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Article history: Harvesting is the most expensive, but the least investigated process in the cultivation of
Received 20 August 2014 short rotation woody crops (SRWC). To get a better idea of the harvesting process (in terms
Received in revised form of its performance, productivity, cost, soil compaction, cutting height and quality as well as
14 November 2014 biomass losses), we closely monitored the second harvest of a SRWC culture in Flanders
Accepted 20 November 2014 (Belgium). We compared our results to the harvests of other, small European parcels. The
Available online 11 December 2014 trees at our site were harvested with both a manual and a mechanised (Stemster harvester)
cut-and-store system, while the cut-and-chip system was analysed from an extensive
Keywords: literature survey. The production cost (to the edge of the field) at our site reached 426
POPFULL (manual) and 94 (mechanised) V t1, while the average values found in the literature are
Wood chips respectively 104 and 78 V t1, versus 17 V t1 for the cut-and-chip harvesting system. The
Poplar productivity at our site reached 14 (manual) and 22 (mechanised) oven-dry tonnes per
Harvesting efficiency scheduled machine hour, while the average values found in the literature are respectively
Motor-manual harvesting 15 and 23 t h1. Based on the good performance (ha h1) and productivity (t h1) of the cut-
and-chip system as well as its lower costs, this harvesting system is recommended for
operational SRWC.
2014 Elsevier Ltd. All rights reserved.
harvesting systems and techniques need to be more thor- some studies report a bow or brushsaw [32]. The harvesting is
oughly investigated as the harvesting operation is one of the generally carried out by a team of two labour forces: one
most expensive processes along the entire production chain person cuts the trees while the other pushes them into the
[17,18]. The lack of knowledge on harvesting [19] and the un- desired direction or pre-piles the cut trees to facilitate the
certainties regarding the expected costs and profits [20,21] are subsequent (mechanised) forwarding process [27]. Mecha-
the main reasons why farmers hesitate to establish SRWC nised harvesting operations are done by using a specialised
[9,22]. harvesting head attached to an agricultural vehicle (e.g. the
The main aim of this study was to provide harvesting costs, Stemster harvester [33]). Manual and mechanised harvesting
productivity figures and performance indicators (incl. soil reach average productivities of 1.23 (0.60) t h1 (manual) and
compaction, cutting height and quality as well as biomass 9.50 (1.47) t h1 (mechanised). The harvesting costs vary from
losses) for a fully mechanised and a motor-manual harvest of 22.65 (14.20) V t1 (manual) to 18.54 (4.16) V t1 (mecha-
an operational SRWC plantation. To evaluate our results and nised) (Table 1). Only metric oven-dry tonnes are used
to make recommendations to farmers, a literature review throughout this manuscript, unless otherwise stated.
providing information about productivities, costs and/or per- Hauling is a necessary working step after harvesting
formance indicators of different harvesting systems was also because typically the trees are stored for a prolonged period
carried out. which might inhibit the resprouting of the stumps when left
in the field. Usually the stems are transported over small
1.1. State of the art distances (100e200 m) and concentrated on the headlands of
the fields to wind-dry in bulk. In the literature, six field studies
In general, two different harvesting systems are used for from Germany and two from Italy were retrieved; they pro-
SRWC: the cut-and-store and the cut-and-chip system (Fig. 1). cessed on average 5.34 (3.06) t h1 at 33.34 (30.65) V t1
The plantations that were reviewed from the literature all (Appendix 1, summarised in Table 1).
