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Does Psychotherapy Research Influence the Clinical

Practice of ResearcherClinicians?
Jeremy D. Safran, Iris Abreu, Joseph Ogilvie, and Anthony DeMaria, New School for Social
Research

This survey evaluated the impact of empirical research most widely cited surveys examining the degree to
findings on the clinical practice of a sample of psycho- which clinicians utilize the findings of psychotherapy
therapists who are also actively engaged in the con- research in their practices. They surveyed members of
sumption, critical evaluation, and production of the American Psychological Associations (APA) Divi-
psychotherapy research. On the one hand, we found
sion of Psychotherapy (Division 29) and found that a
marginal percentage (10%) of a total of 279 therapists
that even this sample of researcherclinicians perceives
reported that psychotherapy research articles or presen-
empirical research to be less helpful to them as clini-
tations were their primary source of guidance as clini-
cians than a variety of other sources of information,
cians. The most highly ranked sources of information
including their ongoing experience working with clients.
were ongoing experience with clients (48%), fol-
On the other, we found that they do value empirical lowed by theoretical publications and presentations
research, but consider it as one source of information (17%). Morrow-Bradley and Elliott (1986) also asked
among others to be incorporated into the clinical deci- their sample to rate the usefulness of seven different
sion-making process. Implications of the findings are therapy research areas (e.g., outcome research that
discussed with respect to a number of dimensions, compares a treatment with a control group and or
including the nature of professional expertise. other treatment approaches, process-outcome research
Key words: professional expertise, research and that links the process of therapy to differential out-
practice, researchpractice gap, research utilization. comes). They found that the research areas endorsed as
[Clin Psychol Sci Prac 18: 357371, 2011] most useful focused on topics such as the process of
change and the therapeutic alliance. Their respondents
Over the past several decades, a large literature has expressed less interest in research comparing the out-
accumulated demonstrating that psychotherapy of vari- comes of different forms of psychotherapy or in studies
ous types is an effective treatment for a range of psy- evaluating the effectiveness of a specific form of ther-
chological disorders (Lambert & Ogles, 2004; Lipsey & apy relative to a control group.
Wilson, 1993; Smith, Glass, & Miller, 1980). At the In that same year, Cohen, Sargent, and Sechrest
same time, research has consistently shown that practic- (1986) conducted in-depth interviews with 30 practic-
ing clinicians do not find psychotherapy research to be ing clinicians and found that empirical research
particularly relevant to clinical practice. Morrow-Brad- received the lowest clinical usefulness ratings of a
ley and Elliott (1986) conducted one of the earliest and number of different information sources, including dis-
cussions with clinical colleagues, workshops on clinical
practice, theoretical books on clinical practice, and
Address correspondence to Jeremy D. Safran, Department of
both how-to books and articles on clinical practice.
Psychology, New School for Social Research, New York,
NY 10011. E-mail: safranj@newschool.edu. Since that time, numerous studies using a variety of

 2011 American Psychological Association. Published by Wiley Periodicals, Inc., on behalf of the American Psychological Association.
All rights reserved. For permissions, please email: permissionsuk@wiley.com 357
methodologies have continued to find that clinicians itation system, recently launched by the Academy of
perceive psychotherapy research as having limited rele- Clinical Science, which only accredits clinical programs
vance to their clinical practices (e.g., Beutler, Williams, that are considered science based in nature.
Wakefield, & Entwistle, 1995; Lucock, Hall, & Noble, In contrast to Baker and colleagues (2009) perspec-
2006; Mussell et al., 2000; Nunez, Poole, & Memon, tive, various critics over the years have raised questions
2003). In a more recent study, Stewart and Chambless about the relevance of much existing psychotherapy
(2007) surveyed APAs Division of Independent Prac- research to clinicians. Many criticisms fall into the gen-
tice (Division 42). They found that respondents rated eral category of poor external validity. Critics argue
their own clinical experience as significantly more rele- that randomized clinical trials (RCTs), which have
vant to making typical treatment decisions than either become the gold standard of psychotherapy research,
current research on treatment outcome, experiences in have limited clinical relevance for a number of reasons.
personal therapy, or colleagues advice. They point out, for example, that RCTs have limited
This continuing evidence of a gap between research external validity because patients are randomly assigned
and practice has been the topic of countless publica- to treatments rather than choosing their own therapists
tions over the years that bemoan its existence and sug- (e.g., Seligman, 1995). Critics also argue that the types
gest various alternative solutions (e.g., Bergin & of patients typically seen in real-world practice are
Strupp, 1972; Goldfried & Wolfe, 1996, 1998; Persons often screened out of RCTs because of comorbid diag-
& Silberschatz, 1998; Rice & Greenberg, 1984; Safran, noses. Moreover, they argue, clinicians in real-world
Greenberg, & Rice, 1988; Safran & Muran, 1994; practice find manualized treatments too inflexible, feel
Westen, Novotny, & Thompson-Brenner, 2004). It that both treatment lengths and follow-up intervals are
has also been a source of frustration for researchers. For too short in RCTs, and find that RCTs often fail to
example, a widely cited article by Baker, McFall, and capture change in ways that are clinically meaningful
Shoham (2009) compares clinical psychology to the (Goldfried & Wolfe, 1996, 1998; Persons &
prescientific state of American medicine at the time of Silberschatz, 1998; Westen et al., 2004). Other critiques
the Flexner report in the early 20th century. Citing focus on issues such as the lack of relevance of RCTs for
evidence indicating that many clinicians give more the clinician who is confronted with the question of
weight to their personal experiences than to science in how to intervene with a specific patient in a particular
making decisions about intervention, Baker et al. moment (e.g., Greenberg, 1984, 1986; Rice &
(2009) argue that although it is patent that impres- Greenberg, 1984; Safran & Muran, 1994; Safran et al.,
sionistic, clinical judgments are prey to numerous 1988).
biasesclinicians continue to use the former and Over the years, attempts to develop research
eschew the latter. In this vein, they continue, The approaches that are more relevant to the practicing clini-
upshot is that the person seeking psychological services cian have led to the development and implementation of
from a clinical psychologist cannot assume that his or a variety of different alternatives. These include system-
her treatment will be informed by the fruits of atic, research-informed case study approaches (Fishman,
the inferential deductive discipline known as science 1999; Strupp, 2001); a focus on the mechanisms of
(p. 83). change (Gendlin, 1986; Greenberg, 1986; Rice &
From Baker and colleagues (2009, p. 83) perspec- Greenberg, 1984; Safran & Muran,1994; Safran et al.,
tive, many practicing clinicians display what the authors 1988), qualitative research methods (e.g., Elliott, 1984;
regard as an insouciance in the face of the strong Hill et al., 2005; Rennie, Phillips, & Quartaro, 1988;
evidence base for the efficacy and cost-effectiveness of Stiles, 1993); and approaches such as task analysis, which
specific forms of therapy. According to them, this is integrate qualitative and quantitative research methods
harming the field and marginalizing clinical psychology (e.g., Greenberg, 1986; Rice & Greenberg, 1984).
within the health care system. To solve this problem, Advocates for the use of these methods argue that
Baker et al. (2009) advocate for the more widespread clinical trials that use group data to test hypotheses about
acceptance of an alternative to the current APA accred- the effectiveness of different forms of therapy fail to

CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE V18 N4, DECEMBER 2011 358
capture the complexity and subtle nuances of clinical therapy research than the average clinician. The
process and tend to emphasize hypothesis testing at the objective of this study was thus to survey respondents
expense of the discovery-oriented aspects of research (e.g., who are actively involved both as clinicians and as psy-
Elliott, 1984; Greenberg, 1986; Hill et al., 2005; Rennie chotherapy researchers. We were interested in the
et al., 1988; Stiles, 1993). They also argue that qualita- question of whether such respondents would be more
tive methods and approaches that incorporate qualitative likely than their less research-oriented colleagues to
methods can make use of the researchers capacity for see research as clinically relevant. We also wondered
rigorously observing the process of change, or what if a sample of clinicianresearchers who are particu-
Rice and Greenberg (1984) have referred to as patterns of larly likely to be familiar with some of the recent
change that recur across multiple cases, and therefore the developments in psychotherapy research described ear-
opportunity for discovery of phenomena that are not lier would be more likely to find research to be clini-
already known (e.g., Elliott, 1984; Greenberg, 1986; cally useful.
Hill et al., 2005; Rennie et al., 1988; Stiles, 1993). For these reasons, we decided to survey members
of the Society for Psychotherapy Research (SPR).
RATIONALE FOR THIS SURVEY Founded in 1969 as an international multidisciplinary
Most surveys on psychotherapy research utilization scientific organization, SPR has from its inception
have been conducted with therapists whose professional emphasized the importance of integrating research and
time is heavily devoted to the practice of psychother- practice (Orlinsky, 1995). There is a long-standing
apy, and who are not actively engaged in reading and tradition of SPR members being actively involved both
critically evaluating the psychotherapy research litera- as researchers and consumers of research and as prac-
ture or conducting research themselves. For example, ticing clinicians themselves (Angus et al., 2010). Mem-
82% of Morrow-Bradley and Elliotts (1986) sample bers of SPR have played a significant role in
reported spending more time in practicing, supervising, developing alternative research approaches designed to
or consulting about psychotherapy than in any other produce findings that are more meaningful to the cli-
professional activity. Seventy-three percent were nician and in conducting this type of research them-
employed in private practice or other primarily clinical selves (see, e.g., the recently published collection of
settings, with only 19% working in university or medi- essays about prominent SPR members, Bringing Psycho-
cal school settings. Modal number of research articles therapy Research to Life: Understanding Change Through
read in the last month, research conferences attended the Work of Leading Clinical Researchers; Castonguay
in the last year, and total number of research publica- et al., 2010). Moreover, Psychotherapy Research, the
tions or presentations produced were all 0. Sixty-two official SPR journal, is an important publication outlet
percent reported not conducting any research. Stewart for research that has been influenced by methodologi-
and Chambless (2007) did not ask their sample to indi- cal innovations designed to increase the clinical utility
cate how much research they read or produced, but of psychotherapy research. Finally, in contrast to most
88% of their sample identified private practice as their samples previously surveyed on the topic of research
primary employment site. It seems reasonable to infer utilization, SPR is an international organization. Sur-
that like many full-time clinicians, respondents in these veying members of SPR would thus allow us to
surveys do not work in environments that encourage examine the attitudes of researcherclinicians who are
an ongoing interest in research, nor are they likely to more representative of the international community
be familiar with the latest developments in psychother- than has been the case with many psychotherapy
apy research. Moreover, they are not immersed in pro- research utilization surveys.
fessional cultures that place a high value on
psychotherapy research. METHOD
We wondered if clinicians who are more immersed Participants, Procedure, and Survey
in a psychotherapy research culture might have differ- All members of the Society for Psychotherapy
ent attitudes regarding the clinical utility of psycho- Research (SPR) were contacted via e-mail and invited

