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Trebby Ellington
One of the fastest growing student populations within the last decade of higher education,
first-generation college students and their unique experiences, compared to that of their
concern for their success (Inkelas & McCarron, 2006; Pascarella, Pierson, Wolniak & Terenzini,
2004; Rashne, 2011; Terenzini, Springer, Yaeger, Pascarella & Nora, 1996). It is important to
note there are multiple definitions of first-generation college student; however, in this synthesis,
a first-generation college student is defined as one who is the first in their family to attend
college (Pascarella et al., 2004; Rashne, 2011). This increase in growth of this population in
higher education can be attributed to this populations realization that a college degree is
imperative for their upward mobility and competitiveness against traditional college students
(Fallon, 1997; Inkelas & McCarron, 2006; London, 1996; Pratt & Skaggs, 1989; Rashne, 2011).
education can be credited to the changing demographics of the United States as this population is
a reflection of such. Though the demographics of the United States are mirrored by first-
generation students, postsecondary education institutions are not prepared to create spaces that
There are significant differences pertaining to retention, persistence and attainment for
First-generation students are more likely to leave a four-year institution at the end of the
track to a bachelors degree after three years, and are less likely to stay enrolled or attain
This demonstrates that once first-generation students are actually in college, they are not
supported to the full potential to ensure their success. Moreover, clear and appropriate messages
about the expectations of college are not being delivered to these students (Inkelas & McCarron,
2006). The fast-pace growth of this population in higher education coupled with postsecondary
education institutions challenge to retain, persist and graduate this group is cause for concern for
student affairs practitioners to explore the unique experiences of first-generation students further.
This synthesis will serve to shed light on the experiences of this population to connect student
students will be discussed followed by an analysis and critique of student development theory as
it applies to this population. Finally, opportunities for future research will be suggested as well as
First-generation college students are more likely to be low-income (Terenzini et al., 1996;
Inkelas & McCarron, 2006; Rashne, 2011), ethnic minorities, immigrants, student parents, older
in age (Rashne, 2011), have financial dependents (Inman & Mayes, 1999), and have a low
socioeconomic status (Inkelas & McCarron, 2006). These students also have a tendency to be
enrolled part-time as well as have outside work responsibilities. There are three major categories
of information studied for this population in comparison to their traditional student peers:
precollege knowledge, transition and adjustment, and how college experiences impact
persistence and degree attainment (Terenzini et al., 1996; Pascarella et al., 2004).
Precollege Knowledge
expectations. First-generation students typically face some disadvantages with low levels of
knowledge about necessary college procedures like costs and the application process. Also, they
tend to have lower levels of income, degree expectations, and academic preparation (Terenzini et
al., 1996; Pascarella et al., 2004; York-Anderson & Bowman, 1991). Parental involvement (i.e.
students educational aspirations and the most influential factor in these students expectations of
college. Largely, this population faces challenges with perceived lower levels of family support.
Being the first in their families to attend college, their parents do not have high levels of
knowledge about college, their environments and values and do not have high levels of
commitment in regards to the importance of college. The latter, in terms to parental involvement,
may be a result of characteristics and implications that come along with first-generation status
like low socioeconomic status, few resources, less integration of their parents in the workforce
and less familiarity with college and its processes (Inkelas & McCarron, 2006).
The second category focuses on first-generation students transitions from work or high
school to college (Terenzini et al., 1996; Pascarella et al., 2004; Rendon, 1992). The dynamics of
the transition process varies from one student to another and is complex. Terenzini, Rendon,
Upcraft, Millar, Allison, Gregg & Jalomos (1994) stated the complexity and variations of this
occupational orientations and aspirations, the nature and mission of the institution being
attended, the kinds of peers, faculty and staff members encountered, the purpose and
nature of those encounters, and the interactions of all these variables. (pp. 61)
STUDENT DEVELOPMENT THEORY 5
As a whole, first-generation students are faced with more difficulty in their transition to college
than their peers. Similar to all college students though, first-generation students deal with all of
the general anxieties, dislocations and difficulties of a new transition. However, their transition is
also comprised of cultural, social and academic components (Terenzini et al., 1996; Pascarella et
disjunction as they are breaking the family cycle of not attending college. Culturally, these
students negotiate the maintenance or dismissal of their personal cultural truth as well as how to
navigate separation. Academically, these students are challenged with how their expectations,
compared to high school, either align or do not align with the realities of college academic rigors.