appeared to be small scale; the largest SRWC plantations Chipping can be postponed either according to the demand
taken into account were 2.46 ha [23] and 21.89 ha [24], or to the required heating value. After several months of
respectively, for manual and mechanised harvesting drying, a reduced moisture content of ca. 20e25% can be
operations. reached, resulting in an increased heating value of ca. 12 GJ t1
The cut-and-store harvesting system is a two-step opera- [36,37]. As a result, upgraded chips with higher revenues can
tion: (i) harvesting the entire shoot, and (ii) hauling and be expected and no additional investment, space or time for
chipping the cut stems to the edge of the field [25,26]. The drying or storage of chips are needed. Twelve studies from
harvesting can be done manually or mechanised. Respectively Germany and four from Italy were found in the literature,
11 (manual) and five (mechanised) field studies from Germany which processed on average 8.19 (4.44) t h1 at 26.49 (7.92)
were retrieved from the literature (Appendix 1, summarised in V t1 (Appendix 1, summarised in Table 1). The overall average
Table 1). Manual harvesting of SRWC has been analysed since productivities of the manual and the mechanised cut-and-
many years [31,32]. It is very labour intensive and is only of store system are respectively 15 and 23 t smh1, at 82 and
interest if a mechanised system is not available or not possible 78 V t1 (Table 1).
(e.g. due to the small dimensions of the field, weather and/or The cut-and-chip harvesting system is a one-step operation
soil conditions, etc.). Usually a chainsaw is used, although converting standing biomass into woody chips. In this
Fig. 1 e Schematic overview of the different harvesting methods for short-rotation woody crops studied in this manuscript.
The cut-and-chip harvester is a one-step process, producing wet chips. Both cut-and-store harvesting methods produce wet
stems for storage that can be chipped at a later stage.
10 b i o m a s s a n d b i o e n e r g y 7 2 ( 2 0 1 5 ) 8 e1 8
Table 1 e Different harvest parameters for each operational step in the harvesting of short rotation woody crops with
manual and mechanised cut-and-store systems. Values for complete manual and mechanised cut-and-store and cut-and-
chip harvesting methods are presented. All data are averages retrieved from studies assembled in Appendix 1.
Stdev standard deviation of the mean.
Performance Productivity Cost per hour Cost per hectare Cost per tonne
1 1 1 1
(ha h ) stdev (t h ) stdev (V h ) stdev (V ha ) stdev (V t1) stdev
Manual harvesting 0.05 0.03 1.23 0.60 29 12 715 941 44 50
Mechanised harvesting 1.97 0.53 9.50 1.47 330 0 652 176 19 4
Hauling 0.14 0.09 5.34 2.98 68 11 722 625 33 31
Chipping 0.31 0.09 8.19 3.06 242 87 1787 2913 26 8
harvesting system stems are usually pushed into a horizontal wide, and the distance between trees within a row was
position before entering the cutting head of the harvester; 110 cm. An overall planting density of 8000 trees per ha was
however, vertical feeding of the cutting head is also possible achieved, totalling 118,400 trees. Chemical, mechanical and
[17]. The cutting head is a specialised woody biomass cutting manual weeding was performed during the first growing
head attached to a powerful modified forage harvester, or a season after planting, and herbicides were applied a second
mower-feeder cutting head attached to a less powerful stan- time after the first harvest in 2012. Neither irrigation nor fer-
dard agricultural tractor [38]. The chips are immediately blown tilisation was ever applied since the start-up. More informa-
into an accompanying tractor-pulled trailer, which drives by tion on the site, its establishment, planting material, soil
the side of the harvesting machine and transports the chips to conditions and management has been previously published
the storage facility [39,40]. Produced woody chips have a low [8]. At the time of harvest, there were on average 10.07 5.15
lower heating value (ca. 7e10 GJ t1), because they have a shoots per stump, with an average diameter of
moisture content of ca. 50e60%. These chips can be dried in an 18.59 14.50 mm [47].
oven or immediately stored at a high moisture content to allow
slow natural drying. However, this storage is problematic as it 2.2. Harvesting operations at the plantation
will cause mass losses and fungal emissions, due to increased
temperatures and microbial activity [36,41,42]. The harvested After trees had been growing for two years in the second
amount and the farmer's opportunities for drying and storing rotation (2012e2013), the POPFULL plantation was harvested
are other constraints; therefore, immediate use is advisable. In between 18 and 21 February, 2014. Because of the mild
the literature, one study from Germany, four from Italy, one 2013e2014 winter conditions, the soil was not frozen. There-
from Sweden and one from Switzerland were found, totalling fore only light-weight harvesting machines on caterpillars
25 different field studies [24,35,43e45]. On average, these were able to access the field and were used in order to mini-
studies yielded 15.93 (6.78) t h1, at 17.69 (5.70) V t1 mise soil compaction. In studies 1, 2 and 3, we evaluated three
(Appendix 1, summarised in Table 1). cut-and-store harvesting systems at the plantation; each of
them harvested different fractions of the entire plantation.
