicarrier (UFMC)
NOMA SCMA - Generalized Frequency Division Multiplexing (GFDM)
- Frequency Quadrature Amplitude Modulation (FQAM)
Figure 2. The candidate waveforms for 5G cover a wide range of possible approaches.
05 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
Candidate: OFDM
Orthogonal frequency-division multiplexing (OFDM) is currently used in 4G and, for
that reason and more, is under consideration for 5G through the use of filtered OFDM
(F-OFDM). F-OFDM offers good spectral efficiency and resistance to multipath
interference. Its subcarrier nulls correspond to the peaks of adjacent subcarriers,
ensuring zero inter-carrier interference (Figure 3).
Figure 3. OFDM offers benefits such as spectral efficiency, resistance to multipath and
zero inter-carrier interference.
Candidate: FBMC
To provide improved out-of-band spectrum characteristics, FBMC applies filtering on a
per-subcarrier basis. Its flexible approach to baseband filtering, using either a polyphase
network or an extended IFFT, is shown in Figure 4.
de-mapping
de-mapping
Sub-carrier
Sub-carrier
Poly phase
Poly phase
mapping
mapping
network
network
Symbol
Symbol
OQAM
OQAM
IFFT
FFT
S/P
P/S
Figure 4. The filter banks in FBMC can apply filtering on a per-subcarrier basis.
Filtering can use different overlap factors (i.e., K factor) to provide varying levels of out-
of-band rejection. In Figure 5, the red, blue and green traces show FMBC spectra with K
factors of 4, 3 and 2, respectively. As K factor is reduced, the out-of-band characteristics
have a spectrum-rejection profile similar to that of OFDM.
Figure 5. Changing the overlap factor (K) changes the out-of-band rejection profile of FBMC.
06 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
Candidate: UFMC
This scheme applies filtering on a per-sub-band basis (Figure 6), and one possible benefit
of UFMC is reduced complexity of the baseband algorithms. Figure 7 shows an example
UFMC spectrum that was simulated using SystemVue.
OFDM
per full-band
FBMC /
GFDM
per sub-carrier
UFMC
per sub-band
Figure 6. OFDM, FBMC and UFMC use strikingly different filtering methods.
Figure 7. Created with SystemVue, this simulation of UFMC shows five multiplexed bands.
Candidate: GFDM
This is another type of multi-carrier system, and it digitally implements the classic
filter-band approach. The GFDM signal is based on a block structure of KM total data
symbols (dk,m) from a specific constellation mapping. One cyclic prefix (CP) insertion for
M symbols is used to allow for better spectral efficiency and less complex equalization at
the receiver.
07 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
This can be illustrated using SystemVue with its 5G Baseband Exploration Library. Figure 8
shows simulations of OFDM (orange trace) and FBMC (blue, green and black) spectra. The
FBMC spectra have different overlap factors, ranging from 2 (blue) to 4 (black), and the
improvement in out-of-band spectrum power of FBMC relative to OFDM (orange) is clear.
Figure 8. Using greater overlap in FBMC provides improved out-of-band power compared to OFDM.
08 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
More specifically, flexibility is needed in three key areas of 5G research and early testing:
The proposed testbed provides this flexibility through its software and hardware elements. Software
is used to create 5G and custom waveforms and also analyze those waveforms. Combining the signal-
creation software with two pieces of hardwarea precision AWG and a vector signal generator with
wideband I/Q inputsenables generation of wideband test signals with up to 2 GHz of modulation
bandwidth at frequencies up to 44 GHz (and higher with upconverters). For signal demodulation and
analysis, VSA software can be used inside the simulation software and can run on a signal analyzer,
an oscilloscope or a PC controlling a variety of instruments or digitizers. Figure 9 shows a conceptual
arrangement of the software and hardware elements.
Hardware
Signal Generator
Software M8190A E8267D
Arb Waveform Generator PSG Signal Generator
Design Simulation Signal Generation 5G Waveform
Device
TX RX
Under Test
Signal Analysis
Signal Analyzers
DSOS804A Infiniium
N9040B S-Series Oscilloscope
N9030B UXA Signal Analyzer
PXA Signal Analyzer
Common
Demodulation/Analysis
Figure 9. Hardware plus software plus a skilled developer leads to new insights in 5G.
09 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
VDI E-band
upconverter, M1971E E-band N5183B MXG
amplifier, filter harmonic mixer microwave analog
signal generator
M8190A AWG with SystemVue 44 GHz E8267D PSG 50 GHz N9040B UXA S-Series Infiniium
W1907BP 5G forward vector signal generator signal analyzer oscilloscope with 89600
verification bundle installed with wideband IQ inputs VSA software
on embedded controller
*Note: different test equipment configurations may
be used dependent on frequencies and bandwidth
Figure 10. This combination of instrumentation and hardware provides a tremendous amount of flexibility in the
exploration of possible 5G technologies.
Signal Studio for custom modulation has a parameterized graphical user interface (GUI) that
makes it easy to create custom FBMC, UFMC, GFDM, F-OFDM, I/Q, and OFDM waveforms.
