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Jacob M. Clark
Abstract
Pessimism is the mindset that everything in the world has a negative outcome. Often
times it is accompanied by a fixed mindset, where one is stuck in believing that what they were
born with is all that they have to offer. However, pessimists have always confused researchers as
to what truly causes pessimism. The nature vs. nurture argument seeks to explain most
psychological ideas, but pessimists and optimists are so far and few between that it is hard to
decipher how one truly forms their mindset. Is it environmental or is it modeled by those that
came before?
Self-esteem is quite similar to that of pessimistic and optimistic tendencies. One can
either have low or high self-esteem, however, self-esteem doesnt typically determine someones
entire viewpoint of the world. Self-esteem however, often fluctuates during adolescence because
when all that truly matters is ones opinion of themselves. Yet, self-esteem often seems to be
affected by pessimistic or optimistic attitudes. So, can self-esteem affect ones outlook on the
Introduction
that is optimistic? Is there any correlation between self-esteem and pessimistic tendencies? In
todays society, it is looked down upon to be pessimistic. Everyone from job employers to
teachers are looking for people that are in an optimistic frame of mind and those that are in a
pessimistic mindset are often left out. The nature vs. nurture argument points to different things
causing ones mindset to form, and while it might be difficult for one to change their pessimistic
mindset once it has already taken root, it is not an impossible task. Self-esteem however, is
completely different. Self-esteem is all about how you view yourself compared to others, and
often times it can go hand in hand with mindset. Negative mindset often time means there are
tendencies often form from these self-esteem fluctuations, however, these pessimistic tendencies
are able to be overcome in early adulthood before a pessimistic tendency becomes solidified in
someones lifestyle. The purpose of this paper is to investigate those relations between
pessimistic tendencies and whether those tendencies can be caused by low self-esteem or vice
versa. This paper also plans to look at what can be done to reverse someones pessimistic
Pessimism
Pessimism is a mental attitude in which one has a negative attitude about the outcome of
the world. Often referred to as the glass half empty kind of attitude, pessimists find themselves
growing in numbers, which isnt necessarily a good thing. So what causes pessimism, is it one
born into this attitude, or can situational outcomes cause one to have a pessimist outlook, and is
it able to be overcome?
PESSIMISM AND SELF-ESTEEM 4
Multiple studies point to the situational approach to pessimism. The situational approach
essentially means that pessimism can stem from situation where the individual fails to overcome
a negative mindset of the situation. According to Robinson-Whelen, adults who are in a caretaker
position (such as hospice) tend to focus more on the negative outcomes of life rather than the
positives. Those not in these caretaker positions however find themselves in much happier
positions leading to an implied situational pessimistic attitude. However, the study also pointed
to younger thinkers approaching a situation in black and white compared to adults who tend
Glaser, 1997). Robinson-Whelen also came to the conclusion that pessimism in adulthood is
more likely to focus on negative outcomes of that situation only rather than fester in ones mind
to create a negative outcome of the world. Compared to adults, children, however, take a much
different approach. In childhood, situations rather can take the form of self-esteem. When tested
to find a correlation between self-esteem and pessimism, those that are found to have lower self-
esteem levels during adolescence tend to have higher levels of pessimism in mid adulthood
(around 30-40). When tested at ages 12, 18, and 33, those that consistently scored lower on a
self-esteem inventory both at ages twelve and eighteen achieved scores indicative of higher
levels of pessimism. Those who fluctuated between high and low self-esteem tended to also
score higher on levels of pessimism. However, those that had medium to high levels of self-
esteem scored higher on levels associated with optimism (Heinonen, Rikknen, Keltikangas-
Jrvinen, 2005). Because teenagers have a lack of experiences to draw from in regards to helping
themselves overcome self-esteem or situational issues in general, teenagers and young adults
tend to fester on pessimistic thoughts rather than viewing these situations as temporary. Using
this same logic, older adults are able to use their repertoire of experiences in order to overcome
PESSIMISM AND SELF-ESTEEM 5
negative outcome experiences, therefore adults are less likely to look at the world in a pessimist-
simple terms, the opinion one holds about themselves (Lyubomirsky, Tkach, DiMatteo, 2006).
Because self-esteem has such a large outcome on adolescence world outlooks, it is important to
look at certain aspects of self-esteem to see whether they affect adolescence opinions of the
world. When looking at education, there is evidence to support a negative correlation between
personal self-esteem (GSE) and academic self-esteem (ASE). Students with lower general self-
esteem were more likely to be academically successful than their counter parts with higher
general self-esteem. Also, those with lower academic self-esteem tend to have [negative]
was found that academic performance had no effect on general self-esteem especially in young
men, yet large academic achievements tend to be included in a students opinion of themselves.