Study 1. The largest part of the plantation (13.28 ha) was
2. Materials and methods harvested using the Stemster harvester. This is a side-
operated, tractor-pulled harvester that consists of a tractor
2.1. The POPFULL experimental field site (JD 6920, Deere & Company, USA) and a harvestetrailer com-
bination (Stemster MKIII, Nordic Biomass a/s, Denmark), both
The harvesting trials as well as all measurements were carried on caterpillars (Table 2) [33]. The operator was a professional
out on the operational POPFULL plantation [46], located in and experienced driver. Because the Stemster is a side oper-
Lochristi, Belgium (51 060 4400 N, 3 510 0200 E). The soil of the site ator, it was facilitated by motor-manual harvesting of a se-
is sandy and has a poor natural drainage due to a clay- lection of rows, a grabbing crane and a forest cutter (discussed
enriched layer below 60 cm [8]. The total area was 18.40 ha as study 2). The grabbing crane and the forest cutter were both
from which 14.76 ha were planted in 2010 with 12 different attached to a forwarder (type CAT 314 D, Caterpillar Inc., USA)
poplar (Populus) and 3 different willow (Salix) genotypes, all on caterpillars and operated by experienced drivers.
commercially available. The poplar genotypes represented Study 2. An area of 1.36 ha was harvested motor-manually
four parentages and included pure species and hybrids of by a team of two workers. The manual harvesting was carried
Populus deltoides, Populus maximowiczii, Populus nigra and Pop- out using chainsaws (364XP, 357XP and T435, Husqvarna AB,
ulus trichocarpa [8]. The willow genotypes included one pure Sweden; and MS 201T, Andreas Stihl AG & Company, Ger-
species and hybrids of Salix viminalis, Salix dasyclados, Salix alba many). The chainsaws were exclusively operated by the team
and Salix schwerinii. All genotypes were planted as large leader.
monoclonal blocks in a double-row planting scheme: the Study 3. A very small part (0.12 ha) of the plantation was
narrow and the wide rows were respectively 75 and 150 cm harvested using the GMT035 (Gierkink Machine Techniek, The
b i o m a s s a n d b i o e n e r g y 7 2 ( 2 0 1 5 ) 8 e1 8 11
Fig. 2 e Distribution of sampling points, used for the assessment of soil compaction with the penetrometer, at the
operational POPFULL site. Points 1e3 were averaged to represent the narrow row, while points 4e8 were averaged to
represent the wide row.
Skado and Koster, i.e. four replicates per clone. For each in the productive machine hours between the harvesting op-
quadrant, we collected all woody biomass left both cut and erations was explained by the time needed e by the Stemster
uncut pieces. When stems crossed the quadrants' bound- e for turning between the rows, whereas the manual har-
aries, they were cut as to only collect the parts that were vesting could continue without (major) interruptions. The
confined within the limits of the quadrants. All samples were share of personal delays was very small in the manual har-
oven dried at 70 C until constant weight to estimate their vesting operation (3%) as the harvested area was relatively
biomass. small.