activities and campus life until they feel they have their academics under control. Additional
cultural, academic and social transitions first-generation students are tasked with negotiating and
navigating are: high school friends as either assets or liabilities, family as either assets or
liabilities, validation of their lived experiences, redefining themselves and their values, and
transition as a cooperative activity with other students. All of these processes can either result in
The third category focuses on first-generation students college experiences and how they
impact their persistence and attainment. In addition to the background characteristics these
students carry with them to college that situate them with potential disadvantages in comparison
to their traditional peers, they also experience differences in academic, instructional, and out-of-
class practices as well as differences in their perceptions of their campus climates (Terenzini et
STUDENT DEVELOPMENT THEORY 6
al., 1996; Pascarella et al., 2004). Academically, first-generation students tend to take fewer
courses and credit hours during their first year and study for fewer hours for their courses
(Pascarella et al., 2004). Also, they tend to vary from their traditional peers in their
experiences, first-generation students work more hours, typically off campus, and are less likely
to be involved in extra or co-curricular activities that would encourage them to stay enrolled.
Contributing to the difference in their perceptions of the campus climate in comparison to their
traditional peers, first-generation students are more likely to report experiencing racial/ethnic or
gender discrimination. This negatively impacts their perceptions of campus, faculty, and college
in general, which enhances some feelings of isolation and marginalization. Moreover, first-
generation students persistence is negatively related to financial aid in that the insufficiency
impedes opportunities to participate and benefit fully past basic admission (Terenzini et al.,
1996; Pascarella et al., 2004). As Pascarella et al. (2004) stated, They enter a world where they
are less likely to experience many of the conditions that other research indicates are positively
related to persistence, performance, and learning (p. 18). It is important to note that these
characteristics and experiences of first-generation students are not only apparent at four-year
Across the breadth of literature and throughout the discussion of characteristics of first-
generation college students, three themes have emerged. These themes are the impacts of
parental influence, dissonance between home and school, and cultural and social capital on first-
generation students college experiences and development (Terenzini et al., 1994; Terenzini et
al., 1996; Pascarella et al., 2004; Inkelas & McCarron, 2006; Tate, Caperton, Kaiser, Pruitt,
STUDENT DEVELOPMENT THEORY 7
White & Hall, 2015; Collier & Morgan, 2008; Rashne, 2011; Rendon, 1994; Baber, 2012; Orbe,
2008). The aforementioned has described the influences of parental involvement as well as
alluded to some of the competing values and tension between home and school and the
significance of them having to negotiate and navigate them. One useful theoretical perspective
for understanding the potential effects of first-generation student status on the experience and
outcomes of college is through the related lenses of cultural and social capital (Pascarella et al.,
2004, p. 251). Despite the difficulty in arriving at a brief definition of both perspectives, cultural
capital represents the degree of ease, knowledge and familiarity with the overall functioning of
college. Social capital represents the relationships among individuals that provide access to and
the transmission of various resources. To be even more concise, cultural wealth will be the term
used to address both concepts of cultural and social capital together. First-generation college
students typically begin their college journey with lower levels of cultural wealth than their
traditional student peers do (Pascarella et al., 2004; Inkelas & McCarron, 2006; Collier &
Morgan, 2008; Rashne, 2011). The upcoming analysis of cognitive, psychosocial, and social
identity development theories and their application to first-generation students will address the
value of each family of theory and their applicability to this population given the brief discussion
of first-generation student characteristics and the three common themes that emerged.
their experiences, not the content (Evans, Forney, Guido, Patton & Renn, 2010). As Evans et al.
(2010) stated, In this approach, the mind is thought to have structures, generally called stages,
that act as sets of assumptions by which persons adapt to and organize their environments (p.
43). Each sequential stage builds on and integrates parts of the previous stage serving as a more
STUDENT DEVELOPMENT THEORY 8
complex lens of how to perceive and make meaning of different experiences. When new
information or experiences are exposed to students, generating intellectual conflict, they initially
try to merge this information with their current state of thinking known as assimilation; however,
if the new information will not merge with their current state of thinking, they will produce a
The two major theories of the cognitive development theory family are Perrys theory of
intellectual and ethical development and Baxter Magoldas model of epistemological reflection.
Perrys intellectual and ethical development theory describes the make-ups that formulate
individuals understandings of the world and their experiences. This is by a continuum from
simple dichotomy to more complex, advancing commitments (Evans et al., 2010). As Evans et
al. (2010) stated, Concepts that represent fundamental differences in the meaning-making
process are duality, multiplicity, and relativism (p. 85). It is important to note that student
development transpires during the shift from one position to the next. In addition, there are
methods of deflection that can postpone intellectual development. These methods are known as
temporizing (a time out period), escape (abandonment of responsibility) and retreat (temporary
represents conclusions about not only the nature, but also the boundaries and certainty of
knowledge. Her model has four stages: absolute knowing (knowledge as certain), transitional
knowing (some knowledge is not certain), independent knowing (knowledge mostly uncertain)
and contextual knowing (certainty of knowledge determined contextually) (Evans et al., 2010).