PSYCHOTHERAPY RESEARCH AND CLINICAL PRACTICE SAFRAN ET AL. 359


to participate in a web-based survey. Within the innovations in psychotherapy research methodology
e-mail, participants were informed that the question- that have become well established since the mid-1980s.
naire was anonymous and were provided with a
universal link that would securely lead them to the RESULTS
survey web site. Upon entering the survey web site, Return Rate and Sample Characteristics
but before proceeding to the questionnaire, the partici- One thousand and sixty-six members (the total mem-
pants were informed of their confidentiality and rights. bership list of SPR at the time) were e-mailed regard-
After a period of a month, members of SPR were ing the online survey. A total of 250 web site visits
e-mailed participation reminder notices. were recorded (23%) and 123 responses (12%) were
There were two sections to our survey: quantitative received. Respondents within the age range of 2635
and qualitative. The first section consisted of a series of accounted for 26% of the sample, ages 3645
items rated on 5-point rating scales. Respondents accounted for 19%, ages 4655 for 24%, and ages 56
were first asked to rate the impact of psychotherapy 65 for 22%. The remaining 9% of the sample fell out-
research (in general) on their clinical practices. They side of these age ranges. Men accounted for 56% of
were then asked to rate the impact of quantitative respondents and 44% were women. The majority
research on their clinical practices. This was followed (68%) of our sample had PhD degrees. Less than 11%
by a question asking them to rate the clinical impact of of respondents had a degree in social work, licensed
qualitative research. We were interested in having clinical social work, or were in graduate school in pur-
respondents distinguish between the clinical impact of suit of a professional degree.
quantitative versus qualitative research, given the argu- The majority (60%) of our respondents were
ments that have been advanced regarding the incre- employed either exclusively in an academic setting or
mental clinical utility of qualitative research over in an academic setting and at least one additional set-
quantitative research, and the marked upswing in the ting (e.g., hospital, clinic, or private practice). On this
use of qualitative research methods by psychotherapy dimension, our sample stands in clear contrast to the
researchers over the last three decades (Hoyt & Bhati, sample of APA Division 29 members that was surveyed
2007; Rennie, Watson, & Montiero, 2002). Next, we by Morrow-Bradley and Elliott (1986), where the
asked respondents to rate the degree of their optimism majority were employed in private practice settings
about the field of psychotherapy research. Finally, we (61%). Only 8% of the current sample was employed
asked them to rate the relative impact of various exclusively in a private practice setting, with an addi-
sources of information on their clinical practices (e.g., tional 12% employed at least part time in private prac-
psychotherapy research, theoretical publications, per- tice. In addition, over 82% of the current sample
sonal experience working with patients, and clinical reported having conducted psychotherapy research for
supervision). over 5 years, and almost half (47%) reported conduct-
The second section of our survey was designed to ing research for more than 15 years. In contrast, the
shed additional light on the types of research findings majority of Morrow-Bradley and Elliotts (1986) sam-
that these researcherclinicians find most relevant to ple reported considerably less involvement in research,
their clinical work by eliciting responses to the follow- with 62% reporting not conducting any research.
ing open-ended question: Give two or three examples With respect to clinical practice, 82% of the current
of research findings that have had a significant impact sample reported having 6 or more years of clinical
on your clinical practice. Our hope was that this experience, and 66% reported practicing as clinicians
open-ended question might yield a richer, more for 11 or more years. Sixty-eight percent of the current
nuanced picture of the types of research that our sample reported spending six or more hours per week
respondents find useful, rather than asking them to rate in clinical practice, and only 1.7% reported not cur-
pre-established categories in the way that Morrow- rently practicing as clinicians The demographic data
Bradley and Elliott (1986) had done. We reasoned that thus provide clear evidence that respondents in our
this might be particularly valuable, especially given the current sample were active as both clinicians and

CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE V18 N4, DECEMBER 2011 360
psychotherapy researchers, and this distinguishes them years of involvement as researchers, years of clinical
from those respondents usually surveyed in clinical uti- experience, and total hours of clinical practice per
lization studies, who tend to fall more toward the clini- week) was then compared to the distribution of the lar-
cian end of the scientist-practitioner spectrum (e.g., ger sample with respect to these characteristics. As we
Beutler et al., 1995; Cohen et al., 1986; Lucock et al., could not assume independence of the two samples, we
2006; Morrow-Bradley & Elliott, 1986; Mussell et al., treated the data obtained from our brief survey of mem-
2000; Stewart & Chambless, 2007). bership characteristics (the second survey) as our best
Respondents represented a wide range of theoretical estimate of the population (the SPR membership as a
orientations, with psychodynamic being the most whole). We then calculated confidence intervals for
commonly endorsed (35%). Ten percent designated proportions for respondent characteristics in our first
themselves as cognitive-behavioral, 27% designated survey and evaluated the extent to which the values
themselves as being either eclectic or integrative, 15% obtained in our second survey were included in the rel-
designated themselves as humanistic, and 13% evant confidence intervals for the first (Brown, Cai, &
designated themselves as other. On this dimension, Dasgupta, 2001; Clopper & Pearson, 1934). The confi-
there were both similarities and differences between dence level was set at 95% (i.e., p < .05). The only sig-
our sample and Morrow-Bradley and Elliotts (1986) nificant differences that emerged were on the
sample, in which 20% designated themselves as characteristics of age (where we appear to have
cognitive-behavioral, 36% designated themselves as undersampled members in the 6675 years category),
eclectic, 36% psychodynamic, and 8% other.1 years of clinical experience (where we undersampled
Finally, in contrast to many research utilization stud- the more than 30 years category), clinical hours per
ies that have been published, approximately 40% of week (where we undersampled the 1115 hour cate-
our sample came from countries outside of North gory), and theoretical orientation (where we undersam-
America. Over 20 different countries were represented pled psychodynamically oriented clinicians and
in our sample. Almost 60% of respondents came from oversampled those designating themselves as eclectic).
North AmericaUnited States (52%), Canada We thus have some evidence regarding our survey sam-
(7.3%)with approximately 40% of the sample repre- ples representativeness of the larger SPR membership.
senting 20 different countries in Europe and Latin
America. The following five countries were most Questions and Rating Endorsement Percentages
highly represented in our sample: United States (52%), The first survey item asked respondents to agree or dis-
Canada (7.3%), Italy (4.9%), United Kingdom (4.1%), agree with the following statement: Psychotherapy
and Sweden (4.1%.) research has had an important impact on my clinical
Because our return rate (12%) was relatively low, practice. The respondents answered accordingly:
questions arise as to the samples representativeness of strongly disagree (scale point 1: 2%), disagree (scale
the larger SPR membership on important characteris- point 2: 7%), neutral (scale point 3: 7%), agree (scale
tics. As we were not able to find data of this type, we point 4: 45%), and strongly agree (scale point 5: 39%).
conducted a second web site survey of the SPR mem- As a reference point, Table 1 compares the current
bership to obtain it. To maximize responsiveness, com- samples response to this question to the Morrow-
pletion time for this survey was designed to be Bradley and Elliott (1986) samples response to a similar
extremely brief (23 min maximum). This brief survey question.
was e-mailed to everyone on the SPR membership list It should be noted that Morrow-Bradley and Elliott
at the time (a total of 1,173 members). This time we (1986) phrased their question slightly differently (i.e.,
obtained a return rate of 73%, which is considered Please rate the extent to which the results from psy-
acceptable (Dillman, 2006). chotherapy research influence your clinical practice),
The distribution of sample respondents from our used a 6-point rating scale, and used different anchor
research utilization survey within each of the relevant points (see Table 1). These differences make it some-
characteristic categories (e.g., age, gender, work setting, what difficult to directly compare the responses of the