While low academic self-esteem does not show a correlation with overall pessimism, there is a
correlation between low academic achievers and defensive pessimism. These defensive
pessimists use this type of coping in order to protect themselves from the consequences of
Contrasting the idea above, general self-esteem can play a role in predicting ones
possible outcome in certain aspects of education, such as testing. In a three-part study, it was
determined that as a stressful situation approached, those with lower self-esteem predicted
higher self-esteem. In two parts of this study, self-esteem played a major role in determining the
PESSIMISM AND SELF-ESTEEM 6
outcome of the situation for certain students. In part two of the study, students were preparing
themselves for feedback from an examination, where students were asked on four different time
intervals to predict their score. It was found that at time one, students predicted themselves to
have higher and less accurate scores, while at times two, three and four, students consistently
lowered their score but were more accurate in their predictions. In part three of this study, self-
esteem was evaluated as a potential cause for this decrease in score predictions from study two.
It was found that individuals with higher self-esteem showed no change in their estimates, and
in the same logic individuals with lower self-esteem lowered their estimates, drastically
particularly between times three and four. While these low self-esteem individuals tended to
lower their scores, their score predictions tended to be lower than their true score because of
the increasing anxiety as time to feedback [drew] closer. While these individuals with low self-
esteem tend to poorly predict their outcomes, these predictions were concluded to have no
effect on their performance on the original examination (Shepperd, Ouellette, Fernandez, 1996).
Students with low self-esteem tended to show pessimistic tendencies as feedback time drew
nearer, yet these tendencies tend to point more in a direction of defensive pessimism rather than
overall pessimism.
journey to adulthood. In one study, adolescents were followed as a part of a longitudinal study in
which their self-esteem would be tested at ages fourteen, eighteen, and twenty-three. It was
found that boys tended to increase in self-esteem as adolescence went on, yet girls tended to
continually decrease during the same time period. Researchers tend to attribute this to boys
being given autonomy at an earlier stage than girls, as well as personality differences between
genders, such as a strong correlation between boys and self-focused characteristics, such as
PESSIMISM AND SELF-ESTEEM 7
controlling of anxiety level. Of course there were outliers in this data, where some boys
decreased in self-esteem and some girls increased, however, this data needed to be further
analyzed by researchers. (Block, Robins, 1993). During this same time period, it was determined
that those who fluctuated between high and low levels of self-esteem achieved scores indicative
of higher levels of pessimism. in mid-adulthood. It was also found that those with low self-
esteem tend to be more pessimistic during their adulthood and vice-verse with high self-esteem
(Heinonen et al., 2005). Because of this, there is a strong correlation between low self-esteem
While self-esteem is a concept based entirely in our own minds, Hermans, an expert on
an idea referred to as Dialogical Self seeks to explain the incorporation of others in our opinion
of ourselves. Essentially, the idea proposed by Herman states that in making decisions one
will examine themselves from other points of view, whether it be their peers or society
(Hermans, 2003). This inclusion of others into our own opinions our ourselves seems to point to
the conclusion that the entire idea of self-esteem can be regulated by others, rather than limiting
A study completed in a general education classroom seems to point to the conclusion that
Hermans alluded to in the Dialogical Self idea. The whole goal of the study was to find if those
who believed that they were subject to negative remarks from others experienced negative self-
talk and lower self-esteem. In the study, students were asked to complete a self-talk inventory
and a significant others statement inventory. In the significant others inventory, students were
asked to report what they perceive others as saying about them (others include Parents, teachers,
fellow students). Burnett came to the conclusion that those who believe they are subject to
PESSIMISM AND SELF-ESTEEM 8
positive remarks from others have more positive self-talk and higher self-esteem while those
who believe they are subject to negative remarks experienced the opposite (Burnett, 1996).