Despite the differences of focus on gender in both Perrys and Magoldas models, Love and
STUDENT DEVELOPMENT THEORY 9
Guthrie (1999a) were able to produce common cognitive student development theory themes
across the family that also included King and Kitchener (1994) and Belenky, Clinchy,
Goldberger, and Tarule (1986). All theories of cognitive development hold the following
components: unequivocal knowing (there is a single, general truth known to authorities), radical
complexity and uncertainty), and generative knowing (sense of agency in the knowing process)
aforementioned theories that explores and addresses the cognitive development of this group. Of
the research that claims to discuss the cognitive development of this population, knowledge
acquisition is the focus instead of how these individuals make meaning. The research
progress in areas such as math, reading comprehension and writing (Terenzini et al., 1996;
Pascarella et al., 2004). This capacity of development could be capitalized on in a couple of areas
especially in relation to this populations characteristics and the common themes that emerged
across the literature. First, since authority relationships are central to cognitive development
(Evans et al., 2010), an area that could be addressed and explored more critically is the impact of
parental involvement on first-generation college students decision making and how they make
meaning of those experiences due to the authority and influence of their parents (i.e. during the
college decision process in terms of which institutions they apply to and attend) (Inkelas &
McCarron, 2006). There are also additional opportunities to explore what the process of their
cognitive development looks like as they transition from work or high school to college and
persist through college as they negotiate the competing tensions between home and school
STUDENT DEVELOPMENT THEORY 10
(Terenzini et al., 1994) in terms of what their parents may want, what faculty may want (Collier
& Morgan, 2008), and then the decisions they want to make themselves. There is also an
opportunity to explore how lower levels of cultural wealth compared to their traditional peers
impacts first-generation students ways of thinking and how easy or difficult it might be for any
authority (parents, faculty, and staff) to be perceived as knowing all of the true information
(Pascarella et al., 2004; Inkelas & McCarron, 2006; Collier & Morgan, 2008; Rashne, 2011).
students can be attributed to the nature of the theories. Perrys intellectual and ethical
development theory focused on wealthy, white men while Magoldas model of epistemological
reflection focused on both white men and women. Belenky, Clinchy, Goldberger and Tarule
(1986) focused on women in their theory and King and Kitchener (1994) focused on both men
and women, but were inconclusive (Love & Guthrie, 1999a). Most first-generation students are
low-income (Terenzini et al., 1996; Inkelas & McCarron, 2006; Rashne, 2011) and minorities
(Rashne, 2011), so there may be some conflict in how accurate the theories would be if applying
them to this population just based off of those two characteristics, not to mention the complexity
Additionally, Perry and Magoldas theories focused primarily on the development of college
students (Love & Guthrie, 1999a), but the application to first-generation students may not prove
adequate considering first-generation students are usually older, so these theories would be
processes of their experiences. This family of theory explains the configuration of student
STUDENT DEVELOPMENT THEORY 11
development with reference to the challenges or kinds of developmental tasks students confront
as they evolve. Chickering and Reissers theory of identity development offers some structure to
explaining students advancement regarding the composition of student identities. They propose
seven vectors that outline identity construction while recognizing the vectors integrated
purpose, and developing integrity. This theory also includes the following characteristics of
development: affective, intellectual, interpersonal and moral (Evans et al., 2010). While the
literature does not specifically connect psychosocial theory to first-generation students, the
common themes addressed earlier provide some context and evidence of how theory could be
One task that first-generation students seem to be challenged with is Chickering and
confidence (Evans et al., 2010). As Rashne (2011) stated, Although identity development is a
central component of early adult development, for first-generation students this newfound
knowledge creates dissonance between their home and school worlds (p. 537). First-generation
students often carry their family and communitys aspirations in addition to their own to college.
As a result of their low-income status, these students typically work so balancing all of the
anxieties associated with work, school and family expectations may pose a physical struggle.
