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Ann Periodontol

Necrotizing Ulcerative Gingivitis


Randal W. Rowland*

* University of California San Francisco, San Francisco, California.

Necrotizing periodontal diseases are unique in their clinical pre-


sentation and course. Data suggest that the etiology and patho-
genesis of necrotizing periodontal diseases may also be dis-
tinctive from other periodontal diseases. Necrotizing ulcerative
gingivitis (NUG) is a type of necrotizing periodontal disease in
which the necrosis is limited to the gingival tissues. Three spe-
cific clinical characteristics must be present to diagnose NUG,

N
ecrotizing ulcerative gingivitis
pain (usually of rapid onset) interdental necrosis, and bleeding. (NUG) is unique among the peri-
Epidemiological and prospective clinical studies have found an odontal diseases. It has an acute
altered ability to cope with psychological stress, immunosup- clinical presentation with the distinctive
pression, and tobacco use to be strongly associated with the characteristics of rapid onset of gingival
onset of NUG. Ann Periodontol 1999;4:65-73. pain, interdental gingival necrosis, and
KEY WORDS bleeding. Necrotizing ulcerative gingivi-
tis has been recognized for centuries. It
Gingivitis, necrotizing ulcerative/etiology; gingivitis,
has been known by many names: Vin-
necrotizing ulcerative/pathogenesis; gingivitis, necrotizing
cents disease, fusospirochetal gingivitis,
ulcerative/classification.
trench mouth, acute ulcerative gingivi-
tis, necrotizing gingivitis, and acute
necrotizing ulcerative gingivitis or ANUG,
to name a few.1-6 The onset of NUG is
associated with increased psychological
stress, increased physical demand, and
decreased nutrient intake.1-10 It is not
surprising that early historical documen-
tations of NUG were made in the mili-
tary and especially at times of war. The
first reference to an oral disease distin-
guished by these clinical signs and symp-
toms is credited to the historical war
records of Xenophons troops during the
fourth century BC.11-13 These records
included descriptions of painful decay-
ing tissue between the teeth which
allowed for the distinction between NUG
and scurvy, another common gingival
lesion of that era.13 A NUG-like condition
was also reported in the Roman army of
the first century AD.12 In general, this
clinical description is still in use today in
the diagnosis of NUG. John Hunter first
delineated the clinical differences be-
tween NUG, scurvy, and chronic peri-
odontitis in 1778.12,14 Necrotizing ulcer-
ative gingivitis was commonly found
among the French soldiers in the nine-

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Necrotizing Ulcerative Gingivitis Volume 4 Number 1 December 1999