As a quality parameter of the product, we monitored the Our experimental data (Table 3) showed that the manual
effect of wind-drying on wood moisture content. Two freshly harvesting operation was performed much slower than the
cut stems dried till 16 April 2014 (54 days) and two stems mechanised harvesting (0.01 vs. 0.37 ha h1), resulting in a
dried till 04 June 2014 (103 days) were randomly collected lower productivity (0.15 vs. 8.84 t h1). The literature data
from a pile of stems. Stems were collected from the middle of (Table 1) confirm these findings and further show that the
the pile, to avoid border effects. Piles were kept at the edge of one-step cut-and-chip harvesting is intermediate in terms of
the field; they were 3e4 m high, with variable widths. Sam- performance and productivity as compared to both cut-and-
ples were weighed (accuracy 0.01 g), oven dried (at 70 C) until store harvesting systems. Also the costs associated with the
constant weight, and weighed again to calculate the moisture harvest operations at our POPFULL plantation were confirmed
content. by findings in the literature: the cost per hour was lower for
the manual cut-and-store method as compared to the mech-
anised cut-and-store method (440 vs. 674 V h1), and this did
3. Results not compensate for the higher cost per hectare and tonne
(10,142 vs. 2232 V ha1 and 426 vs. 94 V t1). Most costs asso-
In total we harvested 351 t of biomass at the second harvest ciated with manual harvesting were due to machine break-
after the second two-year rotation cycle, equalling an above- downs caused by sawing close to the ground (whereby a lot of
ground biomass yield of 11.9 t ha1 yr1 during the second sand and dirt blocked the chain) and by the high number of
rotation. The manual harvesting operation, the Stemster revolutions of the chainsaw engine (the small diameter of the
harvester and the GMT035 machine harvester, yielded trees did not provide much resistance). Furthermore, the
respectively, 32, 316 and 3 t. The detailed time measurements literature shows that the cut-and-chip harvesting system is
(Fig. 3) showed that 76 and 94% of the scheduled machine the cheapest option per scheduled machine hour
hours were occupied by productive machine hours with the (244 95 V h1), per hectare (500 205 V ha1) and per tonne
Stemster and the manual harvesting, respectively. The major (18 6 V t1).
reasons for the smaller share of productive machine hours of The penetrometer results up to 38 cm depth (Fig. 4) showed
the Stemster harvester were the time required for the (dis) that there was a significant difference in compaction between
assembly and the longer maintenance times. The difference the narrow and the wide rows. The narrow rows were
b i o m a s s a n d b i o e n e r g y 7 2 ( 2 0 1 5 ) 8 e1 8 13
Fig. 3 e Distribution of the scheduled machine hours and subdivision of the productive machine hours (pmh) for the
mechanised harvesting using the Stemster (left panels) and the manual harvesting using chainsaws (right panels).
significantly less compacted than the wide rows (p < 0.001 accompanying the GMT035 harvester. The resprouts of the
from 2 to 38 cm deep), but there was no significant difference area harvested by the GMT035 could not be inspected as this
before and after the harvest (p > 0.3). Therefore, the difference part of the plantation was converted into maize cultivation
between narrow and wide rows was not caused by the harvest immediately after the harvesting. The timing of the
operation of February 2014. Soil compaction data below 38 cm resprouting was subjectively and visually monitored every
contained too much noise for a clear picture due to irregu- week on the areas harvested manually and with the Stemster.
larities in soil characteristics (e.g. stones and water table) and Results were comparable; all stumps started vigorously pro-
missing data with increasing depth. ducing resprouts around May 2014. The total stocking biomass
The average harvest height of the manual harvesting was 24.90 t ha1, from which 4% (i.e. 1.12 t ha1) were lost
operation, for the Stemster and the GMT035 machines was during the harvesting operations. The moisture content of the
9.09 (3.31) cm, 10.11 (2.73) cm and 9.24 (2.91) cm, respec- freshly cut stems was on average 56%, which dropped to 53%
tively. This was within the requested upper limit of 10 cm. The after 54 days of natural wind-drying, and further dropped to
difference between the harvest heights of the manual har- 42% after 103 days of natural wind-drying of the piles of har-
vesting and the mechanised harvesting system using the vested stems.
Stemster was significant (p < 0.01). The difference between the
Stemster and the GMT035 harvesting machines was also sig-
nificant (p < 0.01). All three harvesting methods were visually 4. Discussion
examined for the quality of their cut. This cutting area had a
smooth surface after all three harvesting methods (Fig. 5), When interpreting results retrieved from the literature, it
which was, however, degraded by the forwarder should be taken into account that about one third of all studies
Table 3 e Results of the different harvest parameters at the second harvest of the operational POPFULL site for the manual
harvesting and for two cut-and-store harvesting operations.