Custom OFDM and custom I/Q VSA setup files can be saved for EVM testing using a variety
of Keysight signal analyzers and oscilloscopes. Signal Studio can also be used to generate
waveforms for the M8190A AWG and download waveforms to a trio of vector signal generators:
the microwave E8267D PSG and the RF N5182B MXG and N5172B EXG.
89600 VSA software provides custom I/Q (option BHK) and custom OFDM (option BHF)
demodulation analysis. As noted above, it can be used within SystemVue, will run inside a
variety of Keysight signal analyzers and oscilloscopes, and can be run on a standalone PC
connected to a variety of Keysight instruments. Signal Studio for custom modulation works with
89600/BHK for custom I/Q modulation analysis and 89600/BHF for custom OFDM analysis as
companions for signal generation and analysis.
10 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
The AWG is used to drive an E8267D PSG vector signal generator equipped with
wideband differential external I/Q inputs (option 016). The wideband inputs can produce
modulation bandwidths of up to 2 GHz on carrier signals up to 44 GHz. For signal
generation at millimeter-wave frequencies, upconverters are available from Keysight
(58-64 GHz with N5152A) and Virginia Diodes Inc. (60 GHz to 90 GHz). MXG microwave
analog signal generators (N5183B) are used to provide the LOs for the millimeter-wave
upconverters.
A Keysight N9040B UXA or N9030B PXA signal analyzer is used for spectrum analysis
and demodulation analysis. A Keysight DSOS804A Infiniium S-Series oscilloscope with
89600 VSA software is used for multi-gigahertz demodulation analysis at millimeter-
wave frequencies when combined with the M1971E harmonic mixer and X-Series signal
analyzer.
This is an example configuration that can be used for RF, microwave and millimeter-wave
signal generation and analysis. The best hardware configuration for a specific application
depends on the actual frequencies, bandwidths and waveforms of interest. In some
cases the recommended solution may include simplified instrument configurations and
fewer instruments.
11 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
RF case study: Examining the coexistence of LTE and FBMC (< 6 GHz)
Generation of LTE and FBMC signals was accomplished using the SystemVue schematic
shown in Figure 11. The two signals were resampled and combined into a composite
waveform that was downloaded into the M8190A AWG. The output of the AWG was
analyzed using a PXA signal analyzer and the 89600 VSA software.
Re-sample and
combine waveforms
FBMC waveform
LTE waveform
Download to
M8190AAWG
Figure 11. FBMC and LTE signals can be created in SystemVue and the composite waveform downloaded to the AWG.
3. One note: the technologies, waveforms, frequencies and bandwidths in these examples are used only to
demonstrate the flexibility of this testbed approach, not as a recommendation of their suitability for 5G.
12 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
Figure 12 shows the resulting test signals, as measured with the PXA. Notice the sharp
out-of-band spectrum roll-off of the FBMC spectrum compared to that of the LTE
spectrum. This is due to the per-subcarrier filtering applied to the FBMC signal.
Figure 12. The out-of-band advantages of FBMC are clear when compared to LTE.
To evaluate the coexistence of LTE in the presence of FBMC, the test scenario was
modified in SystemVue to notch out some of the active subcarriers in the FBMC signal.
The LTE center frequency was then set to match the notched center frequency (Figure
13). One note: the composite LTE/FBMC waveform was produced using a single output
channel of the M8190A; it did not require two separate signal generators.
Figure 13. The LTE signal resides in the center of the notched FBMC spectrum.
The upper-right trace in Figure 13 was produced using the 89600 VSA software. It
demodulated the LTE signal and calculated an EVM of 0.6%, which indicates that the
FBMC out-of-band characteristics are having a minimal effect on the LTE signal with this
notched arrangement.
13 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
The notch width is easily modified and the LTE EVM can be evaluated as a function of
width based on the number of subcarriers and the resulting width in megahertz. Figure
14 shows a range of LTE EVM results relative to FBMC notch width. This is one example
of a what-if scenario that can be easily evaluated with the testbed.
EVM = 20.1%
20
EVM = 0.6% EVM = 1.25%
15
LTE EVM, %
10
0
100 90 80 70 60 50
Figure 14. LTE EVM gets worse as the width of the notch decreases.
In this scenario, four different 5G candidate waveforms FBMC, GFDM, OFDM, UFMC and
an LTE 4G waveform are re-sampled and combined in simulation into one composite
waveform and downloaded to channel 1 on the M8190A AWG (Figure 15).
Figure 15. Candidate 5G waveforms and LTE (4G) waveform downloaded to channel 1 on the M8190A AWG
14 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
Channel 2 of the M8190A AWG plays the legacy 3G, 4G, and PAN waveforms (Figure
16). Six different waveforms are re-sampled and combined (LTE, EDGE, GSM, W-CDMA,
WLAN, and ZigBee). The LTE, EDGE, GSM, and W-CDMA waveforms use model and
file-based sources in SystemVue, however the WLAN and ZigBee sources use the 89600
VSA source to read in recorded .sdf files into SystemVue. The 86900 VSA software can
be used with test equipment to capture real-world recordings (.sdf files), and those
recordings can be read into SystemVue. MATLAB code can also be co-simulated in
SystemVue, so this approach offers the flexibility of combining many different types
of signals together in simulation, and re-sampling them to combine them together to
download a composite waveform to the M8190A AWG.