teenth century. Hirsch added secondary findings to the been reported to occur in NUG include lym-
clinical presentation of NUG in 1886 and Bergeron phadenopathy, fetor ex ore, fever, and malaise.15-17
described both acute and chronic forms of the disease However, none of these are pathognomonic since they
in 1895.12 frequently occur in many other forms of periodontal
Although its clinical signs are easy to identify, much disease. Lymphadenopathy is an infrequent finding in
is still not understood regarding the etiology and patho- NUG. Its presence is probably related to the severity
genesis of NUG. For example, with such a profound of the disease since it is usually observed in severe,
bacterial mass and concomitant inflammation, why is advanced cases.3,18 The strong malodor (fetor ex ore)
NUG usually self-limited to the interdental and marginal that has often been associated with NUG is not always
gingiva? Does NUG in the immunocompromised host noted4,18 and may be associated with many other oral
(e.g., acquired immune deficiency syndrome [AIDS]) diseases such as chronic periodontitis. While there are
progress to include much of the periodontium result- reports that fever and malaise are common clinical
ing in severe loss of clinical attachment and bone? features of NUG,1,16 most clinical studies have indi-
Does NUG in extremely nutritionally deficient children cated that their presence may suggest primary her-
(e.g., Kwashiorkor) progress to include the external petic gingivostomatitis or mononucleosis.2,4,19,20 If one
structures of the face sometimes leading to death? The compares the features that are unique to NUG to those
literature concerning the clinical diagnosis, pathogenic that are common, it is easy to distinguish NUG clini-
mechanisms, and progression of NUG is often in con- cally from other gingival and periodontal diseases.
flict. The purpose of this paper is to critically review It has been suggested that there are acute and
data that exist in relation to NUG as a clinical diagnosis. chronic forms of NUG.21,22 Patients presenting with
A comprehensive understanding of NUG will assist in NUG are indeed often susceptible to future recur-
clinical diagnosis and delivery of appropriate therapy rences.1-6,23 However, the historical terminology of
for this infrequent, yet clinically significant, periodon- chronic should be considered a misidentification of
tal condition. a recurrence of disease. In addition, the rapid onset
of NUG has led many, especially in the United States,
DEFINING CHARACTERISTICS OF NUG to refer to NUG as ANUG. The term acute in ANUG
Clinical Presentation is a clinical descriptive term and should not be used
Necrotizing ulcerative gingivitis is different from the as a diagnostic classification. As there is no chronic
other periodontal diseases, in that it presents with inter- form of NUG, it is also best to consider ANUG a mis-
dental gingival necrosis as often described by punched nomer.
out ulcerated papillae, gingival bleeding, and pain.1-6 Necrotizing ulcerative gingivitis is diagnosed at the
Interproximal gingival necrosis is easy to detect. How- onset of specific clinical signs and symptoms.5,6,24
ever, tooth shape, size, and alignment may alter the Episodes of NUG will usually resolve within a few days
form of papillae. Consequently, these factors must be after receiving adequate treatment. Such response is
considered when assessing interdental papillae. It is extraordinary among plaque-associated periodontal
possible for inexperienced clinicians to misclassify diseases. Furthermore, unlike other forms of peri-
papillae as necrotic when in fact the papillae are odontal infection, NUG primarily affects the interden-
blunted due to the presence of a diastema and inflamed tal and marginal soft tissue with little osseous involve-
due to bacterial plaque. Loss of attachment and bone ment. It may be superimposed upon periodontitis and
in NUG are infrequent findings, but can occur after complicate the diagnosis.2,6 Some reports indicate that
multiple recurrences of the disease. Gingival bleeding NUG is associated with attachment loss. In a study of
associated with NUG is probably the least distinctive 13 patients with a history of NUG, it was found that
of the clinical signs of NUG, since it is a frequent find- mean probing attachment loss in the interdental crater
ing in other periodontal diseases. However in other sites were significantly greater than the mean for all
periodontal diseases, a substantial stimulus such as other sites. The presence of interdental craters was
tooth brushing or periodontal probing is required to assumed to be the previous sites of NUG. An associ-
elicit bleeding. In comparison, gingival bleeding in NUG ation between NUG and attachment loss was made in
occurs with little or no provocation. Pain is the hallmark this report.25 Attachment loss has also been noted
of NUG. The quality of pain in NUG is intense and upon recurrences of NUG.17 Such findings have led
results in patients seeking treatment. Typical gingivi- some to support the surgical treatment of any resid-
tis and periodontitis are not associated with severe gin- ual interdental soft tissue craters.2,3,17
gival pain. Periodontal abscesses and herpetic infec- Even if clinical attachment loss is associated with
tions are painful but can be easily distinguished from NUG, it is obvious that this disease presents with a
NUG. If any of the 3 criteria (interproximal necrosis, different response to therapy than other forms of peri-
bleeding, and pain) are absent, a diagnosis of NUG odontal disease. Resolution is quick upon removing
cannot be made. Other signs and symptoms that have the bacterial challenge.2,20,23,26 In addition, it has been

