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Engineering
Marriott Eaton Centre Hotel
Toronto, Ontario, Canada, August 21-24, 2010
Abstract Improving the control of shading blinds, lights, building in Beijing [1]. Improving the control of key devices
natural ventilation, and HVAC systems while satisfying human in buildings, e.g., shading blinds, lights, natural ventilation,
comfort requirements can result in significant energy cost and HVAC systems, can result in significant energy cost
savings with time-of-day electricity pricing. Traditionally, the savings while satisfying human comfort requirements [2, 3, 4].
above-mentioned devices are controlled separately. In this paper,
a novel formulation for the integrated control and the
The optimized control of these devices is therefore becoming
corresponding solution methodology are presented. The more and more important in view of the increasing cost of
problem is to minimize daily energy costs of lights and HVAC energy, government mandate on energy saving [5], and the
systems while satisfying equipment capacities, system dynamics, rising human comfort requirements.
and human comfort. The problem is complicated since 1) The integrated control of the above-mentioned devices
individual rooms are coupled as they compete for the HVAC should work better than non-integrated control as done
with limited capacity and nonlinear characteristics, and 2) the
problem is believed to be NP-hard in view that decision variables
traditionally because the effects of different devices on energy
are all discrete. A solution methodology that combines costs and human comfort are coupled. For example, as shown
Lagrangian relaxation and stochastic dynamic programming is in Fig. 1, when blinds are closed to prevent incident radiation,
developed within the surrogate optimization framework to lights are needed to provide the required illuminance, and the
obtain near-optimal strategies. These strategies are further heat generated by lights will become extra cooling load. As
refined to become novel control rules for easy practical another example, the outside air enthalpy, indicating the
implementation. Numerical simulation results show that both of
the above strategies can effectively reduce the total energy cost, energy of the air and the water vapor contained in the air,
and that the integrated control works better than selected might be lower than the indoor air enthalpy when the outside
traditional control strategies. humidity is a little bit higher than the indoor air humidity but
the outside temperature is much lower than indoor air
Index Terms Integrated building control, HVAC system, temperature. The control rule based on the outside and inside
natural ventilation, shading blinds, Lagrangian relaxation, enthalpy difference allows for natural ventilation to reduce the
surrogate optimization.
sum of cooling and dehumidifying load. However, the extra
humidity coming from natural ventilation plus what is
generated by occupants might exceed the HVACs
I. INTRODUCTION
dehumidifying capacity. As a result, the humidity requirement
T he energy consumed by HVAC systems and lights
accounts for a major portion of energy consumption in
buildings, e.g., about 40% and 20%, respectively, in an office
may not be satisfied. This will not happen if natural
ventilation and the HVAC system are jointly controlled. More
illustrations will be provided in Section V.
978-1-4244-5449-5/10/$26.00 2010
978-1-4244-5448-8/10/$26.00 2010 Crown
IEEE 7
uncertainties in weather and in the number of occupants, it is a DP-derived rules include rules for both blinds and natural
stochastic optimization problem. The problem is dynamic ventilation. After obtaining the near optimal strategy and the
since opening the blinds, using natural ventilation, etc., will DP-derived rules, the building simulation software Designer's
affect not only the indoor air temperature at the current stage Simulation Toolkit [8] is used to evaluate their performance.
but also the temperature in the future through heat capacities Numerical simulation results in Section V for three typical
of indoor air and walls. days, with cooling demand, demonstrate that both the near
The HVAC system studied here is shown in Fig. 2. It optimal strategy and the DP-derived rules work more
consists of a fresh air unit (FAU) shared by multiple rooms to efficiently in energy saving than two existing rule-based
provide them with conditioned fresh air; and multiple fan coil strategies and one obtained by using a greedy algorithm. It is
units (FCUs), one for each room, to cool and dehumidify the also shown that integrated control is better than the above two
indoor air within individual rooms. For days with cooling existing non-integrated control strategies in satisfying the
demand, the chilled water provided by the chiller is supplied equipment capacities, i.e., integrated control can make
to the FAU to cool and dehumidify the fresh air and to the occupants more comfort.