PSYCHOTHERAPY RESEARCH AND CLINICAL PRACTICE SAFRAN ET AL. 361


11%), neutral (scale point 3: 20%), agree (scale point 4:
Table 1. Impact of research on clinical practice
44%), and strongly agree (scale point 5: 23%).
Scale This Survey Morrow-Bradley & Elliott, 1986
A paired samples t-test (two-tailed) failed to find sig-
Point Research has had an The extent to which research has nificant differences in respondents ratings of the clini-
important impact on my had an impact on your practice
clinical practice (%) (%) cal impact of quantitative versus qualitative research,
t(121) = 0.23, p > .05.
1 Strongly disagree 2 Not at all 5
2 Disagree 7 Minimally 26 The fourth item asked: How optimistic are you
3 Neutral 7 Some 42
4 Agree 45 Quite a bit 17
about the future of psychotherapy research and its
5 Strongly agree
a
39 A great deal 10 impact on clinical practice? The responses were as fol-
6 NA More than any other factor 0
lows: strongly pessimistic (scale point 1: 1%), somewhat
a
This survey used a 5-point scale. pessimistic (scale point 2: 8%), neutral (scale point 3:
7%), somewhat optimistic (scale point 4: 56%), and
two samples. For example, the fact that the anchor for strongly optimistic (scale point 4: 28%). Although only
scale point 6 in Morrow-Bradley and Elliotts (1986) 28% were highly optimistic about the future of psycho-
study was more than any other factor likely accounts therapy research overall, 84% of the sample was either
for the absence of any endorsement by raters, and there somewhat optimistic or strongly optimistic about
is no way of knowing how the respondents in our the potential impact of psychotherapy research in the
sample would have responded to this scale point and future.
anchor. Nevertheless, an examination of Table 1 sug- The fifth item asked respondents to evaluate the rel-
gests that substantially more respondents in the current ative impact of various sources of information on their
sample endorsed rating points toward the more clinical practice. It was phrased as follows: Please rate
impactful end of the scale than in the Morrow- the extent to which you agree about the helpfulness of
Bradley and Elliott (1986) survey. For example, if we the following sources of information with regard to
treat Morrow-Bradley and Elliotts scale as a 5-point your clinical practice. The respondents endorsed their
rating system by leaving out the scale point with the assessment of the utility of the six different sources of
anchor more than any other factor (as there is no information along a 5-point scale, with the following
comparable anchor on our scale), we can see that con- anchor points: 1: unhelpful; 2: somewhat helpful; 3: no
siderably more respondents in our sample still endorsed opinion neutral; 4: somewhat helpful; and 5: helpful.
the top two scale points (i.e., more impactful) than in Means and standard deviations of ratings for the var-
the Morrow-Bradley and Elliott (1986) sample (84% ious sources of information (listed from highest to low-
vs. 27%). Moreover, substantially fewer respondents in est of frequency of endorsement) were as follows:
the current sample endorsed the bottom two scale ongoing experience with clients (M = 4.78,
points (i.e., less impactful) than in the Morrow-Bradley SD = 0.61), supervision consultation with others
and Elliott (1986) survey (9% vs. 31%). (M = 4.60, SD = 0.65), conducting psychotherapy
The second item was worded as follows: Quantita- research (M = 4.36, SD = 0.65), theoretical publica-
tive research has had an important impact on my clini- tions and or presentations (M = 4.31, SD = 0.72),
cal practice. Once again respondents were instructed experience of being a client (M = 4.15, SD = 0.77),
to rate this statement on a 5-point scale, using the same and research publications and or presentations
anchors as in the previous question. The respondents (M = 4.11, SD = 0.77). To assess the extent to which
answered strongly disagree (scale point 1: 6%), disagree significant differences in respondents overall ratings of
(scale point 2: 13%), neutral (scale point 3: 9%), agree the helpfulness of various sources of information
(scale point 4: 45%), and strongly agree (scale point 5: existed, a repeated measures ANOVA was conducted,
27%). The third item was worded as follows: Qualita- indicating that helpfulness ratings differed significantly
tive research has had an important impact on my clini- between information sources, Wilkss k = 0.52, F(5,
cal practice. The respondents answered strongly 122) = 21.62, p < .001. Post hoc tests of repeated
disagree (scale point 1: 2%), disagree (scale point 2: measures t-tests using Bonferroni corrected p-value of

CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE V18 N4, DECEMBER 2011 362
.003 (.05 15) indicate that respondents found both respondents to indicate the source of information that
experience with clients and supervision and consul- they found to be most useful to their clinical practice,
tation more helpful than conducting psychotherapy caution must be exercised in comparing our results to
research, theoretical publications, experience of theirs. Bearing this caveat in mind, however, we will
being a client, and research publications (all p-val- tentatively draw some inferences regarding differences
ues < .004). Cohens d effect sizes were computed, in the attitudes of the two samples in the discussion
with strengths ranging from 0.89 (difference between section of this article.
experiences with clients and research publica-
tions presentations) to 0.39 (difference between Theoretical Orientation and Research Utilization
supervision and consultation with others and con- As both Morrow-Bradley and Elliott (1986) and Stewart
ducting psychotherapy research). and Chambless (2007) found that psychodynamically ori-
Table 2 provides information regarding the percent- ented clinicians were less likely to find research to be
age of respondents who endorsed the two highest ends clinically meaningful than clinicians of other orienta-
of the ratings scale (5 = helpful and 4 = somewhat tions, we were curious whether this tendency would
helpful) and compares these findings with Morrow- persist even among our sample of psychotherapy
Bradley and Elliotts (1986) rank-order findings. researchers. We compared the responses of psychody-
If we restrict ourselves to examining responses to namically oriented therapists (n = 44) to those of respon-
the highest scale point in our survey, we see that dents identifying with all other theoretical orientations
research publications presentations are perceived as combined (n = 79) using unpaired t-tests (two-tailed).
the least helpful source of information, whereas ongo- Psychodynamic therapists rated the importance of psy-
ing experience with clients is perceived as the most chotherapy research with regard to their clinical practice
helpful experience. Morrow-Bradley and Elliotts as significantly lower than other theoretical orientations,
(1986) sample also endorsed ongoing experience with t(122) = 0.83, p < .05. Given the evidence that psycho-
clients as the most useful source of information. Inter- dynamically oriented therapists tend to find research in
estingly, our sample endorsed conducting psychother- general less relevant to their clinical practice, we were
apy research as the third most helpful source of curious as to whether they might find qualitative
information, compared to Morrow-Bradley and research more relevant than quantitative research. Using
Elliotts (1986) sample, which rated this activity as the an independent samples t-test (two-tailed), the relation-
least useful source of information. ship between theoretical orientation and the reported
When our samples responses to the two highest impact of qualitative research was explored, showing no
scale points (helpful and somewhat helpful) are significant differences, t(122) = 0.25, p >.05. We did,
summed (Table 2, column 3), we see that approxi- however, find that psychodynamically oriented therapists
mately 90% of all respondents endorsed all sources of rated the relevance of ongoing experience with clients
information as either helpful or somewhat helpful. significantly higher than other therapists, t(122) = 1.17,
Because Morrow-Bradley and Elliott (1986) only asked p < .05.

Table 2. Percentage of respondents agreeing on the helpfulness of various sources of information

This Study Morrow-Bradley & Elliott, 1986

Information source Helpful Somewhat helpful Helpful or Somewhat helpful Most Useful Helpful
Ongoing experience w clients 82 11 93 48
Supervision consultation w others 68 24 92 7
Conducting psychotherapy research 46 44 90 3
Experience of being a client 43 53 96 8
Theoretical publications presentations 43 53 96 17
Research publications presentations 29 61 90 10

PSYCHOTHERAPY RESEARCH AND CLINICAL PRACTICE SAFRAN ET AL. 363


Qualitative Analysis sufficiently similar thematically. In addition, category
In an effort to obtain a detailed picture of which spe- names were modified as the taxonomy evolved. The
cific research findings or general types of research have senior author periodically provided input into this pro-
had the greatest impact on respondents clinical prac- cess when the team requested.
tices, we reviewed their answers to the following When members of the team agreed that the point of
open-ended question: Give two or three examples saturation had been reached (i.e., any new categories
of research findings that have had a significant impact did not facilitate an increased understanding of the
on your clinical practice. Responses came in a num- results), both the categories and the items classified
ber of different forms ranging from specific studies within them were reviewed meticulously by an outside
considered to be important, to lines of research associ- auditor.2 All modifications suggested by the outside
ated with specific researchers, to descriptions of a par- auditor were discussed with the judges, and any differ-
ticular type of research finding that has emerged ences of opinion were resolved by consensus. At this
consistently (e.g., Dodo bird verdict: most therapies point, the senior author3 reviewed the material care-
are equally successful, efficacy of exposure-based fully. He proposed merging a few of the categories,
treatments for anxiety,), to general areas of research some changes to category names, and reclassifying a
(e.g., attachment research, client-therapist racial few of the items. These proposed changes were then
matching, research on integration of therapy with reviewed and approved by the original team of judges.
drugs, affect and psychotherapy). A total of 292 A simple count of the number of examples belonging
examples were provided, with an average of 2.37 to each category was then conducted in an attempt to
examples per respondent (SD = 0.99). The mode and get a rough sense of the research findings most com-
median number of examples provided were both 3. In monly reported by respondents as having a significant
cases where respondents gave more than one example, clinical impact. Raw frequencies were then converted
all examples were incorporated into the subsequent into percentage of total responses provided to convey a
analysis. sense of the relative importance of each of the catego-
Using a qualitative analysis procedure following ries from the respondents perspectives.
general guidelines for grounded theory analysis Table 3 presents the 10 most common categories (as
(Charmaz, 2006; Rennie, Phillips, & Quatero, 1988; derived by the research team) of research areas or find-
Strauss & Corbin, 1998), and also partially informed by ings described in descending order of frequency of
Hill and colleagues (2005) guidelines for consensual occurrence, along with three examples of each cate-
qualitative research (CQR), verbatim responses were gory.
carefully reviewed by the second author with the assis- Research on the therapeutic alliance and on thera-
tance of two graduate research assistants in psychology. peutic alliance ruptures was the most commonly
These three acted as judges who worked as a team to reported example (approximately one quarter of the
rewrite the items in simplified form (when necessary), examples provided by respondents were classified
developed categories to describe thematically related within this category). The second most common cate-
items, and fit items into categories. All decisions were gory was research on the effectiveness of various
made by consensus procedure. This was a time-con- behavioral and cognitive-behavioral (CBT) interven-
suming, iterative process in which team members tions (approximately 17%). This was closely followed
worked together to generate categories in an ongoing by examples of psychodynamically oriented research
fashion for purposes of classifying the examples as they (15%). Interestingly, unlike the CBT examples
reviewed them. Categories were named in a prelimi- reported, which focused almost exclusively on treat-
nary fashion as they were generated. When examples ment outcome findings, almost all of the psychody-
could not be fit into existing categories, new categories namically oriented examples focused on various aspects
were generated. Over time, categories that could not of psychodynamic process (e.g., research on counter-
be used to classify five or more items were either transference, research on defense mechanisms, research
dropped or merged with other categories that seemed on transference interpretations).

CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE V18 N4, DECEMBER 2011 364
Table 3. Most common categories of research findings (with examples and approximate percentage of total)a

Research on the therapeutic alliance and ruptures in the Research on the effectiveness of behavioral and cognitive behavioral
therapeutic alliance (24%) interventions (17%)

Early alliance predicts outcome and retention Cognitive therapy for relapse prevention in depression
Recognizing and addressing alliance ruptures Efficacy of exposure-based treatments for anxiety
Alliance repair methods can work and improve outcome Dialectical behavior therapy for borderlines

Psychodynamically oriented research (15%) Research on psychotherapy process and or mechanisms of change (12%)

Addressing defenses and its relation to outcome Impact of negative therapeutic process
The potential dangers of transference interpretations Various types of task analysis research
Research on accuracy of interpretations Findings on client deference

Therapist or treatment intervention by patient type (7%) Research demonstrating therapeutic equivalence (8%)

Family intervention and schizophrenia The Dodo bird effect


Clienttherapist racial matching Lay therapists equally effective as trained therapists
Treatment for impoverished, depressed women IPT and CBT equally effective for moderate depression

Attachment and developmental research (4%) Emotion (3%)

Attachment research Emotion precedes cognition


Research on reflective functioning mentalization Affect regulation research
Motherinfant attunement research Experiencing level in specific contexts

Psychotherapy and medication (3%) Neuroscience research (3%)

CBT has lower relapse rates for depression than antidepressants Neurobiological impact of psychotherapy
Severe depression responds best to therapy plus medication Brain research on amygdala and trauma
CBT performs as well as medication in various studies Brain research on how memory functions

a
Total is 96% because 4% of examples were not provided in sufficient number to be categorized.

The next three most common examples given were actively involved in the production and critical
categorized as research on psychotherapy process or consumption of psychotherapy research and the practice
mechanisms of change (12%), research demonstrating of psychotherapy would reveal less of a clinical-research
therapeutic equivalence (8%), and research on treat- gap than is commonly found in surveys of samples of
ment or therapist variables by patient type (7%). The clinicians. To this end, we surveyed members of the
next four types of examples reported were classified as Society for Psychotherapy Research regarding their
attachment related and other developmental research perceptions of the clinical utility of psychotherapy
(4%), research on emotional processes (3%), research and then asked them to contrast the impact of
research on psychotherapy and medication (3%), and psychotherapy research versus other sources of informa-
basic neuroscience research (3%). None of the other tion on their clinical practices. We asked our respon-
findings or types of research provided (4%) could be dents to (a) rate the overall impact of psychotherapy
classified into categories with five or more exemplars research on their clinical work, (b) compare the
and therefore were not classified. Examples included impacts of quantitative versus qualitative research,
research on relapse prevention, Scandinavian (c) evaluate the relative clinical utility of a variety of
psychosis research, doseeffect relationship research, different sources of information, including research,
meta-cognitive functioning in personality disorder, and (d) rate their overall degree of optimism about the
engagement and motivation procedures, and herme- future of psychotherapy research. We then asked them
neutic single case design research. to compare the impact of psychotherapy research on
their clinical work to a variety of other sources of
DISCUSSION information.
The major objective of this study was to find out As a reference point, we compared our findings
whether a survey of clinicianresearchers who are both with those obtained by Morrow-Bradley and Elliott

PSYCHOTHERAPY RESEARCH AND CLINICAL PRACTICE SAFRAN ET AL. 365


(1986) in their sample of members of the APA Divi- qualitative over quantitative research, and despite the
sion of Psychotherapy (Division 29). As previously upswing in the publication of qualitative research over
indicated, the two samples differed substantially with the last three decades (Hoyt & Bhati, 2007; Rennie
respect to employment setting and the proportion of et al., 2002), the current sample reported no significant
time devoted to clinical practice versus research activ- differences in their evaluation of the clinical utility of
ity, with Morrow-Bradley and Elliotts (1986) sample qualitative versus quantitative research. Given the
more closely fitting the profile of the clinician rather degree of exposure of the SPR community to qualita-
than the researcher and our sample more closely fitting tive research, these findings are unlikely to be attribut-
the profile of researcherclinician. Over 80% of our able to a lack of familiarity with it. One possible
sample reported conducting psychotherapy research for interpretation of these results is that more recent
5 years or more, and almost half reported conducting developments in quantitative research (e.g., change
research for more than 15 years. mechanism research, research-informed case studies)
Despite the distinctive demographic profile of our have increased its clinical utility, thereby raising the
sample, at one level the oft lamented gap between bar in terms of what qualitative research needs to
research and practice continues to be evident. Less than offer to contribute added value. Even if this is the case,
half (39%) of our respondents strongly agreed that however, it will be important for future research to
psychotherapy research has had a significant impact on more carefully evaluate the question of whether or not
their clinical practices. An examination of our samples qualitative methods really are delivering on their
mean helpfulness ratings of various sources of promise in the field of psychotherapy research, and if
information found that both their personal experience not, whether this failure is inherent to qualitative
of working with clients and supervision and research or a reflection of the specific types of qualita-
consultation were rated as significantly more helpful tive methods commonly employed by psychotherapy
than research publications. Similar to both Morrow- researchers.
Bradley and Elliotts (1986) and Stewart and As was the case in the surveys conducted by both
Chamblesss (2007) findings, respondents in the current Morrow-Bradley and Elliott (1986) and Stewart and
study were most likely to endorse their own ongoing Chambless (2007), respondents in our survey endorsing
work with clients as the source of information most a psychodynamic orientation were less likely than clini-
helpful to their clinical practice. Moreover, our sample cians of other orientations to consider research findings
ranked research publications presentations as the least helpful to them in their clinical practice. This finding
helpful of the six sources of information rated. Although, may be attributable to a history within the psychoana-
as indicated earlier, the wording of the questions and the lytic tradition of dismissing the relevance of systematic
rating scale anchors in our survey were somewhat differ- empirical psychotherapy research both because of its
ent from those employed by Morrow-Bradley and Elliott failure to capture the complexity of the clinical process
(1986), if we restrict our examination of respondents and on the basis of epistemological grounds (Hoffman,
ratings of six different sources of information to the top 2009; Luyten, Blatt, & Corveleyn, 2006; Safran, 2001;
rating point of the 5-point helpfulness scale, it appears Safran & Aron, 2001). Interestingly, psychodynamically
that our sample of researcherclinicians was no more oriented respondents in our sample were also signifi-
enthusiastic about the clinical utility of psychotherapy cantly more likely than clinicians of other orientations
research findings (relative to other sources of informa- to find ongoing experience with clients as a helpful
tion), and if anything less enthusiastic than Morrow- source of information. This may reflect the strong
Bradley and Elliotts (1986) sample, who ranked psycho- emphasis that psychoanalysis has traditionally placed on
therapy research findings as more helpful than both the pivotal role of extensive clinical experience in the
supervision consultation with others and the experi- training process. For example, the International Psy-
ence of being a client. choanalytic Association requires trainees to complete a
Interestingly, despite the case advanced by various minimum of 4 years of supervised clinical experience
researchers regarding the incremental clinical utility of prior to graduation.

CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE V18 N4, DECEMBER 2011 366
If we were to focus exclusively on the various find- sense of humility of clinicians, and our openness to
ings described above, we might simply conclude that modifying our theories in an ongoing fashion (Elliott
even a sample of researcherclinicians shows consider- & Morrow-Bradley, 1994; Lampropoulos et al., 2002;
able skepticism about the clinical relevance of psycho- Safran & Muran, 1994). Further exploration of the
therapy research. At the same time, however, it should potentially valuable by-products of conducting psycho-
be noted that when we examine the distribution of rat- therapy research may have implications for the way in
ings for the question regarding the overall impact of which research training is incorporated into clinical
research on clinical practice (i.e., research has had an training programs. For example, placing greater empha-
important impact on my clinical practice), we see that sis on teaching students in clinical psychology programs
these ratings tend to cluster toward the top end of the to reflect more actively on what can be learned clini-
scale. Moreover, when we combine ratings for the top cally through the process of conducting psychotherapy
two points of the comparative helpfulness scale (i.e., research may facilitate a greater degree of mutual influ-
please rate the extent to which you agree about the ence between research training and clinical practice.
helpfulness of the following sources of information to This could potentially have a meaningful impact on
your clinical practice), over 90% of all respondents clinicians attitudes about research subsequent to
rated psychotherapy research (as well as other sources graduation.
of information) as either helpful or somewhat help- The findings that emerged from our qualitative
ful to their clinical practice. In addition, 84% of the analysis add additional texture to our understanding of
current sample was either somewhat optimistic or this samples attitudes toward psychotherapy research.
strongly optimistic about the potential impact of psy- The most commonly provided examples of influential
chotherapy research on clinical practice in the future. research findings fell into the category of therapeutic
Finally, when we compare SPR members responses to alliance research and research on therapeutic alliance
Morrow-Bradley and Elliotts (1986) sample of Divi- ruptures. This finding is consistent with the growing
sion 29 members responses to the single question emphasis on the importance of the therapeutic
regarding the impact of research on their clinical prac- relationship across a variety of psychotherapy traditions
tice, we find that substantially more SPR members (Goldfried & Safran, 1986; Wolfe & Goldfried, 1988)
than Division 29 members sampled by Morrow- and with initiatives such as the APAs Division of Psy-
Bradley and Elliott (1986) endorsed the top two points chotherapy Task Force on the identification of empiri-
(more impactful) of the rating scale (84% vs. 27%), cally supported elements of the therapeutic relationship
and substantially fewer endorsed the bottom two scale that contribute to good therapeutic outcome (Norcross,
points (9% vs. 31%). 2002, 2011). It is also consistent with Morrow-Bradley
Another interesting finding was that examining the and Elliotts (1986) findings that clinicians ranked
highest point on the rating scale, we see that respon- research that focuses on the development and impact
dents rated the activity of conducting psychotherapy of the therapeutic or helping alliance near the top in
research in and of itself considerably more relevant to terms of perceived usefulness of psychotherapy
their clinical practice than reading psychotherapy research topics.
research (46% compared to 29%) and as relevant to their Another finding emerging from our qualitative anal-
clinical practice as other sources of information, such as ysis is that when we group together examples classified
the experience of being a client or reading psycho- within the categories of research on the therapeutic
therapy theory. This finding suggests that the process alliance and ruptures in the alliance, change processes
of conducting psychotherapy research may actually be or mechanisms, and psychodynamically oriented
of greater clinical value than the product of psycho- research (which tended for the most part to focus on
therapy research. As a number of authors have indi- therapeutic processes or change mechanisms), we find
cated, the process of conducting psychotherapy that over 50% of the examples provided fall within the
research may contribute to our development as clini- general category of research on psychotherapy process
cians in a number of ways, including increasing our and change mechanisms rather than psychotherapy