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Ann Periodontol Rowland

reported that even with conservative treatment, regen- neutrophil rich, necrotic, and spirochetal infiltration
eration of the affected interdental sites is possible.27 zones are unique to NUG. The histologic appearance
Using periodic scaling, root planing, and antimicrobial of NUG is different from other gingival and periodontal
rinses, this study showed that the disease process was diseases,37-39 but it is complex and may be mislead-
not only halted, but that regeneration of the necrotic ing, as cells associated with chronic lesions such as
papillae was possible.27 In contrast, longitudinal stud- lymphocytes may be present also. These are probably
ies involving similar therapeutic regimens in the main- due in part to a preexisting established gingivitis.39
tenance of post-therapy periodontitis sites found sta- Microbial studies have also characterized the gen-
bilization, but not necessarily regeneration, of the lost era and species of the cultivable flora in NUG.24,40 In
periodontium.28 The clinical presentation, course, and one study, the cultivable flora and microscopic findings
response to therapy for NUG are specific among the were evaluated on the same plaque samples.40 It was
periodontal diseases and support a unique clinical dis- reported that both the cultivable and microscopic flora
ease category. had what the authors identified as constant and vari-
able components. The constant cultivable flora con-
Etiology sisted of a limited number of predominant organisms,
Necrotizing ulcerative gingivitis is an infectious dis- B. melaninogenicus ssp. intermedius, now known as
ease. Dramatic resolution of signs and symptoms can Prevotella intermedia, and Fusobacterium sp. Micro-
be affected by reduction of the microbial plaque either scopically, Treponema and Selenomonas sp. comprised
by antibiotic therapy,3,26,29 mechanical debride- the constant flora. The concept of a predominant con-
ment,2,17,20 or both.1,5,6,27 A specific infectious dis- stant flora suggests an association of these flora with
ease should be associated with a specific etiology. The the disease. As with other periodontal diseases how-
bacterial etiology of NUG provides one of our strongest ever, this association does not necessarily demonstrate
examples of a primary bacterial etiology in a peri- an etiologic role for these bacteria in the initiation of
odontal disease.30 This bacterial etiology was first NUG. Attempts to satisfy Kochs postulates by trans-
proposed by Plaut in 189431 and Vincent in 1896.32 fer of the disease from one animal to another have
Working independently, they both reported that been attempted. When inoculated subcutaneously into
fusiform-spirochete bacterial flora were associated with the groin of guinea pigs, scrapings from lesions of NUG
the lesions of necrotizing ulcerative gingivitis. Even have produced fusospirochetal infections.41 It was also
though fusiforms and spirochetes are commonly found possible to pass this infection from animal to animal
in patients who do not have NUG,33 it does appear by the same route. Skin abscesses have been pro-
that these and perhaps other bacteria play a major duced in guinea pigs by injecting pure cultures of T.
role in the pathogenesis of NUG. First, electron micro- vincentii and T. buccalis separately and in combina-
scopic studies of gingival biopsies from NUG patients tion with other oral isolates.42 However, several differ-
have provided some of the most well known findings ent organisms singly or in combination have been
in support of bacterial invasion in a periodontal disease. demonstrated to be capable of producing similar
In a classic electron microscopic investigation in 1965, lesions.43 Using a steroid-induced immunosuppression
four zones associated with the gingival lesion of NUG in the beagle dog, it has been possible to transmit NUG
were identified.34 from animal to animal.44-48 Some histologic differ-
1. Bacterial zone: composed of a large mass of bac- ences were noted in the dog model compared to the
teria with varying morphotypes, including some spiro- earlier studies of human specimens; however, spiro-
chetes. chetes were seen penetrating normal epithelium, which
2. Neutrophil rich zone: underlies the bacterial zone, may suggest that spirochetes were involved in the ini-
contains many leukocytes with neutrophils predomi- tiation of the pathogenesis in NUG.48 In other forms of
nating. Bacteria, including many spirochetes, are periodontal disease, spirochetes are involved in
located between the cells. advanced gingivitis and periodontitis lesions but are
3. Necrotic zone: characterized by disintegrating not associated with sites of early periodontitis or gin-
cells and many spirochetes (large and intermediate) gival health.24,49,50 Studies of the bacterial etiology of
and other bacteria that appear to be fusiforms. NUG indicate that NUG is different from other peri-
4. Spirochetal infiltration zone: tissue elements odontal diseases.
appear well preserved but are infiltrated by spirochetes, For many years, NUG was considered a communi-
both large and intermediate in size. No other bacteria cable disease. A diagnosis of NUG often required a
were observed. report to community health departments in a similar
Essentially the same findings were reported in fashion as a venereal disease. A particularly insight-
another study 2 years later.35 A later study also found ful discussion of the data in regards to the communi-
cocci and rods in addition to the spirochetes, within the cability of NUG led the American Dental Association
adjacent non-necrotic connective tissue region.36 The to conclude that NUG was not communicable.51