Also, while family and community may feel indifferent about their students new manifestation
marginalization and isolation on campus and in curriculum. As this population tries to negotiate
and navigate the expectations of the college culture, they often find little connection between the
STUDENT DEVELOPMENT THEORY 12
curriculum and their lived experiences, between themselves and faculty, and between themselves
and their peers, which can result in them questioning their place in the institution. A combination
Another task that first-generation students seem to be challenged with is Chickering and
direction and connectedness with others (Evans et al., 2010). Coupled with competing tensions
between home and school, first-generation students usually feel a sense of debt to their parents
for their encouragement and support (Terenzini et al., 1994). As first-generation students
transition and adjust to college, they have a tendency to generate distance between themselves
and their families. As they construct an independent identity that may not be accepted by family,
they still need to sustain some level of attachment because of their internal feelings of debt to
connection. While they see a need to construct an individual sense of self, first-generation
students realize that their success in college is also dependent on their capacity to connect with
others in a way that is mutually reciprocal (Wintre & Yaffe, 2000; Orbe, 2008). These tensions
represent how first-generation students seem to be challenged with moving through autonomy
toward interdependence.
vocational goals and committing even if faced with opposition) seems to be another task that
first-generation college students are challenged with (Evans et al., 2010). With their low levels of
cultural wealth compared to their traditional college student peers, first-generation students have
STUDENT DEVELOPMENT THEORY 13
a number of internal and external influences on their career development. Isolation, lack of
cultural and social capital (i.e. lack of familial knowledge and/or professional network) and
choices and overall satisfaction. First-generation students usually feel as though they have to
work harder than their peers because of the lack of cultural wealth they bring to college. They
recognize that there are certain actions that have to be taken to account for the challenges they
face. For example, they have to learn to understand how they will navigate the barriers that arise
in their quest of their vocational goals and identify features of their sense of self as strengths (i.e.
resilient, persistent, appreciative and not entitled). These challenges and barriers represent how
first-generation students are tasked with developing a sense of purpose in their development
theory is the generalizability of the vectors. It is a strength because it allows for some
these vectors seem to broadly describe college student development. It also poses as a limitation
because of the generalizability of the vectors in that it may not be fully applicable to the
complexity of first-generation students. Though some speculations were made in terms of how
students, there are some additional limitations. The theorys vectors apply specifically to the
experiences of traditionally aged, white, middle class men (Evans et al., 2010). It is important to
remember that first-generation students are more likely to be low-income (Terenzini et al., 1996;
Inkelas & McCarron, 2006; Rashne, 2011), ethnic minorities, immigrants, student parents, older
STUDENT DEVELOPMENT THEORY 14
in age (Rashne, 2011), have financial dependents (Inman & Mayes, 1999), and have a low
socioeconomic status (Inkelas & McCarron, 2006). How would this development look
differently for first-generation students? Additionally, the complexity of the nature of first-
generation students cultural wealth, or lack thereof, and the different advantages or
disadvantages that show up with this concept in different contexts (i.e. home vs. school, in class
vs. outside of class) (Pascarella et al., 2014) may challenge the sequence and applicability of the
vectors to this population. For example, the vector of developing purpose may come earlier for
first-generation students since they have to recognize and realize their experiences in personal
and professional development look different than their peers, which require them to take extra
Social identity development theories describe the process of how individuals come to
understand their social identities as well as how these social identities impact other parts of their
lives. Addressing a number of social identities such as race, sexual orientation and ethnicity, this
family of theories is influenced by power and privilege privileges everyone should possess, but
are given to one group to have power over another. Though there are multiple models of theory
for different social identities, it is essential to note the complexity and importance of the
intersectionality of social identities and its impact on the process of student development (Evans
et al., 2010). In relation to first-generation college students, some connections and speculations
will be made about the development of this population using the Multidimensional Model of
that attempt to understand the significance of African American identity in individual self-
STUDENT DEVELOPMENT THEORY 15
conceptualization and the meaning attributed to association with the African American
collectivity (p. 68). Racial salience (situation-centered self-perception of race), racial centrality
(consistent self-perception of race across various situations), racial regard (emotional judgment
of the positives and negatives of race), and racial ideology (particular viewpoint of how African
Americans should express themselves) represents the four suggested dimensions of identity
development of this model. This model, as well as the qualitative study on first-year African
American college students who attended a predominantly white institution, offers support that
racial identity development is a heterogeneous process and that experiences differ based on
contexts. Five themes surfaced from this study: established racial identity (how students enter
college with grounded outlooks of African American culture), shifting salience and centrality
through heterogeneous community experience (peer and professional impact), conflicts between
ideologies (tensions felt at home in response to new racial outlooks), racial regard resiliency
Connecting first-generation college students experiences to the MMRI model and the
themes that surfaced from the study on first-year African American students at predominantly
white institutions, there seem to be some similarities in development between both populations.
