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Kidney International, Vol. 61, Supplement 80 (2002), pp.

S94S98

Chronic inflammation and clinical outcome in adult


hemodialysis patients
EDMUND G. LOWRIE
Fresenius Medical Care (NA), Inc., Lexington, Massachusetts, and Duke Institute of Renal Outcomes Research and Health
Policy, Duke University Medical Center, Durham, North Carolina, USA

The advent of understanding a possible primary role Each expert presented a short (less then 10 min) sum-
for systemic, micro-inflammatory processes in the pa- mary of his or her speculations about possible causes of
thobiology of renal failure likely found its root with the or contributing factors to malnutrition among dialysis
observation that serum albumin concentration was the patients with special reference to serum albumin concen-
strongest associate of mortal risk among dialysis patients tration. Dr. Bruce Bistrian commented that it would be
[1, 2]. The finding was interpreted to suggest protein- difficult to starve patients down to an albumin concentra-
calorie malnutrition. That was supported by contempo- tion of 3.2 gm/dL, say, and presented a physiologic sum-
raneous findings that high serum creatinine, not low, was mary of the APIP. Dr. Jonas Bergstrom commented that
associated with a risk benefit for dialysis patients [1, 2]. his group had recently noted elevated C-reactive protein
The same surprising pattern was observed for serum (CRP) among patients presenting for dialysis at his hos-
cholesterol concentration. Serum creatinine results from pital and that CRP seemed associated with future sur-
a balance between its rates of removal (by dialysis and vival of patients. Those observations were subsequently
renal function) and generation (that reflects muscle presented (abstract; Bergstrom et al; J Am Soc Nephrol
mass). Higher concentration suggested greater genera- 6:573, 1995.
tion. Furthermore, the concentration of albumin and cre- Representatives from NMC, then a large provider of
atinine is highly correlated among dialysis patients [13]. dialysis services supported by a clinical laboratory, re-
The finding that larger fractions of patients ideal body quested performance of a CRP (at no money charge)
weight were also favorably associated with survival when on a random sample of routine monthly blood samples
evaluated both jointly and severally with albumin, creati- from dialysis patients. Those were performed during
nine, cholesterol, and other substances [3, 4] bolstered June and July 1995. Dr. George Kaysen, working inde-
the interpretation. Though consensus-based guidelines pendently, adopted a different approach [9]: He mea-
continue to regard serum albumin concentration as re- sured albumin kinetics in dialysis patients, finding that
flecting nutritional status among patients [5], it may also its synthesis rate was reduced and was inversely associ-
decline as part of an acute phase inflammatory process ated with the concentration of acute phase proteins such
(APIP) [6, 7] that is part of the bodys normal response as CRP. The findings implied a pathobiology character-
to diseases such as infection, osseous fracture, and so ized by relative downregulation of albumin synthesis and
forth. upregulation of the synthesis of acute phase proteins.
The reports from Kaysen [9], Bergstrom (abstract; ibid),
and the CQI report to NMC physicians [10] appeared
in late 1995 and early 1996.
DISCOVERING THE MEANING OF ALBUMIN The NMC material suggested that CRP was commonly
Against that early background, a meeting of invited elevated [11, 12]. Substantial correlation among concen-
experts from selected specialties of internal medicine trations of serum albumin, creatinine, blood hemoglobin,
and surgery was sponsored by National Medical Care, and CRP (inverse with the other three) were observed.
Inc. (NMC, now Fresenius Medical Care or FMC, NA) in There was strong, inverse correlation between two mea-
early 1995 as part of its quality assurance (CQI) program. sures of iron metabolism: ferritin and iron binding capac-
ity. A more refined multivariable evaluation of the many
correlations observed in the data, factor analysis [13],
Key words: mortality, ESRD, C-reactive protein, white blood cells. suggested that four primary domains were represented
2002 by the International Society of Nephrology [12]. The first was as a nutritional or body protein domain

S-94
Lowrie: Chronic inflammation and outcome S-95

Table 1. Distribution of WBC (103 cells/L) types and correlation among types and with selected measures

Neutrophil Lymphocyte Monocyte Eosinophil LUC Basophil


Mean 4.63 1.33 0.47 0.27 0.13 0.05
SD 1.99 1.42 0.18 0.31 0.07 0.03
1st Decile 2.51 0.71 0.28 0.07 0.07 0.02
Median 4.32 1.23 0.44 0.19 0.13 0.04
9th Decile 7.03 2.00 0.68 0.53 0.23 0.06
Correlation coefficientsa