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Necrotizing Ulcerative Gingivitis Volume 4 Number 1 December 1999

Predisposing Factors was true on the first day of attendance and up to one
Psychological stress. Development of NUG is closely month after the disease started.64 In another study,
associated with specific predisposing secondary fac- saliva was assayed for all 5 classes of immunoglobu-
tors such as psychological stress, immune suppres- lins as well as secretory IgA. A decrease in total
sion, smoking, malnutrition, pre-existing gingivitis, and immunoglobulin levels but an increase in secretory
tissue trauma. Acute psychological stress in particu- IgA was found in NUG subjects when compared to the
lar appears to be associated with the onset of NUG.7 control subjects.65 Another study of the humoral
It is well documented that the prevalence of NUG in response reported a depressed total serum IgG and
the military increases under conditions which produce increased total serum IgM concentrations in patients
high levels of acute stress4,19,22,52 and in drug addicts with NUG and patients with recurrent NUG compared
during periods of drug withdrawal.8 Additionally, it is to the control subjects.66 Taken together, these early
not uncommon to have outbreaks of NUG among col- reports provide interesting findings. The onset of NUG
lege students during examinations.9 is associated with a large microbial plaque load. Fur-
During periods of psychological stress, oral hygiene thermore an established or pre-existing gingivitis is
measures may decrease, nutrition may become inad- considered necessary for the onset of NUG. Therefore
equate, tobacco smoking may increase, and immune these early studies of the immune response indicate
function may be suppressed. Stressful life events may that a lack of protective antibodies may be involved
lead to an activation of the hypothalamic-pituitary- in the development of NUG.
adrenal axis, resulting in an elevation of serum and In contrast to these early studies, two more recent
urine corticosteroid levels.53 Increases in urinary lev- investigations of antibody response have reported con-
els of 17 hydroxycorticosteroid (17-OHCS) have been flicting findings.24,67 Both studies used specific bacte-
associated with psychological stress. Accordingly, sig- rial strains and measured antibody levels by an enzyme-
nificantly higher levels of urinary 17-OHCS have been linked immunosorbent assay. One study found
reported in NUG patients when compared with levels significantly higher IgG and IgM levels to an interme-
measured after resolution of the disease.54 Another diate size spirochete and higher IgG levels to B. inter-
study reported significantly higher levels of urinary medius (P. intermedia) in NUG subjects compared to
cortisol in NUG patients in comparison to control sub- healthy and gingivitis subjects.67 Examination of the
jects.55 Increased corticosteroid levels may play sev- results, however, indicated that significantly higher IgG
eral roles in the development of NUG such as immuno- titers were present against only 1 of 2 P. intermedia
suppression. strains tested. In addition, the source for the interme-
Immunosuppression. Increased cortisol levels have diate size spirochete in this study was reported to have
been associated with a depression of polymorphonu- been deep periodontal pockets. The other study was
clear leukocyte (PMN) function.56 Depressed PMN carefully controlled for confounding factors: plaque lev-
function as measured by chemotactic, phagocytic, and els, age, race, gender, and socio-economic status. In
bactericidal abilities has been reported in NUG this study, a depressed IgG and IgM response in NUG
patients.57-59 In addition, altered lymphocyte function subjects compared to control subjects was reported for
has been reported in NUG and will be discussed 4 isolates of P. intermedia (2 from NUG patients, 2 from
below.57,60,61 Further evidence to support the rela- control subjects). In addition, no differences in IgG lev-
tionship of immune suppression via increased levels of els to spirochetes isolated from NUG subjects or con-
corticosteroids was demonstrated by the transfer of trol subjects, or IgM levels to the spirochetes from NUG
NUG in the beagle dog after pretreatment with steroids individuals were found.24 It is arguable that antibody lev-
as previously discussed.44-48 Furthermore, it has also els, both non-specific and specific, are either similar
been suggested that elevated steroid levels may pro- or depressed in NUG patients compared to control sub-
vide essential nutrients for specific bacterial growth jects. However, lymphocyte function as measured by
(Prevotella intermedia).40,62 mitogenic response is severely depressed in NUG.57,60,61
Studies of immune responses in NUG have found, for It is apparent that regardless of the mechanisms
the most part, a lack of protective functions. One of involved, a general immune suppression (PMN function,
the earliest studies found no differences in antibody antibody response, and lymphocyte mitogenesis) is
levels to Fusobacterium fusiforme, B. melaninogeni- associated with the onset of NUG.
cus, and Borrelia vincentii of NUG patients compared Thus, it is not surprising that NUG has been asso-
to control subjects.63 A follow-up study using a dif- ciated with infection by human immunodeficiency virus
ferent methodology from the same laboratory looked (HIV) and acquired immune deficiency syndrome
at the immune response to Actinomyces viscosus, F. (AIDS).6,7,60 Moreover, it has been reported that NUG
fusiforme, Veillonella alcalescens, and B. melanino- may be the first sign of HIV infection.60 Several con-
genicus. They also found no differences in serum anti- troversies regarding the association of HIV disease and
body levels between patients and control subjects. This NUG exist. Early in the AIDS epidemic, atypical forms