FCUs to cool and dehumidify the indoor air. The energy
consumed by the fans in the FAUs in some buildings accounts II. LITERATURE REVIEW
for as high as 10% [1] of the energy consumption of the Optimal control strategies for HVACs and control rules for
HVAC and is nonlinear with the fresh air flow rate [12]. The natural ventilation, shading blinds, and lights were discussed
cooling an FAU provides is also nonlinear with its air and in the literature. For example, Mossolly, Ghali, and Ghaddar
water flow rates [12]. This kind of HVAC system is widely [10] used genetic algorithm to obtain the optimal control of
used in China. A novel daily energy optimization formulation fresh air flow rates, return air flow rates and supplied air
to obtain a near-optimal strategy is presented. In the temperature in a multi-zone HVAC system. The objective
formulation, the devices are controlled jointly, rather than function was to minimize the energy consumption of the
separately. The problem is complicated because 1) individual HVAC plus penalty terms if comfort requirements were not
rooms are coupled as they compete for the HVAC with limited satisfied. A near-optimal control of multiple HVAC units was
capacity and nonlinear characteristics, and 2) the problem is presented by Xu et al. [4]. The problem was to decide
believed to be NP-hard in view that decision variables are all temperature set-points for individual rooms to minimize the
discrete. energy cost while satisfying the peak load limit, and the
monthly and yearly peak demand constraints. The problem
)$8 was discretized in control variables and time and then solved
)&8
by a methodology combining stochastic dynamic
programming, Lagrangian relaxation (LR), and heuristics.
The above control methods, however, provided strategies for
5RRPL
HVAC systems, and the effects of natural ventilation, blinds,
and lights on the performance of HVAC were not considered.
Moeseke, Bruyere, and Herde [3] gave control rules for
)&8
natural ventilation and blinds separately. Natural ventilation
&KLOOHU
was controlled based on the temperature difference between
5RRPM
the indoor air and the outside air, i.e., open windows only
when the outside temperature was lower in summer. Blinds
Fig. 2. HVAC system. Solid red: indoor air; Solid blue: fresh air; Dashed were closed only when the solar radiation exceeds a given
blue: exhaust air; Solid purple: supplied water; Dashed purple: return water. threshold. Tzempelikos and Athienitis [2] controlled blinds
Lagrangian relaxation, a decomposition and coordination and lights jointly to provide the required illuminance and to
approach, is used in Section IV to handle the cooling limit of minimize the energy cost of lighting. The above control rules
the HVAC. To overcome the inseparability difficulty caused were effective in saving energy, but did not consider HVAC
by the nonlinearity of the shared FAU, the surrogate capacity limits. Consequently, the temperature or humidity
optimization framework is used. The main idea is to collect requirements might not be satisfied in certain conditions as
all the decision variables related to a particular room to form a presented in Section I.
subproblem. The values of other decision variables are fixed From the above literature review it can be seen that an
at their latest values. Stochastic dynamic programming is then integrated optimized control method is needed.
used to optimize the stochastic and dynamic subproblem to
obtain a near optimal strategy. Even for simplified models, it III. PROBLEM FORMULATION
is still very time-consuming to obtain the near optimal strategy. A novel daily energy-optimization problem is presented in
Novel Dynamic Programming-derived (DP-derived) control this section. In the formulation, blinds, lights, windows for
rules for easy practical implementation are therefore natural ventilation, and an HVAC system are jointly
developed based on the near optimal strategy. The
I
G kfa ,i C pTFAU
k
H FAU
k
2500 1.84TFAU
k
. (1) maiTaik 1 't Oik Qz Qeik hw,in Aw,i Twk,i Tak,i / C p
i 1
The enthalpy of inlet air, the term in the second line in 't Gkfa,iTFAU
k
Gak, FCU ,iTFCU
k
,i Gnv ,iTo
k k
Equation (1), indicates the energy contained in the inlet air Taik mai 't G kfa ,i Gak, FCU ,i Gnvk ,i , (5)
and the water vapor in the air, and is calculated by the air flow
rate times the energy contained in per unit air and the water where mai is the mass of the air in room i, Oi the number of
vapor. In equation (1), Cp is the air specific heat. Both TFAU occupants, Qz the heat generation rate per person, Qe the heat
generated by equipment, hw,in the wall convection coefficient
I
and HFAU are nonlinear in i 1
G kfa,i and Gw,FAU [12], e.g., the
with the indoor air, Aw the area of wall, and Gnv the natural
ventilation flow rate.
