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presentation of case
Dr. Jennifer Temel (Medical Oncology): A 56-year-old woman was evaluated in the thoracic From the Departments of Medical Oncol-
oncology clinic for treatment of nonsmall-cell lung cancer. ogy (T.J.L.), Thoracic Surgery (C.D.W.), Radi-
ation Oncology (N.C.C.), Radiology (S.L.A.),
The patient had been in her usual state of good health until three months before and Pathology (E.J.M.), Massachusetts
presentation, when a nonproductive cough developed. During the next two months, General Hospital; and the Departments of
the cough became productive of yellow, blood-tinged sputum. She saw her primary care Medicine (T.J.L.), Surgery (C.D.W.), Radia-
tion Oncology (N.C.C.), Radiology (S.L.A.),
physician, and a chest radiograph revealed a nodule, 2.5 cm in diameter, in the upper and Pathology (E.J.M.), Harvard Medical
lobe of the right lung (Fig. 1A). Computed tomographic (CT) scanning of the thorax School.
identified a 2.5-cm nodule in the right upper lobe, with no enlarged hilar or mediastinal
N Engl J Med 2004;351:809-17.
lymph nodes (Fig. 1B). An abdominal ultrasound examination, a CT scan of the head, Copyright 2004 Massachusetts Medical Society.
and a bone scan showed no abnormalities. A positron-emission tomographic (PET) scan
revealed increased accumulation of fludeoxyglucose F 18 at the apex of the right lung,
at a site corresponding to the primary lesion (Fig. 1C); no other areas of accumulation
were noted.
One month before the patients evaluation in the clinic, bronchoscopy and mediasti-
noscopy were performed in preparation for a thoracotomy and resection of a suspected
bronchogenic carcinoma. Bronchoscopic examination revealed no abnormalities. Medi-
astinoscopy revealed no nodes on the left side but did show a normal-appearing subca-
rinal node and a normal-sized, mobile paratracheal node on the right side. Intraoper-
ative examination of a frozen section of a biopsy specimen of the paratracheal node
showed metastatic nonsmall-cell lung cancer; the subcarinal node was normal. The
thoracotomy was not performed, and the patient was referred to the thoracic oncology
clinic at this hospital.
An aneurysm of the left middle cerebral artery had been repaired three years previ-
ously, and an aneurysm of the right internal carotid artery had been repaired two years
previously. The patient had no neurologic deficits. She had smoked one to two packs of
cigarettes per day for 38 years but had stopped smoking when her cough developed.
She did not drink alcohol. Her only medications were alprazolam as needed for anxiety
and a nicotine patch. She had no family history of lung cancer.
On physical examination, her vital signs were normal and she appeared comfort-
able. There was no palpable lymphadenopathy. The lungs were clear on auscultation.
C D
Neurologic examination revealed no abnormali- and mediastinal contours and densities are normal.
ties. Laboratory-test results were normal, except forA CT scan shows a spiculated nodule in the apex of
a slightly elevated level of alkaline phosphatase the right lung (Fig. 1B). There is centrilobular em-
(116 U per liter). physema of the surrounding lung parenchyma.
There is no evidence of enlarged lymph nodes in the
differential diagnosis right hilum or mediastinum.
PET scanning of the thorax with the use of
Dr. Suzanne L. Aquino: The chest radiograph obtained fludeoxyglucose F 18 shows increased uptake of
at the other hospital shows an ill-defined, 2.5-cm this radioactive agent in the nodule in the right
nodule in the right upper lobe (Fig. 1A). The hilar upper lobe (Fig. 1C) a finding that suggests the
presence of a malignant tumor. Although it was a spiculated, solitary pulmonary nodule, as revealed
not noted at the time, in retrospect it is apparent on a PET scan. Given these factors, the chance that
that there was an increase in fludeoxyglucose F 18 her diagnosis was lung cancer was greater than 90
uptake in the right paratracheal and subcarinal percent.
lymph-node regions (Fig. 1D) a finding that sug- There are pitfalls for the surgeon in the preoper-
gests metastatic disease in the lymph nodes. There ative assessment of mediastinal lymph nodes. Small
are no other areas of increased fludeoxyglucose F 18 nodes that are considered benign according to CT
uptake. This scanning technique has a sensitivity of criteria can be microscopically positive for cancer,
92 to 95 percent and a specificity of 88 to 90 percent and large nodes are sometimes only inflammatory.