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of gingivitis and periodontitis were reported to be asso- odontists and others experienced with this area of HIV
ciated with HIV infection.68 The gingivitis was described manifestations.73-75,81,82
as a distinct erythematous band of the marginal gin- Malnutrition. Malnutrition also has been reported to
giva with either diffuse or punctate erythema of the be a predisposing factor in the onset of NUG.1-6 Necro-
attached gingiva with little dental plaque. It was named tizing ulcerative gingivitis is considered to be a dis-
HIV-associated gingivitis (HIV-G).68 Spontaneous bleed- ease of young adults in Europe and the United States.
ing was often present in HIV-G. Unlike conventional In contrast, NUG occurs in very young children in
gingivitis, it was reported that HIV-G did not respond developing countries.83-89 The development of NUG
to oral hygiene measures. It may be due at least in in children appears to be related to poor nutritional
part to a candidal infection.69 These early studies from status especially in protein intake83,84 and secondary
San Francisco also reported a progression from HIV- to viral infections such as measles.85 Necrotizing ulcer-
G to NUG to a necrotizing ulcerative periodontitis.68 In ative gingivitis, which occurs in malnourished children,
1993, HIV-G was renamed as linear gingival erythema especially after viral and protozoal infections, may also
(LGE) by a collaboration of the EC-Clearinghouse on progress to a fulminating disfiguring and often lethal
Oral Problems related to HIV infection and the WHO infection known as noma.1-6 Noma has been known
Collaboration Centre on Oral Manifestations of the by other names such as cancrum oris in Africa, and
Immunodeficiency Virus.69 dzo-ma-gan in China. Dzo-ma-gan, which translates as
The distinct periodontitis in the San Francisco HIV- running horse gangrene, is a historical name and is
infected population was described as an ANUG type a reference to the rapid progression noma exhibits.5,90
of lesion (i.e., NUG) superimposed upon a rapidly pro- While it is generally accepted that NUG will progress
gressing periodontitis; a lesion in which severe loss of to noma in the compromised patient,1-6 a review of
attachment and bone was noted. Patients presenting the literature finds only rare cases that clearly began
with this disease did not have a history of NUG in these as NUG and progressed to noma.88 Moreover, reports
areas.68 The authors referred to this disease as HIV- purported to document the progression of NUG to
associated periodontitis (HIV-P). HIV-associated peri- noma contain photographs of initial presentation that
odontitis was subsequently renamed as necrotizing appear to indicate that patients had more than inter-
ulcerative periodontitis or NUP.69 Necrotizing stomati- proximal gingival necrosis. These included cellulitis of
tis (NS) occurs when the necrosis extends into the the external facial structures, advanced lesions involv-
mucosa and bone outside the periodontium.68,69 ing the entire periodontium (necrotizing ulcerative peri-
Through the years NUP in HIV-infected patients has odontitis), or lesions extending past the periodontium
been either misinterpreted as NUG or as a NUG-like into surrounding bone (necrotizing stomatitis).83-89
lesion, which quickly progressed to a necrosis of While it may seem appropriate to consider noma as
bone.70-72 This has occurred in spite of the original an extension of NUG, this is not well documented. A
report and subsequent attempts to clearly define these recent study indicates that noma is associated with
entities.73-75 It is important to note that these early elevated cortisol levels and reduced levels of zinc and
findings were generated from essentially non-medically amino acids in children previously infected with
treated HIV-infected patients. In a sense the actual dis- measles or herpesviruses in consort with F. necropho-
ease process of NUG and NUP could be studied. Stud- rum infection.91 This finding is in agreement with ear-
ies of the bacterial etiology of NUP (HIV-P) found the lier studies that reported the association of viral infec-
flora to be different from adult periodontitis76 and the tions with the development of noma.83,86 The
same as adult periodontitis.77 Both studies however underlying mechanisms of the pathogenesis of noma,
found the flora to be different from that associated with however, still need to be identified.
NUG.40 The issue of periodontal disease in HIV-infected Other Predisposing Factors. Tobacco smoking,
individuals has become much more complex than war- pre-existing gingivitis, and trauma have been reported
ranted.78 There have been attempts to address this as predisposing factors in NUG also. Tobacco smok-
problem. One approach is to clearly define small clin- ing in particular is associated with the onset of
ical differences for use in clinical studies of periodon- NUG.10,92-94 An earlier report suggested an associa-
tal disease.79 This approach is time consuming, but tion between NUG and venereal disease.95
would be useful in specific situations; e.g., assessment
of disease progression and treatment outcomes. Oth-
ers have sought to broadly group clinical findings.69,80 SYSTEMIC DETERMINANTS UNKNOWN
Such an approach would be applicable for use in epi- The majority of patients with NUG will still present with
demiologic studies of oral manifestations but would systemic determinants unknown. In other words, the
lack sensitivity for identification of periodontal diseases clinician will make a presumption of the etiologic and
such as NUG and NUP. Excellent reviews of periodontal pathogenic mechanisms that are ongoing based upon
diseases in HIV infection have been written by peri- the identification of predisposing factors. A smaller