I k
,i / COP Pfan , FCU , i
k
^ c 't / COP O E C
Our idea to solve the above NP-hard problem is to apply
Lki * ( xik ) CFCU ,i
k k k k
Lagrangian relaxation (LR) to obtain a near-optimal solution. min uk FAU
i
(21)
great importance, which is demonstrated in subsection A.
Both of the rooms are 6 meters long, 5 meters wide and 4
where LU is an upper bound of the optimal value L, and meters high, and the parameters of the materials of
0<E n<1. construction, the occupant heat generation rate, etc., are all set
according to the parameters of the office room model in
C. Obtaining Feasible Solutions Designer's Simulation Toolkit [8]. The rooms are assumed to
The solutions to the relaxed problem may not be feasible, be occupied from 7:00am to 10:00pm and the maximum
i.e., HVACs cooling limit (Equation 3) is not satisfied. To number of occupants in each room is four. The room is
obtain a feasible solution, two heuristics have been developed: divided into three zones, and each is controlled by one set of
z Heuristic 1. The method checks from time k=1 and move lights as shown in Fig. 3. The energy price is 0.81 RMB/KWh
forward. If the load of the HVAC at time k exceeds from 6 am to 10 pm and 0.35 RMB/KWh during other hours
HVACs cooling load limit, the method backtracks to the [11]. The value of coefficient of performance (COP) chosen
previous stage k-1 and pre-cools one of the rooms. here is the average value measured in nine office buildings in
z Heuristic 2. If no feasible solution can be found by heuristic Beijing [1]. The benefit of integrated control of all the key
1 because of high solar radiation, blinds should be closed devices is presented in the last one or two paragraphs in each
and lights are used during several hours before time k. In subsection.
this way the cooling load for the HVAC is reduced, although Three cases are considered, including a humid summer day
the combined energy consumption of the HVAC and the in August with high outside temperature and a very large load;
lights may increase. a summer day with a large temperature difference between day
and night in July; and a day in May with low cooling load.
D. Obtaining DP-Derived Control Rules
Five strategies are studied for each case, including two
The LR-DP strategy presented above provides optimized existing non-integrated control strategies: strategy A that uses
blind angles, opening or closing of windows, and air and water no natural ventilation and always opens the blinds at 80, and
flow rates for the FAU and FCUs. Optimization takes time, strategy B that controls natural ventilation based on the
and even for simple buildings, the LR-DP strategy for the next enthalpy difference and controlling the blinds based on the
24 hours may not be obtainable within a few minutes. Novel schedule, i.e., closing the blinds only from 11 a.m. to 3 pm; the
Dynamic Programming-derived control rules are therefore greedy strategy that optimizes the energy cost only at the
established for blinds and natural ventilation based on the current stage; the LR-DP strategy, and the DP-derived rules.
LR-DP control strategy as follows.
1) The blind angle is discretized into m values. If a day is A. Case 1: A Humid Summer Day
divided into K discrete time intervals, then each day there are Consider a humid day in August in Beijing, with the outside
K pairs of solar radiation and blind angle. By using the Fisher temperature very high (more than 27qC even in the evening).