Neutrophil 1 0.048 0.583 0.103 0.290 0.459


Lymphocyte 1 0.273 0.104 0.237 0.114
Monocyte 1 0.166 0.523 0.478
Eosinophil 1 0.170 0.286
LUC 1 0.365
Basophil 1
Albumin 0.178 0.039 0.116 0.058 0.037 0.037
Creatinine 0.187 0.047 0.104 0.056 0.004b 0.078
Hemoglobin 0.099 0.027 0.034 0.015c 0.019c 0.053
Abbreviations are: WBC, white blood cells; LUC, large unidentified cell; SD, standard deviation.
a
P 0.001 except b P 0.05 and c 0.05 P 0.001

that contained strong, direct contributions from albumin, NUTRITION VERSUS INFLAMMATION
pre-albumin, creatinine, hemoglobin, iron binding capac- There has evolved some debate about which was more
ity, and total lymphocyte count (TLC). It contained a important to the survival of patients, an APIP (i.e., CRP),
strong inverse contribution from CRP. Weaker inverse or a nutritional process (i.e., albumin, creatinine, etc.).
contributions from total neutrophil count (TNC) and Kaysen has recently evaluated both serum albumin and
reticulocyte count were also observed. The second was creatinine concentrations in terms of proxies for inflam-
an iron domain that contained direct contributions from mation (CRP) and nutritional intake (the normalized
serum iron and ferritin. The third was an inflammation protein catabolic rate, nPCR), concluding that both were
or blood cell domain that contained strong contributions important [15]. nPCR was favorably associated with the
from TNC, TLC, and platelet counts and weaker ones concentration of both substances. CRP was also unfavor-
from reticulocyte count and CRP. The fourth domain ably associated with both.
reflected azotemia and contained strong direct contribu- Substantial evidence appears suggesting that activa-
tions from blood urea nitrogen, potassium, phosphorus, tion of the APIP unfavorably influences the nutritional
and creatinine concentrations and an inverse contribu- status of patients and their survival. All phases of the pro-
tion from serum bicarbonate concentration [12]. cess are mediated by cellular mechanisms [7]. The unfa-
The findings were interpreted to imply a biological vorable association of WBC with survival was observed
domain reflecting body protein stores with which the a decade ago [3], but more recent studies suggest that
APIP marker, CRP, was strongly and inversely associ- the direction of association may be different for different
ated. The WBC (white blood count) types appeared in cell types [11, 12]. Therefore, we evaluated the associa-
their own domain but were shared with body protein tion of WBC types with mortal risk among patients.
such that TLC was directly, and TNC inversely, associ-
ated with it. ASSOCIATIONS OF WBC TYPES WITH BODY
Further analysis of the NMC information suggested PROTEIN STORES AND MORTAL RISK
that the concentrations of albumin, creatinine, pre-albu- The information was taken from the FMC (NA) data
min, iron binding capacity, and TLC were all favorably system that has been described before [24]. Complete
associated with the survival of patients, whereas TNC data including differential count of the WBC types were
was unfavorably associated [12, 13]. The association for available for 21,970 patients during the last three months
CRP was unfavorable but only marginally so. Albumin, of 1998. Average values for those and other measures
creatinine, and TLC were favorably associated with sur- were calculated for each patient during that period. Sur-
vival in fully saturated statistical models, but CRP was vival analyses (Poisson regression) were performed as
not. However, reports suggesting otherwise, that CRP functions of them for the 1999 calendar year.
was important in multivariable survival models with or Table 1 shows the distributions of WBC types and
without significant contributions from serum albumin, evaluates the correlation among them and with selected
were available [8, 14]. other measures. The distribution of WBC (mean 6.9,
S-96 Lowrie: Chronic inflammation and outcome

Table 2. Survival analyses for WBC and the WBC types with progressive adjustment for case mix and other measures

WBC Neutrophil Lymphocyte Monocyte Eosinophil LUC Basophil


Unadjusted analysesa
2 211 505 46 369 37 24 21
P 0.001 0.001 0.001 0.001 0.001 0.001 0.001
OR 1.070 1.130 0.934 2.359 0.651 2.607 7.091
b
Case mix adjusted analysis
2 105 328 115 223 30 21 13
P 0.001 0.001 0.001 0.001 0.001 0.001 0.001
OR 1.014 1.119 0.707 2.120 0.671 2.429 5.352
Adjusted for case mix and other measuresc
2 7 14 15 7 1 1 2
P 0.001 0.002 0.001 0.008 NS NS NS
OR 1.026 1.049 0.803 1.426
Abbreviations are: 2, Wald chi square statistic; P, null probability of no association between the cell type and death risk; NS, no significant association; OR, odds
ratio for death.
a
One variable analyses not adjusted for other measures
b
Age, gender, race, diabetic status and time since first dialysis (vintage)
c
Albumin, alkaline phosphatase, anion gab, bilirubin, calcium, cholesterol, creatinine, ferritin, glucose, hemoglobin, the clearance dialysis time product (Kt),
phosphorus, iron, systolic blood pressure, SGOT, SGPT, and triglycerides