PSYCHOTHERAPY RESEARCH AND CLINICAL PRACTICE SAFRAN ET AL. 367


outcome research. Treatment outcome research clinicians to being influenced by empirical evidence
(whether in the form of research on the effectiveness regarding the effectiveness of therapeutic approaches
of behavioral and cognitive behavioral interventions outside of their preferred theoretical orientation.
or therapist or treatment intervention by patient There are a number of limitations to this survey.
type) tended to constitute a smaller proportion of the The most important concern is the relatively low return
examples provided (approximately 25%). This pattern is rate. The major issue here is the possibility of a nonrep-
consistent with Morrow-Bradley and Elliotts (1986) resentative sampling of the SPR membership as a
finding that clinicians tend to find research related to whole. While we cannot rule out this possibility, the
therapy process more clinically useful than research on absence of significant differences on most of the impor-
therapy outcome, and with the argument made by tant sample characteristics between our respondents and
many psychotherapy researchers over the last three dec- a larger sample of SPR members does provide evidence
ades that an increased emphasis on conducting research of the representativeness of our findings with respect to
illuminating the process or mechanisms through which the larger membership. The exceptions were on the
change takes place will be critical if we are going to characteristics of sample age, years of clinical experi-
advance the field of psychotherapy research and reduce ence, and theoretical orientation. In these areas, there
the gap between research and practice (Goldfried & was some evidence that we may have undersampled
Wolfe, 1998; Greenberg, 1986; Safran & Muran, 1994; some of the older SPR members who tended to have
Westen et al., 2004). more years of clinical experience. In addition, we may
A final pattern worth noting is that despite the fact have undersampled psychodynamically oriented mem-
that only 10% of the sample identified themselves as bers and oversampled those designating themselves as
cognitive behavioral therapists (CBT) compared to 35% eclectic. On the face of it, however, these are not fac-
who identified themselves as psychodynamic, an tors that are likely to have influenced our findings in
approximately equal number of research on the effec- the direction of underestimating the perceived clinical
tiveness of CBT interventions and psychodynamically utility of research relative to other sources of informa-
oriented research examples were provided. Interest- tion for SPR members. For example, given the evi-
ingly, the CBT-oriented research examples provided dence that psychodynamically oriented clinicians are less
tended to focus on therapy outcome, whereas examples likely to view research as relevant to their clinical work
of psychodynamically oriented research provided tended than clinicians of other orientation (Morrow-Bradley &
to focus on various aspects of the therapeutic process. Elliott, 1986; Stewart & Chambless, 2007), one might
This may reflect a general tendency for psychodynami- hypothesize that the underrepresentation of dynamic
cally oriented therapists to be less compelled by evi- clinicians in our sample resulted in inflated estimates of
dence demonstrating that their preferred orientation research utilization. Similarly, one might hypothesize
works, than they are in understanding the process that more clinical experience might translate into
through which it works. This emphasis on the impor- weighting the value of clinical experience more highly.
tance of understanding underlying principles rather than Another limitation of the study is that members of
learning specific techniques is a central theme in con- SPR cannot necessarily be considered to be representa-
temporary psychoanalytic thinking (e.g., Aron, 1999; tive of all researcherclinicians. The culture of SPR has
Hoffman, 2009). Given the fact that approximately 90% always placed an important emphasis on the value of
of respondents did not identify themselves as cognitive conducting clinically meaningful research and on the
behavioral in orientation, these findings may also sug- importance of research and clinical practice functioning
gest that psychodynamic and other non-CBT-oriented as mutually influential activities (see, e.g., Castonguay
therapists in our sample learn less from research demon- et al., 2010). A third concern is that while the
strating the effectiveness of their preferred orientations Morrow-Bradley and Elliott (1986) survey of APA
than they do from evidence regarding the effectiveness Division 29 members in some respects served as a
of various CBT techniques. It may also be indicative useful comparison sample for purposes of examining
of a receptiveness among this sample of researcher- the responses of the current sample, the use of a

CLINICAL PSYCHOLOGY: SCIENCE AND PRACTICE V18 N4, DECEMBER 2011 368
somewhat different format for the rating scale and somewhat optimistic or strongly optimistic about
anchors for one of the key questions (i.e., evaluating the potential impact of psychotherapy research in the future.
the overall impact of research on clinical practice) A second possibility to consider is that it may actu-
makes it critical that any inferences about similarities ally be the case that optimal use of information gener-
and differences in the attitudes of the two samples on ated by empirical research is as one source of
this question be drawn cautiously. Moreover, it would information to be combined by the clinician with oth-
have been helpful to be able to compare our findings ers (e.g., clinical experience, experience in clinical
with a more current survey of Division 29 members supervision, existing theory). Since the publication in
attitudes toward psychotherapy research. A final con- the early 1980s of Donald Schons classic work on the
cern is that respondents answers to the open-ended nature of professional expertise (Schon, 1983), an
question about examples of clinically meaningful important field of interdisciplinary investigation has
research findings were categorized and classified emerged that studies the process through which experts
through qualitative analysis procedures, and no inter- make decisions that guide their actions in real-world
rater rating of category classification was calculated. situations that are complex and ambiguous in nature
The category percentages provided in the results sec- (e.g., Collins, 2010; Dreyfus & Dreyfus, 1986;
tion are thus only rough estimates inevitably influenced Ericsson, 2009; Klein, 1998, 2009). Research in this
by our subjectively based categorization of the items. field (commonly referred to as the field of naturalistic
The above limitations notwithstanding, the current decision-making) has consistently found that skilled
survey does shed some light on the attitudes of a sam- practitioners across a wide range of professions respond
ple of researcherclinicians regarding the clinical rele- to relevant situations in a flexible, creative, and contex-
vance of psychotherapy research. Depending upon how tually sensitive fashion. Unlike novices, who tend to
one looks at the findings, one can see the glass as either apply procedures (based on theory, research findings,
half empty or half full. or both) in a standardized fashion, experts engage in
Given the active involvement and investment of this what Schon (1983) refers to as reflection-in-actionthat
sample in the enterprise of psychotherapy research, and is, principles of procedure are continuously elaborated
the complexity of their attitudes (described earlier), it in response to an ongoing appraisal of the emergent
would be difficult to argue that they display what situation. Knowledge acquired from multiple sources,
Baker et al. (2009, p. 83) have termed an insouci- including training, theory, research, and professional
ance in the face of research evidence. It seems rather experience, is stored at a tacit level and establishes the
that they value research, but only as one of many context for a type of holistic pattern analysis that permits
sources of information relevant to their clinical work them to see emerging possibilities for intervention
(and in some respects less than a number of other (Safran & Muran, 2000). Whether or not this is true
sources of information, including personal clinical for skilled psychotherapists is an empirical question.
experience). Given the fact that the sample is clearly
conversant with the latest research, it is difficult to NOTES
attribute the findings to a dissemination problem.
How then can we account for our findings? 1. Direct comparison of the two samples with respect to
One possibility is that unwillingness of this sample theoretical orientation is complicated by the fact that
to privilege research findings as a source of influence Morrow-Bradley and Elliott (1986) did not provide respon-
on their clinical practice in part reflects limitations in dents with the option of designating themselves as humanis-
tic.
the current state of the art of psychotherapy research.
2. A social science researcher with considerable expertise
Despite consistent efforts to improve the clinical utility
in qualitative research.
of psychotherapy research over the last few decades,
3. The senior author is psychoanalytically oriented and
we cannot assume that future developments in research conducts research on the therapeutic alliance and other
methodology will not further increase its clinical aspects of psychotherapy process and outcome. The three
utility. In fact, a total of 84% of our sample was either

PSYCHOTHERAPY RESEARCH AND CLINICAL PRACTICE SAFRAN ET AL. 369


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ing marriage between psychotherapists and psychotherapy
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