Performance Productivity Cost per hour Cost per hectare Cost per tonne
(ha h1) (t h1) (V h1) (V ha1) (V t1)
Manual harvesting 0.01 0.15 55 8688 365
Mechanised harvesting 0.37 8.84 289 779 33
Hauling 0.18 4.24 155 870 37
Chipping 0.39 9.37 230 584 25
Acknowledgements
Literature survey of harvesting operations of short rotation woody crops. Relevant parameters of the manual and mechanised cut-and-store, and fully mechanised cut-and-chip
harvesting systems are presented. Data were collected from various studies reported in the literature, as described in the manuscript.
Country Genus Plant Below-ground Above-ground Stocking Performance Productivity Cost per Cost per Cost per Machine Reference
density age age biomass hour hectare tonne
(# ha1) (year) (year) (t ha1) (ha h1) (t h1) (V h1) (V ha1) (V t1)
Cut-and-store e manual harvesting
Germany Salix 11,852 2 2 11.20 0.12 1.24 19 117 14 Chainsaw [27]
Germany Populus 9852 4 4 34.40 0.09 1.50 19 128 12 Chainsaw [27]
Germany Populus 12,500 4 4 48.00 0.04 1.71 39 513 22 Chainsaw [27]
Germany Salix 12,500 4 4 44.00 0.02 0.90 39 2100 43 Chainsaw [27]
Germany Salix 5600 2 2 11.30 0.08 0.94 131 Chainsaw [28]
b i o m a s s a n d b i o e n e r g y 7 2 ( 2 0 1 5 ) 8 e1 8
Germany Populus 6667 11 5 46.00 0.03 2.32 Chainsaw [23]
Germany Populus 6667 11 5 57.30 0.04 1.62 Chainsaw [23]
Germany Populus 6 6 21.60 0.03 0.70 Chainsaw [29]
Germany Populus 8 8 54.23 0.03 1.71 Chainsaw [30]
Germany Salix 6 6 17.40 0.02 0.40 Brushsaw [29]
Germany Populus 5 0.50 Bowsaw [31]
Cut-and-store e mechanised harvesting
Germany Populus 11,100 3 3 24.50 2.64 9.30 330 871 21 Stemster [9]
Germany Populus 10,000 3 3 17.80 1.58 11.30 330 521 14 Stemster [9]
Germany Populus 10,000 3 3 13.20 1.63 8.10 330 539 22 Stemster [9]
Germany Populus 11,100 3 3 16.70 1.55 10.70 330 514 14 Stemster [9]
Germany Salix 14,800 3 3 20.00 2.47 8.10 330 815 21 Stemster [9]
Cut-and-store e hauling
Germany Populus 4.60 8.64 Tractor with winch [34]
Germany Populus 4.80 0.09 1.83 80 915 44 TJ 810 B with crane [35]
Germany Populus 29.10 0.10 2.83 70 7 25 LKT 81 Turbo with crane [35]
Germany Populus 161.95 0.05 3.71 70 1337 19 HSM with crane [27]
Germany Populus 56.16 0.18 10.00 Ponsse S16 Buffalo [27]
Germany Populus 16.72 0.03 2.64 47 1517 91 Valmet 820 [23]
Italy Populus 51.33 0.23 5.64 70 304 12 Valmet 840 [28]
Italy Populus 61.14 0.28 7.43 70 254 9 Valmet 840 [23]
Cut-and-store e chipping
Germany Populus 14.50 0.01 2.26 104 10,389 46 Eschlblo ck Biber 7 [28]
Germany Populus 58.00 0.20 9.50 209 1045 22 JENZ HEM 561 [28]
Germany Salix 1.88 0.40 4.70 168 419 36 WU ST mobile chipper [28]
Germany Salix 7.90 0.90 10.00 254 282 25 WU ST mobile chipper [28]
Germany Salix 13.70 0.45 6.20 158 349 26 WU ST mobile chipper [27]