SD 2.6, 1st Decile 4.4, Median 6.6, 9th Decile are directly associated with death risk. The proxies are
9.9) revealed that most patients were well within the inversely associated with risk. Statistical adjustment for
normal range (4.5 10.8 103/L). In general, there the proxies reduced but did not extinguish the direct
was a high degree of correlation among the granulocytes association between TNC and death risk. TLC, on the
and between them and monocytes. TLC was less strongly other hand, is inversely associated with risk and directly,
associated with TNC but nonetheless was directly so. if weakly, associated with proxies for body protein con-
TNC and monocyte count were inversely associated with tent. Therefore, both TNC and TLC are jointly and
albumin, creatinine, and hemoglobin. TLC, however, independently associated with death risk among dialysis
was directly associated with those measures but less patients, but the risk vectors for them are in opposite
strongly so. directions.
Table 2 shows the association of WBC and its cell
types with death risk after progressive adjustment for
case mix attributes and other contemporaneous mea- THE ROLES OF THE WBC TYPES
sures. TNC and monocyte count were strongly and unfa- The unfavorable association of low TLC with future
vorably associated with mortal risk in the unadjusted coronary events has been reported [16]. Owen [12] has
models. Adjustment for other measures such as albumin, reported the favorable association of higher TLC with
creatinine, and hemoglobin that are also associated with survival among dialysis patients. The findings could re-
risk [13] reduced but did not extinguish the associations. sult simply form the known suppressive effect of gluco-
TLC was favorably associated with risk in all models. corticoids on TLC [17], often elevated in an acute phase
The strength of association was lower in the fully ad- reaction [7]. TLC is often used as a proxy for visceral
justed than in the unadjusted model, but the magnitude protein mass, and lower mass could be associated with
of improvement was increased from a 6.6% per 103 cells/ both lower counts and greater risk. Albumin and TLC
L to nearly 20%. were directly associated in this analysis, but the strength
Figure 1 illustrates the risk profiles for TNC and TLC. of association was weak. Finally, lower TLC could be
All analyses of TNC suggested monotonic or near-mono- associated with defects of cellular immunity, humoral
tonic deterioration of risk with increasing count. All anal- immunity, or both quite apart from the APIP. These data
yses of TLC suggested monotonic improvement of risk did not permit classification of lymphocytes into subtypes
associated with increasing count up to the highest count that would facilitate evaluation of such possibilities.
group. Thereafter, risk may have deteriorated marginally WBC, like CRP, appears associated with mortality due
suggesting a possible reversed J-shape to the profile (null to coronary artery disease in the general population [18],
probabilities between the 2.00 and 1.752.00 groups mortality following myocardial infarction [19], and in
were 0.10, 0.05, and 0.10 for the None, CM, and patients with unstable angina [20]. Thus, systemic, micro-
CM & Other analyses, respectively). inflammatory processes appear to have pathobiologic
These analyses are consistent with the earlier factor roles in both ESRD and CHD patients.
analyses [11]. Inflammatory cells like TNC are inversely The nutritional compromise associated with chronic
associated with proxies for the body protein content and inflammatory process among dialysis patients has re-
Lowrie: Chronic inflammation and outcome S-97

Fig. 1. Risk profiles of total neutrophil count and total lymphocyte count. Adjustments: none (black); case mix (dark hading); CM & other (light
shading).