Linear Discrimination (FLD) classifier [13], m thresholds can The day has a very large load so that shedding the load is
be obtained based on the 144 training samples. The blinds can important. The results in the second line in Table 1 show that
then be controlled based on the m thresholds. both the LR-DP strategy and the DP-derived control rules
2) The same method is used to decide the rules to control work effectively in reducing the total energy cost (about 16%,
natural ventilation based on the temperature difference 10%, and 8% of the costs are saved compared with strategy A,
between outside air and indoor air or on the enthalpy strategy B, and greedy strategy, respectively). The energy
difference between outside air and indoor air. The detailed consumed under DP-derived rules is a little higher than that
rules are presented in Section V. under LR-DP, because the DP-derived rules are directly
With blinds and windows controlled by rules, the number of derived from the near optimal strategy obtained by LR-DP.
decision variables is much reduced. The HVAC system can TABLE I
then be efficiently optimized by the method of subsections A, ENERGY COST IN RMB OF THE FIVE STRATEGIES FOR THE THREE CASES
B and C for easy practical implementation. Str. A Str. B Greedy LR-DP DP-Derived
Case 1 40.03 37.21 36.70 33.48 33.64
Case 2 35.56 35.17 35.00 30.44 30.74
V. NUMERICAL SIMULATION RESULTS AND DISCUSSION
Case 3 33.28 28.44 29.92 24.96 24.96
The comparison of performance of the LR-DP control
The cooling and dehumidifying power supplied by the FCU
strategy and the DP-derived control rules against that of other
and the FAU into the two rooms under the LR-DP strategy is
three strategies is presented in this section. The system
shown in Fig. 4. It can be seen that the two FCUs do not work
includes two rooms in Beijing and the result in subsection A
at high power levels at the same time when the cooling load is
will show how the devices in the two rooms work
very high in the afternoon. As a result, the maximum total
collaboratively to satisfy the HVACs load limit. Each room
cooling power is 4.3 KW, which does not exceed the HVACs
has a window facing south and a set of shading blinds. The
cooling limit of 4.4 KW.
solar radiation incident on the exterior surface of windows is
The hourly energy costs for the five strategies are shown in
very high around noon time so that the control of blinds is of
0.7
strategy, the LR-DP strategy, and the DP-derived rules, the
0 outside temperature and humidity, and the indoor temperature
1 3 5 7 9 11 13 15 17 19 21 23 under the LR-DP strategy are shown in Fig. 7. In the occupied
Time (Hour)
time, natural ventilation is controlled based on the enthalpy
Fig. 5. Total energy cost
difference by the LR-DP strategy, and the DP-derived rules.
Strategy A Strategy B
Greedy LR-DP(DP-derived) That is because extra energy will be consumed to cool or
Solar Rediation
80 500
(W/m2 )
indicating the energy contained in the air and the water vapor,
of outside air is higher than that of indoor air. However, for
0 0
unoccupied hours before 7 am, natural ventilation should be
7 8 9 10 11 12 13 14 15 16 17 18 19
Time (Hour) controlled based on the temperature difference. That is
Fig. 6. Blind angles and solar radiation because during those unoccupied hours there is no humidity
The blind angles of the five strategies and the solar requirement and the outside air with lower temperature is
radiation on the exterior surface of the window are shown in beneficial for cooling the room. Rules obtained by using
Fig. 6. We can see that the integrated control of blinds and the Fisher Linear Discrimination (FLD) classifier are the same as
HVAC system can save more energy costs than the two the ones above.
non-integrated strategies: strategy A and strategy B. The Strategy B Greedy
LR-DP(DP-derived) Outside temperature
blind angle of the LR-DP strategy and the DP-derived rules is Outside humidity Indoor Temperature
Natural Ventilation
Temperature ()
0.5 35
lower than that of the greedy strategy when the solar radiation
Humidity (g/Kg)
0.4
(m3 /hour)
Outside humidity Indoor temperature(DP) conservation and emission reduction development report, China
(m3 /Hour)
Temperature ()
0.7 50
Humidity (g/kg)