Germany Populus 33.50 0.30 10.20 185 606 18 JENZ HEM 581 [27]
Germany Salix 9.40 1.16 10.90 221 191 20 WU ST SC-796-B [27]
Italy Populus 25.49 0.22 13.63 340 1531 25 JENZ HEM 561 [35]
Italy Populus 31.15 0.20 14.09 340 1681 24 JENZ HEM 561 [35]
15
(continued on next page)
16
e (continued )
Country Genus Plant Below-ground Above-ground Stocking Performance Productivity Cost per Cost per Cost per Machine Reference
density age age biomass hour hectare tonne
(# ha1) (year) (year) (t ha1) (ha h1) (t h1) (V h1) (V ha1) (V t1)
Italy Populus 25.85 0.20 12.37 340 1704 27 JENZ HEM 561 [35]
Italy Populus 30.01 0.23 15.54 340 1462 22 JENZ HEM 561 [35]
Germany Populus 31.01 0.05 1.92 Po ttinger WI-DU [23]
Germany Populus 42.45 0.07 3.05 Eschlblo ck Biber 7 [23]
Germany Populus 21.65 0.07 3.65 Eschlblo ck Biber 7 [23]
Germany Populus 56.16 0.11 6.31 Heizomat [23]
Germany Populus 2.96 0.44 6.66 Heizomat [23]
Cut-and-chip
Germany Salix 13,200 3 3 35.13 1.62 21.72 281 455 13 FR 90x0 [45]
Germany Salix 12,500 3 3 20.40 1.79 11.40 281 503 25 FR 90x0 [45]
Germany Salix 12,500 3 3 29.04 1.49 19.45 281 419 14 FR 90x0 [45]
b i o m a s s a n d b i o e n e r g y 7 2 ( 2 0 1 5 ) 8 e1 8
Germany Salix 13,500 2 2 33.96 2.68 12.69 281 752 22 FR 90x0 [45]
Germany Populus 10,500 4 4 38.00 3.71 10.24 281 1043 27 FR 90x0 [45]
Germany Populus 14,000 3 3 16.32 1.36 11.94 281 383 24 FR 90x0 [45]
Swiss Salix 13,000 3 3 18.81 1.55 12.10 281 437 23 FR 90x0 [45]
Italy Populus 1670 5 5 91.00 6.03 7.87 110 664 14 Valmet 921 840 [35]
& Jenz HEM 561
Italy Populus 1670 5 5 81.50 5.51 9.22 110 606 12 Valmet 921 840 [35]
& Jenz HEM 561
Italy Populus 1670 5 5 91.00 6.37 8.26 110 700 13 Valmet 921 840 [35]
& Jenz HEM 561
Italy Populus 1670 5 5 81.50 5.97 8.83 110 656 12 Valmet 921 840 [35]
& Jenz HEM 561
Italy Populus 14,100 4 2 21.90 1.30 16.86 322 418 19 GBE-2 [24]
Italy Populus 7100 4 2 16.70 0.60 27.89 552 330 20 GBE-2 [24]
Italy Populus 10,000 1 8.58 0.90 7.68 203 227 26 Claas HS-2 [43]
Italy Populus 6000 2 19.60 0.82 16.08 234 285 15 GBE-1 [43]
Sweden Salix 15,000 9 5 45.60 0.51 23.30 270 528 12 HTM 1500 [44]
Italy Populus 9000 3 3 24.30 0.46 11.14 270 589 24 HTM 1500 [44]
Italy Robinia 8000 4 2 18.10 1.09 19.70 270 248 14 HTM 1500 [44]
Italy Populus 6000 3 3 30.20 0.66 19.96 210 318 11 Biopoplar [44]
Italy Populus 6000 3 3 24.00 0.79 18.86 210 267 11 Biopoplar [44]
Italy Populus 6000 4 2 27.70 0.53 14.55 210 400 14 Biopoplar [44]
Italy Populus 6000 4 2 32.20 0.28 8.88 210 761 24 Biopoplar [44]
Italy Populus 5550 5 2 20.90 0.93 22.57 GBE-2 [24]
Italy Populus 5550 2 2 33.70 1.20 27.97 GBE-2 [24]
Italy Populus 9520 2 2 31.00 1.06 29.14 GBE-2 [24]
b i o m a s s a n d b i o e n e r g y 7 2 ( 2 0 1 5 ) 8 e1 8 17
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