ceived considerable attention [5]. The clinical dynamics, been demonstrated in patients with chronic renal failure
reduced skeletal mass, reduced albumin concentration, even before they start dialysis [24, 25]. Thus it seems
and so forth resemble cachetic syndromes [21] seen with clear that inflammatory pathobiology is a part of uremia.
cancer, arthritis, inflammatory gastrointestinal disease, The cause(s) are not clear and deserve substantial re-
and chronic infection [11, 22] more than they do simple search. It is tempting to believe that some retained, toxic
starvation [21]. The cytokine-mediated acute phase pro- substance causes the syndrome, but minor, local tissue
cess seems active in all such syndromes [7], as it is in inflammation may contribute [29] as well.
dialysis [23, 24] and uremia [24, 25]. Clinicians have known for years that exposure of pe-
This phylogenetically old and non-specific process is ripheral blood to biomaterials in dialysis systems acti-
the first level of host defense against injury from bacterial vates leukocytes and complement [30]. Exposure to trace
invasion or other tissue destruction [7]. Its biological amounts of endotoxin can activate inflammatory mecha-
purpose seems to shift the bodys priorities from growth
nisms [31]. Thus, treatment by dialysis may have poten-
and maintenance to defense. It is mediated by a complex
tial to cause damage by sustaining the activity of this
cellular signaling system [6, 7] at the core of which is the
systemic inflammatory state even as the treatment sus-
monocyte-derived tissue macrophage [7]. The APIP is
usually self-limited, shutting down when the threat is tains life.
neutralized and the injury repaired. It may be sustained Recent studies at FMC (NA) have shown that patients
and become chronic in such conditions as cancer, chronic treated using vascular access catheters and grafts have
infection, and uremia. respectively 50% and 300% greater death risk than pa-
Professional phagocytes (granulocytes and monocyte/ tients treated using fistulae (unpublished observations).
macrophages) are the effector cells in this system that The differences persisted even after adjustment for the
have among their functions the destruction of microor- case mix and other measures that included albumin, cre-
ganisms [26]. They release highly toxic agents outside of atinine, and WBC (OR 1.47 and 1.96, respectively, for
the cell that can attack malignant cells, normal tissue, grafts and catheters compared with fistulae). TNC was
and organisms too large to be ingested. Superoxide, hy- significantly higher and TLC significantly lower in pa-
drogen peroxide, and a number of halogenated species tients with catheters than either grafts or fistulae. Fur-
(e.g., hypochlorus acid and chloramines) are products of thermore, albumin and creatinine were significantly lower
a peroxidase-H2O2-halide system that can kill, injure, or in persons with catheters than the other access types.
inhibit a variety of micro-organisms, mammalian cells Thus, recent changes of medical practice may have led
(e.g., tumor, red blood cell, granulocytes), soluble media- to deleterious effects for patients in the United States
tors like bacterial toxins, and normal proteins [27] such because the use of catheters increased by more than
as albumin [28] and lipoprotein [14]. 75% between 1996 and 1999 [32]. The increase may be
contributing to greater prevalence of chronic inflamma-
POSSIBLE CAUSES tory processes, reduced body protein content, and finally
Increased activity of inflammatory cytokines roughly to higher mortal risk.
proportional to the reduction of kidney function has Thus, it seems clear that many events, processes, and
S-98 Lowrie: Chronic inflammation and outcome

substances may contribute to a chronic, systemic, micro- with special reference to anemia, malnourishment, and mortality
among dialysis patients. Semin Dial 10:115129, 1997
inflammatory state among dialysis patients. Those in- 12. Owen WF, Lowrie EG: C-reactive protein as an outcome predictor
clude possible uremic substances, local inflammation for maintenance hemodialysis patients. Kidney Int 54:627636, 1998
from renal or other tissue, exposure to biomaterials or 13. Tabachnick BG, Fidell LS: Principle components and factor
analysis, in Using Multivariate Statistics (ed 2), New York, Harper
environmental substances, and clinical interventions or Collins, 1989
practices. Furthermore, a sustained APIP could itself cause 14. Zimmerman J, Herrlinger S, Pruy A, et al: Inflammation enhances
leukocyte-mediated tissue injury, further invoking the cardiovascular risk and mortality in hemodialysis patients. Kidney
Int 55:648658, 1999
APIP in a self-enhancing cycle. It remains the task of 15. Kaysen GA, Chertow GM, Adhikarla R, et al: Inflammation
the ESRD community to untangle the causative and and dietary protein intake exert competing effects on serum albu-
effector chains of the syndrome and to fashion cures. In min and creatinine in hemodialysis patients. Kidney Int 60:333340,
2001
the meantime, clinicians should be mindful of the oath 16. Zouridakis EG, Garcia-Moll X, Kaski JC: Usefulness of the
to do no harm by being sure that existing and evolving blood lymphocyte count in predicting recurrent instability and
clinical practice does not make matters worse. death in patients with unstable angina pectoris. Am J Cardiol 86:
449451, 2000
17. Omson SP, McMahon LJ, Nugent CA: Endogenous cortisol: A
ACKNOWLEDGMENTS regulator of the number of lymphocytes in peripheral blood. Clin
Immunol Immunopahtol 17:506514, 1980
The author must acknowledge and thank Dr. Ming Teng and Ms. 18. Brown DW, Giles WH, Croft JB: White blood cell count: An
Nancy Lew for their contributions to the data management and statisti- independent predictor of coronary heart disease mortality among
cal analysis of FMC (NA) information about the contributions of WBC a national cohort. J Clin Epidemiol 54:316322, 2001
types to mortal risk among dialysis patients. 19. Furman MI, Becker RC, Yarzebski J, et al: Effects of elevated
leukocyte count on in-hospital mortality following acute myocar-
Correspondence to Edmund G. Lowrie, M.D., c/o Health Informa- dial infarction. Am J Cardiol 78:945948, 1996
tion Services, Fresenius Medical Care (NA), Inc., 95 Hayden Avenue, 20. Cannon CP, McCabe CH, Wilcox RG, et al: Association of white
Lexington, MA, USA. blood count with increased mortality in acute myocardial infarction
E-mail: edmund.lowrie@fmc-na.com and unstable angina patients. Am J Cardiol 87:636639, 2001.
21. Kotler DP: Cachexia. Ann Intern Med 133:622634, 2000
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