As first-generation students begin their transition and adjustment to college, they also bring with
them certain precollege perceptions, but in terms of their role as first-generation students in the
academy. First-generation students enter college expecting to fail, to not be able to keep up with
the rigor of academics, and to have some feelings of inadequacy and doubt (Rendon, 1994).
Secondly, first-generation students also seem to be stimulated by connecting with peer first-
generation students and faculty. This population may see their transition as a cooperative activity
STUDENT DEVELOPMENT THEORY 16
where they help one another connect with people, establish a social network and become
established in others social networks. In addition, the importance of validation of their lived
experiences from faculty (and peers) helps to address some of first-generation students feelings
home and school as they progress to develop their own sense of self and intellectualism, feel a
sense of debt to their parents, family, and community, and negotiate whether their high school
friends are assets or liabilities. Fourth, first-generation students are also resilient. Even through
feelings of isolation and marginalization and assimilation to college norms (Rashne, 2011), first-
generation students still work through navigating aspects of the experience such as faculty
expectations even when they have different interpretations (Collier & Morgan, 2008) and
realizing they have to work harder than their non-first-generation peers for career advancement
(Tate et al., 2015). They come to then see themselves as persistent and motivated, appreciative
and not entitled, self-reliant and responsible, and adaptable (Tate et al., 2015). Lastly, the
characteristics and concepts such as low-income, socioeconomic status, low levels of cultural
wealth, race, gender, age, etc. are all essential components that influence the development of this
group (Terenzini et al., 1994; Pascarella et al., 2004)). With the similarities in experiences,
developmental tasks and sequence of tasks for identity development between the MMRI model
for African Americans and evidence of first-generation college students experiences and
characteristics, it can be speculated that the MMRI model could be used to describe the social
first-generation students in the MMRI model could begin to describe the processes of how this
aspects of experiences and the complexity of the intersectionality of identities and the impact it
seemed to reflect common themes across the literature of this population such as differing
experiences in certain contexts (home, school, predominantly white institutions, in-class, out-of-
class), assimilation to the dominant culture, norms and expectations, cultural capital, and
socioeconomic status. A limitation of the the model is that it is directed toward African
American male students experience and not specifically first-generation students or women.
Also, the evidence to support the model was based off of a small sample and only first-year
experience and transition, which leaves the gap for continued development for years two through
four. Furthermore, socioeconomic status impacts student development greater than the model
and study alluded to so there could have been a deeper exploration of that concept (Baber, 2012).
There is a significant need for continued research concerning the development of first-
generation students as it pertains to cognitive, psychosocial and social identity theories. The
current theories that are applied to this population are based on knowledge acquisition (not how
this population makes meaning) (Terenzini et al., 1996; Pascarella et al., 2004), involvement
(Astin, 1984), self-authorship (Rashne, 2011; Rendon, 1994) and negotiating multiple identities
(Baber, 2012). Though this may seem like significant applicability of theory in relation to first-
generation students development, there is not much research specifically for this population
STUDENT DEVELOPMENT THEORY 18
(speculations often made between theories such as Astins involvement theory) and the studies to
explore these areas of development typically have small sample sizes and/or focused on a
specific gender or traditional college age group. It is important to note that first-generation
college students experiences and development are far more complex than described in this
synthesis and it is clear that first-generation college students experience college differently than
their non-first-generation student peers (Terenzini et al., 1994; Pascarella et al., 2004; Collier &
Morgan, 2008). Additionally, much of the theory that is directly applied to or speculated to
connect in some way to first-generation students development, revolves around this populations
institutions/colleges during their first year. There is a significant gap with research and theory
applicability for years two through four and even post-graduation (Terenzini et al., 1994;
Terenzini et al., 1996 Pascarella et al., 2004; Wintre & Yaffe, 2000; Orbe, 2008). A central
theme across the literature is understanding first-generation students cultural wealth, or lack
thereof, and their socioeconomic status. Though a central theme, there is more opportunity for
future research to delve deeper into the complexity and implications of cultural wealth and
students. Capitalizing on these concepts can help student affairs professionals understand that
first-generation is not a homogenous group and that the complexity of these students
experiences as a result of the intersections of their multiple identities can provide great insight on
how to better serve and support them. In summation, would also propose that a new social
identity model be created and explored being tailored specifically to the first-generation
identity/status and make connections between the complex nature of parental involvement,
STUDENT DEVELOPMENT THEORY 19
dissonance between home, school, in-class and out-of-class, cultural wealth, and other
intersecting identities.
STUDENT DEVELOPMENT THEORY 20
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