In completing the outlined study above, Burnett seems to come to the same conclusion
that Hermans did years later in that at some points, we all incorporate others into our opinion of
ourselves. However, it seems to point in the direction that human do this at an early age and by
How does one overcome a pessimistic mindset then, since it stems from situations? Is it
as easy as saying three positive things a day to change the way the brain functions, or does it
require more work in order to truly become an optimist? Carol Dweck, a psychologist seems to
suggest that simply including yet in someones vocabulary, someones outlook on life can
drastically change. While Dwecks idea is only applied in academic environments, this idea of
yet can be applied to other aspects of lifestyle. The idea of yet says that those who havent
passed something in an academic environment received a grade of not yet (instead of a failing
grade). Students who received a failing grade become stuck in a fixed mindset rather than
viewing it as an opportunity to grow (Dweck, 2014). This idea of yet rather changed three
different schools and how the students in those districts view their education. These three schools
(two in New York City and one on a Native American reservation in Seattle) were consistently
scoring below the mandated level set forth by common core. Those schools implemented this
idea and received rather interesting results when scoring on tests. Students in the yet
environment significantly outscored students in their districts by margins that havent been seen
on this level. (Dweck, 2014). Because these students had been taught to focus on the process of
learning rather than the outcome, these students viewed their education as a measure of growth
PESSIMISM AND SELF-ESTEEM 9
rather than a situation where they are consistently stuck. If the idea of yet is taken out of the
academic environment, and applied to self-esteem and pessimistic lifestyle standards, individuals
will be able to view their life as a process rather than a system of outcomes. Self-esteem can only
be taken so far because the body has limits. At the breaking point of the body, someone should
either seek professional help or accept their current image, understanding that pursuing
perfection can cause more harm for someone than good. In terms of pessimism though, there is
always room for growth. If one views life as a process, not only will the individual develop a
growth mindset, but if the individual succeeds in the process, then their mindset will more than
Seligman, an expert on the idea of optimism also implies that the way someone talks to
themselves can impact their mindset and viewpoint of the world. The way that someone deals
with failures determines how one frames their mindset (Seligman, 2011). The difference
between optimists and pessimists is the framing of this self-talk, and if one changes this negative
self-talk then one can experience a positive mindset. For example, pessimists frequently use
never and always to explain their failures while optimists tend to use next time when
explaining their failures (Seligman, 2011). It is implied that because the optimist always frames
their mindset for improvement, the pessimist needs to develop a growth mindset in order to
change their frame of view. While Seligman implies that optimism is the best frame of mind in
order to lead a successful life, he does state that pessimists have desirable qualities as well.
Pessimists have hardheaded realism, viewing the world in a realistic sense to prevent high
standards, and this can be beneficial to everyone. Optimism is important because it builds
will dwell on rather than move on after an appropriate amount of reflection. Pessimism is useful
PESSIMISM AND SELF-ESTEEM 10
for gauging the possible negative outcomes of future events while too much optimism can
lead an optimist to lost control of their view of a situation (Seligman, 2011). Seligman seems
to imply the same idea that Dweck, the idea of yet seems to change how one views the world.
Like Dweck, Seligman seems to point to optimists believing life is a process while pessimists
seem to view life and the world as a system of outcomes that cant be changed. Seligman,
however, points to the specific language that is used by pessimists, and how this language seems
to build a fixed mindset rather than building a growth mindset which is essential to developing
encouraged to achieve positive results. The current problem with society is that failure is looked
at is consistently bad rather than a positive opportunity to grow. While encouraging growth
mindset is key to framing an optimistic mindset, it is important to leave room for some
pessimistic tendencies, since overly optimistic thoughts tend to lead to a loss realistic viewpoints
of outcomes.
Basing of the idea of the small things, Achor completed a study in a tax office which
measured pessimistic and optimistic tendencies and how pessimistic tendencies can be changed.
The basis of the study revolved around taking simple steps in order to retrain someones brain in
order to focus on positive thoughts. In this study, during peak tax season, tax managers in New
York were asked to complete one of five tasks every day for three weeks. These tasks included
writing something that someone was grateful for, writing a positive message for someone else,
meditating in the workspace for ten minutes, exercising for ten-twenty minutes, or writing down
something positive that happened in the past twenty-four hours. The group that was asked to
PESSIMISM AND SELF-ESTEEM 11
complete the task was compared to a group that didnt complete these tasks. The experimental
and control group were evaluated on a scale gauging their well-being, engagement in the activity,
and their senses of helplessness after completing activities (also known as the life satisfaction
scale). The results were as expected, where those that completed the activities were more
optimistic than those who didnt complete the activities. Those that completed the activities also
experienced what is referred to by Achor as happiness advantage which is similar to the idea
expressed by both Seligman and Dweck. This happiness advantage is simply the ability to
optimists (Achor, 2012). Achor tested the same subjects four months later, and the experimental
group experienced the exact same benefits, however, the experimental group experienced higher
scoring on the life satisfaction scale compared to the original test. Achors study shows that even
taking simple steps to combat negative mindsets can lead to positive results. The happiness
advantage that is referred to by Achor is in essence the same idea that is referred to by both
Seligman and Dweck, and all three researchers point to a similar, simple path to getting to this
Conclusion
The whole idea of pessimism is one that is often created by situations that mostly are
temporary, however, pessimists tend to dwell on the failures of these situations rather than taking
appropriate time to reflect and move on. While bits of pessimism allow optimists to think
realistically rather than not see potential negative outcomes, one should not allow themselves to
create a total pessimist mindset as in the future it can lead to negative health effects. Since it was
found that self-esteem had an effect on whether or not pessimism forms, there should be more
2005). In the future, workplace and school environments should promote ways in order to not
only promote high self-esteem, but opportunities/ideas to help promote optimistic mindsets. If
workplaces and schools work to promote optimistic mindsets, you might find that the average
human lifespan increases because of the longevity of optimistic minded people. While many
people desire an optimistic mindset, doses of pessimism are acceptable because it teaches one to
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