for detecting cancer in pulmonary nodules.1-3 False Enlarged nodes that are pathologically benign are
negative results may occur in slowly growing tu- found most commonly when there is an obstructive
mors, such as bronchioloalveolar carcinomas4 and pneumonia caused by a tumor in the bronchus,
carcinoid tumors,5 and in nodules less than 1 cm in usually a squamous-cell cancer. In contrast, large
diameter. Any nodule that shows increased uptake nodes with peripheral lung lesions almost always
of fludeoxyglucose F 18 should be considered po- contain cancer. If both the CT scans and the PET
tentially neoplastic, and a biopsy should be per- scans are read as negative, it is highly likely that the
formed. Nodules without increased metabolic ac- nodes will be negative for cancer. If either set of
tivity should be followed with repeated radiography scans is positive (or if both are), it is necessary to
to ensure that their size remains stable. sample the lymph nodes to obtain a tissue-based
Because PET scanning performed with the use diagnosis. The uncertainty is highlighted in this
of fludeoxyglucose F 18 measures the rate of me- case, since the retrospective interpretation of the
tabolism, other diseases with increased metabolism PET scan suggested that both the right paratracheal
can resemble cancer, especially if the lesions have a and the subcarinal nodes were positive but on biop-
nodular appearance. This explains the slightly lower sy only the paratracheal node was positive. To as-
specificity of the technique for detecting a malig- certain whether a patient is a candidate for preoper-
nant condition.1-3 False positive interpretations ative chemotherapy or radiotherapy, invasive staging
may occur with granulomas, pneumonias, and in- of the mediastinum must be performed.
flammatory lesions such as rheumatoid nodules.6-9 Since this patients PET scan was originally read
Since the detection of abnormal lymph nodes on as showing no evidence of metastasis, we planned
CT scans is based purely on size, a small lymph a one-day operation consisting of surgical staging of
node involved with tumor would be interpreted as the mediastinum with a mediastinoscopy, and if the
benign if it was less than 1 cm in diameter. PET findings were negative, a thoracotomy. Most nodal
scanning performed with fludeoxyglucose F 18 has groups that are important in lung cancer14,15
improved the radiologic staging of lung cancer, with the paratracheal, subcarinal, and tracheobronchial
a sensitivity of 91 percent, a specificity of 86 percent, angle nodes can be readily accessed by a medi-
and negative and positive predictive values of 95 astinoscopy. Nodes on the left side of the aortic
percent and 74 percent, respectively.10-13 As with arch (para-aortic and subaortic) are accessed by an
the detection of a primary tumor, the major limita- anterior mediastinotomy, which can be done at the
tions are false positive findings in lymph nodes same time. It is now possible, when necessary, to
affected by other diseases, such as silicosis or gran- access the inferior mediastinal nodes by endoscopic
ulomatous diseases. Therefore, to confirm the pres- fine-needle aspiration guided by ultrasonography.
ence of cancer, most experts recommend biopsy of The staging of lung cancer is based on the size
any lymph nodes that show increased fludeoxyglu- of the tumor (T1 through T4), the location and num-
cose F 18 uptake. ber of positive lymph nodes (N0 through N3), and
Dr. Thomas J. Lynch: Dr. Wright, can you tell us the absence or presence of distant metastases (M0
about your surgical approach for this patient? or M1). This patient has a tumor that is T1 (diame-
Dr. Cameron D. Wright: In this clinical setting, I ter, <3 cm, without invasion of the pleura), N2 (in-
thought the most likely diagnosis preoperatively volvement of ipsilateral, mediastinal, and subcari-
was nonsmall-cell lung cancer. She was of the ap- nal lymph nodes), and M0 (no distant metastases).
propriate age (older than 55 years), had a history of Lung cancer is also staged as IA or IB, IIA or IIB,
smoking, had no history of previous inflammatory IIIA or IIIB, or IV, depending on the combination of
lung illness, and had emphysema, hemoptysis, and TNM findings. This patients tumor is considered
randomized trial reported to date for patients with among the other treatments? How can toxic effects
resected lung cancer.29 In this study, more than from radiation be minimized?