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Necrotizing Ulcerative Gingivitis Volume 4 Number 1 December 1999

Psychological Stress and Anxiety

Pre-Existing Gingivitis

Increased Corticosteroid Production

Immunosuppression

Increased Bacteria Growth and Invasion

Viral Infection Immunosuppression

Necrotizing Ulcerative Gingivitis

HIV Infection Deficient Nutrition

Candida Infection Viral Infections

Protozoal Infections

Linear Gingival Erythema

Noma

Necrotizing
Ulcerative
Periodontitis

Necrotizing
Stomatitis

Figure 1. Necrotizing ulcerative gingivitis: possible etiological mechanisms and sequelae.

percentage of NUG cases will be attributable to sys- The epidemiology and etiology of NUG have inter-
temic determinants known; e.g., immunosuppression ested the research community for many years. Sev-
secondary to HIV infection. eral excellent reviews are available for reference.1,15,96
While this interest has led to an extensive body of
SUMMARY
knowledge in regards to NUG, there is still much
Necrotizing ulcerative gingivitis is a distinct painful not known. It has been proposed by many that NUG
infectious disease primarily of the interdental and mar- may progress to involve the periodontium (NUP) and
ginal gingiva. These clinical signs and symptoms of surrounding oral tissues (necrotizing stomatitis and
NUG will usually resolve within a few days after receiv- noma) depending upon the health status of the
ing adequate treatment; however, patients remain at patient. While the clinical presentation of NUG may
risk for recurrences of disease. As with other plaque- be modified by the systemic health status of the
associated periodontal diseases, opportunistic bacte- patient, it has a unique presentation, etiology, and
ria are the primary etiologic agents in NUG. There are pathogenesis and warrants a separate disease classi-
also non-specific predisposing factors for the devel- fication. Figure 1 depicts the various interactions
opment of NUG: acute psychological stress, tobacco thought to occur in NUG.
smoke, and pre-existing gingivitis. From this review
of the literature it is evident that the predominant fac- REFERENCES
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