Figure 16. Legacy 3G, 4G, and PAN waveforms downloaded to channel 2 on the M8190A AWG
Channel 1 of the M8190A AWG plays the candidate 5G waveforms and LTE 4G waveform.
Channel 2 of the M8190A AWG plays the legacy 3G, 4G, and PAN waveforms. These are
combined together with an external power splitter (used as a power combiner) and the
resulting combined output spectrum is shown in Figure 17.
Figure 17. Candidate 5G waveforms and legacy 3G and 4G waveforms (PAN waveforms are not shown for this
frequency span setting).
15 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
The 89600 VSA software is then used on the PXA signal analyzer to tune into each
3G, 4G, and PAN waveform to perform the demodulation and measure the EVM. The
measured EVMs are low, even though the composite waveform includes many different
types of signals.
Figure 18. Demodulation of the legacy 3G, 4G, and PAN waveforms using the 89600 VSA software
16 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
A wideband FBMC signal was generated at 28 GHz with a 1 GHz modulation bandwidth
using Signal Studio for custom modulation. Parameters such as the number of frames,
sampling rate and oversampling rate were set using the softwares parameterized
graphical user interface (GUI). FBMC-OQAM waveform parameters such as FFT length,
guard subcarriers (upper and lower), number of multi-carrier symbols and idle interval
can also be set. The essential FBMC filter settingsK factor and filter-bank structure
can also be entered (Figure 19).
Figure 19. The Signal Studio for custom modulation GUI makes it easy to enter the complete set of FBMC parameters.
17 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
The resulting test signal is shown in Figure 20: the spectrum was centered at
28 GHz and the measurement span was 1.2 GHz, as measured with a 63 GHz Infiniium
oscilloscope.
Figure 20. Signal Studio for custom modulation simplifies creation of FBMC waveforms.
Similarly, Signal Studio for custom modulation was used to create an OFDM waveform
with ~1 GHz modulation bandwidth at 28 GHz. The GUI was used to set the essential
parameters (e.g., number of frames, etc.). In addition, resource-mapping parameters
were set for the preamble, pilot and data subcarriers, including the location and
boosting of each resource block. I/Q values were set for the preamble, modulation and
payload for pilot and data.
Figure 21. This display from the 89600 VSA software provides multiple views of the demodulated
OFDM signal, measured with a 63 GHz Infiniium oscilloscope.
18 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
I Q
M1971E
WB smart mixer
Figure 22. The frequency response produced by the adaptive equalizer can be used to compensate for linear
amplitude and phase errors in the test signal.
19 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
Figure 23. The demodulation results reveal the improvements provided by error compensation.
Note: uses constellation maximum as the EVM normalization reference.
20 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
Moving Forward
The development of 5G includes an aggressive set of characteristics that will be
difficult to achieve. To help developers address the inherent challenges and quickly
respond to changes in direction, Keysights proposed testbed includes software and
hardware elements that provide the flexibility needed to explore waveforms, algorithms
and techniques. Because the testbed is based on off-the-shelf instruments and
software, it provides accurate and repeatable results in what-if simulations and actual
measurements of prototype devices.
Just as 5G is a work in progress, so is the proposed testbed. To stay abreast of the latest
developments, please contact your local Keysight representative or visit our website at
www.keysight.com/find/5G.
References
Title Publication
number
SystemVue Electronic System-Level (ESL) Design Software - Brochure 5992-0106EN
W1906BEL 5G Baseband Exploration Library - Data Sheet 5992-0218EN
Brochure: Simplify Signal Creation with Signal Studio Software - Brochure 5989-6448EN
N7608B Signal Studio for Custom Modulation - Technical Overview 5992-0048EN
89600 VSA software - Brochure 5990-6553EN
89601B/BN-AYA Vector Modulation Analysis - Technical Overview 5990-6387EN
89601B/BN-BHF Custom OFDM Modulation Analysis - Technical Overview 5990-6625EN
89601B/BN-BHK Custom I/Q Modulation Analysis - Technical Overview 5991-4221EN
M8190A Arbitrary Waveform Generator - Data Sheet 5990-7516EN
PSG Signal Generators - Data Sheet 5989-1324EN
X-Series Signal Generators - Technical Overview 5990-9957EN
N9040B UXA X-Series Signal Analyzer - Brochure 5992-0089EN
N9040B UXA X-Series Signal Analyzer - Data Sheet 5992-0090EN
N9030B PXA X-Series Signal Analyzer - Data Sheet 5992-1317EN
Infiniium S-Series Oscilloscopes - Data Sheet 5991-3904EN
21 | Keysight | Implementing a Flexible Testbed for 5G Waveform Generation and Analysis - White Paper
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