1800 patients with stage I, II, or IIIA lung cancer A randomized, phase 3 clinical trial published
were randomly assigned after surgery to either ob- in abstract form in the early 1990s compared pre-
servation or to one of four cisplatin-based chemo- operative chemotherapy plus radiotherapy with che-
therapy regimens. At five years, the overall survival motherapy alone in patients with stage IIIA (N2)
was 44.5 percent in the group that received adju- and IIIB (T4) nonsmall-cell lung cancer.35 The
vant chemotherapy as compared with 40.0 percent response rate, resection rate, and rate of freedom
in the group that did not get adjuvant treatment from progression for preoperative, concurrent che-
a statistically significant difference. This trial was moradiotherapy as compared with chemotherapy
large enough to demonstrate a benefit of the mag- alone were 67 percent versus 44 percent, 52 percent
nitude that is clinically meaningful to patients. versus 31 percent, and 40 percent versus 21 percent,
Thus, for this patient with minimal N2 disease, respectively; all the differences were statistically sig-
surgical resection followed by three or four cycles of nificant. My colleagues and I conducted a phase 2
adjuvant cisplatin-based chemotherapy would be a study in which 42 patients with stage IIIA (N2) non
reasonable treatment option. Had these data been small-cell lung cancer were treated with two courses
available when this patient presented, she would of preoperative cisplatin, vinblastine, and fluo-
have considered this option. rouracil, with concurrent radiation given in two
Trials of neoadjuvant therapy followed by surgery fractions per day, followed by surgery and another
for stage IIIA nonsmall-cell lung cancer have in- course of postoperative chemoradiotherapy.36 The
volved both chemotherapy and combined chemo- tumor could be resected with negative margins in
therapy and radiotherapy strategies. Phase 2 stud- 81 percent of the patients. The overall survival rates
ies of chemotherapy followed by surgery (and often were 66 percent, 37 percent, and 37 percent at two,
postoperative radiotherapy) have reported cure rates three, and five years, respectively. Pathological ex-
of between 15 percent and 20 percent.30,31 This amination of the surgical specimen showed down-
compares favorably with the 5 percent to 9 percent staging of the tumor in 67 percent of the cases. The
survival rate reported for patients with clinical N2 degree of tumor down-staging translated into a sur-
cancer who were treated with surgery alone. How- vival benefit: five-year survival rates after surgery
ever, the comparison is not completely fair, since pa- were 79 percent, 42 percent, and 18 percent for post-
tient selection could result in differences in known operative tumor stages 0 (T0N0) and I (N0), stage
prognostic factors. Two small, randomized trials re- II (N1), and stage IIIA (N2), respectively. The South-
ported in the early 1990s32,33 showed a clear bene- west Oncology Group, in another phase 2 study,
fit associated with chemotherapy followed by sur- used a regimen of cisplatin and etoposide given
gery as compared with surgery alone; however, both concurrently with 45 Gy of radiation, followed by
studies included patients with T3N0 disease, which surgical resection. The five-year survival rate among
probably has biologic features and a pattern of re- patients with stage IIIA (N2) disease was 35 per-
currence that differ from those of N2 disease. A cent.37
larger, randomized trial34 showed a trend toward Thus, the combination of chemotherapy and ra-
improved outcomes with chemotherapy as com- diotherapy has the potential advantage of enhanc-
pared with surgery alone, but the difference did not ing local control while delivering drug doses that
reach statistical significance because of the small can affect distant metastatic spread. Randomized
number of patients in the study. trials of chemotherapy compared with chemora-
Dr. Choi will discuss the use of combined che- diotherapy are needed to determine which strategy
motherapy and radiotherapy followed by surgery for is better before surgical resection.
stage IIIA nonsmall-cell lung cancer. The targeting of radiotherapy has improved
Dr. Noah C. Choi: Important questions in planning during the past 30 years, with the advent of three-
the appropriate multimodality therapy for a patient dimensional conformal radiation, intensity-modu-
such as this with stage IIIA (N2) nonsmall-cell lated radiation, and proton-beam radiation. These
lung cancer include the following: What is the role techniques permit the delivery of radiation to the
of radiotherapy relative to chemotherapy in down- tumor with normal tissue spared, and they allow
staging the tumor so that it can be resected? What the delivery of radiation concurrently with chemo-
is the proper sequence for the use of radiotherapy therapy without undue toxic effects.38,39 At the time
and chemotherapy contained necrotic tumor; no well 42 months after the diagnosis, overall survival
definitely viable cells remained and there was only in this disease is still poor, and novel approaches
a single focus of possibly viable cells. Cholesterol need to be studied. Future trials in locally advanced
clefts and necrosis were surrounded by inflamma- nonsmall-cell lung cancer will incorporate new
tion and fibrosis (Fig. 3A). Blood vessels were in- molecular agents. A key issue will be the identifica-
flamed with intimal fibrosis, which could have been tion of patients who are likely to benefit from bio-
caused by the cancer itself, by the radiation, or in logic therapy. An example is the recent demonstra-
this case, by both. Free-floating fragments of alve- tion that activating mutations in the epidermal
olar walls in the parenchyma apart from the tumor growth factor receptor predict responses of non
indicated there was emphysema as a consequence small-cell lung cancers to the tyrosine kinase inhib-
of the patients smoking (Fig. 3B). The lymph-node itor, gefitinib.41 Ultimately, a successful care plan
dissection specimens (paratracheal and subcarinal) for a patient with stage IIIA nonsmall-cell lung
had no evidence of cancer cells. cancer will need to include maximal local treat-
Dr. Temel: Two months after the operation, the ment with surgery, radiotherapy, or both in addition
patient received two additional cycles of full-dose to systemic treatment that targets residual micro-
carboplatin and paclitaxel. Forty-two months after scopic tumor.
the completion of therapy, she had no evidence of
recurrent disease. anatomical diagnosis
Dr. Lynch: This patients case illustrates the need
for multidisciplinary management of nonsmall- Large-cell undifferentiated carcinoma of the lung,
cell lung cancer. Although this patient was doing stage IIIA (T1N2M0).
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